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ENCYCLOPEDIA OF 



ANCIENT 

ASIAN 

CIVILIZATIONS 




m- 




J 



Encyclopedia of 

ANCIENT ASIAN CIVILIZATIONS 



Encyclopedia of 

ANCIENT ASIAN 
CIVILIZATIONS 



Charles F. W. Higham 



Facts On File, Inc. 



Encyclopedia of Ancient Asian Civilizations 



Copyright © 2004 by Charles E W. Higham 

All rights reserved. No part of this book may be reproduced or utilized in any form or 

by any means, electronic or mechanical, including photocopying, recording, or by any 

information storage or retrieval systems, without permission in writing from the 

publisher. Eor information contact: 

Eacts On Eile, Inc. 
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New York NY 10001 



Library of Congress Cataloging-in-Publication Data 

Higham, Charles. 
Encyclopedia of ancient Asian civilizations / Charles E W. Higham. 

p. cm. 
Includes bibliographical references and index. 

ISBN 0-8160-4640-9 
1. Asia — Civilization — Encyclopedias. 1. Title. 
DS12.H5 2003 
959M'03— dc212003048513 

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Text design by Joan M. Toro 

Cover design by Cathy Rincon 

Maps by Jeremy Eagle 

Printed in the United States of America 

VB Hermitage 10 987654321 

This book is printed on acid-free paper. 



Contents 



List of Illustrations and Maps 

vi 



Introduction 
xvii 



Entries A to Z 
1 



Chronology 

417 



Bibliography 

420 



Index 

426 



List of Illustrations 

AND Maps 



Photographs & Illustrations 

Statue of Agni, India 3 

Fresco painting on the walls of the Ajanta caves, India 5 

Amaravati, India 8 

Ananda Temple at Pagan, Myanmar (Burma) 11 

Sculptured heads of the Bayon temple at Angkor, Cambodia 17 

Angkor Wat, Cambodia 19 

Anuradhapura, Sri Lanka 21 

Sandstone figures oi apsaras, Angkor Wat, Cambodia 24 

Banteay Chmar, Cambodia 39 
"Citadel of the women," miniature temple of Banteay Srei, 

Cambodia 40 
Reliefs carved on the walls of the Bayon temple at Angkor, 

Cainbodia 46 

Medieval temple at Bodh Gaya, India 54 

Bodhisattva from Japan's Heian period 54 
Chariots, bronze model from Gansu in China, Eastern Han 

dynasty 71 

Royal centers at Banteay Prei Nokor, Chenla period, Cambodia 75 

Stairway of the Tripylon with bas-reliefs 90 

Stone dharmacakra from Phra Phatom, Thailand 92 

Statue of Siva, Elephanta, India 105 

Kailasanatha temple at Ellora, India 106 

Haniwa tomb figure, Japan 134 

Wall painting of Indra, India 148 

Bust of Jayavarman VII, Cambodia 169 

Kharoshthi script from Hotan 182 

Mud brick walls of Kot Diji, Pakistan 186 



List of Illustrations and Maps vii 



Lacquered basket found in the Han tomb in the Chinese 

commandery of Lelang in northern Korea 193 
Flying horse, bronze figure from the Eastern Han dynasty, 

China 196 

Jade suit of Princess Dou Wan, Han dynasty, China 202 

Mencius, in an 18th-century portrait, China 221 

Mohenjo Daro, Pakistan 226 

Mount Meru, represented at Ta Keo, Cambodia 231 

Nisa, southern Turkmenistan 242 

An oracle bone from Shang China 248 

Pagan, Myanmar (Burma) 256 

Sanctuary of Phimai, ancient Vimayapura, Thailand 261 

Phnom Rung, Thailand 262 

Pre Rup temple, Angkor, Cambodia 267 

Terra-cotta army of Emperor Qin Shihuangdi, China 274 

Scene from the Ramayana, Thailand 280 

Four gateways of the stupa at Sanchi, India 293 

Steatite seals, Indus civilization, Pakistan 300 

Prince Shotoku, Japan 317 

Shrine at Sokkuram, Korea 329 

Sulamani temple at Pagan, Myanmar (Burma) 333 

Ritual vessel, China 338 

Frieze at Taxila, India, showing the Buddha and devotees 344 

Terrace of the leper king, Angkor Thom, Cambodia 347 

Great Wall of China 367 

Wine vessel, from the Western Zhou dynasty, China 374 

Bronze wine jug Que), China 386 

Yakushi-ji, a Buddhist temple at Heijo-kyo in Japan 394 

Yayoi period bronze bell, Japan 404 

Maps 

Sites in Central Asia ix 

Sites in the Indian Subcontinent x 

Sites in East and Southeast Asia xii 

Sites in Japan and Korea xiv 

Sites in the Southeast Asian Islands xv 



Central Asia 




Elevation in feet 

over 10,000 

5,000-10,000 

2,000-5,000 

1,000-2,000 

500-1,000 



"1 n 

300 Km 



Indian Subcontinent 



Elevation in feet 
over 10,000 
5,000-10,000 
2,000-5,000 
1,000-2,000 
500-1,000 




INDIAN 
OCEAN 





^ 





400 Miles 
1 1 





1 1 
400 Km 



1 Ajanta 

2 Ellora 

3 Ujjain 

4 Kausambi 

5 Pataliputra 

6 Nalanda 

7 Bhita 

8 Sarnath 

9 Sravasti 

10 Ahicchatra 

11 Mathura, Mat 

12 Taxila 

13 Kabul 

14 Bamiyan 

15 Balkh 

16 Samarqand. 

17 Termez, Fayaz Tepe, Sapillitepa 

18 Kaxgar 

19 Hotan 

20 Niya 

21 Dunhuang 

22 Turpan 

23 Yangi 

24 Kuqa 

25 Dandan-Oilik 

26 Mogau 

27 Qandahar 

28 Panjikent 

29 Kala-i Kahkaha 

30 Besnagar 

31 Lou-Ian 

32 Mir an 

33 Rawak 

34 Endere, Qiemo 

35 Shan-shan 

36 Kocho 

37 Astana 

38 Bezeklyk 



39 Kara-tepe 

40 Kara-dong 

41 Begram, Shotorak, Kham Zargar 

42 Hadda, Sahri-Bahlol 

43 Dilberjin 

44 Dalverzin-tepe 

45 Mehrgarh 

46 Ay Khanum 

47 Ayrtam, Ushtur-MuUa 

48 Anuradhapura 

49 Mantai 

50 Charsada 

51 Kusinagara 

52 Vaisali 

53 Rajagrihar 

54 Hastinapura 

55 Noh 

56 Sonkh 

57 Atranjikhera 

58 Piprahwa 

59 Banawali 

60 Ganweriwala 

61 Harappa 

62 Mohenjo Daro 

63 Jhukar 

64 Amri 

65 Lothal 

66 Surkotada 

67 Amaravati 

68 Sisupalgarh 

69 Kaveripumpattinam 

70 Banavasi 

71 Kondapur 

72 Pratisthana 

73 Jaugada 

74 Arikamedu 

75 Broach 

76 Kalibangan 



77 Chanhu-daro 

78 Balakot 

79 Allahdino 

80 Ghazi Shah 

81 Nal 

82 Dholavira 

83 Balu 

84 KotDijl 

85 Rehman Deri 

86 Jalilpur 

87 Damb Sadaat 

88 Sothi 

89 Siswal 

90 Nanaghat 

91 Barabar, Lomasa Rishi 

92 Bedsa 

93 Sikri 

94 Nevasa 

95 Kuntasi 

96 Dalmabad 

97 Manda 

98 Bhagwanpura 

99 Nausharo 

100 Ropar 

101 Alamgirpur 

102 Desalpur 

103 Rojdi 

104 Dabar Kot 

105 Farhad-beg-yailaki 

106 Kafyr-kala 

107 Surkh Kotal, Rabatak 

108 Sanchi 

109 Khalchayan 

110 Ak Terek, Siyelik 

111 Gumla 

112 Altyn-tepe 

113 Nagarj unakonda 

114 Ter 



115 Bairat 

116 Bari-kot 

117 Bharhut 

1 18 Chandraketugarh 

119 Eran 

120 Ayodhya 

121 Lewan 

122 Mahasthana 

123 Pratisthana 

124 Prakash 

125 Rakhigarhi 

126 Rangpur 

127 Sankisa 

128 Sannathi 

129 Sigiri 

130 Sothi 

131 Sringaverapura 

132 Tamluk 

133 Tripuri 

134 Wari-Bateshwar 

135 Charklik 

136 Bodh Gaya 

137 Bhuraara 

138 Bhaja 

139 Elephanta 

140 Karli 

141 Nasik 

142 Aihole 

143 Badami 

144 Pattadakal 

145 Khandgiri Udayagiri 

146 Hulaskhera 

147 Lumbini 

148 Lauriya Nandangarh 

149 Satanikota 

150 Rang Mahal 

151 Mamallapuram 

152 Kanci 



East Asia 



r" 

DESERT p 




Elevation in feet 
over 10,000 
5,000-10,000 
2,000-5,000 
1,000-2,000 
500-1,000 
0-500 



1 Wangcheng 

2 Xue 

3 Linzi 

4 Fengchu, Zhuangbai 

5 Zhukaigou 

6 Kexingzhuang 

7 Sanxingdui 

8 Yangzishan, Xindu 

9 Yaan 

10 Yangputou 

11 Fuxingdi 

12 Niuheliang 

13 Zhufeng 

14 Taosi 

15 Xiajin 

16 Xin'gan 

1 7 Panlongcheng 

18 Zhangjiapo 

19 Tianma-Qucun 

20 Xiasi 

21 Leigudun 

22 Mashan, Baoshan, Ying 

23 Qiujiahuayuan 

24 Tianxingguan 

25 Chengziyai 

26 Mancheng 

27 Chengzi 

28 Yinjiacheng 

29 Zhufeng 

30 Guojiacun 

31 Wenjiatun 

32 Dafanzhuang 

33 Shangwanjiazhuang 

34 Simatai 

35 Anxi, Mojiaoshan 

36 Leitai, Mocuizi 

37 Xiaheqing 

38 Dunhuang, Mogao 



39 Leshan 

40 Anyang 

41 Luoyang, Jincun 

42 Adhyapura 

43 Angkor, Ak Yum, 
Amarendrapura, Prasat Kravan 
Rong Chen 

44 Ampil Rolum 

45 Angkor Borei, Phnom Da 

46 Ban Don Ta Phet 

47 Banteay Chmar 

48 Banteay Srei, 

Koh Ker, Preah Khan of 
Kompong Svay 

49 Ban Non Wat, Noen U-Loke, 
Phimai 

50 Banteay Prei Nokor 

51 Beng Mealea 

52 Beikthano 

53 Chansen 

54 Co Loa 

55 Pagan 

56 Thaungthaman 

57 Dong Duong 

58 Dong Si Mahasod 

59 Dong Son 

60 Halin 

61 Haojiatai 

62 Hnaw Kan 

63 Hougang 

64 Jinyang 

65 Jinyanggang 

66 Khao Sam Kaeo 

67 Khuan Lukpad 

68 Kok Kho Khao 

69 Khuong My Chanh Lo, Dai An 

70 Ku Bua 

71 Lopburi 



72 Lovea 

73 Bianxianwang 

74 Chengtoushan 

75 Dinggong, Shijia, Sufutun 

76 Dujiangyan 

77 Erhtou 

78 Zhengzhou, Erligang 

79 Fuquanshan 

80 Sidun 

81 Lijiashan 

82 Shizhaishan, Yangputou 

83 Tianzimao 

84 Linjia 

85 Liuchengqiao, Mawangdui, 
Zudanku 

86 Liujiahe 

87 MaHao 

88 Mrauk-U, Selagiri Hill, Vesali 

89 Dhanyawadi 

90 Muang Fa Daet 

91 Muang Phra Rot 

92 Muang Tarn, Phnom Rung 

93 Muang Dongkorn 

94 Muang Sema 

95 My Son 

96 Nakhon Pathom, Pong Tuk 

97 Nen Chua 

98 Oc Eg 

99 Phnom Chisor 

100 Phnom Wan 

101 Pingliangtai 

102 Po Nagar 

103 Preah Vihear 

104 Qufu 

105 Satingpra 

106 Shangcunling 

107 Shijiahe 

108 SriKsetra 



109 SdokKakThom 

110 SriThep 

111 Tatxicun 

112 Thap Mam 

113 Thaton 

114 Tonglushan 

115 TraKieu 

116 U-Taphao 

117 U-Thong 

118 VietKhe 

119 VoCanh 

120 Wangchenggang 

121 WatPhu 

122 Wucheng 

123 Wuyang 

124 Xintian 

125 Xinzheng 

126 Yaoshan 

127 Yinjiacheng 

128 Wat Baset 

129 Wat Ban Song Puay 

130 Ban Khu Muang 

131 Chang'an 

132 Go Thap 

133 Ishanapura 

134 Xianggang 

135 Mengzhuang 

136 Majiazhuang 

137 Qiuwan 

138 Zidanku 

139 Jinancheng 

140 Fufeng 




T n — 

300 Km 



300 Miles 
I 



PACIFIC 
OCEAN 



Elevation in feet 

P over 10,000 
5,000-10,000 
2,000-5,000 
1,000-2,000 



500-1 ,000 
0-500 



10 

11 

12 
13 

14 



Kyongju, Choyangdong, Kujongdong, 

Panwol-Song, Sokkuram, Kumsong 

Jian, Kwanggaet'o 

Pyongyang, T'osong-ni 

Fushun 

Chinpari, Wangxian 

Anak 

Mongchon, Pungnamni, Sokchondong, 

Karakdong, Isong Sansong 

Kongju 

Paekchonni 

Pokchondong 

Taesongdong 

Koryong 

Maunnyong 

Pukhan Sansong 



15 
16 
17 
18 
19 
20 
21 
22 
23 
24 
25 
26 



27 
28 



Mount Palgong 29 

Kaesong 30 

Okchon 31 

Toro 32 

Itazuke 33 
Sugu 

Doigahama 34 

Santonodai 35 

Tano, Udozuka 36 

Mikumo 37 

Ankokuji 38 

Ama, Tenjinyama, Nintoku, Habikino 39 

Koganezuka, Naniwa, Takamasuzuka, 40 

Udozuka 41 

Uriyudo 42 

Otsuka 43 

44 



Sunazawa 

Tomizawa 

Yoshinogari 

Otsukayama 

Muro Miyayama, Shimanosho, Ishibutai, 

Asuka, Heijo, Fujiwara 

Hiraide 

Tatetsuki 

Inariyama 

Edafunayama 

Kanoko 

Yoshitake-Tagaki 

Higashiyamada-lpponsugi, Futatsukayama 

Tounokubi 

Sanggyong 

Dadianzi 

Puso Sansong 



Introduction 



This volume concentrates on the civiUzations that arose 
east of the Caspian Sea. These early civilizations of Asia 
developed over a vast territory stretching from the region 
of modern Afghanistan and the Aral Sea to Japan and 
Korea, and from Sri Lanka (former Ceylon) to the islands 
of Southeast Asia. These civilizations developed in the 
oases that bordered the arid Taklamakan Desert in western 
China and the tropical jungles of Java in Indonesia. 
Virtually every major river basin sustained one or more 
early states, along rivers like the Yalu, which flowed 
through the icy cold of a Korean winter, or the Irrawaddy 
and the Chao Phraya, which ran through the pervading 
heat of their valleys. Early Western visitors to East and 
Southeast Asia were invariably taken aback by the scale 
and power of the rulers they encountered. Even the mighty 
army of Alexander the Great (356—323 B.C.E.) rebelled at 
the prospect of advancing beyond the Beas River into 
India. Romans, Greeks, and Persians were keen to trade 
with the East but barely gained a foothold on Asian soil. 

When intrepid Portuguese friars penetrated the jun- 
gles of Cambodia in the 16th century and came across a 
great stone city abandoned to the forest, they were so sur- 
prised that they could advance only the Roman emperor 
Trajan (98-117) or Alexander the Great, rather than the 
Cambodians, as being responsible for such magnificence. 
Those Portuguese, as many later archaeologists did, at 
once recognized the external trappings of what is now 
called a state society. They encountered large temples and 
walled cities, huge reservoirs, and inscriptions of texts in 
an unknown form of writing. Had the people of Angkor 
constructed their palaces as well as their temples in 
stone, the friars would also have found large, opulent, 
and richly ornamented domestic buildings. The discovery 
of palace foundations, however, had to await more recent 
archaeological excavation. 

SIGNS OF CIVILIZATION 

Great temples, roads, canals, and reservoirs, together 
with tombs and writing, are the hardware of civilization. 



The software lies in a social system that can be discerned 
through the translation of writing and the inferences 
drawn from the archaeological record. 

The central operating system of a state lies in the rul- 
ing elite. This usually takes the form of a hereditary 
dynasty in which the ruler, who, in Japan and Korea, was 
frequently a woman, often assumed godlike qualities 
linked with an ability to communicate with the ancestors 
and spirit world. Administration involved an upper class 
of relatives of the ruling dynasty, a bureaucracy of cen- 
trally appointed officials, or both. Power was concentrat- 
ed in the capital, often located in an urban center that 
incorporated a palace, state temples, and quarters for spe- 
cialists. Tight control over the military helped ensure the 
rulers' continuance in power, but in many early states, 
there was a perennial problem of scale, manifested in cen- 
trifugal tendencies. The farther from the center, the 
greater the temptation to seek independence. 

One of the recurrent issues confronting the rulers of 
early states in Asia was the success of the harvest. 
Whether rice, millet, wheat, or barley, the surplus gener- 
ated by the field workers was vital to the well-being of all. 
There is much evidence of central concern for predictable 
harvests, manifested in state irrigation works, deploy- 
ment of increasingly efficient agricultural tools, and 
infrastructure for transportation. Essentially, agricultural 
and other surpluses were taxed and used to sustain the 
administrative system. In many instances this taxation 
encouraged a system of currency that took various forms: 
cowry shells and cast imitations thereof, measures of gold 
and silver, and coins that in India owed much to Greek 
prototypes. 

INDIGENOUS ASIAN CIVILIZATIONS 

In at least two instances it is possible to recognize an 
indigenous development of an Asian civilization with 
minimal outside influence. The origins of the Indus 
Valley civilization can be traced to increasing social com- 
plexity in the basin of this river and the surrounding 



xviii Introduction 



uplands to the north and west, hnked with growing mar- 
itime and overland trade with the contemporary civiliza- 
tions of the Tigris and Euphrates Rivers. Here are all the 
classic hallmarks of an early state system; huge walled 
cities -with elite precincts dividing the priests and aristo- 
crats from the rest of the urban population; regular 
streets, granaries, craft workshops, and domestic houses; 
and, most intriguing perhaps to the visitor, an efficient 
system of latrines and drains. A written script was used 
by at least 3300 B.C.E., but the failure of modern scholars 
to read the brief texts means that the administrative and 
ruling system remains conjectural. Several large cities 
dominated, particularly Mohenjo Daro and Harappa, but 
there 'were many smaller centers, villages, and hamlets. 

The end of this civilization is dated to the first half of 
the second millennium B.C.E., but the reasons for the 
decline are not yet clearly defined. Some scholars have 
turned for explanation to the Rig-Veda, sacred ritual 
hymns, which survived through oral tradition in India 
until first transcribed in the 14th century C.E. For millen- 
nia Hindu priests have intoned these hymns during reli- 
gious ceremonies incorporating the soma ritual. This 
ritual involved taking the juice from the soma plant, the 
identity of which remains unknown. Some was then 
offered to the gods; the rest was imbibed by the priests. 
The gods worshiped include the principal Hindu deities 
in their early manifestations: Foremost are Agni, the god 
of fire; Surya, the Sun god; Rudra, god of storms; and 
Indra and Vishnu, the gods of war. The Rig- Veda survives 
in Sanskrit, an Indo-European language, and its early 
manifestation was once seen as evidence of warriors 
arriving in the Indus Valley from the northwest, warriors 
who destroyed the cities of the Indus. Few now hold to 
this view for lack of archaeological evidence. Indeed 
some scholars have even suggested that the Rig- Veda in 
essence originated in the Indus cities and actually 
describes events that occurred in them. 

In any case the Indus civilization did not survive in a 
recognizable form beyond the first centuries of the sec- 
ond millennium B.C.E. The center of gravity in India then 
moved to the Ganges (Ganga)-Jamuna Basin, where a 
series of small competing states, known as janapadas, 
arose. The elimination and absorption of the weak led to 
the formation of larger states, and ultimately by the same 
process, the Mauryan state arose to form the first Indian 
empire in the fourth century B.C.E. 

The second independent development of a civiliza- 
tion took place in China from about 2000 B.C.E. For 
many years, the central focus for the early Chinese state 
lay in the middle reaches of the Huang (Yellovi') River 
Valley. Early Chinese histories described the states of Xia 
and Shang, including the names of capitals, dynasties, 
and kings. Archaeological research has validated these 
semimythical states, identified cities, recovered early 
written records, and opened the burials of elite leaders. 



Even after nearly a century of such research, new discov- 
eries are still crowding in. Thus a new Shang capital was 
found as recently as 1999 at Huanbai. Excavations have 
also revealed the antecedents of the first states, which 
reach back to the period of early farming, and extending 
through the increasingly complex societies of the loess 
land bordering the Huang River. Long-range contact with 
the West was manifested by the beginnings of bronze 
casting and the adoption of the chariot. 

Of even greater significance, there is compelling new 
evidence for a parallel development to the south, in the 
lands bordering the mighty Chang (Yangtze) River. Here 
rice replaced millet as the subsistence base of states 
known as the Changjiang civilization. Already by 4000 
B.C.E., walled settlements like Chengtoushan were estab- 
Hshed. The Liangzhu culture (3200 to 2000 B.C.E.) of the 
lower Chang River Valley presents the picture of a com- 
plex society, whose leaders were interred in opulent 
tombs with fine jade grave goods. The most spectacular 
finds are from Sanxingdui in the Sichuan Basin, a huge 
walled city and likely capital of the regional state of the 
Shu people during the second millennium B.C.E. The 
bronze, ivory, gold, and jade offerings recovered from two 
sacrificial pits reveal a society no less complex than its 
contemporary at Anyang, the capital of the Shang state in 
the Huang Valley to the north. 

In north China, the Shang dynasty was replaced in 
1045 B.C.E. by the Zhou rulers. The Western Zhou kings 
controlled a considerable area. However, their policy of 
sending royal relatives to rule over newly conquered 
regions in due course weakened the center, as regional 
lords assumed their own power bases and formed their 
own states. In addition, the states known to the Chinese 
as Shu and Chu continued to flourish in the Chang Valley 
independent of the Zhou. This policy, with the transition 
to the Eastern Zhou period in 770 B.C.E., led to the weak- 
ening of the royal house; as rival states entered into 
increasingly bellicose relationships, the state of Qin 
emerged as the dominant force. By 221 B.C.E., the first 
emperor, Qin Shihuangdi, had vanquished his last rivals. 
His dynasty, however, was short lived, being succeeded by 
the Western and then the Eastern Han. This period of 
empire, v\rhich ended in 220 C.E., saw the establishment 
of an enduring Chinese state that exercised considerable 
influence on its borders. 

OTHER STATES IN EARLY ASIA 

The development of powerful states in China and India 
during the first millennium B.C.E. had a potent effect on 
the cultures with which they came into contact. Many 
new states mushroomed in the wake of international 
trade relations, wars of undisguised imperial conquest, or 
exposure to nev/ ideas and ideologies. To the northeast, 
the Han policy of imperial expansion during the second 
century B.C.E. sav^r the establishment of the commandery. 



Introduction xix 



or province, of Lelang in northern Korea. This imposition 
of an alien regime in the midst of already sophisticated 
societies was, at least in part, a stimulus for the rise of 
four Korean states — Koguryo, Shilla, Paekche, and Kaya. 
By the fourth century C.E., the Chinese had withdrawn 
from their foothold in the Korean Peninsula, and the 
rulers of these states fought among themselves. In the 
seventh century, the rulers of Shilla allied themselves 
with the Chinese Tang emperor to vanquish all rivals and 
to establish the first pan-Korean state. Unified Shilla. 

Across the Tsushima Strait in Japan, the adoption of 
sophisticated techniques for rice cultivation on the Han 
model, together with the construction of irrigation 
v\rorks, underpinned emerging statelets concentrated in 
Kyushu and the margins of the Inland Sea. The rulers 
built for themselves gigantic mounded tombs, the largest 
of which reached a length of nearly half a kilometer. The 
Nihongi, an indigenous historical record completed in the 
early eighth century C.E., names a sequence of emperors 
and empresses, together with their capitals, temples, and 
palaces. Tracing these sites and opening them by excava- 
tion have yielded a rich harvest of new information. The 
Nara plain, east of modern Osaka, was a focus for the 
early Japanese state, with royal tombs and the remains of 
great cities at Fujiwara and Heijo, which were built along 
the lines of the Chinese capital of Chang'an. In 1961, a 
vital discovery revealed that mokkan, written records on 
wooden slips, survived at Heijo in considerable quanti- 
ties. These illuminated the detailed workings of aristo- 
cratic households and court functionaries. Linked with 
the excavations in royal palaces and Buddhist temples, 
the features of the early Nara state of the eighth century 
have emerged clearly defined from oblivion. 

With the end of the Han dynasty in the early third 
century, China was divided into three states. The south- 
ern kingdom of Wu had no access to the lucrative Silk 
Road that linked China with the West, and the emperor 
sent emissaries south to seek a possible maritime link 
with the worlds of India and Rome. To their considerable 
surprise, the emissaries encountered a state that they 
named Funan, located on the delta of the Mekong River 
in modern Vietnam and Cambodia. Their report, which 
has survived, described a palace and walled settlements, a 
system of taxation and laws, written records, and the 
presence of craft specialists. Rice was cultivated, and 
there was vigorous trade. 

Once again, archaeology has verified these written 
accounts. Air photography before the Second World War 
revealed the outline of moated and walled cities on the 
flat delta landscape, linked by canals that radiated, 
straight as arrows, between the centers. At ground level, 
the French archaeologist Louis Malleret in 1944 excavat- 
ed the city of Oc Eo and traced the outlines of brick tem- 
ple foundations, jewelry workshops, and house 
foundations. Dating this city was facilitated by the dis- 



covery of coins minted by Roman emperors of the second 
century C.E. Since the end of the war in Vietnam in 1975, 
research has raced ahead. Many more sites have been 
identified, and the inscriptions, written in Sanskrit and 
employing the Indian Brahmi script, record the presence 
of kings and queens who took Indian names and founded 
temples dedicated to Indian gods. Wooden statues of the 
Buddha have survived in the delta mud. 

Funan was one of many small mercantile states that 
prospered by participating in a great trade network now 
known as the maritime Silk Road. A two-way trade vidth 
the Indian subcontinent saw gold and spices heading 
west, while bronzes, glass and carnelian ornaments, and 
novel ideas entered Southeast Asia. Along the coast of 
Vietnam, temples dedicated to Siva and other Hindu 
gods, as well as Sanskrit texts, document the rise of the 
Cham states. Chams spoke an Austronesian language, 
unlike their neighbors in Southeast Asia, and they domi- 
nated this coastal tract with its restricted river floodplains 
until the march to the south by the Vietnamese that 
ended in the I8th century. The rich soil of Java sustained 
kingdoms that were responsible for Borobudur, the 
largest Buddhist monument known, dating to the ninth 
century, while the demand in the west for cloves and nut- 
megs saw the Spice Islands of Southeast Asia prosper. 

The broad floodplain of the Chao Phraya River in 
Thailand witnessed the rise of a state known from its 
inscriptions, in the Mon language, as Dvaravati. Here are 
large, moated centers dominated by temples dedicated to 
the Buddha, which rose at the same time as the Funan state 
to the south. Small states developed along the coast of 
peninsular Thailand and Malaysia, as goods were trans- 
shipped from the Gulf of Siam to the ports on the Andaman 
Sea. One major trading state, known as Srivijaya, arose at 
Palembang on the island of Sumatra. To the west, the Pyu 
civilization of the dry zone in modern Myanmar (Burma) 
bequeathed great cities at Halin, Beikthano, and Sri Ksetra. 
On the Arakan coast, the part of Southeast Asia most 
exposed to trade with India, there are reports of visits by 
the Buddha himself, and cities were founded at 
Dhanyav^radi and Vesali, complete with palaces and temples. 

Local origins are common to all these states that bur- 
geoned along the maritime Silk Road. Explorations into 
their prehistoric ancestry reveal growing cultural com- 
plexity, as chiefs rose up and took advantage of the new 
opportunities afforded by international trade. Indian 
influence is seen in the Sanskrit and Pali languages, the 
Brahmi script, and Hindu gods. Beneath the surface of the 
Pyu, Dvaravati, Funan, and Cham civilizations lies a 
strong local culture. These cultures continued well into 
the second millennium C.E. In Cambodia the civilization 
of Angkor grew into a major regional power. Pagan was 
the center of the Burmese civilization. The Chams con- 
tinued to flourish until the predatory Vietnamese began 
their march south. 



XX Introduction 



THE SILK ROAD AND THE RISE AND FALL 
OF CULTURES 

The Silk Road itself was a labyrinth of trackways that 
began with the Gansu corridor in western China. It then 
skirted north and south of the arid Tarim Basin, before 
reaching the crossroads that lay in the valleys of the Syr 
Dar'ya and Amu Dar'ya Rivers as they flowed north to the 
Aral Sea. Here it was possible to strike south into 
Afghanistan and India or to continue in a westerly direc- 
tion, south of the Caspian Sea, to the Black Sea and the 
Mediterranean. 

This route was an ancient one, followed, it seems, by 
early farmers trekking east, who founded settlements in 
the Tarim oases during the third millennium B.C.E. There, 
in the dry wastes, are 4,000-year-old cemeteries contain- 
ing the remains of fair-skinned people with European fea- 
tures, interred with woven plaid textiles, sprigs of 
ephedra (a hallucinatory plant), and trousers and boots. 
Their descendants in all probability spoke Tocharian, an 
Indo-European language. It was along this route that 
knowledge of bronze working and the chariot reached 
China. The Silk Road was a conduit for the arrival of 
Buddhist teachings in China and ultimately Korea and 
Japan. At Mogao, east of the Taklamakan Desert, are 
some of the finest Buddhist shrines anywhere. 

The Chinese Han dynasty's establishment of peaceful 
conditions in the second century B.C.E., always problein- 
atical where steppe horsemen might intervene, promoted 
the development of states along the eastern stepping 
stones of the Silk Road. When the archaeologist-explorers 
Sven Hedin and Sir Aurel Stein reached the deserts of far 
western China a century ago, they encountered the 
remains of walled cities, roads, even ancient vineyards. 
Letters and royal orders on wood and leather have sur- 
vived, in an Indian script dating to the third century C.E. 
These illuminate the kingdoms of Shan-shan, Sogdiana, 
and Hotan and their oasis cities at Niya, Endere, 
Panjikent, and Lou-Ian. 

The crossroads of Asia, where the routes south into 
India bisect the Silk Road south of the Aral Sea, have seen 
the rise and fall of many civilizations. Under the rule of 
Cyrus the Great (ruled c. 585-c. 529 B.C.E.), the 
Achaemenid empire of Persia expanded east, incorporat- 
ing the Indus Valley as its 20th province during the reign 
of Darius the Great in the early fifth century B.C.E. 
Achaemenid rule came to an end with the defeat of Darius 
III at the hands of Alexander the Great at the Battle of 
Gaugamela (modern Iraq) in 331 B.C.E., setting in motion 
the beginning of the Greek control of this region. Under 
Seleucus Nicator (356-281 B.C.E.), one of Alexander's 
generals and ruler of the former Persian Empire, Greek 
influence was profoundly felt through the foundation of 
cities, the construction of temples, and the minting of 
coins bearing the images of many Bactrian Greek kings. At 
Ay Khanum in Afghanistan and Sirkap in Pakistan are 



cities that match their contemporaries in Greece itself. 
This powerful wave of Hellenistic influence can be seen in 
the Gandharan art style as well as in theaters and mau- 
soleums, for example, at Ay Khanum. However, the 
Seleucid empire was on the wane by the mid-second cen- 
tury B.C.E., and from its remnants arose the Parthians in 
the region southeast of the Caspian Sea. They briefly held 
sway over the great center of Merv (modern Mary in 
Turkmenistan), reaching down into the Indus Valley. 

The Kushans, however, were to exert a major influ- 
ence in this area. Moving west from China, these initially 
nomadic groups settled south of the Aral Sea by the 
end of the second century B.C.E., and under a line of 
potent rulers beginning with Kujula Kadphises, they 
came to rule a large empire south into India, with a capi- 
tal at Purusapura (modern Peshawar). King Kanishka, 
who took the title devaputra, or son of god, showed a 
deep interest in Hinduism. By 200 C.E., Persian power 
resurfaced with the Sasanid dynasty under Ardashir I 
(224-241). Sassanian control of the strategic Merv Oasis 
and this central part of the Silk Road provided a welcome 
element of stability. By the third century C.E., a Christian 
monastery was founded at Merv. 

From the fifth century C.E., however, the Sassanians 
came under mounting pressure from the Hephthalite 
Huns to the east, a people of shadowy origins, whose 
prowess as mounted cavalrymen and archers was feared. 
After the defeat and death of their king, Firuz, in 484, the 
Sassanians paid tribute in coinage to the Hephthalites, 
largely to keep the peace on their eastern frontier, until 
the reign of Khosrow I in the mid-sixth century C.E. 
Hephthalite territory at this juncture included Tok- 
haristan and much of Afghanistan. They conquered Sog- 
diana in 509 and extended their authority as far east as 
Urumqi in northwest China. By 520, they controlled this 
area and in India came up against the western frontiers of 
the Gupta empire under King Bhuhagupta. Under their 
own king, Toramana, the Hephthalites seized the Punjab, 
Kashmir, and Rajputana; Toramana's successor, Mihi- 
rakula, established his capital at Sakala (modern Sialkot 
in Pakistan). He was a devotee of Siva, and this was a 
period of devastation for the venerable Buddhist monas- 
teries in Pakistan and India, many of which were sacked 
and destroyed. The last Hephthalite king, Yudhishthira, 
ruled until about 670, when he was replaced by the 
Turkish dynasty knov\Ti as the Shahi. 

STRANDS OF EARLY ASIAN CIVILIZATIONS 

The pattern underlying early Asian civilizations entails 
three strands. The first involves the origin and flowering of 
the indigenous states. Two can be identified: The earlier 
was centered in the Indus Basin and flourished during the 
fourth millennium B.C.E., before the cities were abandoned 
and the focus of Indian civilization moved to the Ganges 
(Ganga) and Yamuna Valleys. The later, and most durable. 



Introduction xxi 



began in catchments of the two great rivers of China, the 
Chang and the Huang. Here there was a twin development 
of agriculture, with rice dominating the balmier south and 
millet the colder north. Again cultural complexity devel- 
oped in tandem in both areas, as did the early states, Xia 
and Shang in the central plains of the Huang River and 
Changjiang in the land bordering the Chang. 

The second strand involved the development of what 
might be termed "secondary civilizations" in areas that 
came under the influence of China, India, or both. While 
Chinese influence was strongly felt in Korea and Japan, 
the impact of Buddhism cannot be discounted. To the 
south, the states of the maritime Silk Road developed 
from indigenous chiefdoms, retaining their autonomy 
but prospering through the enriching influence of India 
and China. The same cross-fertilization of ideas between 
local inhabitants and foreign traders may be identified on 
the Silk Road itself. 

The third and most complex contributor to the pat- 
tern of Asian civilization lies in the regions where east 



met west through the expansion of the Greek and Persian 
Empires and the intrusion of Sakas or Scythians, 
Kushans, and Hephthalite Huns. This region, centering 
on modern Afghanistan, northern Pakistan, and the 
basins of the Syr Dar'ya and Amu Dar'ya Rivers, is one of 
the most interesting areas, because of the variety of peo- 
ples, religions, languages, and cultures that came and 
went, each contributing and at the same time adapting to 
the ways of other societies. 

Today Asia teems with humanity. Its billions of peo- 
ple speak thousands of languages. Its contribution to the 
development of the human species outweighs that of any 
other part of the globe: the domestication of rice, the 
largest mortuary complexes, two of the world's great reli- 
gions, massive temples, cast iron, paper, silk, writing, 
universities, totalitarian states, the crossbow, outstanding 
works of art — the list is endless. The development of 
Asian civilizations from their first foundations is a key to 
understanding Asia today. 



Entries A to Z 




Abeyadana temple The Abeyadana temple, at PAGAN 
in modern Myanmar (Burma), is thought to have been 
inspired by the queen of King Kyanzittha (1084-1112 
C.E.). It includes a large, rectangular, central temple 
adjoining a rectangular hall. A large brick image of the 
Buddha dominates the temple; some of the inner walls 
are embellished with frescoes of Hindu gods, such as 
Brahma, Vishnu, Siva, and Indra. 

Abhayagiri Abhayagiri, a monastery at ANURADHAPURA 
in modern Sri Lanka (Ceylon), was founded by King 
Vattagamani Abhaya in the early first century B.C.E. It 
enjoyed royal patronage until the last days of Anuradha- 
pura itself. Under King Gajabahu (114-136 C.E.), the 
Abhayagiri stupa (Buddhist shrine) reached the enor- 
mous height of 84 meters (277 ft.). In the fifth century 
C.E., it was visited by the Chinese monk EAXIAN, who 
described a jade image of the Buddha standing six meters 
(20 ft.) high. There were ceaseless ceremonials there, sug- 
gesting that MAHAYANA BUDDHISM, the high ritual form of 
the religion, was in favor. 

abhiseka An ahhiseka is a plaque used in consecration 
ceremonies for Buddhist kings in Southeast Asia. Such 
plaques have strong Hindu traditions, and the symbols on 
them are highly significant. An example in steatite was 
recovered in 1965 during the construction of a road from 
the ancient city of VESALI to the later capital of MRAUK-U in 
the Rakhine (formerly ARAKAn) region of western Myan- 
mar (Burma). The steatite plaque was used as the support 
for a bronze vessel found at the same time. The decoration 
represents the universe, bounded by a wall depicted as the 



raised, square edge of the plaque; the four continents 
within are seen as lotuses at each corner. A circular frieze 
of lotus petals in the center represents MOUNT MERU, the 
home of the gods; a second circular frieze incorporates 
symbols of royal mystical power. These include the sri- 
vatsa (mother goddess) motif, a conch shell, a cornucopia 
and fish, all of which are deemed to bring prosperity to 
the kingdom. A fly whisk, elephant goad, parasol, and 
bull are also depicted, and all are symbols of powerful 
kingship. Such symbols are evident in many other con- 
texts in Southeast Asia, not least in the reliefs depicting 
King SURYAVARMAN II at ANGKOR WAT in Cambodia. A pea- 
cock and a deer on the plaque represent the Sun and the 
Moon; a pillar and goose indicate the conjunction of 
heaven and Earth. These esoteric powers are deemed to 
enter the king's person through the lustral water con- 
tained in the bronze bowl that the plaque supports. Its 
closest parallels are found in the ceramic abhisckas found 
in the Dvaravati sites of central Thailand. 
See also DVARAVATI CIVILIZATION. 

Achaemenid empire At its height, during the fifth 
century B.C.E. , the Achaemenid empire stretched from 
Albania in the west to TAXILA and the course of the Indus 
Valley in the east, and from the Aral Sea to Cyrene in 
modern Libya, including western Asia and Egypt. 
Founded by Cyrus the Great (r. c. 585-c. 529 B.C.E.), the 
empire was organized into provinces. In the east, these 
included, from north to south, Khwarizm south of the 
Aral Sea, SOGDIANA in the headwaters of the Syr Dar'ya 
River, Arachosia and Gedrosia in Baluchistan, and BACTRIA, 
Margiana, and GANDHARA in Afghanistan. The eastern 



2 acupuncture 



conquests were stimulated by the desire of Cyrus for a 
stable frontier against the Scythians, as well as by an 
imperialist impulse to seize and exploit territory. His pol- 
icy included the foundation of frontier settlements, of 
which Cyropolis in the valley of the Syr Dar'ya River is 
best known. In the late sixth century B.C.E., a succeeding 
king, Darius the Great (r. 522—489 B.C.E.), led a campaign 
in the east that is said to have reached the shores of the 
Aral Sea. During the ensuing several years, the Persians 
conquered the area of modern northern Pakistan, and sol- 
diers from the eastern provinces vi'ere prominent in the 
Achaemenid army. The empire ended with the defeat of 
Darius III by ALEXANDER THE GREAT at the Battle of 
Gaugamela (modern Iraq) in 331 B.C.E. 

However, the two centuries of Achaemenid rule saw 
much cultural interaction between the center and the 
east. Scythians, Bactrians, Arachosians, Gandharans, and 
Indians are all depicted on the reliefs of Persepolis, the 
Persian ceremonial center in modern south Iran. The 
Scythians wear their characteristic pointed caps and carry 
short swords; the Bactrians are seen holding cups and 
guiding a Bactrian camel with a bell around its neck. The 
Indian wears a headband and a short kilt and carries ves- 
sels in baskets slung from a wooden holder supported 
over the shoulders, just like those still seen in India 
today. This intercourse and travel exposed participants to 
one of the world's great empires, involving knowledge of 
the Aramaic script and methods of administration. Both 
eased the consolidation of the conquest by Alexander the 
Great and his forces. 

Further reading: Briant, P. From Cyrus to Alexander: 
A History of the Persian Empire. Winona Lake, Ind.: Eisen- 
brauns, 2002; Dandamaev, M. A. Political History of the 
Achaemenid Empire (Ancient Near East). Leiden: Brill, 
1997; Dusinberre, E. R. M. Aspects of Empire in 
Achaemenid Sardis. Cambridge: Cambridge University 
Press, 2003. 

acupuncture Acupuncture has been a central part of 
traditional Chinese medicine for more than 2,000 years. 
A set of four gold needles has been recovered from the 
tomb of Prince Jing of Zhongshan, dated to the Western 
HAN DYNASTY (206 B.C.E. -9 C.E.). Three different types of 
needles are represented, each having its own special func- 
tion. An engraving from an Eastern Han tomb in Shan- 
dong province shows a creature with a human head and 
arms and a bird's body performing acupuncture on a 
kneeling patient. 

Adhyapura Adhyapura, a site located in the Mekong 
Valley near the border between modern Cambodia and 
Vietnam, is notable as the home base of a highly ranked 
family that provided ministers to five kings, spanning the 
transition from the state of FUNAN to CHENLA (c. 550 C.E.) 



and beyond. One family member, named Simhadatta, was 
the doctor of JAYAVARMAN I of Chenla and the governor of 
Adhyapura in 667 C.E. 

Afrasiab Afrasiab is the ancient name for Samarqand, 
once a province of Russian Turkestan and now the name 
of a city and province in Uzbekistan. The city was a 
major center of both the Bactrian Greeks (250 B.C.E.— 10 
C.E.) and of SOGDIANA in the period from 200 B.C.E. up to 
the Arab conquests of the eighth century C.E. In the sev- 
enth century, Afrasiab covered an area of 214 hectares 
(535 acres) and minted its own coinage. The Sogdians 
grew wealthy through irrigation agriculture and control 
of the SILK ROAD. Their town houses and palaces were 
constructed of compressed loess and mud brick, and the 
interior walls were coated with clay. Mural paintings are a 
particular feature of these stately residences. One paint- 
ing reveals a delegation of HEPHTHALITE HUNS; another 
shows an elegant boat with waterfowl. The Sogdians, 
through extensive trade contacts and the remote colonies 
of their merchants, incorporated foreign motifs into their 
outstanding silver metalwork as well as their religious art. 
They were Zoroastrians, followers of an ancient Iranian 
religion, but there were also small groups of Christians 
and Buddhists among the inhabitants. The religious art of 
Sogdiana shows the adoption of local and foreign ele- 
ments into Zoroastrianism, such as an Indian-style four- 
armed depiction of an ancient Mesopotamian goddess. 
Nana. 

A mural from Afrasiab, from the house of a wealthy 
aristocrat, shows foreign ambassadors arriving at the 
court, probably of King Varkhuman, in about 660 C.E. 
An inscription states that one of the delegates was from 
a small state known as Chaganiyan. Others traveled 
from China and as far afield as Korea. The Chinese are 
seen presenting silks to the king. The southern wall of 
this same chamber shows King Varkhuman in a proces- 
sion, visiting a holy shrine probably dedicated to his 
ancestors. 

Agni Agni, the god of fire in early Indian religion, is 
mentioned in the Rig- Veda around 1500 to 1000 B.C.E. He 
had three principal manifestations: as fire itself, as light- 
ning, and as the Sun. The crackling of a fire was the god 
Agni speaking. He had seven arms and rode a chariot 
pulled by red horses. The presence of fire altars in the 
INDUS VALLEY CIVILIZATION sites might indicate that Agni 
was already part of the pantheon in the third millennium 
B.C.E. The construction of a fireplace or altar, known as 
agnicayana, in SANSKRIT, was a vital part of Vedic ritual. 
The agnihotri (priest) was responsible for maintaining the 
sacred flame. The Rig-Veda describes Agni as the illumi- 
nator of darkness, guardian of cosmic order, and recipient 
of daily homage. 



Airlangga 3 




Agni is the Hindu god of fire. He has a long ancestry, going 
back to the Rig-Veda. The name of this god was chosen for 
India's missile armed with a nuclear warhead. This image of 
Agni comes from a South Indian temple panel dating to the 
17th century. (Victoria & Albert Museum, London/Art 
Resource, NY) 



Agnimitra (ruled c. 148-140 B.C.E.) Agnimitra was the 
second king of the Sunga dynasty in the lower Ganges 
(Ganga) Valley of India. 

He succeeded his father Pushyamitra after a period when 
Agnimitra governed the Sunga province of Vidisa. There 
he exercised a considerable measure of independence. He 
was succeeded after ruling for eight years by his son 
Sujyeshtha. 

Ahicchatra Ahicchatra, a city in the upper Ganges 
(Ganga) Valley of northern fndia, was occupied from the 
fourth century B.C.E. to around 1100 C.E. According to 
Raymond AUchin, it was a city falling into the third size 
grade of Mauryan centers, with an area of between 121 
and 180 hectares (300 and 450 acres). This area, how- 
ever, is defined by a mud wall built during the early part 
of the fourth phase of the city's life at the beginning of the 
first century C.E. In the seventh century C.E., the site was 
visited by the Chinese monk XUANZANG, who described 
10 Buddhist monasteries and nine Hindu temples there, 
in a city built on a strongly fortified location. The sur- 
rounding country, he said, produced wheat and rice and 
had many springs and woods. 



It is clear that the site was continuously occupied for 
a lengthy period. Excavations undertaken in 1940—44 
and again in 1963-65 followed initial work by SIR ARTHUR 
CUNNINGHAM, who opened a stupa and found a steatite 
foundation deposit containing pearls, glass, and an amber 
bead. The excavations examined the defenses and interior 
mounds and identified nine periods of occupation, begin- 
ning in the late prehistoric period and lasting until about 
1100 C.E. The dating of the successive layers and defenses 
has been undertaken on the basis of ceramic typology 
and the coins recovered. The second and third phases 
from the base reflect a Mauryan period of occupation, fol- 
lowed by layers containing Kushan coins and coins con- 
temporary with the GUPTA EMPIRE. A Gupta temple was 
also uncovered, designed in the form of terraces and ded- 
icated to SIVA. It was finely decorated with terra-cotta 
images of the gods Gaga and Yamuna. The defenses were 
improved on at least two occasions with the addition of 
brickwork, and an interior wall was constructed to divide 
the city into two sectors after the construction of the 
Gupta temple. The city itself seems to have been deserted 
by about 1100 C.E. 

See also MAURYA EMPIRE. 

Aihole The complex of temples at Aihole (formerly 
Aryapur) in southern India was the creation of the 
CHALUKYA DYNASTY (sixth to eighth centuries C.E.). The 
temples crowd in a walled precinct 500 by 500 meters 
(1,650 ft.) in extent on the bank of the Malprabha River 
in Karnataka. The Meguti temple, built in 636 C.E. by 
King Ravikirti, commands an eminence overlooking the 
site as a whole. Dedicated to JAINISM, the complex 
includes a notable inscription that describes the military 
prowess of King Pulakesin II. The earliest temple, known 
as Lad Khan after a villager who had used it as a cattle 
byre, was adorned with images of the major Hindu deities, 
including Vishnu, Garuda, and Surya. The Durga temple 
is regarded as one of the most impressive in this remark- 
able site. Raised on a decorated plinth, it presents a mas- 
sive appearance that is due to its broad exterior columns. 

Airlangga (ruled 1016-1049) Airlangga was the king of 
a major East javan trading state in modern Indonesia, 
known for its wealth and power. 

He rose to power after the defeat of his predecessors by 
the Srivijayan state, but during a period of Srivijayan 
weakness he had founded a capital in the vicinity of 
Surabaya and controlled not only the rich volcanic BRAN- 
TAS RIVER basin but increasingly also the spice trade. One 
of his major achievements was to dam the Brantas River 
to control flooding and increase the area of land under 
irrigation for rice cultivation. He also grew wealthy from 
trade, particularly with China. His court is recalled for its 
literary output. Airlangga considered himself to be an 



4 Airtam 



incarnation of the Indie god Vishnu, and his mausoleum 
at Balahan incorporated a statue of him riding on Garuda, 
the eagle mount of the god. Before his death, he retired to 
become an ascetic and left his kingdom divided between 
t-wo sons. Janggala was the name of the polity east of the 
Brantas River, but it was soon absorbed by Kederi, the 
kingdom on the western bank. 
See also SRIVIJAYA. 

Airtam Airtam, a village on the Amu Dar'ya River 13 
kilometers (8 mi.) south of TERMEZ in modern Uzbek- 
istan, is a large, undefended settlement, whose history 
dates back to the fourth century B.C.E. Covering an area 
at least three kilometers in length, the site has been par- 
tially destroyed by river erosion. In 1932 a Russian sol- 
dier discovered a large stone slab that had formed the 
main part of a remarkable frieze dating to the Kushan 
period (70-200 C.E.). The slab has carved figures of 
musicians and a border of acanthus leaves. After a suc- 
cessful search for more pieces, the reconstructed lime- 
stone frieze -was found to be seven meters (23 ft.) in 
length. On one side of the frieze are figures holding gar- 
lands of flowers; on the other are musicians. Both groups 
are thought to have been taking part in the ritual of 
preparing the body of the dead Buddha for cremation. 

RESULTS OF LATER EXCAVATIONS 

Excavations followed in the 1930s and again in 1979, 
when a bridge was constructed over the Amu Dar'ya 
River. It was found that the site had a long history, begin- 
ning with the construction of a brick temple during the 
BACTRIAN GREEK period. This construction extended over 
a distance of 50 meters (165 ft.) from east to west. On 
excavation, the walls survived to a height of 1.7 meters 
(5.6 ft.); within the buildup of sand deposited after the 
site's abandonment, three coins were found. Two of these 
belong to the second half of the reign of the Kushan king 
KUJULA KADPHISES and thus date the building earlier than 
the first century C.E. Galina Pugachenkova has suggested 
that this temple might have been dedicated to the local 
river god Okhsho, whose name survives in the name of 
the Vaksh River. The structure, however, was not com- 
pleted, perhaps because of the troubled times associated 
with the invasions of nomadic SAKAS. 

This destruction of Airtam was followed by a period 
of abandonment, before Buddhist influence entered the 
area under the tolerant policy of the Kushans and many 
temples vi^ere constructed in sites along the Amu Dar'ya 
River. Important constructions of this period are seen at 
TERMEZ, KARA TEPE, AND DALVERZIN TEPE (Uzbekistan). At 
Airtam this development was manifested by the Buddhist 
temple whose limestone frieze the soldier had discovered. 
On reconstruction and further analysis, it was found that 
there were two matching friezes, one containing images 
of female celestial musicians and the second with figures 
making offerings of flowers. 



The temple was associated with at least two stupas 
and was surrounded by a wall that included what were 
thought to be a kitchen and a storage room. The plan is 
distinctive to this region and is matched at other sites, 
including DILBERJIN and Kara Tepe. Its extent -was given an 
additional dimension -when a bulldozer cut through the 
opening to a subterranean complex lined in brick; at least 
one of the chambers -was probably used for meditation. 

The date of the temple was not surely kno-wn until 
the 1979 excavation season, when the base of a stone 
stela was found. It was decorated with figures of a man 
and a woman, preserved up to the level of the knees. An 
inscription in the Bactrian script -was incised on the base. 
Dated to the fourth year of the reign of King Huvishka (c. 
140 C.E.), it named a certain Shodija as the benefactor 
who had built the large structure. The two figures on the 
fragmentary stela are probably Shodija and his wife. They 
are shod in Indian-style foot-wear. Even the sculptor's 
name is known: He was one Mirzad, who probably hailed 
from Persia, if his name is any guide. 

Airtam declined in the third and fourth centuries, 
probably as a result of conflict associated with the Sassa- 
nian expansion into this region. There is much evidence 
of destruction, seen in the broken statue fragments, the 
overturned and shattered foundation inscription, and the 
looting of Buddhist relic chambers that contained pre- 
cious offerings. 

See also BUDDHISM; SASSANIAN EMPIRE; TERMEZ. 



Ajanta Ajanta, one of the most famous rock temple 
sites of India, is located on the outer bend of the Wag- 
ora River in Maharashtra state. The 30 caves cut into 
the granite were built by Buddhists between the second 
century B.C.E. and the seventh century C.E., and their 
walls are decorated with frescoes and sculpture. 

The caves, concealed by forest, were discovered more 
than a millennium after they had been deserted in the 
early I9th century. Already by 1844, the directors of the 
East India Company had urged the British government to 
preserve and record these caves, and a Captain Gill was 
charged with the responsibility of recording the paintings 
there. At the same time SIR ALEXANDER CUNNINGHAM 
wrote that the temples would contain treasures, which 
should be excavated and analyzed. 

The caves of Ajanta, even after extensive pillaging 
and destruction, are among the jewels in the crown of 
Buddhist art. The caves form caityas (sanctuaries) and 
viharas (monasteries), heavily carved and decorated with 
fresco paintings that depict scenes in the life of the Bud- 
dha. Because the Buddha experienced life in all its rich 
variety, the scenes evoke many aspects of life in early 
India beyond the strictly religious — the rhythms of the 
court and life in towns and villages, as well as in the 
monasteries themselves. The ultimate purpose of the 
paintings was educational, to instruct and inform pil- 



Ak Yum 5 




The fresco painting on the walls of the Ajanta caves in India 
are world famous. This example from cave 1 shows servants 
pouring holy water over a prince before his coronation. 
(O Lindsay Hebberd/CORBIS) 



grims and novices about the principal events in the life of 
the Buddha that led to his enlightenment, in the same 
way that the reliefs of the great sanctuary of BOROBUDUR 
in Java were a medium of instruction. 

See also BAGH; BUDDHISM. 

Further reading: Allchin, E R., ed. The Archaeology of 
Early Historic South Asia. Cambridge: Cambridge Univer- 
sity Press, 1995; Behl, B. K., Nigam, S., and Beach, M. C. 
The Ajanta Caves: Artistic Wonder of Ancient Buddhist 
India. New York: Harry N. Abrams, 1998; Harle J. C. 
Gupta Sculpture: Indian Sculpture of the Fourth to the Sixth 
Centuries AD. Oxford: Clarendon Press, 1974; Harle, J. C. 
The Art and Architecture of the Indian Subcontinent. Lon- 
don: Penguin Books, 1986; Pant, P. Ajanta and Ellora: 
Cave Temples of Ancient India. Columbia, Mo.: South Asia 
Books, 1998; Schlingloff, D. Guide to the Ajanta Paintings: 
Narrative Wall Paintings. Columbia, Mo.: South Asia 
Books, 1999. 

Ajatasatru (c. 563-483 b.c.e.) Ajatasatru was a king of 
Magadha, an ancient kingdom in the Ganges (Ganga) Valley 
of India and a contemporary of the Buddha. 
He expanded his kingdom and fought with other MAHA- 
JANAPADAS, or early states, and is said in a Buddhist text to 
have visited the Buddha. 
See also BUDDHISM. 

Akhauri Akhauri is a Buddhist monastery at TAXILA in 
northern Pakistan, belonging to the early Kushan period 
(first century C.E.). It provides a clear example of the 



structure of a Buddhist foundation at that period. There 
is a main court entered by a portal from the north. Rooms 
are set around the outer courtyard wall, looking inward. 
There are an assembly room, two chapels, each contain- 
ing a stupa, and rows of monks' cells. A smaller court 
with 1 1 cells was later added on the western side. 
See also KUSHANS. 

Ak-terek In 1906, during his explorations in the west- 
ern TARIM BASIN, in the area of the ancient state of HOTAN, 
Sir Aurel Stein discovered the site of Ak-terek, a Buddhist 
monument lying to the south of the Buddhist shrine at 
RAWAK. Smaller than the Rawak shrine, the temple of Ak- 
terek had been destroyed by fire and never reoccupied. 
This had the effect of firing the clay sculptures, while 
those from Rawak remained friable. The sculptures 
included a fine image of a seated Buddha dated stylisti- 
cally to the mid-fourth century C.E. The presence of frag- 
ments of gold leaf suggested that some, at least, of the 
structure had been gilded. 

Ak Yum Ak Yum is a temple site located near the cen- 
ter of the square enclosure known as BANTEAY CHOEU, 
west of Angkor in Cambodia. Excavations by George 
Trouve in 1935 exposed much of the central structure. 
The lowest platform was built of earth, with its major 
paths sealed in bricks. This platform measured 100 
meters (330 ft.) square and rose 2.6 meters (8.5 ft.) in 
height. Access to the second stage was by stairs, which 
ascend 2.4 meters onto a brick platform. The walls were 
decorated with sculptures of miniature palaces. The sec- 
ond stage incorporates a series of brick towers embel- 
lished with sandstone false doors and lintels. An 
inscription on a stone sculpture near the southeast-angle 
tower records a donation to the god Gamhiresvara in 
1001 C.E. The religious text reveals the sanctity of this 
temple during a period of at least two centuries. 

The main sanctuary on the third tier had one 
entrance facing east, but the other three vi'alls vfe.Te later 
provided vv^ith separate portals. The original lintel dates 
to the end of the eighth century. Two reused inscriptions 
from the central tower date to 704 and 717, respectively. 
The latter records a foundation by the mratan (official) 
Kirtigana to the god Gamhiresvara and notes donations 
to the temple, which include rice, draft cattle, cloth, and 
workers. There can be no doubt that this area, so close to 
the future center of Angkor, was occupied and farmed by 
the early eighth century. 

The central sanctuary yielded six bronze statues, two 
of a Hindu deity and four of the Buddha, varying between 
nine and 35 centimeters (14 in.) in height, as well as part 
of a large stone lingam, a phallic-shaped symbol of Siva. 
A vault led down to a subterranean chamber, the base of 
which was 12.5 meters below the floor of the central 
sanctuary. It included a brick shrine and contained two 



6 Alamgirpur 



elephants in gold leaf and a statue of a standing man 1.25 
meters in height. Ak Yum dates later than the early eighth 
century and possibly represents an enlargement of temple 
architecture dating to and perhaps inspired by King 
JAYAVARMAN II (c. 770-834 C.E.). 

Alamgirpur Alamgirpur is a small settlement site 
located on the Hindon River, a tributary of the Jamuna 
River in northern India. Discovered in 1959, it is notable 
as a site showing the presence of the INDUS VALLEY CIVI- 
LIZATION east of the Jamuna. The site covers an area of 
only 60 by 50 meters (200 by 165 ft.), but excavations 
have uncovered the remains of late Harappan (early sec- 
ond millennium B.C.E.) material at the base, followed by 
occupation dating to the PAINTED GREY WARE phase and 
historic occupation. The initial occupation saw the con- 
struction of houses in mud brick, wattle and daub, and, 
rarely, fired brick. These houses were associated with a 
typical Harappan material culture that included pottery 
vessels bearing the Indus script, animal figurines and 
carts in terra-cotta, steatite beads, and small bowls of 
faience. 

Alexander the Great (356-323 b.c.e.) Alexander the 
Great, king of Macedonia, was one of the greatest military 
leaders known. 

He succeeded his father, Philip, at the age of 20 in 336 
B.C.E. , inheriting plans to conquer the ACHAEMENID 
EMPIRE, whose armies had previously unsuccessfully 
invaded Greece. In 334 B.C.E. , Alexander crossed the 
Hellespont (Dardanelles, the strait separating Europe and 
Asiatic Turkey). After a series of stunning victories, he 
toppled the Achaemenid Empire and thus took control of 
its provinces or satrapies. To the east these extended as 
far as the Indus River. Seven years later, he marched east, 
vs^ith an army of 80,000, crossed the Hindu Kush Moun- 
tains, and descended onto the plains of the Indus and its 
tributaries. He first crossed the Indus, accepting Indian 
client kings on his way. He then moved farther east, 
crossing the Jhelum River, which the Greeks named the 
Hydaspes, then the Chenab, the Ravi, and finally the Beas 
River (the Hyphasis). The Greeks had little knowledge of 
the geography of India, since their sources were little 
more reliable than the Indikos of Ktesias of Knidos, writ- 
ten in 396 B.C.E. 

At this point Alexander wished to proceed to con- 
quer the known world, but his troops mutinied, and he 
returned to the Jhelum River, where a fleet of ships was 
under construction. With these, he sailed down the 
Indus River. His journey to the sea met stout resistance 
from the local tribe known as the Agalassoi, who mus- 
tered, it is said, more than 40,000 men. But Alexander 
defeated them and, on reaching the coast, divided his 
forces, one group traveling with the fleet and the other 
by land to the west. The two parties met again at modern 



Hormuz, in Iran, after one of the most extraordinary mil- 
itary campaigns. 

EFFECTS OF HIS CONQUESTS 

Although of brief duration, Alexander's Indian adventure 
had deep-seated repercussions. He was a highly educated 
person who took scientists and historians in his 
entourage to learn about and record the countries and 
peoples he conquered. He actively encouraged the adop- 
tion of local ways and intermarriage between Macedo- 
nians and local women. Most profoundly, he settled his 
veterans in new settlements, and these people established 
outposts of Greek culture. 

Alexander died of a fever in Babylon in 323 B.C.E., 
and his far-flung empire was divided among his leading 
generals. SELEUCUS I NICATOR ruled the eastern 
provinces, founding the Seleucid Einpire that he ruled 
from Babylon. BACTRIA, located between the Amu Dar'ya 
River and the Hindu Kush Mountains, was part of this 
empire from about 300 to 250 B.C.E. It then achieved 
independence and extended its domain to incorporate 
parts of modern Pakistan, including the city of Taxila. 
The Bactrian capital, Baktra (modern BALKh), was a 
noted center for trade and for BUDDHISM, which had 
been established there. Another Greek Bactrian founda- 
tion is located at AY KHANUM on the upper Amu Dar'ya 
River in Afghanistan. 

Hellenistic influence originating from the campaigns of 
Alexander the Great continued with the foundation of non- 
Greek states. Thus the Scythians, or Sakas, who conquered 
the Bactrian states in the late second century B.C.E., adopted 
many Greek traditions, including coinage with Greek 
script, Greek titles, and Greek methods of city planning. 
This pattern becaine even more pronounced when the 
Parthians succeeded the Scythians as rulers of the upper 
Indus and its tributaries. Hellenistic influence was still to be 
found under the Kushans, not least in the architectural fea- 
tures of their city at SURKH-KOTAL in Afghanistan. The most 
enduring Greek influence in the region, however, was the 
GANDHARA school of art founded in modern Pakistan. 
While drawing on Buddhism for its themes, Gandharan art 
owed a deep artistic debt to Greek sculptural traditions. 

Further reading: Fuller, J. E C. The Generalship of 
Alexander the Great. New York: DeCapo Press, 1989; 
Green, P. Alexander of Macedon. London: Penguin Books, 
1992; Worthington, I. Alexander the Great. London: Rout- 
ledge, 2003. 

Alikasudaro (late fourth-third century B.C.E.) Alikasu- 
daro is a king mentioned in the rock edicts of Asoka, the third 
king of the Maury a Empire (c. 324— c. 200 B.C.E.) in India. 
The name is thought to refer to Alexander of Epirus, a 
minor Greek ruler (r. 272-258 B.C.E.). The inscription 
helps to date ASOKA to the period between 268 and 
235 B.C.E. 



Ama 7 



AUahdino Allahdino is a small settlement of the INDUS 
VALLEY CIVILIZATION in modern southern Pakistan. It Hes 
15 kilometers (9 mi.) hom the Arabian Sea and covers an 
area of only one hectare (2.5 acres). The finds from this 
site reveal the degree of wealth characteristic of this civi- 
lization, even in provincial settlements. The mound rises 
about three meters above the surrounding countryside. 
Three phases of occupation have been identified since the 
excavations by W. Fairservis in 1976. There was no evi- 
dence for a defensive wall, but the internal layout of the 
houses, all of which belong in time to the mature Indus 
civilization of the later third millennium B.C.E., shows 
remarkable evidence for town planning even in a site that 
barely exceeds 100 meters (330 ft.) in any direction. 
Houses were laid out on an east-northeast to west-south- 
west orientation and were constructed of mud brick on 
stone foundations. They were equipped with stone-lined 
wells and drains. The presence of SEALS indicates partici- 
pation in trade, and the recovery of gold and silver orna- 
ments hints that the site was involved in the exchange of 
precious jewelry. This indication is highlighted by a jar 
containing a remarkable belt made of long carnelian 
beads interspersed with beads of copper, silver bead 
necklaces, agate beads, and items of gold. 

Altyn Tepe Altyn Tepe, the site of an ancient settle- 
ment in the lower Tedzhen River Valley of Turkmenistan 
where the river forms the Geoksiur Oasis, was occupied 
as early as the fifth millennium B.C.E. This area of Turk- 
menistan has a long and important cultural sequence that 
culminated in the formation of urban communities as old 
as the INDUS VALLEY CIVILIZATION. 

EARLIEST SETTLEMENTS 

By the fifth and early fourth millennia B.C.E., this oasis 
region had agricultural settlements in which barley and 
wheat were cultivated on the basis of an IRRIGATION sys- 
tem, and cattle were raised. A copper industry was in 
place, and there is also much evidence of weaving. Evi- 
dence from Altyn Tepe has shown that during the mid- 
fourth millennium B.C.E. , irrigation agriculture was well 
established, and trade relations were carrying gold and sil- 
ver, carnelian, TURQUOISE, and LAPIS LAZULI to the site. The 
late aeneolithic period toward the end of the fourth and 
start of the third millennia B.C.E. saw further achievements, 
including the domestication of the camel, the use of 
wheeled carts, irrigation employing channels up to three 
kilometers (1.8 mi.) in length, and the construction of 
multiroomed houses for a protourban population. The site 
was now ringed by a mud-brick wall up to two meters (6.6 
ft.) in height, enclosing an area of 25 hectares (62.5 acres). 
Figurines of terra-cotta depicted helmeted warriors. 

LATER CULTURES 

The culture of the oases in Turkmenistan also expanded to 
the east and south. At the site of Sarazin on the Zerafshan 



River Delta, rich burials included gold and carnelian grave 
offerings. The third millennium saw extraordinary cul- 
tural developments at Altyn Tepe and related sites, as 
trade with the Indus Valley burgeoned. During the Early 
Bronze Age, Altyn Tepe boasted a huge entrance gateway 
15 meters (49.5 ft.) wide, with room for both pedestrians 
and wheeled vehicles. There was a temple precinct within; 
rich graves equipped with stone lamps may well have held 
leading priestly figures. Stamp SEALS made of terra-cotta 
and bronze probably indicated private ownership, and both 
industry and agriculture developed. There were copper 
foundries and specialized ceramic workshops and kilns, 
while grapes were added to the range of cultivated crops. 

The heyday of the Indus Valley civilization saw fur- 
ther evidence of exchange: Two Harappan-style seals, one 
bearing a swastika motif and the other a brief written 
text, were found at Altyn Tepe, and an eagle amulet has 
clear Harappan parallels. Excavations indicate that there 
were at least three social groups, on the basis of spatially 
delimited grades of housing and burials. The poorer 
graves incorporated few ceramic offerings, and the dead 
were wrapped in reed mats. The rich, however, lived in 
fine houses and were interred in woolen shrouds, accom- 
panied by stamps with eagle, leopard, and goat motifs; 
statuettes; religious symbols, and fine exotic bead neck- 
laces and belts. Industrially the town saw specialized pro- 
duction of silver ornaments and mirrors, arsenic and lead 
bronzes, and a massive output of pottery vessels, as one 
kiln among many had a potential annual output of up to 
20,000 vessels. By this juncture the population was in the 
vicinity of 7,000, and the Turkmenian oasis sites were in 
regular contact with the civilizations to the south. 

Ama Ama, a site of the YAYOI culture on Honshu Island 
in Japan, covers the period from about 150 B.C.E. until 
300 C.E. It is located on an eminence commanding a 
broad alluvial plain on the eastern shore of the Inland 
Sea. Because the earliest establishment of Yayoi culture 
did not occur on this part of the island of Honshu, the 
site represents the expansion of agricultural communities 
east from Kyushu to the area that was to become the 
heartland of Japanese civilization. The Yayoi culture itself 
was the result of a major infusion of influence, and 
almost certainly immigrant groups, from the mainland of 
Korea. It saw the adoption of wet rice cultivation, a 
knowledge of bronze and iron production, and intensified 
trade, following the long period of hunter-gatherer domi- 
nance on the archipelago, known as the Jomon culture. 

The excavations at Ama revealed a long occupation 
period, beginning with the late phase of Early Yayoi. This 
site was afflicted by a major flood that laid down a thick 
deposit over the settlement, but it was reoccupied during 
Middle and Late Yayoi. The investigations have revealed 
that the village was defined by ditches, which, in the 
early period of occupation, covered an area of 70 by 110 



8 Amaravati 



meters. This was not a large settlement by any means, but 
the waterlogged conditions have preserved organic 
remains that reveal intensive rice cultivation as the main- 
stay of the economy. The wooden agricultural imple- 
ments include large spades and hoes made on the site, to 
judge from the unfinished -wooden tools and wood shav- 
ings that have survived. Friction with other communities, 
of which many are known in this strategic area, is sug- 
gested by the presence of bows and arrows made of stone 
or, in one instance, bronze. There are also stone spear- 
heads. The rice was probably ground on milling stones, 
and wooden pounders have been recovered. Wood was 
also converted into cups and bowls, along with ceramic 
vessels whose styles relate to those typical of the earlier 
Yayoi on Kyushu sites to the west. 

Burials in the settlement were found in special 
ditched enclosures, each probably representing a social 
unit at the site. The dead were interred in wooden-plank 
coffins, but there are insufficient findings to account for 
the duration of the settlement, and it is likely that poorer 
members of the community were buried with less cere- 
mony beyond the confines of the village. There are many 
sites of the Middle and Late Yayoi phases in the vicinity 
of Ama, and it has been suggested that these probably 
represent new settlements, founded as the original popu- 
lation expanded. Some of these villages were significantly 
larger than Ama, again indicating population expansion 
on the basis of intensive wet rice cultivation. 

Amaravati Amaravati is a major Buddhist religious 
complex inspired by the rulers of the SATAVAHANA 
DYNASTY (late first century B.C.E. -third century C.E.), 
located on the Krishna River in modern Andhra 
Pradesh state, southern India. It is part of the ancient 
settlement of Dharanikota and derives its name from 
the temple of Amaresvara, mentioned in Amaravati 
period inscriptions. 

It was first recognized as a major site in 1796, when 
a Colonel McKenzie visited it and found it still intact. 
However, on his return, in 1816, he found that the com- 
plex had been plundered by villagers for building mate- 
rial. Research at Amaravati began under Alexander Rea in 
the early years of the 20th century, and the results were 
published in 1905. Rea was able to uncover the circular 
pavement around the great stupa and identify the founda- 
tions to the gateways. The complex incorporated monas- 
teries and Buddhist temples embellished with 
outstanding sculptured reliefs dating from the second 
century B.C.E. to the third century C.E. 

The stupa at Amaravati was one of the largest in 
India, originally standing about 30 meters (99 ft.) high, 
with a base 50 meters (165 ft.) in diameter. Tradition has 
it that the stupa covers sacred relics of the Buddha him- 
self. It probably originated during the reign of ASOKA (d. 
238 or 232 B.C.E.), a king of the Maurya dynasty, and now 




Amaravati was one of the great early centers of Buddhism in 
India. Although only the base of the great stupa survives, its 
splendor can still be seen in this relief carving, dating to the 
second century c.E. (Scala/Art Resource, NY) 



survives as a ruined base, for the superstructure was quar- 
ried during the 18th and 19th centuries as a source of 
lime mortar. The original appearance of this now ruined 
stupa can be seen on a relief on one of the temple railings. 
It had a huge dome on a cylindrical base. Some of the 
marble reliefs vs?ere taken to the British Museum in Lon- 
don, England, and others were taken to Madras in India. 

The reliefs depict superb narrative scenes taken from 
tales in the life of the Buddha that survive in the so-called 
jataka stories. The style embraced the move from repre- 
senting the Buddha symbolically — for instance, by an 
empty throne — to depicting him in human form, and the 
two types of scenes are even found on the same carving. 
The name Amaravati has been given to the style of art 
that developed there, a style that had a wide influence, 
extending into Sri Lanka and Southeast Asia. 

Amarendrapura Amarendrapura refers to a city 
named in an important inscription from SDOK KAK THOM 
in Thailand, which dates to the mid- 11th century. It 
states that JAYAVARMAN II of Angkor in Cambodia founded 
a city at a location named Amarendrapura. Identification 
of sites known only from epigraphic evidence often 
resembles a wild-goose chase. Some authorities have 
placed Amarendrapura at BANTEAY CHOEU, a large rectan- 
gular earthwork that encloses temples of the same period, 
such as AK YUM and Prei Kmeng, at the western end of 
the WESTERN BARAY at Angkor. However, Banteay Choeu 
is now regarded as a partially completed reservoir. 



amrita 9 



amatya The amatya, described as one of the vital com- 
ponents of a kingdom in the political treatise known as 
the ARJHASASTRA of KAUTILYA, were those who adminis- 
tered the functions of the state in India and were main- 
tained as a civil service by the royal treasury. Kautilya 
wrote his treatise on statehood during the fourth century 
B.C.E. as an adviser to King CANDRAGUPTA MAURYA, whose 
kingdom was centered on the city of PATALIPUTRA (mod- 
ern Patna). 

Ampil Rolum This site in Cambodia is one of the most 
extensive of the surviving centers of the CHENLA period 
(550-800 C.E.)- It incorporates three brick sanctuaries 
with fine sandstone lintels and an inscription dated to the 
seventh or eighth century C.E. The corpus of Chenla 
inscriptions records the names of a series of centers, but it 
is not possible to identify the precise location of all of 
them. In the case of Ampil Rolum, however, one inscrip- 
tion noted that a king with a name ending in -aditya (the 
rising sun) ruled in "this city of Bhavapura." 

Amri Amri is a settlement mound located in the lower 
Indus Valley of India. Excavations in 1929 by N. G. 
Majumdar and again by J. M. Casal in 1959-62 have 
uncovered evidence for a long period of occupation from 
at least 3000 B.C.E. until the end of the INDUS VALLEY CIVI- 
LIZATION in the second millennium B.C.E. The sequence 
has been divided into three major phases. The first phase, 
with four subdivisions, provides vital evidence for cul- 
tural developments leading to the mature civilization of 
the Indus Valley. 

Changing pottery styles provide the basis for the 
division of Period I, which has yielded evidence for a 
mud-brick wall and structures that were regularly rebuilt 
on earlier foundations. Some of these contain small cell- 
like rooms that might, as at MEHRGARH, have been grain 
stores. The subsistence economy was based on the culti- 
vation of barley and domestic cattle, but the earlier 
phases also contain numerous gazelle bones. There was a 
flourishing ceramic industry, and chert was used in the 
manufacture of blades. Rare carnelian and marine-shell 
beads indicate an exchange network. Amri has given its 
name to the Amri-Nal phase in the early development of 
the Indus Valley civilization, and many further sites 
belonging to this phase have been found, some little more 
than small hamlets, others more substantial, like Amri 
itself. 

During the fourth and last phase of Period I, there is 
evidence of a transitional phase to the Indus civilization. 
However, Amri was never a major site, and the hallmarks 
of exchange and manufacturing, such as SEALS, clay seal- 
ings, and weights, were rare. The last major period of 
occupation belongs to the so-called JHUKAR culture, tradi- 
tionally dated to about 2000-1800 B.C.E. 



Amri-Nal Amri-Nal is the name given to one of the 
four phases of the Early Harappan culture. The sites of 
this phase concentrate in Sind and Baluchistan in Pak- 
istan, and radiocarbon dates place them within the period 
3200-2600 B.C.E. The vast majority of the 88 sites known 
fall below five hectares (12.5 acres) in extent; some sites 
a little more than 1,000 square meters (1,200 sq. ft.) in 
area might have been temporary camp sites. Only a few 
settlements extended beyond 10 hectares, the largest, 
DHOLAVIRA, probably covering three times that area. 

The principal exposures of archaeological material 
are from the eponymous sites. Excavations at AMRI, par- 
ticularly the second phase of research under Jean-Marie 
Casal in 1959-62, revealed a sequence of superposed 
building phases in stone and mud brick. Some structures 
were domestic, but the smaller rectangular buildings are 
thought to have been granaries. There is also evidence for 
the manufacture of jewelry, including shell bangles, and a 
rich ceramic industry. The faunal remains reveal a 
marked predominance of domestic cattle bones, along 
with the bones of sheep and goats. 

The site of Nal covers nearly six hectares. Excava- 
tions in 1925 by Harold Hargreaves followed a number of 
earlier investigations dating back to 1903, attracted per- 
haps by the outstanding ceramics from this site, deco- 
rated with animal paintings that include images of cattle 
and gazelles. Again stone and mud-brick structural foun- 
dations were traced, as well as evidence for the manufac- 
ture of beads in agate, carnelian, shell, and LAPIS LAZULI. 
Copper was also cast at the site into small tanged spear- 
heads and chisels. Gregory Possehl has suggested that the 
expansion of Amri-Nal sites southeast into Gujarat in 
India might have been due to a predominantly pastoral 
economy. The practice of transhumance (seasonal move- 
ment of herders and flocks) between the river valleys and 
surrounding uplands in the core region is highly likely, 
for the two major types of pottery are present beyond 
their areas of manufacture. It has also been suggested that 
it was during this important period that irrigation began 
to be applied to agriculture. Some Amri-Nal sites, such as 
BALAKOT, have a coastal orientation. 

See also INDUS VALLEY CIVILIZATION. 

amrita In Indian mythology, amrita was ambrosia, the 
food of the gods, conferring immortality on those who 
drank it. It had very early origins, mentioned in the 
Hindu epics the MAHABHARATA (500 B.C.E. -400 C.E.) and 
the Ramayana (first century B.C.E.). Its legendary origin 
involved a battle between the Hindu gods and demons for 
its possession. The outcome was unsuccessful, so on the 
advice of Vishnu, the gods and demons cooperated by 
taking opposite ends of a sacred naga snake that was 
coiled around Mount Mandara. They thus spun the 
mountain, churning the ocean of milk below as they did 
so. The mountain began to collapse into the ocean, and 



lo Ananda 



Vishnu descended in the guise of a turde to support the 
mountain until the ehxir was obtained. The battle that 
folio-wed saw the gods victorious. 

The CHURNING OF THE OCEAN OF MILK was a popular 
theme in the Hindu religion of Angkor in Cambodia and 
was splendidly portrayed on a relief at ANGKOR WAT. The 
actual city of Angkor Thom, constructed by KingJAYAVAR- 
MAN VII in the early 13th century C.F., was probably a 
metaphorical representation of this theme. The gods and 
the demons are seen flanking the entrance causeways; 
under this metaphor, the BAYON temple in the center of 
the city, the resting place for the ashes of the king, repre- 
sented Mount Mandara. 

Ananda (fifth century B.C.E.) Ananda, a cousin of the 
Buddha, became his faithful personal attendant and is said 
to ha\e followed the Buddha as a shadow, ensuring that his 
needs were always met. 

After his enlightenment, Buddha had no permanent 
attendant for a period of 20 years. When aged 55, how- 
ever, he selected Ananda, the only one of his close follow- 
ers who had not offered his services when the Buddha let 
it be known that he sought such a person to assist him. 
Ananda accepted this demanding position subject to 
eight self-denying conditions, including that he was not 
to be permitted to share any of the special offerings of 
clothing or food made to his cousin or to stay in the Bud- 
dha's own quarters. 

Ananda outlived the Buddha by many years, finally 
dying at the age of about 120. It is recorded that his death 
took place on a barge in the middle of the Ganges 
(Ganga) River, and that at his own request his body was 
divided into two so that the rulers of the northern and 
southern banks could each have a share. His remains 
were then covered by stupas, both of which were later 
visited by the Chinese monk and pilgrim XUANZANG 
(602-64 C.E.). 

Anandacandra (ruled early eighth century B.C.E.) Anan- 
dacandra was the king of ARAKAN (now Rakhine) in western 
Myanmar (Burma). He was known for his generosity to Bud- 
dhist establishments hut also favored Hindu deities. 
Anandacandra is best known as the author of a major 
addition to an inscription from SHIT-THAUNG, which sets 
out the names of his 18 predecessors and describes the 
origin of the royal line with the god Siva. His capital was 
located at VESALI, a huge walled city surrounded by a 
moat and containing a -walled palace precinct. His 
inscriptions record his foundation of Buddhist monaster- 
ies and reliquaries, together with donations of land, 
slaves, and draft animals. But he also favored Hindu 
deities and founded temples for their gods that bore his 
name. His state was strategically placed to command the 
passage of goods and people across the Bay of Bengal 
from India, and he not only received many Buddhist 



monks but also sent fine gifts to the monastic communi- 
ties of Sri Lanka. He was the guardian of the law and, as 
did the Gupta kings of India, folio-wed a policy of com- 
muting capital sentences. 
See also GUPTA EMPIRE. 

Ananda temple The Ananda temple, built in the reign 
of King KYANZITTHA (1084-1112 C.E.), is an outstanding 
example of Buddhist temple building at PAGAN in modern 
Myanmar (Burma). It lies about 200 meters (660 ft.) to 
the east of the city walls. It is of a cruciform plan, each 
axis being 87 meters (287 ft.) long. The central shrine is 
covered by a gilded stupa. Many decorated plaques on the 
temple terraces show narrative scenes on the life of the 
Buddha from birth to enlightenment. The interior walls 
were formerly covered in frescoes depicting jatafea stories 
of the Buddha's life, but these were covered later by a 
plain whitewash. A statue of Kyanzittha himself is also 
found in the temple. 

There is a story that the king encountered a group of 
Indian monks begging for alms, and he asked them where 
they were from. They answered that they had traveled 
from a cave monastery at Nandamula Hill in India. He 
asked them to describe their temple and was so struck by 
their words that he ordered the Ananda temple to be built 
according to what they had said. It was completed, again 
according to tradition, in 1090. 

Charles Duroiselle, writing in 1913, pointed to 
INSCRIPTIONS from the vicinity of Pagan that contained an 
account of the consecration of the Ananda temple. The 
king, the texts say, seated on the back of a magnificent 
elephant, arrived with members of his court. A sacred 
white elephant was embellished with fine trappings and 
gems. Another tradition, supported by the words of old 
songs surviving on palm-leaf documents, has it that the 
king entered riding his white elephant and that the archi- 
tect was executed lest he build another temple to rival the 
Ananda. 

anastylosis In Greek, anastylosis means "the reerection 
of columns." The technique was applied to the historic 
monuments of Indonesia under Dutch colonial rule dur- 
ing the 20th century. When monuments of brick, laterite, 
or sandstone have collapsed or have become overgrown 
with vegetation, the issue of restoration and conservation 
is a delicate one. In the case of the TA PROHM temple at 
ANGKOR, in Cambodia, for example, the monument was 
left to the mercy of the jungle, and the massive roots and 
tree trunks that have invaded the stones are one of the 
major attractions for visitors. In the fullness of time, 
ho-wever, the temple will inevitably be smothered and 
destroyed as the vegetation prizes apart the component 
stones. 

The technique involves first the clearance of invasive 
vegetation and the preparation of a site plan sho-wing the 



Anavatapta, Lake ii 




The Ananda temple at Pagan, Myanmar (Burma), was constructed under the order of King Kyanzittha (r. 1 084-1 1 1 2 C.E.). The king 
arrived at the consecration on a sacred white elephant, and it is said that his architect was killed so that he could never build 
another temple to rival its magnificence. (Borromeo/Art Resource, NY) 



location of all stones. The surviving -walls are then 
removed, with the relative position of each stone or brick 
numbered for later replacement. The foundations can 
then be examined and, where necessary, strengthened 
■with permanent materials. The stones are then replaced, 
■with gaps being filled by ne^w stones cut roughly but not 
finished along the lines of the original ones, their recent 
origin discreetly displayed. 

The first major application of the anastylosis method in 
Cambodia saw the reconstruction of BANTEAY SREI under 
Henri Marchal. The success of this operation led to similar 
■work at Angkor itself, particularly at NEAK PEAN and BAN- 
TEAY SAMREAY. Anastylosis is no^w being widely applied, as 
may be seen at Angkor. In Thailand the sanctuaries of PHI- 
MAI, MUANG TAM, Phnom Rung, and PHNOM 'WAN have all 
been conserved by this technique; perhaps the most famous 
of all reconstructions took place at BOROBUDUR in Java. 



Anavatapta, Lake This lake, also known as Lake Ano- 
tatta, lying north of the Himalayas, holds an important 
place in Buddhist writings as having miraculous curative 
powers. The name means "a lake without heat or trou- 
ble." Although its location cannot be identified, it was 
said to be surrounded by mountains so that its waters 
were never exposed to the Sun or Moon. The lake, square 
in shape, ■was supposedly the source of four rivers: the 
Sita, Ganges (Ganga), Sindhu, and Vaksu. The Ganges is 
said to emerge from the golden elephant gate at the east- 
ern end of the lake. The Sindhu (Indus) leaves the lake 
through the silver ox gate at the southern bank. The 
Vaksu (Amu Dar'ya or Oxus) originates via the horse gate 
at the ■west, and the Sita (Tarim River) begins at the lion 
gate on the northern bank. The lake was crystal clear, 
■with no turbidity. Early Buddhist sources declare that the 
lake could be visited only by the enlightened. Early texts 



12 Anawrahta 



ascribe various qualities to its water. One describes how 
Queen Maya, the mother of the Buddha, was taken there 
to be bathed and purihed. Afterward, she -was dressed in 
divine clothes and flowers and conceived the Buddha. 
This scene is depicted on a sculpture at Amaravati in 
eastern India as early as the second century C.E. In the 
third century B.C.E., Emperor ASOKA had water from the 
lake carried to him daily for his own use and for gifts to 
his most learned followers. The water was also used by 
Asoka in royal consecration, because it was deemed to 
bestow divinity: He sent lake water to King Tissa of Sri 
Lanka for this purpose, and both kings took the title 
Devanampiya (Beloved of the gods). 

It is thought that the temple of NEAR PEAN and the 
JAYATATAKA baray (reservoir) at ANGKOR in Cambodia 
reproduced the lake. At the temple, water emerges 
through the mouths of, respectively, an ox, a horse, a 
lion, and an elephant, the sources of the four rivers and a 
crucial clue in any interpretation of the purpose of the 
Angkorian barays. It is widely held that they were pri- 
marily used for irrigation, but the representation of Lake 
Anavatapta makes it plausible to see the Jayatataka as a 
means of gaining merit for the king. 

See also BUDDHISM. 

Anawrahta (r. 1044-1077) Anawrahta a king of Burma, 
is best known for reinforcing devotion to BUDDHISM by 
attacking the ruler of the city of THATON, Shin Arahan, and 
taking sacred texts, senior monks, and members of the royal 
family back to Pagan. 

The king of Thaton was sent to serve in the Shwezigon 
temple in the city of PAGAN. Seeking other sacred Bud- 
dhist relics, Anawrahta led his forces to the cities of 
Prome and ARAKAN (modern Rakhine), where he made an 
unsuccessful attempt to seize the venerable MAHAMUNI 
statue of the Buddha, the only one thought to have been 
modeled after the actual likeness of the Buddha himself. 
He also had many temples and stupas, as well as irriga- 
tion works, constructed. It is recorded that he died after 
being gored by a buffalo. 



ancestor worship 



CHINA 



Veneration for the ancestors has a long history in China, 
from the remote prehistoric past to the present. Ancestor 
worship during the period of the late Shang dynasty 
(13th— 1 1th centuries B.C.E.) is well attested through texts 
inscribed on ORACLE BONES. There were three principal 
ways of undertaking the appropriate rituals for dead 
ancestors. One was by burning offerings, another by leav- 
ing offerings in water, and the third by burying sacrificial 
objects, including humans and animals, in the ground 
near the burial place of a notable ancestor or in the vicin- 
ity of an ancestral temple. Thus at the royal necropolis at 



ANYANG (1200-1050 B.C.E.), thousands of sacrificial vic- 
tims have been unearthed. Similar rituals have been doc- 
umented at many later historic sites, such as Majiazhuang 
in Shaanxi province, an EASTERN ZHOU DYNASTY (770-221 
B.C.E.) royal center where the ancestral temples incorpo- 
rated sacrificial pits containing the remains of people, 
sheep, cattle, and chariots. 

The association of highly ranked individuals in soci- 
ety with sacrificial offerings can be traced back into the 
prehistoric past. The LONGSHAN CULTURE (2500-1900 
B.C.E.), for example, included many sites from Shandong 
to the upper reaches of the Huang (Yellow) River. The 
excavated cemeteries reveal the presence of a limited 
number of rich individuals, interred with objects known 
to have had important ritual uses later during the historic 
period. At the Shandong Longshan site of CHENGZI, four 
groups of graves were identified by rank. The excavators 
found that only the richest were associated with pits con- 
taining ash, complete pottery vessels, and pig bones. 
These pits have been interpreted as containing offerings 
for important ancestors. 

Drums with alligator-skin covers were restricted to 
royal graves at Anyang (1200—1050 B.C.E.). Such a drum 
has been found with a rich grave at the Longshan ceme- 
tery of TAOSI (2200-2000 B.C.E.). Earher still, at the Ban- 
shan phase YANGSHAO CULTURE site of Yangshan in 
Qinghai province, excavations uncovered 218 burials 
thought to represent an entire cemetery dated to about 
2300 B.C.E. Three particularly rich graves with multiple 
burials included ceramic drums, as well as marble tubes 
and beads and ceremonial axes. These rich interments 
were also those around which sacrificial pits clustered. 
Similar associations of pits containing the remains of sac- 
rificed animals, stone tools, and pottery vessels have been 
recovered at Longgangsi in southern Shaanxi province. 
This site belongs to the Banpo phase of the YANGSHAO 
CULTURE and dates to the late fifth millennium B.C.E. 

SOUTHEAST ASIA 

Throughout the late prehistoric period in mainland 
Southeast Asia, the dead were interred in patterned ceme- 
teries structured, it is thought, on the basis of family or 
ancestral relationships. Proximity to the ancestors was 
evidently an important factor in determining where peo- 
ple were interred. Infants were often buried in the arms 
of a female or in a pottery vessel beside a woman's head 
or feet. With the historic period and the availability of 
written records, it is possible to turn to inscriptions to 
evaluate the role played by ancestors in determining an 
individual's status in society. It is known that archivists 
and genealogists maintained records. Thus the official 
Sukavarman at PREAH VIHEAR in Cambodia maintained 
the royal archives on leaves stored in the temple. These 
records traced the royal genealogy back to the mythical 
founders of the kingdom of ANGKOR in Cambodia. The 



ancestor worship 13 



CHENLA period (550-800 C.E.) inscriptions reveal a wide 
range of local deities, both male and female, but their 
identification with ancestors is not specified. 

With the richer textual record following the estab- 
lishment of the kingdom of Angkor in 802 C.E., the 
fusion of ancestors with the gods is documented. There 
are six shrines at King INDRAVARMANl's temple of PREAH 
KO at HARIHARALAYA. The three towers of the front row 
were dedicated to Rudravarman and Prithivindravarman, 
representing Indravarman's maternal grandfather and 
father, and the central tower was dedicated to JAYAVAR- 
MAN II under his posthumous name, Paramesvara. The 
three sanctuaries in the second row were dedicated to 
the principal consorts of each lord, Narendradevi, 
Prithivindradevi, and Dharanindradevi. Each shrine 
■would have contained an image of the ancestor, and it is 
notable that their names -were combined with that of SIVA 
by using the suffix -esvara. Thus Rudravarman was 
named Rudresvara. The eight small sanctuaries placed 
uniformly around the base of the adjacent BAKONG pyra- 
mid probably acknowledged male and female ancestors 
of Indravarman, for the eastern set incorporates male fig- 
ures on exterior niches, whereas the -western ones have 
females. When his son YASHOVARMANI completed the 
island shrine of LOLEI in the Indtratataka reservoir, the 
four shrines were dedicated, respectively, to his father, 
maternal grandfather, mother, and maternal grand- 
mother. Again the names of each combine that of the 
royal ancestor with the name of a god. The tradition -was 
maintained when Harshavarman I, son of Yashovarmani, 
dedicated the temple of BAKSEI CHAMKRONG to JAYAVAR- 
MAN III, Indravarman, and his father. 

As with his predecessors, RAJENDRAVARMAN's (r. 
944-968 C.E.) state temple of PRE RUP was designed to 
honor the king and his ancestors in the context of the 
god Siva. The largest and centrally placed brick sanctuary 
housed Rajendrabhadresvara, the royal lingam, a stone 
phallus and object of veneration. The four subsidiary 
towers -were dedicated first to Isvara Rajendravarmesvara, 
representing the king; Rajendravesvarupa, in favor of the 
Brahman Vishvarupa, a distant ancestor of the king; the 
king's aunt Jayadevi; and his predecessor Harshavarman. 
Worship of the dead king, according to GEORGES CCEDES, 
■was ensured once his soul entered the stone image in his 
temple mausoleum, thus permitting contact with the 
ancestors of the dynasty. 

Thus the temple of ANGKOR WAT should be seen as 
the preserve of the immortal sovereign SURYAVARMAN II 
(1113-50 C.E.) merged with Vishnu. The construction of 
temples and shrines dedicated to ancestor worship 
reached its zenith during the reign of JAYAVARMAN VII 
(1181-1219 C.E.). The BAYON was his own temple mau- 
soleum, but he also constructed entire temple complexes 
for the worship of his father, mother, and one of his sons. 
These also housed subsidiary shrines dedicated to the 
ancestors of members of his court. 



INDIA 

Reconstructing the history of kingship in India and its 
link with the sacred world is necessarily based on the 
content of the Vedas. It appears that in the early Vedic 
tradition, rulers were required to take the advice of a 
tribal council. Indeed, some tribes had no sovereign at 
all. However, with the rise of settled agriculture and 
expansion of settlement sizes, as shown in the later 
Vedas, kings emerged not by council choice but through 
military prowess, and their ascent incorporated rituals, 
such as the horse sacrifice, that invoked cosmic signifi- 
cance. This period saw the rise of the janapadas, small 
states, in the Ganga Valley. The rise of the MAURYAN 
EMPIRE took place at a time when BUDDHISM was estab- 
lished. The emperor ASOKA, who succeeded in about 268 
B.C.E., enthusiastically adopted Buddhism and had many 
stupas constructed to cover the relics of the Buddha and 
his early followers. The old Indian royal rituals, however, 
■were revived under the great Gupta king SAMUDRAGUPTA 
(335—380 C.E.). These included the horse sacrifice (ash- 
vamedha) . It is significant that one of his coins issued at 
the time bore the legend "the great king of kings, an 
invincible hero, is going to conquer the heavens." His 
descendants, in recalling this renewal of cosmic and 
magic aspects of kingship, followed the precept in his 
Allahabad inscription. In it, Samudragupta announced 
his ascent to the role of chakravartin, or supreme 
monarch. He was described as a god, dwelling on earth. 
During the reign of KUMARGUPTA (415-455 C.E.), the 
available texts refer more to donations and land grants 
being made to Buddhist and Hindu temples than to mon- 
uments dedicated to divine ancestors. 

CENTRAL ASIA 

The veneration of ancestors played a prominent part of 
the ritual life among the states that flourished along the 
ancient Silk Road. A mural from the Sogdian center of 
AFRASIAB, for example, dating to the reign of King 
Varkhuman in about 660 C.E., shows the sovereign in a 
procession to visit a shrine dedicated to his ancestors. At 
the KUSHAN site of KHALCHAYAN, dating to the mid-first 
century C.E., a famous columned hall has been inter- 
preted as a shrine dedicated to the deified royal ancestors. 
The site of SURKH KOTAL incorporated a temple within the 
fortress, dating to the reign of King KANISHKA (r. 100-126 
C.E.). It, too, was dedicated to the Kushan ancestors. This 
king, according to the RABATAK inscription, also founded 
other shrines for the same purpose. 

JAPAN 

Appreciation of ancestors has been identified as early as 
the middle YAYOI phase of Japanese culture, ■where ceme- 
teries were patterned on the basis of an individual's 
descent. This has been described as the beginning of a 
divine ancestorship that developed into full and powerful 



14 Andi 



expression with the construction of the kofun burial 
mounds. The honored place of the ancestors in the early 
states of Japan is seen particularly clearly in the energy 
expended on their mausolea. Thus the burial mound of 
fifth-century ruler NINTOKU is the largest recorded in 
Japan, with a total length of nearly 500 meters (1,650 ft.)- 
The energy expended in such structures emphasizes the 
social importance of the dead ruler as a divine being, who 
even in death mediated and fostered the well-being of the 
living community, and when the NIHONGI -was completed 
early in the eighth-century C.E., it portrayed the tenno, 
that is, the sovereign of the NARA STATE, as having a divine 
ancestry. The text covers the historic period of Japan, 
going back to the founding period of mythical ancestors. 

Andi (94-125 C.E.) Although Andi means "peaceful em- 
peror," the sixth emperor of the Eastern Han dynasty of 
China did not enjoy a peaceful reign. 

A grandson of Emperor ZHANGDI, he was only 12 on his 
accession in 106 C.E. During his reign the XIONGNU 
nomadic horsemen on the northwestern frontier were 
active, raiding DUNHUANG and creating unrest and distur- 
bances among the Chinese client states along the SILK 
ROAD, such as SHAN-SHAN. To counter this peril, Chinese 
troops and administrators -were sent to the threatened 
areas. Continuing problems that resulted from floods and 
droughts -were alleviated by providing central granaries in 
the affected regions, among other measures. 

Angkor Angkor is the modern name given to a com- 
plex of cities, Hindu and Buddhist temples, and reser- 
voirs located north of the GREAT LAKE (Tonle Sap) in 
northwest Cambodia. Cambodian kings had these struc- 
tures erected during a period of several centuries, begin- 
ning in the eighth century C.E. and ending -with the 
kingdom's collapse in the 15th century. The ANGKOR WAT 
temple is the largest religious monument known, but it is 
only one of the elaborate architectural works undertaken 
here. Relief sculptures and inscriptions on the buildings 
offer valuable information about religious practices and 
daily life. 

Angkor was first encountered by Europeans in the 
16th century, when Portuguese missionaries visited and 
described a gigantic, abandoned stone city, encroached on 
by the jungle. Their accounts were recorded by DIOGO DO 
COUTO (c. 1543-1616) and archived in Lisbon. 

The Great Lake is one of the world's most productive 
sources of freshwater fish. During the wet season the 
Tonle Sap River, which connects the lake with the 
Mekong River, reverses its flow and backs up, greatly 
expanding the lake's area. In the dry season the river 
drains the lake, and rice can be gro-wn in the wetlands left 
as the lake level falls. The lake margins are a particularly 
favorable place for settlement by rice farmers and fishers, 
and the region of Angkor is further attractive because of 



the perennial rivers that cross the flat floodplain from 
their source in the KULEN HILLS to the north. 

EARLIEST OCCUPATION 

There is a long history of settlement in this area, which 
began at least as early as the Iron Age (500 B. C.E. -200 
C.E.), for evidence of prehistoric occupation of this 
period has been found under the temple of BAKSEI 
CHAMKRONG. The earliest historic occupation probably 
took place near the WESTERN BARAY. Several temples lie in 
that area, including AK YUM, Prei Kmeng, and Phnom 
Rung. 

LATER CONSTRUCTIONS 

The second major complex lies to the southeast of Angkor 
and is kno-wn as HARIHARALAYA, or the Roluos Group. It 
includes a series of temples to the south of the 
INDRATATAKA, a BARAY, or reservoir, of unprecedented size 
(3,800 by 800 meters[12,540 by 2,640 ft]). It is known 
from much later inscriptions that JAYAVARMAN II, the 
founder of the kingdom of Angkor, lived here during his 
declining years until his death in about 835 C.E. Most of 
the Roluos Group of buildings, however, were constructed 
during the reign of INDRAVARMAN I (877-889 C.E.). The 
royal center of this king incorporated two major temples, 
known as PREAH KO and the BAKONG. The water of the 
Roluos River was diverted to fill the Indratataka and was 
then reticulated to service the extensive moats surround- 
ing the temples, as well as presumably the royal palace. 
Preah Ko is a recent name meaning "sacred ox," after the 
statues of the bull Nandi, SIVA's sacred mount, which 
guard the entrance. This temple complex is surrounded 
by a 50-meter (65-foot)-wide moat west of the Srah 
Andaung Preng, a basin 100 meters (330 ft.) square. 

The open area between the moat and the wall of the 
second enclosure has not been investigated by archaeolo- 
gists; it is thought that a rectangular platform on a north- 
south axis in the western precinct might -well be the 
foundations for the royal palace. Access to the second 
court is effected through a laterite and sandstone 
gopura — an entrance pavilion incorporating a gateway. 
The area within is dominated by a platform bearing six 
shrines. The three towers of the front row were dedicated 
to Indravarman's maternal grandfather and father, the 
central tower dedicated to Jayavarman II. The three sanc- 
tuaries in the second row acknowledged the principal 
consorts of each lord. Each shrine would have contained 
an image of the ancestor. 

While Preah Ko might have been the chapel royal, 
the adjacent Bakong is far larger and of different con- 
struction and design. It may have begun as a laterite 
structure in the reign of JAYAVARMAN III (834-877 C.E.) 
but was completed under Indravarman I. The first inno- 
vation is the sheer scale of the conception: The central 
pyramid rises in five stages within a double-moated 
enclosure 800 meters square. Eight small sanctuaries 



Angkor 15 



placed around the base of the pyramid probably acknowl- 
edged male and female ancestors of Indravarman. Still 
awesome today, it -would have been a potent symbol of 
royal po-wer and sacred ancestry. 

With the death of Indravarman in 889 C.E. his son, 
YASHOVARMAN I (Protege of Glory), completed the north- 
ern dike of the Indratataka and had the Lolei temple con- 
structed on an island in the middle of the reservoir. 
However, he abandoned Hariharalaya in favor of a new 
capital centered on a low sandstone hill known as the 
BAKHENG. This center, known as YASHODHARAPURA, the 
city of Yashovarman, lies at the heart of the complex now 
known as Angkor. The Bakheng temple stands in the cen- 
ter of the new city. It was itself ringed by a moat 650 by 
436 meters in extent, traversed by four gopuras. Access to 
the summit temple is by steep stairs, but the top of the hill 
has been partially leveled so that the six terraces of the 
sanctuary rise from the plateau as on a crown. There are 
numerous brick chapels at the base of the pyramid and on 
the terraces. The topmost tier incorporates a quincunx of 
temples, the largest in the center and the others at each 
corner. The extent of the city of Yashovarman has not 
been defined, although for many years a canal system to 
the southwest of the Bakheng was thought to be the outer 
moat of his massive city. This feature, however, has now 
been shown to be much later than his reign. 

Yashovarman was responsible for the creation of the 
massive YASHODHARATATAKA, or Eastern Baray, the dikes of 
which are 7.5 by 1.8 meters (25 by 29 ft.) in extent. 
Inscriptions erected at each corner record the construc- 
tion of this reservoir fed by the Siem Reap River, which, 
■when full, would have contained more than 50 million 
cubic meters (1.75 billion ft.^) of vi'ater. He also had at 
least four monasteries constructed south of his new reser- 
voir, as well as temples on hills surrounding the capital. 

After a brief interlude when King JAYAVARMAN IV 
established his capital at Koh Ker to the northeast of 
Angkor, his successor and older brother. King RAJEN- 
DRAVARMAN, returned to the old center and had two major 
state temples constructed. One is now known as Pre Rup; 
the other, the EASTERN MEBON, was built on an island in 
the center of the Yashodharatataka. The former honored 
the king and his ancestors in the context of the god Siva. 
Its five major tovi'ers rise on two laterite tiers. The largest 
and centrally placed brick sanctuary housed Rajendrab- 
hadresvara, the royal lingam. The architect Kavindrari- 
mathana designed the Eastern Mebon. Its central tower 
held a lingam named Rajendresvara, and the four sub- 
sidiary temples on the uppermost platform housed images 
of the king's forebears. Rajendravarman was succeeded by 
his 10-year-old son, JAYAVARMAN V. He continued to reign 
at Angkor, and his state temple, then kno-wn as Hemas- 
ringagiri, or "the mountain -with the golden summits," 
■was built to represent MOUNT MERU, the home of the gods. 
It is located just vilest of the Yashodharatataka. 



Jayavarman V's reign was followed by a period of 
civil vi'ar that left the state in serious disarray. The victori- 
ous king, SURYAVARMAN I, established his court at Angkor, 
with the focal point of his capital the temple known as 
the PHIMEANAKAS. It comprises a single shrine, sur- 
rounded by narrow roofed galleries on top of three tiers 
of laterite of descending size. The royal palace would 
have been built of perishable materials and can be traced 
only through the excavation of its foundations. These 
buildings were located within a high laterite wall with 
five gopuras ascribed to this reign, enclosing a precinct 
600 by 250 meters in extent. Today a great plaza lies to 
the east of this walled precinct. On its eastern side lie the 
southern and northern khleangs, long sandstone build- 
ings of unknown function. The southern group belong to 
the reign of Suryavarman I. 

Suryavarman also underlined his authority by begin- 
ning the construction of the Western Baray, the largest 
reservoir at Angkor, which today retains a considerable 
body of water. This reservoir was unusual, in that the 
area within the dykes -was excavated, whereas the cus- 
tomary method of construction entailed simply the rais- 
ing of earth dykes above the land surface. The Western 
Mebon temple in the center of the haray -was built in the 
style of Suryavarman's successor, Udayadityavarman. 

It was under the succeeding dynasty of Mahidhara- 
pura, from about 1080 C.E., that Angkor reached its pre- 
sent layout. Angkor Wat, the largest religious monument 
known, was constructed by SURYAVARMAN II (1113-50). 
Devoted to Vishnu, the temple still houses a large stone 
statue to this god, -which was probably originally housed 
in the central lotus tower. Angkor Wat incorporates one of 
the finest and longest reliefs in the world, and the scenes 
do much to illuminate the religious and court life of 
Angkor during the 12th century. One scene, for example, 
shows the king in council; another reveals the Angkorian 
army on the march, while a third shows graphic scenes of 
heaven and hell. Very high-status princesses are seen 
being borne on palanquins. Within the walls of reliefs, the 
temple rises to incorporate five to-wers, representing the 
five peaks of Mount Meru, home of the Hindu gods. 

Despite its size and fame, there are still controversies 
about Angkor Wat. Portuguese visitors of the 16th cen- 
tury described an inscription that may \vell have been the 
temple's founding document, but this has not been seen 
or recorded since. Whether the entire complex was 
sacred and had restricted access, or -whether people 
resided within the area demarcated by an outer -wall and 
moat, is unknown, as is the function of the temple. 
GEORGES CCEDES has argued that it was a temple and a 
mausoleum for the king, -whose ashes would have been 
interred under the central shrine. More recently Eleanor 
Mannika has taken an exhaustive series of measurements 
and has argued in favor of a deep astrological significance 
on the basis of the dimensions of key features. 



i6 Angkor 



A second king of the MAHIDHARAPURA DYNASTY, 
JAYAVARMAN VII (1181-1219), was responsible for the con- 
struction of ANGKOR THOM, the rectangular walled city 
that today dominates Angkor. This moated and walled 
city centers on the BAYON, an extraordinary edifice embel- 
lished with gigantic stone heads thought to represent the 
king as a Buddha. He also ordered the construction of the 
Northern Baray, or reservoir, and the central island tem- 
ple of NEAK PEAN, formerly known as Rajasri. According 
to contemporary inscriptions, visitors to this temple 
would wash away their sins in the water that gushed from 
four fountains in the form of human and animal heads. 
Foundation inscriptions also describe ho-w Jayavarman 
VII founded and endowed two vast temple complexes, TA 
PROHM to his mother and PREAH KHAN to his father. Each 
temple also incorporated shrines dedicated to ancestors 
of the aristocracy. 

After the death of Jayavarman VII, building activity 
slowed. By the 14th and 15th centuries, the Angkor state 
was under stress from the encroaching Thais and was 
abandoned in the middle years of the latter century. While 
much of the site was then overgrown by the jungle, 
Angkor Wat was never completely abandoned. It, as 
indeed do all other temples, retains its sanctity to this day. 

ARTISTIC AND WRITTEN EVIDENCE 

The physical remains of the civilization of Angkor, and 
the corpus of inscriptions, make it clear that there must 
have been many specialists engaged in regular activities. 
The construction of a temple even of relatively humble 
proportions would have called on architects and a wide 
range of laborers, from those who manufactured bricks to 
those who cut and shaped stone, as well as carpenters, 
plasterers to create the frescoes, painters, and gilders. 
Surviving bronzes, for example, for palanquin fittings and 
statues, indicate the presence of metal workshops, and 
the ornate jewelry seen on the elite in the reliefs reflects 
not only lapidaries but workers of gold, silver, and pre- 
cious stones. 

Inscriptions are one of the best sources for artisans 
during the pre-Angkorian period, because they list the 
skills of workers assigned to the temple foundations and 
often their numbers as well. These provide insight into 
tasks such as basket maker, and the mention of products 
reveals specialist output: gold, bronze, a copper gong, 
diadem, umbrellas, many types of pottery vessels, and 
varieties of woven cloth. Agricultural laborers were men- 
tioned most frequently. An inscription from Lonvek 
records the assignment of 17 dancers or singers; 23 or 24 
record keepers; 19 leaf sewers; 37 artisans, including a 
potter, 11 weavers, and 15 spinners; and 59 rice-field 
workers, of whom 46 were female. 

An inscription from the reign of Udayadityavarman I 
shows the king confirming temple rights to indentured 
laborers, but reserving the right to call on them for assis- 



tance if necessary. His successor or rival, Jayaviravarman, 
is said to have allowed the people of Divapura to enter as 
artisans in the corporation of goldsmiths. King Suryavar- 
man I ordered royal artisans of the first, second, third, 
and fourth categories and the people of the district of 
Sadya to construct for Divakarapandita and his descen- 
dants a tower, a baray, and a surrounding wall. 

There are also scenes depicting the activities of arti- 
sans on the reliefs of the Bayon. Some are seen in the act 
of constructing a monument or preparing a banquet for 
the elite. The war vessels of the Angkorian navy must 
have been built by shipwrights. In 1296 the Chinese visi- 
tor ZHOU DAGUAN described the fine fabric worn by the 
elite, which must have been woven by specialists, as well 
as a range of artifacts that include parasols of oiled taffeta 
and palanquins with golden shafts. Archaeological exca- 
vations have also uncovered ceramic kilns at Tani, east of 
Angkor, and at Ban Kruat in Thailand, on a scale compat- 
ible with specialized production. 

AGRICULTURAL ECONOMY 

The civilization of Angkor was dependent on rice sur- 
pluses for its survival. Rice domestication commenced in 
the Chang River (Yangtze River Valley) in China by at 
least the eighth millennium B.C.E. and reached Southeast 
Asia during the late third millennium. B.C.E. , probably as 
a result of population growth and the spread of farming 
communities. Rice is widely consumed with fish, because 
fish are well adapted to life in low wetlands and in rice 
fields themselves. But domestic cattle and pigs were also 
closely associated with early rice farmers. 

The techniques for growing rice during the period of 
early states in Southeast Asia are not known in depth. 
There is controversy, for example, over the development 
of irrigation based on the vast reservoirs found at Angkor. 
The adoption of animal traction and the plow greatly 
increases production, but again, firm evidence for the 
beginning of plowing is not known. A relief of plowing is 
found on the walls of BOROBUDUR on Java, dated to the 
ninth century C.E., but no evidence exists for the king- 
dom of Angkor. 

At Angkor small square field systems on the same 
orientation as the temples indicate that the bunded or 
banked system of rain-fed agriculture was employed. This 
system is particularly productive when the rice plants are 
transplanted in a pattern that allows sufficient space for 
each to flourish. When the Chinese diplomat Zhou 
Daguan visited Angkor in 1296—97, he observed that 
there were four crops of rice per annum. This has fueled 
speculation that irrigation fed by the reservoirs there 
allowed the cultivation of multiple crops. However, he 
did not mention irrigation, and no canals or other sys- 
tems of reticulation have survived. 

Moreover, there are four methods of cultivating rice 
without irrigation. Rice is a marsh plant, reliant for nutri- 



Angkor Borel 17 



ents more on the water that percolates past its stems than 
on the soil in which it is rooted. Therefore, the expansion 
of rice cultivation requires the creation of conditions that 
resemble a natural s\vamp or the exploitation of natural 
wetlands. Today much of lowland Southeast Asia has 
been converted into rice fields by the simple expedient of 
building low earth banks, to retain rainwater where it 
falls. The water can then be reticulated through the fields 
by opening or closing intervening conduits. Where flood- 
waters rise along lake margins or river floodplains, float- 
ing rice can flourish. The rice does not in fact float, but it 
has the capacity to grow at the same pace as the rising 
flood. If water rises faster than the plant's capacity to 
grovi?, the rice dies. Such rice, which proliferates along the 
margins of the Great Lake in Cambodia, can be harvested 
by beating the rice grains into a boat. It is also possible to 
grow rice by retaining floodwater behind linear bunds, 
called tanuh in Cambodia, and planting out the rice dur- 
ing the early months of the dry season. Another method 
is the swidden or slash-and-burn system, which involves 
clearing forest by burning and growing rice in the result- 
ing fields. This system relies heavily on rainwater and 
cannot be sustained for more than one or two seasons 
because of soil exhaustion. 

The inscriptions of this period do not mention irri- 
gation or disputes surrounding access to irrigation water. 
On the other hand, they contain numerous allusions to 
the organization of labor and the provision of rice sur- 
pluses for the temples and the court center. The nobility 
owned estates that centered on the ancestral temple, 
under the authority of the king. They commanded an 
agricultural workforce for whom escape was severely 
punished. These workers were required to contribute 
their labor for two weeks out of four to produce the vital 
surpluses of rice and other agricultural products. The 
other two weeks were probably spent working for them- 
selves. Agricultural surpluses were used to maintain the 
upper classes and the clergy and figuratively to feed the 
gods. Inscriptions of Jayavarman VII specify the number 
of villages and people assigned to the maintenance of his 
temple foundations. These, and the list of goods required 
by the king's hospitals, give some idea of the range of 
agricultural products then grown. In addition to rice, the 
list includes honey, wax, fruit, camphor, coriander, pep- 
per, mustard, cardamom, molasses, cumin, pine resin, 
and ginger. 

See also ANCESTOR WORSHIP. 

Further reading: Ccedes, G. Angkor: An Introduction. 
Hong Kong: Oxford University Press, 1966; Giteau, M. 
Khmer Sculpture and the Angkor Civilisation. London: 
Thames and Hudson, 1965; Higham, C. F. W. The Civi- 
lization of Angkor London: Weidenfeld and Nicholson, 
2001; Jacques, C. Angkor, Cities and Temples. Bangkok: 
River Books, 1997; Mannika, E. Angkor Wat. Time, Space 
and Kingship. St. Leonards: Allen and Unwin, 1996. 




The massive sculptured heads of the Bayon temple at Angkor 
are thought to represent King jayavarman VII. A devout 
Buddhist, his ashes were probably placed within the temple 
after the cremation ceremonies. (Charles Higham) 



Angkor Borei Angkor Borei, a city covering about 300 
hectares (750 acres), located above the Mekong Delta in 
Cambodia mayonee have been the capital of a state called 
FUN AN. 

The city had been occupied as early as the fourth 
century B.C.E. and was a major center. It is ringed by a 
brick wall and a moat. Chinese visitors to the region in 
the third century C.E. described a capital of a state called 
Funan, and Angkor Borei, which was linked to OC EO and 
other delta settlements by a canal, may well have been 
such a regal center. 

Recent excavations directed by Miriam Stark have 
shown that the site was first occupied during the prehis- 
toric Iron Age, with radiocarbon dates going back to the 
fourth century B.C.E. She has uncovered a deep Iron Age 
cemetery in which the dead were interred with pottery 
vessels among the mortuary offerings. This period was 
followed by an occupation whose remains yield very large 



i8 Angkorian art 



quantities of thin orange pottery that dates between the 
first and sixth centuries C.E. The encircUng walls might 
belong to the later part of this period. Their construction 
would have absorbed much energy not only in obtaining 
the clay but also in shaping the bricks and obtaining suf- 
ficient -wood to fire them; the wall is at least 2.4 meters (8 
ft.) wide and still rises in parts to a height of 4.5 meters. 

There are many mounds within the walls, which rep- 
resent brick temple foundations. Excavations in one such 
temple uncovered a statue of Vishnu dated stylistically to 
the seventh century C.E. There are also many rectangular 
ponds and reservoirs, one measuring 200 by 100 meters 
in extent. The site w^ould have been a major population 
center. The surrounding terrain is suited today to flood- 
retreat farming, whereby the retreating floodwaters from 
the Mekong and Bassac Rivers are retained behind banks 
to sustain rice. 

Angkorian art The art of the early Cambodian states 
has been divided into 15 successive, often overlapping 
styles on the basis of the surviving statues and decorative 
elements in temple architecture, such as the lintels and 
columns. The earliest is known as the style of PHNOM DA, 
which is traditionally dated to the early seventh century 
C.E. It is followed by the styles of SAMBOR PRE! KUK (first 
half of the seventh century), Prei Kmeng (second half of 
the seventh century), Prasat Andet (end of the seventh to 
the start of the eighth century), and Kompong Preah 
(eighth century). The art styles of the kingdom of 
ANGKOR begin with Kulen style (first half of the ninth 
century), followed by the styles of PREAH KO (second half 
of the ninth century), BAKHENG (first half of the 10th cen- 
tury), KOH KER (928-944 C.E.), PRE RUP (third quarter of 
the 10th century, BANTEAY SREI (967-1000), Khleang (end 
of the 10th century), BAPHUON (11th century), ANGKOR 
WAT (first half of the 12th century), and BAYON (end of 
the 11th to the beginning of the 13th century). 

Angkor Thorn Angkor Thom is the name given to the 
city constructed at ANGKOR in Cambodia as the capital of 
King JAYAVARMAN VII (1181-1219). The architectural 
design and decoration symbolize the Hindu view of 
heaven. The city is three kilometers (1.8 mi.) square and 
thus encloses an area of 900 hectares (2,250 acres). The 
surrounding laterite walls stand eight meters high and are 
punctured by five massive gateways. The moats are 
crossed by bridges flanked by 54 demons and an equal 
number of gods, each group holding a sacred snake 
known as a naga. The gateways are particularly impres- 
sive, constructed of sandstone in the form of elephants 
eating lotuses, surmounted by a tower from which four 
giant stone faces gaze at each cardinal point of the com- 
pass. Shrines at each corner of the city record the founda- 
tion by Jayavarman VII of his capital. The BAYON, the 
king's temple mausoleum, is located in the center of the 



city, but the walls also enclose many structures built both 
before and after the reign of Jayavarman VII. Foremost is 
the BAPHUON, the temple mausoleum of UDAYADITYAVAR- 
MAN II (1050-66), the royal palace, and the PHIMEANAKAS, 
the chapel royal. Because all secular buildings were ren- 
dered in wood, only the temples have survived. However, 
excavations in the walled royal precinct have revealed 
large wooden post foundations. Only archaeology can 
validate and extend the understanding of urban life and 
planning. Research along these lines has begun under the 
direction of Jacques Gaucher in the southeastern quarter 
of the city, with most promising results. 

The symbolism underlying the design of Angkor 
Thom and the Bayon has been variously interpreted. Paul 
Wheatley extended the idea of the gods and demons, 
each group holding a snake from the entrance causeways 
to incorporate the city as a whole and the Bayon in par- 
ticular. He suggested that the naga was symbolically 
twined around the Bayon, the temple mausoleum of 
Jayavarman VII, which in turn represented the churning 
stick used to produce AMRITA, the elixir of immortality. 
Again, for those entering the city, the moats would have 
symbolized the oceans around MOUNT MERU, the walls the 
encircling mountain ranges. 

Paul Mus preferred to see in the naga balustrade a 
symbol of the rainbow, as the bridge linking the world of 
humans with that of the gods, while Jean Boisselier has 
returned to the contemporary inscriptions in seeking the 
underlying symbolism of the city, stressing that it was 
designed to represent the capital of the god Indra. Just as 
Indra's capital dominated Mount Meru, so the new Angkor 
would be built in the center of the kingdom. The Bayon, 
lying as it does in the heart of the city, is in Boisselier's 
words, the Assembly Hall of the Gods. It was Indra who 
cast out the asuras, or demons, from heaven and then, 
with the fortunate intercession of an eagle or a garuda after 
an ensuing battle, repelled their attempt to return. The god 
then established a permanent guard against any future 
attacks. These defenses are represented in the form of the 
entrance gates to the city and the 108 guards located on 
the bridges spanning the moat. Close inspection of the 
gates reveals not only the faces of the kings guarding each 
cardinal point of the compass but also Indra himself, rid- 
ing his three-headed elephant and holding a thunderbolt. 

Angkor Thom, while reproducing heaven in stone 
through its profound religious symbolism, also had a vig- 
orous secular life. In 1297, ZHOU DAGUAN visited the capi- 
tal as part of a Chinese delegation. He did not mention 
irrigation once in his eyewitness account of the country 
but did describe a large and active urban population, dis- 
tinguishing, for example, between the splendor of the 
royal palace and the superior housing enjoyed by the elite 
and the ordinary dwellings of the populace at large. The 
Bayon reliefs depict aspects of urban life, the market, the 
house of a Chinese merchant, and construction activity. 



Angkor Wat 19 



^ 




The temple mausoleum of Angkor Wat is one of the great religious monuments of the world. It was constructed as a temple and 
mausoleum for King Suryavarman II (r. 1 1 13-1 150 C.E.). (Charles Higham) 



Angkor Wat Angkor Wat was dedicated to the Hindu 
god Vishnu. It is the largest religious edifice known and 
contains the longest continuous reliefs ever carved. It was 
the temple mausoleum of KING SURYAVARMAN II (1113-50 
C.E.), constructed on a remarkable scale. The original 
name of Angkor Wat is not known. Portuguese visitors to 
ANGKOR in Cambodia in the late 16th century described 
Angkor Wat and mentioned the presence of a large stone 
inscription there. This has not been identified subse- 
quently, but if it was the foundation stela of the temple, it 
would be most revealing. Angkor Wat was described by 
DIOGO DO COUTO (c. 1543-1616), historian of the Por- 
tuguese East Indies, in the following terms: "Half a league 
from this city is a temple called Angar. It is of such 
extraordinary construction that it is not possible to 
describe it with a pen, particularly since it is like no other 
building in the world. It has towers and decoration and 
all the refinements -which the human genius can conceive 
of. There are many smaller towers of similar style, in the 
same stone, which are gilded. The temple is surrounded 
by a moat, and access is by a single bridge, protected by 
t-wo stone tigers so grand and fearsome as to strike terror 
into the visitor." 

A Japanese visitor in the 17th century dre-w a map of 
the monument, annotated with descriptions of surviving 



gilding on some reliefs. Faint traces of gilding also sur- 
vive on the central to-wers, and ZHOU DAGUAN, who vis- 
ited ANGKOR in 1296-97, described many of the temples 
as being golden. The first photographs of Angkor Wat, 
taken in the 1880s, indicate that the temple remained an 
object of veneration, and it is today portrayed on the 
national flag of Cambodia. 

THE ARCHITECTURE AND SCULPTURE 

The complex is surrounded by a moat 200 meters (660 
ft.) wide, bounded by megalithic blocks of sandstone, 
each cut to fit against its neighbor, for a distance of about 
10 kilometers (6 mi.). A wall, still 4.5 meters high, 
encloses the complex within the moat. There are four 
entrances, the largest on the western side, where the 
entrance pavilion (gopura) is equipped with five portals. 
The central door-way links the bridge across the moat 
■with the temple via a causeway flanked by balustrades in 
the form of nagas (sacred snakes). On either side lie two 
small temples and two rectangular -water basins. The 
causeway gives way to a cruciform platform and then the 
three galleries and central tower, which make up the 
heart of the complex. 

The reliefs covering the walls of the third, outermost 
gallery illustrate a king and his court for the first time in 



20 Aninditapura 



Angkorian history. These include a royal audience and a 
court progress. The king, larger than life, is seen seated 
on a wooden throne and -wearing an elaborate crown and 
pectoral, heavy ear ornaments, armlets, bracelets, and 
anklets. He holds a dead snake in his right hand and an 
unidentified object in his left. He is shaded by 14 parasols 
and cooled by five fans and four fly whisks as he receives 
his ministers. Small inscriptions set into the walls state 
that one Virasimhavarman is offering him a scroll, while 
Vardhana and Dhananjaya hold their hands over their 
hearts to indicate loyalty and deference. A fourth minister 
is described as the inspector of merits and defects. 

This audience is followed by the depiction of a pro- 
gression down the mountainside. The king rides an ele- 
phant and is accompanied by the rajahotar, or royal 
priest. The great generals in this military parade ride on 
their elephants. There is Virendradhipativarman, who in 
1108 had the image of the god Trailokyavijaya erected in 
the sanctuary of PHIMAI. He is surrounded by nine para- 
sols. Ahead of him in the column is Jayayuddhavarman 
with eight parasols. His troops wear distinctive helmets 
with deer-head images. Rajasinghavarman has 13 para- 
sols and two banners, but pride of place naturally goes to 
Vrah Pada Kamraten An Paramavishnuloka (The Sacred 
Feet of the Lord Who Has Gone to Live with Vishnu), 
the king. He has 15 parasols, five fans, six fly whisks, 
four banners, and, in front of his elephant, a standard of 
Vishnu riding Garuda. Even his elephant wears a splen- 
did jeweled headdress. The king's presence in signaled by 
the sacred fire carried aloft and an orchestra of trumpets, 
conches, drums, and a gong. The women of the court, 
princesses, are carried aloft in fine palanquins as they 
travel through a forest. There are also serried ranks of 
foot soldiers and cavalry, stolid rows of Khmer and 
loosely drilled, longhaired troops labeled as Syem, which 
might indicate that they were from Siam or, alternatively, 
that they were dark-skinned vassals. 

Many Angkorian inscriptions conclude with lines 
threatening punishment for those who injure the founda- 
tion and promising rewards for the faithful supporters. At 
Angkor Wat, the fate of the former and the heavenly 
abode of the latter are graphically portrayed. Again, small 
inscriptions in the walls describe the punishments for 
particular crimes, as the fate of each person is determined 
by Yama, god of death, who sits in judgement on a water 
buffalo. The crimes include theft of land, houses, ani- 
mals, rice, liquor, shoes, and parasols. Incendiaries are 
also destined for severe punishment, as are those guilty of 
gluttony and greed. Punishments were indeed severe. The 
guilty were crushed under heavy rollers or suspended 
upside down from trees and beaten. On the other hand, 
those with a spotless life on Earth were rewarded with a 
delightful existence in celestial palaces. 

Scenes from Hindu epics fill other sections of the 
gallery walls. The most impressive is undoubtedly the 



depiction of the CHURNING OF THE OCEAN OE MILK in 
search of the elixir of immortality — AMRITA — but the Bat- 
tles of Lanka and Kurukshetra also bring home the nature 
of warfare at this period, dominated, it seems, by vicious 
hand-to-hand slaughter. 

Progress toward the central tower involves a large 
columned building containing four sunken water basins 
and, formerly, statues of gods. Steps then lead up to a sec- 
ond gallery and beyond to the heart of the monument 
with its central tower rising up in the form of a lotus. 
This overlies a 27-meter-deep shaft that contained the 
sacred deposit of two white sapphires and two gold 
leaves. The demand for labor to construct a monument 
on this scale must have exceeded all previous experience. 
Not only is the weight of the stone extraordinary, but vir- 
tually every surface bears decorative carving of the high- 
est quality, none more so than the APSARAS, heavenly 
maidens who welcomed the king to heaven. 

INTERPRETATIONS OF THE SITE 

The five central towers rising in the center of the temple 
represent the peaks of MOUNT MERU, the home of the gods, 
while the moat symbolizes the surrounding ocean. 
Eleanor Mannika has sought deeper symbolic structures 
through the medium of the monument's dimensions and 
relationship to the annual movements of the Sun and 
Moon, but this initiative has invoked some skepticism. 
There is also debate on the ultimate purpose of Angkor 
Wat. Did it incorporate residential areas, including the 
king's palace, or was it an entirely religious entity, 
designed for the worship of Vishnu? Was it built as a tem- 
ple and mausoleum for Suryavarman? There is no specific 
allusion to his mortuary rites, but it is probable that 
Angkor Wat was not completed in his lifetime, for the 
depictions of him at court and in a progression are accom- 
panied by his posthumous name, Paramavishnuloka, "He 
who has entered the heavenly world of Vishnu." 

GEORGES CCEDES has concluded that it was a monu- 
ment to the king, himself portrayed as divine, where he 
had communion with the gods. At death, the king's 
remains were placed in the central tower to animate his 
image. A stone container 1.4 meters long has been recov- 
ered from the central tovi'er of Angkor. It was probably 
placed there to contain the king's cremated remains. Wor- 
ship of the dead king would have ensued once his soul 
entered his stone image, thus permitting contact with the 
ancestors of the dynasty. A colossal stone image of 
Vishnu survives at Angkor Wat, and it is still worshiped. 
Angkor Wat should thus be seen as the preserve of the 
immortal sovereign merged with Vishnu, in a heaven 
populated by the celestial APSARDs. 

See also ANCESTOR WORSHIR 

Aninditapura Several Angkorian inscriptions in mod- 
ern Cambodia refer to Aninditapura as the original region 



Anuradhapura 21 



where an important group of supporters of King JAYAVAR- 
MAN II (c. 770 to 834) originated. Its location is not 
kno-wn with certainty, but it probably lay on the west 
bank of the Mekong River above Phnom Penh. 

Ankokuji Ankokuji is a site of the late phase of the 
YAYOI culture, located on the island of Kyushu in Japan, 
but looking east over the Inland Sea toward Honshu. The 
Yayoi culture covered six vital centuries of Japanese history 
from about 300 B.C.E., during which stimuli from the 
mainland in the form of wet-rice cultivation, iron and 
bronze metallurgy, and trading opportunities saw a late 
hunter-gatherer society develop into a series of small 
states. ANKOKUJI commanded access to rich rice soil in the 
form of old river meanders, which ultimately were covered 
in peat. The peat has preserved many wooden artifacts that 
reveal how plowshares, spades, and hoes were used in the 
cultivation of rice. Peaches, almonds, walnuts, and acorns 
have also survived to demonstrate the varied diet enjoyed 
by the inhabitants. The eminence that supported the vil- 
lage itself has many postholes that might represent the 
foundations for raised dwellings or rice stores. While no 
metal tools have survived, it is clear that they were used in 
the manufacture of the wooden implements. 

Anotatta, Lake See anavatapta lake. 

Antiochus (324-261 B.C.E.) Antiochus 1 was the son of 
SELEUCUS 1 NICATOR and his Bactrian wife, Apama. 
Antiochus ruled from 281 to 261 B.C.E., and despite his 
military prowess, he had to struggle to hold the Seleucid 
Empire together. Before becoming king, he was viceroy of 
the eastern satrapies (provinces) in Central Asia west of 
the Syr Dar'ya River. This area was greatly valued for its 
agricultural products, increased through the establish- 
ment of irrigation, as well as sources of ore and precious 
stones. Antiochus consolidated his hold in this region by 
founding heavily fortified cities. One of these was located 
to command the strategic and rich oasis of MARY (Merv), 
covering an area of 225 hectares (563 acres) within its 
brick ramparts. Maracanda (modern Samarqand) com- 
manded another oasis, and the rampart of Antiochus sur- 
vives there. The satrap of Aria lies near Herat in the 
Harirud Valley, and here Antiochus restored the defenses 
of the capital, Artacoana. 

Antiquities Protection Law In 1930 the government of 
China enacted the Antiquities Protection Law. Hitherto, 
looting and treasure hunting had destroyed many sites, and 
Western and Japanese collectors and museums had been 
responsible for the loss of numerous national treasures. 
This applied in particular to the site of Xiaotun, where the 
ORACLE-BONE records of the Shang dynasty (1766-1045 
C.E.) were found. The law stated that all antiquities below 



ground belonged to the state and that no person could 
excavate without an official permit. The first such permit 
was issued in 1935 to the learned academy known as the 
Academia Sinica, for the excavation of ANYANG. 

Laws to protect antiquities and ancient sites now 
apply in all countries of Asia, but traffic in collectable art- 
works has increased to alarming proportions. In 
Afghanistan, for example, state-sponsored destruction of 
sacred Buddhist sites under the Taliban has been followed 
by widespread looting of items of Gandharan art. Recently, 
the U.S. government has banned the import of stone carv- 
ings from the civilization of ANGKOR in Cambodia. 

Anuradhapura Anuradhapura is a huge urban complex 
located in the dry zone of north central Sri Lanka (Cey- 
lon). Legendary sources claim that it was founded by the 




Anuradhapura was one of the great urban centers of South 
Asia. Buddhism was the key religion there, and several very 
large Buddhist foundations were established. This statue of the 
Buddha comes from the Ruvanvalisaya stupa, built by King 
Dutthagamani (r. 151-137 B.C.E.). (O Philip Baird/ 
www.anthroarcheart.org) 



22 Anyang 



third king of the Vijayan dynasty, Pandukkabhaya. This 
dynasty, again in oral traditions, was founded by a Prince 
Vijaya, who traveled from the mainland of India and 
found the island inhabited by demons. The city was the 
major city of Sri Lanka from the third century B.C.E. until 
it was finally abandoned in the early 10th century C.E. In 
the interim, two dynasties ruled from Anuradhapura. In 
addition to the founding line, the Lamakanna dynasty 
dominated from the first century C.E. until 432 and again 
from the seventh to the 10th century. The site was 
attacked more than once by forces from the mainland, 
leading to a break in local rule. Anuradhapura includes a 
walled city, surrounded by several impressive stupas with 
associated monasteries and several huge reservoirs. Its 
internal history, however, is reconstructed on the basis of 
archaeological research rather than the stuff of legends. 

Excavations have revealed an eight-meter (26.4-in.)- 
deep stratigraphic buildup, divided into a sequence of 
major cultural phases. The problem with such deep his- 
toric sites is that to obtain any feel for the spatial planning, 
one most uncover enormous areas. This is increasingly 
uneconomic, particularly as excavation procedures have 
become more complex and time consuming. The history 
of this city is thus partial and based on a tiny area exca- 
vated, compared with the huge earlier excavations at sites 
such as TAXILA and MOHENJO DARO in modern Pakistan. 

EARLY PHASES 

The area was first settled early in the prehistoric period, 
and there is a later major phase ascribed to the late prehis- 
toric Iron Age, dated from about 800 to 450 B.C.E. The 
next phase is called Early Historic (450-350 B.C.E.) but 
reveals continuity in material culture from the Iron Age. 
The contexts have yielded the remains of iron slag, post- 
holes representing domestic structures on a circular plan, 
and a possible burial in a circular shaft, containing mortu- 
ary offerings. A particularly important feature of this 
period is the discovery of four ceramic shards bearing let- 
ters in the Indian BRAHMI script. It is thought that this 
writing system was introduced to Sri Lanka through the 
aegis of trade contacts with the West. It might not be coin- 
cidental that exotic shell and amethyst were also found at 
this juncture, dated from the period 450—350 B.C.E. 

DEVELOPMENT OF THE CITY 

The fourth phase, which lasted from about 350 until 275 
B.C.E., is particularly important, because it provides evi- 
dence for the rapid establishment of a city. Divided into 
eight subphases, the site revealed an early rectangular 
building demarcated by the posthole foundations for a 
wooden structure, laid out on the cardinal points of the 
compass. By the fourth subphase, clay tiles entered the 
repertoire for building, and there is evidence that the first 
rampart covered a rectangular area of about 100 hectares 
(250 acres). There is further evidence for wide-ranging 
exchange in the form of carnelian from the mainland. 



LAPIS LAZULI from Afghanistan, ivory, cowry shells, and 
iron ore. One shard bears the image of a large boat fit for 
oceanic trade, and the first copper coins appeared. 

Coins increased in quantity and motifs during the 
period dated from 275 B.C.E. to 150 C.E., as did exotic 
ceramics and objects of ivory and whalebone. Buildings 
were novi? made of brick and cut stone, and their location 
relative to a street suggests that the city was laid out in 
squares on the cardinal points. The construction of large 
buildings in permanent materials burgeoned during the 
first six centuries of the Common Era, and this is best 
seen in the Buddhist monuments, rather than the few 
foundations revealed through deep excavations. The earli- 
est Buddhist monastery at Anuradhapura probably dates 
to the late third century B.C.E. It was followed by the foun- 
dation of further monasteries and associated stupas, the 
size and splendor of which owe much to the growing 
extent and efficiency of the developing irrigation network. 

STUPAS 

The are five major stupas at Anuradhapura. The earliest is 
known as the Thuparama. This was followed by two built 
during the reign of Dutthagamani (161-137 B.C.E.), the 
Mirisavati and Ruvanvalisaya, also known as the Mahas- 
tupa. These were followed by the ABHAYAGIRI and Jetavana 
stupas, both of which reached colossal proportions. Under 
King Gajabahu (114-136 C.E.), the Abhayagiri stupa 
reached a height of 84 meters; the Jetavana stupa, when 
completed, was more than 120 meters tall. The monks of 
the Mahavira monastery were housed in a building known 
as the Lovamahapaya, a multistoried edifice in which the 
senior or most venerable were housed in the upper floors. 
Palaces at Anuradhapura were built of wood and have not 
survived, but the texts leave no doubt as to their splendor. 
Sculptures played a central role in the embellishment of 
the shrines, seen in the ornamented pillars that surround 
the major monuments, and in the so-called moonstones, 
which were placed at the foot of the access stairs to 
shrines decorated with panels of animals, plant motifs, 
and rows of hamsas, or sacred geese. Images of the Bud- 
dha date back to the first century C.E. Some of the Buddha 
images reached massive proportions, such as that at 
Avukana, which is almost 13 meters high. Painting also 
reached high artistic levels, as is seen at the Jetavana. 

Anyang Anyang was the capital of the SHANG STATE of 
China from about 1200 until 1045 B.C.E. Anyang has for 
decades been prominent for the sudden appearance there 
of written records, CHARIOTS, massive royal graves, and 
human sacrifices. Located north of the Huang (Yellow) 
River in Henan province, it was recognized as a potential 
site of great importance in 1915, when Luo Zhenyu identi- 
fied Anyang as the source of the ORACLE BONES that were 
then appearing on the antiquities market. These oracle 
bones recorded divinations made by Shang kings hitherto 
known only from much later historic records. Confirma- 



Anyang 23 



tion of the veracity of these records stimulated LI JI and the 
newly founded Academia Sinica to institute 15 seasons of 
research at Anyang. This research resulted in the identifica- 
tion of a palace area, containing the stamped-earth founda- 
tions of substantial residential compounds, as well as 
ancestral temples and subterranean pits containing chariot 
burials. In 1936, on the last day of the excavation season, a 
pit containing thousands of oracle bones was identified in 
this part of the site. The oracle texts illuminate the inti- 
mate concerns of the Shang kings, of whom nine are 
known to have reigned at this site, beginning with Wu 
Ding (1400—1200 B.C.e). The bones describe preparations 
for war against rival states, concern about the harvest, 
hunting expeditions, sacrifices to ancestors to alleviate 
health problems, and insight into the welfare of pregnant 
consorts. One such consort to Wu Ding, FU HAO, was 
interred in the only intact royal tomb to survive at Anyang, 
a find revealing the wealth of the court in its exquisite 
bronzes, jades, and ivories. 

ANYANG TOMBS 

By the end of Wu Ding's reign, Anyang covered at least 10 
square kilometers (4 mi.); it extended over more than 
twice that area by the end of the dynasty in 1045 B.C.E. In 
1933, during the eighth season of research there, the 
team encountered a subterranean tomb of massive size. 
Although it was completely looted, it opened the possi- 
bility that a royal cemetery lay in the vicinity. Unfortu- 
nately this discovery resulted in frenzied looting, as a 
result of which three bronze ho (wine vessels) were dis- 
played in the Nezu Art Museum in Tokyo. 

The next season of scientific inquiry was directed 
toward the area where massive bronzes were reported to 
have been looted, and there followed the discovery of 
royal graves of extraordinary dimensions. Four of these 
were examined, together with many smaller graves rich 
in mortuary offerings, including bronzes, jades, and 
ceramic vessels. The 11th season concentrated on the 
opening of the royal graves. An area of 8,000 square 
meters was excavated, and four massive tomb chambers, 
up to 13 meters deep, were cleared. These tombs had all 
been looted on many occasions in the past, but by means 
of a complete clearance undertaken professionally, many 
bronzes and jades of exquisite finish were recovered in 
the disturbed fill of the graves. Moreover, more than 400 
smaller burials were encountered. Many were without 
heads, while some crania were found severed from the 
bodies. It was concluded that these graves contained the 
remains of sacrificial victims interred as part of the royal 
mortuary rituals. 

Even this major program of excavation was to be 
exceeded in 1935, when 500 workers were employed to 
open an area of nearly 10,000 square meters. Three further 
royal graves were cleared, but once again looters had pre- 
ceded the archaeologists, even as early as the Zhou dynasty 
(1045 to 221 B.C.E.). Nevertheless, the fine jades and 



bronzes that survived the sackings were unprecedented in 
Chinese archaeology. A further 800 smaller burials that 
were also excavated are seen as ancillary to the royal graves. 

The seven royal graves all had the same plan. A cen- 
tral pit that contained the wooden tomb chamber was 
reached by means of four sloping corridors entering it 
from each side. In the case of Burial HPKM 1004, the 
central pit reached a depth of 12.2 meters below the 
ground surface and measured 15.9 by 10.8 meters at the 
base. The southern and longest entrance corridor was 
31.4 meters long. The base of the pit contained a wooden 
chamber entered from the south. The space between the 
tomb and the sides of the pit was filled vi'ith pounded 
earth. The interment of the body would have been 
accompanied by lengthy rituals and probably the sacrifice 
of those found in the smaller graves in the vicinity. 

In the case of Burial 1004, the excavators were fortu- 
nate to find a small part that had escaped looting. The 
finds provide a tiny insight into the riches that were once 
placed with the dead Shang kings. Two huge bronze caul- 
drons were found in the central pit, at a level just two 
meters above the top of the wooden burial chamber. 
These overlay a deposit of bronze weapons, including 
360 spearheads and 141 helmets, which concealed the 
fragmentary vestiges of some form of vehicle. Jade figures 
of animals, including turtles, frogs, and monsters, were 
found in the looters' pits. In Tomb 1217, the traces of a 
large decorated drum were recovered. 

Subsequent to these excavations, a deeper understand- 
ing of the sequence of material culture at Anyang has made 
it possible to group the royal graves into a sequence. There 
are four major phases at this royal center that are divided 
on the basis of the dynastic sequence. The first belongs to 
the early part of the reign of Wu Ding (r. c. 1200-1181 
B.C.E.). The second corresponds to the reigns of Zu Geng 
(r. c. 1180-1171 B.C.E.) and Zu Jia (r. c. 1170-1151 B.C.E.), 
while the third covers the reigns of Lin Xin (r. c. 
1150-1131 B.C.E.), Kang Ding (r. c. 1131-1121 B.C.E.), Wu 
Yi (r. c. 1120-1106 B.C.E.) and Wen Ding (r. c. 1105-1091 
B.C.E.). The fourth corresponds to the Kings Di Yi (r. c. 
1090-1071 B.C.E.) and Di Xin (d. c. 1045 B.C.E.). The arti- 
facts recovered while excavating the graves make it possi- 
ble to assign Graves 1001, 1550, and 1400 to the second 
period. Two of these lie in the western sector, and one in 
the eastern. Each has four entrance ramps. Graves 1002, 
1004, 1217, and 1500 belong to the third period, while 
Graves 1003 and 1567 are the latest and belong to Period 
IV. Within each sector, it is possible to refine the sequence 
on the basis of the intercutting of the entrance ramps. 
Burial 1567 was not completed, and it was probably 
intended for the last Shang king, Di Xin. It may never have 
been completed because the construction coincided with 
the end of the dynasty. Adding the massive Burial 1400 to 
the rest of the graves in the western sector reveals a perfect 
match between the nine huge burials and the number of 
kings now known from the oracle-bone inscriptions. 



24 Apeyatana 



The eastern part of the cemetery also contains rows 
of sacrificial pits. The oracle texts reveal that human sac- 
rifice to the ancestors was a major part of divination, and 
this is reflected in the neat rows of victims' graves at the 
royal necropolis. Several other cemeteries for the popu- 
lace at large have been investigated, and these indicate 
the presence of clans in which senior members were 
given prominence in terms of the size and quantity of 
mortuary offerings. 

BRONZE WORKING 

The presence of a substantial population is documented 
not only by such cemeteries, but also by the large areas 
dedicated to specialized production, not least the casting 
of large bronzes. The largest, found at Xiaomintun in 
Anyang, was first recognized in 1960, when excavations 
uncovered the molds used to cast chisels and knives. Fur- 
ther digging in 2000-01 revealed that this part of the 
ancient capital was also the focus for the production of 
bronze ritual vessels. These were found in the southeast- 
ern part of the workshop area, while the weapons were 
concentrated in the western area. 

Anyang continues to be the subject of major interna- 
tional research, and new areas are being investigated. The 
most significant recent find is the walled city of HUANBEI, a 
probable royal capital north of the Huan River, which lies 
chronologically between the occupation of ZHENGZHOU 
and the reign of Wu Ding (1400-1200 B.C.E.). Future exca- 
vations at Huanbei have the potential to illuminate the 
antecedents to the last Shang capital, before the dynasty 
fell to the Zhou after the BATTLE OE MUYE in 1045 B.C.E. 

See also XIBEIGANG. 

Further reading: Chang, K.-C. The Shang Civiliza- 
tion. New Haven, Conn.: Yale University Press, 1980; 
Keightley, D. N. Sources of Shang History: The Oracle 
Bones of Bronze Age China. Berkeley: University of Cali- 
fornia Press, 1978; Loewe, M., and Shaugnessy, E. L., eds. 
The Cambridge History of Ancient China. Cambridge: 
Cambridge University Press, 1999. 

Apeyatana The Apeyatana temple is one of the princi- 
pal monuments of the city of PAGAN in Myanmar (Burma). 
It has been ascribed to King Kyanzittha (1084-1112) and 
is named after his queen. It is best known for the decora- 
tive paintings that depict divinities of the Mahayana 
School of BUDDHISM. There are also, however, Hindu 
deities, including Siva, Vishnu, and Ganesha. 
See also MAHAYANA BUDDHISM. 



apsara In early Indian mythology, an apsara was a 
celestial water nymph. Both in the Hindu and in Buddhist 
religions, these creatures took the form of heavenly 
nymphs with a particular fondness for music and dance. 
They welcomed to the heavenly realin men whose virtu- 
ous lives translated them to paradise at death, and many 



of the apsara were regarded as goddesses. They are partic- 
ularly prominent in the reliefs of ANGKOR WAT, Cambodia, 
where more than 2,000 have been recorded. These images 
reveal a wide range of costumes and ornaments, reflecting 
the luxury of the Angkorian court as much as celestial 
imagery. The nymphs wear elaborate headdresses, pec- 
torals, and other ornaments, including multiple armlets 
and bracelets, belts, and anklets. Their distended earlobes 
were weighted with ear pendants, and their postures 
reveal that dancing then was similar to that still taught 
and practiced in Cambodia. 

See also BUDDHISM; SURYAVARMAN II. 

Arahaki-ji Also known as the Shitenno-ji, the Arahaki- 
ji is a Buddhist temple and monastery built at Naniwa, 
south of the Yodo River as it flowed toward Osaka Bay, by 
order of PRINCE SHOTUKU (d. 622 C.E.). In 587 C.E., the 
prince had vowed to build a temple if he was successful 
in a civil war against rival clans. During this period the 




Apsaras were divine maidens. More than 2,000 carved in 
sandstone at Angkor Wat waited to attend on King 
Suryavarman II when he went to live in the world of Vishnu, 
a euphemism for his death. (Charles Higham) 



Arikamedu 2; 



leaders of the YAMATO state in Japan were heavily influ- 
enced by continental powers, particularly the PAEKCHE 
state of Korea and the new Sui dynasty in China. BUD- 
DHISM was being well received, and Shotuku's fine new 
temple foundations were laid in 593. The structure had 
an exterior wall and a cloistered compound measuring 
100 by 70 meters (330 by 230 ft.). The central pagoda in 
this compound -was flanked by a gilded hall, while a lec- 
ture hall, bell tower, and monks' living quarters lay to the 
north of the cloisters. The temple was destroyed by Allied 
bombing in the Second World War, and it has been 
replaced by a concrete replica. 

Arakan The Arakan (now Rakhine) coast of western 
Myanmar (Burma) occupies a key geographic position in 
the maritime exchange route that developed during the 
early centuries C.E. It faces India across the Bay of Bengal 
and was thus a natural stepping stone when, for example, 
the Mauryan emperor ASOKA (268-235 B.C.E.) sent Bud- 
dhist missions to Southeast Asia. Tradition has it that the 
Buddha manifested himself in Arakan when an image of 
him was cast. This bronze statue, known as the MAHAMUNI 
(Great Sage), is now in Mandalay. Although the history of 
Arakan has scarcely been tested archaeologically it is 
known that two major cities span the fifth to the eighth 
centuries C.E. 

The first city, DHANYAWADI, incorporated a walled 
royal precinct and the hill on which the Mahamuni was 
housed and revered until the early 18th century, when it 
was removed to Mandalay. The second city, VESALI, like 
Dhanyawadi in a rich agricultural valley suited to rice 
cultivation but with access to the sea, was also ringed by 
a substantial brick wall and moat. The inscription from 
SHIT-THAUNG listed 22 kings of the Ananda dynasty who 
ruled this area. BUDDHISM was the dominant religion, but 
not to the exclusion of Hinduism. Coins were minted, 
and there is evidence for extensive maritime trade and 
wealthy urban communities. 

Archaeological Survey of India The Archaeological 
Survey of India was founded in 1870, follov^ring a period 
during which SIR ALEXANDER CUNNINGHAM was the archae- 
ological surveyor to the governor of India. Cunningham 
was the first director of the survey, and among his succes- 
sors, SIR JOHN MARSHALL and SIR MORTIMER WHEELER Stand 
out for their many achievements. The survey received 
considerable support under the viceroyalty of George, 
Lord Curzon in 1899. Under the direction of the survey, 
many major sites were excavated and published, and oth- 
ers were restored and maintained. These sites include TAX- 
ILA, BHITA, HARAPPA, MOHENJO DARO, and ARIKAMEDU. 

Arikamedu Arikamedu, an archaeological site in India 
four kilometers south of Pondicherry, facing the Bay of 
Bengal, is located on an island opposite the bank of the 



Ariyankuppam River. It has been identified as the port of 
Podouke, cited in the first century C.E. work PERIPLUS OF 
THE ERYTHRAEAN SEA. The site was recognized as ancient 
and important as early as 1768, when Guillaume Le Gen- 
til visited it and encountered substantial brick walls and 
pottery remains. In 1937, surface material was collected, 
and the site was recognized as having considerable his- 
toric importance. Excavations showed that the site was 
an important port for trade between India and Italy dur- 
ing the second and first centuries B.C.E. 

Excavations under A. Aiyappan ensued in 1940, and 
further work was undertaken between 1941 and 1944. 
The site was selected for excavation by SIR MORTIMER 
WHEELER in 1945, after the discovery there of an intaglio 
containing the image of the Roman emperor Augustus 
and other items of possible Roman origin. Although the 
site had suffered considerable disturbance, Wheeler 
uncovered the foundations of a probable brick ware- 
house 45 meters (150 ft.) in length and the remains of 
two tanks or vats that had been used for dying cloth. 
The Roman remains included Arretine ware, a style of 
impressed red pottery from kilns at Arezzo in Italy, dat- 
ing from the last decades of the first century B.C.E. and 
the mid-first century C.E. Amphorae, large handled ves- 
sels used for transporting wine, were also represented, 
and the presence of Chinese ceramics revealed the 
entrepot nature of trade from this port. Trade is further 
confirmed by the presence of rouletted ware, a style of 
pottery decorated with a particular design on the base, 
which has been found widely distributed in India and in 
Bali and Vietnam to the east. 

The site was examined again in 1947—50 by J.-M. 
Casal over three seasons, but his results were never fully 
published. Excavations resumed in 1989 under the direc- 
tion of V. Begley, and much new information has modified 
the earlier view that Arikamedu was, in the words of 
Wheeler, an "Indo-Roman trading station." There appear 
to have been two areas under occupation, which jointly 
covered almost 500 meters (1,650 ft.) of the riverbank. 
The southern area has provided extensive evidence for 
manufacturing products of glass, shell, semiprecious 
stones, and metals. It might have been the principal 
workshop area. The northern sector includes a large brick 
structure thought by Wheeler to have been a warehouse. 
Its foundations covered pottery dated to the early first 
century C.E., providing evidence for the establishment of 
port facilities. 

However, trade with the Greco-Roman world was 
under way by at least the first century B.C.E. and possibly 
even earlier, as indicated by the presence of trade 
amphorae that carried wine to southern India from the 
Greek island of Kos. An early text in the Tamil language 
refers to Yavanas, that is. Westerners, taking cool fragrant 
wine to India. A detailed examination of the exotic West- 
ern ceramics from Arikamedu reveals changing patterns 
of trade and the addition of a new range of imports over 



26 Arimaddanapura 



time. The wine originally -was from the island of Kos, 
then from Knidos and Rhodes, but in due course, olive 
oil -was sent east from the region of Pompeii in southern 
Italy and southern France, while garum, a type of fish oil, 
■was imported from Spain. Other goods included Egyptian 
faience, Roman lamps, and glassware. Several Roman 
coins have been found, largely by looters. 

The Roman trade with southern India lasted until the 
early second century C.E. before declining markedly. 
However, Arikamedu continued in occupation, perhaps 
as a result of the port facilities on a coast -where safe 
anchorages are rare. 

Arimaddanapura See pagan. 

Arthasastra The Arthasastra (Treatise on material gain), 
is attributed to KAUTILYA, a minister to King CANDRAGUPTA 
MAURYA (325-297 B.C.E.). This king ruled the MAURYA 
EMPIRE from his capital of PATALIPUTRA in the lower Ganges 
(Ganga) Valley of India and -was a contemporary of 
ALEXANDER THE GREAT (356-323 B.C.e). It may even have 
been the case that Alexander's campaign of conquest in 
northwest India galvanized the first Mauryan king and his 
court to investigate the means of combining the many 
MAHAJANAPADAS, or States, that then existed in the Ganges 
(Ganga) Valley into one effective political unit. The 
Arthasastra is thus a unique treatise that documents the 
political philosophy advocated in India during the late 
fourth century B.C.E. It describes a philosophy more in har- 
mony with Machiavelli's than the pacifist tendency of BUD- 
DHISM and may reflect the influence of Western absolutism 
under a strong king manifested in the conquests of Alexan- 
der the Great. The Arthasastra is thus a manual of govern- 
ment written by a man whose objective was to secure the 
safe maintenance of the kingdom by establishing the 
proper principles. It exercised a long and important influ- 
ence both in India and in other areas, such as Southeast 
Asia, that exchanged goods and ideas -with India. 

ROYAL DUTIES 

Kautilya's prescriptions for successful rule center on the 
duties of the king, who had a long list of responsibilities. 
It is interesting to note the importance placed on the 
gathering of intelligence, as the king was urged to have 
regular daily meetings with his spies. The same motive is 
seen in Kautilya's recommendation that the ruler allow 
his subjects access to his person; otherwise he would be 
too far removed from them and fall into the hands of a 
coterie of court advisers. Many other duties are also laid 
out: to read reports on the administration of law; to 
inspect army units, -which are listed as the elephants, cav- 
alry, infantry, and chariots; to plan conquests with his 
military leaders; and to consult the priests about the per- 
formance of rituals. Most of all, the king should display 
energy and resolve to all around him. 



THE STATE 

The treatise then turns to the seven basic components of 
the state. These are the king, his ministers, the territory, 
forts, treasury, the army, and allied states. Ministers 
should be well born and educated, imaginative, industri- 
ous, dignified, cultured, and determined. The boundaries 
of the state should be strongly defended with forts 
designed to make the best use of the local terrain. Several 
types of fort are enumerated, including those in deserts, 
mountains, and forests and those alongside rivers. The 
treasury should contain gold, silver, and precious stones. 
The army should be well equipped and trained, loyal, 
experienced in battle, and prepared to suffer pain. Allies 
must be loyal and able to deploy their forces rapidly. 
Practically speaking, Kautilya inherited the fruits of many 
centuries of war between the rival states of the Ganges 
(Ganga) Valley. His policy toward rivals was predicated 
on the means of destruction through the ruthless exercise 
of superior power. However, he also recognized that rela- 
tions with other states involved shifting sands, requiring 
a cynical application of different policies depending on 
likely outcomes. If, for example, a rival state is more 
powerful, then the policy must be one of temporizing and 
duplicity until the moment is right to strike. If an alliance 
benefits the defeat of a joint enemy, then the ruler must 
forge one. 

The ideal state in India of the fourth century B.C.E 
required 10 principal ministers to advise the king, includ- 
ing a chief priest, prime minister, army commander, 
judge, adviser on economic management, and ambas- 
sador. The chaplain had to be learned about the VEDAS 
and virtuous behavior but also, curiously, skilled in 
archery and military tactics. Considerable thought was 
given to the role of the army commander, and his duties 
disclose the nature of warfare. He had, for example, to 
ensure that the elephants and horses were well main- 
tained and trained but also that camels and oxen were 
available. The last two animals were probably used for 
transport. His duties included the training of those who 
played military music or carried the royal standards and 
had experience of coded signaling. He had to evaluate the 
quality of the missile throwers and report on the quality 
of the troops, how many were growing too old for combat 
and which men were new and inexperienced. 

A formal legal system is widely regarded as an essen- 
tial component of a state, and Kautilya insisted that the 
judges have a thorough grounding in local customs; 
when hearing cases, they should take account of wit- 
nesses, relevant documents, and logical conclusions. The 
survival of the state ultimately turned on the production 
of agricultural surpluses and their proper central deploy- 
ment. For overseeing this vital area of activity, the king 
turned to his economy minister, whose responsibilities 
are set out in considerable detail: How much grass is 
available in store, for example, and how much will be 



Asoka 27 



needed? What are the sources of taxation, and how much 
weakh has been accumulated from the various sources, 
such as mines, forests, and agricuUure? Ho-w much has 
been obtained from fines or recovered from robbers? 

arya In Sanskrit, the word arya means "noble." It came 
to be used in Sanskrit to describe a race, with particular 
reference to those who allegedly invaded and conquered 
India. The name of the country of Iran is derived from 
the same root word. Arya appears in the RIG-VEDA to dis- 
tinguish between its authors and the dasa, or natives of 
the area conquered. 

ashrama An ashrama (ashram) is a retreat or hermitage 
where Hindu wise men and ascetic devotees retire and 
practice contemplation. A fine example of life in such a 
hermitage appears on a carved panel at Mamallapuram in 
India. Dating to the seventh to eighth centuries C.E., it 
shows an old holy man contemplating an image of the 
god Vishnu. King YASHOVARMAN (889-910) of ANGKOR in 
Cambodia claimed to have founded about 100 such insti- 
tutions, and his surviving foundation stelae include an 
account of the king's ancestry and the rules for the occu- 
pants. The distribution of the inscriptions provides evi- 
dence for the extent of his kingdom. All are identical and 
prescribe, for example, that the ascetics had to wear 
white garments. Punishments were graded for those who 
failed to follow the regulations. No buildings have sur- 
vived, presumably because they were constructed of 
wood, but it is known that a row of ashramas was con- 
structed along the southern margin of the YASHOD- 
HARATATAKA (EASTERN BARAY) at Angkor. 

Asoka (268-235 B.C.E.) Asoka, the third king of the Mau- 
rya Empire in India, is widely regarded as the greatest of 
Indian kings. 

The son of Bundusara, Asoka succeeded in about 268 
B.C.E. His conversion to BUDDHISM (c. 261 B.C.E.) was felt 
well beyond the boundaries of his empire. During the 
first eight years of his reign, Asoka continued on his pre- 
decessors' path by expanding his empire through force. 
His conquest of Kalinga, the area of modern Orissa, 
involved considerable loss of life, and his inscriptions 
record his feeling of remorse and his desire to embrace 
the pacifist tenets of Buddhism. The text of the 13th rock 
edict, a text inscribed in six places in India and Pakistan, 
makes his position clear. It refers to Asoka as the king 
beloved of the gods, who in the eighth year of his reign 
was responsible for the deaths of 100,000 people and the 
forced deportation of 150,000 others. After this holo- 
caust, he took up the teachings of the DHARMA, the course 
of righteousness, and proclaimed his wish that all mem- 
bers of his empire live in security and peace of mind. The 
final lines of this edict make its principal message clear: 
He wished his sons and grandsons to follow his precept 



not to seek new territorial gains through force and conse- 
quent miseries, but only through pacifist enlightenment. 

ASOKA'S INSCRIPTIONS 

Asoka is reno-wned for the erection of a series of pillars 
across his empire, linked with major Buddhist foundations. 
His life and philosophy are recorded in a series of inscrip- 
tions he inspired, some engraved on rocks, others on enor- 
mous stone columns erected strategically across his 
empire. About 10 of Asoka's columns have survived, but 
only two remain in their original location, at Laurya Nan- 
dangarh and Kolhua in Bihar state. Most inscriptions are in 
the BRAHMI script, but another script, KHAROSHTHI, was 
used in the northwest. Two further inscriptions from Kan- 
dahar in Afghanistan were written in Greek and Aramaic. 

The columns were embellished on the capitals with 
Buddhist symbols, such as the lion, and inscribed texts. 
The first pillar text extolled the virtues of a righteous rule 
for all his subjects and expressed his concern for animals. 

His first rock inscription declared a ban on sacrific- 
ing animals. Having outlined the daily slaughter of stock 
for the palace kitchens, he stated that only deer and pea- 
cocks were currently killed and that this practice would 
also cease. In his second rock inscription, he recorded his 
concern for the health and welfare of his people and 
described practical measures to ensure a supply of medic- 
inal plants and of fresh water through the digging of 
wells by the roads, for animals as well as people. He 
ordered that banyan trees be planted along roads to pro- 
vide shade. Every 25 kilometers (15 mi.), the traveler 
along the main routes would find a rest house and water 
basin provided by the king. 

The inscriptions of Asoka impart much information 
on the bureaucracy with which he administered his 
empire. Obviously unhappy with his officials at Tosali, 
the capital of the newly ■won province of Kalinga, he 
wrote warning them against improper or hasty imprison- 
ment or torture and informed them that he would send 
an impartial official on a tour of inspection every fifth 
year to ensure fair local government. He evidently main- 
tained viceroys, because he recorded that the princes of 
UJJAIN and TAXILA would also send out inspectors every 
three years. 

The 12th rock edict outlined Asoka's attitude toward 
different religious persuasions. He showed tolerance for 
all and described how, on his various provincial tours, he 
gave money and support to Hindu Brahmans (priests) 
and Buddhist foundations alike. In the seventh of his col- 
umn inscriptions, he laid out his philosophy of govern- 
ment, putting particular stress on the search for 
righteousness and the vi'elfare of all his people. He wished 
to ensure that this policy would endure. 

ASOKA'S BUDDHIST FOUNDATIONS 

The inscriptions of Asoka represent a major innovation in 
the advertisement of royal policy. The custom of engraving 



28 Aston, W. G. 



important information on stone was fortunately copied in 
both India and Southeast Asia, and the texts provide vital 
historic information. The king, however, was also a vigor- 
ous founder of religious establishments, and his monaster- 
ies are widely distributed across his realm. When the 
Chinese monk and pilgrim XUANZANG (602—64) visited 
India, he traveled to the holiest places of Buddhism. At 
KUSINAGARA, where the Buddha died, he saw an enormous 
stupa standing 60 meters (198 ft.) high, built, he said, by 
Asoka. Three stupas he visited at MATHURA, he said, were 
also built by King Asoka, and he named the monks whose 
remains lay beneath them. At VAISALI, Xuanxang noted that 
King Asoka had opened the relic chamber and removed 
eight of the nine fragments of bone before erecting one of 
his columns at the site, with a lion at the top. 

The impact of Asoka's enthusiastic conversion to Bud- 
dhism was felt well beyond the boundaries of his empire. 
The text known as the Sasanvamsappadika records his 
decision to send three missionaries, Gavampti, Sona, and 
Uttara, to Southeast Asia as early as the third century 
B.C.E. The 13th rock edict also indicates Asoka's wide 
knowledge of the outside world. He mentioned the Greek 
rulers of BACTRIA and GANDHARA and even claimed to have 
converted to his path of righteousness the rulers of remote 
kingdoms to the west. These rulers have been identified as 
Antiochus II Theos of Syria (r. 261-246 B.C.E. ), Ptolemy II 
of Egypt (r. 285-247 B.C.E.), Antigonos Gonatas of Mace- 
donia (r. 278-239 B.C.E.), Magas of Gyrene in North 
Africa (r. 300-258 B.C.E.) and Alexander of Spirus in 
Greece (r. 272-258 B.C.E.). 

Further reading: Nikam, N. A., and McKeon, R., eds. 
The Edicts of Asoka. Ghicago: University of Ghicago Press, 
1959; Seneviratna, A., ed. King Asoka and Buddhism. Seat- 
tle: Pariyatti Press, 1995; Strong, J. S. Legend of King 
Asoka. Delhi: Motilal Banarsidass, 2002. 

Aston, W. G. (1841-1911) William George Aston was 
one of the greatest Western scholars of Japan and Japanese 
history and an important translator of early Japanese. 
Born in Northern Ireland, he became an official translator 
to the British legation in Japan. His most important con- 
tribution to understanding of early Japanese culture was 
his translation of the NIHONGI, the classic document that 
recorded the history of the archipelago until 697 C.E. This 
was a major undertaking because the text was then avail- 
able only in early Chinese characters and early Japanese 
characters adapted from Chinese. 

Asuka-dera The Asuka-dera, also known as the 
Hokoji, is the oldest recorded monumental religious 
structure in Japan. The Buddhist temple and monastery 
constructed at Asuka, the capital of the YAMATO state of 
Japan from 593 C.E., was built by order of Soga-na- 
Umako, the power behind the throne of Empress Suiko 
(r. 592-628). 



In 593 C.E., the capital of Yamato had moved to 
Asuka in the southern Nara Basin on western Honshu 
Island. After the establishment of the Sui dynasty in 
China (581 C.E.), the states of Korea and Japan paid 
tribute to the Chinese court, and Japan in particular 
underwent a cultural metamorphosis known as the 
Asuka enlightenment. This saw the acceptance from 
mainland Asia of BUDDHISM and the introduction of 
Korean specialists in the construction of Buddhist struc- 
tures based on Chinese models. During the period of 
civil strife that led up to Suiko's enthronement, Soga-na- 
Umako had called on the Buddha for support and pro- 
tection at a time when Buddhist priests were valued for 
their powers of divination and miracle working. He 
promised at that time that, if politically successful, he 
would have a Buddhist temple constructed. Thus the 
Asuka-dera was conceived. 

The NIHONGI, a Japanese historical text dating to 720 
C.E., recorded the details of its construction. The first 
step was to choose an auspicious location, which was the 
house of a shaman, or magician. After his residence was 
removed in 588, construction commenced in 592 and 
was completed four months later. The historic records 
recount the temple's fine wall hangings and the bronze 
image of the Buddha, both of which were put in place 
before the temple was dedicated in 606. The shrine was 
lavishly patronized by the court until the palace moved 
farther north in the Nara Basin; the temple was badly 
damaged by fire in 1196. 

Excavations in 1956-57 provided the plan of the 
principal buildings. The central court, or garan, within a 
surrounding wall, incorporated cloisters and the pagoda 
for housing a relic of the Buddha, as well as three sym- 
metrically placed kondo, or halls, which had been gilded. 
The placement of these three halls to house statues and 
paintings of deities is unique in Japan. The central kondo 
and the pagoda were raised on square-cut stones; the 
other two stood on two levels of small stone foundations. 
A lecture hall lay beyond the northern cloister, together 
with a library for storing sacred texts and a bell tower. 

asura In Indian mythology, an asura was a demon. 
Such creatures became an important part of the imagery 
of ANGKOR in Cambodia. An asura with a broken spear, 
indicating his defeat, can be seen on an early relief at the 
BAKONG temple. A multiple-headed asura also appears on 
the famous relief of ANGKOR WAT showing the CHURNING 
OF THE OCEAN OE MILK to obtain the elixir of immortality, 
or AMRITA. The same site also contains the relief of an 
asura locked in battle with a monkey in a scene of the 
Battle of Lanka, a story derived from the Indian epic the 
Ramayana. Perhaps the best known of all such images, 
however, are those at the entrance gates to ANGKOR THOM, 
where 54 statues are seen holding a multiple-headed 
divine snake known as a naga. 



Ay Khanum 29 



Atranjikhera Atranjikhera is a prehistoric and historic 
settlement with a long period of occupation, on the bank 
of the Kali Nadi River, a tributary of the Ganges (Ganga), 
in northern India. The site \vas first identified by SIR 
ALEXANDER CUNNINGHAM in 1862, while he was tracing 
the route of the seventh-century Chinese pilgrim XUAN- 
ZANG. Its importance lies in the results of excavations 
that began in 1962, which revealed that the site was 
occupied from about 1200 B.C.E. to at least the third cen- 
tury C.E. 

Spanning the prehistoric into the period of the early 
MAHAJANAPADAS, or States, in this region, the extensive 
remains of material culture reveal how iron smelting and 
the local forging of artifacts contributed to increasing set- 
tlement size and social complexity. The early use of iron 
belonged to Period III (1200-600 B.C.E.), and the output 
included spears, knives, and tongs, which, in addition to 
the presence of slag, also indicate local iron working. Iron 
tools would have facilitated the clearance of dense vege- 
tation and the establishment of fields for the cultivation 
of rice, wheat, and barley. Domestic cattle were also kept. 

Between 600 and 350 B.C.E. , the period that saw the 
rise of the mahajanapadas, further advances were made in 
the manufacture of iron plowshares, hoes, and sickles. 
The recovery of unlined wells also indicates the possibil- 
ity of IRRIGATION. The growth of city life up to the first 
century C.E. encompassed the construction of defensive 
walls within which lay substantial houses of fired bricks, 
granaries, a drainage system, and SEALS and coins of the 
KUSHAN empire. Few sites illustrate so clearly the increas- 
ing forces of social complexity during this period in the 
Ganges (Ganga) Valley. 

Avalokitesvara Avalokitesvara is one of the most 
important of the Buddhist BODHISATTVAS, beings who seek 
bodhi, or enlightenment. They form a vital component in 
the Mahayana school of BUDDHISM. Avalokitesvara is a 
metaphysical creation originating in the Buddha's expres- 
sion of compassion. The precise meaning of the name is 
hard to express in English, but it involves the notion of 
the Lord of Compassion. Avalok in SANSKRIT means "to 
look out on," -while isvara means "lord." Avalokitesvara 
came to command a preeminent position in Mahayana 
Buddhist worship as a being with all the qualities of a 
■world savior, given the name Samanatamukha, meaning 
"omnipresent." Some texts even make it clear that he was 
regarded as being supreme over the Buddhas. His wor- 
ship spread widely through the Buddhist world, includ- 
ing China, Japan, Tibet, Sri Lanka, and Southeast Asia. 
See also MAHAYANA BUDDHISM. 

Avanti Avanti is described in Buddhist texts as one of 
the 16 MAHAJANAPADAS, or great states, that struggled for 
supremacy before the establishment of the Indian MAURYA 
EMPIRE (325 B.C.E.), with its capital at UJJAIN. 



Ayaz-kala Ayaz-kala is a major settlement in 
Khwarizm (Chorasmia), the land dominated by the Amu 
Dar'ya River south of the Aral Sea. Little is known of the 
internal history of this agriculturally rich area, with 
widespread IRRIGATION works. It was intermittently taken 
by the Sassanians and, on other occasions, strongly under 
the influence first of the KUSHANS, then of the HEPH- 
THALITE HUNS. During the fifth to seventh centuries, 
Ayaz-kala included a palace of the ruler of Khwarizm, a 
strongly walled fort, and a residential area. 

Ay Khanum Ay Khanum is an ancient Greek city occu- 
pying a naturally defended site at the junction of the 
Amu Dar'ya and Kokcha Rivers in northern Afghanistan. 
It was possibly founded in about 330 B.C.E. by ALEXANDER 
THE GREAT or a ruler of the early Seleucid empire and 
gre-w to be a major center under the Seleucids. Ay 
Khanum in Turkish means "Lady Moon" and is the name 
of the local village. Its original name is not known for 
certain, but it was probably the city known as Alexandria 
Oxiana, which is described in the Geography of Ptolemy 
(second century C.E.). An alternative name is Eucratidia, 
after King Eucratides, who is known to have ruled there 
in the second century B.C.E. The city was ideally placed to 
offer defense against any group attempting to enter BAC- 
TRIA from the northeast. 

The names of BACTRLAN GREEKS who once lived in this 
city have survived in graffiti and inscriptions. Some family 
names suggest an origin in Asia Minor, but others are typi- 
cal of Greece itself and of Macedonia. The settlers clearly 
planned for a long stay: The stone for some of the 
columns was quarried 50 kilometers (30 mi.) to the 
southwest. The major buildings were constructed of 
blocks of stone joined -with metal dowel pins sealed -with 
lead. Ay Khanum was a capital city, and some of the 
Greeks living there would have served in the administra- 
tion, while others would have been provided with agricul- 
tural land. Other occupants of the city, again as indicated 
by family names surviving as graffiti, were native Bactri- 
ans. Greek, however, was the official language, and there 
is compelling evidence for regular contact with the Greek 
homeland. Thus Clearchus of Soli visited Ay Khanum 
■when traveling to India about 275 B.C.E. and commis- 
sioned an inscription repeating the maxims for leading a 
good and worthy life, which were to be found at Delphi in 
Greece. 

CITY PLAN 

Ay Khanum has a triangular form dictated by the location 
of the two rivers. It is entirely walled in mud brick, with 
particularly massive defenses on the weak northeastern 
portion that lacks the precipitous river banks. An acropo- 
lis on the southeast corner was chosen as the site of the 
citadel. A road aligned with the northern gate bisected 
the city, which measures 1,800 by 1,500 meters (5,940 by 



30 Aymonier, Etienne 



4,950 ft.)- The upper section contains the citadel; the 
lo-wer incorporates a large palace, a royal mausoleum, a 
gymnasium, and a sanctuary temple. A Greek theater lies 
adjacent to the main road. The palace dominates the 
lo-wer part of the city and covers an area of 350 by 250 
meters (1,155 by 825 ft.). It has a huge courtyard sur- 
rounded by a portico whose columns have Corinthian- 
style capitals. Doric columns surround a smaller court in 
the palace proper. 

EXCAVATIONS 

Excavations have revealed an audience hall, residences 
with kitchens and bathrooms, and a treasury. The excava- 
tors recovered a large assemblage of treasure in this last 
structure, including items of carnelian, agate, rubies, 
TURQUOISE, and pearls. The massive gymnasium would 
have fulfilled both educational and recreational needs. It 
is 350 meters long and comprises a courtyard surrounded 
by rooms on all sides. The theater is a fascinating struc- 
ture, modeled on the classical Greek antecedents, with an 
audience capacity of about 5,000. Unusually, it has a 
royal box, again emphasizing the role of Ay Khanum as a 
capital city. There was also an arsenal, supporting the 
military function of such foundations. 

Investigation of the houses revealed considerable 
opulence among the wealthier members of the commu- 
nity. Their houses were, for example, equipped with a 
suite of bathrooms with mosaic floors and plastered 
walls. The dead were interred in a cemetery beyond the 
city walls, but luminaries were buried within the city in 
temple mausolea, one of which received the remains of 
one Kineas, recorded as a founder of the city. The coins 
minted at Ay Khanum reveal that several Greek gods were 
worshiped, including Zeus, Apollo, and Athena. Other 
evidence of close relations with the West is seen in a sil- 
ver medallion bearing an image of the goddess Cybele on 
a chariot, probably of Syrian origin, and a terra-cotta 
mold for manufacturing statuettes of the goddess of 
Demeter. Both date to the third century B.C.E. 



The extensive excavations at this site also produced 
artifacts revealing the everyday activities of the inhabi- 
tants. The houses were equipped with milling stones of 
pure Greek design. There were also ink wells and wine 
presses, and the gymnasium had a Greek-style sundial. 
Statuary closely followed the Greek tradition, and ivory 
was carved into furniture decorations after Western mod- 
els. The many bronze coins that have been discovered 
suggest that Ay Khanum flourished for two centuries 
until about 145 B.C.E., when it was abandoned and 
burned to the ground. 

Aymonier, Etienne (1844-1929) Etienne (E.) Aymonier, 
an official in the French administration in Cambodia, trav- 
eled over much of Cambodia and Thailand, recording monu- 
ments and inscriptions. 

In 1900, Aymonier published his findings in he Cambodge 
in three volumes. These contain an inventory of all the 
known sites, illustrated with maps and plans. Because he 
was an epigrapher, he translated many of the inscriptions 
he found, with commentaries on their historic relevance. 
He was also interested in ethnography, and some of his 
illustrations are important records of rural Cambodian 
life at the end of the 19th century. 
See also ANGKOR. 

Ayodhya Ayodhya is a famous site, described in the 
Indian epic the Ramayana as the capital of the hero Rama 
himself. Excavations of this high and substantial mound 
have revealed a late prehistoric occupation period, dating 
around 700 B.C.E., in which houses were made of mud 
brick. Occupation continued into the historic period, 
during which houses were now made of fired bricks. 
There is a lacuna in occupation between about 400 and 
1000 C.E., but this may represent limited archaeological 
sampling, because it is recorded that two Chinese monks, 
XUANZANG and FAXIAN, visited the site during those cen- 
turies. It has recently seen much friction between Hindus 
and Muslims over the sanctity of their respective temples. 




Bactria Bactria is the name of a country lying between 
the Hindu Kush and the Amu Dar'ya River in northern 
Afghanistan. Strategically placed on the ancient SILK 
ROAD that linked Rome -with India and China, the coun- 
try underwent many changes in political fortunes over 
the centuries. It was the conduit, for example, for the 
transmission of Greek art in the formation of the Gand- 
haran school from the early third century B.C.E. Begin- 
ning as a satrap of the Persian empire, it was later 
conquered by ALEXANDER THE GREAT during his eastern 
campaign in 327 B.C.E. Thereafter it was a component of 
the Seleucid empire but assumed independence under 
King Euthydemus in the late third century B.C.E. It was 
later conquered by the KUSHANS, Guptas, and HEPH- 
THALITE HUNS. 

See also GANDHARA. 

Further reading; Rhie, M. M. Later Han, Three King- 
doms and Western Chin in China and Bactria to Shan-shan. 
Leiden: Brill, 1999; Sarianidi, V. I. The Golden Hoard of 
Bactria: From the Tillya-tepe Excavations in Northern 
Afghanistan. New York: H. N. Abrams; Leningrad: Aurora 
Art Publishers, 1985; Sims-WiUiams, N., and Cribb, J. "A 
New Bactrian Inscription of Kanishka the Great," Silk 
Road Art and Archaeology 4 (1998): 75-142. 

Bactrian Greeks The study of the Bactrian Greeks 
was initiated in 1738 with the publication of a book in 
Saint Petersburg by Theophil Bayer (1694-1738). His 
study was based on the historic accounts of the Greeks 
in Asia, as well as on a single coin of the Bactrian Greek 
king Eucratides. Excavations reveal a vigorous episode 
of Greek colonization, including the minting of Greek 
coins, staging of Greek plays, carving of statues in 



Greek style, and construction of temples for the worship 
of Zeus and Athena. The power of the Seleucid empire, 
based in Syria and founded by King SELEUCUS I NICATOR 
in about 305 B.C.E., vi^as waning by the mid-third cen- 
tury B.C.E. It was then that Diodotus, the satrap of the 
Seleucid province of Bactria-Sogdiana, declared inde- 
pendence and had himself crovi^ned king of an indepen- 
dent state. SOGDIANA soon thereafter seceded from 
BACTRIA and maintained its deeply imbued Seleucid cul- 
ture. Bactria, however, which lies to the north of the 
Hindu Kush and is centered on the upper Amu Dar'ya 
River, remained strongly Hellenized. Its first three kings 
after independence were Diodotus I, Diodotus II, and 
Euthydemus I. The establishment of IRRIGATION works 
greatly expanded the agricultural v\realth of the king- 
dom, which issued its own COINAGE and engaged in 
widespread trading. Euthydemus was sufficiently pow- 
erful to withstand an attempt by the Seleucid king Anti- 
ochus III to retake Bactria. King Demetrius, the son of 
Euthydemus, expanded the Graeco-Bactrian kingdom 
south of the Hindu Kush into regions known as Ara- 
chosia and Drangiana (modern Afghanistan). Eucratides 
(171-145 B.C.E.) succeeded Demetrius and invaded 
northern Pakistan. This resulted in the foundation of 
the city of SIRKAP at TAXILA (modern Pakistan), which 
follows Greek principles of town planning, and the con- 
struction of the Greek temple of Jandial just north of the 
main northern entrance to the city. The best-documented 
city of this period, however, is AY KHANUM on the upper 
Amu Dar'ya River in Afghanistan. Excavations there have 
uncovered the king's sumptuous palace, as well as a 
Greek theater, gymnasium, and temples. Other major 
cities include CHARSADA, BEGRAM, and TERMEZ. 



31 



32 Badami 



BACTRIAN GREEK STATES 

A series of Greek states was founded by petty Icings in the 
northwest of the subcontinent apart from Taxila. Their 
coinage in gold and silver has provided the names of at 
least 30 kings, but little else is known about them. 
Menander (150-135 B.C.E.) is recorded as having adopted 
BUDDHISM, and Apollodotus led a military expedition 
against Gujarat. Some Indian sources claim that the Bac- 
trian Greeks campaigned deep into the Ganges (Ganga) 
Valley. The Bactrian Greeks, however, swallowed too 
much territory over too wide an area for the maintenance 
of central control. While they lost their grip north of the 
Hindu Kush during the second century B.C.E. , the area 
south of this mountain range fragmented into many small 
and competing states and, according to the numismatic 
evidence, more than 30 named kings, the last of whom, 
Strato, was ruling in about 10 C.E. 

EVIDENCE FROM BACTRIAN COINAGE 

In the absence of even the basic historic references to the 
shadowy history of the Bactrian Greek rulers, the infor- 
mation must be derived from archaeology and the coin 
issues. A detailed study of the latter has furnished the 
names of rulers who can be placed into a reasonable 
sequence, and their distribution provides some evidence 
for the centers from which successive kings governed. 
The earliest examples are square coins bearing the name 
of ALEXANDER THE GREAT. Bactria has furnished most 
examples of coins minted by Seleucus. The nature of the 
coins allows the identification of certain historic events, 
such as the establishment of King Diodotus of Bactria 
against Antiochus II as the power of the Seleucids waned 
in the east. His son, Euthydemus, who was born in Ionia 
and was confirmed in his rule after being defeated in bat- 
tle by Antiochus II, succeeded Diodotus as ruler of Bac- 
tria. His coins are distributed into Pakistan and provide 
evidence for an expansion of Bactrian Greek rule into this 
region during his later years and the subsequent rule of 
his son, Demetrius, who was described by the Greek his- 
torian Strabo (about 64 B.C.E. -23 C.E.) as a conqueror of 
India, and by the Roman author Justin (third century 
C.E.) as the king of India. From the middle of the second 
century B.C.E., Bactrian power was on the wane, until it 
was extinguished as an independent entity by steppe 
nomad attacks, not the least from the Yuezhi. The year 
145 B.C.E. is generally accepted as the terminal date for 
Greek rule in Bactria. 

Badami Badami was the early capital of the CHALUKYA 
DYNASTY of India. It is located in the upper reaches of the 
Malprabha River in Karnataka state. Cave shrines dedi- 
cated to SIVA or Vishnu were richly ornamented with 
images of the Hindu gods. Cave 4 bears an inscription 
indicating that it was constructed in or about the year 
578 C.E. There is also shrine of the Jain religion. The 
Malegitti-Shivalaya is a freestanding stone temple of early 



Chalukyan date, dedicated, as the name indicates, to the 
god Siva. 

Bagh The site of Bagh is located in the valley of a tribu- 
tary of the Narmada River in central India. It is notable 
for a series of caves converted into Buddhist monasteries 
in the sandstone bluff overlooking the river. The style of 
wall paintings in the caves relates this site to the same 
tradition as the AJANTA caves, which date from the second 
century B.C.E. There are nine caves at Bagh in all; Cave 2 
is particularly interesting, with a large occupation hall 
surrounded by 20 individual cells for the monks. Each 
cell had a niche in the wall for a lamp. The complex 
included also a stupa and a shrine for worship. The third 
cave revealed an impressive number of wall paintings in 
the monks' cells, including images of the Buddha and 
BODHISATTVAS. 

See also BUDDHISM. 

Bairat Bairat is a Buddhist site in India dating to the 
period of ASOKA, king of the MAURYA EMPIRE (268-235 
B.C.E.), although its origins lie in the preceding Iron Age. 
It is located north of Jaipur in Rajasthan and is renowned 
for the presence of two of Asoka's inscriptions, one of 
which is directed to the Buddhist communion, or sangha. 
The inscriptions were discovered in 1837 and 1871. One 
is in poor condition and cannot be fully translated. The 
other, located at Bijak Pahar (Inscription Hill), near the 
town of Bairat, records the devotion of Asoka to BUD- 
DHISM. It also mentions seven specific Buddhist texts and 
is thought to be the only Asokan inscription that specifi- 
cally names the Buddha. 

The architectural remains include a monastery and a 
sanctuary, both excavated during the 1930s. A stupa 
stood in the center of the sanctuary, surrounded by an 
inner circle of wooden columns and an outer circle of 
brick, to form an ambulatory. There was almost certainly 
once an Asokan column at the site, for fragments of pol- 
ished Chunar sandstone have been found. The ruins of 
the monastery held a hoard of coins, showing that the 
site was still occupied during the first century C.E. 

Bakheng The Phnom Bakheng is a 60-meter (200-ft.)- 
high hill visible for miles around, located in the center of 
ANGKOR in Cambodia. It was a strategic fortress during 
the period of the Khmer Rouge (1975—78), as it affords 
distant views in every direction. King YASHOVARMAN I 
chose it as the location for his state temple, known as the 
Bakheng. It was consecrated only a year or two before the 
king died in 910 C.E. The temple was reached after cross- 
ing a moat and entrance pavilion, passing two stone lion 
guards, and ascending a steep stone stairway. The temple 
rose more than 14 meters (46 ft.) in height, incorporating 
six levels. The first five each support 12 shrines, and the 
uppermost platform has a central and four subsidiary 



Balitung 33 



shrines. These numbers have cosmological significance, 
for when the 60 shrines are combined with a further 44 
that ring the base of the pyramid and the four subsidiary 
buildings on the top, the sum is 108, a figure of deep 
symbolic meaning. Jean Filliozat has pointed out that 
only 33 of these are visible when viewed from the center 
of any side of the monument, the number of gods in 
Indra's heaven. Dividing the 108 towers by 4 gives 27, the 
phases of the lunar cycle. The 12 towers on each level 
may represent the 12-year cycle of Jupiter. Paul Wheatley 
has explored this symbolism: "The 12 year cycle of 
Jupiter in multiples of five was used as a dating era from 
early in the fifth century A.D. Thus, while in elevation, 
the Bakheng was a plastic representation of MOUNT MERU, 
the axis of the universe, the kingdom, and the capital; in 
plan it constituted an astronomical calendar in stone, 
depicting from each of the four cardinal directions the 
positions and paths of the planets in the great Indian con- 
ception of cyclic time." 

Bakong In 881 C.E., King INDRAVARMAN consecrated his 
state temple, now known as the Bakong, at HARIHAR- 
ALAYA, southeast of ANGKOR in Cambodia. As the contem- 
porary INDRATATAKA does, this monument represents a 
quantum change in monumentality In the words of a 
contemporary inscription: "In 881, the king, like a god, 
dispenser of riches, has erected a lingam nained Indres- 
vara, here." There are several novel features of this monu- 
ment apart from its great size. The walls of the uppermost 
platform retain damaged reliefs, which must once have 
been of outstanding quality. One shows a battle between 
gods and demons; another incorporates goddesses. There 
are numerous subsidiary shrines between the two sur- 
rounding moats, which were probably constructed by 
high court officials. These moats are very large and had a 
capacity of almost a million cubic meters of water. Steps 
give access to the water of the innermost one. Four 
avenues radiate out from the moated area on the cardinal 
points of the compass, one of which links the temple 
with the Indratataka reservoir 600 meters (1,980 ft.) to 
the north. 

The name Indresvara combines that of the king with 
the god Siva, indicating a submergence of the king within 
the deity into a single object of devotion. The text pro- 
ceeds: "Here, in the court of Indravarman, causing joy to 
those who behold it and unreserved wonder of the celes- 
tial builder, he erected eight lingams, named by royal 
practice after the eight elements of Siva: earth, wind, fire, 
the Moon, Sun, water, ether and the sacrificer." The cen- 
tral temple pyramid, faced with large sandstone blocks, 
comprises five platforms, the uppermost rising 14 meters 
(46 ft.) above ground level. The shrine, which formerly 
housed the god Indresvara, has not survived, and a later 
temple has taken its place. Eight small sanctuaries placed 
uniformly around the base of the pyramid probably 



acknowledged male and female ancestors of Indravar- 
man, for the eastern set incorporates male figures on 
exterior niches, but the western ones have females. 

Baksei Chamkrong This temple at ANGKOR in Cam- 
bodia was built during the reign of Harshavarman I (c. 
910-922 C.E.) and dedicated to his parents. On his return 
to rule at Angkor, RAJENDRAVARMAN (944-968 C.E.) 
restored it and dedicated new statues there in 948. It lies 
on the northern side of the Phnom BAKHENG and has four 
tiers of laterite that support a brick temple. The founda- 
tion inscription describes a golden image of Siva within. 
B.-P. Groslier excavated an extensive area in front of the 
temple during the 1960s and reported the presence of 
prehistoric Iron Age occupation. This was confirmed in 
2001, when a further excavation encountered first a brick 
wall and associated floor thought to antedate the temple 
foundation and the clay furnaces dating to the Iron Age 
(c. 500 B.C.E.-400 C.E.). 

Balakot Balakot is a small site of the INDUS VALLEY CIV- 
ILIZATION, located on Sonmiani Bay in southern Baluchis- 
tan, an area overlapping parts of eastern Iran and 
southeast Pakistan. The site was a center for the produc- 
tion of ceramic vessels and figurines and the manufac- 
ture of shell jewelry. The cultural deposits, which rise to 
a height of 10 meters (33 ft.), fall into two distinct peri- 
ods. The basal layers represent a variant of the AMRI-NAL 
early Harappan cultural phase (c. 3200-2600 B.C.E.). 
They have yielded LAPIS LAZULI beads, evidence for cop- 
per metallurgy, chert harvesting knives, and the bones of 
cattle, sheep, and goat. Houses were constructed of mud 
brick. 

Radiocarbon dates suggest that the second major 
phase, which belongs to the mature Indus civilization, 
commenced about 2500 B.C.E. As in many other Indus 
settlements, there were two sections. Of these, the west- 
ern is the higher. Excavations in 1973-76 revealed house 
construction in mud brick, with dv^rellings equipped with 
drains of fired brick and, on at least one occasion, a bath- 
room. Houses were laid out with streets running on a 
grid pattern oriented to the cardinal points of the com- 
pass. While it is likely that both the western and eastern 
sections of the site were walled separately, the excava- 
tions did not produce any evidence. 

Typical Indus artifacts are spear- and arrowheads, 
gaming pieces, and steatite SEALS bearing the impression 
of a unicorn. The locally manufactured shell jewelry 
made use of the local bivalve Meretrix. Balakot's coastal 
location might well have given the inhabitants the oppor- 
tunity to feed their shell ornaments into a wide-ranging 
trade network. 

Balitung (r. c. 901-910 C.E.) Balitung was king of cen- 
tral Java, in Indonesia, where most of his 31 inscriptions 



34 Baikh 



have been found, but he also exercised authority over the 
eastern part of the island. 

He was entitled Sri Maharaja on his inscriptions. These 
were largely concerned with taxation and the dedication 
of surpluses to the maintenance of a temple foundation, 
the provision of tax exemptions for villages or individu- 
als, and the settlement of ownership disputes. In that they 
mention the names of officials charged with carrying out 
the king's wishes and the ceremonies or payments that 
accompanied land settlements, they provide much inci- 
dental information on social issues. Large stone inscrip- 
tions of the reign of Balitung were set up as a permanent 
statement, but portable copper inscriptions also recorded 
his enactments. Since archaeology is virtually silent on 
this period of Javanese history, these texts are an unparal- 
leled source of information on the reign of this king. 

Balkh Balkh is a settlement strategically placed north 
of the Hindu Kush range and south of the Amu Dar'ya 
River and was an important staging post on the ancient 
SILK ROAD that linked Rome with India and China. It was 
occupied by or under the control of most of the major 
powers that successively controlled this region, including 
the Sasanid dynasty, whose COINAGE was minted there 
under the title Bahlo, their name for the city. There were 
also periods of BACTRIAN GREEK, Mauryan, SAKA, and 
KUSHAN occupation. When XUANZANG, the Chinese Bud- 
dhist pilgrim, visited BACTRIA in the seventh century C.E., 
he found that Balkh, the capital, was occupied by a siz- 
able population of Buddhist monks. There are many early 
Buddhist foundations in the vicinity of the city, making 
Balkh one of the most westerly points of Buddhist expan- 
sion. One of these, the stupa known as Tope y-Rustam, is 
probably the same monument described by Xuanzang as 
Navasangharama. 

See also BUDDHISM. 

Balu Balu is a small site of the INDUS VALLEY CIVILIZA- 
TION, located west of the upper reaches of the Jamuna 
River in India. It is thus one of the most easterly Harappan 
sites. It covers an area of 200 by 80 meters (660 by 264 
ft.), and excavations have revealed three phases of occupa- 
tion that cover the sequence of the Early, Mature, and Late 
Indus periods. The site was surrounded by a wall of mud 
brick, within which the houses were laid along streets con- 
forming to a grid pattern. The material culture recovered 
includes typical artifacts of this civilization, including 
steatite beads, ceramics, and copper implements. 

Bamboo Annals The Zhushu Jinian {Bamboo Annals), 
are a set of strips of bamboo recovered from the tomb of 
King Xiang of Wei at Shanbiaozhen in China in 279 C.E. 
Long segments cut from a straight stem of bamboo were 
tied together with silk cords. Each strip contains 40 
graphs of Chinese script, documents placed in the royal 



tomb in 296 B.C.E. Such documents on BAMBOO SLIPS are a 
rich source of historic information, but given the fact that 
it is 1,700 years since this set was exhumed, and the orig- 
inals are long since lost, questions have been raised as to 
its authenticity. One method of testing this issue is to 
seek incidents or events found in other sources. In the 
case of the Bamboo Annals, this test has been passed with 
the discovery of the inscribed text on the Xi Jia pan, a 
bronze vessel cast in the middle of the WESTERN ZHOU 
dynasty (late ninth century B.C.E.). Both it and the annals 
describe in some detail the same military campaign 
waged by Jifu against the Xianyun people in the fifth year 
of the reign of King Xuan. The Ban gui, another bronze 
vessel, was inscribed with a text describing an attack on 
the eastern countries by the duke of Mao, v^^ho com- 
manded by the Zhou king, included infantry, chariots, 
and halberd men in his army. This campaign is also men- 
tioned in the Bamboo Annals. 

The annals may thus be added to the corpus of vital 
historic documents describing the Shang and Zhou dynas- 
ties. They include descriptions of court activities, royal 
progresses, wars, obituaries of leading figures, and records 
of harvests and of portents. One section in particular 
describes the fall of the Shang dynasty at the hands of 
KING WU of Zhou and recounts how the king survived this 
major event in early Chinese history by only two years. 

See also SHANG STATE. 

bamboo slips Before the invention of paper in about 
105 C.E. during the HAN DYNASTY, Chinese books were 
written on long strips of bamboo, cut lengthwise from the 
stem, polished, and then inscribed on the interior sur- 
face. The slips were then strung together with silk cords 
and could be rolled up for storage. A graph used to desig- 
nate such books is found on the Shang ORACLE BONES. 
The texts often contain information about important 
events and everyday life. Those scribes in charge of the 
bamboo archives were described as zuo ce; ce is the word 
for the slips themselves. The word for ce is depicted as a 
set of vertical strokes linked by two horizontal lines, the 
former representing the bamboo and the latter the silk 
cords. Most of the bamboo-slip archives were found in 
southern China, where bamboo flourishes. Wood was 
also used as a medium for record keeping. 

EARLIEST EVIDENCE FOR BAMBOO SLIPS 

Although no bamboo slips have been found that belong to 
the WESTERN ZHOU DYNASTY, it is known that they existed. 
A bronze jia, or vessel, from a hoard found at Zhuangbai, 
dating to about 975 B.C.E., mentions a person named Zhe 
and his title, zuoce, "maker of strips." He was a court 
scribe. In 825 B.C.E. , the Song gui, an inscribed bronze 
vessel, was cast to commemorate a court appointment 
under King Xuan (r. 827-782 B.C.E.). The text describes in 
detail the ceremonial investiture of Song to supervise 



Bamiyan 33 



warehouses, for which he was awarded a black embroi- 
dered jacket and other choice gifts from the sovereign. It 
then describes how he "suspended the strips from his 
jacket in order to withdraw." It seems that a copy of the 
document appointing him, written with a brush on the 
bamboo slips, was presented to him during the audience. 

The earliest kno-wn bamboo slips are from a tomb at 
Leigudun in the state of Zeng and date to 433 B.C.E. This 
tomb was that of the marquis of Zeng, and it was richly 
furnished -with grave goods. The coffin was made of black 
lacquered wood, colored with designs in gold and red. 
Golden vessels were also found, together with a fine 
golden ladle with holes to permit its use as a strainer. The 
bamboo-slip inventory of the contents for this tomb runs 
to 6,600 entries and includes a list of 43 chariots. 

DISCOVERIES OF LATER SLIPS 

Tombs of the CHU state are particularly abundant and 
date to the WARRING STATES PERIOD (475-221 B.C.E.). The 
Slips fall into three categories: historic texts, inventories 
of tomb offerings, and ritual documents. A set of slips 
from a tomb at Wanshan sets out prayers offered during 
the occupant's illness and shows Dao Gu offering prayers 
to the ancestors and sacrificing cattle and sheep. The 
tomb of Fan Chi at Tianxingguan likewise contained a 
record of the prayers offered and divinations made. 
Where such records name ancestors or kings of an ill 
man, they become important historic documents. The 
tomb inventories are also fascinating documents, particu- 
larly when a rich burial like Tomb 1 at MAWANGDUI, a 
suburb of Changsha, is found to contain such records. 
The records from Tomb 25 at the site of Yangtianhu near 
Changsha is particularly detailed. It includes the names 
of those who gave items to be buried with the deceased. 

One of the most important discoveries of actual early 
texts is from the tomb of Xi, an archivist who lived dur- 
ing the reign of the first emperor of QIN, QIN SHIHUANGDI 
(221-210 B.C.E. ). He was buried in Tomb 11 at Shuihudi 
and was accompanied by about 1,200 slips bearing his- 
toric texts that Xi might well have written himself. One 
document records, similarly to a diary, the events that 
took place, including references to the life of Xi between 
306 and 217 B.C.E. It is fascinating to compare this his- 
tory with the well known Shijing, written by SIMA QIAN a 
century after the event. Sometimes Sima Qian's dates for 
events were in error, while the Shuihudi text, known as 
the Biannianji, describes events that pass without men- 
tion in the Shijing. A second text found in the stomach 
area of the deceased, known as the Yushu, sets out the 
edicts issued by Teng. Teng was in charge of the Nanjun 
commandery in what had been part of the southern state 
of Chu. The text illuminates how the local people contin- 
ued in their traditional ways despite the fact that they 
had been defeated by the Qin 50 years previously. 
Another set of slips from the tomb of Xi sets out the ele- 
ments of the Qin legal system, including the rules gov- 



erning the harmonization of the system of weights and 
measures across the new empire. 

A text known as the Fengzhenshi contains an extraor- 
dinarily detailed account of the investigation of a robbery. 
It details the size of the hole made in a wall to gain access 
to someone's property, the type of tools used to make the 
access hole, the shape of the footprints of the alleged rob- 
ber, and the sort of shoes he must have been wearing. 
These legal documents recall the earlier Chu texts from 
Tomb 2 at BAOSHAN, dated to 316 B.C.E. The Baoshan slips 
include reports on individual cases before the courts and 
were sealed in the tomb of a prominent legal officer of the 
Chu state. A second set from the same grave lists the 
burial offerings. One chamber contained the food for the 
deceased, another the objects used when traveling. A 
third set of offerings was used in the actual mortuary rit- 
uals, and the fourth lists the vehicles, including chariots, 
that took part in the burial procession. 

Tomb 4 at Shuihudi in Hubei province dates to the 
late third century B.C.E. and yielded letters written home 
from two soldiers, Heifu and Jing in 223 B.C.E. They 
described a battle in which the Qin forces defeated rebels. 
A huge find of more than 5,000 slips was recovered from 
Tomb 1 at Yinqueshan, Shandong, in 1972. Dating to the 
second century B.C.E., they contain the text of the Art of 
War in 13 chapters, together with many other supple- 
mentary documents on war and politics. 

Further reading: Shaughnessy, E. L. "On the authen- 
ticity of the Bamboo Annah,'' Harvard Journal of Asiatic 
Studies 46 (1986): 149-180. 

Bamiyan Bamiyan, located northwest of Kabul, 
Afghanistan, is best known for the two colossal statues of 
the Buddha carved into the mountainside. One of these, 
standing 53 meters in height, was, until its destruction 
with dynamite by the Taliban rulers of Afghanistan in 
2001, the tallest stone statue in the world. The site occu- 
pied a strategic position on the trade routes that were part 
of the ancient SILK ROAD. To the east were BEGRAM, HADDA, 
and TAXILA. A route over the Hindu Kush mountains to 
the north linked Bamiyan with BALKH and TERMEZ. XUAN- 
ZANG, the Chinese scholar and pilgrim, described it in the 
seventh century as the seat of 10 monasteries and several 
thousand monks. In 727 the Korean Buddhist monk Hei- 
cho traveled to Bamiyan and, while not mentioning the 
giant Buddhas, noted the presence of temples and monks 
and the royal patronage of his faith. The presence of a 
powerful army produced peaceful conditions, and agricul- 
ture, particularly viticulture, flourished. The main prod- 
ucts were sheep, horses, cotton, and wool. 

THE STATUES 

The complex dates between the third and seventh cen- 
turies C.E. Xuanzang said of one of the massive statues; 
"At the northeast of the royal city, there is at the corner of 



36 Banavasi 



the mountains a rock statue of Buddha standing, 50 
meters (165 ft.) high, a dazzhng gold color and adorned 
with brilliant gems." The second colossus stood 38 
meters (125 ft.) high. Both massive statues probably date 
to the end of the third century C.E. 

Benjamin Rowland has described the methods 
w^hereby these statues were created. The body and the 
head were carved roughly from the living rock. The details 
were then formed with a mixture of mud and finely cut 
straw, before being covered in a lime plaster and gilded or 
painted. The larger of the t-wo had finely detailed folds in 
the Buddha's robe, created by attaching ropes to -wooden 
dowels cut into the rock before being covered in the man- 
ner described. Xuanzang also described a copper statue of 
the Buddha more than 30 meters (99 ft.) high, made of 
separate pieces welded together, as well as another stone 
image of the Buddha, more than 330 meters (1,089 ft.) 
long, lying down in the pose of attaining nirvana. 

THE CAVES 

Although Bamiyan is best known for these two statues, 
the sheer face of the cliffs into which these statues were 
cut also bears many cave chambers. Monks would have 
occupied some of these, but the -walls of some are covered 
in paintings depicting events in the life of the Buddha. 
There are three groups of caves that extend over a dis- 
tance of 1,300 meters (4,290 ft.). In the eastern group, 
294 caves are kno-wn, as -well as the lesser of the two 
giant Buddha statues. Fifty caves occupy the central 
group, and there are a further 323 caverns in the western 
series. 

The caves have suffered severely over the years 
through neglect or wilful destruction, no more so than 
under the Taliban regime. One chamber only 35 meters 
(116 ft.) from the giant Buddha statue contained written 
records on birch bark scrolls, and the study of some oth- 
ers has allo-wed an assessment of the interior plans and 
nature of the -wall paintings. Cave 24, for example, in the 
eastern group and probably of relatively early date, was 
embellished with outstanding paintings of the Buddha 
and BODHISATTVAS. The ceiling was painted with a bod- 
hisattva associated with 14 images of the Buddha in a 
variety of seated positions. Stylistically, these paintings 
belong to the third or fourth century C.E. 

In 1930 a French team found a cave that had been 
concealed by sand. Protected from the elements, the 
paintings and architecture within survived and were 
recorded at the time, although little now remains. It is 
not a large chamber, measuring only about four by four 
meters, and is unusual in having in the center the foun- 
dations of a stupa. Excavations uncovered the remains of 
stucco statues, including a male head. The holes in the 
cave walls for attaching such images revealed that there 
had formerly been as many as 12 statues. The painted 
decoration on part of the ceiling as found in 1930 
depicted the seated Buddha with a halo. Four further 



Buddhas flank him, while a woman offers him the gift of 
a string of pearls. Rows of small Buddha images, repre- 
senting the thousand Buddhas, were painted below the 
main images, while rows of lotus petals were placed 
above. Similar multiple images of the Buddha remained 
in another cave that overlooked the giant eastern Buddha 
statue. 

This treasury of Buddhist art and sculpture, 
described as the most magnificent in the world, has been 
devastated. Yet, in 1959, Arnold Toynbee wrote that, if 
"you look out across the valley in the moonlight, there is 
peace in the shadowy shapes of the Buddhas and caves." 

Further reading: Klimburg, D. E. The Kingdom of 
Bamiyan. Naples/Rome: Buddhist Art and Culture of the 
Hindukush, 1987; Klimburg-Salter, D. E. The Silk Route 
and the Diam^ond Path. Los Angeles: UCLA Art Council, 
1982; Ogura, R. Bamiyan Art and Archaeological 
Researches on the Buddhist Cave Temples in Afghanistan: 
1970-1978. Chicago: Art Media Resources, 2001. 

Banavasi Banavasi is a substantial urban complex 
located in Karnataka province, southern India. The mas- 
sive walls -were built of brick and were associated with a 
moat. There are many mounds containing the brick foun- 
dations of Buddhist structures of the SATAVAHANA period 
within the walled area, but clearly the site was already 
prominent during the MAURYA EMPIRE, because it was 
mentioned in an Asokan edict. The Chinese pilgrim 
XUANZANG visited the site in the seventh century and 
noted the presence of a Buddhist community there. 
See also ASOKA; BUDDHISM. 

Banawali Banawali is a site of the INDUS VALLEY CIVI- 
LIZATION, located only 200 meters (660 ft.) from the 
course of the now dried out SARASVATI RIVER in the Pun- 
jab. Excavations were undertaken during 1974-77, and 
three phases of occupation have been identified. The first 
dates between about 2500 and 2300 B.C.E. and includes 
the remains of the pre-Indus culture also found at 
KALIBANGAN in Rajastan and RAKHIGARHI, northwest of 
Delhi, and ascribed to the SOTHI-SISWAL phase of the Early 
Harappan culture. Excavations have revealed important 
aspects of this phase. A shard, for example, -was decorated 
with the image of a canopied cart on spoked wheels, and 
the remains of a house of mud brick containing a series 
of hearths was uncovered. Ornaments were made of gold 
and faience, and several terra-cotta animal figurines have 
been found. Houses, complete with ovens, were made of 
mud brick and fired brick. 

During the second phase, that of the classic Indus 
civilization (c. 2300-1700 B.C.E.), the site had two walled 
enclosures with a linking gateway. The layout is most 
unusual. While the outer walls and the moat form a 
roughly square enclosure covering an area of about 16 
hectares (40 acres), the inner citadel is ellipsoid in plan. 



Bangarh 37 



jutting out into the town from the southern wall. It is 
possible that this citadel housed the elite, -while artisans, 
merchants, and other members of the community at large 
occupied the lower town. Excavations in the citadel have 
uncovered the foundations of mud-brick houses and a 
grid street system. 

The lower town was divided into city blocks by roads 
and lanes. Their layout approximately followed a grid 
plan, although some crossroads, such as the one in front 
of the main northern entrance to the citadel, had roads 
entering it from the southeast and southwest. Intimate 
details of life in this area are afforded by the excavation of 
the mud-brick houses, which include living and storage 
rooms, kitchens with the remains of scorched barley, and 
latrines. Floors were of beaten earth, and ceramic con- 
tainers were found on them, while the roofs were made of 
wooden beams and reeds. Rooms were grouped around 
courtyards and were clearly occupied by people of sub- 
stance. One house complex might have belonged to a 
wealthy merchant, for it yielded many SEALS and weights. 
Another belonged to a jeweler; the excavated material 
included beads of LAPIS LAZULI, gold, and etched car- 
nelian; tiny weights; and a stone that had been used for 
testing the purity of gold, streaked with the samples 
taken. Some weights were minute; the lightest was only 
0.072 gram (0.0025 oz.). One structure might well have 
been a temple, for it had an unusual apsidal shape not 
found in dwellings. 

The subsistence base of the inhabitants included 
intensive agriculture, seen in the recovery of a terra-cotta 
model of a plowshare. The elements of a typical Indus 
material culture — including weights, seals, and sealings; a 
wide range of beads in agate, lapiz lazuli, carnelian, 
FAIENCE, and ivory; and bronze razors, chisels, fishhooks, 
bangles, and rings — all point to occupation during the 
heyday of this civilization. 

Phase III represents the final occupation of Banawali 
and dates from about 1700-1500 B.C.E. Town planning 
was no longer in evidence. Houses were now made of 
clay. There was a different ceramic tradition, but the local 
manufacture of jewelry continued. 

Ban Biao (Pan Piao) (3-54 c.e.) Ban Biao was a histo- 
rian who began the compilation of the Hanshu (History of 
the Former Han). 

In this endeavor, he followed in the footsteps of SIMA 
QIAN, author of the SHfJJ iRecords of the Grand Historian), 
which covered Chinese history from the earliest begin- 
nings to 100 B.C.E. Ban Biao continued the history of 
China to cover the second century of the HAN DYNASTY 
(see hanshu). His work was continued by his son, BAN 
GU, and ultimately by Ban Gu's daughters. 

Ban Don Ta Phet This Iron Age cemetery is located in 
Kanchanaburi province of Central Thailand and has been 



excavated by Ian Glover. The burials are Hanshu, particu- 
larly notable for the evidence they provide for early con- 
tact between India and the people of Southeast Asia. The 
inhabitants of the region had easy access to the Three 
Pagodas Pass, which links the Chao Phraya Valley with 
the Bay of Bengal and India. The radiocarbon dates were 
determined on the basis of rice temper recovered from 
pottery vessels. The calibrated age ranges of four samples 
dated at Oxford, England, are 640-160 B.C.E., 670-190 
B.C.E., 470-80 B.C.E., and 500-100 B.C.E. Taken in con- 
junction, these provide a mean range of 390-360 B.C.E., 
although the material culture of the site would be better 
placed two centuries later. Exotic imports were employed 
in mortuary rituals. The dead were interred in a cemetery 
bounded by a ditch, in association with carnelian, agate, 
glass, and bronze artifacts, all of which could have origi- 
nated in India. The etched carnelian and agate beads, for 
example, fall within the Indian repertoire, while the ori- 
gin of the glass may also be traced to South Asia. The 
bronze bowls have a very high tin content and were 
turned to an exceeding thinness on a lathe. They were 
decorated with scenes of women and animals. Some of 
the latter are exotic to Southeast Asia, but there was 
already a tradition of casting such high-tin bronzes in 
India. About 30 of the bronze bowls were finished on the 
inside base with a knob or boss in the center of a series of 
concentric circles. This feature of Indian stone and 
ceramic vessels provides supporting evidence for their 
Indian origin. The recovery of a carnelian lion v^rith one 
of the burials not only points without doubt to an Indian 
origin, but it also provides evidence for the spread of 
BUDDHISM, for the Buddha was often depicted during that 
period in the form of a lion. 

There is also much evidence for the advancement of 
local technological skills, particularly in the area of iron 
forging, for many billhooks and spears, bent or destroyed 
as part of the mortuary ritual, were incorporated with the 
dead. The recovery of a double-headed animal ornament 
in jade also points to exchange with the Iron Age com- 
munities of coastal Vietnam, the center for the produc- 
tion of these unusual ornaments. Local bronze casting 
also reached specialist levels, with, for example, the pro- 
duction of a bronze birdcage under a fighting cockerel. 

Bangarh Bangarh is a walled city site located north of 
the lower Ganges (Ganga) River in India, occupied from 
prehistoric times to the medieval period. Formerly 
known as Banapura, it was dominated by a large citadel 
covering an area of about 25 hectares (63 acres). Excava- 
tions in 1938-41 showed that the site was founded dur- 
ing the period of NORTHERN BLACK POLISHED WARE, dated 
by the presence of this style of pottery and both cast and 
punch-marked coins. The second occupation phase is 
dated to the later first millennium B.C.E. on the basis of 
sealings inscribed with early BRAHMI characters. The third 



38 Ban Gu 



phase includes house remains belonging to the GUPTA 
EMPIRE period, but the site continued in occupation until 
the medieval period. 

Ban Gu (Pan Ku) (32-92 c.e.) Ban Gu was a prominent 
member of a distinguished family of historians in China. 
His father, BAN BIAO, commenced compiling the HANSHU 
(History of the Former Han), a work Ban Gu continued. 
This text was the model for all future dynastic histories of 
China. The History of the Later Han Dynasty recorded the 
details of his life and work, which was devoted exclu- 
sively to historic scholarship. Resolved to continue his 
father's ambitious project, he worked on it privately. 
However, an informant sent a letter to the emperor 
Mingdi describing Ban Gu's activities, and he was arrested 
and incarcerated for possible sedition, while his library 
was impounded. His brother probably saved his life by 
explaining to the emperor Ban Gu's intention of writing a 
history of the dynasty and showing Mingdi his writings. 
The emperor was pleased with this information and 
appointed Ban Gu an official historian. Twenty years of 
research, in which he called on oral traditions and avail- 
able documents, resulted in a history that spanned the 
reigns of Gaozu to the WANG MANG interregnum that 
ended in 23 C.E. 

Ban Gu was also the author of the BOHU JONG (Dis- 
courses in the White Tiger Hall). In this text, he recorded 
the conversations between the emperor Zhang (r. 75—88 
C.E.) and his advisers on the Confucian issue of the rela- 
tionship between the ruler and his subjects. After the 
preference for LEGALISM under the QIN dynasty and for 
TAOISM among the earlier Han rulers, Confucianism had a 
renaissance during and after the reign of Han WUDI. In 
this work. Ban Gu described the vital Confucian ethic of 
complementarity, whereby the ruler heeds the advice of 
his ministers for the good of the people. 

Ban Khu Muang This dvaravati civilization city is 
located in central Thailand, less than two kilometers from 
the Chao Phraya River. It covers an area of 650 by 750 
meters (2,145 by 2,475 ft.) and incorporates many brick 
temple foundations. There are four phases of occupation 
contained within a cultural accumulation four meters (13 
ft.) deep. The earliest, dated between 300 and 550 C.E., 
includes ceramics similar to those of the EUNAN state of 
the Mekong Delta. The second and third phases belong to 
the Dvaravati civilization and include iron spears and 
knives. Clay anvils indicate a local ceramic industry, for 
they are used to shape pottery vessels. The final phase 
includes late Angkorian ceramics. 

Ban Non Wat Ban Non Wat is a large, moated archae- 
ological site in the upper Mun Valley of northeast Thai- 
land. Excavations in 2002 revealed a rare sequence of 



prehistoric occupation that began in the Neolithic period, 
approximately 2100 B.C.E., continued into the Bronze Age 
(1500-500 B.C.E.), and ended with Iron Age (500 
B. C.E. -200 C.E.) and Historic period (200-800 C.E.) occu- 
pation. The Neolithic and Bronze Age burials revealed an 
unexpected level of wealth and sophistication, adding 
much to the understanding of the developing complexity 
of prehistoric societies in the region that ultimately saw 
the genesis of the states of CHENLA and ANGKOR. 

Banteay Chmar Banteay Chmar is a huge temple 
mausoleum in a remote corner of northwestern Cambo- 
dia, constructed during the reign of JAYAVARMAN VII 
(1181-1219) to honor his son, Srindrakumaraputra, 
who had led a military expedition against the Chams. 
Four of his generals are also commemorated. The sanc- 
tuary to Arjunadeva lies to the southeast, that for Dha- 
radevapuradeva to the northeast, Devadeva to the 
southwest, and Varddhanadeva to the northwest. Arjuna 
and Dharadevapura had died defending King Yashovar- 
man II (1160-66) and were given high posthumous 
titles. The other two warriors died defending the king 
during a battle against the Chams and were likewise 
awarded a hero's funeral and high posthumous titles. 
The site includes first a moat and an outer walled enclo- 
sure 2.2 by 2.4 kilometers (about 1 sq. mi.) in extent, 
which is punctured on the eastern side by a reservoir 1.7 
kilometers long and one kilometer wide. A stream fed 
this BARAY at its northeast corner, and water flowed into 
the moat at the southwest corner. The overflow then 
filled the moat, which runs around the outer walls. The 
island temple in the middle of the reservoir incorporates 
an oval bank in which lie four basins, two of which are 
curved and the other two circular. The reservoir extends 
by about 200 meters (660 ft.) into the eastern sector of 
the complex, in the center of which lies the actual tem- 
ple. This extensive area between the outer wall and the 
moat and walls of the inner temple, which covers 448 
hectares (1,120 acres), now includes only eight single- 
chambered shrines but presumably would have housed a 
considerable population. 

The walls of the inner sanctum are covered in reliefs 
revealing scenes of battles between the Khmer and 
Chams. There is a naval battle and the army on the march, 
with leaders riding on their elephants. On one occasion, 
the troops stop in front of a large forest filled with mon- 
keys. The baggage train with elephants and military sup- 
plies is depicted, and the reliefs also include APSARAS 
(celestial water nymphs) and an extraordinary range of 
gods with multiple heads and arms. A maze of shrines and 
passageways clusters around the central temple. An 
inscription states that it held an image of Srindrakumara- 
putra, represented as Lokesvara with the name 
Srindradeva. It is entirely possible that this was his funer- 
ary mausoleum. 



Banteay Pre! Nokor 39 




Banteay Chmar was a temple mausoleum constructed In northwest Cambodia by Jayavarman VII of Angkor for his crown prince 
and for military heroes. As with other monuments of this king, who ruled from 1 1 81 until 1219, it was embellished with huge 
heads carved in sandstone. (Charles Higham) 



The site has been severely damaged by looting: In 
1998 a section of wall bearing reliefs was removed by the 
Cambodian army for sale on the Bangkok antiquities 
market. 

See also CHAM CIVILIZATION. 

Banteay Choeu ANGKOR in Cambodia includes many 
separate foundations constructed over a period of more 
than six centuries. Banteay Choeu may well be the oldest. 
From the air, a faint square enclosure is visible at the 
western end of the WESTERN BARAY. The water of the 
baray, or reservoir, has inundated part of the site. To the 
north, there is a linear dyke, which incorporates a right 
angle, again partially submerged. The square enclosure 
incorporates the temple of AK YUM, a very early example 
of a shrine raised on platforms of descending size. A fur- 
ther temple at Prei Kmeng lies toward the western limits 
of the enclosure. It is known that JAYAVARMAN II, founder 
of the kingdom of Angkor, was active in this area in the 
late eighth century C.E., and Banteay Choeu might have 
been one of his successive centers. The dykes to the 
north would then have constitute the haray to retain 



water flowing from the KULEN HILLS. Excavations are nec- 
essary to obtain datable material in testing this possibility, 
because it has also been suggested that the site represents 
an unfinished baray rather than an early city. 

Banteay Prei Nokor Banteay Prei Nokor is a huge pre- 
Angokorian city located in eastern Cambodia, 40 kilome- 
ters (34 mi.) from the Mekong River. It is enclosed by an 
earthen wall 2.5 kilometers square (1 sq. mi.) and an outer 
moat. In 1936 Victor Goloubew took a series of aerial pho- 
tographs of this site, in which the temples, bank, and moat 
stand out clearly. He also noted five reservoirs on the same 
axis, all outside the moat, and a road linking the site with 
the Mekong River to the west. Today the enclosure remains 
demarcated by its encircling walls and moat, while the 
brick shrines of Preah Theat Thom and Preah Theat Toch 
dominate its center. This site is particularly significant 
because it is thought to have been the capital of JAYAVAR- 
MAN II (c. 770-834 C.E.) before this king and his followers 
began their odyssey to the northwest that led to the foun- 
dation of ANGKOR. Excavations are required to pursue the 
possibility that it dates to this period. 



40 Banteay Samre 



Banteay Samre The temple of Banteay Samre is often 
overlooked because of the attention given to its near con- 
temporary, ANGKOR WAT. It is located just east of the EAST- 
ERN BARAY, at ANGKOR, but the absence of any inscriptions 
means that little is known of its origin and history. The 
temple is surrounded by two walled enclosures, each sev- 
ered by entrance pavilions on the four sides. These 
gopuras, as well as the central shrine, were richly orna- 
mented with reliefs. As at Angkor Wat, the scenes are 
largely drawn from Indian epics, including the CHURNING 
OF THE OCEAN OF MILK and the birth of Brahma. 

Banteay Srei Located 25 kilometers (15 mi.) north- 
east of ANGKOR, Banteay Srei (Citadel of the Women) is 
one of the most famous of all Angkorian temples because 
of its completeness and the beauty of its decoration. The 
temple, formerly known as Ishvarapura, was discovered 
only in 1914 and is particularly notable for its miniature 




The delightful miniature temple of Banteay Srei (Citadel of the 
Women) lies just northeast of Angkor. It contains some of the 
most exquisite bas-reliefs to come from that civilization. 
(Charles Higham) 



dimensions and overall decoration. The latter attracted 
the French writer Andre Malraux, who set out for 
Angkor in 1923 and stole some of the carvings. Fortu- 
nately, these were later retrieved, and Malraux was 
briefly imprisoned. 

The foundation stela reveals that the temple was con- 
secrated on 22 April 967 by Yajnyavaraha, a grandson of 
King Harshavarman I. He served as one of Rajendravar- 
man's ministers and then became teacher and adviser to 
JAYAVARMAN V. Yajnyavaraha was a scholar and philan- 
thropist who helped those suffering from illness, injustice, 
or poverty. He founded many monasteries containing stat- 
ues of Siva and had reservoirs constructed as acts of merit. 
The king honored him with parasols of peacock feathers, 
golden palanquins, and other insignia of high esteem and 
status. A text from Banteay Srei, dating to early in the reign 
of JAYAVARMAN V, sets out some of the donations for func- 
tionaries of the temple, which include white rice, and 
established the boundaries of the estates designated to 
endow it. Only small parts of the original foundation sur- 
vive; the temple was added to and embellished for at least 
three centuries after its foundation. The early brick struc- 
ture can be seen today only in a wall and gopura (entrance 
pavilion). Vittorio Roveda has provided a detailed analysis 
of the temple's history, based largely on the decorative ele- 
ments of the exterior walls. He has suggested that the east- 
ern gopura was constructed in 1011 C.E. in the reign of 
SURYAVARMAN I. This ruler also added a pillared causeway 
and the western gopura later in his reign. Further construc- 
tion followed in the 12th century, but the temple did not 
reach its final form, following Roveda's analysis, until the 
rule of King Shrindravarman in the 14th century. 

Baoshan The Baoshan cemetery, located near the CHU 
capital of Ying in Hubei province, China, contained five 
tombs of which Tomb 2 is best known through excava- 
tion. It contained the remains of Shao Tuo, a senior legal 
official of the Chu court, who died in 316 B.C.E. The 
tomb's size and contents illustrate clearly the wealth of 
the Chu kingdom during the period of WARRING STATES. It 
measures approximately 34 by 32 meters (112 by 105 ft.) 
and was covered by a mound 5.8 meters high and 54 
meters in diameter. The central shaft descends through 
14 steps of declining size to the wooden mortuary struc- 
ture at the base. This set of chambers, measuring 6.3 
meters square and 3.1 meters in height, was placed over a 
pit containing the remains of a goat and cloth woven 
from silk and wool. The entire wooden building was sur- 
rounded by a layer of clay to protect it from dampness 
and the ingress of air. Within lay the tomb chamber itself 
and four further rooms for placing mortuary offerings. 
Along with exquisite lacquerwork and bronze vessels, the 
most important assemblage was a series of texts written 
on BAMBOO SLIPS, found together with Shao Tuo's writing 
brush and knife for erasing errors. 



baray 41 



Shao Tuo died at about 35 to 40 years of age and was 
interred in the innermost of three coffins, together with a 
■wide range of personal goods deemed necessary for the 
afterlife. These included his vessels for entertaining, char- 
iot equipment, and even a folding bed and bamboo con- 
tainers that \vould have accompanied him on his travels 
around the kingdom. His inner coffin was decorated in 
lacquer, with images of birds and dragons depicted in 
vibrant colors embellished with gilt and silver. The qual- 
ity of the grave offerings was very high: A footed and lid- 
ded vessel known as a zun, for example, was inlaid with 
exquisite gold and silver work. One of a pair, it contained 
chicken bones. A lacquer box only five centimeters (2 
in.) high was decorated with a narrative scene of great 
detail. It shows a bureaucrat in the course of a tour, trav- 
eling by chariot. A second lidded lacquer box contained 
nested cups, a plate, and condiment jars. It might have 
been taken by Shao Tuo on his travels. The master was 
accompanied in his grave by figurines of his retainers 
more than a meter high; these individuals were fully 
dressed and wore wigs of real hair. 

The texts were largely concerned with legal issues, 
although there was also an inventory of the tomb con- 
tents, as well as divinations. One set even included con- 
tinuing references to his declining health. The inventory 
of tomb contents, found in four separate parts of the 
complex, included one set describing the contents of a 
chamber as the goods needed v^rhen traveling, suggesting 
that the person depicted on the lacquer box riding in a 
chariot might be Shao Tuo himself. Other lists described 
the vessels employed during the funerary rituals and oth- 
ers used to make sacrifices at the ancestral temple. 

The texts are an invaluable source of information on 
the Chu legal system. The importance of maintaining a 
register of all adults is stated, and the penalties imposed 
on the local leaders who omitted young men from the list 
noted. There is also a poignant reference to a prisoner 
who escaped from the silk warehouse belonging to the 
royal consort and attempted to stab himself when appre- 
hended in the street. Another text reported on a dispute 
over the right to use certain workers that involved Ruo, a 
legal official, and Jin, an aristocrat. It referred to the king 
of Chu as "the shining Sun." 

Baphuon The Baphuon is the temple mausoleum of 
King UDAYADITYAVARMAN II of ANGKOR (1050-66 C.E.) in 
Cambodia. It lies near the center of the later city of 
ANGKOR THOM, just to the south of the walls of the royal 
palace precinct, and was described by ZHOU DAGUAN in 
1297 as the tower of copper. An inscription states that 
the Baphuon was constructed to represent the mountain 
home of the gods and that it originally incorporated a 
golden tower containing a lingam of gold. The principal 
shrine has not survived, and it is possible that the stones 
were reemployed at a later date to construct a large image 



of the Buddha. The Baphuon has suffered severely from 
deterioration and collapse but is currently under recon- 
struction. It is a very large and impressive temple mau- 
soleum, measuring 425 by 125 meters (1,402 by 412 ft.) 
in extent, while the central temple pyramid is 125 by 100 
meters at the base. It has three levels and is particularly 
notable for the number of reliefs adorning some of the 
walls. These depict scenes from Hindu sagas, goddesses, 
and various animals set in individual panels. 

Bara Bara is a prehistoric mound located near the head- 
waters of the Jamuna River in northern India, dating to 
between 2000 and 1600 B.C.E. Its significance lies in the 
pottery remains, which recall decorative motifs found on 
the wares from the INDUS VALLEY CIVILIZATION, such as 
fish, trees, and nets. The remains of mud-brick structures 
have also been found here. Slightly later than the Indus 
civilization, it might represent a rural counterpart to the 
major cities just after the latter went into decline. 

Barabar Barabar, on the Phalgu River in northern 
India, is the location of Buddhist cave temples cut into 
the granite rock face. One dates from the reign of ASOKA, 
the Sudama cave temple, was cut in 252 B.C.E., and the 
Gopi cave belongs to the reign of Asoka's grandson, 
Dasaratha. The decoration on the cave walls and 
entrances, particularly on the LOMAS RISHI cave, imitated 
wooden forms. 

baray Baray is a Sanskrit word for "reservoir" or 
"pond." Barays are a recurrent feature of the landscape of 
the kingdom of ANGKOR, in Cambodia, invariably taking a 
rectangular form. In certain cases their date is provided by 
foundation inscriptions, but most of the smaller examples 
are undated. They usually are components of urban and 
ceremonial centers, and many have an island temple in 
the middle; they may have symbolized the oceans encir- 
cling MOUNT MERU. Water-control measures in a region 
with a long dry season have prehistoric origins in South- 
east Asia. At NOEN U-LOKE banks were constructed during 
Southeast Asia's Iron Age (200 B.C.E. -300 C.E.) to regulate 
and restrain the flow of water past the site. The EUNAN 
maritime state (150-550 C.E.) was responsible for the con- 
struction of an extensive canal network, and at its main 
center of ANGKOR BOREI the EASTERN BARAY covers an area 
of about 200 by 100 meters (660 by 330 ft.). There is a 
large haray at ISHANAPURA, a major center of the CHENLA 
period (550-802 C.E.), and the pre-Angkorian inscriptions 
record numerous reservoirs and water-control measures. 
BANTEAY CHOEU, west of Angkor, is located just south of a 
linear dyke on an east-west axis, linked with a further 
dyke at right angles. The rest of this feature is now sub- 
merged below the water of the later WESTERN BARAY, but in 
all likelihood the baray was used in water control. 



42 Bari-Kot 



BARAYS OF THE ANGKOR REGION 

The geography of the Angkor region sees three rivers 
flowing south into the GREAT LAKE from the KULEN HILLS. 
The Banteay Choeu baray would have retained the water 
provided by the Puok River. To the east of Angkor, 
Indravarman had the INDRATATAKA constructed to harness 
the water of the Roluos River. The foundation stela of the 
temple of Preah Ko in 879 C.E. records, "Five days hence, 
I will begin digging." A second inscription states, "He 
made the Indratataka, mirror of his glory, like the ocean." 
Now dry but clearly visible from the air, this haray was of 
unprecedented size: 3,800 meters (12,540 ft.) in length 
and 800 meters (2,640 ft.) wide. The northern dyke and 
the Lolei temple in the middle of the reservoir were com- 
pleted by Indravarman's successor, YASHOVARMAN I. It was 
the latter king who ordered the construction of the 
YASHODHARATATAKA, or Eastern Baray, at Angkor, the 
dykes of which are 7.5 by 1.8 meters (25 by 6 ft.) in 
extent. Inscriptions erected at each corner record this 
remarkable achievement, which when full would have 
contained more than 50 million cubic meters (1.75 bil- 
lion cu. ft.) of water. The haray was fed by a canal linking 
it with the Siem Reap River, and it emptied into a canal 
that filled the moats of the city to the west. 

The Western Baray is even larger. It was probably 
commenced by SURYAVARMAN I (1002-50) and completed 
by Udayadityavarman II (1050-66). Recent investigations 
reveal that it was probably built in stages, each marked by 
a north-south dyke as work progressed. Unlike the East- 
ern Baray, it was excavated below the then-ground sur- 
face. There is no doubt that the baray was completed at 
this period, for the western Mebon temple in its center 
has the architectural style of Udayadityavarman II's reign. 
This artificial island incorporates a square enclosure 
demarcated by a wall containing niches and decorative 
reliefs. Within there is a water basin with a causeway giv- 
ing access to a central structure. Part of a huge bronze 
statue of Vishnu was found here. The Northern Baray is 
the last of the major reservoirs at Angkor. It was built by 
JAYAVARMAN VII (1181-1219). Known as the JAYATATAKA, it 
is 3.7 by 0.9 kilometer (2 by .5 mi.) in extent. The island 
in the middle housed Rajasri (neak PEAn), one of the 
most exquisite of all Angkorian temples. 

BARAYS IN OTHER REGIONS 

Beyond Angkor barays are a feature of other major cen- 
ters in Cambodia. At BANTEAY CHMAR, the outer wall of 
the temple complex is punctured by a reservoir 1.7 kilo- 
meters long and one kilometer wide. A stream fed this 
haray at its northeast corner, and water then flowed into 
the moat at the southwest corner, where ETIENNE 
AYMONIER noted the paved outlet that controlled the 
vi'ater level. The overflow then filled the moat running 
around the outer walls. There is an island temple in the 
center of the baray. The Rahal baray at Lingapura (koh 
KEr) measures 1,200 by 560 meters and was partially 



hewn from the rock substrate. The gigantic center of 
Preah Khan of Kompong Svay incorporated a baray 2.8 
kilometers long and 750 meters wide. Where a temple 
complex was located on a hill, there is usually a baray at 
the base, as at PHNOM CHISOR, while harays are also found 
at regional centers, such as PHNOM WAN, MUANG TAM, and 
PHIMAI in Thailand. 

FUNCTION OF BARAYS 

Despite the numerous harays and some associated inscrip- 
tions, their function remains controversial. B.-P Groslier 
has been prominent in arguing in favor of their central 
role in irrigating rice fields. He has referred to Angkor as a 
hydraulic city, reliant on IRRIGATION to provide sufficient 
rice to feed a large urban population. In his view, each 
successive haray auginented the irrigated area, and sedi- 
mentation of the system contributed to the collapse of the 
civilization. This view has been seriously challenged by 
Philip Stott, W J. Van Liere, and Robert Acker, who argue 
against an irrigation theory on several grounds. The 
deeply incised Siem Reap River would have restricted the 
reticulation of water by canals. On the other hand, 
Christophe Pettier has recently found evidence for a canal 
distribution system below the harays at Angkor, as well as 
former rice plots. However, the land available would have 
been insufficient to add significantly to the quantity of 
rice needed to sustain the population. It is also the case 
that no inscription relating to the barays mentions irriga- 
tion, nor are there any records in available texts for dis- 
putes over the distribution of water. Yet in Sri Lanka, 
where barays were used for irrigation, there are numerous 
such records. Each haray has a temple at the center, and 
there are many allusions to the religious and curative 
properties of the sacred water that flowed from the Kulen 
Hills. Again, ZHOU DAGUAN did not mention canals or the 
use of haray water for rice cultivation. 

Until the possible evidence for irrigation is dated, 
therefore, it is considered likely that the harays fulfilled a 
ritual and domestic purpose. The state temple mausolea 
were built to represent the home of the gods on MOUNT 
MERU, while the harays and moats might represent the 
encircling oceans. This interpretation is supported by the 
clear relationship between the Neak Pean temple in the 
center of the Jayatataka and LAKE ANAVATAPTA. The latter is 
the sacred lake of BUDDHISM, located in the Himalayan 
region, and mythical source of four great rivers, the 
Ganges (Ganga), Indus, Syr Dar'ya, and Tarim. The water 
from each left the lake through the mouth of a horse, an 
ox, an elephant, and a lion. This is matched at Neak Pean, 
and contemporary inscriptions state that pilgrims could 
cross the haray to this temple to wash away their sins. 

Bari-Kot Bari-Kot is one of a number of important 
Buddhist sites that has yielded examples of the Gandha- 
ran tradition of art in the Swat Valley of Afghanistan. It is 
probably the center named Bazira by the second-century 



bas-reliefs 43 



C.E. Greek historian Arrian, and its former name was 
Vajirasthana. The site is dominated by two large stupas 
and the remains of a vihara (meeting hall) and was inten- 
sively occupied during the KUSHAN period (78-200 C.E.), 
to judge by the many finds dating to that period identi- 
fied here. The Chinese Buddhist pilgrim XUANZANG vis- 
ited the site in the seventh century C.E. and described a 
statue of the BODHISATTVA AVALOKITESVARA. 
See also GANDHARA. 

Barygaza See broach. 



bas-reliefs 



INDIA 



The embellishment of temples with relief carvings has a 
long ancestry in India, and the practice was adopted in 
Southeast Asia and along the SILK ROAD probably as a 
result of acquaintance with Indian architectural tech- 
niques. The Great Stupa at SANCHI, for example, is sur- 
rounded by a railing incorporating four toranas decorated 
with narrative reliefs depicting events in the life of the 
Buddha. Some scenes also provide illuminating depic- 
tions of war. In southern India, the Virupaksha temple at 
PATTADAKAL includes bas-reliefs showing scenes from the 
Ramayana and Mahahharata on the columns. One of 
these depicts the Churning of the Ocean of Milk to 
obtain the elixir of immortality. This theme came to be 
particularly popular at Angkor in Cambodia. To the 
northwest, KHAM ZARGAR in Afghanistan is a Buddhist 
monastery that has yielded reliefs on schist showing the 
worship of a bodhisattva and the nirvana. 

SOUTHEAST ASIA 

SELAGIRI HILL in western Mynmar (Burma) is a location of 
the greatest sanctity because, according to legend, the 
Buddha and some followers flew there from India. Inves- 
tigations on Selagiri Hill have identified a brick stupa, 
associated with a series of magnificent sandstone reliefs 
dating to the sixth and seventh centuries C.E. depicting 
events in the life of the Buddha. 

The decoration on the exterior of temple buildings — 
scenes from Hindu epics and myths, representations of 
court and everyday life, and historical events — has a long 
ancestry in Cambodia. During the period of CHENLA king- 
doms (550-800 C.E.), brick temples incorporated stone 
lintels. The surface of the brick was carved to portray 
palaces and their aristocratic occupants, while the stone 
lintels were heavily decorated with mythical scenes and 
occasionally with depictions of court activities. At Hari- 
haralaya, brick temples were decorated with images of 
deities as well as rich floral ornamentation rendered in 
painted stucco. The expansion of relief decoration, how- 
ever, occurred with the increasing use of sandstone as a 
construction material. Panels bearing scenes from Hindu 
epics are a particular feature of the BAPHUON temple pyra- 



mid, the mausoleum of UDAYADITYAVARMAN II (1050-66). 
The temples of ANGKOR WAT and the BAYON stand out on 
the basis of the quality and quantity of their relief decora- 
tion. The former contains the longest continuous bas- 
relief known, incorporating scenes from the court of King 
SURYAVARMAN II (r. 1113-50) and the king's army marching 
to battle. Individual commanders are named in small adja- 
cent inscriptions. Battle scenes follow, including a dra- 
matic rendition of the BATTLE OE KURUKSHETRA. There are 
also scenes of heaven and hell and an outstanding account 
of the mythical CHURNING OE THE OCEAN OE MILK to pro- 
duce AMRITA, the elixir of immortality. A 17th-century 
Japanese visitor to ANGKOR drew a plan of the temple and 
observed that some of the reliefs retained traces of gilding. 

The walls enclosing the Bayon temple pyramid of 
JAYAVARMAN VII (r 1181-1219) are covered in reliefs. 
These, while of lesser quality than those of Angkor Wat, 
are particularly important in showing scenes drawn from 
everyday life, as well as battles against the Chams. The 
former include servants preparing food for a feast and 
serving it to the elite in an al fresco setting, a woman in 
labor attended by midwives, two men playing chess, 
hunting with a bow and arrow, net fishing, and construc- 
tion work. One panel shows the interior of a Chinese 
merchant's house, another a Chinese trading junk. The 
battle scenes on land and water show vicious hand-to- 
hand fighting between the Khmer and the Chams. These 
must reflect the recent wars in which Jayavarman VII 
freed the kingdom from Cham invaders. Further scenes 
of warfare are seen at the remote temple of BANTEAY 
CHMAR, which was built by Jayavarman VII in honor of 
his son and four military heroes. BANTEAY SREI is one of 
the most attractive and famously decorated temples. Built 
in a hard pink sandstone, this miniature building incor- 
porates many 14th-century reliefs that take inspiration 
from Hindu epics. 

The same situation also applies to the CHAM CIVILIZA- 
TION centers in Vietnam. At DONG DUONG, there are many 
fine reliefs showing the Buddha, while dancers and 
ascetics are depicted on some of the reliefs from MY SON. 

CHINA 

Temple reliefs in stone have not survived to the same 
extent in China, but there is a large corpus of HAN 
DYNASTY carvings that portray aspects of everyday life. An 
example from Sichuan shows a group of people harvest- 
ing with hand-held sickles, another shows people husk- 
ing rice with a tilt hammer. There are also clay reliefs that 
portray other industrial activities. One shows a winery, 
another depicts salt production in Sichuan. A market 
scene reveals a special walled precinct, within which peo- 
ple run their stalls, and purchasers, who have entered by 
the East Market Gate, as seen in an explanatory inscrip- 
tion, come to buy. 

The region of Nanyang in southwestern Henan 
Province is noted for the stone slabs decorated in low 



44 Ba state 



relief or incised with images that illustrate the enjoyment 
of the table, of music, and entertainment. Several such 
mortuary reliefs contain scenes of men bull baiting. 



sources of salt, and as the Chu pressed westward, so the 
Ba impinged on the Shu. 
See also ANGKOR. 



Ba State The Chang (Yangtze) River Valley south to 
Lingnan in China followed a separate course of cultural 
development from that documented in the central plains 
of the Huang (Yellow) River, and it was long relegated to 
a supporting role in Chinese history. Recent excavations, 
however, have begun to redress this imbalance. Thus the 
origins of rice cultivation have now been sourced in the 
central Chang lakelands by 6500 B.C.E., followed by an 
expansionary series of movements up- and downstream 
and through the passes to the south. Early urbanization is 
seen at the site of Chengtoushan (4000 B.C.E.), and at 
SANXINGDUI (1400-1100 B.C.E.); bronzes even more 
remarkable than their contemporaries at ANYANG have 
been recovered from sacrificial pits. The southern popu- 
lations in question almost certainly did not speak Chi- 
nese, but they were in exchange contact with the Shang 
and Zhou states, for it is recorded that turtleshells for 
divination, as well as kingfisher plumage, cowries, and 
rhinoceros horn, were southern products much in 
demand in the northern states. There was also a 
widespread bronze form not found in the central plains, 
the large ceremonial bronze drum. 

The Ba were one of these southern groups. They 
occupied the land above the Chang gorges in eastern 
Sichuan and spread north into Shaanxi and south into 
Guizhou. To the east, they bordered the rising power of 
the Chu state, while their western margins coincided 
with the people of SHU. The earliest documentary refer- 
ence to the Ba appeared in the Shang ORACLE BONES 
(1200-1045 B.C.E.), where the king divined on the 
prospects of a military campaign against the Ba. The Ba 
seem to have participated in the BATTLE OF MUYE that 
saw the Zhou triumph over Shang in 1045 B.C.E., and 
thereafter typically they are recorded as donating exotic 
birds to the Zhou king. The Ba survived in a competi- 
tive climate through military prowess. They cast fine 
bronze weapons, many decorated with their chosen 
icon, the tiger. Their large drums were also often sur- 
mounted by a cast tiger. These items were embellished 
with a rudimentary pictographic script unlike that of 
the central plains, which employed images of animals, 
plants, and humans, as well as some abstract signs. 
Some symbols incorporate a boat with masts and oars 
and a human arm linked with a flower bud. No long 
texts have survived, and it has so far proved impossible 
to decipher them. 

The Ba people entered into military alliances with 
their powerful Chu neighbors during the Spring and 
Autumn period (770-476 B.C.E.), but there was always a 
tension fueled by the growing power and ambition of the 
Chu. In particular, the Ba people controlled important 



Ba system The establishment of the WESTERN ZHOU 
DYNASTY of China in 1045 B.C.E. introduced a feudal sys- 
tem of government, in which members of the royal lin- 
eage were granted landed fiefs on the borders of the new 
kingdom to put alien land under central control. This 
was a logical and sensible step but had the inevitable con- 
sequence that over time the blood ties slackened with 
increasing genealogical distance between center and 
periphery. By the end of the Western Zhou, the kings who 
ruled with divine approval under the MANDATE OF HEAVEN 
had become so weakened relative to the powerful feudal 
states that they relied on the latter's support for their sur- 
vival. While retaining the aura of sovereignty, they 
became increasingly enfeebled. Under these conditions, 
political leadership was taken by the rulers of the then BA 
STATE. 

Ba means "the senior one." Zhuan Gong of the state 
of ZHENG was foremost in protecting Ping, the first ruler 
of the EASTERN ZHOU DYNASTY, after the king's move east 
at the end of the Western Zhou dynasty. However, his 
loyalty was tested under King Huan of Zhou (r. 719-697 
B.C.E. ), and in a confrontation the king was injured. This 
was an important turning point in the role of the king, 
and increasingly it was Zhuan Gong who took the politi- 
cal initiative, up to his death in 701 B.C.E. He could thus 
be seen as the first Ba. With the death of Zhuan Gong, 
the state of QI assumed dominance. Qi had several geo- 
graphic advantages in terms of trade, the supply of salt, 
and potential for expansion to north and east. Moreover, 
under the lord Huan Gong, deep-seated changes were 
made to state administration whereby the splintering 
effect of a feudal system was replaced by the establish- 
ment of 15 divisions for administrative purposes, divided 
into groups of five. One division was controlled by the 
overlord, the others by senior ministers. The artisans and 
fieldworkers were also divided into groups under central 
administration. This had the effect of greatly increasing 
efficiency and the power of central mobilization of forces. 
Qi thus became the Ba state, with Huan Gong effectively 
the leader of a coalition. Resulting conflicts with the ris- 
ing power of CHU to the south were successfully con- 
cluded, and the institution of interstate conferences led to 
the production of a uniform policy on such matters as the 
control of IRRIGATION water and the organization of trade. 
One provision was the exclusion of women from political 
affairs. 

Huan Gong of Qi died in 643 B.C.E., and the renewed 
specter of feudalism was seen in a power struggle 
between his sons. The Qi state thus declined in povi'er 
and influence, and under Jin Wen Gong (r. 636-628 
B.C.E.), JIN became the Ba state. However, by the sixth 



Bayon 45 



century B.C.E., Jin, Chu, Qi, and QIN had all assumed 
dominance in their own territories, and the role of the Ba 
ceased to have relevance. As these states increased their 
power and ambition, the seeds were sown for the period 

of WARRING STATES. 

battle scenes Commemorations of great battles fill 
many pages of the Indian epics the RAMAYANA and MAHAB- 
HARATA. These were subsequently depicted on the walls of 
both Hindu and Buddhist temples. Thus at SANCHI, 
located in Madhya Pradesh, India, the railings incorporat- 
ing four toranas are decorated with narrative reliefs of 
scenes of war in which one can observe battle elephants, 
the walls of a besieged city, and groups of archers. Horse 
cavalry and chariots join the siege, while the defenders 
reply from battlements with bows and arrows or repel 
attackers with clubs. The Indian battles were also a fer- 
tile field of inspiration for the builders of ANGKOR in 
Cambodia. The reUefs on the BAPHUON of UDAYADITYAVAR- 
MAN II include images of war chariots, but full depictions 
of an army and battles are first seen on the bas-reliefs of 
ANGKOR WAT. The procession of the army of SURYAVARMAN 
II includes the king and his great generals, each riding a 
war elephant. Virendradhipativarman is seen surrounded 
by nine parasols. Ahead of him in the column is Jayayud- 
dhavarman, with eight parasols. His troops wear distinc- 
tive helmets with deer-head images. Rajasinghavarman 
has 13 parasols and two banners, but pride of place goes 
to the king. He has 15 parasols, five fans, six fly whisks, 
four banners, and — in front of his elephant — a standard 
of Vishnu riding Garuda. Even his elephant wears a 
splendid jeweled headdress. His presence is signaled by 
the sacred fire being carried aloft and by an orchestra of 
trumpets, conches, drums, and a gong. There are ranks of 
foot soldiers and cavalry, including both Khmer and vas- 
sal troops. 

The same men and arms are then portrayed in the 
mythical Battle of KURUKSHETRA. Leaders are seen on 
their elephants or on horse-drawn chariots. Most wield 
bows and arrows. The infantry carry spears and protect 
themselves with circular shields. Fighting appears to have 
included hand-to-hand encounters involving whole for- 
mations. The later reliefs of the BAYON and BANTEAY 
CHMAR include ballistae, for launching a large spear, 
mounted on elephants. These appear to have been an 
innovation in warfare that reached Angkor after the com- 
pletion of Angkor Wat. The deadly effect of massed 
arrows was countered by the use of panels designed to 
withstand their impact without impeding the vision of 
the Khmer archers. There are also graphic scenes of naval 
encounters between the forces of JAYAVARMAN VII and the 
Chams (see CHAM CIVILIZATION), in which warships are 
used as floating fortresses from which soldiers fight with 
spears and bows and arrows. At the Bayon, two vessels 
seem to be in the act of ramming each other. 



Battle scenes are also found in KUSHAN contexts. At 
KHALCHAYAN in Uzbekistan, a palace reception chamber 
dating from the first century B.C.E to the first century C.E. 
was decorated with images of warriors on horseback wear- 
ing leather armor and wielding bows and arrows as well as 
with deities that seem to have been modeled on Hellenistic 
gods, such as Athena and Apollo. PANJIKENT, a Sogdian 
center located about 40 (24 mi.) kilometers east of Samar- 
qand, was occupied from the fifth to the eighth centuries 
C.E. The rich inhabitants decorated their homes with 
painted scenes, including archers on horseback leaping 
over dead bodies, a theme taken from their epic stories. 

In China, battle scenes take the form of tomb models 
and decoration on ceramics or bronzes. The most notable 
battle scene comes from the funerary pits of the first 
emperor, QIN SHIHUANGDI (259-210 B.C.E. ). These show 
units of archers, chariots drawn by four horses, and sup- 
porting infantry. Guards at the flanks and rear are located 
to withstand a surprise attack. Another pit contains a 
detachment of infantry, chariots, and cavalry. The archers 
carry crossbows. A third pit incorporated the command 
center, with some soldiers forming an honor guard. 

A second set of terra-cotta soldiers comes from a pit 
associated with the tomb of a king of CHU at Shizishan in 
Jiangsu Province. Infantry and cavalry are represented, 
but there are no chariots. The same mix of foot soldiers 
and cavalry is seen at a rich WESTERN HAN royal tomb at 
Yangjiawan in Shaanxi. The 1,800 infantry soldiers and 
580 members of the cavalry are modeled at about 50 per- 
cent full size, and each individual is completed in full 
battle dress. A third-century B.C.E. tomb of the WEI state 
known as the Jizhong tomb contains a remarkable battle 
scene cast into a bronze vessel. It shows archers, spear- 
men, and soldiers wielding halberds and fighting from 
boats. One can also see a wheeled scaling ladder to 
assault defensive walls. One panel depicts decapitated 
soldiers. 

Bayon The Bayon temple, originally known as Mad- 
hyadri, lies in the center of the city of ANGKOR THOM in 
Cambodia. It began as the state temple mausoleum of 
King JAYAVARMAN VII (r. 1 181-1219) and incorporates 
large carved stone heads, considered representations of 
the king as a BODHISATTVA, an enlightened one, on the 
temple towers. The outer walls are decorated with a 
series of reliefs, which provide an unparalleled glimpse of 
life during the reign of Jayavarman VII. 

The Bayon was expanded and modified in at least 
three phases. Thus the central shrine began with a cruci- 
form plan but was later given its unusual circular layout 
with an addition of radiating shrines. The outer enclosing 
wall contains eight cruciform entrance towers and is cov- 
ered in reliefs depicting battle scenes and daily activities. 
The third level contains towers embellished with huge 
stone heads. The original dedicatory statue of the Buddha 



46 be 




The reliefs carved on the walls of the Bayon temple at Angkor reflect life there in the early 1 3th century. Here we see an oxcart 
like those still used in the area, followed by a family with their livestock. (Charles Higham) 



that would have been housed in the main gilded chapel 
was smashed as a later religious reaction and cast into the 
deep shaft that underlies the central shrine. The scenes 
on the outer walls include battles on land and water, 
feasting, life in a rich person's house, hunting, playing of 
games, selling in the market, cooking, and building a 
palace. Military victories dominate many of the reliefs. 

It is hard today to conceive of the monument's original 
brilliance; it was described by ZHOU DAGUAN as the golden 
tower. A contemporary inscription states that Queen 
Jayarajadevi, wife of Jayavarman VII, donated 100 banners 
of Chinese fabric to the god of Madhyadri, the Bayon. 

be A be was a group of craft specialists who, during the 
period of the YAMATO state in Japan, paid goods and ser- 
vices to the court. Such specialists are recorded in the 
Japanese history known as the NIHONGI, for example, as 
being established after the arrival of Korean artisans with 
specialist skills in weaving, writing, and the manufacture 
of iron goods. It is possible that the idea of tribute- 
producing specialists originated in Korea as well. An 
inscription on an iron sword from Okadayama employed 



the term he, suggesting that such occupational groups 
were established by the fifth century C.E. Their impor- 
tance grew in tandem with the new demands placed on 
society as the Yamato state increased in complexity, high- 
lighting the need for specialists in IRRIGATION technology, 
weaving, and the provision of iron items required in war 
and agriculture. 

Bedsa Bedsa, located in the western Deccan of India, is 
a notable example of an early rock-cut monastery. The 
inscriptions from this site date it to the middle of the first 
century B.C.E. There is a sanctuary of apsidal plan, and 
the front verandah was embellished with four decorated 
columns and a doorway giving access to the interior. The 
capitals of the columns were finely carved with sculp- 
tures of horses, elephants, and bulls and riders. Further 
columns are found in the interior, but these are plain 
except for the representations of pots at the top and bot- 
tom. Later in the monastery's history, with the spread of 
MAHAYANA BUDDHISM, the walls were decorated with 
images of BODHISATTVAS. 

See also ROCK MONASTERIES; SATAVAHANA. 



Beikthano 47 



Begram Begram is located in ancient Kapisa, about 80 
kilometers north of Kabul in Afghanistan. The second- 
century C.E. Greek historian Arrian, when describing the 
campaigns of ALEXANDER THE GREAT, mentioned two cities 
in Kapisa: Nikaia (City of Victory) and Hopain. The for- 
mer has been identified as modern Begram. The most 
notable feature of the excavations at Begram, undertaken 
between 1936 and 1946 by J. Hackin, was the discovery 
of treasures in t-wo storerooms. These goods may have 
been secreted for safekeeping during a period of trouble, 
for Begram suffered at least two episodes of destruction, 
first by the Sassanians in about 244 C.E. and then by the 
Huns in the fifth century C.E. 

The city's walls enclose an area of 36 hectares (90 
acres). Begram probably began as an outpost of the 
ACHAEMENID EMPIRE and was refounded as a city by the 
BACTRIAN GREEKS, with a regular street plan, public build- 
ings, houses, and shops. It then became a summer capital 
of the KUSHAN king KANISHKA I, (r. 100-126 C.E.), and it 
may have been he who had a palace constructed and the 
fortifications strengthened. 

Begram is located on a natural strongpoint above the 
Panjshir and Ghorband Rivers and was strategically 
placed to take advantage of the goods following the SILK 
ROAD linking China and Rome with India. The treasures 
hidden in Begram originated in China, India, and the 
Mediterranean world and provide a vivid glimpse of the 
opulence of a Kushan capital, as well as the variety of 
items obtained through trade. There was a fine bronze 
statue of Hercules cast in Alexandria, Egypt, dating to 
between the first and fourth centuries C.E., and a Greek 
vase decorated -with scenes of Europa and the bull, like- 
wise originating in Alexandria. The PERJPLUS OF THE ERY- 
THRAEAN SEA mentions the export of fine glassware from 
this city to the east, and the splendid glass goblets from 
Begram were probably among these exports. From Han 
China were outstanding LACQUER boxes and a lacquer 
cup. Perhaps the most impressive of all the finds in this 
hoard were the Indian ivories, including a statuette, 
openwork plaques, the back of a throne, and a panel that 
was probably part of a piece of opulent furniture. The 
ivories depict luxurious court scenes. In one example, a 
languid woman surrounded by luxuriant flowers reclines 
on a couch, holding aloft a cup into which a female ser- 
vant pours liquid. Another scene shows the women's 
quarters of a court, with a decorated door-way on the 
right that would have led to an elegant chamber in which 
■women play musical instruments. 

See also HAN DYNASTY; SASSANIAN EMPIRE. 

Beikthano Beikthano (City of Vishnu) is a walled city 
in the valley of the Yin River, a tributary of the Irrawaddy 
River, in the dry zone of central Myanmar (Burma). Jan- 
ice Stargardt has suggested, on the basis of a layer of 
ceramics predating the early citadel walls, that the site 



originated as a late prehistoric village that grew rapidly 
into an urban form, perhaps through irrigated rice culti- 
vation. It was occupied from at least the first or second 
century B.C.E. and continued to be a major center of the 
PYU CIVILIZATION for a thousand years. Curiously, few 
inscriptions or other written documents of any sort have 
survived, but it is kno-wn that the Pyu people spoke a 
Tibeto-Burman language and in all probability emerged 
locally in central Myanmar (Burma) from late prehistoric 
Iron Age ancestors. A small clay stud recovered during 
excavations by U Aung Thaw in 1959 to 1963 bore a brief 
set of written characters in the PALI language and BRAHMI 
script stylistically dated to the second century C.E. The 
text reads, Samgha siri, probably a person's name. Oral 
tradition has it that the city was founded by a princess 
Panht-war in about 400 B.C.E. and that it finally suc- 
cumbed to an attack by King Duttabaung of SRI KSETRA. 

ARCHITECTURAL REMAINS 

The city covers an area of 881 hectares (2,203 acres), 
demarcated on all but the western side by a massive brick 
■wall in places 2.5-meters (8.25 ft.) thick. The bricks were 
liberally tempered with rice husks, indicating extensive 
rice cultivation in the surrounding area. These walls are 
punctured by 12 main gateways, in which the iron sock- 
ets and charred -wooden pieces of the original doors sur- 
vive. A canal issuing from the Sadoun River to the east 
carried water to the city. One branch of the canal entered 
the walled area and fed a large reservoir that made up the 
■western edge of the city, while other branches directed 
■water into the moats outside the walls. Excavations in 
1959-63 concentrated on 25 sites in the city and immedi- 
ately beyond its walls. The excavators recorded more 
than 100 brick structures in association with this site, 
and excavations revealed different plans that developed 
over 10 centuries. The city also had a citadel or royal 
palace near the center that was probably extended on sev- 
eral occasions and could have incorporated another royal 
palace. Unlike in other Pyu cities, however, no names of 
kings have survived. 

T-wo early brick structures have furnished radiocar- 
bon dates that suggest that the first monumental architec- 
ture dates in the period 200 B.C.E. to 200 C.E. The 
surviving structures belonging to this phase include two 
substantial brick buildings of rectangular plan, incorpo- 
rating large wooden posts -within. One contained 40 urn 
burials in the foundation layer; the mortuary vessels were 
of outstanding quality and held cremated human remains 
but no grave goods. A second such early building 
included 13 urn burials. These buildings are interpreted 
by Janice Stargardt of Cambridge University as mortuary 
chapels for highly ranked ancestors, built before the 
adoption of BUDDHISM and thus representing a magnifica- 
tion of prehistoric mortuary traditions involving a form 
of ancestor worship. Buddhism was adopted at Beikthano 



48 Beng Mealea 



by at least by the mid-fourth century C.E. One of the 
many brick foundations took the form of a monastery 
building with eight individual cells for monks, following 
an Indian pattern. This building is also associated with a 
large cylindrical brick stupa associated -with an outer cir- 
cular path-way, the fill of which incorporated exotic stone 
beads. Structures in the citadel itself included -what may 
have been a royal throne room and a thickly walled 
building for storing valuable or ritual objects. There are 
also many low mounds forming lines parallel with and 
beyond the outer walls. The excavation of one of these 
revealed a set of brick-lined vaults around a central cell, 
measuring about six by eight meters (20 by 26 ft.). The 
vaults contained cremation urns for receiving human 
ashes. 

IRRIGATION AT BEIKTHANO 

Beikthano is located in the dry interior zone of Myanmar 
(Burma), which receives an average of 870 millimeters 
(35 in.) of rainfall per annum. This is insufficient alone 
to sustain rice cultivation. The examination of air pho- 
tographs, however, has revealed how the local rivers were 
diverted into canals that fed the city reservoirs, before the 
water was channeled into extensive irrigated rice fields to 
the west of the city. It is also possible that at least some of 
the area enclosed by the perimeter walls could have been 
cultivated with the benefit of IRRIGATION water. 

FOREIGN CONTACTS 

The material culture of Beikthano reveals an active inter- 
est in exchange. A corpus of silver coins has been assem- 
bled. They include specimens with the mother goddess, 
or srivatsa, motif associated with the Sun and the Moon. 
Bronzes include a small casting of a lion and bells recall- 
ing those of late prehistoric Thailand. Smiths made iron 
nails, clearly used in the construction of wooden build- 
ings, knives, and arrowheads. There are exotic hard stone 
beads of agate, crystal, jasper, amethyst, and carnelian, 
and some of the pottery vessels found within the central 
citadel were probably imported from India. There was 
also a vigorous local industry for ceramics, which pro- 
duced large and technically outstanding mortuary vessels 
in the form of drums. Sandstone molds have been recov- 
ered, indicating the casting of ornaments, and the pres- 
ence of clay spindle whorls attests to a weaving industry. 

Further reading: Aung Thaw. Report on the Excava- 
tions at Beikthano. Rangoon: Government of the Union of 
Myanmar, 1968; . Historical Sites in Burma. Ran- 
goon: Sarpay Beikman Press, 1972. 

Beng Mealea In Cambodia, Beng Mealea, "lotus pool," 
is one of the most enigmatic of all Angkorian centers. It is 
located about 40 kilometers (24 mi.) east of ANGKOR and 
stylistically belongs to the middle of the 12th century C.E. 
However, no inscriptions have been found there, and 
nothing is known of its founder, its name, or its relation- 



ship to the rulers at Angkor itself. Its obvious wealth 
might be related to its location at the head of a canal link- 
ing the KULEN HILLS with the GREAT LAKE, a possible route 
for sandstone to reach Angkor. The temple lies vi'ithin a 
moated enclosure almost one kilometer square, linked 
with a haray to the east. It includes a central sanctuary set 
within three galleries and incorporating cruciform struc- 
tures as at ANGKOR WAT. A long causeway on the eastern 
side with a balustrade in the form of a naga, or snake, 
linked the temple -with the haray. While there are no reliefs 
at this site, the temples are decorated with scenes drawn 
mainly from Hindu epics that feature Vishnu and SIVA. 

Besnagar Besnagar, formerly known as Vidisanagara, is 
located between the Betwa and Bes Rivers, in India. It is 
particularly notable in the history of Indian archaeology, 
because it was here in the 1840s that SIR ALEXANDER CUN- 
NINGHAM undertook a pioneering study of the monu- 
ments and their associated material culture, later 
published in the monograph The Bhilsa Topes. Further 
investigations took place in 1910, when several mounds 
were opened by H. H. Lake, and more intensive excava- 
tions took place in 1913 by D. R. Bhandarkar. 

The city covers an area of about 240 hectares (600 
acres) and was probably the capital of the MAHA]ANAPADA 
(state) of Avanti. The exposed -western side is defended 
by a rampart and moat, the rampart having been con- 
structed in the second century B.C.E. Although a site with 
a long period of occupation, it is best known for a stone 
pillar, inscribed by HELIODOROS, son of Diya, the Greek 
ambassador at the court of a local ruler, Kasiputra 
Bhagabhadra, on behalf of Antialcidas, king of TAXILA in 
modern Pakistan, during the late second century B.C.E. 
This column supported a statue of Garuda and was 
erected by Heliodoros. It is one of a row of eight associ- 
ated -with a religious shrine, the second to be built on this 
location. The text of the inscription reads: "This Garuda- 
pillar of Vasudeva, the god of gods, was constructed here 
by Heliodoros, the Bhagavata, son of Diya, of Taxila, the 
Greek ambassador who came from the Great King Antial- 
cidas to King Kasiputra Bhagabhadra, the Savior, prosper- 
ing in his fourteenth year. These three steps lead to 
immortality, when correctly followed, lead to heaven: 
control, generosity, and attention" (translated by R. 
Salomon, 1998). 

The stump of a second inscribed column included a 
text recording the erection of a column with an image of 
GARUDA by Bhagavata, dedicated to the god Vasudeva in 
the 12th year since the consecration of Maharaja Bhaga- 
vata. Bhagavata is recorded in surviving texts as the 
penultimate king of the SUNGA dynasty, who ruled in the 
early first century B.C.E. 

Bhandarkar's excavations produced a wide range of 
artifacts, including coins and sealings, figurines, wheels 
from toy carts, iron sickles, knives and nails, and cowry 



Bhita 49 



shells. Many punch-marked copper coins were recovered; 
the symbols included human hgures, rivers with hsh, a 
horse, elephants, and tortoises. 

Bezeklik Bezeklik, "the place with paintings," was dis- 
covered during a German expedition to the TURPAN BASIN 
(Xinjiang province, China) in 1904 to 1905. Led by Albert 
van der Coq and Albert Griinwedel, the expedition 
explored a series of Buddhist temples cut into the rock. The 
two removed many of these and dispatched them to Berlin. 

Bhadraniketana See sdok kak thom. 

Bhagavad Gita Bhagavad Gita (Song of the Lord) is a 
sacred SANSKRIT text that comprises the sixth book of the 
Hindu epic MAHABHARATA (500 B.C.E.-400 C.E.). The 
theme is a moral one, posed by the hero Arjuna when he 
is preparing for a battle that may lead to the deaths of his 
relatives. His charioteer is the god Krishna, and the issues 
covered in conversation between the two center on the 
relations between human and god and the nature of the 
deity. 

Bhagwanpura Bhagwanpura is a site of the late INDUS 
VALLEY CIVILIZATION, (early second millennium B.C.E.), in 
the now-dry valley of the SARASVATI RIVER in northwestern 
India. Excavations have uncovered evidence for two peri- 
ods of occupation in a cultural buildup 2.7 meters (9 ft.) 
thick. The earlier saw the construction of large, raised 
mud-brick platforms, the substructures of houses 
designed to alleviate possible flood damage. However, 
there is evidence of at least one major episode of flood- 
ing. The pottery and associated material culture belong to 
the late phase of the civilization. A SEAL with the Indus 
script, many terra-cotta figurines, and jewelry of car- 
nelian and FAIENCE were discovered. The second phase 
saw a continuation of some Indus Valley traits together 
with PAINTED GREY WARE. 

Bhaja The cave-temples at Bhaja in Maharashtra state, 
India, are probably the earliest such ROCK MONASTERIES in 
India. Dating to the late second century B.C.E., they incor- 
porate some fine relief panels depicting Surya, the Hindu 
sun god, and Indra. The entrance to the most notable 
sanctuary cave takes the form of a large arch that shows 
clearly wooden prototypes in the design of its beams and 
balustrades. The monasteries are badly damaged, but in 
one a relief of Indra in his chariot, accompanied by a 
woman holding a fly whisk and parasol is preserved. The 
monks' cells were also embellished with fine reliefs. 

Bharhut Bharhut is a major Buddhist center located in 
the state of Madhya Pradesh in India. The site was strate- 
gically placed between UJJAIN to the south and PATALIPU- 



TRA to the east and provided easy access to KOSAMBI. Now 
largely in ruins, the site dates to the third century B.C.E., 
when the original brick stupa was probably constructed 
under King ASOKA. The stupa is of great architectural 
importance given its date and style, the hemispherical 
form of which recalls the original purpose of the stupa as 
a burial mound. 

Bharhut first drew the attention of scholars in 1873, 
after SIR ALEXANDER CUNNINGHAM had examined the 
stupa and identified the remains of a town, both pub- 
lished in the monograph The Stupa of Bharhut. The 
Bharhut style of sculpture, with narrative reliefs orna- 
menting temple structures, was widespread in northern 
India. The reliefs form a major corpus of material dating 
to the Sunga dynasty (185-73 B.C.E.). As at SANCHI, the 
favored motifs incorporated yakshas and yakshis, male 
and female fertility deities probably of great antiquity, 
which were adopted into early Buddhist art. The surviv- 
ing stone railings also incorporate reliefs illustrating 
JATAKA TALES describing the previous lives of the Buddha 
and events in his life. The Buddha is not depicted but 
represented symbolically as a parasol, a wheel, or an 
empty throne. The brief inscriptions describe the events 
illustrated and thus provide a vital contribution to an 
understanding of Buddhist iconography. Some of the 
jataka stories differ from those current in texts written in 
the PALI language, suggesting that there were once several 
different versions. One of the most useful aspects of the 
decoration is the faithful manner in which it depicts 
scenes taken from life at the time. Thus the wooden 
houses had two or three stories and incorporated elegant 
balustrades. The four gateways were, according to an 
inscription, constructed during the reign of King Dhan- 
abhuti in the early first century B.C.E. 

Bharukaccha See broach. 

Bhavavarman I (d. c. 600 c.e.) Bhavavarman 1, an 
early king of a Chenla polity in Camhodia, is referred to in 
an inscription as the son of a king Viravarman and grandson 
of Sarvahhauma. 

A further text from Roban Romas mentions him as the 
overlord of Narasimhagupta, the king of Indrapura. It 
appears likely that his court was located at or near 
ISHANAPURA. He was succeeded by his brother, Mahen- 
dravarman. 

Bhir mound at Taxila The Bhir mound at taxila is the 
first of three major cities at this strategic site in northern 
Pakistan. It was a provincial center of the MAURYA EMPIRE 
and flourished from the fourth to the second centuries 
B.C.E. 

Bhita Bhita is a fortified settlement with an area of 19 
hectares (48 acres) located close to the Jamuna River near 



50 Bhita 



Allahabad in central India. Originally named Vichigrama, 
it was initially used by railway contractors as a quarry for 
ballast. It was examined scientifically by SIR ALEXANDER 
CUNNINGHAM in 1872. He excavated two trenches, one of 
which sectioned the ramparts, where he found highly pol- 
ished black ware and many bone arrowheads. It is best 
kno^¥n as a result of excavations by SIR JOHN MARSHALL 
early in the 20th century. He opened a substantial area in 
the eastern part of the town against the defensive wall and 
smaller exposures in the center and the northwestern 
quarters. His examination of the to\vn wall revealed a base 
3.3 meters (11 ft.) thick incorporating a bastion, dating to 
the early Mauryan period or slightly earlier (fourth cen- 
tury B.C.E.). The excavation offered a rare opportunity to 
appreciate the planning of a Maurya and Gupta period set- 
tlement, while the many artifacts recovered open a vi'in- 
doviT on the lives of the citizens during a period of more 
than six centuries. The excavations of Bhita provide a 
unique glimpse into the life of a city that flourished, albeit 
with periods of destruction, from pre-Mauryan times to 
the heyday of the GUPTA EMPIRE. Similar large-scale exca- 
vations employing modern techniques would add immea- 
surably to the understanding of early Indian history. 

EXCAVATIONS OF THE CITY'S HOUSES 

In the eastern area, Marshall excavated in a road down to 
the base of the site, reaching the earliest layer at a depth 
of 7.5 meters (25 ft.). There were sherds of what he 
described as fine black ware with a highly burnished sur- 
face, clearly the NORTHERN BLACK POLISHED WARE, which 
dates the initial occupation well back in the first millen- 
nium B.C.E. At the higher levels, he uncovered a series of 
streets and lanes. The main street was lined with rows of 
shops, behind which lay a series of large houses. The pre- 
ferred plan involved rooms grouped around a paved 
courtyard. Walls were constructed of well-laid fired 
bricks, and some walls were thick enough to suggest that 
a second story was present. This idea has been supported 
by inspection of the stratigraphy of burning layers, which 
are compatible with material falling from the upper level. 
Marshall was able to delineate and trace the history 
of a number of town houses, each of which he named on 
the basis of possible owners. The house of the guild is 
called after a Mauryan-period SEAL die bearing the text, 
Shahijitiye Nigamasa. The word nigama means "guild," 
and this house, interestingly adjacent to the city gate, 
might have been the office of a guild of merchants or the 
house of a guild member. The house itself has a square 
plan, 10.5 by 10.5 meters in extent. Twelve rooms are 
grouped around a courtyard, the largest measuring 4.2 by 
3 meters. Two entrances give access to the courtyard, 
which is flanked on one side by a verandah. Excavations 
uncovered the wheels of a toy cart and three steatite cas- 
kets on the floor. The former were delicately ornamented 
with floral designs and included their spokes. 



This MAURYA EMPIRE residence was leveled, and the 
area was incorporated as a courtyard of the new house 
built next door, which is known as the house of 
Navadeva because the name was found on an ivory seal; 
Navadeva may well have been the owner of the property. 
His house dates to the early second century C.E. on the 
basis of coins of the KUSHAN kings KANISHKA I and 
Huvishka found on the floor. Navadeva might have been 
a prosperous merchant, for many clay sealings were 
found in the house, and it was linked with a rovi^ of shops 
that lined the main street outside. It followed the pre- 
ferred plan of the Mauryan houses, with rooms grouped 
around a courtyard. A small room on the northern side of 
the house contained an image of SIVA, his vi'ife, and Nandi 
and a shrine containing seven seated female figures. 
These had been damaged, and a slingshot vi'as lodged 
among the deities. Given the fact that many other mis- 
siles were found at this level, both in houses and in the 
streets, and that there is evidence for a major burning, 
Marshall suggested that the town was sacked, and the 
owners fled without taking the household gods or their 
copper tableware. 

The house of Navadeva was separated from the adja- 
cent house of Jayavasuda by a narrow lane. An ivory seal 
bearing the inscription, Sresthi Jayavasuda, "the banker, 
Jayavasuda," has given the house its name. The seal 
incorporated a tortoise, an avatar of Vishnu, perhaps indi- 
cating that the banker worshiped this god. The property 
was square, measuring 13.5 meters along each outer wall. 
Once again, rooms were grouped around a court, in this 
case equipped with a well. On the southwestern corner of 
the house, there is a small underground vault or strong 
room, almost four meters below the ground floor level. 
The building also yielded many clay sealings, indicating 
the opening of trade goods. 

One probably imported item was a clay medallion of 
considerable sophistication, showing King Dashyanta on 
a four-horse chariot, with two antelopes in the fore- 
ground being hunted. Close inspection of the medallion 
reveals aspects of life in India during the Kushan and 
early Gupta periods, including a lake with a woman col- 
lecting lotus blossoms, a house from which a woman 
emerges holding a basket, and a bridge or walkway with 
travelers. A peacock with its tail feathers on display 
stands in front of the chariot, which has been stopped by 
a person probably pleading with the king to spare the 
antelopes. Marshall has suggested that this medallion was 
made with an ivory die, while the scene recalls those seen 
at SANCHI. This house, too, suffered burning and destruc- 
tion, which fortuitously left a deposit of charred rice on 
the verandah, illuminating at least part of the agricultural 
round in the surrounding fields. 

The house of Pushyavriddhi lies opposite the shops 
of Nagadeva, on the other side of the main street. Again it 
takes its name from an ivory seal found within. This 



Bhita SI 



property was begun in the Mauryan period and had addi- 
tions during the first century B.C.E. It was abandoned and 
destroyed during Kushan times and then reoccupied in 
the early Gupta empire. Excavating north from this 
house, Marshall encountered a second road that he 
named Bastion Street, because it ran in an easterly direc- 
tion to-ward the city wall, where a bastion was located. 
Beyond Bastion Street lay two further substantial town 
houses, then a lane, and finally part of another residence. 

All these thoroughfares ran parallel with one another. 
Neither was fully excavated, and only their later history has 
been uncovered. One house fronting Bastion Street con- 
tained seals and sealings with the names Dharadasa, Guri- 
dasa, and Manoratha, probably successive owners of the 
property, and Marshall named it the house of Dharadasa. 

About 150 meters to the northwest of this house, fur- 
ther excavations encountered a long building sequence 
beginning with the Mauryan occupation. The house in 
question had been abandoned, but the remains of 
wooden beams and roof tiles under the later reconstruc- 
tion indicated the robust nature of Mauryan domestic 
buildings. The recovery of a crucible used by a goldsmith 
indicated the likely occupation of the owner. The next 
house probably belongs to the first century C.E. It 
included a deep well of ceramic rings and yielded a fine 
stone relief featuring a recumbent -woman in front of a 
tray of fruit and a leaf, while a man holding a shield 
stands beside her with his left arm on her thigh. The 
woman has an elegant hairstyle and wears heavy earrings 
and an elaborate necklace. The third building level 
belongs to the Kushan period, on the basis of a sealing 
found just below the floor level. 

SEALS AND SEALINGS 

One of the most interesting aspects of the building phases 
at Bhita is the strong evidence for continuity of design 
and building techniques. This community seems to have 
continued through various changes in political dynasties 
and regimes, engaging in the trade encouraged by its 
strategic position on the Jamuna River. Such trade is best 
seen in the evidence of the 210 seals and sealings recov- 
ered. These are found in all the phases examined and rep- 
resent 120 varieties. They were owned by individuals of 
high status or authority, and one of their uses was to 
authorize travel documents. This is clearly illustrated in a 
passage from the Mahahharata, which stated that nobody 
could enter or leave a besieged city without a stamped 
passport. The back of the clay sealings often incorporates 
an impression of the string that -was passed around an 
object or letter. Others sealings have holes through the 
clay, indicating that clay was placed around the string 
before being impressed with the seal. The inscriptions on 
the Mauryan and Sungan seals are usually written in the 
PRAKRIT language, -while the Gupta seals preferred SAN- 
SKRIT. The seals represent religious foundations, kings, 



officials, districts, and guilds. One of the district seals 
refers to Vichhi and presumably represents Bhita itself. 
Five seals are from religious foundations or temples that 
worshiped Siva. Indeed, Sivaism was clearly favored, as 
religious symbols on seals included the linga, trident, and 
bull. Some of the seals provide the names and religious 
inclinations of the inhabitants of Bhita. One Dharadasa 
was the son of Samddhiyasas (Famous for peace), and the 
presence of a conch shell and a \vheel on his seal pro- 
claims him to have been a follower of Vishnu. On the 
other hand, a bronze signet ring carries the image of a 
bull and the caption, Rudracharya. Rudra is an alternative 
name for Siva, and the bull was his symbol. 

The surviving sealings originated in letters or consign- 
ments from rulers, guilds, officials, and individuals. In 
some instances, they also provide evidence for offerings to 
gods and give an unusual insight into local affairs and gov- 
ernment, particularly during the period of the Gupta 
empire. One example bears the text, Kalesvarah priyatam, 
"May Kalesvarah [a Siva lingam] be pleased." It was proba- 
bly presented to a shrine to Siva in Bhita. Some particularly 
fine sealings include the names of rulers. One was referred 
to as the illustrious Maharaja Gautamiputra Vrishadhvaja. 
Another ruler is nained as the illustrious Raja Vasishthipu- 
tra Bhimasena. Gupta period officials are well represented 
in the sealings, which indicate a wide range of titles and 
functions. One seal -was from the office of Kumaramatya, 
the councillor of the heir apparent. There was a sealing of a 
senapati, a military general. Another mentions a man who 
■was both a cavalry officer and chief of police. The minister 
Dharmadeva's sealing was recovered, as was that of a 
mahadandanayaka, the police chief. The word for "guild," 
nigamasa, is found on sealings dating to the Kushan and 
Gupta periods. Most sealings, however, were stamped by 
private individuals, many of whom were probably traders 
of the Gupta period. Their names emerge from anonymity: 
Bhutaka, Bhubhula, Gagasa, and Chuchaka. These per- 
sonal seals usually include the image of an animal; the 
bull, lion, and peacock were popular. 

It is also most useful that the expansive excavations 
at Bhita have yielded a large sample of coins, on which 
the Kushan kings Kadphises, Kanishka I, and Huvishka 
are well represented. Many terra-cotta figurines were 
found, and these illustrate the appearance of the popu- 
lace at Bhita. Women had sophisticated hairstyles and 
■wore a quantity of jewelry. The ornaments themselves 
include gold beads and amulets and copper bangles and 
rings. Beads were also fashioned from shell, glass, coral, 
crystal, LAPIS LAZULI, agate, carnelian, and topaz. The 
smiths forged iron arrowheads, axes, and chisels. 

Further reading: Allchin, F R., ed. The Archaeology of 
Early Historic South Asia. Cambridge: Cambridge Univer- 
sity Press, 1995; Marshall, J. "Excavations at Bhita," 
Annual Report of the Archaeological Survey of India 
1911-1912 (1912): 29-94. 



^2 Bhumara 



Bhumara Bhumara is a notable Hindu temple of the 
GUPTA EMPIRE located in northern Madhya Pradesh state, 
India. It was dedicated to SIVA and contained an eka- 
mukhalinga (a lingam with a single face of Siva carved on 
it), which is -widely regarded as one of the finest exam- 
ples of Gupta art. Formerly the temple was embellished 
with other superb sculptures, including Ganesha, Indra, 
Surya, and other gods of the Hindu pantheon. 

Bhumisambarabhudhara See borobudur. 

Bianxianwang Bianxian^vang is a major site of the 
LONGSHAN CULTURE, located behind the shore of Laichow 
Bay in Shandong province, central China. It is unusual 
among the early walled sites in having two enclosures, 
the inner one covering about one hectare, the outer one 
nearly six hectares (15 acres). It dates to the middle and 
late phases of the Longshan culture, bet-ween 2300 and 
1900 B.C.E. The sacrificed remains of humans, pigs, and 
dogs were found in the wall foundations, which -were 
made of stamped earth. 

Bindusara (c. 297-292 B.C.E.) Bindusara was the second 
king of the Maurya empire established by his father, Can- 
dragupta Maurya. 

Bindusara was entitled Amitraghata, "Slayer of Enemies." 
He maintained and probably enlarged the empire, which 
was prone to regional rebellions against central rule. He 
also engaged in a diplomatic correspondence ^vith King 
Antiochus I of Syria. 

birch bark scrolls Sacred Buddhist texts, written on 
birch bark and placed inside reliquary containers, have 
been recovered from a number of sites in Pakistan, 
Afghanistan (ancient GANDHARa), and Central Asia. 
These were written in the Gandhari PRAKRIT language and 
the KHAROSHTHI script and are thought to date from up to 
2,000 years ago. They are, however, so fragile that few 
have survived sufficiently intact to be conserved and 
interpreted. Their potential importance in documenting 
the spread of early BUDDHISM into Gandhara and along 
the SILK ROAD to China cannot be overstated. Recently 
discovered texts provide new information on the relation- 
ships bet-ween the Indo-Scythian rulers of Gandhara dur- 
ing the first century C.E. and the role played by 
Indo-Scythian rulers in supporting and promulgating the 
early spread of Buddhism. 

The HOTAN Dharmapada was the only such document 
to be published until recently. Discovered in 1892, it was 
five meters (16.5 ft.) long and comprised pieces of joined 
birch bark. Its original resting place is not kno-wn with 
certainty, but it may have been the Gosirsa monastery 
southwest of Hotan in China. Several other fragmentary 
texts have also been found in Central Asian sites. In 



1833, John Honigberger discovered textual remains 
under the Shi-waki stupa in Kabul, and a year later, 
Charles Masson recovered scrolls in the Jalalabad region 
of Afghanistan about 100 kilometers (60 mi.) east of 
Kabul. One was found in the foundation deposit of valu- 
ables, under a stupa at Nandara. This was but one of sev- 
eral such discoveries of the period, whose script was 
noted to be similar to that on Bactrian coins. The scrolls 
have never been translated or commented on. In the 
1930s J. Barthoux recovered a bark document from a 
stupa a Chakhil-I Gundi on the Hadda plain in 
Afghanistan and described it as a text of the Buddha's ser- 
mon at Benares (no-w Varanasi), but this has not been 
confirmed. Since the Second World War, excavations at 
Tapa Shutur on the Hadda plain have recovered bark 
manuscripts placed in clay or stucco images of BOD- 
HISATTVAS. Two such heads contained texts. Farther to the 
west, bark manuscripts have been found in a rock-cut 
chamber only 35 meters (116 ft.) from the great statue of 
the Buddha at BAMIYAN. 

BRITISH MUSEUM SCROLLS 

Given the almost complete lack of any translations or 
published reports on these documents, the British 
Museum's acquisition of a set of 29 birch bark scrolls 
bearing texts written in the Kharoshthi script has pro- 
vided a major opportunity to learn more about the early 
spread of Buddhism. The scrolls were found with five 
inscribed pottery vessels, in one of which the scrolls were 
probably placed, but having been removed from the pots, 
the delicate scrolls had suffered serious damage. The 
provenance of these ancient texts is not kno-wn, as is 
always the case with looted antiquities, and this lack 
diminishes their scholarly value. However, it is consid- 
ered likely that they were originally from the Hadda 
region of northeast Afghanistan. By identifying the pot 
that most probably housed the scrolls, it is possible to 
suggest that they were from the library of a monastery 
belonging to the Buddhist sect known as Dharmagup- 
taka. They almost certainly date to the first century C.E. 
The practice of depositing pottery vessels containing 
human ashes and texts in sacred places was widespread. 
One such pot was found in the monastery of Jaulian in 
TAXILA, Pakistan; others are from Tapa Kalan in eastern 
Afghanistan, where they were found forming a row. 

The date of the 29 texts is not easy to define, given 
the lack of provenance, but it can be considered on the 
basis of the style of the -writing and the references to his- 
toric figures. The manuscripts mention two people 
known from coins and inscriptions and thus provide his- 
toric information. The first person is Jihonika, who is 
described as a great satrap; the second is Aspavarman, 
who had the title stratega, or commander. Jihonika ruled 
during the period 30-40 C.E. and controlled the region of 
Taxila. Aspavarman is mentioned as a ruler -who was 



Bodh Gaya 53 



asked to help provide shelter for monks during the rainy 
season. He is known from inscriptions on coins minted 
by Azes II and Gondophares to have been the son of 
Indravarman. He ruled a small area on the border of Pak- 
istan and Afghanistan from 20 to 40 C.E. The new texts 
can thus be dated to the first half of the first century C.E., 
and the rulers named were almost certainly patrons and 
supporters of Buddhist foundations. 

See also BACTRIA. 

Further reading: Salomon, R. Ancient Buddhist Scrolls 
from Gandhara. Seattle: University of Washington Press, 
1999; Salomon, R. Indian Epigraphy: A Guide to the Study of 
Inscriptions in Sanskrit, Prakrit and the Other Indo-Aryan 
Languages. New York: Oxford University Press, 1998. 

bo The Chinese conceived that a person was divided at 
death between the hun and the bo. The former may be 
translated as the "soul," which might migrate to the heav- 
ens or to the land of the yellow springs. The latter 
remained with the body. Particularly during the HAN 
DYNASTY (206 B. C.E. -220 C.E.) , it was felt necessary to 
provide the ho with all the material goods required to sat- 
isfy the life to which the deceased had been accustomed 
to prevent him or her from returning as a spirit or ghost. 
Because of this belief, some Han tombs have revealed 
incredible grave gifts illustrating the sumptuous material 
goods the deceased had enjoyed in life — lifesize figures of 
warriors, jade suits to preserve the body, chariots and 
horses, and precious silks. 

The quantity and the nature of these goods varied 
with the status of the dead. Some Han cemeteries have 
rows of graves containing the remains of slaves or prison- 
ers who died on major construction works. They might 
include only a scratched text indicating the person's 
name and origin. On the other hand, the only imperial 
Han tomb to be investigated scientifically, that of the 
emperor Jingdi near Xi'an (d. 141 B.C.E.), included sub- 
terranean pits that contained thousands of lifesize 
ceramic warriors and animals and agricultural imple- 
ments. His actual burial chamber remains to be opened, 
but historical records describe the interior of the tomb of 
Emperor QIN SHIHUANGDI (259-210 B.C.E.) in detail. They 
recount the lengths taken to provide the ruler with all 
that he might require, even down to a representation of 
his empire and lamps that would burn for a long time. 

ELITE PRESERVATION OF THE BODY 

The need to satisfy the ho with all its bodily needs has 
opened an extraordinary opportunity for archaeologists 
to document life during the period of Han rule. In the 
first instance, the body itself had to be protected from 
decay. For the elite, two principal techniques were devel- 
oped. For members of the imperial family, the body was 
encased in a suit made of jade wafers linked by gold 
thread. The first two complete suits of jade were found at 



MANCHENG, where they encased the bodies of Prince Liu 
Sheng, the brother of the Han emperor WUDI (157-87 
B.C.E.), and his wife. Jade was considered a source of life- 
giving properties that would preserve the body, but this of 
course was not the case. While the vi^earing of jade suits 
was reserved only for royalty, it was possible for the 
emperor to grant this privilege to his favorites. Thus the 
courtier Huo Guang was favored with a jade suit and a 
coffin of rare \vood in 68 B.C.E. On such occasions, rank 
was determined by the nature of the thread that linked 
the jade wafers, ranging from gold to silver and bronze. 

The second technique involved the interment of the 
body in nested wooden coffins covered first in a thick 
layer of charcoal, then in clay. Under favorable condi- 
tions, this coating excluded air and water from the tomb 
and led to the perfect preservation of bodily tissue. The 
most remarkable example is from Tomb 1 at MAWANGDUI. 
There the remains of the marchioness of Dai, interred in 
the mid-second century B.C.E., were so well preserved 
that even the arterial blood had not lost its red color, and 
the limbs could be moved as if the woman were still alive. 

BURIAL OBJECTS 

The artifacts interred with these aristocrats were listed in 
detail in the inventories of BAMBOO SLIPS, and those at 
Mawangdui were also sealed with the insignium of the 
marquis's household. At Mancheng the prince Liu Sheng 
was accompanied by his chariots and horses and the fine 
gold, silver, and bronze tableware he would have used in 
his household. One chamber was furnished with his 
bathroom, another with ceramic containers for food and 
wine. Food was also provided to the marquis of Dai, his 
wife, and his son, together with their fine LACQUER serv- 
ing dishes and chopsticks. The marchioness was accom- 
panied by an impressive wardrobe of silk garments and 
even rolls of silk for future tailoring. There were mittens, 
slippers, and robes. Musical instruments were neatly 
packed into the tomb, together with models of the musi- 
cians themselves. The marquis and his son were provided 
with silk manuscripts for them to consult, even including 
a military map. 

The provision of everything needed by the ho was 
achieved across the Han empire by the provision of mod- 
els and pictures, which give a rich insight into agriculture 
and entertainment. There are, for example, models of gra- 
naries and pigsties, of peasants working in their fields, 
watchtowers, and village ponds. The carved stone reliefs 
from many parts of China include scenes of bullfighting, 
acrobats and jugglers, music, and dancing. One set of 
painted wall scenes from Helingeer in Mongolia shows 
the principal events in the life of the deceased. 

See also MINGDL 

Bodh Gaya Bodh Gaya, ancient Uruvilva, India, is one 
of the most sacred Buddhist sites, for it was here, under a 



54 bodhisattva 




The medieval temple dominates the site of Bodh Caya, 
where the Buddha attained enlightenment. The bodhi tree 
that sheltered him survives there. (O Philip Baird/www. 
anthroarcheart.org) 



bodhi (enlightenment) tree, that the Buddha gained 
enlightenment. The original tree, allegedly tended for 
more than 2,500 years, survives. A sapling taken from it 
was sent by the emperor ASOKA (r. 268-235 B.C.E.) to Sri 
Lanka to spread the DHARMA in that direction. The tree 
was surrounded by a railing during the SUNGA dynasty 
(first century B.C.E.), and part of the fence can still be 
seen. It is embellished with religious themes — the wheel 
of the law and some secular scenes, including musicians 
and people gathering flowers. The temple at this site, in 
the form of a narrow pyramid with a flat top, was added 
in the medieval period. 

bodhisattva A bodhisattva is one who, in the Bud- 
dhist religion, seeks enlightenment. The term comes 
from a combination of two PALI words — bodhi, "enlight- 
enment," and sattva, "a being or one who is." In its orig- 
inal usage, the term bodhisattva applied to the Buddha 
before his enlightenment at the age of 35: The Buddha 



referred to the days before his enlightenment as those 
vi^hen he was only a bodhisattva. In the Mayahana 
school of BUDDHISM, it refers to a person who renounces 
the path to nirvana to assist others in their search for 
salvation. It is important to note that the concept of the 
bodhisattva was linked with kingship. In Sri Lanka, for 
example, sovereigns from at least the fourth century C.E. 
were seen as bodhisattvas, and the term was included in 
their royal titles in a number of inscriptions. The prac- 
tice also spread to Southeast Asia, particularly to 
ANGKOR, in Cambodia, during the reign of JAYAVARMAN 
VII (1181-1219 C.E.). 

See also AVALOKITESVARA; BAYON. 




A bodhisattva is a follower of the Buddha who renounces the 
path to nirvana in order to help others seek enlightenment. 
This wooden image of a bodhisattva is from Japan's Heian 
period. (Art Resource, NY) 



Bouillevaux, Father Charles-Emile 55 



Bohu Tong The Bohu Jong (Discourses in the White 
Tiger Hall) is a text compiled by the Chinese historian 
BAN GU. It records conversations involving the Han king 
ZHANGDI (r. 75-88 C.E.) on the subject of the Confucian 
theory of the complementary relationship between the 
ruler and his ministers and the good of the people ruled. 
See also CONFUCIUS; HAN DYNASTY. 

Borobudur Borobudur is the world's largest and most 
impressive Buddhist temple. It is located on the island of 
Java, in Indonesia, about 40 kilometers (24 miles) to the 
northwest of Jogjakarta, and was built between approxi- 
mately 780-830 C.E. Its original name was probably Bhu- 
misambarabhudhara, "the mountain of the accumulation 
of virtue on the 10 stages of the BHODHISATTVA." To a 
Buddhist pilgrim during the monument's heyday, the tem- 
ple was a symbol for the attainment of enlightenment. To 
the modern visitor, the initial impression is of the 
immensity and magnificence of the stone reliefs, which 
line the four rectangular galleries at the base. It was cov- 
ered by volcanic ash in about 1000 C.E. The earliest 
record of knowledge of this monument by a European is 
from 1814. Sir Stamford Raffles, then the lieutenant gov- 
ernor of Java during a brief period of British colonial rule, 
reported its existence as part of a program to record all 
the historic sites on the island and found it shrouded in 
vegetation. Intensive research during the next 100 years 
placed the monument into its historic and religious con- 
text. This has also involved two periods of restoration, 
the first in the early years of the 20th century, and the 
second during the 1970s and 1980s. It has now been fully 
stabilized under the ANASTYLOSIS technique, and provision 
has been made for the drainage of rainwater that had 
caused serious deterioration. 

THE ARCHITECTURE 

Borobudur, constructed on a natural hill, incorporates 
56,000 cubic meters (2 million cubic feet) of the local vol- 
canic stone. The summit stupa stands 31.5 (104 ft.) 
meters above the ground level. It was constructed during 
the rule of the SAILENDRA dynasty (c. 750 to 850 C.E.) in 
the agriculturally rich Kedu plain in central Java. The 
combination of esoteric Buddhist knowledge, labor, and 
skill of the masons that went into its construction is 
rivaled in Southeast Asia only by the Vishnuite shrine of 
ANGKOR WAT in Cambodia. Essentially Borobudur consists 
of a square platform surmounted by five square terraces 
comprising four galleries. Four sets of steps lead from one 
terrace to the next. Three circular terraces stand above 
these, leading up to the central, circular stupa. The basal 
terrace was built after the monument was completed, pos- 
sibly to stabilize it and to contain the massive weight of 
the structure above. This addition had the effect of cover- 
ing up the reliefs lining the original outer wall, and a few 
of these have been uncovered. Fragmentary inscriptions 



on the concealed base have assisted in the dating of 
Borobudur on the basis of the style of the script employed. 

THE RELIEFS 

The reliefs lining the galleries cover a linear distance of 
about five kilometers (3 miles) and are set in two rows 
within panels. The galleries are designed so that a visitor 
feels enclosed, for it is impossible to see any of the tiers 
above or below. The structure is designed to initiate the 
adherent into the path to nirvana. When following 
ascending terraces in a clockwise direction, the visitor 
first sees scenes from daily life illustrating human foibles, 
such as cruelty or idleness, and the retribution for sins in 
the next life. Then the themes on the reliefs begin to 
illustrate the true path of compassion and concern for fel- 
low creatures. From the enclosed terraces, the visitor 
then ascends into open sunlit circular terraces again 
linked by four staircases on each side of the monument. 
Each terrace contains circular stupas, 32 on the lowest, 
24 on the middle, and 16 on the uppermost. These are 
rendered in openwork stone in such a way that the stat- 
ues of the Buddhas within can be discerned. These 
images symbolize increasing proximity to the ultimate 
spiritual state, or nirvana. The climax to the ascent is 
found in the huge central stupa, which contained an 
incomplete image of the Buddha completely hidden from 
view. 

In addition to their religious significance, the reliefs 
provide information on the way of life in Java during the 
ninth century C.E. A particularly well-known relief shows 
an oceangoing vessel equipped with masts, multiple sails, 
a bowsprit, and outrigger. The passengers in the adjacent 
panel land are welcomed by the local inhabitants, who 
stand in front of a large house raised on stilts. People rest 
beneath the house, vi^hile two birds perch on the roof. 
Another scene shows a man plowing with the assistance 
of two oxen. Carousing dancers are seen in contrast to a 
serene family dinner. A sick person is being treated by 
concerned attendants who rub ointments onto his arms. 
The detailed knowledge of the life of the Buddha is also 
richly illustrated in panels showing, for example. Queen 
Maya sitting in a pavilion, having just been informed that 
she has been selected as the mother of the future Buddha. 
Her subsequent procession to the Lumbini Pleasure Gar- 
den in India includes a fine rendition of a horse-drawn 
coach richly furnished with a decorated throne. These 
reliefs are among the greatest achievements of Southeast 
Asian civilization. 

Bouillevaux, Father Charles-Emile (1823-1913) 
Father C.-E. Bouillevaux was a French missionary who vis- 
ited Angkor in 1850 and published an account of his impres- 
sions eight years later 

He described ANGKOR WAT and the BAYON, noting the 
giant statues then shrouded in vegetation at the southern 



56 boundary markers 



entrance to ANGKOR THOM. HENRI MOUHOT is often 
referred to as the first Western visitor to discover Angkor, 
but Bouillevaux preceded him by nine years; Father 
Chevreuil, a French missionary, by 200 years; and the 
Portuguese by three centuries. 

boundary markers The inscriptions covering the 
period from the seventh to the fourteenth centuries in 
Cambodia often refer to land divisions and private or cor- 
porate ownership of land. Ownership of land by the elite 
and by temple foundations provided considerable wealth, 
since the kingdoms of CHENLA and ANGKOR were essen- 
tially agrarian. At Angkor, from 800 C.E., inscriptions 
refer to an officeholder known as a khlon \isaya, whose 
duties included the definition of land boundaries and the 
placement of stone boundary markers. During the civil 
war between Jayaviravarman and SURYAVARMAN I in the 
early 11th century, inscriptions describe boundary dis- 
putes that suggest conflict. In 1003 C.E., an order was 
issued to replace boundaries uprooted and destroyed at 
Prasat Trapan Sno; two years later at Prasat Dambok 
Khpo, someone incised on the doorjamb a demand to 
seize and impale those who had destroyed boundary 
markers. 

Brahmi Brahmi is the name given to a script that is 
ancestral to many of the modern scripts of India. The 
decipherment of Brahmi was achieved in 1837 by JAMES 
FRINSEP, on the basis of inscriptions from SANCHI. It is 
thought to have originated from an Aramaic writing sys- 
tem through maritime trade. Some of its letter forms are 
clearly related to Aramaic. The potsherds inscribed in 
Brahmi discovered at ANURADHAPURA, Sri Lanka, indicate 
that it was employed from at least the eighth or seventh 
century B.C.E. In the third century B.C.E. the Mauryan 
emperor ASOKA used Brahmi in most of his column 
inscriptions. Excavations at OC EO on the Mekong Delta 
in Vietnam have furnished a number of SEALS and rings 
inscribed in this script, the earliest-known writing in 
Southeast Asia. When compared with Indian styles, the 
inscriptions appear to date to the second to fifth century 
C.E. As it spread, so Brahmi may have generated most of 
the writing systems of East and Southeast Asia, including 
Khmer, Thai, and Burmese. 

Brantas River The Brantas River is a strategic water- 
way in east Java in Indonesia and was the focus of a 
major trading state from the early 10th century until 
1222. The founder of this dynasty, a shadowy figure 
called Sindok, originated in central Java before moving to 
the Brantas River Delta. The first inscription to name him 
king is dated to 929 C.E., but he had been an official 
under previous rulers. Not only was the delta area suited 
to rice cultivation, but it also ultimately dominated the 
trade in spices. Inscriptions from this area include an 



important text from the site of KALADI, dated 909 C.E., 
which described the presence of foreigners and traders. 
Inscriptions dating to the reign of Sindok also mention 
the tax status of traders and the use of as many as seven 
types of ships in trading. Although it is highly likely that 
spices such as cloves, mace, and nutmeg were important 
exports, none is mentioned in the inscriptions. 

brick, medium for building Brick as a construction 
material was very much an Indian rather than a Chinese 
medium. In China construction of walls and building 
foundations followed the HANGTU technique, in which 
loess was compounded in wooden frames and sur- 
mounted by wooden buildings. The cities of the INDUS 
VALLEY CIVILIZATION, on the Other hand, had structures 
built of mud brick or fired brick, a technique that contin- 
ued in later Indian states and was transmitted to South- 
east Asia. 

INDIAN ARCHITECTURE 

At Allahdino in India, third-millennium B.C.E. houses 
were laid out on an east-northeast to west-southwest ori- 
entation and were constructed of mud brick on stone 
foundations. They were equipped with stone-lined wells 
and drains. Many sites in India have been looted for their 
bricks, as seen at TAXILA and Charsada in modern Pak- 
istan. At Arikamedu in southern India, SIR MORTIMER 
WHEELER was able to uncover the first-century B.C.E. 
foundations of what was probably a brick-built ware- 
house 45 meters (149 ft.) in length and the remains of 
two tanks or vats that had been used for dying cloth. 

SOUTHEAST ASIAN ARCHITECTURE 

Throughout the prehistoric period in Southeast Asia, 
buildings were made of wood or unfired clay. All that 
remains are postholes where the foundations formerly lay 
and occasionally the remains of clay wall foundations or 
floors. From at least the sixth century C.E., however, 
bricks were employed in the construction of religious 
buildings. Since the architects of ANGKOR had not devel- 
oped techniques to span a large space in brick or stone, 
temple buildings were small and narrow, and the growth 
in their size was accomplished by adding similar cells or 
lengthening galleries. The use of bricks in increasing 
quantities must have had a serious effect on the environ- 
ment, particularly through deforestation as a result of 
fueling brick kilns with wood or charcoal. 

The earliest use of bricks is found in the Mekong 
Delta state of EUNAN in Cambodia, at such sites as NEN 
CHUA and OC EO (fourth-sixth centuries C.E.). At ANGKOR 
BOREI, brick temple foundations are numerous, and the 
city was protected by a substantial brick wall. Between 
550 and 800, the period of the CHENLA kingdoms of cen- 
tral Cambodia, brick was widely used in the construction 
of temples and surrounding walls. There are numerous 
brick shrines at ISHANAPURA, many of which are deco- 



bronze casting 57 



rated by molding or shaping the brick to form images of 
palaces and members of the court. The large brick sanc- 
tuaries at BANTEAY PRE! NOKOR and Trapeang Phong reveal 
that brick was the preferred building medium in the late 
eighth century C.E., and it continued to be widely used at 
HARIHARALAYA, where the Preah Ko temple of INDRAVAR- 
MAN I (877-99 C.E.) was built in brick covered in orna- 
mented stucco. The BAKSEI CHAMKRONG temple constructed 
at YASHODHARAPURA incorporates a brick shrine elevated 
on three tiers of laterite blocks. But the supreme example 
of brick construction is the contemporary temple known 
as Prasat Kravan that was dedicated in 921 C.E. It 
includes five brick towers in a linear arrangement, and 
the unique interior brick reliefs depict Vishnu. Brick 
remained in use during the reign of RAJENDRAVARMAN (r. 
944—68 C.E.), but thereafter sandstone became increas- 
ingly popular, as at Ta Keo and ultimately at ANGKOR WAT 
and the BAYON. In Myanmar (Burma), VESALI on the 
Arakan (now Rakhine) coast was ringed with a substan- 
tial brick wall and moat, while many of the temples at 
PAGAN were built in brick. 

CENTRAL ASIAN ARCHITECTURE 

The technique of building in brick was also found widely 
in Central Asia, where Indian influence permeated the SILK 
ROAD. During the first millennium B.C.E., brick was used at 
the MERV Oasis (Mary in modern Turkmenistan); the 
fourth- to the seventh-century C.E. town houses of rich 
Sogdian merchants at AERASIAB, ancient Samarqand in 
Uzbekistan, were constructed of compressed loess and 
mud brick, and the interior walls were coated with clay. A 
Greek-style temple at AIRTAM was also constructed of brick. 

Broach Broach, formerly Bharukaccha or Barygaza, lies 
on the north bank of the lower Narmada River in Gujarat 
province, western India. After its initial occupation dur- 
ing the Chalcolithic period, a mud wall was constructed 
during the last few centuries B.C.E., and excavations have 
yielded a wide range of artifacts, including arrowheads 
and ornaments. The third period of occupation saw the 
defensive wall reinforced in brick, but virtually continu- 
ous settlement down to the present has prevented the 
intensive excavation that this strategic site deserves. The 
PERIPLUS OF THE ERYTHRAEAN SEA (first century C.E.) 
describes Barygaza as a major port handling imports of 
Italian wine, and Mediterranean amphorae, vessels for 
shipping wine in quantity, have been found over much of 
India in sites dating to the first and second centuries C.E. 
See also NEVASA. 

bronze casting 

INDIA AND PAKISTAN 

The properties of copper ore for the manufacture of metal 
artifacts was known at a very early date in India and Pak- 
istan. At MEHRGARH, copper beads have been found in 



contexts dating as early as 6000 B.C.E. The metal workers 
of the INDUS CIVILIZATION were highly skilled. By the sec- 
ond half of the third millennium B.C.E. , they were able to 
cast figurines by using the lost wax technique. This 
involved investing a clay core with wax in the form of the 
desired artifact and then covering the wax with an outer 
layer of clay, ensuring by the use of pins that the inner 
and outer clay bodies were separated at all times. Having 
melted the wax, molten bronze was then poured into the 
mold. The bronze smiths also used annealing, that is, 
heating and hammering an artifact to give it added 
strength, and were able to rivet castings into composite 
tools. Their output included vessels in a wide range of 
forms, spearheads, figurines, knives, and axes. During the 
second half of the second millennium B.C.E., a bronze 
industry was established in eastern India, in the context 
of small agricultural communities such as Navdatoli and 
Inamgaon. The range of artifacts included bangles, rings, 
axes, arrowheads, and chisels. 

CHINA 

Recent archaeological research has revealed that early 
knowledge of copper-based metallurgy reached western 
China from the West by means of the expansion of people 
and the spread of ideas along what later came to be 
known as the SILK ROAD. Settlements of the QIJIA CULTURE 
in Gansu Province have revealed the presence of copper or 
bronze implements by the mid- to late third millennium 
B.C.E. At Qinweijia, for example, pits have yielded copper 
or bronze implements, including an ax, an awl, discs, and 
rings. The ax was annealed to harden it. This is a techni- 
cally sophisticated procedure. Dahezhuang and Huangni- 
angniangtai have also yielded bronzes, 32 specimens from 
the latter site being found in occupation contexts and 
burials. Some of the knives, awls, and chisels were cast 
from copper, others from a tin bronze. This knowledge of 
the properties of bronze was assimilated in the LONGSHAN 
CULTURE of the Chinese central plains during the late third 
millennium B.C.E. Early urban centers there were associ- 
ated with large cemeteries. At TAOSI, one rich grave 
included a copper bell. Bronze working took on a distinc- 
tive Chinese character with the development of the XIA 
DYNASTY. At ERLITOU, elite graves contained bronze grave 
goods, including vessels, bells, knives, and halberds (ge). 
There are also some unusual bronze plaques inlaid with 
turquoise. The vessel forms included a wine jug, which 
was cast in the piece mold technique. This technique 
stands at the threshold of the magnificent bronze ritual 
vessels cast during the ensuing SHANG DYNASTY. A series of 
clay molds, bearing a negative of desired decoration, was 
fitted together over a clay core prior to the pouring of the 
molten bronze into the intervening space. By this tech- 
nique, the finest bronzes of the ancient world were pro- 
duced in specialist workshops, and many found their way 
into imperial and aristocratic tombs. The richest Shang 
burial uncovered to date contained the remains of EU HAO, 



^8 Buddhism 



a consort of the emperor. Her bronzes provide a measure 
of her high status. Many vessels are of unusual form, and 
the two largest contribute 120 kilograms (264 lbs.) to the 
total weight of 1,600 kilograms (3,520 lbs.) of bronze in 
the tomb. 

Further technical improvements and new designs 
mark the passage of the ensuing ZHOU DYNASTY, until 
arguably the summit of Chinese bronze working was 
reached in the vessels from the tomb of ZENG HOU YI, mar- 
quis of Zeng, dated to the late fifth century B.C.E. The 
tomb contained almost 10 tons of bronze, a figure not yet 
exceeded in the history of China. Two festive vessels, 
known as the zu.n and the pan, take pride of place. 
Minutely decorated, they were cast by the piece mold sys- 
tem, as well as the lost wax method. The latter allows for 
lifelike images to be formed, and hence the vessels incor- 
porate dragons and serpents, each individually cast, 
before being soldered to the vessel. 

SOUTHEAST ASIA 

Since the Shang had established trade connections with 
the south, particularly for supplying turtle shells, it is 
highly likely that knowledge of alloying copper with tin 
reached Southeast Asia from Chinese sources, between 
1500-1000 B.C.E. During the Bronze Age, most bronzes 
were cast in the form of personal ornaments, although 
one also encounters spears, arrowheads, and socketed 
axes. The Iron Age, which began about 500 B.C.E., saw a 
proliferation in both the quantity and the range of 
bronzes, including finger and toe rings, belts, and head 
ornaments. Early civilizations, therefore, had the oppor- 
tunity to employ bronzes based on a millennium of 
expertise. At the FUNAN port city of OC EO, French archae- 
ologist Louis Malleret found a gold workshop, including 
bronze awls and hammers, indicating an early industrial 
use of bronze. However, the principal developments were 
to be the casting of monumental statues of gods, the use 
of bronze for casting musical instruments, and the use of 
highly ornamented bronzes as components of vehicles, 
palanquins, and chariots. The excavators of the central 
temple of AK YUM, which was constructed before the 
foundation of the Kingdom of Angkor in about 800 C.E., 
found six bronze statues, two of a Hindu deity and four 
of the Buddha, varying between nine and 35 centimeters 
(9 and 14 in.) in height. A donation made to a temple in 
northeast Thailand during the reign of SURYAVARMAN I 
included rice, cloth, workers, a pair of buffaloes, four 
pairs of sacred cattle, and a bronze cymbal. An outstand- 
ing gilded bronze door guardian from the same region 
that was recently unearthed at Kamphaeng Yai stands 
1.84 meters high. Perhaps the most impressive monu- 
mental bronze, however, is a part of a huge statue of 
Vishnu from the Western Mebon, an island temple in the 
middle of the WESTERN BARAY at Angkor. A cremation 
cemetery near the Sras Srang in Angkor was identified 
first with the recovery of pottery jars associated with 



bronze Buddha images. The French archaeologist B.-F. 
Groslier then excavated further the mortuary vessels con- 
taining human ashes, associated with Chinese ceramic 
vessels and figures, and bronze mirrors, iron weapons, 
ingots and pieces of lead. The mortuary jars v/ere 
grouped with other vessels of local manufacture, a bronze 
pin 30 centimeters long, iron hooks, chains, axes, and 
knives. A tin vessel was associated with one cremation, 
along with animal teeth, stone mortars, and grinding 
stones. One pot contained seven lead ingots. In one 
instance, a pair of bronze mirrors was found, on a precise 
east-west orientation. The ivory handle survived on 
another mirror. Bronze palanquin rings and fittings and 
images of the Buddha and Vishnu riding the eagle 
GARUDA were also found. There must have been a consid- 
erable demand for copper during the Angkorian period, 
for we read that at PREAH VIHEAR, a leading dignitary had 
the floors of the towers faced with bronze plaques. The 
later foundation inscription of the PREAH KHAN temple 
lists 20,400 statues of gods in gold, silver, bronze, and 
stone in the government rest houses. 

The establishment of such a vigorous bronze indus- 
try during the prehistoric period on the mainland of 
Southeast Asia was the springboard for the export of 
bronzes, and the ultimate establishment of a local indus- 
try, in the offshore islands. During the late first millen- 
nium B.C.E., DONG SON-style bronze drums were exported 
to island chiefdoms. These were soon copied in the form 
of the Pejeng drums, while stone mold fragments from 
Sembiran on the northern coast of Bali reflect local work- 
shops on an island devoid of either copper or tin ore. 
Clearly, bronze working was a stimulus to trade in ingots. 
The products of this Balinese bronze industry included 
armlets, necklaces, belts, and ear- and finger rings that 
found their way into aristocratic burials dating to the first 
few centuries C.E. 

Further reading: Gao Dalun. "Bronze Ritual Artefacts 
of the Shu Culture: A Preliminary Survey," Orientations 

32 (2001): 45-51; Higham, C. E W. The Bronze Age of 
Southeast Asia. Cambridge: Cambridge University Press, 
1996; Kohl, P. L. The Bronze Age Civilization of Central 
Asia: Recent Soviet Discoveries. Armank: M. E. Sharpe, 
1981; Masson, V. M., "The Bronze Age in Khorasan and 
Transoxania." In History of the Civilizations of Central 
Asia, Vol. 1, edited by A. H. Dani and V. M. Masson, 
225-245. Paris: UNESCO, 1992; Shelach, G. "Early 
Bronze Age Cultures in North China," Asian Perspectives 

33 (1994): 261-292. 

Buddhism Buddhism is one of the oldest of the great 
world religions. It originated in the life and teachings of 
Sakyamuni, the son of royal parents. King Suddhodana 
and Queen Maya, and after it was established in India, it 
spread to Central Asia, Southeast Asia, China, Korea and 
Japan. Its teachings stress attaining enlightenment and 



Buddhism ^9 



escaping the cycle of life, death, and rebirth, which gen- 
erate suffering. 

EMERGENCE OF BUDDHISM 

The date of the future Buddha's birth and events of his 
life are not firmly established. It is widely held that he 
was born in 543 B.C.E. Some sources, however, affirm that 
his birth was 218 years before the consecration of King 
ASOKA, others that it was only a century earlier than the 
consecration, respectively, either 486 or 368 B.C.E. He was 
born in Nepal, and his birthplace, LUMBINI, was the site of 
one of Asoka's columns. The future Buddha was a mem- 
ber of the Gautama clan of the Sakya tribe and had a rich 
and privileged upbringing, living in his father's palace 
and marrying Princess Yasodhara when he was aged 16. 
However, his appreciation of poverty and illness stimu- 
lated a concern for one of the central religious tenets of 
the day, the notion that all beings underwent a continu- 
ous cycle of life, death, and rebirth, which necessitated 
illness and suffering. 

To break this cycle, he left home and traveled south, 
to the kingdom of Magadha in the Ganges (Ganga) Valley 
in India, and took up the life of a wandering mendicant, 
living under the harshest conditions of personal privation 
while meditating on the human condition. This way of 
life, which he endured for six years, he found debilitating 
and of little profit in his quest. He left his five fellow 
mendicants and, having bathed in the river of Nairanjana, 
sat near a fig tree. In the course of meditation, he attained 
complete and perfect enlightenment. At the age of 34, he 
thus became a Buddha, "enlightened one." After a further 
period of meditation lasting several weeks, he traveled to 
the Varanasi (formerly Benares) Deer Park and there 
expounded the DHARMA, the doctrine of deliverance from 
the cyclic pattern of life, death, and rebirth, to his former 
companions. This doctrine includes four basic truths 
concerning human sufferings: Suffering is found every- 
where because of greed and desire, and the path toward 
an end to suffering, nirvana, is followed by the Buddha. 

For the remainder of his life, until his death at the 
age of 80 years, he traveled widely, expounding the 
dharma, attracting followers, and founding a religious 
order of monks. He died just outside KUSINAGARA, in 
India, and after his cremation, his remains were dis- 
tributed as holy relics and preserved under stupas. Even 
during his lifetime, the Sangha, or monastic orders of 
Buddhist monks, was established. This is a vital strand in 
the practice of Buddhism, which includes four entities — 
monks, nuns, laymen, and laywomen. The Buddha, hav- 
ing experienced six years of asceticism at the start of his 
quest, resolved to follow the middle path that eschewed 
extreme privation as contributing little to the attainment 
of enlightenment. Therefore, while the monks and their 
monastic foundations were maintained by meritorious 
gifts by the laity, the laity received in return the funda- 
mental teachings of the Buddha. The Sangha entails the 



monks' renunciation of worldly possessions. Prescrip- 
tions govern the acquisition and nature of clothing: 
Monks can wear three garments given them by the laity. 
Their possessions include a begging bowl, belt, razor, 
strainer, needle, staff, and toothpick. A morning proces- 
sion of monks with their food bowls can be seen today 
across much of East, South, and Southeast Asia. Monks 
are allowed to eat meat or fish only if the animal v^^as not 
killed specifically for them. They have no fixed residence 
but often live in monasteries. Their daily round involves 
praying, meditating, perambulating to secure food from 
the laity, eating before noon, meditating, and receiving 
instruction. 

SPREAD OF BUDDHISM IN SOUTHEAST ASIA 

The Sangha was established by the time of the Buddha's 
death, after which a meeting of monks set about the task 
of formalizing his teachings and expanding his following 
through moving out from Bihar in India into the sur- 
rounding areas. The major triumph of early Buddhism 
was the conversion of the Mauryan emperor Asoka (r. 
268-235 B.C.E.), who enthusiastically espoused the doc- 
trine and sent missionaries throughout his kingdom and 
beyond. His son, Mahendra, established Buddhism in one 
of its greatest future centers, Sri Lanka. The KUSHAN king 
KANISHKA I (100-126) was another adherent, whose influ- 
ence saw the Mahayana branch of Buddhism spread into 
Central Asia. One of Asoka's missions, led by his servants 
Gavampti, Sona, and Uttara, was dispatched to Southeast 
Asia in the mid-third century B.C.E. 

The site of BAN DON TA PHET in central Thailand has 
provided the earliest archaeological evidence for knowl- 
edge of Buddhism in Southeast Asia, in the form of a 
small figurine of a carnelian lion, an animal employed to 
represent the Buddha. This site has been dated to the 
fourth century B.C.E. Buddhism was adopted by the PYU 
CIVILIZATION of inland Myanmar (Burma) and ultimately 
dominated the religious architecture of the DVARAVATI CIV- 
ILIZATION of the Chao Phraya Valley in central Thailand 
(500—900). There are numerous stupas, circular struc- 
tures that house a relic of the Buddha, and caityas, build- 
ings or temples that hold a sacred object, such as an 
image of the Buddha. Images of the Buddha show the 
adoption of this religion in the state of EUNAN (150-550), 
in the area of the Mekong Delta in Cambodia. Images of 
the Buddha have been found in the deep vault in the tein- 
ple of AK YUM, which belongs to the period of CHENLA 
kingdoms (550-800). During the period of Angkor in 
Cambodia, Buddhism is often mentioned in the inscrip- 
tions; it became dominant during the reign of JAYAVARMAN 
VII (1181—1219). He had numerous images of the Buddha 
set up in his state temple, the BAYON, and in temples 
across the kingdom. However, a successor king, JAYAVAR- 
MAN VIII (r. 1243-96), reacted violently against Buddhism 
and had the images destroyed or modified in favor of 
Hindu gods. Buddhism was the religion of the SAILENDRA 



6o Bunjlkat 



kings of the Kedu plain in central Java, in Indonesia, and 
they -were responsible for the construction of the -world's 
largest Buddhist monument, BOROBUDUR, between 780 
and 830. In Vietnam, the huge temple complex of DONG 
DUONG was constructed in the late ninth century in the 
CHAM CIVILIZATION kingdom of Amaravati. Here 
MAHAYANA BUDDHISM was preferred, and numerous fine 
statues have survived. 

BUDDHISM IN CHINA 

Buddhism -was introduced into China through two 
avenues. There was contact along the SILK ROAD, and 
from the second or third century C.E., from Southeast 
Asia, by what has come to be known as the southern or 
maritime Silk Road. The earliest evidence for Buddhism 
in China dates to the later HAN DYNASTY of the first two 
centuries C.E., and one of the earliest depictions of the 
Buddha in China has been found in a rock-cut tomb at 
MA HAO in Sichuan. The first historic record relates that 
in 65 C.E. Liu Ying, king of Chu and half-brother of 
Emperor MINGDI, followed certain Buddhist rituals. Bud- 
dhism initially made little head-way in the face of the 
long-established and centralizing Confucian ethic, and it 
was only during the period of instability and lack of a 
firm central government, between the fourth and fifth 
centuries, that it secured a firm foothold. The basic prob- 
lem faced by early Buddhism in China -was that its doc- 
trines of rebirth, enlightenment, and nirvana ran counter 
to the centralizing imperial administration. A strange sect 
whose adherents did not work, contributed no labor or 
taxes, and begged for their sustenance did not transplant 
readily into a society where agriculture, the soil, and hard 
work linked with ANCESTOR WORSHIP had predominated 
for inillennia. Buddhism was officially tolerated under the 
later Han, but without any enthusiasm. 

Having obtained a foothold, however, the faith did 
grow. There -was a constant flo-w of new ideas and adher- 
ents along the Asiatic Silk Road. Thus in 148 C.E. An Shi- 
gao, a Buddhist inissionary, from Parthia arrived at the 
court of LUOYANG in China. He was joined by other 
Parthians, as well as Sogdians and Indians, to form a 
small community whose members addressed the difficult 
task of translating specialized esoteric texts into an alien 
language -without the necessary words to express their 
concepts. The Monastery of the White Horse at Chang'an 
was founded by at least the third century C.E. The name 
originated in an apocryphal story of the Han emperor 
Mingdi (58—75), who dreamed that he was visited by a 



god in the form of a golden man. His soothsayers said 
that this must have been the Buddha, and he sent envoys 
to India to learn more. The envoys returned with two 
Buddhist monks, a -white horse, and Buddhist religious 
texts. During the political upheavals following the end of 
the Han dynasty, Buddhism strengthened its foothold. 
Dharmsaksa, a missionary from DUNHUANG, made many 
conversions in northern China, while the first of a num- 
ber of Chinese monks, Chu Shixing, traveled on a pil- 
grimage to HOTAN in northvi'est China in about 260 C.E. 
to search for information and holy texts. 

BUDDHISM IN JAPAN 

In Japan the NIHONGI chronicle of 720 C.E. relates that 
King Syong Myong of PAEKCHE in Korea sent a gilded 
image of the Buddha along with sacred texts to the 
Japanese emperor Kinmei-Tenno in the hope of securing 
an alliance with him against his rivals. Consultations fol- 
lowed in the Japanese court, and the new image, against 
much local opposition, was tentatively accepted and 
placed in a temple. The temple and the image, however, 
were soon destroyed when a plague afflicted Japan and 
the new god was blamed for the misfortune. However, the 
emperor subsequently had new images made, and Bud- 
dhism secured a foothold. This adoption was part of a 
wider movement, favored by the influential Soga clan, of 
absorbing aspects of mainland culture, such as the Chi- 
nese writing system. It -was from its acceptance by the 
court that this new religion spread more widely in Japan. 
Under PRINCE SHOTUKU (574-622), Buddhism became the 
official court religion. Shotuku allegedly founded the 
HORYUJI temple in Nara, thought to be the world's oldest 
surviving -wooden building. This was not the only major 
Buddhist temple, for the popularity of this new religion at 
court led to rivalry among the elite families to construct 
religious foundations. It is recorded that at the prince's 
death, there were 46 Buddhist temples and 816 monks in 
Japan. 

See also CONFUCIUS. 

Further reading: Bechert, H., and Gombrich, R., eds. 
The World of Buddhism. London: Thames and Hudson, 
1984; Bhikkhu Nanamoh. The Life of the Buddha: Accord- 
ing to the Pali Canon. Seattle: BPS Pariyatti Editions, 
2001; Hallade, M. The Gandhara Style and the Evolution of 
Buddhist Art. London: Thames and Hudson, 1968. 



Bunjikat See kala-i kahkaha. 




Calamadana See qiemo. 

canals The control of water through the construction of 
canals was a widespread, almost universal feature of early 
Asian civilizations. Canals were dug for many reasons. 
Foremost -was the provision of -water into irrigated fields to 
increase agricultural production. This was important in 
areas subject to the vagaries of the monsoon, as in southern 
China, Sri Lanka, and Myanmar (Burma). Canals were also 
built for drainage and for the movement of bulky and heavy 
commodities by water. In many instances, state interven- 
tion has been documented as the motivating force behind 
the execution of major IRRIGATION and infrastructure 
■works, but this does not mean that it was through the con- 
trol of water distribution that rulers maintained authority. 

CHINA 

Canal construction and the related digging of defensive 
moats often fed by rivers or canals began early in China 
and reached a high point under the QIN (221-206 B.C.E.) 
and Han dynasties (206 B.C.E. -220 C.E.). The Qin rulers 
conceived, or at least persisted with, the huge irrigation 
scheme based on the water of the Min River. Known as 
the Dujiangyan ("capital river dam") project, it was 
directed by Li Bing, the governor of SHU, appointed in 
277 B.C.E. The Min River flo-ws down from the mountains 
east of Chengdu and is prone to serious flooding. Li Bing, 
later deified locally for his efforts, divided the river into 
two channels. One continued on to its junction with the 
Chang (Yangtze), -while the other or inner channel was 
directed along canals hacked through the surrounding 
upland and so onto the Chengdu Plain. There the water 
was reticulated to a vast area of rice fields. 



The Han Chinese have left a large corpus of records 
that describe the widespread application of irrigation to 
agriculture. Essentially this had three objectives that 
varied with the local conditions. One was to introduce 
water into the fields and rice plots by means of canals, 
runnels, and dams. During the WARRING STATES PERIOD 
(475-221 B.C.E.) there had been some limited irrigation 
developments, but the expansion of irrigation networks 
during the HAN DYNASTY was dramatic. The Bureau of 
Command was responsible for organizing corvee or con- 
vict labor for government construction projects, such as 
the GREAT WALL, canals, dikes, and roads. In 130 B.C.E. a 
major canal -was constructed to transport grain to the 
capital from the east, and this provided water to irrigate 
fields by means of small feeder channels. In 111 B.C.E. 
six canals -were added to the Zheng Guo canal, which 
■was fed by the Jing River, for irrigation. In this instance 
the heavy silt load carried by the water was deemed 
beneficial for millet production. The Hon Han Shu (His- 
tory of the Later Har\) also provides details of how irriga- 
tion facilities were put in place and the means whereby 
the equitable distribution of water was managed. In the 
second half of the first century B.C.E. Xin Zhen was 
appointed the grand administrator of the Commandery 
of Nan Yang. This was a large area located in southwest 
Henan province. He personally traveled over the region 
under his control, inspecting all possible areas that 
could be improved by irrigation facilities. He then 
ordered the construction of canals, dams, water gates, 
and dikes, which greatly improved agricultural produc- 
tion. He erected stone inscriptions to indicate ho-w the 
water should be distributed for the benefit of all. When 
his works were called to the attention of the court, he 



62 canals 



was promoted and awarded gold for his encouragement 
of agriculture. 

KOREA AND JAPAN 

As in many other instances, the early states of Korea and 
Japan were familiarized with irrigation techniques 
through their contacts with the Chinese. In the early fifth 
century King Nintoku of Japan had the Ishiwara River 
diverted into a canal to bear water to thousands of 
hectares of formerly marginal land. On the Osaka Plain a 
10-kilometer (6 mi.) canal between 8.5 and 9.5 meters 
(about 31 ft.) wide has been identified. The emperor's 
role in enhancing agriculture is amply demonstrated. 

INDIA AND SRI LANKA 

In India, the ideal of a city propounded by Kautilya (late 
fourth century B.C.E.) incorporated a royal palace in the 
center, surrounded by square precincts, each with its own 
function: an elephant park; areas for merchants, artisans, 
and entertainment; and residences. These were protected 
by a city wall with forts and moats. Religious sanctuaries 
could be built both within the walls and beyond them, 
and the dead were cremated in specified areas according 
to the class of the deceased. Given the monsoon climate 
and seasonal rainfall patterns, reservoirs were con- 
structed, were linked to canals and often the surrounding 
moats, and were sources for irrigated fields. 

In Sri Lanka the early irrigation system that devel- 
oped in the dry zone is regarded as one of the most inno- 
vative and sophisticated in the preindustrial world. The 
earliest inscriptions, dating from the third century B.C.E. , 
mention small-scale irrigation, and the enlargement of 
the system was facilitated by the invention of the cistern 
sluice, known as the hisokotuva, which regulated the flow 
of water from a large reservoir or tank without endanger- 
ing weirs. One of the major early achievements was the 
diversion of the Ambanganga River, a tributary of the 
Mahavali, which originates in the wet central highlands 
south of ANURADHAPURA. 

The Alisara canal, first mentioned during the reign of 
King Vasabha (65-109), flowed for about 50 kilometers 
(30 mi.) to the capital. This king is credited with a 
marked expansion of the system, including not only the 
canal but also 12 reservoirs. The Jayaganga canal, 80 kilo- 
meters (48 mi.) long, carried water to Anuradhapura as 
■well as irrigated an area of 62,000 hectares (155,000 
acres). The gradient for much of its length involved a fall 
of only 10 centimeters per kilometer. 

SOUTHEAST ASIA 

In 1931 ancient canals were detected crisscrossing the 
Mekong Delta landscape on the basis of aerial photogra- 
phy, linking the city of OC EO with another walled city 
known at ANGKOR BOREI. Canals have been prominent fea- 
tures of ANGKOR in Cambodia from the earliest European 
accounts. DIOGO DO COUTO, writing in the late 16th cen- 



tury, noted that there was, at the city of ANGKOR THOM, "a 
causeway of the same width as the bridges, flanked by 
canals, fed by the great moat around the city. The water 
originates from the north and east, and leaves from the 
south and west. The system is fed by the river diverted 
there." A French aviator in the 1920s noted the lines of 
ancient canals crossing the Mekong Delta; these link cen- 
ters of the early FUNAN state, such as OC EO and Ta Kev. 
The canal linking Oc Eo and Angkor Borei is 90 kilome- 
ters (54 mi.) long. At Angkor, canals were built to link the 
reservoirs with the rivers that fed them and the harays, or 
reservoirs, they supplied. A text dating to the reign of 
RAJENDRAVARMAN of Angkor describes how a grandee 
named Mahendradhipativarman transformed forested land 
into a village, consecrated an image, and made a haray: 
"In a place of pasture where water was difficult to obtain, 
in a forested hollow, he made a reservoir fed by three 
rivers, as was the proper thing to do, for the benefit of 
others." The inscription proceeds with a description of the 
boundaries of rice fields, which include all the ponds to 
the east, to the south as far as the canal, and to the north 
to the canal at Panlin. GEORGES CCEDES has suggested that 
the word used for "canal" in this section implies use in 
irrigation. Moreover, many of the boundaries for rice 
fields are described as reservoirs. The canals, however, 
might not have been entirely or even partially concerned 
with agriculture. Those on the Mekong Delta might have 
assisted in drainage and transportation. The canals servic- 
ing the harays of Angkor could have in effect been provid- 
ing sacred water with no further reticulation to rice fields. 
One lengthy canal seems to have linked stone quarries 
with the GREAT LAKE and would have aided the transporta- 
tion of building materials. 

Farther west, in the dry zone of Myanmar (Burma), a 
series of large reservoirs are found to the east, west, and 
south of the city of Halin, the irrigation system of which 
incorporated the long Muhaung canal. This complex sys- 
tem of water distribution involved about 300 square kilo- 
meters (120 sq. mi.) of land. 

CENTRAL ASIA 

Central Asia is particularly arid but contains many large 
rivers that originate in the mountains and dissipate as 
they enter the deserts, or in the case of the Syr Dar'ya and 
Amu Dar'ya, the Aral Sea. Merv (Mary in Turkmenistan) 
was located to command its sector of the SILK ROAD but 
was also set in an arid environment. The economy of this 
nodal center on the Silk Road linking China with Rome 
and India depended not only on trade but also on agricul- 
ture. Many major irrigation canals are found in the area 
of the oasis. 

Miran was a major SHAN-SHAN center. It was located 
in the bleak and arid Taklamakan Desert, but formerly 
the site lay between two rivers, long since dried up, and 
canals had transported vi'ater to the site. 



Canggal 63 



The KUSHAN empire extended from Central Asia into 
India and was ruled by a dynasty of god-kings. It had rel- 
atively peaceful conditions, and trade linking China with 
the Mediterranean flourished. Also in that period agricul- 
tural production responded, in the dry conditions that 
prevailed over much of the territory, to the establishment 
of irrigation facilities. Major canals and the expansion of 
agriculture in the Amu Dar'ya Valley and the Tashkent 
and Samarqand oasis regions led to the foundation of 
new urban settlements. The Zang canal, originating in 
the Surkhan Dar'ya, led to increased prosperity for the 
inhabitants of Zar-tepe. Irrigation works in the Zerafshan 
Valley, according to A. R. Mukhamedianov, put 3,500 
square kilometers (1,400 sq. mi.) under irrigation. A vast 
area was put under irrigation in Khwarizm, the region 
centered on the lower reaches of the Amu Dar'ya just 
south of the Aral Sea in Uzbekistan. Here a fully inte- 
grated system that involved major canals taking water 
from the river and feeding minor distributaries was estab- 
lished. One such canal was more than 90 kilometers in 
length and involved the removal of more than 222 mil- 
lion cubic meters (7.7 billion cu. ft.) of fill. Such agricul- 
tural improvements in the broad riverine floodplains 
■were accompanied by parallel intensification in the pied- 
mont areas. There small dams restrained the flow of 
mountain streams in the headwaters of the Zerafshan, 
and the water was fed into a series of terraced fields. Tun- 
nels and aqueducts augmented such systems. Just to the 
east, the famous vineyards of FERGHANA relied on an 
extensive irrigation system involving the construction of 
a network of canals. 

Further reading: De Silva, K. M. A History of Sri 
Lanka. London: Hurst, 1981; Hsu, Cho-yun. Han Agricul- 
ture: The Formation of Early Chinese Agrarian Economy. 
Seattle: University of Washington Press, 1980; Loewe, M., 
and E. L. Shaugnessy, eds. The Cambridge History of 
Ancient China. Cambridge: Cambridge University Press, 
1999. 



Canasapura A seventh-century inscription from 
MUANG SEMA in northeast Thailand, written in SANSKRIT 
and Khmer, records the donation of buffaloes, cattle, and 
slaves of both sexes to a Buddhist community by the king 
of Sri Canasapura. A second inscription, probably reused 
from elsewhere and found at Ayutthaya in central Thai- 
land, dates to 937 C.E. Written by a ruler called Man- 
galavarman, it records that his ancestral line of kings 
ruled over Sri Canasapura. This inscription is also in San- 
skrit and Khmer rather than the Mon language, which 
■was used in most inscriptions of the Chao Phraya Valley. 
Both suggest that there -was a small state in the upper 
Mun Valley over several generations during the period of 
the CHENLA kingdoms (550-802 C.E.). 



Candragupta II (r. 380-413 c.e.) Candragupta U, king 
of the Gupta empire in India, was, by common consensus, 
one of the greatest rulers of India. 

He was the son of a great military leader, SAMUDRAGUFTA 
(335-80), and was also known as Vikramaditya, a name 
indicating great prestige, power, and -wealth. Aditya 
means "rising Sun," so his title can be roughly translated 
as the "Sun king." The considerable number of his gold 
coins that survive in hoards reflect a reign of widespread 
prosperity. This was noted by the Chinese Buddhist 
monk and pilgrim FAXIAN, who visited India during his 
reign and was struck by the opulent palaces and hospi- 
tals. As was his father, Candragupta was a potent mili- 
tary leader and won much renown with his victory over 
the Scythians, or SAKAS, earning the title Sakari, or 
destroyer of the Scythians. 

Candragupta Maurya (r. c. 325-297 b.c.e.) Tradition- 
ally, Candragupta Maurya was described as the son of the 
king of Magadha of the Nanda dynasty and is credited with 
the expulsion of the Greeks from that part of India and the 
establishment of the Maurya empire. 

After the short campaign of ALEXANDER THE GREAT in the 
Indus Valley in 326 B.C.E. , the northwestern part of India 
■was ruled by his appointees, who included the kings of 
TAXILA and Abhishara, as well as Porus, a follower of 
Alexander. This phase was short lived, however. When the 
Greek general SELEUCUS I NICATOR attempted to reestablish 
control over northwestern India, Candragupta entered 
into a diplomatic agreement whereby he maintained his 
hold over the disputed territory and gave Seleucus 500 
elephants. At this point Candragupta took control of 
much ne-w land in Gedrosia, the Paropamisadae (the area 
of Kabul), and Arachosia (Kandahar) in Afghanistan. This 
move meant that Greek colonies founded by Alexander 
the Great, such as Alexandria ad Caucasum (begram) and 
Alexandropolis (Kandahar), reverted to Indian control but 
maintained a strong Hellenistic presence. The establish- 
ment of official relations led Seleucus to send an ambas- 
sador, MEGASTHENES, to the court of Candragupta at 
R4TALIPUTRA. Megasthenes' description of Pataliputra 
leaves no doubt as to the power of the king and the splen- 
dor of his capital. It is recorded that he possessed 8,000 
chariots and 9,000 war elephants. 

His principal achievements, however, -were the defeat 
of the kingdom of Mahadhan in about 322 B.C.E. and the 
establishment of the Maurya empire. His death allegedly 
followed his becoming a Jain ascetic and starving himself. 

See also JAINISM. 

Canggal The shrine of Canggal is located 11 kilometers 
(6.6 mi.) east of BOROBUDUR, on the Kedu Plain of central 
Java in Indonesia. The site is notable for the discovery 
there of an inscription dated to 732 C.E., recording the 



64 Cera 



erection of a lingam in this Sivaite monument by King 
Sanjaya of Mataram, in a land "rich in gold and grain." 
There are three principal shrines and three smaller ones. 

Cera Cera, a kingdom in southern India, dominated 
the Malabar coast from approximately Calicut to Trivan- 
drum, from the Mauryan period until at least the seventh 
century C.E. The narrow coastal strip that dominates Ker- 
ala state is well watered and today enjoys a dense popula- 
tion. The abundant forests in this area stimulated temple 
construction in wood, while the strategic location facing 
west allowed early contact with exotic influences from 
that direction. Its remoteness also provided an element of 
isolation from the rest of India. Cera rulers were indepen- 
dent of the MAURYA EMPIRE and were mentioned as such 
in the INSCRIPTIONS of ASOKA (r. 268-235 B.C.E.). 

Chakranagar Chakranagar is a large city site adjacent 
to the Jamuna River in United Provinces, India. Under 
the name Ekachakra, it was mentioned as a major site in 
the Hindu epic the MAHABHARATA but has not been exca- 
vated. The outline of the city walls can be traced on the 
ground by the surface presence of broken bricks. In 1920, 
the inner citadel was destroyed through the erosion of the 
river. A coin of MENANDER (155-130 B.C.E.) from this site 
indicates at least part of its occupation period. 

chakravartin In Sanskrit, chakra means "wheel," and 
vartin "ruler." The title chakravartin has at least two 
meanings. One is "universal monarch" or "ruler of the 
world." The second is the "turner of the wheel," implying 
in this instance the wheel of the law, set in motion by the 
Buddha. The title can also be interpreted as "he who 
wields power." The term occurs in a number of early 
Hindu texts, such as the Maitrayana Upanishad and the 
MAHABHARATA. Fifteen chakravartins were mentioned in 
the former work. The concept of a world ruler may have 
deep roots, going back as far as the early Vedas, and the 
wheel is metaphorically seen as the Sun. In this early 
context, the chakravartin is seen as a mighty and power- 
ful ruler. In Buddhist usage, however, the wheel is seen as 
symbolic of the law and took on a more peaceful conno- 
tation, with the ruler enjoined to follow a righteous path. 
The notion of the supreme ruler was adopted in 
Southeast Asia. In 802 C.E., JAYAVARMAN II was conse- 
crated chakravartin, or supreme world emperor, king of 
kings. The kingdom of ANGKOR in Cambodia is often said 
to date from this ceremony, although it might well have 
been no more than an attempt to reinforce the royal claim 
at a time of continuing strife with rivals. The deity corre- 
sponding to the king of the Earth was the DEVARAJA (God 
who is king). 

Chalukya dynasty The Chalukya dynasty, centered in 
the Deccan, in India, was a powerful force in this region 



from the mid-sixth century until the eighth century C.E. 
Its foremost rulers included Pulakesin I, who ruled from 
about 535 to 566. It is known that King Mangalesa 
founded the outstanding temples of Badami in the 1 2th 
year of his reign (579 C.E.), while King Pulakesin II con- 
quered considerable areas, including the capital of the 
PALLAVA dynasty and much of Maharashtra. The Pallavas 
then defeated him and took his capital at Badami. The 
dynasty was restored to a position of power by 
Pulakesin's son, Vikramaditya, vi^ho ruled from 655 to 
681. The Chalukyas are best known, however, for their 
temples, particularly those at BADAMI, AIHOLE, and 
MAHAKUTA, of the sixth and seventh centuries and the 
later buildings at Pattadakal. 

Cham civilization The Cham civilization occupied the 
coastal plains of Vietnam froin Saigon to the Hai Van Pass. 
The inhabitants spoke an Austronesian language most 
akin to the languages of Borneo, and their ancestors prob- 
ably settled this coastal strip during the first millenniuiTi 
B.C.E. The Sa Huynh culture is seen by most as the ances- 
tral Iron Age group that developed into the civilization of 
Champa. It is most unlikely that Champa was ever a uni- 
fied state, but Chinese records contain many references to 
the Chams, who appear as a constant irritant to the main- 
tenance of peace on the southern frontier. The territory of 
the Chams is divided into a series of restricted coastal 
enclaves, backed to the west by the Truong Son 
Cordillera. Cham centers are located at the estuaries of the 
major rivers that cross these coastal plains. The most 
southerly region of Champa lies from the eastern margins 
of the Mekong Delta to Cape Dinh, an inhospitable stretch 
of coastline with thin, sandy soils. Between Cape Dinh 
and Cape Nay, there are three well-watered valleys sepa- 
rated by low passes, an area known to the Chams as Pan- 
duranga. North of Cape Dinh, the coastal strip broadens 
into a plain about 70 by 70 kilometers (231 by 231 ft.) in 
extent. There are many sites here in a region known to the 
Chams as Vijaya. The region of AMARAVATI, which lies 
between the Hai Van Pass and Quy Nhon, was the domi- 
nant area of Cham political centrality. It has a reasonable 
area of land available for agriculture and several well-shel- 
tered harbors. The last area lies north of the Hai Van Pass, 
with most archaeological sites being concentrated in the 
vicinity of Quang Tri. The relative importance and politi- 
cal reach of these polities named in the inscriptions 
almost certainly changed markedly over time. 

It was Louis Finot who described the regions of 
Champa known from the inscriptions as "provinces." His 
suggestion was based on an inscription from Po Nagar, 
set up by King Jaya Harivarmadeva in 1160 C.E. This king 
claimed to have defeated Kambuja (the Khmer), Yavana 
(the Viet), Vijaya, Amaravati, and Panduranga. This is the 
earliest record of the location of Amaravati, while the first 
reference to Vijaya is of about the same date. Kauthara 



Chang'an 65 



was first mentioned in an inscription from Po Nagar set 
up by King Satyavarman in 784 C.E. A kingdom known as 
Panduranga was recorded in an inscription from PO 
NAGAR, dated to 817 C.E., which describes the senapati, or 
commander in chief, of this kingdom. 

RELATIONS WITH CHINA 

Episodes of warfare and raiding were either repulsed by 
punitive expeditions or resolved through diplomacy. 
These episodes ceased during periods of central strength 
in China, which sa-w the restoration of tribute missions to 
the Chinese court. The Chinese histories recorded such 
missions as sent from the state of Lin-yi (effectively 
Champa, but after 757 C.E. known as Huanwang). Such 
Chinese histories also tell of the civil centers of Lin-yi, 
■while the names of their overlords up to the early sixth 
century are known almost exclusively from Chinese 
sources. Toward the end of the third century C.E., a Chi- 
nese text recorded that the Lin-yi, the name by which the 
Chinese recognized the Chams, comprised numerous 
tribes who cooperated in resisting Chinese expansion. 
Border unrest was recorded in the Hou Han Shu (History 
of the Later Han) in 137 C.E. and again in 192 C.E. At this 
point the texts refer to the first dynasty of Lin-yi. 
Between 220 and 230, the Lin-yi sent the first of many 
tribute missions to the Chinese court. 

In about 270 C.E., the grandson of the founder of the 
first dynasty was named as Fan-Hsiung. His son, called 
Fan-Yi, in 284 C.E. dispatched the first official embassy to 
the Chinese court. An interesting insight into the impact 
of China on the Lin-yi is provided by the activities of 
Fan-Yi's principal adviser, a man kno-wn as Wen, of Chi- 
nese origin, who advised the king on how to construct 
walled and moated defenses and to design and manufac- 
ture up-to-date -weapons. He also helped design the 
palace. Wen, now titled Fan-Wen, was to seize power in 
336 C.E. He imposed his authority on previously indepen- 
dent tribes and, while sending a tribute mission to China, 
continued a policy of border conflict. His embassy took a 
letter from him written in "barbarian," presumably 
Indian, script. It should not be overlooked that the 
expansion of trade to southern China from EUNAN 
occurred at this time and that Indian merchants and reli- 
gious functionaries were regular callers at the ports that 
Fan- Wen -would have controlled. 

Fan-Wen was succeeded by his descendants Fan-Fo 
(from 349 C.E.) and Fan-Hua (399-413 C.E.). During the 
reign of the latter, SANSKRIT names were adopted, and the 
inscriptions refer to a king Bhadravarman. The establish- 
ment in his temple of a lingam called Bhadresvara con- 
firms the development of the state cult of the named 
lingam, which has been seen as providing a unifying force 
in the CHENLA states of Cambodia. One of Fan-Hua's 
inscriptions contains a text written in Cham. This con- 
firms that the Lin-yi were Cham speakers by the end of 
the fourth century C.E. Jia Dan (730-805), a Chinese 



traveler, described Champa as a series of kingdoms rather 
than a unified state. The archaeological record of 
Champa, from which most new information will come, 
has barely been tapped. The principal centers concentrate 
in riverine plains; MY SON, TRA KIEU, DONG DUONG, and 
Po Nagar are the best known. 

Further reading: Guillon, E. Cham Art. London: 
Thames and Hudson, 2001; Higham, C. F W Early Cul- 
tures of Mainland Southeast Asia. Bangkok: River Books, 
2002. 

Champanagar Champanagar is a city site located in 
southern Bihar province, India, commanding traffic on 
the lower reaches of the Ganges (Ganga) River. One of 
the foremost cities during the period of MAHAJANAPADAS, 
or major states, it was the capital of Anga and was visited 
by the Buddha. In the sixth century B.C.E. Champanagara 
■was conquered by Bimbisara of MAGADHA. Excavations 
have sectioned a large rampart, which was found to have 
had two periods of construction. The earlier was dated to 
the period of NORTHERN BLACK POLISHED WARE and the 
later to the late first millennium B.C.E. Artifacts dating to 
the former include soapstone molds for casting jewelry. 

ChandraketUgarh Chandraketugarh is a very large 
walled site located about 40 kilometers north-west of Cal- 
cutta in India. It might be the location of the trading port 
of Gange, mentioned in the PERIPLUS OF THE ERYTHRAEAN 
SEA (first century C.E.). Excavations undertaken in 
1956-57 and 1967-68 have revealed evidence for a long 
period of occupation, beginning with the late prehistoric 
period and proceeding into the GUPTA kingdom and 
beyond. The second period belongs to the MAURYA EMPIRE 
and has yielded punch-marked coins, hard stone beads, 
and terra-cotta figurines. The SUNGA period III layers 
include shards inscribed in BRAHMI, and these underlie 
occupation dated to the KUSHAN period. A very large 
brick temple foundation has been ascribed either to the 
Gupta or to the Pala period. 

Chang'an Chang'an was the capital of the Western HAN 
DYNASTY of China. It was chosen by the emperor GAOZU 
in 202 B.C.E., and construction -was begun two years later. 
It is recorded that 20,000 convicts -were set to work on 
the building program, augmented for a inonth at a time 
by corvee labor dra-wn from the local populace. When 
completed in 190 B.C.E., it covered 33.5 square kilome- 
ters (13.4 sq. mi.), with walls 25 kiloineters (15 mi.) 
long, inaking it one of the largest cities in the world, with 
a population of bet-ween 80,000 and 160,000 households 
accounting for more than a quarter of a million people. 
The walls incorporated three huge gates on each side, so 
large that 12 chariots could enter simultaneously. The 
main roads -within were 45 meters wide (148.5 ft.) and up 
to 5.5 kilometers (3.3 mi.) long. There were many royal 



66 Changjiang civilization 



precincts within, including the Weiyang, Changle, and 
Mingguang Palaces. These were associated \vith arsenals 
and official buildings of the administration. Officials \vere 
placed in charge of the nine markets and also each of the 
160 wards. The city continued to be the capital under 
WANG MANG, who is usually described as a usurper, but 
he succumbed to external forces in 23 C.E., and after his 
death, the capital of the succeeding Eastern Han dynasty 
was moved to LUOYANG. At that juncture, Chang'an suf- 
fered extensive destruction. 



remains to be translated. Nao bronze bells were also typi- 
cal of the Changjiang repertoire. 

Further reading: Bagley, R. W. Ancient Sichuan. Seat- 
tle and Princeton: Seattle Art Museum, 2001; . 

"An Early Bronze Age Tomb in Jiangxi Province," Orien- 
tations 24 (1993): 20-36; . "A Shang City in 

Sichuan Province," Orientations 21 (1990): 52—67; He 
Jiejun. "Excavations at Chengtoushan in Li County, 
Hunan Province, China," Bulletin of the Indo-Pacific Pre- 
history Association 18 (1999): 101-103. 



Changjiang civilization The Changjiang civilization 
are the states that developed in the valley of the Chang 
(Yangtze) River at the same time as the Shang civilization 
of the Huang (Yellow) River central plains. For decades 
since the recognition of Zhengzhou and Anyang as centers 
of the SHANG STATE, the origins of Chinese civilization have 
been firmly placed in the north. However, it is now known 
that rice cultivation began in the middle regions of the 
Chang, and at CHENGTOUSHAN one of the earliest urban 
sites has been found. Two discoveries provided stimulus to 
proposing the existence of a distinct southern civilization. 
One involved the city of SANXINGDUI in Sichuan, where 
two sacrificial pits have been excavated within a massive 
walled urban center. The bronzes, jades, and gold items 
from these two pits are larger than and quite distinct from 
those that define the contemporary Shang material to the 
north. The finds included masks, statues, and trees in 
bronze and one of the largest caches of jades known froin 
this period in China. The second major discovery was 
made at WUCHENG and XIN'gan in Jiangxi province. At the 
latter, the second richest intact tomb of the later second 
millennium B.C.E. has been excavated. 

Undoubtedly, there were distinct states in the 
Changjiang tradition, but the many sites that can now be 
identified form a coherent and distinct grouping. In 
Sichuan, the SHU state dominated until it was conquered 
by the QIN in the fourth century C.E., and sites in the 
middle reaches of the Chang are probably ancestral to the 
historic Chu state. The accumulation of new information 
and reassessment of old finds now permit certain coin- 
mon features to be proposed. First and foremost, the 
southern civilization was based on the cultivation of rice; 
production was augmented by the early and vigorous 
application of IRRIGATION measures. Second, the form of 
the bronzes differed from those of Shang and the WEST- 
ERN ZHOU DYNASTY. The zun and lei ritual bronze vessels, 
for example, were favored in the south and appear over a 
wide area. A zun vessel was represented on the head of a 
bronze human figure seen in a ritual posture. A lei was 
represented on a SEAL from a burial at Majiaxiang in 
Xindu county, Sichuan, dating to the WARRING STATES 
PERIOD (465-221 B.C.E. ). The seal's location underneath 
two figures with linked hands again suggests a ritual use. 
This SEAL also bore graphs of the Ba-Shu script, which 



Chanh Lo Chanh Lo is a site of the CHAM CIVILIZATION 
in Quang Ngai province, Vietnam, which has given its 
name to an art style dated from the end of the 10th to the 
middle of the 11th century C.E. The style is best repre- 
sented at such sites as MY SON, where a lintel found on 
Temple E4 can be seen as representative. This example is 
particularly interesting, for it portrays a scene from a 
royal court in which the king, seated on a low throne and 
holding a sword, is flanked by two bearers holding para- 
sols over him. Another courtier is holding a fly whisk. 
Both parasols and fly whisks are important accoutrements 
of the royal court at ANGKOR in Cambodia, as seen in the 
reliefs of SURYAVARMAN II (r. 1113-1150) at ANGKOR WAT, 
but in this Cham example there is a greater degree of 
informality evident. Music was also a vital part of the 
Cham court, as shown in the depiction of dancers and 
musicians on this same lintel. The dancers hold their 
arms over their heads, while the accompanying musicians 
play a drum, tambourine, and flute. A second group of 
two dancers and musicians counterbalances the scene at 
the other end of the lintel. Features of the group as a 
whole are the individuality of each person and the ele- 
gant costumes and jewelry. 

A second lintel bearing scenes of a royal court has 
been discovered from Chanh Lo itself. Once again, the 
regal figure of the king holds center stage, sitting on a 
low throne and holding a sword in his right hand. He 
wears a fine high crown and is flanked by two courtiers 
holding parasols and offerings. It is notable that their 
hairstyle incorporates a bun on the left side of the head. 
The central figures are flanked by dancers and musicians, 
playing a drum and a flute. 

Chanhu Daro Chanhu daro, a settlement of the INDUS 
VALLEY CIVILIZATION, is located on the left bank of the 
Indus River in Pakistan, in such a position as to com- 
mand not only good agricultural land, but also a major 
pass to the uplands of Baluchistan to the west. Excava- 
tions under the direction of Ernest Mackay commenced 
in November 1935 and continued until March the follow- 
ing year. The site includes three mounds in close proxim- 
ity, with a combined area of 1.5 hectares (3.75 acres). 
Even if, as Mackay suggested, the three sites were once 
components of one settlement with the intervening 



Chanhu Daro 67 



spaces caused by erosion, the site would not have 
exceeded four hectares. This makes it intriguing in the 
sense that, in contrast to the large cities of MOHENJO DARO 
and HARAPPA, no small village community of this civiliza- 
tion has been extensively excavated. The fieldwork there 
makes it possible to examine the layout and activities 
removed from the main centers that have attracted most 
attention from archaeologists. Moreover, Mackay opened 
considerable areas, thus providing an impression of the 
site plan and the spatial distribution of various activities. 
One of the most impressive aspects of the Chanhu Daro 
excavation is the insight provided into intimate details of 
daily activities in this trading community. 

STRATIGRAPHY OF THE SITE 

The site is very deep, and the basal layers, as at Mohenjo 
Daro, lie beneath the water table, making it impossible to 
examine the original settlement. Three principal occupa- 
tion phases were recognized. The lowest was described as 
the Harappa II period. It was separated from the later 
Harappa I occupation by a sterile layer, indicating a period 
of abandonment. Above this, there was evidence for settle- 
ment by a community whose ceramics and other aspects 
of material culture were distinct from those of Harappan 
phases. It belongs to the so-called JHUKAR culture. 

The lower Harappan phase is the best preserved and 
most informative, since it has escaped the ravages of brick 
robbers and the forces of erosion. The streets were laid out 
in a relatively irregular plan; the main thoroughfare itself 
was of uneven width. However, the community placed 
considerable stress on the sewage and drainage system by 
providing well-planned brick-lined drains. One house 
incorporated a room 2.7 by 2.1 meters (9 by 7 ft.) wide, 
which contained the remains of an elaborate system of 
flues under a brick floor. There is no evidence for a high 
degree of heat in this hypocaust, but the presence of a 
mass of unfinished steatite beads on the floor above sug- 
gests that this area might have been a facility for bead fin- 
ishing, since heat was part of the glazing process. Some 
white paste plaques used in the glazing process have been 
identified at Chanhu Daro. The floor also contained cop- 
per tools and knives, a flake drill, two large shells, and 
nodules of carnelian. The passage outside the room con- 
tained an unfinished seal in brown steatite, and a large 
ceramic vessel in the courtyard outside contained copper 
and bronze tools, bangles, razors, and a bronze ingot. 
Another room of this period on Mound II contained unfin- 
ished beads and a SEAL, in addition to a very well-pre- 
served latrine connected to the sewage system in the street 
outside. Further evidence for local manufacture are blocks 
of carnelian, crystal, and amethyst and nodules of agate 
already subjected to heat as part of the early stages in the 
manufacture of ornaments, as well as many stone drill bits. 

A possible house belonging to a seal maker, which 
yielded three unfinished steatite items in an early stage of 
manufacture, has been uncovered. The presence of metal 



workers is attested by the unfinished casting and hoards 
of items presumably stored for melting and recasting. 
Shell working took place, as seen in the unfinished ban- 
gles, ladles, and dishes, while other specialists made the 
weights, which are a widespread feature of the Indus civi- 
lization. Some of these weights were so polished and 
complete that they may have served as reference speci- 
mens in the manufacturing of new items. A complete ele- 
phant's tusk suggests that ivory was worked. The 
distribution of these various items of raw materials and 
craft tools suggests that certain quarters of the settlement 
were occupied by specialists in one or another activity. 
Seal making, for example, was carried on in the northern 
part of the excavated area. 

The middle layer of later Indus civilization occupa- 
tion was less well preserved. The layout of the buildings 
did not follow the preceding pattern, but manufacturing 
of ornaments and seals continued. The Jhukar phase rep- 
resents a major change in the material culture. The occu- 
pants reused some of the bricks of their predecessors and 
seem to have used mats in the construction of their 
dwellings. Many bone awls were found, and a different 
form of seal was preferred. 

MATERIAL CULTURE 

The material remains of the people of Chanhu Daro 
clearly illuminate their activities. Steatite seals were made 
at the site. Of the 55 recovered, 44 carry the image of a 
one-horned bovid, often called a unicorn. The animal is 
usually seen in front of a stand that looks as if it might 
have been made, at least in part, of basketry, but its pur- 
pose is not known. Some say that it might have been a 
feeding tray, others an altar, and a third group a device for 
making soma, the ritual beverage described in the RIG- 
VEDA. The animal often wears a collar and a sort of saddle 
or ornamental cloth over the withers. The people of 
Chanhu Daro were literate, for the seals also incorporate 
a script. A few seals depict a tiger, which, in one case, is 
seen licking the face of a man who bends on one knee in 
front of the animal. Bulls and elephants are rarely 
depicted. These seals were used to indicate ownership, 
and at least two clay sealings, which survived through 
being accidentally burnt, have been found. 

Many terra-cotta figurines were recovered. Hollow 
female figurines are thought by Mackay to represent a 
deity. The figurines are often pregnant and are heavily 
ornamented with necklaces and bangles. Some necklaces 
are embellished to resemble rows of beads, associated 
with a pendant. The women often wear a headdress in 
the form of braids worn on each side of the head, and 
where ears are shown, they are pierced to take a pendant. 
One figurine shows a woman kneeling in front of a 
quern, processing grain. Male figurines tend to be of solid 
terra-cotta and of so simple a form that Mackay has sug- 
gested that they were modeled by children or might have 
been made to take their place on the models of wheeled 



68 Chansen 



carts as children's toys. There are also many terra-cotta 
models of animals, with preference being given to the 
bull. The terra-cotta models of carts were in all probabil- 
ity made as children's toys, but their abundance and the 
preservation of at least two complete examples give 
insight into the form of a medium of transport that would 
have been vital to a trading community. The bases were 
framed in wood covered with a net of some sort, while 
the wheels were fashioned from three solid pieces of 
wood. Two bronze carts have survived, one including the 
driver wielding a stick. Idle moments at the site were 
passed by gambling with dice. 

The metal industry at Chanhu Daro is well docu- 
mented on the basis of many complete castings. The pres- 
ence of unfinished castings and an ingot attests to local 
manufacture in one part of the settlement. Both copper 
and tin, however, had to be imported, perhaps in the 
form of bronze, rather than of copper and tin separately, 
for local alloying. Bronze was put to a wide range of uses. 
There are bo-wls and shallow dishes, weapons, and tools, 
including a large handled shovel. Weaponry included 
tanged leaf-shaped spears and arro-wheads. Fishhooks 
■were cast, and artisans used bronze awls, chisels, axes, 
and drills. A particularly fascinating bronze tool, found in 
a bead-making room, is a hollow tube ending in a point 
through which a fine abrasive paste could be squeezed 
into the stone being drilled. 

None of the outstanding ornaments such as the car- 
nelian belts from Mohenjo Daro and ALLAHADINO has been 
found at Chanhu Daro, but a range of jewelry -was recov- 
ered beside the many beads found in the workshops. 
Bracelets were made of copper or bronze, FAIENCE, shell, 
and pottery. There -were many varieties of beads made 
from a wide range of raw materials, including faience, 
onyx, quartz, shell, and hornblende. Some of the carnelian 
beads were etched, that is, painted with an alkali and fired 
to form a pattern against the background color of the 
stone. Some cowry shells had been converted into beads. 

Many crafts and activities are represented by other cat- 
egories of material culture. Whetstones were used to 
sharpen metal tools and implements, and saddle querns 
■were used for grinding grain. The actual weights of the 
stone cubes thought to have been for weighing goods for 
exchange illustrate the care given to their manufacture. 
For example, the seven chert specimens in the intermedi- 
ate category, some sho-wing slight damage or chipping, 
■weigh between 13.4074 and 14.0306 grams (about half an 
ounce). 

These weights are a reminder that the excavations at 
Chanhu Daro have revealed the vitality of a small rural 
community of the Indus civilization engaged in manufac- 
turing and exchange. Many raw materials were imported, 
converted into useful or decorative items, and then 
exported. The city was a center for the manufacture of 
seals, and the craftspeople responsible were clearly liter- 
ate. There were streets, a communal sewage system, and 



residential houses, but no sign of the major public build- 
ings that characterize the cities of Mohenjo Daro and 
Harappa. Chanhu Daro, however, illustrates an equally 
significant component of the civilization as a \vhole. 

Further reading: Kenoyer, J. M. Ancient Cities of the 
Indus Ci\ilization. Oxford University Press, 1998; Mackay, 
E. J. H. Chanhu Daro Excavations. New Haven, Conn.: 
American Oriental Society, 1942. 

Chansen Chansen is a moated urban site in central 
Thailand. It was defended by a substantial wall beyond 
■which lay a reservoir. The first and second of six occupa- 
tion phases have been dated to the late prehistoric period, 
ending in about 250 C.E. The later of these yielded an 
ivory comb, decorated on one side with horses and Bud- 
dhist symbols, and on the other side, a goose. Not dissim- 
ilar combs have been found at TAXILA in Pakistan. Phases 
3 and 4 have been dated to between 250 and 650 and rep- 
resent the establishment of the DVARAVATI CIVILIZATION. 
The material culture includes ceramic stamps, tin 
amulets, and bronze bells similar to finds from OC EO on 
the Mekong Delta. There are also eight bowls of a metal- 
lic black ware paralleled in Sri Lanka. A circular moat 
■was dug around the site in the fifth phase, forming an 
urban area ■with a diameter of about 650 (2,145 ft.) 
meters. During this phase, the pottery became much 
more abundant and of the same tradition as that of other 
Dvaravati sites in central Thailand. 

Chao Kuo (second century B.C.E.) Chao Kuo, a states- 
man who served the Western Han emperor Wendi (r 
180—157 B.C.E.), submitted a memorandum to the emperor, 
known as the Memorial on the Encouragement of Agricul- 
ture in 178 B.C.E. 

This memorandum was composed not long after the uni- 
fication of China in response to food shortages. It recalled 
the olden days, when ■wise kings stored supplies of grain 
against possible famine. Chao Kuo related vagrancy and 
banditry to humans not turning to productive agricul- 
tural pursuits, for poverty breeds crime. He argued 
strongly that the emperor should encourage agriculture 
and the storage of surpluses and remit taxation on the 
rural populace. On the other hand, he noted, merchants 
made fine profits and lived lives of ease and luxury. There 
is, he argued, a way to remedy this situation. Let produc- 
ers purchase official ranks with grain, make grain a mar- 
ketable commodity, and all will be well. This policy was 
followed with success. 

See also HAN DYNASTY. 

Chao Phraya Basin The Chao Phraya Basin controls a 
major communication route to India by means of the 
Three Pagodas Pass, which gives direct access to the sea 
and commands a rich hinterland. The DVARAVATI CIVILIZA- 
TION (SANSKRIT for "that which has gates") developed in 



chariots and chariot burials 69 



this area at the same time as the states of FUNAN and 
CHENLA were forming in the valley of the Mekong River 
to the east. The Chao Phraya is the principal river that 
drains the broad, rich agricultural land behind the Gulf of 
Siam and that now produces most of the rice grown in 
the kingdom of Thailand. Three other main rivers also 
flow in a roughly north-south direction in the same area, 
the Mae Khlong, Ta Chin, and Bang Pakong. There are 
also many tributaries; the Pa Sak, which originates in the 
Petchabun Mountains, is one of the largest. During the 
late prehistoric and early historic periods (500 B.C.E.-900 
C.E.), the sea level was probably rather higher than at pre- 
sent, and the extensive buildup of the Chao Phraya Delta 
occurred at an earlier stage. The major historic sites are 
now set back from the coast, but, when occupied, they 
were likely to have been on or near the shore. 

The parallels between the Chao Phraya Basin and the 
Mekong Valley are further seen in the clear evidence for 
maritime trade, which is first evidenced at the Iron Age site 
of BAN DON TA PHET, where carnelian and agate jewelry and 
bronze bowls of Indian origin lay in the same cemetery as 
jade ornaments from coastal Vietnam. A coin of the West- 
ern Roman emperor Victorinus (r. 268-270), minted in 
Cologne, was found at the Dvaravati site of U-THONG. The 
Dvaravati civilization was strongly Buddhist, and the 
Sasanvamsappadika text records that the emperor ASOKA 
sent three missionaries, Gavampti, Sona, and Uttara, to 
Southeast Asia as early as the third century B.C.E. 

Chardasila See kalawan. 

chariots and chariot burials The presence of a writ- 
ten symbol showing a wheeled vehicle on the ORACLE- 
BONE texts at ANYANG, together with the occasional 
recovery of bronze fittings for carts in royal graves, made 
it clear to early archaeologists that the rulers of the SHANG 
STATE of China had horse-drawn vehicles of some sort. 
Archaeologically, the use of chariots at Anyang was con- 
firmed in dramatic fashion in 1936, when excavators at 
XIAOTUN encountered the red LACQUER outline of the pit 
of Burial M20, measuring 2.9 by 1.8 (about 10 by 6 ft.) 
meters. Further excavation exposed the remains of two 
chariots, four horses, and three human skeletons. Associ- 
ated finds revealed that the chariots had been embel- 
lished with bronze terminals to the axles and shaft. The 
three sacrificed men interred with the chariot each 
retained his weaponry. The driver had a stone ge ax, 
whetstone, and jade whip haft. A second had a bronze ge 
ax and probably held a shield. The third member of the 
crew was buried with his bow and arrow, bronze knife, 
and whetstone. This was one of a group of five chariot 
burials, which are thought to have been a sacrificial offer- 
ing in the vicinity of the royal palace area. The same part 
of the site also included pits containing one skeleton and 
124 skulls of men who might also have been part of mor- 



tuary rituals. The sudden appearance of chariots at 
Anyang suggests an exotic source, perhaps the steppes of 
Near East. 

TEXTUAL EVIDENCE OF CHARIOTS 

The earliest written characters are from the group of 
bones ascribed to the diviner Bin, who was active during 
the reign of Wu Ding (c. 1200-1181 B.C.E.). There was no 
uniformity in the way of writing the word che (chariot), a 
finding that Edward Shaughnessy ascribes to the chariot's 
recent adoption in China. The available texts, dated to 
1200-1045 B.C.E. , describe various events linked with the 
use of a chariot. On one occasion while he was hunting 
rhinoceros. King Wu Ding's chariot tipped over, and 
Prince Yang fell out. It seems that he was severely 
injured, because further references to him immediately 
after this accident were involved with rituals to speed his 
recovery. Another text describes the king's servant Bi 
driving a horse-drawn chariot. A further divination pre- 
dicted that the king, with a chariot, would catch deer. 
Evidently at least one initial use of chariots was in hunt- 
ing. There are also texts, however, that involve warfare. 
In one battle against the state of Gongfang, which took 
place within the period 1180-1150 B.C.E., it seems that 
the Shang, fighting with chariots, were victorious. A sec- 
ond reference is from a bovid scapula and again records a 
great victory that took place during the late 12th century 
B.C.E. It describes how the Shang captured two chariots 
and horses, along with shields, arrows, quivers, four 
enemy generals, and 1,570 soldiers. The interesting point 
about this text is that it was the enemy who was using 
chariots. Indeed, chariots receive scant mention in the 
corpus of oracle inscriptions, again implying that they 
were a recent innovation at that juncture. 

WESTERN SOURCES FOR CHARIOTS 

The Chinese words used to describe the chariot, parts of 
the wheel, and the axle were borrowed from Indo-European 
sources. Even the word for "horse," a cognate in Mon- 
golic, Korean, Japanese, and Chinese, suggests a single 
origin, possibly during one wave of contact across the 
steppes. Archaeologically, the evidence for Western 
sources is overwhelming, for it is now possible to com- 
pare dated chariots from China with those excavated in 
Western sites. Foremost among the latter is the site of 
Lchashen in Armenia, between the Caspian and Black 
Seas. Dated to about 1500 B.C.E., a burial at Lchashen 
hold the remains of two chariots. Their distinctive design 
features include wooden wheels one meter across, lined 
with two bent wooden felloes. Each wheel had 28 
wooden spokes and turned on a fixed axle that supported 
the chariot box in the center. The wheels were 1.8 meters 
apart. The draught pole has not survived, but a bronze 
model of a chariot from the same site showed a pole with 
an upward curve at the end to accommodate the horse 
harnessing. Numerous rock engravings of chariots found 



70 chariots and chariot burials 



across Central Asia depict a similar vehicle; while not 
precisely dated, they nevertheless illustrate the 
widespread presence of horse-drawn chariots. The simi- 
larity between the Chinese chariot and those seen in 
Armenia is so precise as to rule out any likelihood of an 
independent invention. 

DISCOVERIES OF CHARIOTS IN CHINA 

During the millennium when which chariots were 
favored in China, from the Shang to the QIN dynasties, 
there were minor changes and embellishments on a basic 
design. The form of the chariot began with two horses, 
attached to a yoke by two curved yoke saddles. The cen- 
tral pole had a curve at the terminus to allow proper har- 
nessing to the horses and was about three meters (10 ft.) 
long. The axle was joined centrally under the box to the 
pole by means of leather straps flexible enough to allow 
rapid changes of course. Boxes were rectangular and 
made of wood, sometimes with a leather base to act as 
springs, and were large enough to take three people. 
Shang chariot wheels had 18 spokes, but this number 
increased over time. During the WESTERN ZHOU DYNASTY, 
there were between 18 and 26, rising to 28 in the Spring 
and Autumn period, and as many as 30 during the Qin 
unification. From the Spring and Autumn period 
(722-481 B.C.E.), there are also some chariots pulled by 
four horses. 

The initial discovery of chariot burials at Anyang was 
but a prelude to the recovery of further examples. Frag- 
ments of a chariot were found in the entrance ramp to 
the massive royal grave numbered MlOOl. Three pits 
were examined in 1987 at Guojiazhuang, Anyang, and 
one contained the remains of a chariot associated with 
two horses and two men. This was a particularly well- 
preserved tomb, providing insight into the stages in the 
mortuary ritual of what must have been part of a sacrifi- 
cial offering during the interment of a particularly emi- 
nent person. The horses and men had been killed and 
placed into the pit first. Both men were aged in their early 
30s. One lay prone to the right of the horses, his hands 
tied behind his back. The other had been placed directly 
behind the chariot box. Cinnabar had been sprinkled 
over his body and beneath the horses, which had been 
neatly placed in their correct positions for pulling the 
chariot. One wore a bronze bell, and their heads had been 
embellished with cowry shells. Considerable attention 
had been given to decoration: The sides of the chariot 
box had been lacquered, and bronze had been used for 
the hubcaps and yoke saddles. 

During the Shang dynasty, the evidence from the 
chariot burials and the oracle bones indicates that these 
sophisticated and complex vehicles had three main func- 
tions. They were used in war but sparingly, they were 
used by the king for hunting, and they were employed in 
mortuary sacrifices as an indication of the elite status of 



the deceased. Both the linguistic and the archaeological 
evidence concur that the chariot was of Western origin. 

With the Western Zhou dynasty, there is considerably 
more evidence for the presence and function of chariots. 
The sources are both documentary and archaeological. 
Dedicatory inscriptions on bronze vessels are prominent 
among the contemporary written records, and the text of 
such a record on the Maogong ding, a form of large 
bronze ritual vessel, illustrates the gift of a richly 
caparisoned chariot to an aristocrat: 

The King said I confer upon you ... a chariot with 
bronze fittings, with a decorated cover of the handrail; 
a front-rail and breast-trappings for the horses of soft 
leather, painted scarlet; a canopy of tiger skin, with a 
reddish-brown lining; yoke-bar bindings and axle cou- 
plings of painted leather; bronze jingle bells for the 
yoke bar; a mainshaft rear-end fitting and brake fit- 
tings, bound with leather and painted gilt; a gilt bow- 
press and fish-skin quiver; harness for a team of four 
horses; gild bridles and girth straps; a scarlet banner 
with two bells. I confer these gifts on you to be used 
in sacrifice and field service. 

Chariots as Status Symbols 

It is evident from this long list of embellishments that 
chariots were now regarded at least in part as significant 
symbols of status, for this is but one of many inscriptions 
that record the gifts of chariots by Zhou kings to the 
highly ranked. A second example recorded the gift of a 
chariot to a person called Baichen when he was given the 
title Duke Tan. The Dayu ding records a gift of chariots, 
horses, pennants, and slaves from the Zhou king to one 
of his senior courtiers. The king also took pains to ensure 
a supply of good horses, for inscriptions record the exis- 
tence of stud farms. The custom of immolating chariots 
and charioteers with their horses also continued in the 
Eastern Zhou period. At Zhangjiapo near Chang'an, four 
pits containing chariot burials have been excavated. One 
contained the remains of two chariots, one pulled by two 
horses, the other by four. In virtually all respects, the 
chariots follow the Shang design. The hubs, however, 
were strengthened with bronze rings; in the case of the 
two-horse chariot, the right-hand end of the yoke was 
equipped with a bronze spear. A second pit at the same 
site contained three chariots, one of which involved four 
horses, the other two a pair. 

Chariots in War and Peace 

Further indications of the importance of chariots in com- 
bat are seen in a chariot from the tomb of the marquis Yi 
of Zeng at Songcun, Shaanxi province. The marquis died 
in about 433 B.C.E., and his chariot axles were fitted with 
sharp bronze points. It was during this period that four- 
horse chariots were preferred, and young aristocrats had 
special periods of training in chariotry. The numbers 
employed in battles also increased inarkedly; the 



chariots and chariot burials 71 



Zuozhuan (Commentary of Mr. Zuo) describes an occasion 
■when the state of Jin put more than 700 chariots into bat- 
tle against the CHU. The numbers of chariots and horses 
employed in mortuary rituals showed a corresponding 
increase. Three generations of the Jing clan, interred in 
the Middle Zhou cemetery of Fengxi near Chang'an, were 
all accompanied by chariots. There were only four in the 
earliest grave, but 15 in the latest. The ritual at this site 
involved dismantling the chariot and placing the compo- 
nents in the entrance ramp to the tomb, while horses, 
more than 40 in one pit, were buried separately. The 
horses were, it seems, killed by bow and arrow, for bronze 
arrows have survived with some of the skeletons. Even 
this number pales before later instances of horse immola- 
tion. One of the dukes of Qin during the Spring and 
Autumn period was buried at Fengxiang in Shaanxi 
alongside a pit more than 100 meters (33 ft.) long by 25 



meters (82.5 ft.) wide, in which it is thought that more 
than 100 chariots rested. In Shandong the tomb of Jing 
Gong of QI (r. 547-490 B.C.E.) lay alongside pits contain- 
ing neat double rows of more than 600 horses. This con- 
trasts with a rare grave at Bianjiazhuang, which contained 
a chariot drawn by two small wooden statues of men. 

The use of a chariot in peace during the WARRING 
STATES PERIOD is finely illustrated by a lacquer box from 
BAOSHAN, in Hubei. It was painted with a series of scenes 
demarcated by willow trees. An aristocrat is being driven 
on his chariot to a rendezvous. There are three persons in 
the box as the horses trot through the countryside, the 
driver holding a whip. Cranes fly overhead, and wild boar 
flee to the safety of the woods. The last scene shows the 
nobleman walking to meet three hosts, while the chariot 
remains, stationary, in front of a small dog. A second 
painted scene from the walls of a Qin palace at XIANYANG 




Chariots were introduced into China across the steppes during the Shang dynasty. They were placed there in rich graves, complete 
with charioteers and horses. The use of chariots continued for more than 1 ,000 years, being used in warfare and ceremonies. This 
bronze model from Cansu in China dates to the Eastern Han dynasty and shows an aristocrat using his chariot for domestic travel. 
(Erich Lessing/Art Resource, NY) 



72 Charklik 



shows a chariot drawn by four horses at full gallop. The 
earliest BAMBOO-SLIP tomb inventory is from the grave of 
the marquis of Zeng at LEIGUDUN and is dated to 433 
B.C.E. The list includes a description of 43 chariots, but 
whether these were used only in the funerary procession 
or were actually buried adjacent to the tomb can only be 
determined by future excavations. 

The use of chariots in warfare is best demonstrated 
by the Chu Tomb 1 at LIUCHENGQIAO. Excavated in 1971, 
this burial contained a seven-meter-deep shaft at the base 
of which lay three nested coffins and 270 objects of grave 
goods. These included bronze chariot fittings and a set of 
weapons — three types of arrowheads, the ko, or ax hal- 
berd, the mao, or thrusting spear, and the ji, which is a 
combination of both. The wooden hafts have survived, 
and these range up to 3.12 meters. According to the con- 
temporary records, weapons of this great length were 
used when fighting from chariots. 

All such depictions of or references to chariots must 
concede pride of place, however, to the half-scale bronze 
models of two four-horse chariots from the tomb com- 
plex of QIN SHIHUANGDI near modern Xi'an, the first 
emperor of China (r. 221—210 B.C.E. ). The detail of this 
perfect specimen allows a full understanding of the com- 
plexities of harnessing four spirited horses to a light vehi- 
cle and provides much information that is unavailable on 
the basis of the remains that survive in the tombs. The pit 
containing the two models was located barely 20 meters 
from the main pyramid of the emperor. It measured 7 by 
2.3 meters and reached a depth of 7.8 meters. The pit had 
been lined with timbers, and the two bronze chariots and 
their horses were placed in a line within. These bronzes 
represent the pinnacle of craftsmanship: The details and 
decoration are astonishing. When discovered in 1980, the 
roof had long since fallen into the chamber, damaging the 
two vehicles. However, careful restoration has returned 
them to their former perfect condition. 

The foremost chariot was a war vehicle; the other 
represented the emperor's vehicle for travel. The war 
chariot followed the traditional design of a box placed 
over two wheels, each having 30 spokes. The charioteer 
stood holding the reins. A quiver containing 50 bronze 
arrows hung within the box; another quiver held 12 bolts 
for a crossbow. The shield also hung in the box, splen- 
didly decorated with painted cloud designs. The horses 
vi^ere all painted white, vi'ith pink nostrils and mouths; 
the paint has preserved the bronze beneath from the 
effects of corrosion. The harnesses were represented in 
gold and silver components, and the bridle and headstall 
were intricately decorated and perfectly rendered. Even 
the tassels attached to the lead horse's head and the other 
horses' necks have survived. The charioteer stood 
beneath a large parasol, the staff of which was embel- 
lished with gold-inlaid decoration. He wore a double- 
tailed hat and a blue robe with white collar and cuffs. A 
long sword was slung from his belt behind him. 



The emperor's chariot was even more beautifully dec- 
orated. It had a large two-roomed chamber with two slid- 
ing windows on each side and a further window at the 
front. The interior was sumptuously painted with blue, 
green, and yellow phoenix and dragon motifs on a white 
background. The wheels and the axle were covered in 
cinnabar. 

The most impressive feature of these two vehicles is 
the detail provided for their construction; the leather 
strapping to join the component parts, the wooden struc- 
ture of the boxes, and the details of the harnessing are 
clearly shown. At this stage of Chinese military history, 
however, the chariot was beginning to bow to the devel- 
opment of cavalry and infantry. During the Han dynasty, 
chariots were used less for war than for the display of sta- 
tus and rank by members of the ruling elite. 

Further reading: Chang, K.-C. The Shang Civiliza- 
tion. New Haven; Conn.: Yale University Press, 1980; 
Shaughnessy, E. L. "Historical Perspectives on the Intro- 
duction of the Chariot into China," Harvard Journal of 
Asiatic Studies 48 (1988): 189-237. 

Charklik Charklik was one of centers of the SHAN- 
SHAN kingdom of the southern TARIM BASIN in western 
China. It began as a military colony, founded during the 
Western Han Chinese domination of their "western 
regions" to ensure the free passage of trade along the SILK 
ROAD. It then developed into one of the oasis towns of 
Shan-shan during the second and third centuries C.E. SIR 
AUREL STEIN visited this area in 1901 and several times 
thereafter and noted the foundations of a Buddhist stupa 
and the old encircling walls. 

Charsada Charsada, a village in northwestern Pak- 
istan, has given its name to a series of mounds. These 
were recognized by SIR ALEXANDER CUNNINGHAM in 1863 
as the ancient city of Pushkalavati, or the City of 
Lotuses. The location of this important city allowed 
access not only to extensive rich agricultural land, but 
also to strategic control of the trade route linking India 
via TAXILA to the Kabul Valley, BEGRAM, and so to the 
Mediterranean world. Pushkalavati lay next to the now- 
dry bed of the River Sambor and adjacent to the conflu- 
ence of the Kabul and Swat Rivers. The site includes 
several discrete mounds. The tallest, which rises to a 
height of 20 meters (66 ft.) above the surrounding plain, 
is known as Bala Hisar. Barely a kilometer to the north 
lies Shaikhan, while Mirabad and Mirziarat are located 
east of the Swat River, between one and two kilometers 
east of Bala Hisar. In the second century C.E., the Greek 
historian Arrian, drawing on earlier resources, described 
how Hephaistion, a general of ALEXANDER THE GREAT, 
invested Pushkalavati in 327 B.C.E. during his march to 
the Indus. The city held out for a month and finally 
ceded control to Alexander in person. 



Chengtoushan 73 



WHEELER'S EXCAVATIONS 

In 1903 SIR JOHN MARSHALL undertook a brief season of 
excavations there, but witfi no definitive findings. 
Knowledge of the site and its history relies on a seven- 
week season of excavations undertaken in 1958, under 
the direction of SIR MORTIMER WHEELER. He cut a section 
on the eroding edge of Bala Hisar and extended this 
opened area away from the main settlement in a series 
of squares in an attempt to identify the margins of the 
city. In particular, he sought evidence for defensive 
works that could have withstood a siege against the 
troops of Alexander the Great. At that juncture, it was 
not known whether the mass of Bala Hisar was a plat- 
form mound raised as the foundation of a city or 
whether the mound accumulated through a lengthy 
period of occupation. The excavation supported the lat- 
ter alternative. The natural substrate was reached after 
removing 17 meters of cultural material comprising 51 
successive layers. Wheeler suggested that the initial 
foundation dates back to the period when GANDHARA, 
the province of which Pushkalavati was a major center, 
was part of the ACHAEMENID EMPIRE. It flourished in one 
of the richest of the imperial provinces until it suc- 
cumbed to Alexander the Great. The excavation, which 
extended out from the current eastern edge of the 
mound of Bala Hisar, encountered a deep defensive 
ditch, the foundations of a postern gateway, and a 
bridge. This ditch was then traced by further excava- 
tions north and south over a distance of 360 meters. 

Artifacts from the Bala Hisar excavation included 
many human and animal terra-cotta figurines. The female 
figures wore multiple necklaces and had elaborate 
hairstyles. Two clay seal impressions were found, one of 
Achaemenid style, the other Greek. Both provide evi- 
dence for trade. A Greek coin of Menander (155-130 
B.C.E.) was found in the fill of a well. 

During the course of the excavations of 1958, air 
photographs were taken of the adjacent mound of 
Shaikhan. On the surface, the mound appeared as a con- 
fusing mass of robber trenches, where local villagers had 
removed bricks for their own purposes. The aerial pho- 
tos, however, furnished a clear grid plan of streets inter- 
spersed with dwellings, as it were in negative form, the 
walls and roads indicated by the removal of the brick 
structures. A large circular Buddhist stupa also appeared 
in this city plan. Wheeler was able to contrast this 
sequence with that at Taxila, where the BHIR MOUND was 
succeeded first by the BACTRIAN GREEK and KUSHAN city of 
SIRKAP and then by the new Kushan foundation at SIR- 
SUKH. Despite a lack of excavation at Shaikhan, it seems 
beyond reasonable doubt that the site represents a Bac- 
trian Greek city foundation with later Kushan occupa- 
tion. This is supported by the discovery of at least two 
hoards of Indo-Greek coins by the local villagers. It is 
possible that the mounds of Mirabad and Mirziarat repre- 



sent a still later Kushan city, but this speculation requires 
archaeological verification. 

Pushkalavati seems to have conceded its preeminent 
position to Peshawar, 32 kilometers (19 mi.) to the 
southwest. Peshawar was the capital of the Kushan king 
KANISHKA I from about 100 C.E. Visitors to the area in the 
seventh century C.E. found that Peshawar was tw^ice the 
size of Pushkalavati. 

See also SEALS. 

Further reading: Wheeler, R. E. M. Charsada, a 
Metropolis of the North-West Frontier. London: British 
Academy, 1962. 

Chau Say Tevoda This small temple is located to the 
east of the later city of ANGKOR THOM in Cambodia and 
was probably built late in the reign of SURYAVARMAN II (r. 
1113-50). The reliefs, in a ruined condition, include 
scenes from Hindu epics. 
See also ANGKOR. 

Chengtoushan Chengtoushan is the oldest walled set- 
tlement in China, at least 1,000 years earlier than the 
LONGSHAN CULTURE sites of the central plains. This is best 
understood in the light of the evidence for early rice cul- 
tivation in the rich plain surrounding Lake Dongting. 
The city was founded more than two millennia after the 
establishment of early rice-farming villages in this part of 
China. Located northwest of Lake Dongting in Hupei 
province, central China, it occupies an elevated area, and 
the name means "hilltop walled city." Only two kilome- 
ters (1.2 mi.) distant lies the site of Pengtoushan, notable 
as one of the earliest sites to evidence the cultivation of 
domestic rice. Chengtoushan is roughly circular in plan 
and covers an area of about eight hectares (20 acres). It 
was extensively excavated by He Jiejun in the 1990s, with 
most surprising and important results providing social 
information. It was discovered that the earliest walled 
city was founded during the early Daxi culture, about 
4000 B.C.E. There were then three further periods of wall 
construction or modification, dating to the middle Daxi, 
early Qujialing, and finally mid-Qujialing cultures. The 
site appears to have been abandoned during the Shijiahe 
culture in about 2000 B.C.E., after two millennia of con- 
tinuous occupation. The excavation of the stamped-earth 
walls, which attained a width of 35 to 40 (II5-I32 ft.) 
meters and a height of at least six meters, revealed an 
early moat later covered by the expansion of the walls, 
which necessitated excavation of a further moat around 
the site. 

Excavations have opened more than 4,000 square 
meters (4,800 sq. yds.) of the interior of Chengtoushan. 
Seven hundred burials have been unearthed, of which 
200 date to the early Daxi culture, and the balance to the 
middle and late Daxi. While many of the inhumation 
burials were poor in terms of grave goods, a few were 
very rich. One person, for example, was interred with 



74 Chengzi 



about 50 well-made pottery vessels and two jade pen- 
dants. Four individuals had been placed in a crouched 
position at the corners of the tomb. It is beyond doubt 
that this burial, as do other rich graves, reflects marked 
social divisions in society. 

There is also abundant evidence for people's houses. 
Some had a living room and a kitchen; others had a corri- 
dor and several living rooms. Specialist manufacture is 
also seen in an extensive area given over to the manufac- 
ture and kiln firing of pottery. Moreover, the excavation 
of a 10-meter- wide moat dating to the Daxi culture 
revealed wooden agricultural tools, bamboo and reed bas- 
ketry, linen cloth, and paddles and rudders for boats. 
There was also an abundance of rice remains and gourds. 
When the eastern wall was excavated, the physical 
remains of an actual rice field were found, complete with 
ridges around the plots and irrigation ditches. 

Chengzi Chengzi is a site of the LONGSHAN CULTURE 
located in Shandong province, China. The site provides 
early evidence for the ancestor worship that was so evi- 
dent in the ritual behavior of the early Shang state. The 
Longshan culture, dated to the third millennium B.C.E., 
occupies a key position in the development of early Chi- 
nese states in the Huang (Yellow) River Valley. Many set- 
tlements were walled and incorporated cemeteries that 
reveal the social divisions characteristic of societies close 
to statehood. Chengzi is no exception. Excavations there 
have uncovered 87 graves divided into four classes on the 
basis of wealth and energy expended in rituals. Fifty-four 
of the burials are classified as poor, with no grave goods. 
There are 17 Class 3 burials, among which only a few 
poorly constructed ceramic vessels were present. Class 2 
burials incorporated a ledge for the placement of grave 
offerings that included fine pottery and pigs' mandibles, 
while the five rich graves equipped with wooden cham- 
bers included abundant eggshell-thin pottery vessels and 
pigs' jawbones. 

While the sample is small, it was found that the two 
richer classes of burials contained male skeletons, while 
Classes 3 and 4 included the remains of men and WOMEN. 
Moreover, spatially there appear to have been two groups. 
The eastern group contained no rich graves and no pits 
associated with individual burials. The western, however, 
included all the rich burials as well as pits containing 
complete pottery vessels, artifacts of stone and bone, ani- 
mal bones, and ash. These are located adjacent to specific 
burials and are interpreted as ritual pits to contain offer- 
ings to the ancestors. 

See also TAOSI. 

Chengziyai Chengziyai is a major walled settlement of 
the LONGSHAN CULTURE, located on the right bank of the 
lower Huang (Yellow) River in Shandong province, 
northeast China. It was occupied between about 2500 



and 1900 B.C.E. The site covers about 17.5 hectares and 
was defended by a stout rampart of stamped-earth con- 
struction 10 meters (33 ft.) wide at the base and origi- 
nally up to six meters (20 ft.) high. A particularly notable 
feature of this site is the recovery of 16 ORACLE BONES, 
and very early written symbols on ceramics, representing 
an early stage in the development of writing. The pottery 
vessels themselves are thin and elegant and suggest a 
local specialist industry. 

See also SCAPULOMANCY. 

Chenla Many observers have cited Indianization as the 
key to understanding the rise of Chenla state in Cambo- 
dia, which preceded the kingdom of ANGKOR; they claim 
that the inspiration to increasing social hierarchies was 
due to Indian visitors introducing new ideas. This view 
has been criticized for underestimating the strong and 
continuing contribution of indigenous Khmer culture. 
Thus Michael Vickery has suiTnnarized the many refer- 
ences in the inscriptions to local gods worshiped in 
Chenla temples. The local matrilineal descent system 
continued, and the Khmer language took its place along- 
side SANSKRIT in the inscriptions. Vickery prefers the 
notion of an Indie veneer, wherein the elites in society 
selectively adopted those Indian traits that suited their 
objectives. These included the SANSKRIT language for per- 
sonal and place names, the Indian script, and architec- 
tural styles. These elements contributed to the 
increasingly strong divisions in society that signal the for- 
mation of states, but the essential characteristics of the 
Chenla kingdoms were Khmer. 

Chinese histories record that a state called Chenla 
sent an embassy to China in 616 or 617 C.E. The History of 
the Sui Dynasty (Sui-shu) noted that Chenla was originally 
a vassal of FUNAN in Cambodia, but under its ruler Cit- 
rasena conquered Funan and gained independence. Sub- 
sequent references described further missions to the 
Chinese court; the descriptions give the impression that it 
was a unified state under a king, which had defeated and 
absorbed Funan. During the early eighth century, the his- 
tories record that Chenla was divided into two states, 
labeled Land Chenla and Water Chenla, respectively. 
These references have cast a long shadow on the interpre- 
tation of this vital period in the history of Cambodia, with 
much energy being expended on locating the two states. 

INSCRIPTIONS AND HISTORICAL EVIDENCE 

Many INSCRIPTIONS were erected during the period of 
Chenla (550-800), but none uses this or any other name 
for a unitary state or a division into Land and Water 
Chenla. Michael Vickery has stressed that the proper 
analysis of Chenla can be undertaken only on the basis of 
the original documents and their accurate analysis. A fur- 
ther source of information, still in its infancy, is archaeo- 
logical investigation. Most inscriptions were erected to 
record the foundation of a temple or to note meritorious 



Chenla 75 



donations made by benefactors. The majority were writ- 
ten in Sanskrit, which a later section in Old Khmer. From 
the earliest days of research, the location of Chenla tem- 
ples through fieldwork has provided much information 
on the distribution of sites and the evolution of art styles 
and architectural preferences. Some surviving inscrip- 
tions from these sites include references to kings, place 
names, the titles and status of temple patrons, the extent 
of temple property, and the names and duties of those 
assigned to maintain the foundation. Although these 
texts are heavily biased to\vard the religious side of 
Chenla, it remains possible to identify a wide range of 
social and economic information from their contents. 

An inscription from the small sanctuary of Kdei Ang 
illustrates how original documents provide an insight into 
the actual transition from Funan to Chenla. Written in 
667 C.E., the inscription names successive members of an 
elite family of court officials. It begins with Brahmadatta, a 
retainer of King RUDRAVARMAN of Funan (c. 514-50). His 
maternal nephevi^s, Dharmadeva and Simhadeva, served 
the kings Bhavavarman and Mahendravarman. Simhavira, 
a maternal nephew of Dharmadeva, was an official under 
King Ishanavarman (r. c. 615-37). Finally, Simhadatta 



served King JAYAVARMAN I (c. 635-80). This dynasty of 
rulers is the major, but not only, evidence for central royal 
authority. However, by following the rulers' history, it is 
possible to trace the development of increasingly central- 
ized state authority. Mahendravarman claimed victories in 
a series of short Sanskrit inscriptions set up in the Mun 
Valley to the north, but these need not imply more than 
raiding expeditions with no long-term territorial gain. 
ISHANAVARMAN OF CHENLA seems to have exercised author- 
ity over a wide area, as many regional leaders acknowl- 
edged him as their overlord. One text from 250 kilometers 
(150 mi.) south of his capital records how the local mag- 
nate Ishanadatta referred to the heroic and illustrious 
Ishanavarman. An inscription from ISHANAPURA itself 
describes the valor and military prowess of Ishanavarman, 
a king "who extended the territory of his parents." 

He was succeeded by his son, Bhavavarman II, about 
whom little is known except that from the region of 
Ishanapura he continued to maintain control over most if 
not all of his father's fiefs. It is intriguing that a series of 
inscriptions dating to his reign record foundations by 
local leaders without any reference to this king, a situation 
that might well indicate their independence. Jayavarman I 




The Chenla period, from 550-800 c.E. in Cambodia, saw many royal centers being constructed. These, at Banteay Prei Nokor, 
incorporated brick-built temples in central positions. (Charles Higham) 



76 Chenla 



was the great-grandson of Ishanavarman. His inscriptions 
indicate the tightening of central power and control over 
a considerable area, the creation of new titles and admin- 
istrators, and the availability of an army, the means of 
defense and destruction. A text described how King 
Jayavarman's commands were obeyed by "innumerable 
vassal kings." Jayavarman also strengthened the legal 
code: "Those who levy an annual tax, those who seize 
carts, boats, slaves, cattle, buffaloes, those who contest 
the king's orders, will be punished." New titles were 
accorded highly ranked retainers who fulfilled important 
posts in government. One lineage held the priestly posi- 
tion of hotar. Another functionary was a samantagajapadi, 
chief of the royal elephants, and a military leader; the 
dhanyakarapati would have controlled the grain stores. 
The king also appointed officials known as a mratan and 
pon to a sahha, or council of state. Another inscription 
prescribes the quantities of salt to be distributed by barge 
to various foundations and prohibits any tax on the ves- 
sels going up- or downriver. Thus Jayavarman I intensi- 
fied royal control over dependent fiefs begun by his 
great-grandfather, Ishanavarman. Thereafter this dynasty 
loses visibility, although the king's daughter, Jayadevi, 
ruled from a center in the vicinity of ANGKOR. 

Some other ruling dynasties and their small states are 
also known, but not to the same extent as the line of 
Bhavarman. A succession of three queens ruled at Samb- 
hupura, a center that controlled traffic up and down the 
Mekong River, and there vfas a line of kings with names 
ending in -aditya, or "rising Sun," who ruled during the 
eighth century. In the state of CANASAPURA in the upper 
Mun Valley, a local dynasty ruled — King Bhagadatta and 
his successors, Sundaraparakrama, Sundaravarman, Nara- 
patisimhavarman, and Mangalavarman. 

CHENLA ARCHITECTURE 

The Chenla centers are recognized on the basis of brick 
temples, encircling walls, and associated BARAYS, or reser- 
voirs. The best known is Ishanapura, dominated by three 
walled precincts containing single-chambered temples. 
The doorways incorporate sandstone lintels and columns 
decorated with a range of motifs drawing on India for 
inspiration. One lintel from Wat En Khna shows a king in 
his throne chamber, surrounded by members of his court. 
The facades of the temples are also decorated in shaped 
bricks that include representations of palaces. These 
reveal aspects of richly ornamented wooden structures 
that have not survived. Some idea of the wealth of such 
courts can be obtained from a Chinese account of the 
early seventh century, possibly describing Ishanapura. 
The king gave an audience every three days in a hall con- 
taining a wooden throne embellished with columns of 
inlaid wood and fine fabrics. He was protected by many 
guards and wore a crown of gold and precious stones and 
golden ear pendants. Courtiers and officials touched the 
ground three times with their head below the steps lead- 



ing up to the throne. At the end of the audience, mem- 
bers of the court prostrated themselves. 

ECONOMY 

The Chenla states that rose and fell between 550 and 800 
were essentially agrarian, and their economy revolved 
around the temple. Temples were more than centers for 
devotion and worship, for they played a vital economic 
role in the management and deployment of agricultural 
surpluses. Most inscriptions from this period are con- 
cerned with temples and the provision of resources to 
maintain the personnel. Men of high status with the title 
pon are often mentioned for their role in temple manage- 
ment. Inscriptions indicate that they could donate com- 
munal land to the temple and organize their kin to 
produce surpluses. This system involved the accumula- 
tion of wealth in the form of rice, cloth, and land. Dona- 
tions to the temple, which housed ancestral spirits, 
resulted in the accumulation of the merit necessary for a 
harmonious reincarnation. 

Stored assets were also a form of tradable wealth. 
Surviving texts suggest that rice, cloth, or ironware could 
be traded, thus allowing pon to indulge in trade not only 
for basic food and cloth, but also for bankable assets, 
such as gold and silver. Land could be mortgaged to a 
temple in return for silver or cloth, and the product of 
the land was assigned as a form of interest payment. A 
donor might give products to the temple but receive 
other goods in return, or deposit goods against which to 
make a later claim. The temple, then, performed a key 
role in the appropriation of a community asset into a 
medium for the creation and exchange of wealth items 
among the elite. The more successful could accumulate 
sufficient capital in this way to buy further land, or they 
could combine assets through marriage alliances and gain 
sufficient wealth to increase their power and status to 
such an extent as to control considerable areas. The 
established kings, therefore, were concerned with such 
wealth creation, for it might encourage rivals, and their 
permission was often described as being necessary in the 
amalgamation of temples and the rights to land owner- 
ship. 

The inscriptions contain numerous references to the 
boundaries of rice fields. Many bordered reservoirs, 
roads, or forests. The temples name the duties of their 
officiants and servants. There were priests, musicians and 
dancers, and craft specialists. One text records the assign- 
ment to a temple of 17 dancers or singers, 23 or 24 
record keepers, 19 leaf sewers, 37 artisans (including a 
potter), II weavers, 15 spinners, and 59 rice fieldwork- 
ers, 46 of whom were female. There was no system of 
coinage, but goods were valued by measures of silver by 
weight, quantities of rice, or length and quality of cloth. 
The list of workers set out in the corpus of Chenla texts 
covers a wide range of economic activities. Although rice 
cultivation is most prominent, weaving was also a central 



Chu 77 



activity, and there were specialist potters, leaf sewers, 
smiths, cooks, producers of salt, perfume grinders, herds- 
men, and basket makers. 

During the eighth century, the number of inscrip- 
tions fell markedly, and the historic record became thin. 
This does not necessarily imply cultural decline. On the 
contrary, it was during this period that such large sites as 
BANTEAY CHOEU near ANGKOR and BANTEAY PRE! NOKOR 
were occupied. These sites were probably the base of a 
ruler known as JAYAVARMAN II (c. 770-834 C.E.), and it 
was he who, through a series of military victories over 
rivals and a new ritual consecration, was crowned 
CHAKRAVARTIN , "supreme king of kings," on the KULEN 
HILLS and founded the kingdom of Angkor. 

Further reading: Higham, C. E W. The Civilization of 
Angkor. London: Weidenfeld and Nicholson, 2001; Vick- 
ery, M. Society, Economics and Politics in Pre-Angkor Cam- 
bodia. Tokyo: The Centre for East Asian Cultural Studies 
for UNESCO, 1998. 

Chen She (third century B.C.E.) Chen She was a Chinese 
peasant who toppled an empire. 

The establishment of the QIN empire, which concluded 
the WARRING STATES PERIOD in China, led to a complete 
transformation of governance and society and involved a 
harsh central dictatorial regime under the iron rule of the 
first emperor, QIN SHIHUANGDI, against whom Chen She 
led a revolt in 209 B.C.E. The SHIJI (Records of the Grand 
Historian, 145-86 C.E.) and HANSHU (History oj the Former 
Han, '2>1-91 C.E.) both described the peasants' revolt 
against the second emperor of the Qin. Chen She, they 
record, was a peasant who, when plowing, stopped his 
work and said to his fellows that if he were ever to 
become rich and famous, he would not forget them. 
When they responded with derision, he asked: "How can 
sparrows understand the ambitions of a swan?" In due 
course, he and his fellows were ordered to a distant post 
to undertake garrison duties, but en route to their desti- 
nation, they encountered heavy rain and were so delayed 
that there was no prospect of reaching the frontier by the 
appointed time. This was a crime punishable by behead- 
ing. One of Chen She's intimates, Wu Guang, courted 
immediate punishment by insolence, and the coiTnnand- 
ing officer, who was drunk, let his sword slip from his 
hand. Wu Guang seized the sword and killed the officer 
and his two colleagues. Rather than now face certain 
death, Chen She called on his men to follow him in revolt 
against the new emperor. Thus began the uprising that 
led, ultimately, to the rise of the HAN DYNASTY. 
See also Liu Ji. 

Cherchen See qiemo. 

Chok Gargyar See koh ker. 



Chongdi (143-145 C.E.) Chongdi, "modest emperor," was 
the eighth emperor of the Eastern Han Dynasty of China. 
The son of Emperor Shundi of the Eastern HAN DYNASTY, 
he acceded to the throne in 144 C.E. at the age of only 
five months. 

Choson In the northern Korean Peninsula, according 
to the Shiji (Records of the Grand Historian) , the state of 
Choson was ruled by a king, aided by several ranks of 
ministers, and protected by an army under the command 
of inilitary officers. The rulers instituted IRRIGATION mea- 
sures to improve agriculture and promoted trade in 
horses, iron, and salt. However, in 109-108 B.C.E. a Han 
Chinese army invaded the region and after a long cain- 
paign took the walled capital of WANGXLAN from the third 
king of Choson, Youqu. The area taken was so large that 
it was carved up into four commanderies, the longest 
lived being known as LELANG. 

The Korean state of Choson had lasted for three gen- 
erations, froin about 195 B.C.E. until its conquest by the 
Chinese HAN DYNASTY in 108 B.C.E. There are several 
myths as to its origins, the most probable one that a Chi- 
nese named Wiman moved into northern Korea with his 
followers, overcame the local leaders, and established a 
state with its capital in the vicinity of Pyongyang. Eor the 
three centuries preceding 108 B.C.E., the area centered on 
the Yalu River had lain to the east of the Chinese state of 
YAN, and there had been much influence and exchange 
between the two regions. Indeed, the name Choson in 
Chinese means "dawn fresh," pointing to its position to 
the east of Yan. However, in 221 B.C.E., the WARRING 
STATES PERIOD in China came to an end, leading first to 
the establishment of the QIN dynasty and then to the long 
rule of the Western HAN DYNASTY emperors. This more 
peaceful period in Chinese politics, allied to the unifica- 
tion of China, had profound effects on the polities lying 
on its south, east, and west margins. The Han emperor 
WUDI adopted an expansionist imperial policy, leading to 
the replacement of local leaders by provinces or comman- 
deries ruled by centrally appointed bureaucrats. 

Chu The state of Chu in China underwent many 
changes over the course of its history. Traditionally, this 
wealthy state with an opulent material culture was 
located to the south of the central plains, and Chinese 
historians such as SIMA QLAN and BAN GU compared the 
people with barbarians who practiced strange religious 
rituals and lived a life of easy affluence. This perception 
may well have been based on the mild climate enjoyed by 
the Chu and their concentration on rice cultivation 
rather than the millet that dominated in the cold north. 
Still far too little is known of the Chu people and their 
origins, but archaeological research in the Chang 
(Yangtze) Valley, notably the recovery of written records 
from Chu tombs, is beginning to redress this situation. 



78 Chu 



Thus it is now increasingly evident that early complex 
societies developed as early in the central Chang Valley as 
in the Huang (Yellow) River Basin, if not earlier. This is 
seen at such early town or city sites as CHENGTOUSHAN. 
The earliest historic records of a distinctive Chu culture 
date to the late SHANG STATE (1200-1045 B.C.E.), and 
there exists a graph showing a foot in brambles, which 
designates the Chu. During the WESTERN ZHOU DYNASTY 
(1045—771 B.C.E.), the Chu were described as southern 
barbarians, and military campaigns were mounted to 
secure booty and seek out sources of copper. One such 
inscription is from the Ling Yl. This bronze vessel was 
looted by grave robbers from a site near LUOYANG in 1929 
and states in its INSCRIPTION that "the king attacked the 
elder of Chu." This refers to King Zhao (r. c. 977/75-957 
B.C.E.), who led a military campaign against the ruler of 
Chu. The upshot of this was the death of King Zhao in a 
failed campaign, allegedly by drowning when the bridge 
over the Han River collapsed, taking the king with it. 
This is confirmed by a second text on the Yiyu gui, which 
states that the Yiyu participated in the king's southern 
campaign. 

EXPANSION OF CHU 

The succeeding Spring and Autumn period (770-476 
B.C.E.) saw the Chu fully enter the historic stage. This situa- 
tion resulted largely from the increasingly ritual rather than 
politically powerful role of the Eastern Zhou court at 
Luoyang, which allowed regional states to compete for 
leadership. Chu was not slow to take up the challenge, and 
although it has not proved possible definitively to define 
the successive capitals of Danyang and Ying, they were 
almost certainly located well north of the Chang River in 
West Hubei and southwest Henan provinces. For example, 
in 703 B.C.E. Xiong Yi of Chu took for himself the title of 
king, while early Chu inscriptions make it evident that the 
kings regarded themselves as legitimized by divine author- 
ity, known as the MANDATE OE HEAVEN. From this base, with 
alternating periods of success and defeat, the Chu 
expanded their kingdom considerably. The wealth of Chu 
at this juncture can be seen in the rich tomb of Zeng Hou Yi 
at LEIGUDUN, Hubei province. Dating to 433 B.C.E., the mor- 
tuary offerings as listed on the BAMBOO-SLIP inventory run 
to 6,600 entries, including 43 CHARIOTS. The assemblage of 
bronzes from the four main chambers weighed 10 tons, but 
perhaps the most interest has been attached to the two 
magnificent nested coffins. The outer specimen was built of 
lacquered wood over a bronze framework and was embel- 
lished with many geometric designs. The innermost was 
also of lacquered wood, and some designs are thought to 
represent windows and doors. Despite such wealth, from 
about 400 B.C.E. Chu fell into a decline, largely due to the 
growing military power of the state of QIN, and finally col- 
lapsed at the end of the WARRING STATES PERIOD. 

The material remains of Chu culture, like the historic 
record, had been fugitive until the beginning of the Spring 



and Autumn period (770-476 B.C.E.). During the ensuing 
three centuries, the bronzes placed in the graves devel- 
oped from forms possibly inspired from the north into 
distinctive vessels incorporating lavish decorations of 
strange beasts, cloud patterns, coiled serpents, and 
phoenixes. The preference for bronze vessels as tomb fur- 
niture during this early period is best seen at the necropo- 
lis of Xichuan, the inscriptions ascribing them to 
members of the elite during the late seventh century B.C.E. 
Bronzes from this site and the slightly later cemetery of 
Xiasi provide a powerful indication of the quantity of 
bronze available and the audacious skill of the specialist 
workshops. Tomb 2, which contained the remains of an 
aristocrat named Wu, dates to 552 B.C.E. The grave goods 
included a richly decorated bronze altar more than a 
meter in length, weighing nearly 100 kilograms (220 lbs.). 

Chu Bronzes 

The Chu casters also adopted the lost-wax technique, 
which allowed greater freedom of expression in develop- 
ing new designs compared with the traditional piece- 
mold technique. This reached its height of complexity in 
the zun and pan vessels recovered from the tomb of Zeng 
Hou Yi at the site of Leigudun. They also showed their 
innovative skill in the use of inlays to form decorative 
patterns of TURQUOISE, copper, and LACQUER. These 
developments are documented in a number of cemeteries, 
foremost being Zhaojiahu and Jiangling. 

Chu Music 
From all reports, the people of Chu enjoyed a distinctive 
musical genre. In 582 B.C.E., an imprisoned Chu musi- 
cian in the state of Jin played southern music to the king. 
During the early Western Han period, Chu music, known 
as chusheng, was popular in the court of King Gaozu. The 
survival in tomb contexts of sets of bronze bells that can 
still be played makes it possible to appreciate part of the 
Chu repertoire. Likewise, wooden instruments, such as 
zithers from MAWANGDUI, can be copied for the same pur- 
pose. The earliest known bells with a possible Chu con- 
text fall in the period of Western Zhou and can be dated 
to the early ninth century on stylistic grounds. These 
were expertly cast so that by striking the bell in different 
areas tvi'o tones could be produced. Even the point on 
which to strike the bell to achieve this end was indicated 
with a decorative bird or elephant. Southern forms of 
bells seem to have been adopted into the Western Zhou 
repertoire and certainly became popular mortuary furni- 
ture as part of the changing Zhou metropolitan rituals. In 
Chu itself, a fine bell is known; to judge from its inscrip- 
tion, it probably dates to the reign of King Gong Wang of 
the early sixth century B.C.E. The wide distribution of 
similar bells in the Chu cultural sphere, allied with simi- 
lar inscriptions, suggests the existence of a central spe- 
cialized workshop, although no such site has yet been 
located. Royal gifts to client rulers constitute a likely con- 
text in which such bell sets were disseminated. 



Chu 79 



At a slightly later date. Tomb 1 at Xiasi (Henan 
province) included a set of nine bells. Tomb 2 at the same 
site yielded a remarkable set of 26 bells. The location of 
these bells in the tomb indicated that they were played 
when positioned in two rows, with the eight largest on 
the lower row, the balance on an upper tier. Even this 
number pales before the 65 bells found in the tomb of the 
marquis of Zeng at Leigudun. These were arranged in 
three rows. The largest was a gift to the marquis from 
King Hui of Chu (r. 488-532 B.C.E.) and stands almost a 
meter in height. The extraordinary skill of the musicians 
and casters, who must presumably have acted in concert, 
is reflected in the fact that the inscribed tone on each bell 
matches perfectly the sound ultimately produced. The 
tomb of Marquis Yi of Zeng also contained a virtually 
complete set of other instruments that vi^ould have made 
up a Chu orchestra of the period. There were seven large 
zithers, as well as drums, panpipes, flutes, mouth organs, 
and chime stones. These were from the central chamber 
of the tomb and contrast with a set of five large and tvi'o 
small zithers, two mouth organs, and a drum from 
another chamber. These probably represent chamber 
music, in contrast to the louder music produced by the 
full orchestra. The evidence for Chu music derives almost 
entirely from aristocratic tombs and indicates a 
widespread tradition closely related to that of the Zhou. 
The music of the lower classes remains unknown. 

Development of Chu Tombs 
The plan of Chu tombs also developed in complexity dur- 
ing the period of Eastern Zhou, from a vertical pit in the 
ground, containing a double wooden coffin, to more elab- 
orate tombs for the elite. By the Warring States period, a 
rich burial included a covering mound and access ramps. 
Over time, the richer burials incorporated many chambers 
or compartments to receive the goods deemed necessary 
to maintain the same quality of life after death as that pre- 
viously enjoyed. Such chambers, as at Suixian and Chang- 
taiguan, were filled with musical instruments, drinking 
vessels, and weaponry and provided space for the consorts 
or servants of the tomb master. The former tomb con- 
tained 21 women, sacrificed and placed in one of the 
chambers of the tomb of Zeng Hou Yi. His private cham- 
bers would, if the tomb contents are a guide, have been 
filled with the scent of incense, while he dined from solid 
gold vessels. The range of grave goods also developed dur- 
ing this period, as lacquer ware and decorated silk were 
increasingly preferred to bronze. The lacquer was often 
finely decorated with humans, animals, and, as in a cup 
from BAOSHAN, a series of chariots. This material culture 
from the Chu tombs illustrates a powerful and sophisti- 
cated state society. 

CHU TRADE 

Trade was one factor underlying the wealth and opulence 
of the state of Chu. This has been amply documented on 
the basis of a unique set of jie (bronze tallies), in which 



the text is inlaid in gold, discovered in 1957 at Qiuji- 
ahuayuan. This site is located near the right bank of the 
Huai River in Anhui province. The tallies were issued in 
the year v^rhen Shao Yang defeated the forces of the state 
of Jin at Xiangling, 323 B.C.E. The texts stated that the tal- 
lies were issued to a high Chu administrator named Ejun 
Qi; they gave permission for merchants under his juris- 
diction to travel by land and water over certain pre- 
scribed trade routes without payment of tolls or excise 
tax. However, they also make it clear that the merchants 
were not to be accommodated or fed at government 
expense. Since the names of certain towns and rivers can 
be matched today, it has proved possible to reconstruct 
the prescribed routes, but unfortunately not the goods 
traded, other than livestock, because of a ban on leather 
goods, metal, and bamboo for arrows, which might be 
useful to an enemy. This ban probably reflects the fact 
that some routes covered sensitive territory only recently 
captured from rival states. Boats followed the course of 
the Chang artery and moved north via the Han River. To 
the south, they followed the rivers flowing into Lakes 
Dongting and Poyang. Both river and land routes ended 
at Ying, the capital. 

That metal was carried by land or river is seen in the 
tallies. The control of vital copper resources, such as the 
massive mine at Tonglushan, supplied the specialist 
workshops with the necessary raw materials. The Chang 
Valley was long renowned as the source of the finest lac- 
quers. There was also a steady supply of gold, and golden 
vessels and gold inlay on bronzes were a particular fea- 
ture of rich Chu tombs. Trade with the southern Yue peo- 
ple also carried tropical goods to Chu, including 
rhinoceros horn, ivory, and the kingfisher feathers cited 
in the CHUCI poems as being seeded with pearls and used 
in hangings and bedspreads. Cowry shells were also in 
demand. 

THE CHU AND THE HAN DYNASTY 

The climax of the Warring States period saw the victory 
of Qin over all its rivals, including the state of Chu, in 
221 B.C.E. Unification of China under one rule generated 
the imposition of standardization in place of diversity. 
Roads were of uniform width; there was a common cur- 
rency, legal system, and script; and former states were 
carved up into commanderies ruled by central 
appointees. In 207 B.C.E. the Chu, who harbored deep 
resentment against the Qin, were in the vanguard of the 
insurrections against the short-lived Qin rule, under the 
leadership of Xiang Yu and Liu Bang. It was said at the 
time that if only three families remained in Chu, Chu 
would see the downfall of Qin. Liu Bang, a Chu com- 
moner, went on to found the HAN DYNASTY, when the 
close link between the nev^r Han regime and Chu pro- 
moted a renaissance of the Chu culture in court circles. 
This did not spell the end of Chu as a historic entity. Dur- 
ing the long period of Han dominance (206 B.C.E. -220 



8o Chuci 



C.E.), a Chu kingdom was established under the Wu Jui 
family, centered at Changsha in the central Chang Basin, 
on the orders of the first Han emperor, Gaozu. This 
period saw the immense cultural output of the southern 
regions of Han, exemplified above all by the tombs of the 
marquis of Dai, his wife, and sons at Mawangdui. 

Further reading: Cook, C. A., and J. S. Major, eds. 
Defining Chu: Image and Reality in Ancient China. Hon- 
olulu: University of Hawaii Press, 1999; Thote, A. "Conti- 
nuities and Discontinuities: Chu Burials during the 
Eastern Zhou Period." In Exploring China's Past, edited by 
R. Whitfield and Wang Tao. London: Saffron Books, 
1999, pp. 189-204. 

Chuci The Chuci (The Songs of the South) is a collection 
of poems ascribed to Qu Yuan (c. 340-278 B.C.E.), a min- 
ister of the southern Chinese kingdom of CHU. The Chuci 
provide a vital source of information on the life and 
thought of Chu during the WARRING STATES PERIOD 
(475-221 B.C.E.). The rich lifestyle of the aristocracy, for 
example, is clearly reflected in the poem "Summoning 
the Soul," which describes "bedspreads of kingfisher 
feathers seeded with pearls, of dazzling brightness"; wall 
coverings of opulent silk fabric; and a diet of goose, 
chicken, turtle, and "jade-like wine." The verses of the 
Chuci also illustrate the extraordinary range of deities 
worshiped by the people of Chu. There was a particular 
emphasis on shamans, who in their trances are described 
holding snakes, tiger goddesses, and masked monsters, 
which anticipate the creatures depicted on the MAWANG- 
DUI tomb banners and the importance of snakes in the 
rituals of the southern chiefdom of Dian. Earlier but still 
in the Chang Basin, the bronze masks of the city of SANX- 
INGDUI in Sichuan are evoked by mention of gods with 
protruding eyes. The Chuci was to exercise an enduring 
influence on subsequent Chinese poetry. 

See also DIAN CHIEFDOM. 

Further reading: Cook, C. A., and J. S. Major, eds. 
Defining Chu: Image and Reality in Ancient China. Hon- 
olulu: University of Hawaii Press, 1999; Thote, A. "Conti- 
nuities and Discontinuities: Chu Burials during the 
Eastern Zhou Period." In Exploring China's Past, edited by 
R. Whitfield and Wang Tao. London: Saffron Books, 
1999, pp. 189-204. 

Chunqiu Fanlu The Chunqiu (Luxuriant Gems of the 
Spring and Autumn Annals) is the historic record of the 
small kingdom of Lu in China, from 722 to 481 B.C.E. 
The Chunqiu has given its name to the first half of the 
EASTERN ZHOU DYNASTY, which is widely known as the 
Spring and Autumn period (770-476 B.C.E.). The work, 
held to have been inspired or edited by CONEUCIUS, a 
native of Lu in Shandong province, describes court ritu- 
als, religious practices, and the wars that involved Lu. 



churning of the ocean of milk The myth of churn- 
ing the ocean of milk originates in the Hindu Bhagavad 
Purana of India. It centers on the quest for AMRITA, the 
elixir of immortality. For a millennium the gods and the 
demons competed to produce amrita. After repeated fail- 
ures, the god Vishnu advised them to cooperate rather 
than compete. This they did, the gods pulling on one end 
of the snake, which was coiled around Mount Mandara, 
the demons on the other. By spinning the mountain and 
churning the ocean of milk, it was hoped to produce 
amrita. However, the mountain began to sink into the 
ocean, and Vishnu, in the form of a turtle, descended to 
support the mountain. After another 1,000 years, the 
elixir was produced, and the gods and demons fought 
over ownership. Vishnu, on the side of the gods, obtained 
and stored it. A magnificent relief of the churning of the 
ocean of milk is seen at ANGKOR WAT. It has also been 
suggested that the symbolism of the city of ANGKOR THOM 
involves the same legend, in which the demons and gods 
pulling on the naga snake at the entrance gates are sym- 
bolically churning Mount Mandara, represented in the 
center of the city by the BAYON temple mausoleum. 

cloves Cloves, with mace and nutmegs, are one of the 
triad of spices for which island Southeast Asia was 
renowned. Cloves are the flower buds of an evergreen 
tree, Syzygium aromaticum, which was in nature restricted 
to five small islands west of Halmahera in the Maluku 
Islands (the Moluccas). Cloves were in great demand in 
the West, and their distribution, which was based on the 
polities of the BRANTAS RIVER Valley in eastern Java, 
Indonesia, from at least the 10th century C.E., generated 
great wealth; access to the spice was jealously guarded by 
the rulers of that region. In 1982 cloves were found in a 
pottery vessel at the site of Terqa in the Euphrates Valley 
in modern Iraq. These are thought to date to about 
1700-1600 B.C.E. If substantiated, this finding suggests a 
far earlier development of a maritime trade network than 
has hitherto been conteinplated. 

Ccedes, Georges (1886-1969) Georges (G.) Coedes, a 
Frenchman of Hungarian-Jewish origin, began his scholarly 
career as a member of the staff of the Ecole Eranqaise d'Ex- 
treme Orient in Hanoi. His contribution to unraveling the 
history of early states in Southeast Asia is unrivaled. 
In 1918 he became the director of the National Library of 
Thailand, before returning to Hanoi 11 years later as 
director of the Ecole. In 1946 he left Vietnam for Paris, 
where he was appointed professor of Southeast Asian 
History at LEcole des Langues Orientales and curator of 
the Musee d'Ennery For many decades he translated into 
French the corpus of SANSKRIT INSCRIPTIONS relating to 
the kingdom of ANGKOR and its predecessors; these 
were published with commentaries on the INSCRIPTIONS' 



coinage 8i 



historic significance in seven volumes. He also synthe- 
sized the development of indigenous states in his major 
work, The Indianised States of Southeast Asia. 

coinage In any society, a system of currency is clear 
evidence for economic complexity, and coinage is often 
associated with the development of trade and acts as a 
stimulant to trade. 

INDIA 

The study of Indian coins began in the early years of the 
19th century, when James Tod had local people collect 
them after the rains had caused erosion at MATHURA and 
other sites in the area. He reported coins of the Indo- 
Greek king Menander (r. 150-135 B.C.E.). Westerners in 
India were also interested in Roman coinage. A hoard of 
522 coins of the Julio-Claudian dynasty was found at Vel- 
laloor in 1842. A massive collection of gold coins from 
the Roman empire was discovered by chance in 1847 in a 
brass vessel near Calicut. They were in mint condition, 
and according to a contemporary report, they comprised 
"five coolly loads." From 1850 numismatists turned their 
attention to Indian coins, largely after the decipherment 
of the BRAHMI script, which made it possible to read the 
INSCRIPTIONS. JAMES PRINSEP made the early observation 
that the Indian issues were based on BACTRIAN GREEK 
models. This is only partially true. In India the earliest 
coins date to the end of the sixth century B.C.E. and took 
the form of rectangular pieces of silver on which a design 
was punched. Hence they are known as punch-marked 
coins, and the designs usually incorporated animals and 
plants, human figures, trees, and hills that follow a defi- 
nite pattern. They were almost certainly issued by the 
rulers oi janapadas, or early states, but some could have 
been made by craft or merchant guilds. The punch- 
marked coins found in central India, for example, bore 
specific designs that include a sphere in a pentagon spe- 
cific to this area. Early examples of punch-marked silver 
coins are from a hoard found at Chaman Huzuri that con- 
tained 43 silver punch-marked coins together with coins 
minted in Athens and the Achaemenid empire. The 
Kalinga janapada issued a punch-marked coin almost 
square in form, but with one-quarter circular. An impor- 
tant hoard discovered in 1924 at the BHIR MOUND, TAXILA, 
modern Pakistan, contained more than 1,000 worn 
punch-marked coins in association with two coins of 
ALEXANDER THE GREAT in mint condition. Taxila was the 
center for the issue of a particular type of punch-marked 
coin known as the satamana (100 units) bent bar. These 
coins have a consistent weight of 100 rattis of silver; a 
ratti weighs 0.1 1 gram. In due course early Indian 
coinage was denominated on the basis of one karshapana, 
or 32 rattis. The unique shape and the regional forms of 
the silver punch-marked coins, together with their early 
date, make a local origin of coinage likely. 



Mauryan Coins 

The currency of the MAURYA EMPIRE (about 325-185 
B.C.E.) included such silver and copper coins, particularly 
those bearing the symbols of three hills, a crescent, and a 
peacock. One issue showed three deities and a peacock, 
with a single peacock and a hill on the other side. These 
are widespread in India and reflect the establishment of 
central authority under the Mauryas. The political text 
known as the ARTHASASTRA of Kautilya, a minister to King 
CANDRAGUPTA MAURYA (about 325-297 B.C.E.), specified 
that coins be minted in silver and copper. The silver 
coinage began with the pana, then descended to a half, a 
quarter, and 1/16 of a pana. Copper coins were denomi- 
nated in a unit of weight known as a masaka, one of 
which was the value of 1/16 of a pana. There were, in the 
ideal state, a minister in charge of mining and metalwork- 
ing, a second for minting of coins, and a third for ensur- 
ing that the currency was sound and legal. The silver 
coins were punched with symbols that might have indi- 
cated the regnal period when they were minted; the cop- 
per coins were usually cast and bore symbols as well as 
images of the lion and elephant. 

Indo-Greek Coinage 

The earliest inscribed coins followed the establishment of 
the Bactrian Greek colonies and are an essential source of 
information on the many rulers of that period. Indeed, 
without the numismatic evidence, little would be known 
of the vast majority of Indo-Greek kings. The coins bear 
an image of the king and his name, first in Greek but 
increasingly in PRAKRIT (regional Indian languages 
descended from Sanskrit). The distribution of a given 
king's coinage provides historic evidence for the extent of 
his power. Some Greek issues, however, copied local 
punch-marked coinage. ApoUodotus II (180—160 B.C.E.) 
was responsible for a square coin with an image of an ele- 
phant on one side and a bull on the other, associated with 
a KHAROSHTHI (a writing system of Northwest India) 
inscription in Prakrit that records the king's name. The 
coins of Menander are particularly widespread. An exam- 
ple minted at Taxila shows his portrait on one side with a 
Greek script reading, "King Menander," while the obverse 
has an image of Athena with the Kharoshthi legend "by 
King Menander, the savior." The coins of Strato showing 
him first as a youth and later as an old man attest to the 
longevity of his reign. Coins of Nicias (80-60 B.C.E.) are 
concentrated in the Jhelum Valley in Pakistan and reveal 
clearly the Indianization of the Greeks; the legend on the 
reverse of one of his coins reads, Maharajasa tratarasa 
Nikiasa (the great king, king of kings, Nicias) in 
Kharoshthi under an image of Athena, while the obverse 
shows the king with his name in Greek. Hermaeus (c. 
40-1 B.C.E.) was the last Greek king before the SAKA inva- 
sions, and his coins show him riding a prancing horse 
and designated Maharaja on one side, and wearing a dia- 
dem with the Greek title hasileus (king) on the other. 



82 coinage 



Saka Coins 

Coins are also the source material for placing the Saka 
(Scythian) in their correct order, incorporating Vonones, 
Azes I, Asilises, Azes II, and Gondophares (about 75 
B.C.E. to 46 C.E.). They copied the form of the Greek 
precedents, but their coinage also illustrates their meth- 
ods of government. That they associated brothers or sons 
of the king in ruling their extensive territory is seen in 
the naming of more than one person on a coin, as in the 
association of Vonones with two brothers, Spalyris and 
Spalirises. Thus a silver coin of Azes shows the king 
holding a spear on the obverse and Zeus on the reverse 
holding a scepter. The inscription on the obverse is in 
Greek with the king's name and title hasileus; the reverse 
bears the Kharoshthi inscription Maharaja rajarajasa 
mahatasa Ayasa (the great king, king of kings, Azes). 
Coins of Azilises also show the king on horseback with 
Zeus, but Indian influence is seen on some issues in the 
form of the Hindu goddess Lakshmi on a lotus flower, on 
the leaves of which stand elephants sprinkling water on 
her head. Another silver coin of this king reveals a male 
and a female god standing side by side, the former hold- 
ing a long scepter, the latter a cornucopia. 

Kushan Coins 

The KUStiANS (78-200 C.E.) are also best documented on 
the basis of the coinage of their kings, which followed ear- 
lier forms by having an image of the king on one side and 
an inscription in Bactrian, employing the Greek script, on 
the other. KUJULA KADPHISES copied the coins of the areas 
he conquered, but in due course the Kushan currency was 
standardized across the empire. The Kushans issued the 
first gold coins in India, and their currency provides a 
unique opportunity to learn about the appearance of the 
kings and their adoption of Hindu deities. This applies in 
particular to Vima Kadphises, who ruled from about 90 to 
100 C.E. In head and shoulder view is a powerful warrior 
king wearing a high helmet, while in full view he wears in 
addition a tunic, overcoat, and felt boots. The reverse of 
one of his gold coins shows SIVA and his sacred mount 
Nandi with a Sanskrit inscription that states, "emperor, 
king of kings, devotee of the great god Siva, the savior 
Vima Kadphises." His son, KANISHKA I, was responsible for 
a series of remarkable gold coins as well as copper issues. 
One of the latter shows him sacrificing at an altar, wearing 
the Saka peaked helmet, trousers, and a coat. He holds a 
spear in his left hand and has a halo. He is described on 
some of his inscriptions as devaputra (the son of god). A 
gold coin describes him as "king of kings, Kanishka the 
Kushan." Siva is often to be found on his coins, but Kan- 
ishka was renowned for his interest in BUDDHISM, and on 
very rare occasions, the Buddha appears on his coins, 
either standing or seated. His successor, Huvishka 
(126—64), issued outstanding gold coins over a long reign; 
the portraits of the king begin by showing him as a young 
bearded warrior with the typical Kushan dress, but they 



end with a mature sovereign with a halo, crown, scepter, 
and jeweled tunic. On occasion he is seen riding a magnif- 
icent elephant, holding a spear and an elephant goad. On 
others, he is seen holding a scepter and seated cross- 
legged on a cushion. He also displayed a wide choice of 
Greek, Zoroastrian, and Hindu deities as associates on his 
coins — Hephaestus, Greek god of crafts and metals; Siva 
holding a trident and a gourd; Skanda, son of Siva and god 
of war; a male lunar deity, Mao, with the crescent moon 
behind his shoulders; the Sun god; and the wind god. By 
the reign of Vasudeva (164-200), the Kushan empire had 
lost much territory in BACTRIA and was becoming increas- 
ingly assimilated into Indian culture. This king's capital 
was probably in MATHURA, and the deities on his coins are 
entirely Indian, for example, Siva with a trident, accompa- 
nied by the bull Nandi, and Siva represented with five 
heads. The king himself is portrayed still with a peaked 
helmet, wearing chain-mail armor and undertaking a sac- 
rifice before an altar. Kanishka II (200-222) ruled an 
empire further attenuated by Sassanian expansion and 
now governed only land east of the Indus, including mints 
at Taxila and Mathura. His coins show further Indian cul- 
tural penetration with inscriptions in the Brahnii script 
and Siva linked with Nandi the god most commonly rep- 
resented. 

Gupta Coins 

Arguably, no event in Indian history is so elegantly por- 
trayed on coinage as the advent of Candragupta I (r. c. 
320-330), the first major king of the GUPTA EMPIRE. It is 
said that his rise to power was enhanced by his marriage 
to Kumaradevi, a princess of the powerful Licchavi lin- 
eage of Mithila. Although Candragupta himself probably 
did not issue his own coins, this union is illustrated in a 
gold coin initiated by his son, SAMUDRAGUPTA. On the 
obverse, Candragupta offers Kumaradevi a ring. Their 
names are inscribed in the Brahmi script. Samudragupta 
(335—380) minted many coins, and their designs clearly 
show a debt to Kushan rulers. His coins were the same 
weight, about eight grams, as those of the Kushan kings 
and are of seven principal types, each of which illustrates 
an aspect of his life and achievements, for example, the 
king playing the lyre, the depiction of a battle ax to stress 
his military successes, and a horse sacrifice to celebrate 
victory. The inscription on one of his gold coins reads, 
"the invincible king, victor of a hundred battles," while 
the lyre issue was inscribed, "Samudragupta, great king of 
kings," in Sanskrit. The king, an ardent Hindu, had Lak- 
shmi, goddess of wealth, shown on the reverse. 

His successor, CANDRAGUPTA II, or Vikramaditya 
(380-413), issued more gold coins than any other member 
of his dynasty. He expanded the Gupta empire by a famous 
victory over the WESTERN SATRAPS states in western India. 
Many of his coins show him holding a bow and arrow, 
with Lakshmi on the reverse, seated on a lotus. Kumar- 



coinage 83 



gupta, also known as Mahendraditya (415-455), contin- 
ued to rule a large and prosperous empire and had himself 
proclaimed chakravartin, or supreme king of kings. He 
minted 14 different types of gold coins, which included 
images of the king as a tiger slayer, holding a bow and 
arrow as he stood over the tiger, and as a rhinoceros slayer, 
as well as the king playing on the lyre. The reverse of the 
tiger slayer coin incorporated the goddess Ganga feeding a 
peacock. The same image of a goddess feeding a peacock is 
found on a fine coin showing the king on horseback. He 
also minted silver coins, imitating the style and metal of 
the recently defeated western satraps. One coin shows the 
king's face, while the reverse has an image of GARUDA, the 
eagle and symbol of the dynasty. Skandagupta (455-67) 
inherited a rich and stable empire but had to cope with the 
invasion of the Huns. At first he was successful, and his 
coins show him victorious in association with the goddess 
Lakshmi as his wife. However, the Huns continued to press 
down on the Gupta empire as it went into a decline. 

Western Satraps Coins 

The rulers of the WESTERN SATRAPS, who dominated much 
of Gujarat and adjoining parts of Rajasthan and Madhya 
Pradesh between the first and fourth centuries C.E., 
issued coins with the image of the ruler together with the 
name of his father and reign dates. These coins, which 
had a wide circulation, are an unequaled source of his- 
toric information. King Nahapana (119-124) pioneered 
the satrap practice of issuing coins bearing a portrait of 
the ruler. His coins show his image together with an 
arrow and a thunderbolt and the text "Satrap king Naha- 
panasa." Subsequent major satrap rulers were Chastana 
and Rudradaman (130-150). Their coins bore an inscrip- 
tion in Greek, but later ones preferred the Brahmi script. 

Satavahana Coins 

To the south, the SATAVAHANA rulers, who were rivals of 
the western satraps, copied Greek prototypes and were 
also familiar with the many Roman coins of the Julio- 
Claudian dynasty obtained through maritime trade. Most 
Satavahana coins were made of lead or copper, but certain 
alloys were also employed. Potin, for example, combines 
lead and copper, while billon is an alloy of copper and sil- 
ver. The most common designs include an elephant, a 
lion, and a horse. One issue of King Satakarni is a circular 
coin with an elephant on the obverse along with the so- 
called UJJAIN symbol, a cross with four circles. The south- 
ern Indian Cola kingdom employed a coin with the king 
on one side and the king seated on the other, a type taken 
to Sri Lanka when the Cola conquered that island. 

CHINA 

The origins of Chinese coinage are to be found in the late 
Spring and Autumn period (770-476 B.C.E.). Before then 
strings of cowry shells were used as a form of currency, 
and WESTERN ZHOU DYNASTY bronze inscriptions record 



gifts of cowry shells from the emperor to faithful retain- 
ers. The tomb of Fu Hao at Anyang, dated to the late 
Shang dynasty, contained thousands of cowry shells. An 
important tomb of the Western Zhou dynasty at Fufeng 
Qiangjia, Shaanxi province, held a series of inscribed 
bronze vessels. The text of one inscription states that the 
owner had received a gift of cowry shells as part of an 
investiture ceremony. This form of wealth had permitted 
the casting of these ritual bronzes. The origin of the 
shells is not known with certainty, but they must have 
been from warm clean seas to the south of China or 
beyond into Southeast Asia. The DIAN chiefs at sites such 
as SHIZHAISHAN and Lijiashan during the Western HAN 
DYNASTY (second and first centuries B.C.E.) were interred 
with bronze cowry containers. These shells probably 
reached southern China from the Indian Ocean. 

Early Chinese Coins 

During the Spring and Autumn period there were basic 
changes to the Chinese economy. Iron began to be 
employed in agriculture and warfare, leading to a surge in 
productive capacity. There was sharp population growth, 
and the mercantile class rose. Many merchants are known 
to have grown very wealthy, and they played a prominent 
role in politics. This trend continued and greatly acceler- 
ated with the unification of China under the first 
emperor, QIN SHIHUANGDI (259-210 B.C.E.). He had roads 
and canals constructed, while peace encouraged trade 
after centuries of warfare. The emperor also standardized 
weights and measures and replaced regional scripts with 
that of QIN throughout the empire. It \vas also during this 
period and the ensuing rule of the Western Han dynasty 
emperors that the international trade across the SILK ROAD 
opened China to new commercial opportunities. 

Before the Qin reforms, the first Chinese systems of 
currency had begun to replace cowry shells as media of 
exchange. The earliest minted form of currency was the 
bu, a coin cast of bronze in the form of a miniature 
double-pronged digging stick or hoe, complete with 
hollow socket. They are particularly densely concen- 
trated in the vicinity of the Eastern Zhou capital of 
LUOYANG and in the states of HAN, ZHAO, and WEI. They 
were issued in considerable quantities, one hoard 
exceeding 1,000 items. A coin of the Zhao state is 
inscribed with the location of the mint, Songzi, and the 
coin's weight. Labeling of coins by the mint and weight 
was widespread. Dao coinage, which was identified with 
the state of QI, had the form of ring-handled miniature 
knives, each about 18 centimeters long. These also carry 
an inscription showing the mint where they were cast. 
The preferred form of currency in the state of CHU dur- 
ing the WARRING STATES PERIOD is known as a bei. Inter- 
estingly, these were cast in the form of a cowry shell and 
are often called ant-faced money because of their shape. 
The rulers of Chu also minted gold coins in the form of 
a flat semirectangular plate, inscribed with the weight 
and place of manufacture. 



84 Colebrooke, Henry 



Qin, Han, and Xing Coins 
All these issues were swept away with the unification of 
China under Qin Shihuangdi, the first emperor. In their 
place, he issued a gold coin, known as a shangbi, and a 
copper coin, the xiahi. These circular coins with a square 
hole in the center were cast in open copper molds, and 
their form was maintained in China for the ensuing two 
millennia. The central monopoly over coinage was main- 
tained under the Western Han emperor WUDI, as three 
special officials were appointed to take charge of the 
imperial mint. Their duties were to oversee the casting of 
coins, check them for color to safeguard against using a 
debased metal, and supervise the production of the 
molds. One such copper mold has survived from this 
period, in which 12 coins could be cast simultaneously. 
They -weighed five zhu (a zhu was a unit of weight). 

WANG MANG of the Xin dynasty reformed the Western 
Han currency on four occasions, starting in 7 C.E. Six 
new coins were issued in the traditional circular form, 
known as quan coinage. Some of his new issues were in 
the form of a key with lettering inlaid with gold. Another, 
which has the usual circular shape joined to a square, is 
extremely rare. 

JAPAN 

The earliest coins from Japan date to the YAYOI period 
(300 B.C.E.-300 C.E.), but these were Chinese imports and 
were probably regarded as ornaments of no monetary 
value. By the late seventh century, a few silver coins were 
issued, but they did not have a large circulation. The con- 
struction of the FUJIWARA and HEIJO cities in rapid succes- 
sion placed considerable demands on labor and resources 
during the early eighth century. To facilitate payments, 
which had hitherto been in the form of cloth or rice, the 
Japanese government initiated the minting of a large num- 
ber of coins in 708, taking the Tang currency of China as 
the model. This move was related to the discovery of cop- 
per ore in Musashi province. The Tang coinage has been 
found in Japan in reasonable quantities, suggesting its use 
before the local discovery of copper and establishment of 
a mint for issuing local silver and copper currency. Cop- 
per cash was known as Wado-kaichin, and four -were the 
equivalent of a silver coin. Several mints have been found. 
Later, gold coins were also minted in 760. The equivalent 
values saw copper coins being worth one mon, silver coins 
10, and gold coins 100 mon. In 765, further minting of 
copper coins only -was instituted at Nara. 

SOUTHEAST ASIA 

The minting of coins was not adopted by the civilization 
of ANGKOR in Cambodia. Measures of silver or gold, as 
well as animals, cloth, and slaves, however, were used in 
exchange transactions. This contrasts with the DVARAVATI 
CIVILIZATION of central Thailand, where currency 
involved circular silver coinage bearing symbols of wealth 
and royalty, as well as the occasional text. The symbols 



used reflect Indian practices of the first to fourth cen- 
turies C.E. The conch shell symbolized \vater and creation 
and was used in royal consecration ceremonies. The sri- 
vatsa motif was derived from Sri, the Hindu mother god- 
dess representing fertility and kingship. The rising Sun 
was employed to indicate the origin of the royal line in 
the solar dynasty. The PYU CIVILIZATION minted silver 
coins. These too employed the srivatsa motif, as -well as 
the rising Sun, the throne, a conch shell, and the vajra, or 
thunderbolt. A clay mold probably for casting coins has 
been recovered at Sri Ksetra. Excavations at the major 
cities on the Rakhine (formerly ARAKAn) coast of western 
Myanmar (Burma) have yielded locally minted coins. A 
sample from Vesali, which was occupied in the seventh 
and eighth centuries, shows the bull, symbol of the ruling 
Candra dynasty, on one side, and the srivatsa, symboliz- 
ing prosperity, on the other. The king's name was 
inscribed in Sanskrit. 

See also PRINSEP, JAMES. 

Further reading: Gupta, P. L. Coins: India — the Land 
and the People. New Delhi: National Book Trust, 1969; 
Gutman, P. "The Ancient Coinage of Southeast Asia," 
Journal of the Siam Society 66 (1978): 8-21; Wang 
Yuquan. Early Chinese Coinage. New York: Sanford Durst, 
1980; Wicks, R. "The Ancient Coinage of Southeast 
Asia," Journal of Southeast Asian Studies XVI (1985): 2. 

Colebrooke, Henry (1765-1837) Henry Colebrooke 
was one of the principal pioneers in the translation of San- 
skrit inscriptions in India. 

In 1801 he published an English version of a late text 
found on the Delhi Topra pillar erected by ASOKA (r. 
268—235 B.C.E.). Although this inscription had been pre- 
viously translated, Colebrooke was able to obtain the cor- 
rect date (1164 C.E.) and publish the INSCRIPTION in 
facsimile form together with a transliteration of the text. 
He was also one of the first people to realize and begin to 
explore the vital importance of inscriptions for elucidat- 
ing early Indian history. His contribution is seen in a 
series of articles published between 1823 and 1827 in the 
Journal of the Royal Asiatic Society. 

See also JONES, SIR WILLIAM; WILKINS, SIR CHARLES. 

Co Loa Co Loa is a very large walled and moated set- 
tlement located 15 kilometers (9 mi.) northwest of 
Hanoi, on the floodplain of the Hong (Red) River in Viet- 
nam. This part of Vietnam was the preserve of the DONG 
SON culture during the second half of the first millen- 
nium B.C.E. There is a local tradition that the site was 
founded by a man called Thuc Phan after he defeated the 
last of the local Hung kings in 257 B.C.E. He went on to 
found the Hong River kingdom of Au Lac. The site is 
known for a wealth of metal-work discovered during lim- 
ited excavations. There are three defensive ramparts of 
Co Loa up to 12 meters (40 ft.) high and 25 meters (82.5 



Confucius 85 



ft.) wide. The outermost wall encloses an area of about 
600 hectares (1,500 ft.) and -was punctuated with guard 
to\vers. The local Hong River was diverted to fill a moat. 
Excavations of the ramparts have revealed that they were 
constructed some time after the third century B.C.E. 
While the interior has not been extensively opened, in 
1982 a large bronze drum was uncovered. It was deco- 
rated with typical scenes of the Dong Son period (300 
B.C.E. -50 C.E.), including musicians, plumed warriors, 
houses, and a platform over four drums. Drummers were 
beating a rhythm on these four instruments of descend- 
ing size. The drum itself contained a hoard of about 200 
bronzes, including 20 kilograms (44 lbs.) of scrap metal 
probably destined for recasting. There were also 96 sock- 
eted bronze plowshares of HAN DYNASTY affinities, six 
hoes, and a chisel. The 32 socketed ax heads were made 
in a variety of shapes, one of which matches in form that 
represented in a mold from the nearby site of Lang Ca. 
Other weaponry from this hoard includes a bimetallic 
spearhead, the hilt of bronze and the blade of iron; a dag- 
ger; and eight arrowheads. 

Such an emphasis on weaponry reflects the troubled 
times of the later centuries B.C.E. in the Hong River Delta, 
a period when QIN and Han armies threatened to incorpo- 
rate the area as a province of imperial China. A cache of 
crossbow bolts found at Co Loa are of Chinese form. Ulti- 
mately this region was taken into Chinese control when 
in 42 C.E. the great Chinese general Ma Yuan marched 
into the area and defeated the local rulers. 

combs Combs for grooming the hair, usually made of 
ivory or bone, have been found regularly in India, in sites 
of the INDUS VALLEY CIVILIZATION and later. The speci- 
mens from MOHENJO DARO and HARAPPA in Pakistan are 
decorated with incised circles. Later examples were 
enhanced with scenes or geometric designs that often 
incorporated the same concentric circles. Some speci- 
mens from TAXILA in Pakistan include depictions of 
WOMEN with elaborate hairstyles on one side and a goose 
on the other; another shows two women, one bare 
breasted and wearing diaphanous clothing, while the 
other side has an elephant and a lion. The goose design is 
particularly interesting, since an ivory comb from the 
Thai site of CHANSEN, seen as a direct import from India, 
was also decorated with a goose. 

Combs have a long history in Central Asia and 
China. A comb was found with a woman buried at LOU- 
LAN in the TARIM BASIN, in northwest China, a site dating 
to about 1800 B.C.E. Three combs were found in the 
Shang dynasty tomb of EU HAO. The Han emperor WENDI 
gave the XIONGNU leader MAODUN a comb, among other 
fine presents, in the early second century B.C.E. At the 
same period, wooden combs were found among the per- 
sonal belongings of the marchioness of Dai at MAWANG- 
DUI, a Chinese internment area near Changsha. 



Confucius (551-479 B.C.E.) Confucius was China's most 
famous and influential political philosopher and teacher. He 
taught the importance of behaving correctly to achieve moral 
power and believed that rulers should concern themselves 
with the well-being of their people. 

Confucius was called Kong Qiu in Chinese, but his stu- 
dents named him Kongzi, "Master Kong." As he grew in 
stature and reputation, he became known as Kong Fuzi, 
"Our Master Kong." This title was written in English as 
Confucius. He was born in the state of LU, in Shandong 
province of central China. His parents were impover- 
ished, but of high status. Only three years old when his 
father died, he showed an interest in scholarship from an 
early age. He was first employed in minor government 
positions, but his passion for and skill in the six arts — 
calligraphy, history, poetry, archery, ritual, and music — 
soon equipped him to be a teacher and sage. His 
approach to teaching, to instill knowledge of and concern 
for public service, can be seen as a major turning point in 
Chinese education. He rose through increasingly impor- 
tant public positions in Lu, ultimately becoming the min- 
ister of justice. Disillusioned by the administration, he 
left Lu for 12 years of self-imposed exile, during which 
he visited the leaders of other states to outline his moral 
code, but he later returned to continue his teaching, edit- 
ing of ancient texts, and writing on political philosophy. 

Confucius's ideals are recorded in the Analects. In 
Chinese they are known as Lunyu, "Conversations." These 
were written over a period after his death, in which his 
followers recorded, in 20 chapters, their recollections of 
conversations with their master. Although he lived at a 
time of weakening central Zhou authority and constant 
friction between rival rulers, Confucius advocated the 
concept of ru, virtue or civility, leading a person to 
become junzi, that is, deserving of moral power through 
noble behavior rather than promoting militarism. 

Confucius is credited with editing and commenting 
on a number of significant historical documents. He is 
said, for example, to have added commentaries on the 
Yijing (Classic of Changes), a notable text that explains 
the interpretation of divinations. He edited the Shujing 
(Classic of History), which includes statements made by 
early kings. The Liji (Record of Rites) and Shijing (Classic 
of Poetry) may also have been edited with commentaries 
by Confucius. Perhaps his most notable contribution to 
the literature, however, was the CHUNQJU FANLU, or Spring 
and Autumn Annals, which recorded the history of the 
state of Lu, his own birthplace, between 722 and 481 
B.C.E. By compiling and safeguarding these texts, Confu- 
cius assured for himself an enduring place in the history 
of Chinese thought. 

His influence was also felt well beyond his native 
China. With the Asuka enlightenment in Japan, for 
example, the YAMATO PRINCE SHOTOKU issued injunc- 
tions incorporating Confucian ideals for proper behav- 
ior. In 603 a system of court ranks was deployed in the 



86 Couto, Diogo do 



Yamato capital, and each of the 12 grades was accorded 
a name recaUing Confucian virtues, beginning with the 
rank of greater virtue and ending with the rank of lesser 
knowledge. 

Couto, Diogo do (1543-1616) Diogo do Couto was the 
official historian of the Portuguese Indies. 
He recorded an account of ANGKOR in Cambodia in the 
second half of the 16th century. His is the most detailed 
summary on this subject of the period. He sent his text to 
Lisbon in 1599 but never visited Angkor, basing his writ- 
ing on reports from a Capuchin friar, D. Antonio da Mag- 
dalena, who visited Angkor in 1585 or 1586. The friar 
died in a shipwreck off the coast of Natal in 1589 but 
gave do Couto his account in Goa that same year. This 
account was due to be published in 1614 but remained 
archived until it was identified and published in 1958. Do 
Couto wrote "of the grand and marvelous city which was 
discovered in the forests of the kingdom of Cambodia, on 
its construction and situation." 
He further observed: 

This city is square, with four principal gates, and a 
fifth which serves the royal palace. The city is sur- 
rounded by a moat, crossed by five bridges. These 
have on each side a cordon held by giants. Their ears 
are all pierced and are very long. The stone blocks of 
the bridges are of astonishing size. The stones of the 
walls are of an extraordinary size and so jointed 
together that they look as if they are made of just one 
stone. The gates of each entrance are magnificently 
sculpted, so perfect, so delicate that Antonio da Mag- 
dalena, who was in this city, said that . . . they looked 
as if they were made from one stone. And amazingly 
the source of the stone is over 20 leagues away, from 
which you can judge the labor and organization dedi- 
cated to the construction. And amazingly, there are 
written lines in the language of badaga, which say that 
this city, these temples, and other things were built by 
the order of 20 kings over a period of 700 years. On 
the sides of this city are monuments which must be 
royal palaces on account of their sumptuous decora- 
tion and grandeur. In the middle of the city is an 
extraordinary temple. From each of the gates, there is 
a causeway of the same width as the bridges, flanked 
by canals, fed by the great moat round the city. The 
water originates from the north and east, and leaves 
from the south and west. The system is fed by the 
river diverted there. Half a league from this city is a 
temple called Angar. It is of such extraordinary con- 
struction that it is not possible to describe it with a 
pen, particularly since it is like no other building in 
the world. It has towers and decoration and all the 
refinements which the human genius can conceive of. 
There are many smaller towers of similar style, in the 
same stone, which are gilded. The temple is sur- 



rounded by a moat, and access is by a single bridge, 
protected by two stone tigers so grand and fearsome 
as to strike terror into the visitor. 

There are many smaller temples there, of fine 
workmanship, which seem to be the tombs of the 
nobles of these kingdoms, like the great temple which 
seems to have been the tomb of the king who built it. 
Two leagues and a half from this temple, one finds a 
huge lake, thirty leagues long and 15 wide. This lake 
is 150 leagues from the sea in the interior of this 
country. The river Menam (Mekong) in June flows 
with so much water, that it cannot remain in its bed 
and floods the area. It changes its course, and water 
flows to the north west, one course flowing to the 
great lake, the other to the sea. This flood lasts for 
four months. Then the water returns to the river and 
the lake level falls. There is a rice which grows up 
with the water, and many boats venture out to harvest 
this rice, with dances and music. The king who dis- 
covered this city installed his palace there and peopled 
the city with inhabitants brought from other parts of 
the kingdom. He gave them land and distributed 
hereditary estates. The land is very rich, much rice is 
grown. There are many cattle, buffaloes, deer. In the 
forest there are numerous deer, boars, elephants. 

(Translated jrorti B.-P. Groslier; see Bibliography.) 

See also MOUHOT, HENRI. 

Ctesias of Cnidus (fifth century B.C.E.) Ctesias was a 
Greek physician from Cnidus in modern Turkey, who served 
in the Achaemenid (Persian) court of King Artaxerxes 
Mnemon between 405 and 397 B.C.E. 

Parts of two books that he wrote, the Persika and the 
Indika, have survived in quotations in later writings. His 
books were the standard Western authority on India until 
the conquest of ALEXANDER THE GREAT and even later but 
contain little accurate information and many clearly fabu- 
lous descriptions. 

See also ACHAEMENID EMPIRE. 

Cunningham, Sir Alexander (1814-1893) Sir Alexan- 
der Cunningham was a major pioneer of field archaeology in 
India. His many discoveries had used the works of ancient 
historians to locate actual sites. 

Cunningham arrived in India as an officer in the Bengal 
Engineers when aged 19 and was early influenced by 
JAMES FRINSEP's interest in inscriptions and numismatics. 
As a government surveyor and engineer, Cunningham 
followed up his interest in coins of the BACTRIAN GREEKS 
by developing a passion for identifying the sites men- 
tioned by two Chinese Buddhist monks, EAXIAN, who vis- 
ited India in the early fifth century C.E., and XUANZANG, 
who traveled there in the seventh century. Thus Cun- 
ningham sought the city of Sankisa by its stated relation- 



Cyrus the Great 87 



ship to the known center of MATHURA and identihed 
Sankisa as a huge mound. With this discovery, he calcu- 
lated that the Chinese unit of measurement was a little 
longer than 11 kilometers (6.6 mi.). His enthusiasm is 
expressed best in his own words: "With what joy and zeal 
would not one trace Faxian's route from Mathura." In 
1847 to 1848 he worked in northern India and found the 
ancient capital of Kashmir at Pandritan. Still linking texts 
■with fieldwork, he identified the citadel of Aornos, men- 
tioned by historians describing the campaign of ALEXAN- 
DER THE GREAT, with the site of Rani-garh. He later 
excavated at SANCHI and found the remains of NORTHERN 
BLACK POLISHED WARE in the foundation deposit, the hrst 
time this important ceramic type was described. Further 
excavations in stupas allowed him to assemble the names 
of early Buddhist monks from their foundation inscrip- 
tions and match them with the surviving historic texts. 

In 1861 he was appointed the archaeological sur- 
veyor to the government of India and embarked on a long 
period of virtually uninterrupted field research. His first 
year saw him at BODH GAYA, site of the Buddha's nirvana, 
where he traced 33 pillars and associated inscriptions. 
The next few years saw him active in the Punjab, follow- 
ing in the footsteps of Alexander the Great and the Chi- 
nese pilgrims. This took him to TAXILA in modern 
Pakistan, vi'here he described the ramparts of "Kacha-kot" 
as more than 10 meters (33 ft.) in height. He traced the 
ruins in the city of Sirkap and described Bhir and Sir- 
sukh. His initial appointment as surveyor came to an end 
in 1865, and Cunningham returned to England. In May 
1870, however, the viceroy of India, Lord Mayo, 
approved the creation of the ARCHAEOLOGICAL SURVEY OF 
INDIA, with Cunningham as its first director-general. 

With a permanent staff of two assistants, Cunning- 
ham was charged that "as far as possible intelligent 
natives should be employed in, and trained to, the task of 
photography, measuring and surveying buildings and the 
like, and deciphering inscriptions." One of his earliest 
tasks was to devise a scheme of different architectural 
styles, and then he turned his attention to the great site of 
Mathura to catalogue the inscriptions there. He visited 



and excavated at BHITA, a township on the Jamuna River. 
There he sectioned the ramparts and again encountered 
Northern Black Polished Ware. Over the ensuing years 
Cunningham visited and studied many of the key historic 
sites in India: BHARHUT, KAUSAMBI, BESNAGAR, and 
SRAVASTI. In 1875 he published the first description of an 
INDUS VALLEY CIVILIZATION seal, noting that above the 
image of a bull, there were six written characters: the 
seal, he concluded, was foreign to India. By the time of 
his retirement in 1886, Cunningham had established 
himself as the father of Indian archaeology. 

Cyrus the Great (c. 585-c. 529 b.c.e.) Cyrus the Great 
became the ruler of the Persians in 558 B.C.E. and ruled a 
rapidly expanding empire, extending from the Aegean to the 
Indies, from his capital of Pasargadae in modern Iran. 
An inscription from Bisutun in Iran, dated to about 518 
B.C.E. , claims that Margiana, BACTRIA, and GANDHARA had 
been conquered, implying that the valley of the Syr 
Dar'ya River and the upper Indus Valley were now part 
of the Persian Empire, a claim given substance in the 
writings of classical authors, such as Pliny (23 to 79 
C.E.), Arrian (d. 180 C.E.), and Diodorus (first century 
B.C.E.). Pliny described how Cyrus laid waste the city of 
Capisa, north of Kabul in Afghanistan. Archaeological 
research in Turkmenistan has identified early oasis settle- 
ments with citadels, whose wealth was based on the 
application of IRRIGATION to agriculture. Their inhabi- 
tants would have been in a position to resist the east- 
ward thrust from Persia. One of Cyrus's objectives was to 
secure his eastern frontiers against the steppe nomads, 
and his policy was to establish fortified settlements. One 
of these located in the upper reaches of the Syr Dar'ya 
was known as Cyropolis. Cyrus died while campaigning 
against the nomadic Massagetae between the Caspian 
and Aral Seas, in 530 B.C.E. 

Further reading: Brosius, M., ed. The Persian Empire 
from Cyrus U to Artaxerxes 1. London: Association of Clas- 
sical Teachers, 2000; Lamb, H. Cyrus the Great. London: 
R. Hale, 1961. 




Dabar Kot Dabar Kot is a site of the INDUS VALLEY CIVI- 
LIZATION, located in the valley of the Thai River in Baluchis- 
tan in Pakistan. With an area of 150 by 135 meters (495 by 
445.5 ft.), it was a small settlement, but the mound rose to 
a height of 35 meters (115.5 ft.) above the surrounding 
plain. It was examined initially by SIR AUREL STEIN and later 
by Walter Fairservis, but the lowest layers have not yet 
been examined. The mature phase of the Indus civilization 
is represented by mud-brick structures, drains of fired 
brick, and SEALS and figurines. A unique carved stone head 
of a man was also recovered from this site. 

Dadianzi Dadianzi is a settlement and cemetery of the 
lower Xiajiadian culture, located on the Mangniu River in 
Inner Mongolia. The importance of this site lies in the 
illustration of a culture in northeastern China and Mon- 
golia, distinguished by social divisions and occupying 
defended sites contemporaneous with the development of 
equally complex LONGSHAN CULTURE communities in the 
Huang River Valley, Shandong Peninsula, and Chang 
(Yangtze) Valley in China to the south. This culture has 
been dated between 2300 and 1600 B.C.E. and includes 
more than 2,000 known sites, some of which were 
defended by stone walls and moats. Dadianzi is best 
known for its cemetery, which lay beyond the walls and 
covered an area of about 2,000 square meters (2,400 sq. 
yds.). Excavations have uncovered 800 burials whose 
grave gifts show that goods from the West passed through 
here. The soft loess soils of this area make it possible eas- 
ily to excavate deep graves, and their depth has been 
found to correlate with the wealth of mortuary offerings. 
The interments were laid out in an orderly manner, and 
no grave was found to intercut another. The mortuary rit- 



uals involved lining poorer graves with mud brick and 
burying the richer corpses in a large wooden coffin. The 
deepest grave was found 8.9 meters (29 ft.) below the 
present surface. 

Men were found with their heads pointing toward 
the settlement, WOMEN in the opposite direction. Some 
women were found in the same grave as young males. A 
niche cut at the foot end of the burial was designed to 
take burial goods. Rich burials might have multiple 
niches, containing sets of pottery vessels, some of which 
were richly painted in designs that anticipate those found 
on Shang dynasty bronzes. Certain types of vessels, such 
as gui and jue, were restricted to rich graves. The former 
is a three-legged pitcher, the latter a tripod jug tradition- 
ally used for serving wine. There were also pig and dog 
bones and, in elaborate male graves, ceremonial battle 
axes. The elite were also distinguished by the presence of 
jade bangles and bronze earrings. Poorer graves might 
have one set of pottery vessels, few if any painted pots, 
but no jades. The skeletons of sacrificed dogs and pigs 
were often found in the grave fill. 

A close study of the bronzes found in the cemetery 
reveals similarities with settlements to the west, along the 
steppes. Thus the earrings are similar to those of the 
Andronovo culture in Siberia, while the bronze finials 
attached to wooden hafts of weapons are matched as far 
west as BACTRIA. The communities of the lower Xiajiadian 
culture acted as a conduit along which knowledge of 
bronze working reached the central plains. Further paral- 
lels with the Huang (Yellow) River XIA DYNASTY of China 
are seen in ceramic forms and the animal-headed TAOTIE 
mask image, which is seen on Dadianzi ceramic vessels. 

See also SHANG STATE. 



88 



Dalverzin Tepe 89 



Dai An Dai An, in Quang Tri province, Vietnam, is a 
site of the CHAM CIVILIZATION. It is best known as the find 
location of a remarkable stone relief carving, showing 
what seem to be two polo players. The horses are ani- 
mated, with tails held high, and have bells around their 
necks, while the riders wield what look like polo sticks 
and ride on saddles equipped with stirrups. Emmanuel 
Guillon has stressed that the horse trappings and stirrups 
are paralleled in Southeast Asia in BOROBUDUR, Java, in 
Indonesia, but otherwise they recall similar depictions of 
riders from Tang dynasty China. This particular example 
dates to the 10th century C.E. 

DaibutSU The Daibutsu was a massive gilded bronze 
statue of the Buddha, ordered by the Japanese emperor 
Shoniu in 743 C.E. The statue stood in the largest 
wooden building in the world. Shomu adopted a policy 
of establishing BUDDHISM as the principal religion of 
Japan during the period of the NARA STATE, when the 
capital was at HEIJO-KYO. In 741 Shomu ordered that 
Buddhist temples be constructed in all provinces, with 
the finest and largest ones in the capital city. However, 
there was a rebellion against the emperor, who moved 
the court first to Kuni, then to Shigaraki. In 745 C.E. he 
returned to Heijo-kyo, and the task of casting the Bud- 
dha in the form of Vairocana, the source of creation 
including all other Buddhas, was begun. It was now 
located in the temple of TODAIJI on the eastern edge of 
Heijo-kyo. It finally stood 10.82 meters (about 36 ft.) 
high and required the pouring, over a period of at least 
two years, of 400 tons of copper. The hall was then built 
over the statue in 752 C.E., and the dedication took 
place. This hall was centrally placed in a large monastic 
complex that included two pagodas, each standing 100 
meters (330 ft.) high. 

Daimabad Daimabad is a prehistoric settlement 
located in the Tapti Basin of the Godavari River catch- 
ment, in western India. It reached a maximal area of 30 
hectares (75 acres) during the last of five phases of occu- 
pation that extended from about 2000 to 1200 B.C.E., rep- 
resenting the southernmost extension of the Indus 
civilization. The first phase belongs to the Savalda culture 
and covered only a tenth of the site's final size. It yielded 
evidence for mud-brick houses of modest proportions 
and an agricultural economy based on barley, lentils, and 
beans. The inhabitants had a knowledge of copper metal- 
lurgy and wore beads of carnelian and agate. 

The second phase is notable for the evidence it has 
provided for an intrusion of the late INDUS VALLEY CIVI- 
LIZATION into this part of India. The houses were made of 
mud brick, and similar material was used to line a grave. 
House floors were covered with plaster. Undoubted evi- 
dence for the Indus civilization is seen in the recovery of 
two terra-cotta SEALS and three potsherds, all bearing the 



Indus script. Characteristic Indus pottery shards were 
found scattered over an area of 20 hectares (50 acres). 
The radiocarbon dates suggest that this occupation took 
place in about 1800 B.C.E. 

Dalverzin Tepe Dalverzin Tepe, an ancient city in 
southern Uzbekistan, flourished in the KUSHAN empire. 
The city was rectangular, covering an area of 32.5 hectares 
(81.25 acres), with an additional circular citadel on the 
southeastern corner. Like many other Kushan cities, it 
was originally a foundation of the BACTRLAN GREEKS dur- 
ing the third and second centuries B.C.E. but was embel- 
lished by the Kushans. Dalverzin was a center for the 
production of a wide range of artifacts, not least molded 
terra-cotta statuettes. These were devoted to a seated god- 
dess probably deeply venerated at this site and the sur- 
rounding region. It occupies a naturally strong position on 
the bank of the Karmaki-say River, the dry bed of which is 
now seen to the south and west of the city walls. A canal 
ran the length of the eastern ramparts. These walls were 
strongly built and provided for defense. They were up to 
12 meters (39 ft.) wide and 20 meters (66 ft.) high. There 
are many towers, and the interior incorporates passage- 
ways and commanding emplacements for archers. The top 
of the walls provided platforms for the mounting of ballis- 
tae. Beyond the city, there were fields, orchards, some resi- 
dences, and temples. The lower city within the walls was 
divided by a street system and contained distinct areas of 
opulent homes, craft workshops, enclaves for merchants, 
the poorer part of the populace, and reservoirs. The burial 
ground lay outside the city walls. 

The excavation of domestic dwellings revealed con- 
siderable sophistication in the size and decoration of the 
homes of the elite. Rooms were grouped around a court- 
yard or a hall and had splendidly painted walls. Each 
home contained a fire altar. A number of statues in clay 
and gypsum have been recovered, showing, for example, 
a high-status woman and a man dressed in a belted tunic, 
whose expression imparts an aura of serene confidence. 
The wealth of the leaders of this community can be 
judged from a hoard of gold found beneath the doorstep 
of a mansion, containing gold disks and bars whose 
weight was recorded on each with a KHAROSHTHI inscrip- 
tion, gold bracelets, earrings, and pectorals. 

Archaeologists working here also examined Buddhist 
temples, one of which lies outside the city walls, the other 
located toward the center of the city itself. The former 
occupies a low hill about 400 meters (1,320 ft.) to the 
north of the city walls. It had a stupa and associated monas- 
tic buildings. One of the rooms in this monastery contained 
the modeled clay statue of a royal figure that encouraged 
the excavators to name the chamber "the king's hall." The 
serene figure wore a kaftan and trousers and a tall, conical 
hat embellished with disks and decorated at the base with a 



90 Damb Sadaat 



row of circular beads. A second clay statue from the same 
room shows a mustached man wearing a belted kaftan; 
there are also modeled clay heads of WOMEN, one of ■which 
still retains a hint of gold overlay. Coins of Vima Kadphises 
and Vima Tak [to] date this complex to the late first and 
early second centuries C.E. Statues of the Buddha, which 
seem to have been deliberately destroyed, littered the build- 
ing's interior and probably reflect the Sassanian incursions 
into this region during the third century C.E. 

The city declined toward the end of the Kushan 
period, and the defenses decayed. It was not abandoned 
at that juncture, however. The potters' quarter still func- 
tioned, and the temple was maintained. 

Damb Sadaat Damb Sadaat is a small but important 
archaeological settlement covering a little less than two 
hectares (5 acres) and located 14 kilometers (8.4 mi.) 
south of Quetta in Baluchistan in Pakistan. It has given 
its name to one of the four major regional groups of 
sites ascribed to the early Harappan culture. The site is 
strategically placed to control access to the Bolan Pass, 
which leads to the plains of the Indus. It had a long 
sequence of occupation, and the three areas excavated 
yielded many ceramic remains demonstrating continu- 
ity, including the so-called Quetta ware first described 
by Stuart Pigott. 

The sites of the Damb Sadaat phase are nearly all of a 
similarly small size, but three stand out as being signifi- 
cantly larger. Quetta Miri covers 23 hectares, MUNDIGAK 
19, and Kranai Hill nearly II. The overall pattern 
obtained from investigating these settlements is that the 
Damb Sadaat economy was based on agriculture and the 
herding of domestic stock. The people were familiar with 
copper smelting and casting and made fine ceramics. The 
radiocarbon dates suggest that this phase belongs to the 
period between 2500 and 3500 B.C.E. 

See also INDUS VALLEY CIVILIZATION. 

danda Literally a "staff," danda was the term used in 
the Arthasastra of KAUTILYA to describe the control of the 
means of power and destruction. A minister to King CAN- 
DRAGUPTA MAURYA (325-297 B.C.E.), Kautilya defined the 
nature of the state and its methods of governance in a 
document that was widely influential in India and South- 
east Asia during the period of early states. 

Dandan-Oilik Dandan-Oilik is one of the sites in the 
area of the ancient state of HOTAN, in the southwestern 
corner of the TARIM BASIN, investigated by SIR AUREL STEIN 
in the early years of the 20th century. Stein found a num- 
ber of administrative documents there, as well as painted 
vi'ooden panels and fragments of painted stucco orna- 
ments from a Buddhist shrine. The site dates in the 
eighth century C.E. 



Daodejing (Tao Te Ching) The Daodejing is the text that 
set out the basic tenets of TAOISM, ascribed to the Chinese 
philosopher LAOZl. It comprises 81 brief chapters and 
describes, largely in metaphorical terms, the philosophy 
underlying the Tao, the "way." Taoism recognizes that the 
world is subject to flux and change and stresses the need 
for people to mold their lives to external change in order to 
obtain a detached tranquility in the face of events beyond 
control. The text exercised a profound influence, particu- 
larly during the early HAN DYNASTY. In 1973 a remarkable 
discovery was made in the tomb at MAWANGDUI, dated to 
168 B.C.E., where a version of the Daodejing was found writ- 
ten on silk. Its very presence in a tomb of this date stresses 
its importance among the early Han rulers. 

Darius the Great (550-486 b.c.e.) Darius the Great 
was king of the Achaemenid empire of Persia. 
He attempted to extend the empire westward to Greece 
but met defeat in 490 B.C.E. at the Battle of Marathon. His 
earlier military campaigns included an unsuccessful drive 
against the Scythians north of the Black Sea in 519 B.C.E. 
In 521 B.C.E., he attacked the Punjab and Sind in modern 
Pakistan and incorporated them as the 20th satrapy, or 
province, of his empire. 




The reliefs of Persepolis in Iran reveal the power of the 
Achaemenid rulers. This stairway dates to the sixth-fifth 
centuries b.c.e. (Ciraudon/Art Resource, NY) 



Dhanyawadi 91 



Desalpur Desalpur is a site of the INDUS VALLEY CIVI- 
LIZATION, strategically located between the lower Indus 
Valley and the settlements of Gujarat. Two occupation 
phases were recognized during excavations undertaken 
in 1964. The site could have been a stepping stone in the 
trade and political links between the t-wo regions. It was 
not large, covering only 100 by 130 meters 330 by 429 
ft.), but it was still defended by a stout mud-brick wall 
four meters (13 ft.) wide at the base, reinforced with 
large stones. Houses within were constructed of mud 
brick on stone foundations, and the presence of typical 
Harappan weights in terra-cotta and jasper, as well as 
SEALS and sealings, indicates the importance of trade to 
the inhabitants. 

Devanampiya Tissa (r. c. 247-207 b.c.e.) Devanampiya 
Tissa was the king of Sri Lanka (Ceylon). 
It was under his reign that BUDDHISM is said to have been 
introduced into this kingdom. He was converted to Bud- 
dhism by the son of the emperor ASOKA and initiated the 
construction of Buddhist temples and monasteries. 

Devanika A Sanskrit inscription from Wat Luong Kao 
near WAT PHU in Laos names Devanika a maharajadhiraja, 
or great supreme king of kings. He is said to have trav- 
eled from a distant country and donated thousands of 
cattle to the temple when he was consecrated. The style 
of the INSCRIPTION suggests that it was erected in the sec- 
ond half of the fifth century C.E., making it one of the 
earliest in Southeast Asia to name a king. The site of the 
inscription lies within the walls of a city, suggesting the 
early inception of state formation away from the coast, 
but commanding the passage of the Mekong River. 

devaraja The term devaraja is a SANSKRIT translation of 
the Khmer term KAMRATENG JAGAT TA RAJA. The rarity of the 
term in the epigraphic record probably indicates that the 
kamrateng jagat ta raja was a movable protective deity of 
no outstanding importance. Its first appearance in Angko- 
rian epigraphy is in the SDOK KAK THOM inscription of 
1052 C.E. in Cambodia. In this text, Sadasiva recounts the 
history of his family back to the late eighth century, when 
JAYAVARMAN II moved his court and followers from the 
region of BANTEAY PREI NOKOR to the land north of the 
Tonle Sap. His ancestors were given the exclusive right to 
maintain the cult of the devaraja. According to the INSCRIP- 
TION, the kamrateng jagat ta raja moved from place to 
place, accompanying the king to respective capital cities. 
YASHOVARMAN I (r. 889-910 C.E.) moved the image to 
YASHODHARAPURA when he founded his capital there. It was 
moved to LINGAPURA under JAYAVARMAN IV (r. 928-942 
C.E.) and was then returned by Rajendravarman to Yashod- 
harapura. According to Hermann Kulke, the kamrateng 
jagat ta raja or devaraja was a movable object of venera- 



tion, a protective deity, the veneration of which was pro- 
mulgated by JAYAVARMAN II (r. 834-77 C.E.) with his conse- 
cration as universal king on Mount Mahendraparvata. 

An interpretative problem has arisen with the literal 
interpretation of the term as "the god who is king" or, 
more loosely, "the god king." This has encouraged the view 
that the king himself was worshiped as the devaraja. The 
only evidence for this supposition is the title Yasodhara- 
maulidebaraja accorded King Srindrajayavarman (1307-27 
C.E.), translated by Michael Vickery as "the devaraja at the 
pinnacle of Yashodharapura." As Vickery explains, how- 
ever, the title deharaja or devaraja probably indicates no 
more than the royal title deva, followed by the term for 
king. 

See also CHAKRAVARTIN. 

Dhanyawadi The city site of Dhanyawadi is located on 
the ARAKAN (now Rakhine) coast of western Myanmar 
(Burma). It was here that a cast statue of the Buddha, held 
to be a precise image of the Buddha himself, was housed 
until Arakan -was conquered by King Boda-wpaya in 1784 
and the statue was taken to Mandalay. The city includes 
an encircling brick wall and moat that encloses an area of 
442 hectares (1,105 acres). The central part of the city 
covers 26 hectares (65 acres) and is dominated by a sec- 
ond walled and moated precinct that housed the palace. 
The site lies on the Tarechaung River, by -which boats can 
reach the Kaladan River and thence the Bay of Bengal. The 
Rakhine coast is strategically located to take advantage of 
trade with India, including participation in the maritime 
exchange route that developed during the early centuries 
C.E. In addition, the city commanded good lowland rice 
land and had easy access to forest products in the hills to 
the east. Aerial photographs reveal canals and water tanks 
in the city, which might well have been used to irrigate 
rice fields. The entire area within the walls almost cer- 
tainly included open areas for fields as well as settlements. 

The early history of the site is recorded on the 
inscription of King Anandcandra of MRAUK-U, dated to 
729 C.E. The text recorded the kings -who preceded him, 
noting that it was King Dvan Candra who first defeated 
101 rivals before founding the city in the mid-fourth cen- 
tury C.E. and -who ruled from 370 to 425 C.E. His city, so 
the inscription records, "laughed with heavenly beauty." 
The PALI name Dhannavati means "grainblessed." 

A hill adjacent to the royal palace houses the 
MAHAMUNI shrine, still one of the most venerated places in 
Burma, where the famous statue of Buddha once stood. 
The statue's original form cannot be determined because it 
is so covered in gold. The origin of this image is buried 
deep in a tradition that describes how the Buddha visited 
Arakan; it was at that time that the statue was cast. While 
this deeply venerated image is no longer located at 
Dhanyawadi, many sandstone images that once formed 
part of the original temple complex survive, albeit in a 



92 dharma 



damaged or modified condition. These represent BOD- 
HISATTVAS, door guardians, and guardians of the four car- 
dinal points. One such image still bears an inscription 
naming Yaksasenapati Panada, in the late Gupta style, 
while the statues themselves also reveal Gupta influence 
of the fifth century C.E. 

dharma Dharma is a concept difficult to translate 
directly and simply into English. In certain contexts, it 
can mean the doctrine of righteousness, with implica- 
tions for appropriate behavior for the followers of the 
Buddha. It can also be a phenomenon or fate, such as the 
dharma of growing old. In general Buddhist terms, it is 
best conceived of as the basic moral law of the universe. 

dharmacakra The term dharmacakra means "wheel of 
the law" and represents the spreading of the Buddhist 
doctrine and was often seen carved in stone inscriptions. 
Several of these have been found in DVARAVATI CIVILIZA- 
TION sites in central Thailand, such as Lopburi. The 
dharmacakra-mudra is the Buddha's pose when he set the 
wheel in motion during his first sermon at SARNATH, 
thereby initiating the spread of his teachings. 

Dharmarajika The Dharmarajika is the largest Bud- 
dhist stupa and associated monastery at TAXILA in modern 
Pakistan. In addition to the many structures, numerous 
rich finds came to light here, including an INSCRIPTION on 




This stone dharmacakra, or "wheel of the law," represents the 
spreading of the Buddhist doctrine. This example comes from 
Phra Phatom in Thailand. (Reunion des Musees Nationaux/Art 
Resource, NY) 



a silver sheet in a silver vase. In 1913 excavations were 
begun by SIR JOHN MARSHALL, who considered it possible, 
given its size, that it was founded by ASOKA, king of the 
MAURYA EMPIRE from about 268 B.C.E. The principal stupa 
is 44 meters (145 ft.) in diameter and still stood to a 
height of 13.5 meters (30 ft.) when it \vas exposed. The 
complex includes living quarters for the monks and a 
large tank possibly for bathing. The great stupa is sur- 
rounded by a circle of smaller stupas, built probably 
about 200 years later. Eighteen reliquary vessels were 
found in the stupas. The votive deposit under one of 
these included a schist box containing a cylinder of gold, 
ashes of burnt bone, and a piece of carnelian. A second 
reliquary within the base of a stupa contained coins of 
the kings Maues and Azes I, a miniature gold casket, gold 
pins, and six beads of ruby, garnet, amethyst, and crystal. 
The tiny gold box itself was filled with fragments of bone, 
a piece of coral, and three pieces of silver. The foundation 
deposit of Stupa B6 is particularly opulent, and its con- 
tents indicate the far-flung exchange networks in which 
the people of Taxila participated. The jewelry included 
items of agate, amethyst, beryl, carnelian, garnet, jasper, 
LAPIS LAZULI, quartz, coral, pearls, and shell. Further stu- 
pas are found beyond this encircling set and date to the 
Scythian-Parthian period. The intact reliquary chamber in 
one of these contained a gold casket in which lay a coin 
of Azilises and another of the Roman emperor Augustus. 

A chapel at the Dharmarajika contains a most 
unusual find, one that reveals what vital information can 
be lost to looters: a silver vase containing a rolled-up sheet 
of silver measuring 160 by 35 millimeters (6.4 by 1.4 in.). 
It contained a text in the KHAROSHTHI script, dated to 78 
C.E., in which one Urusaka of Noacha placed holy relics in 
his chapel at the Dharmarajika temple of Taksasila (Tax- 
ila), in honor of his parents, relations, and friends. It 
expressed the wish that this would lead to nirvana. 

Many more structures were added to this great reli- 
gious complex, and by 1934 excavations made it possible 
to appreciate the complete plan. There were two court- 
yards, one to the north and the other to the east of a large 
stupa, each surrounded by individual cells for the monks. 
The northern court could have accommodated 19 monks, 
and it probably dates to the third century C.E. The eastern 
court is of poorer construction and would have housed 
no more than 13 monks. There is an open area south of 
the large stupa, which also contained a row of cells on its 
eastern wall. Perhaps the most poignant of all finds were 
skeletal remains, probably of the monks killed with the 
incursion of the White Huns between 390 and 460 C.E., 
thus effectively ending the occupation of Taxila. 

Dharmasastra The Dharmasastra is the basic legal 
code that set down duties, rights, and laws for all people. 
It originated in northern India between about 300 B.C.E. 
and 500 C.E., and was widely known and followed in 
early states in Southeast Asia. 



Dian chiefdom 93 



Dharmavansa (r. c. 985 to 1006) Dharmavansa was 
king of an eastern Javanese state in Indonesia based in the 
Brantas River Valley. 

He organized a major attack on the Srivijayan capital of 
PALEMBANG, but he was uhimately defeated and lost his 
life. He was succeeded by AIRLANGGA. 
See also SRIVIJAYA. 

Dholavira Dholavira is a Harappan site in Gujarat, 
India. Dholavira stands out from virtually all other related 
sites of the Indus civilization because of the town plan, 
which has three distinct precincts. The site lies between 
two streams and was examined from 1990 by R. S. Bisht. 
The site was first occupied in the early period of the INDUS 
VALLEY CIVILIZATION, the early ceramics having AMRI- 
NAL— phase characteristics. Defense was clearly a key issue 
to the founders, because they constructed a wall up to 11 
meters (36 ft.) thick, made of mud brick and stone. They 
were also familiar with copper technology, seen in the 
metal detritus, evidence for burning, and presence of 
ceramic crucibles. During the second occupation phase, 
the same but more developed material culture was 
encountered, while the third phase saw the introduction 
of typical Indus Valley items, in the form of SEALS, 
weights, and evidence for the script. The seals during this 
phase bore pictures of animals, but no writing. This style 
changed in Phase 4, when the seals included texts in the 
Indus civilization script. It was during Phases 3 and 4 that 
the site reached the height of its development, for in the 
succeeding Phase 5, there is less evidence for orderly town 
planning and some indications that it was briefly deserted. 
It was reoccupied with the sixth phase, again with typical 
Indus weights and seals, although now the latter bore no 
figures of animals, only the script. With the seventh and 
final phase, the site was again reoccupied, this time by a 
community who removed bricks from earlier buildings to 
construct round rather than rectangular houses. 

The southern sector has a walled citadel. A walled 
middle town, which covered an area of 340 by 300 
meters (1,122 by 990 ft.), flanks the citadel to the north. 
Both lie within an outer walled area measuring 615 by 
770 meters (2,029 by 2,541 ft.). The southeastern part of 
the town has been lost to erosion from the Nullah Man- 
har stream. This layout belongs to the third phase of 
occupation. The walls were made of mud brick strength- 
ened with stone at the corners, and there were gateways 
on the northern, western, and southern walls. During a 
late part of the sequence, the middle town was parti- 
tioned by a wall running laterally across its southern half. 

The citadel was robustly constructed and presented a 
number of features unique in the Indus civilization. The 
northern entrance issuing onto the inner town was con- 
structed of stone. It incorporated a large staircase leading 
up to the walls, off which lay a chamber containing the 
bases of stone columns. A remarkable INSCRIPTION was 
found in this feature: 10 large letters in the Indus script. 



each about 35 centimeters (14 in.) high and fashioned in 
stone. Again, the eastern gateway incorporated a chamber 
lined with polished stone columns. A broad roadway 
linked it with a third entrance on the western wall. 

di In Shang oracle-bone texts, the term di means "god." 
It is occasionally employed in the word Shangdi, "high or 
supreme god." During the following WESTERN ZHOU 
DYNASTY, the concept of tian, or "heaven," came into 
vogue, as the Zhou ruler was known as tian zi, "son of 
heaven." The proliferation of kingdoms nominally sub- 
servient to Zhou but in fact independent during the 
Spring and Autumn period (770-476 B.C.E.) reduced the 
significance of this high title. From 770 until 31 B.C.E., 
the concept of di had a renaissance, but of a form differ- 
ent from that practiced under the SHANG STATE. There 
were now several di, named after the colors white, yellow, 
and blue-green, and fire. Under the Han, a fifth, black di, 
was added. The emperor WENDI attended the rituals for 
the five di at Yong in 165 B.C.E. After 31 B.C.E. the wor- 
ship of tian again assumed a prominence that was to 
endure for the ensuing two millennia. 
See also ORACLE BONES. 

Dian chiefdom Chinese archival records compiled dur- 
ing the period of the HAN DYNASTY (206 B.C.E. -220 C.E.) 
describe groups of chiefdoms on the southern border, 
whom the Chinese progressively put under imperial con- 
trol. The historian SIMA QL\N recorded that in 109 B.C.E. 
Emperor Han WUDI received homage from and granted to 
a southern chief a gold SEAL proclaiming him king of 
Dian. The actual seal was later excavated from a royal 
tomb in the cemetery of SHIZHAISHAN in Yunnan province, 
one of many rich royal graves. The records reveal that the 
chiefdom of Dian was incorporated then in the comman- 
dery or province of Yizhou. It comprised 81,946 house- 
holds and 580,463 people. However, central control was 
marginal at best. The YANTIE LUN (Discourse on salt and 
iron) noted that there was incessant guerrilla activity in 
the south. The Hou Han Shu (History of the Eastern Han) 
records that the area, while rich in mineral and agricul- 
tural resources, was also given to war and head hunting. 

Archaeological research in Yunnan province of south- 
ern China, with particular reference to the rich lacustrine 
plain surrounding Lake Dian, has identified the cemeter- 
ies of this southern chiefdom. At Shizhaishan and LIJI- 
ASHAN, royal graves of great wealth, in terms of grave 
goods and mortuary rituals, have been unearthed. It is 
clear that this society supported aristocratic leaders who 
controlled specialists in bronze, iron, and gold working 
and the manufacture of jewelry. However, its develop- 
ment toward an independent state was truncated by the 
expansionary imperial policies of the Han empire. In this, 
Dian was not alone. Similar expansionary forces also 
afflicted the many chiefdoms of Lingnan and Vietnam. 

See also TIANZIMAO. 



94 Dllberjin 



Dilberjin Dilberjin is a city on the northern slope of 
the Hindu Kush in Afghanistan. It began as a foundation 
of the BACTRIAN GREEKS but then became a major city of 
the KUSHANS. The outer walls have a square plan and 
enclose an area of 13 hectares (32 acres). The site is dom- 
inated by a central citadel on top of a circular mound, the 
defensive walls of -which also follow a circular plan. There 
are many buildings beyond the walled area. Excavations 
of the interior have uncovered a number of large, opulent 
houses, one of which has corridors around a central court 
giving access to the rooms. Walls were embellished with 
paintings, one of which shows the Hindu god Siva and 
the bull Nandi. 

Dinggong Dinggong, located on the right bank of the 
Huang (Yellow) River in Shandong province, northeast 
China, is a site of the LONGSHAN CULTURE, dated to the 
second half of the third millennium B.C.E. The walls and 
moat enclose an area of about 10 hectares (25 acres). The 
former -were particularly impressive, being 20 meters (66 
ft.) wide at the base. To the front, the wall was vertical, 
but the rear part was cambered. Sixty-two houses and 
many burials have been uncovered within the walls. The 
skeletons of adults and children, thought to have been 
sacrificial victims, were found in the foundations of build- 
ings and in rubbish pits. One pit also contained a pot- 
sherd bearing very early Chinese writing. The 
eggshell-thin ceramic vessels from this site stand out as 
evidence of a specialized workshop. 

Dipavcimsa The Dipavamsa is the earliest surviving 
history of Sri Lanka and was compiled in the PALI lan- 
guage during the fourth and fifth centuries C.E. It 
describes the life of the Buddha, the history of BUDDHISM, 
and the arrival of the faith in Sri Lanka. King 
Devanampiya Tissa is mentioned, as well as the arrival on 
the island of a piece of the hhodi tree under which the 
Buddha found enlightenment. 

Discourse on Salt and Iron See yantie lun. 

Doigahama Doigahama is a cemetery site of the early 
YAYOI culture. Located on the western shore of southern 
Honshu in Japan, it is notable for the extent of the area 
excavated, the quality of the surviving human bones, and 
the evidence for social organization. The Yayoi culture 
was seminal in the development of Japanese states. After 
the long period of hunter-gatherer occupation of the 
archipelago, knovi'n as the Jomon culture, which lasted 
until about 300 B.C.E., there was a sudden and major cul- 
tural change heralding the Yayoi in which many innova- 
tions were introduced from mainland societies in Korea 
and China. These included wet rice cultivation, weaving, 
metallurgy, and expanding trade netvvrorks. 



The cemetery of Doigahama has been excavated on 
many occasions from 1953 on and has provided insight 
into the social changes that accompanied this transition. 
The dead were interred in extended positions, often with 
the legs flexed at the knees to fit within the four stones 
demarcating the edges of the grave. Some were placed in 
stone enclosures in association with others. Thus five men 
were found in one such ossuary. Others were interred 
singly, either with no evidence for stone markers or with 
stones simply beyond the shoulders and feet. The central 
graves were found to be the richest in terms of grave offer- 
ings, which included glass, jadeite, and jasper beads, shell 
bracelets, and finger rings. Moreover, there were many 
more men than WOMEN in the cemetery, although 15 per- 
cent of the individuals were infants or young children. 
Given the extent of the cemetery, it has been estimated that 
the total number of interments was close to 1,000, and the 
population of the settlement was around 400 people. The 
stone projectile points at this site -were invariably found 
among the human bones, suggesting that by early Yayoi 
times friction and fighting occurred at the same time as 
social ranking, evidenced in the distribution and contents 
of the graves. Burial 124, for example, contained the skele- 
ton of a young man who had been killed by an arrow. 

Dong Duong The temple of Dong Duong is located in 
coastal Vietnam, in a region known to the Chams as AMA- 
RAVATI. It is a large complex, measuring 1.5 kilometers (.9 
mi.) from east to west, and was probably built by King 
Bhadravarman in honor of his predecessor. King Jaya 
Indravarman, in the late ninth century C.E. The temple 
was designed for the -worship of the Buddha in the 
MAHAYANA BUDDHISM practice of this religion. This adher- 
ence to BUDDHISM is clearly illustrated in the surviving 
statues and other -works of art. Foremost is a huge statue 
of the seated Buddha, standing more than 1.5 (5 ft.) 
meters high, which was discovered in 1935 in the hall of 
the Dong Duong monastery. Another large statue, also 
from the monastic hall, depicts a monk holding a lotus 
with both hands. A third fine statue from this site shows a 
dharmapala, or guardian of the la-w A dvarapala is a door 
guardian, and there -were eight of these at Dong Duong. 
They are massive and forbidding, standing more than two 
meters in height. Each one tramples on an animal or per- 
son and flourishes a sword. The relief panels on the 
pedestal of the Dong Duong meeting hall rank among the 
outstanding examples of CHAM CIVILIZATION art. 

The relief sculptures -were assembled and studied from 
1902, when excavations at this site commenced. Many 
scenes depict episodes in the life of the Buddha, but details 
also illustrate the dress and activities of the Chams. Thus a 
warrior is seen holding a long s-word and riding a horse, 
while WOMEN wear elaborate headdresses and large ear 
ornaments. On another panel is a formation of Cham sol- 
diers. There is also a court scene involving a king seated on 



Dong Zhongshu 95 



a high throne, surrounded by courtiers, below which, on a 
second panel, a seated prince and princess converse. 
Episodes in the life of the Buddha include a relief showing 
his mother. Queen Maya, when pregnant and the Buddha 
leaving his father's palace on his quest for enlightenment. 
The art of the Dong Duong style is not restricted to stone 
reliefs or statues. The largest of all Cham cast bronzes rep- 
resents a Tara goddess standing 1.2 meters in height. She 
■wears an elegant double skirt and elaborate headdress. 

Dong Si Mahosod The city site of Dong Si Mahosod 
in eastern Thailand belongs to the DVARAVATI CIVILIZA- 
TION. The moats enclose an area of 1,500 by 800 meters, 
and a rectangular reservoir covers two hectares (5 acres) 
at the northeast corner. Excavations have identified four 
phases of occupation. The first covers the late prehistoric 
Iron Age to the sixth century C.E. when a water tank was 
excavated and ringed by a laterite wall. The latter was 
decorated with makaras (a marine monster), lions, and 
elephants in the style of the sixth century. The second 
phase saw the construction of a series of monuments and 
belongs to the sixth to the eighth centuries. Occupation 
continued into the third phase, characterized by 
exchange in Chinese ceramics dating to the ninth and 
10th centuries, while during Phase 4 the site was under 
strong influence, if not control, from ANGKOR in Cambo- 
dia. Monument 11 concealed a cache of inscribed 
bronzes, and one of these, in the Khmer language, 
recorded a gift by JAYAVARMAN VII (r. 1181-1219) of 
Angkor to a hospital at Avatayapura. This might have 
been the original name for the site during the Angkorian 
period. The name of a local ruler, Virendradhipativarman, 
was inscribed on a bronze bowl from the same hoard. A 
large ceremonial complex, which incorporates two Bud- 
dha footprints, lies at Sa Morakod, just three kilometers 
(1.8 mi.) to the southeast. It is in such proximity that it 
probably belonged to the same complex. The first phase 
there belongs to the Dvaravati civilization period; the sec- 
ond phase incorporated exotic ceramics imported from 
Persia and Tang China (llth-13th centuries). 

Dong Son Dong Son is a settlement and cemetery site 
located on the southern bank of the Ma River in northern 
Vietnam. First excavated in 1924, the site has given its 
name to the culture that occupied the lower Hong (Red) 
River Valley between 500 and 1 B.C.E. that is famed for 
rich bronze objects, especially elaborately decorated 
drums. As did many other chiefdoms in Lingnan, south- 
ern China, the Dong Son people stood in the path of Han 
imperial expansion and -were ultimately absorbed as the 
southernmost provinces of the HAN DYNASTY. However, 
the danger from -without, linked -with exchange ties with 
the Chinese, stimulated the development of a powerful 
and -wealthy chiefly culture. This is documented by one 
large walled settlement at CO LOA, just north of Hanoi, on 



the Hong River floodplain, and several cemeteries. 
According to folklore, a leader known as Thuc Phan 
founded Co Loa in 257 B.C.E. and established a kingdom 
known as Au Lac in place of the previous rule of the 
"Hung Kings." The outer ramparts of Co Loa cover eight 
kilometers (4.8 mi.) and still stand up to 12 meters (39.6 
ft.) high. The surrounding moats are fed by the Hong 
River. Excavations have uncovered a richly decorated 
drum weighing 72 kilograms (158.4 lbs.) and holding 96 
socketed-bronze plowshares, six hoes, 16 spearheads, a 
dagger, and eight arro-wheads. One of the spearheads had 
an iron blade and a bronze haft. The inclusion of 20 kilo- 
grams (44 lbs.) of scrap pieces of bronze suggests that 
this was a bronze worker's hoard. 

Most information about the Dong Son culture has 
been found in burial sites. Several involved interring the 
dead in hollowed tree trunks. Those at VIET KHE include 
one interment in a boat-shaped coffin 4.76 meters long, 
containing many bronzes of local and Chinese origin. The 
favorable conditions for preservation at Chau Can, Xuan 
La, and Minh Due have allo-wed a glimpse of less durable 
mortuary goods, such as the -wooden hafts of spears and 
axes, wooden bowls and trays, a gourd in the form of a 
ladle, and fragments of -woven material. The cemetery of 
Lang Vac has also furnished bronze daggers, axes, bells, 
and a crossbo-w trigger mechanism of Chinese form. One 
dagger has a hilt in the form of a man with an elaborate 
hairstyle, a hat, large bronze earrings in distended earlobes 
and bangles on each wrist. Drums are the tour de force of 
all Dong Son bronzes. They were elaborately decorated 
with scenes of ritual and war. The ritual scenes include 
platforms with four drums being played, musical ensem- 
bles, houses, and rice processing. The war themes portray 
large war canoes with plumed warriors, cabins, and a fight- 
ing platform over a chamber containing a drum. 

When the Chinese finally incorporated the Hong 
River Valley into their empire under General Ma Yuan in 
42 C.E., it was noted that the new masters confirmed the 
"Lac chieftains" in their traditional leadership. Appar- 
ently, the Dong Son people were able to augment rice 
production through the use of the plo-w and the applica- 
tion of tidal flows to dra-w -water into their fields. The 
campaign of Ma Yuan effectively brought the period of 
Dong Son to a close in the mid-first century C.E., and 
there followed more than eight centuries of Chinese rule 
in the Hong River Valley. 

Dong Zhongshu (Tung Chung-Shu) (c. 195-105 b.c.e.) 
Dong Zhongshu, a philosopher and master of the Confu- 
cian canon, played a significant role in the administration 
of the Han Dynasty of China and was known for his 
withdrawal from court intrigue and devotion to scholarly 
meditation. 

The HAN DYNASTY inherited from the QIN emperor QIN 
SHIHUANGDI (259-210 B.C.E.) a recently unified empire 



96 Dong Zuobin 



that had previously comprised a group of beUigerent war- 
ring states. Controlhng a new and vast empire presented 
new challenges, and the court contained many different 
schools of thought. Dong Zhongshu's writings were 
extremely critical of the autocratic excesses of the Qin 
emperors, and he was a strong advocate for the central 
role of Confucianism. Under Emperor WUDl (157-87 
B.C.E.), he was instrumental in the foundation of a uni- 
versity for future administrators, where the teaching of 
Confucian principles vi^as given practical expression. He 
was the principal author of the CHUNQJU FANLU (Luxuriant 
Gems of the Spring and Autumn Annals), a major work of 
political philosophy that incorporated the original views 
of CONFUCIUS with later ideas on appropriate govern- 
ment, such as TAOISM. 

The Hanshu (History of the former Han) records the 
impetus given by Dong Zhongshu to the foundation of a 
state university in 124 B.C.E. for training imperial admin- 
istrators. This had an enormous impact on the Han gov- 
ernment, for bright young students were sent there from 
the provinces for a year's study before being posted to the 
civil service. Within two decades 3,000 students were 
enrolled, a number that had increased 10-fold by the end 
of the Han dynasty. 

During the reign of Emperor JINGDI (188-141 B.C.E.), 
Dong Zhongshou was appointed an academician, and 
during the ensuing rule of Wudi, he became the chancel- 
lor to the king of Jiangdu. However, he returned to the 
central court soon afterward as a counsellor, but given 
the rivalries and jealousies, he was sent to trial when 
some of his writings were found to consider the question 
to arson in the royal shrine of Emperor GAOZU (247-195 
B.C.E.). Only the personal pardon of the emperor saved 
him from execution. Despite his retiring ways, he was 
consulted on important matters of state, and his views on 
divine authority, the MANDATE OF HEAVEN, and the role of 
the ruler are recorded. He ■was particularly critical of the 
despotism of the brief Qin dynasty, declaring that chang- 
ing from Qin to Han ■was similar to restringing a musical 
instrument. His viev^rs on the proper qualities of ministers 
and administrators identified intelligence and integrity as 
necessary attributes, again a sharp contrast with the Qin 
preference for LEGALISM. His foreign policy was in oppo- 
sition to the expansionism of Wudi. He advocated a 
settlement with the XIONGNU, the northern nomadic ad- 
versaries of the Han, and antagonism tov^rard imperial 
ambition. After his death, he continued to be revered by 
followers of Confucian ethics. 

Dong Zuobin (Tung Tso-pin) (1895-1963) Dong Zuo- 
bin, an employee of the Institute of History and Philology of 
the Chinese National Academy, led the first official excava- 
tion at Anyang between October 7 and 31, 1928. 
A native of Henan province, he was sent in 1928 to 
ANYANG to investigate the possibility of scientific research 



at the location of the archive of ORACLE BONES dating to 
the SHANG STATE, and he was fortunate to discover the 
oracle-bone archives of two Shang rulers in 1937. In 1928 
it was widely thought that looters had removed all the 
oracle bones and that little was left to recover. His first 
objective, therefore, was to visit the find spot. He was 
taken to a mound in Xiaotun showing signs of recent 
looting, and in the spoil heaps he recovered several frag- 
ments of uninscribed tortoiseshell. This convinced him 
that more remained underground. Although he had no 
training in archaeology, the institute raised sufficient 
funds for him to return to Xiaotun. This epoch-making 
venture, which set in motion years of further excavations, 
resulted in the recovery of a treasury of new INSCRIP- 
TIONS, 555 on tortoiseshell and 229 on cattle shoulder 
blades. He also showed that oracle bones v^^ere associated 
with other artifacts, including jades, bone tools, cowry 
shells, and ceramics. Dong Zuobin continued his interest 
in the oracle bones as part of the investigation team at 
Anyang through all seasons leading up to the cessation of 
research as a result of the Japanese invasion of north 
China in 1937. The most spectacular discovery was made 
in June 1937, with the opening of Pit H127. This under- 
ground chamber was found to contain the carefully 
stacked archives of two Shang kings. More than three 
tons of finds was removed, and when laboratory vi^ork 
was complete months later, 17,088 turtle carapace and 
eight cattle scapulae were available for detailed analysis. 
The Sino-Japanese War then made it necessary to move 
this precious archive to the safety of Kunming, in remote 
Yunnan, where Dong Zuobin pored over the texts with 
the aim of understanding the Shang calendar and relating 
it to the present system. His crowning achievement was 
to list 12 successive kings who ruled at Anyang for 273 
years from 14 January 1384 B.C.E. He then vi'orked out 
the individual reign dates and the intensive court round 
of sacrificial rituals to the ancestors. 

dotaku A dotaku was a cast bronze bell typical of the 
later phases of the YAYOI culture of Japan. The distribu- 
tion of the several hundred known examples concentrates 
on the eastern margins of the Inland Sea on the island of 
Honshu. The bells are found, singly or in groups, buried 
away from the Yayoi settlements, probably as part of 
ritual activity. The bells were cast with an exterior flange 
that rises above the body to form the hole through which 
a rope was placed for suspension. Some were decorated 
with geometric panels depicting scenes of Yayoi life. 
These include hunting deer with a bow and arrow and 
processing rice with a pestle and mortar. Knowledge of 
bronze casting reached Japan during the early Yayoi 
phase (from about 300 B.C.E.), probably from Korea 
and ultimately from China. The metal from which the 
bells were locally cast was almost certainly imported and 
recycled. 



Dvaravati civilization 97 



Dujiangyan Dujiangyan, "Capital River dam," was a 
massive civil engineering work begun in China in the 
early third century B.C.E. by the QIN governor Li Bing, in 
Sichuan province. In 316 B.C.E. the powerful Qin state 
had sent a conquering army south into the rich Sichuan 
Basin to subdue the Shu people and to incorporate an 
area rich in agricultural and mineral resources into the 
Qin state. This took place against a background of the 
WARRING STATES PERIOD and was designed to ensure sup- 
plies of grain and minerals to sustain the Qin armies. One 
of the first tasks after defeating the Shu armies was to 
impose a new totalitarian regime, involving the subdivi- 
sion of land into plots of fixed size on a grid network. 
There remained, on the rich Chengdu plain, the problem 
of the flood-prone Min River and the need to transport 
water to the expanding area under rice cultivation. In 277 
B.C.E. the Qin governor Li Bing was put in charge of a 
project that has described as the most extensive engineer- 
ing program up to that time in the eastern half of Eurasia. 
It involved dividing the Min River channel into two, the 
so-called out river continuing on its way to join the 
Chang (Yangtze), but the inner river being diverted 
through the intervening high country to enter the 
Chengdu plain, where it was progressively reticulated 
into the rice fields. 

Duke Zhou See zhou gong. 

Dunhuang Dunhuang is located in a strategic position 
between the Gansu Corridor and the Taklamakan Desert. 
For 1,000 years from the fourth century C.E., it was a 
center of Buddhist culture, but even before then, it was 
an important strategic oasis on the ancient SILK ROAD that 
linked China with the West. The nearby caves of MOGAO 
are the focus of the Buddhist communities that absorbed 
a variety of influences to bequeath, through their decora- 
tive scenes on the walls, the sculpture, and the wealth of 
documents, one of the foremost assemblages of religious 
remains on the Silk Road. The site has also achieved a 
certain controversial status since the removal of the 
majority of the sacred texts to London and Paris by SIR 
AUREL STEIN and Paul Pelliot, respectively. The analysis of 
the art of Dunhuang has revealed that the caves were foci 
for the practice of esoteric BUDDHISM, a form of worship 
that involved a wide range of rituals designed to achieve 
both enlightenment and worldly ambitions. This tradi- 
tion originated in the West and was introduced to Dun- 
huang by at least the fifth century as is seen in the 
depiction of Hindu gods as protectors in a scene on the 
walls of Cave 285. There are also many depictions of the 
MANDALA, or cosmic diagram. 

durga In the ARTHASASTRA, a treatise on government 
written by KAUTILYA in the fourth century B.C.E.; a durga 



was a term referring to a fortified center. It was defended 
by walls and a moat and contained the treasury, adminis- 
trators, and areas for specified economic activities. 

dvarapala A dvarapala was a door guardian or temple 
guard usually represented in stone, as part of a Hindu 
temple. A powerful statue of a dvarapala is seen at the 
early fifth-century C.E. temple at Udayagiri in India. Huge 
dvarapalas are seen in the SIVA cave at ELEFHANTA. The 
idea of guarding temples in this manner was adopted in 
Southeast Asia from Indian prototypes. A fine gilded 
bronze example was recently found at the temple of Kam- 
phaeng Yai in Thailand. 

Dvaravati civilization The civilization of Dvaravati in 
Thailand flourished in the valley of the Chao Phraya 
River from about 400 to 900 C.E. It was then increasingly 
under the influence, and at times control, of the kingdoin 
of ANGKOR in Cambodia. The people spoke the Mon lan- 
guage, which is closely related to Khmer. There are many 
Iron Age settlements in this area that reveal increasing 
cultural complexity between 400 B.C.E. and 300 C.E. 
These include BAN DON TA PHET, where rich burials con- 
tain a number of Indian imports. At Ban Tha Kae, the late 
prehistoric phase incorporates ceramics, gold beads, 
querns, and stamp SEALS similar to those from OC EO on 
the Mekong Delta. There is a continuous record for the 
transition from prehistory to the historic period of Dvara- 
vati at the site of CHANSEN, where the second period of 
occupation included a notable ivory COMB decorated with 
a goose, two horses, and Buddhist symbols, probably dat- 
ing to the first or second century C.E. Although these 
documentary sources for Dvaravati are few, it is known 
that the scribes employed SANSKRIT in their INSCRIPTIONS, 
and that BUDDHISM was particularly favored but not to the 
exclusion of major Hindu deities. 

ARCHAEOLOGICAL REMAINS 

The archaeology of Dvaravati is dominated by a series of 
large, moated city sites of irregular oval or subrectangular 
plan. The favored location involved a stream that fed the 
moats. Excavations have often revealed the foundations 
of religious buildings in laterite and brick. These were 
coated in decorated stucco with Buddhist figures or sym- 
bols. The buildings include stupas and temples for hous- 
ing sacred relics (caityas). These were constructed to 
house relics or images of the Buddha. There are three 
geographic groups of centers, known as the eastern, cen- 
tral, and western. It is not known whether there was an 
overall integration into a single kingdom or a series of 
small, regional polities. 

Major Sites 
The major sites in the western group are strategically 
located on the floodplains of the Maeklong and Chao 



98 Dvaravati civilization 



Phraya Rivers. At that juncture, the sea level would have 
been slightly higher than at present, and there would have 
been less sedimentation. Large centers would then have 
been closer to the shore and able to participate in maritime 
trade. The principal sites in this group are PONG TUK, U- 
THONG, NAKHON FATHOM, and KU BUA. The central region is 
dominated by the sites of LOPBURI, Ban Khu Muang, and 
Sri Thep, while the eastern group incorporates Muang 
Phra Rot, DONG SI MAHOSOD, and Dong Lakhon. 

INSCRIPTIONS 

The few inscriptions of the Dvaravati civilization are 
important sources of information. Unlike in Cambodia, 
■where the actual names of the FUNAN and CHENLA king- 
doms have not survived, it is known that the name of the 
Chao Phraya polity centered at Nakhon Pathom was 
Dvaravati, because two coins inscribed with the Sanskrit 
text Sridvaravatisvarapunya (Meritorious deeds of the 
king of Dvaravati) were found there. Six surface finds of 
coins from Muang Dongkorn also refer to the king of 
Dvaravati. The word dvaravati means "which has gates," 
perhaps referring to the gates giving access through the 
city walls. A mid-seventh-century inscription from the 
site of U-Thong reads, "Sri Harshavarman, grandson of 



ISHANAVARMAN, having expanded his sphere of glory, 
obtained the lion throne through regular succession." 
The king had given meritorious gifts to a lingam and 
described his exalted ancestry and military achievements. 
Two brief inscriptions from Lopburi were written in the 
Mon language, which indicates that Mon was the native 
language of the Dvaravati civilization. A further text from 
Lopburia names Arshva, son of the king of Sambuka. 
Finally, a seventh-century inscription from Sri Thep 
records, "In the year ... a king who is nephew of the 
great king, who is the son of Pruthiveenadravarman, and 
who is as great as BHAVAVARMAN, who has renowned 
moral principles, who is powerful and the terror of his 
enemies, erects this inscription on ascending the throne." 
See also CHAO FHRAYA BASIN. 

Further reading: Brown, R. L. "The Dvaravati 
Wheels of the Law and Indianisation in Southeast Asia." 
In Studies in Asian Art and Archaeology, Vol. 18. Leiden: 
Brill, 1996; Higham, C. F W. Prehistoric Thailand. 
Bangkok: River Books, 1998; Skilling, P. "Dvaravati: 
Recent Revelations and Research." In Dedication to Her 
Royal Highness Princess Galyani Vadhana Krom Luang 
Naradhiwas Rajanagaraindra on Her 80th Birthday. 
Bangkok, the Siam Society, 2003. 




Eastern Baray King yashovarman i (r. 889-910 c.e.) 
of ANGKOR in Cambodia founded the city of YASHODHARA- 
PURA, now known as Angkor. As part of his ne-w center, he 
ordered the creation of the massive YASHODHARATATAKA, or 
Eastern BARAY, or reservoir, the dykes of which are 7.5 by 
1.8 meters (24.75 by 5.9 ft.) in extent. It has been esti- 
mated that more than 8 milhon cubic meters (280 million 
cu. ft.) of fill was moved to raise the dykes, which retained 
water canalized into the reservoir from the Siem Reap 
River. Inscriptions erected at each corner record this 
remarkable achievement; when full, the reservoir would 
have contained more than 50 million cubic meters of 
water. The purpose of this reservoir is controversial. Some 
consider that it formed the basis of a hydraulic system to 
irrigate rice fields; others view it as a symbolic ocean that 
surrounded the representation of MOUNT MERU, home of 
the gods, as seen in the BAKONG, King Yashovarman's state 
temple. The island in the center of the reservoir, which is 
now dry, is known as the EASTERN MEBON and was built 
during the reign of RAJENDRAVARMAN (r. 944-968 C.E.). 

Eastern Mebon The Eastern Mebon is one of the few 
temples in Cambodia for which the name of the architect, 
called Kavindrarimathana, is known. The construction 
was widely appreciated, for an INSCRIPTION from Basak 
describes how King RAJENDRAVARMAN (r. 944-968 C.E.) 
constructed a temple Mebon on the Yashodhara Lake, 
with its five towers covered in stucco. The central tower 
held a lingam named Rajendresvara, and the four sub- 
sidiary temples on the uppermost platform housed 
images of the king's ancestors. Today the temple stands in 
the middle of rice fields where formerly the water of the 
BARAY lapped at its foundations. 



Eastern Zhou dynasty The Eastern Zhou (Chou) 
dynasty was the direct descendant of the WESTERN ZHOU 
DYNASTY of China and lasted from 770 until 221 B.C.E. 
The Eastern Zhou dynasty led inexorably to the forma- 
tion of a single political entity, the empire of QIN, and the 
beginning of traditions that have served China for more 
than two millennia. The inception of the Eastern Zhou 
followed the removal of the Zhou capital to LUOYANG, 
east of the WEI River heartland of Western Zhou, when 
the latter was finally overcome by military defeat. The 
four and a half centuries of Eastern Zhou are traditionally 
divided into two major periods. The first is known as the 
Chun Qiu, or the Spring and Autumn period. It is dated 
770-476 B.C.E. and derives its name from a text of that 
name allegedly edited by CONFUCIUS and originating in 
the state of Lu. The second period is known as the Zhan 
Guo, or WARRING STATES PERIOD. The end of this second 
phase is sometimes given as the death of King Nanwang 
in 256 B.C.E., but most prefer the establishment of the 
Qin dynasty under QIN SHIHUANGDI in 221 B.C.E. as the 
terminal date. Any understanding of the political history 
of the Eastern Zhou dynasty must begin with the much 
earlier establishment of the Western Zhou after the over- 
throw of the SHANG STATE in 1045 B.C.E. The kings of 
Western Zhou claimed divine authority to rule, the MAN- 
DATE OE HEAVEN, to legitimize their hegemony of much of 
northern China and sent out leading members of the 
royal clan to form new border states in an essentially feu- 
dal system. This was an effective means of securing con- 
trol over a far wider territory than had been claimed by 
the Shang kings and meant that the border states would 
act as a shield against attack, for there were many power- 
ful and potentially dangerous groups beyond the area of 
Zhou control. However, with the passage of time, the 



99 



lOO Eastern Zhou dynasty 



bonds of kinship linking center and periphery loosened, 
and the dependent states began to exert their own 
authority by seeking a strong measure of autonomy. 

BEGINNINGS OF EASTERN ZHOU 

By the end of the Western Zhou, this situation reached a 
crisis point as the last king succumbed to external attack 
from the -west, and the court moved to a new capital to 
the east, at Luoyang, hence the change of name to East- 
ern Zhou. By this juncture, while retaining the prestige 
and sanctity of the mandate of heaven, the kings at 
Luoyang were far too weak to control the power of the 
regional lords. In place of the central authority, large and 
potent regional states had become established, and these 
were known as the five hegemonies. Depending on their 
relative military prowess, the five were drawn from the 
states of Lu, QI, JIN, Qin, CHU, Song, ZHENG, WU, YUE, Cai, 
YAN, Wey, Chen, and Xu. Some of these, the Hua Xia 
states, controlled the old heartland of the central plains, 
and the center of gravity during the Spring and Autumn 
period was firmly placed there and east to Shandong. 
Other states were viewed from this center as barbarian. 
The states themselves were also subject to factionalism 
and splintering, depending on the strength of the ruler of 
the day. Indeed, the ZUOZHUAN (Commentary of Zuo) 
refers to 148 states during the Spring and Autumn 
period, many of which were absorbed by larger ones 
through force of arms. Friction and rivalry came to ahead 
during the aptly named Warring States period, when Qi, 
Chu, Yan, Han, Zhao, Wei, and Qin — the most power- 
ful — were collectively known as the 10,000 chariot states. 

LITERATURE 

Whereas the Western Zhou dynasty is largely docu- 
mented on the basis of inscriptions, literature during the 
Eastern Zhou flourished, and some texts survived the 
burning of the books by the first emperor of Qin. The 
Zuozhuan, for example, ascribed to Zuo Qiu Ming of the 
state of Lu, contains much historic detail later used by 
SIMA QIAN in his SHIJI, (Records of the Grand Historian). 
Most of this important source was written or assembled 
during the Warring States period. This was also the time 
of Confucius and MENCItJS, adding a philosophical flavor 
to the available documentary record. The burning of the 
books certainly had a serious effect on the survival of the 
textual record for Eastern Zhou, but nevertheless some 
documents did survive the holocaust. There is, for exam- 
ple, a romantic story that during the reign of the Western 
Han emperor JINGDI (188-141 B.C.E.), Prince Gongwang 
wished to extend his palace. This required the demolition 
of the house formerly occupied by no less a figure than 
Confucius himself. The prince found many important 
texts secreted within the walls of this residence, placed 
there, it is thought, by a descendant of Confucius to pre- 
serve them from burning. The texts included the impor- 
tant Xiaojing (Classic of Filiality), in which Confucius 



outlined the importance of obedience and respect for 
one's parents. Unfortunately, the archives or chronicles 
that recorded the events in the history of each state during 
the Warring States period were destroyed after v^^ars of 
conquest. A few fragments of the chronicles of Qin sur- 
vived the destruction of the capital Xianyang, and these 
were available to Sima Qian when he wrote his great his- 
tory. There are also some texts on military tactics and 
strategy that have survived, such as the Sunzi, probably 
compiled between 350 and 300 B.C.E. 

BAMBOO SLIPS 

While these documents have been known and employed 
to assess Eastern Zhou history for centuries, archaeologi- 
cal research is now yielding many more vital documents 
that were placed in Eastern Zhou graves. These were 
written on jian (BAMBOO SLIPS) — slivers of wood. It is 
known from Shang graphs that such slips were employed 
at a very early date in Chinese history, but the earliest 
surviving examples belong to the Eastern Zhou and can 
add considerably to what is known about the period. Vir- 
tually all the bamboo documents have been recovered 
from the area of the Chu state, in all probability because 
of climatic conditions favoring their survival. They were 
strung together to form books, lengthy ritual texts, or 
records of invocations to the gods. Some contain hitherto 
unrecorded historic events, such as particular battles or 
deaths. Many provide lists of the contents of the tomb 
master's grave; others record how the illness of the dead 
person involved sacrifices of jade or animals to aid recov- 
ery. A large assemblage from the tomb of the marquis of 
Zeng at LEIGUDUN described the chariots and horses, 
weaponry, and armor that accompanied him in death. A 
text from Changtaiguan in Henan province referred to 
royal ancestors going back in time to the duke of Zhou (r. 
1042-1036 B.C.E.). Slips from Wangshan Tomb 1 incor- 
porated prayers given during the incumbent's illness, 
which, while interesting as an index of medical lore, also 
mention prayers offered to former kings of the state of 
Chu and jades and animals offered in sacrifice. Perhaps 
the most informative of all the assemblages of bamboo 
slips, however, is that from the tomb of Xi, an archivist 
and lawyer who lived at the very end of the Warring 
States period. His tomb at Shihuidi contained many sets 
of slips, which described battles and historic events, legal 
regulations, details of the unification of measurements, 
and accounts of legal decisions governing the establish- 
ment of Qin rule in the recently defeated state of Chu. 

OTHER WRITINGS 

In addition, two remarkable letters on wood from Heifu 
and Jing describe life as a soldier in this troubled region 
in the year 223 B.C.E. Further information on Qin law is 
from a source in Shandong province to the northeast, 
where at Haojiaping a text outlined the officially pre- 
scribed methods of land division and road maintenance 



Eastern Zhou dynasty loi 



during the reign of King Wuwang in 309 B.C.E. During 
the Eastern Zhou period, documents were also written on 
silk, but these are much rarer than those on bamboo or 
■wood. The best-kno\vn example is from a looted Warring 
States tomb at Zidanku, Hunan province. Subsequent sci- 
entific excavations identified this tomb as belonging to a 
middle-aged man interred in two coffins. The extraordi- 
nary silk includes painted images of 12 deities corre- 
sponding to the months of the year and associated texts 
that detail the portents for each. Many more silk docu- 
ments must await discovery through archaeology. 

SEALS 

SEALS are a further source of historic information, for 
many of those dating to the later Eastern Zhou dynasty 
were inscribed. It is particularly advantageous that the 
seals bear scripts typical of their state of origin. Some 
were used by local officials or military officers to seal let- 
ters, by using a special clay. Perhaps the most remarkable 
source of written evidence for Eastern Zhou history, how- 
ever, is the former capital of the state of Jin. Both the 
Zuozhuan (dating to the Spring and Autumn period, 770 
to 476 B.C.E.) and the Zhouli (Rites of Zhou, 1045-2563 
C.E.) texts describe the practice of inscribing oaths of 
allegiance on jade and then burying them in pits, 
together with sacrificed animals. The complex of cities at 
Xintian in Shanxi province was the capital of Jin from 
585 to 369 B.C.E. A remarkable group of pits, some up to 
six meters deep, has been unearthed and found to con- 
tain the remains of cattle, horses, sheep, and chickens, 
together with inscribed or painted texts on jade plaques. 
Some of these inscriptions can be related to specific his- 
toric events. For example, the Zuozhuan described how in 
497 B.C.E. a dispute arose within the aristocratic Zhao 
family, leading to murder and deep dissension among its 
members. A set of oaths recovered by archaeologists 
records that individuals swore not to indulge in magic or 
communicate with the opposition party under a threat of 
punishment from the gods. The dispute ultimately led to 
exile and war between Jin and Qi. Thus an event 
recorded in historic documents has been confirmed 
through archaeology. 

INSCRIBED VESSELS 

Bronzes and pottery vessels were also inscribed on occa- 
sion. In the Wei state tomb of Guweicun, for example, a 
vessel bore the name of the potter. A hoard of bronze 
weaponry was unearthed in the Han state city of Zheng 
Han. Many were inscribed and dated with the name of 
the official in charge, indicating the importance of mass 
production of weaponry at the end of the Warring States 
period. Some of the items were damaged or broken, and 
their exotic inscriptions point to their being seized after a 
successful battle. Tomb 1052 from the SHANGCUNLING 
cemetery contained a bronze halberd inscribed with the 
name of Yuan, crown prince of the state of Guo. At Nan- 



qiji just outside the city walls of Lingshou, capital of the 
state of Zhuoyang, a royal mausoleum has been investi- 
gated. The mid-Warring States Burial 1 of a king of 
Zhuoyang included 90 inscribed bronzes, the texts pro- 
viding important information on the history and the 
genealogy of the rulers of this small but important East- 
ern Zhou state. One text describes a military campaign 
against the neighboring state of Yan. The late Yan capital 
of Xiadu has itself furnished an important set of inscrip- 
tions, found on most weapons in a hoard of 108 halberds 
(ge). Many of the kings of Yan named on these weapons 
are also known from historic texts. The Yan Hou Zai on 
one of the bronzes is the same person as the Yan Wen- 
gong mentioned in the Shiji, who reigned between 361 
and 333 B.C.E. A halberd inscribed with the name Yan 
Wang Zhi has been found in Shandong province and may 
well have found its way there during a struggle with the 
state of QI between 284 and 279 B.C.E. Such evidence is 
basic to a realization of historic events during the period 
of Eastern Zhou. 

HISTORY 

The history of the Eastern Zhou dynasty provides a fasci- 
nating picture of the problems inherent in administering 
a territory of unprecedented extent and the means 
employed to resolve them. It must be recalled that the 
defeat of the Shang state by the Zhou led to a consider- 
able increase in the area of the new state. The solution to 
maintaining central control was to award new states to 
trusted members of the royal clan. These men and their 
followers were sent into an alien countryside, and the 
nature of the new states was essentially the fortified city. 
Its occupants were known as the guo ren ("people of the 
state"), while the indigenous inhabitants, people often 
ethnically distinct from the ruling elite, were known as 
the ye ren. This feudal system worked well for a few gen- 
erations, given that the Western Zhou kings not only 
were powerful, but they held the Mandate of Heaven to 
rule. However, the regional states became increasingly 
powerful in their own right, just as the bonds of kinship 
slackened with growing genealogical distance. By the 
beginning of the Eastern Zhou dynasty, the central court 
was virtually shorn of power and relied on the support of 
the major eastern states. Initially, the Zhou realm com- 
prised many states, a few large and powerful and many 
small and weak. The bonds of feudalism broke down as 
the former swallowed the latter, and it became acceptable 
to base territorial expansion on naked power shorn of 
morality or the bonds of kinship. It was in this milieu 
that Confucius railed against such perceived immorality 
from his eastern base, the state of Lu. 

It is possible to trace a series of strands in the history 
of this, the Spring and Autumn period. In the first 
instance, the takeover of a small state by another small 
one may hardly have caused a ripple on the political land- 
scape. However, where two large and equally powerful 



I02 Eastern Zhou dynasty 



rivals locked horns, major repercussions might well 
ensue. This problem was exacerbated as southern states 
beyond the pale of Eastern Zhou control rose in power, 
particularly the Chu of the middle Chang (Yangtze) Basin, 
the Wu and the Yue of the lov^rer Chang, and the Shu of 
Sichuan. Adapting to this situation led to the development 
of the BA SYSTEM, in which it was acknowledged that the 
ruler of one major state would hold dominant political 
sway. The BA STATE was on occasion Zheng, Qi, Jin or, 
toward the end of the period, Yue. There was also a new 
or secondary trend toward a feudal system, for when a 
smaller state was subjugated, who was to be placed in 
control of the new territory? The answer was not appoint- 
ing kinsmen, but men chosen on the basis of loyalty. 
Again, while this was a useful expedient, it held the seeds 
of future problems because it led to the formation of 
regional ministerial dynasties that could rise in due course 
against the center. In this manner, the great state of Jin 
was carved up into the new polities of HANN, Wei, and 
Zhao. Moreover, it was no longer easy to pick faithful 
male relatives to rule over newly won lands, because the 
succession in the major states was virtually always con- 
tested among rival claimants. For a century after 750 
B.C.E., for example, there was a systematic extinction of all 
descendants of previous kings of Jin, a policy followed in 
other states, albeit with less zeal. 

In the southern state of Chu, one that had not been 
part of the Zhou realm, an innovative system of govern- 
ment was developed in which territorial subdivisions, 
incorporating on occasion newly won land, were formed 
under the title of xian. These were ruled by a centrally 
appointed governor answerable to the Chu king. This 
system was copied in the major states to the north, lead- 
ing to the foundation of powerful regional families. 
Again, the problem of controlling distant regions from 
the center arose. It was thus generally recognized that a 
change in social organization was needed, and over the 
generations there was a process of assimilation between 
the former guo ren and ye ren. Increasingly the latter 
entered the social scene not just as suppliers of tax rev- 
enue and corvee labor, but also as members of the army 
and specialists in the central workshops that turned out 
the weaponry and tools basic to the well-being of the 
state. Through these interrelated changes in the social 
structure, the stage was increasingly set for the develop- 
ment of a small number of powerful rival states whose 
internal organization favored the rapid deployment of 
well-equipped armies. This occurred at a time when the 
political philosophy of the day, despite the efforts of Con- 
fucius and his followers, followed the path of absolutism 
and self-interest. 

The division between the Spring and Autumn and 
Warring States periods is set at 476 B.C.E. The latter 
period is aptly named, for it witnessed major advances in 
military strategy and wars of increasing intensity, leading 
to the annihilation of states and their ruling houses. 



These events were fueled by rapid advances in agricul- 
ture, leading to the deployment of the surpluses neces- 
sary to maintain the armies and the rapid spread of iron 
technology. Successful states -were led by kings with pow- 
erful ministers and wrell-organized social and economic 
systems, tending increasingly toward centralized abso- 
lutism. This process reached its apogee in the state of Qin 
under the first emperor, Qin Shihuangdi. 

Rise of Qin 

At the inception of the Warring States period, seven pow- 
erful states had emerged from the plethora of smaller 
entities formed under the Western Han feudal system of 
government. The most remote, and in a sense therefore 
the most secure from invasion, was the state of Yan in the 
northeast, which bordered the Gulf of Bohai to the south 
and east, and the states of Qi, Zhao, and Zhongshan to 
the south and west. Qi was located on the southwestern 
shore of the Gulf of Bohai and had only small rivals to 
the south. Its capital, Linzi, was reputedly the largest 
urban complex of the period. The formerly powerful Ba 
state of Jin had given rise to three new states in 403 
B.C.E. , the most powerful of which was Wei. It occupied 
the strategic middle reaches of the Huang (Yellow) River 
and had available a large amount of high-quality agricul- 
tural land. Its central position, however, meant that it was 
vulnerable to attack from all points of the compass, par- 
ticularly from its immediate neighbors Qi, Zhao, Qin, and 
Chu. Zhao was also carved out of the state of Jin and lay 
to the north of Wei, while the third of this group, Hann, 
was both small and vulnerable from all sides. Qin lay to 
the west of the central plains, in the valley of the Wei 
River. It was naturally defended and had no serious threat 
from the west. It became even inore potent after its 
seizure of the fertile Sichuan Basin in the fourth century 
B.C.E. The state of Chu differed from those to the north in 
being outside the Zhao realm and based on the cultiva- 
tion of rice rather than millet and wheat. It grew consid- 
erably through conquest, and the advent of iron 
implements facilitated drainage and irrigation works to 
increase production. 

The alliances and wars between the contending states 
form a tangled skein of events. Essentially, they began 
with severe internal friction in the state of Jin, with 
episodes of civil war leading in 403 B.C.E. to its disarticu- 
lation into three successor states. Meanwhile Qin, Chu, 
Yue, and Qi increased their respective territories through 
swallowing lesser polities on their inargins. From 441 
until about 360 B.C.E. the leaders of Qin eyed with envy 
the productive rice lands of the Sichuan Basin to their 
southwest and engaged in wars of conquest against Shu 
and Ba. They were therefore not to be seen in the strug- 
gles of the central area until the mid-fourth century 
B.C.E., when they could press from the west on the flanks 
of the state of Chu down the Chang River route. In the 
interim, both Chu and the successor states of Jin had 



Eastern Zhou dynasty 103 



been steadily increasing their respective territories. The 
former, for example, took advantage of new administra- 
tive reforms to increase efficiencies and move strongly to 
the south, where many Chu weapons and bronzes are to 
be found in the cemeteries of Lingnan. 

With the newly conquered Sichuan Basin behind it to 
supply people and surplus rice, Qin was, from the mid- 
fourth century B.C.E., able to look east. In 366 B.C.E. the 
Qin army defeated Hann and Wei, which were in an 
alliance. Two years later, at the battle of Shimen, they 
again destroyed a Wei army. These portents of future Qin 
dominance were temporarily deferred by a reordering in 
the Wei territory and the movement of its capital away 
from the threat of further Qin attacks. At the same time, 
diplomacy involving conferences between leading minis- 
ters and alliances was employed to maintain the status 
quo. In the mid-fourth century B.C.E., Hui Hou, ruler of 
Wei, adopted the royal title of king, a move soon fol- 
lowed by other leaders of the major states. 

Cooperation between states under the threat of 
attack, involving what were called vertical alliances, char- 
acterized the period from the second half of the fourth 
century B.C.E. While the state of Wei began this phase of 
the Warring States period in the ascendance, it soon suf- 
fered constant attacks from Qin. Qin had cemented its 
power by the seizure of the Sichuan Basin and had the 
advantage of a strong defensive heartland in the Wei Val- 
ley. Qin armies inflicted serious defeats on Wei at the Bat- 
tles of Gulling and Maling (respectively, 353 and 341 
B.C.E.), leading in 322 B.C.E to a virtual takeover when 
Zhang Yi, the chief minister of Qin, held the correspond- 
ing position in Wei. This situation encouraged the 
remaining states, now conscious of the increasing threat 
from Qin, to form what was known as a vertical alliance 
to counter it. There was now the dangerous situation of 
the expansive Qin state establishing a presence on the 
vital central plain of the Huang River. Initially, the resis- 
tance to the rising tide of Qin power was successful. In 
298 B.C.E. Qi and its allies attacked Qin and regained 
some lost territory, but four years later Qin rebounded, 
and there was a marked increase in the intensity of war- 
fare. In 288 B.C.E. the leaders of the two emerging pow- 
ers, Qin and Qi, declared themselves, respectively, the 
eastern and western di, a divine title not hitherto 
accorded any leader in China. This presumption was 
short lived, however. Qin soon abandoned it, while an 
alliance of states crushed Qi and removed it from the 
political scene. This left the field to Qin and Zhao. In 269 
B.C.E. the powerful Zhao army defeated Qin. Under the 
minister Fan Sui, King Zhao of Qin marshaled all his 
forces. A totalitarian policy involved not only a crushing 
defeat for the Zhao army, but also the immolation of the 
survivors of a long encirclement. No power could now 
resist Qin, which piecemeal mopped up any further resis- 
tance, and in 221 B.C.E., under Qin Shihuangdi, brought 



the Eastern Zhou dynasty and the period of Warring 
States to an end. 

CULTURAL DEVELOPMENT 

The competitive milieu of the period of Warring States 
encouraged major developments in art, architecture, 
industry, and warfare. The formation of so many states, 
the long presence of some but not others, and the 
propensity for display under competitive conditions led 
to the foundation of many cities and major changes in 
their layout and design. Even in the more durable states, 
new cities were founded after crises or strategic decisions. 
The Chu capital was moved five times to a new location 
in the last five decades of the Warring States period, 
while Zhang had three capitals between 425 and 386 
B.C.E. The city also became an anchor for the social elite 
in times of stress, and the designs required considerable 
attentions to defense. Indeed the depiction of "cloud lad- 
ders," a Chinese term for the tall ladders used to scale 
walls, on some bronzes illustrates the techniques taken to 
capture enemy centers. The Warring States commentators 
themselves were aware that formerly, during the feudal 
heyday of the Western Zhou dynasty, the size of cities was 
rigidly scaled according to the rank of its leader in the 
social hierarchy. Again, the major technological advances, 
including iron foundries and bronze-casting techniques, 
the increases in trade, and the rise of the mercantile 
classes, all led to wholesale changes in the nature of the 
city, from the royal administrative center to the metropo- 
lis of many classes and occupations. 

Cities 

In the cities, the royal palace was the centerpiece, and the 
recommended location of the palace lay in the center of 
the city. In place of the enclosed system of courts at 
ground level, the palace took on a new form in which 
height and grandeur were employed to project the power 
and status of the ruler. Many historically documented 
and archaeologically verified palaces were raised high 
above their surrounds to create maximal visibility. At 
Linzi, for example, the foundations for the palace, known 
as the platform of Duke Huan, still stand up to 14 meters 
(46 ft.) in height. At Xiadu, capital of Yan in Hebei 
province, the palace stood on top of a mighty raised 
mound that is still 20 meters (66 ft.) high above the rest 
of the city. Handan in the state of Zhao also included plat- 
forms to raise the palace -well above the surrounding 
cityscape. By building first an earth platform and then ter- 
raced pavilions against it, it also became feasible to make a 
palace appear much larger and more impressive than it 
actually was. Often the history of a city can be obtained 
from details of its internal layout and additions overtime. 

Linzi of the state of Qi again stands as a clear exam- 
ple of a large Western Zhou foundation embellished with 
defensive walls and a moat, within which a grid of wide 
streets stretched for distances of up to four kilometers 



I04 Ecole Franf aise d'Extreme-Orient 



(2.4 mi.)- The northeastern part of the city has yielded 
many hne ritual bronze vessels that suggest that here lay 
a particularly rich suburb. The interior of such cities over 
the course of the Eastern Zhou period saw the establish- 
ment of specialized iron foundries to add to the areas 
long dedicated to the production of bronze, ceramic, and 
bone artifacts. During the troubled Warring States period, 
social upheavals provided a need for new defensive mea- 
sures. At Linzi, a second city enceinte was added, proba- 
bly after an internal coup against the ruling lineage. The 
new elite had a palace constructed within a strongly 
defended perimeter in \vhich, paradoxically, the walls fac- 
ing inward to their o^vn city were t-wice as robust as those 
facing out-ward toward a potential alien enemy. The addi- 
tion of a large additional -wall at Xinzheng, capital of the 
state of Han, snaked around a huge bronze foundry that 
covered 10 hectares (25 acres). This new defensive sys- 
tem was added to the old city during the Warring States 
period, probably to protect the vital iron and bronze 
workshops that were established there. 

Bronze Casting 

The widespread presence of bronze and iron workshops 
in the major cities of the Eastern Zhou states reinforces 
the importance of their output and the concern to keep 
specialists within reach of the ruler and his ministers. 
BRONZE CASTING during the Eastern Zhou period under- 
went a series of highly significant changes. The develop- 
ment of powerful states with their in-house specialists 
encouraged regional styles, particularly those of the 
southern state of Chu, the western state of Qin, and the 
state of Jin. The rise of po-werful ministerial families and 
layers of bureaucrats also spread the demand for fine 
bronzes over a wider segment of the social spectrum, 
leading to a hierarchical provision of bronzes in the 
tombs. The rise of warfare placed considerable demands 
on the technical skill of the casters to make weapons of 
unparalleled tensile strength, -while ostentatious display 
led to the development of new techniques for decorating 
bronzes. The long tradition of casting bronze vessels saw 
established forms continue and new ones added. There 
was a trend toward increasing the degree of ornament on 
these bronzes, which included some exceptional vessels 
of -which the pan and zun from Leigudun Tomb 1 repre- 
sent the acme. These extraordinary vessels were cast 
using the lost-wax technique, a break with the long Chi- 
nese tradition of piece molding. Earlier examples of lost- 
wax castings are from Chu tombs, indicating the 
likelihood that this was a southern technological innova- 
tion. However, piece molding continued and reached ne-w 
heights as multiple castings began to be soldered together 
to form a whole. The highly decorated bells and drum 
sets are just one example of new levels of expertise. This 
interest in highly decorated vessels may have stimulated a 
reaction in the later Warring States period, -when plainer 
items were cast. However, decoration increasingly took 



the form of fine patterned inlays of gold or silver, on ves- 
sels as well as ornaments such as belt buckles and luxury 
items such as the mirrors that proliferated in this period. 

Further innovations also characterized the Warring 
States period, such as beating copper vessels to less than 
one millimeter in thickness and decorating them with 
incised images of palaces and people. The Yue people in 
particular developed remarkable skill in the casting of 
decorated swords. Indeed, corrosion was identified and 
countered by the addition of a thin layer of chrome to the 
surface of weapons. 

See also IRRIGATION; TONGLUSHAN; WU STATE; ZHOU 
GONG. 

Further reading: Lawton, T., ed. New Perspectives on 
Chu Culture in the Eastern Zhou Period. Washington, D.C.: 
Smithsonian Institution, 1991; Li Xueqin. Eastern Zhou 
and Qin Civilizations. Ne-w Haven, Conn.: Yale University 
Press, 1985; Loewe M., and E. L. Shaugnessy, eds. The 
Cambridge History of Ancient China. Cambridge: Cam- 
bridge University Press, 1999; Mattos, G. L. "Eastern 
Zhou Bronze Inscriptions." In New Sources of Early Chi- 
nese History: An Introduction to the Reading of Inscriptions 
and Manuscripts, edited by E. L. Shaughnessy Berkeley: 
Society for the Study of Early China and Institute of East 
Asian Studies, University of California, 1997. 

Ecole Frangaise d'Extreme-Orient The Ecole 
Frangaise d'Extreme-Orient was founded in 1898 in 
Saigon, Vietnam, as the French institution responsible for 
research into the archaeology and early history of South- 
east Asia. The headquarters were moved to Hanoi in 
1901. In 1907 the Ecole assumed responsibility for the 
conservation of ANGKOR in Cambodia and set in train the 
analysis and restoration of the major monuments there, a 
task still being pursued at the temple of BAFHUON. Politi- 
cal difficulties meant leaving Hanoi in 1957, and the 
advent of the Khmer Rouge involved the temporary aban- 
donment of work at Angkor in 1975. However, the Ecole 
has now been able to return to both countries and to 
expand its research to include Malaysia, Japan, China, 
and India. 

Edafuna-Yama Edafuna-Yama is a keyhole-shaped 
kofun, or burial mound, located on Kyushu Island, west- 
ern Japan. It is one of several such mounds that make up 
the necropolis of an elite group. In 1873 a local farmer 
excavated into it and encountered a stone sarcophagus 
with a lid in the form of a house. He extracted an extraor- 
dinary array of mortuary offerings, including an inscribed 
sword, which were sent to the capital and ultimately pur- 
chased by the government. Other finds included six 
bronze mirrors, at least five of which are probably 
imports from southern China. There -were gold earrings, a 
necklace of jade beads, sets of gilt bronze diadems, a cap, 
and shoes. One of the people interred, for it is likely that 



Ellora 103 



this was a multiple grave, wore a belt incorporating orna- 
mental gilt plaques. Twelve single-edged iron swords, 
spears, and arrowheads were recovered. Body armor had 
been placed in the tomb, and there was much fine horse 
gear. As a whole, the goods date to the late fifth or the 
early sixth century C.E. 

One of the swords is particularly important, because 
it vfas embellished with a silver-inlaid inscription of 75 
characters, some of which have proved difficult if not 
impossible to read. Controversy surrounded alternative 
translations, one of which vi'as made by a Korean scholar 
who maintained that the text indicated that Kyushu vi'as a 
vassal of King Kaero of PAEKCHE. However, the discovery 
of another text on a sword discovered at INARIYAMA in 
1968 made possible a more accurate rendition of the regal 
name, and most scholars now agree that the sword was 
forged in the reign of Emperor Yuryaku, whose tradi- 
tional reign lasted from 457 to 479. According to the his- 
toric records, his name when living had been Wakatake. 
The text on the Edafuna-Yama sword states that it was 
during his reign that one Murite served him as a civil 
administrator, or tensojin. It refers to Yuryaku as a great 
king and implies that by the late fifth century the YAMATO 
ruler was able to exercise authority as far west as Kyushu 
and, if the Inariyama sword is taken into account, as far 
east as the Kanto Plain. 

Ekachakra See chakranagar. 

Elephanta Elephanta is an island in Mumbai (Bombay) 
Harbor, India. Its name derives from the discovery there by 
the Portuguese of a huge stone statue of an elephant. This 
carving, which was later removed to the mainland, was 
part of a large complex of cave temples, of which Cave I is 
the most imposing and best preserved. This temple was 
constructed by the Vakataka dynasty, whose control of the 
Deccan region was contemporary with the GUPTA EMPIRE. It 
probably dates from the mid-sixth century C.E., and was a 
center for the worship of SIVA. The magnificent stone 
depiction of the god in this cave, known as the Mahadeva, 
stands almost 5.5 meters (18 ft.) high and has three heads 
representing the god as destroyer, creator, and protector. 

Elephant Terrace Immediately to the east of the royal 
palace precinct at ANGKOR in Cambodia there is an open 
area flanked on one side by the Elephant Terrace and the 
TERRACE OE THE LEPER KING and on the Other by the row 
of buildings known as the Prasat Suor Prat. A large gate- 
way links the palace with the Elephant Terrace, which 
was probably once covered with gilded pavilions. Dating 
in its current form from the reign of JAYAVARMAN VII (r. 
1I8I-I2I9 C.E.), the terrace provided a dais from which 
the court could view games and spectacles. These sports 
are depicted in the carvings that decorate the terrace 
walls. The elephants are seen participating in a tiger 




The giant statue of the Hindu god Siva from Elephanta shows 
the deity with three heads. They represent him as destroyer, 
creator, and protector. (Sea la/Art Resource, NY) 



hunt, and there are chariot races, jousting with spears, 
and a gaine of polo. 

Ellora Like AJANTA, Ellora in India is the location of a 
series of cave temples hewn into the living rock. It is 
located 80 kilometers (48 mi.) southwest of Ajanta. There 
are 34 individual temples extending along a distance of two 
kilometers (1.2 mi.). Twelve of these are Buddhist, 17 are 
Hindu, and five are Jain. The Buddhist temples, which date 
between 200 B.C.E. and 600 C.E., include sancturaries and 
monasteries, with sleeping areas for monks cut into the 
rock. The most remarkable Hindu structure is the 
Kailasanatha temple. It is one of the world's largest statues, 
because by reinoving more than 200,000 tons of basaltic 
rock, the makers created a highly decorated free-standing 
monolith. Its inspiration lay in the recreation of Mount 
Kailasa, the home of SIVA. Its construction falls in the reign 
of King Krishna I (c. 756-773). It is 50 meters long by 33 
wide, and it stands to a height of 30 meters (165 by 109 by 
99). Reinarkably it is covered in carvings depicting scenes 
froin Hindu epics, including the demon Ravana shaking 
Mount Kailasa. A contemporary copperplate INSCRIPTION 
described it as "compelling the admiration of even the 
celestials, who pause on their heavenly course to gaze at the 
beauty of so magnificent a monument, and wonder how 
anyone could create such an extraordinary structures." 
See also BUDDHISM; JAINISM. 



io6 Endere 




The Kailasanatha temple at Ellora in India was carved in the late eighth century. Created by the removal of about 200,000 tons of 
rock, it is one of the largest statues in the world and was dedicated to the god Siva. (O Philip Baird/www.anthroarcheart.org) 



Further reading: Burgess, J. Cave Temple of Ellora. 
Columbia, Mo.: South Asia Books, 1999; Malandra, G. H. 
Unfolding a Mandala: The Buddhist Ca\e Temples at Ellora. 
SUNY Series in Buddhist Studies. New York: State Univer- 
sity of New York, 1993; Pant, P. Ajanta and Ellora: Cave 
Temples of Ancient India. Columbia, Mo.: South Asia 
Books, 1998. 



epigraphic hybrid Sanskrit Epigraphic hybrid San- 
skrit, known as EHS, is the language found on most 
Indian inscriptions dating between the first and fourth 
centuries C.E. This language is a mixture of Sanskrit and 
PRAKRIT. Inscriptions in EHS are best known from 
MATHURA; other examples have been found at SANCHI and 
SARNATH in India. 



Endere Endere is a settlement of the SHAN-SHAN king- 
dom, located on the southern margin of the TARIM BASIN. 
Discovered by SIR AUREL STEIN in 1901 and examined 
then and in 1906, it was occupied during the first two or 
three centuries C.E. It was during this period that the SILK 
ROAD linking China with the West saw increasing traffic, 
allowing the Shan-shan kingdom to prosper. This king- 
dom was divided into a number of provinces adminis- 
tered by royal appointees, and Endere might well have 
been the center of one such unit, or raja. Stein found the 
remains of a stupa of sun-dried brick, raised on three 
square platforms. The dome still retained part of the orig- 
inal stucco facing. The site is well known for one of the 
five texts in KHAROSHTHI recovered by Stein, which names 
the great king of HOTAN, Vijida Simha. The date indicates 
that he was ruling in about 230 C.E. 



Eran According to an inscription of the GUPTA king 
SAMUDRAGUPTA, modern Eran was formerly known as 
Airanika. It is a large urban site, located on the bank of 
the Bina River in Madhya Pradesh state, central India. 
Excavations in 1960—65 uncovered a long sequence of 
occupation in a nine-meter (30-ft.) stratigraphic deposit, 
beginning in the Chalcolithic period (about 1500 B.C.E.). 
There followed a long sequence of Iron Age occupation. 
The city was a major center of the Cedi Major state, or 
MAHAJANAPADA, and trade is reflected in the recovery of 
more than 3,000 punch-marked coins. Between the first 
and sixth centuries C.E. there were four structural phases 
seen in domestic-house construction in brick and stone 
and, again, widespread trade links seen in a wide range of 
coins. Coin molds also indicate the existence a local mint. 
See also COINAGE. 



Eriitou 107 



Erligang Erligang is a site lying just southeast of the 
city walls of ZHENGZHOU in Henan province, China. It has 
given its name to the early Middle phase of the Shang 
dynasty (1766—1045 B.C.E.), during the course of which 
Zhengzhou was probably the royal capital. 

Eriitou The SHIJI (Records of the Grand Historian), writ- 
ten by SIMA QIAN and completed in 100 B.C.E., described 
in considerable detail the XIA DYNASTY. This dynasty was 
said to have lasted for more than 400 years before being 
overturned by the SHANG STATE in the 16th century B.C.E. 
The discovery of the Shang city of ANYANG, with its large 
store of ORACLE-BONE texts, gave archaeological valida- 
tion to the descriptions in the Shiji and provided the nec- 
essary impetus to seek the physical remains of Xia. It is 
clear from the place names mentioned by Sima Qian that 
the Xia rulers dominated the area now covered by west- 
ern Henan and southern Shanxi provinces. Already in 
1956, the site of Luodamiao near ZHENGZHOU had yielded 
promising material of the correct chronological context. 
Further fieldwork in 1959 revealed the remains of a large 
urban settlement covering at least 300 hectares (990 mi.), 
at a place named Eriitou on the south bank of the Luo 
River, south of the Huang (Yellow) River in western 
Henan province. The most intriguing material recovered 
from this early phase of research was pottery clearly 
related to that of the Henan LONGSHAN CULTURE, but ear- 
lier than the Shang dynasty, as well as a few bronze items 
and oracle bones that had been subjected to heat, but not 
inscribed. In a later phase it was a royal residence whose 
basic form and structure, linked with human sacrifice, set 
a precedent for later palaces for centuries to come. The 
cast bronzes discovered in graves represent both a 
marked innovation in skill and the point of departure for 
the extraordinary development of ritual bronzes that 
characterized the ensuing two millennia. The mortuary 
remains of Eriitou indicate the presence of a high-status 
rank in society, while the bronzes used to project such 
status were produced in specialist workshops. The site 
thus occupies a central position in tracing the origins and 
development of Chinese civilization. 

EXCAVATIONS 

Excavations have uncovered a deep stratigraphic 
sequence, in which four cultural phases have been identi- 
fied. The available radiocarbon dates suggest initial settle- 
ment between about 2000 and 1700 B.C.E. The last two 
phases are radiocarbon dated to two or three centuries 
later. Such a span accords with a pre-Shang period of 
occupation. The first two phases are not well docu- 
mented, as a result of later building activity and distur- 
bance, but the material remains relate them to the Henan 
Longshan culture. There are remains of stamped earth 
structures and burials, some of which included ceramic 
vessels and the rare bronze as grave goods. Others, how- 
ever, reveal less ceremony, as the dead were thrown into 



rubbish pits. There was a major cultural change with the 
third phase. A large enclosed area, measuring 108 by 100 
(356 by 330 ft.) meters, was found elevated on a 
stamped-earth platform. The complex was demarcated by 
a columned portico, on the south side of which lay an 
entrance pavilion with three doors reached by the same 
number of steps. A large palace, no doubt a royal resi- 
dence, lay within, looking south over the enclosed court- 
yard. It measured 30.5 by 11.4 meters, and the form of 
the columns suggests that it had a hipped roof. Several 
pits found in the vicinity of the building postdate its con- 
struction. These contained human sacrificial victims 
probably associated with later rituals. 

Burial Finds 

A rather smaller palace complex was unearthed about 150 
meters away. A six-meter-deep tomb was found between 
the palace and the outer wall. In terms of form, it resem- 
bled rich burials found in late Neolithic sites and in the 
Shang cities, in having a shelf toward the base of the cham- 
ber. Unfortunately, this burial had been looted, but at least 
the skeleton of a dog with its own lacquered coffin 
remained from what must surely have been the tomb of a 
person of very high status. Other burials belonging to the 
later part of the occupation were, however, also recovered 
and while not as large as the tomb in the palace precinct, 
nevertheless provide much social and technological infor- 
mation. None was found to be completely unviolated, but 
the surviving remains of LACQUER coffins indicate the pres- 
ence of the upper orders in Eriitou society. Some contain 
bronze grave goods, including vessels, bells, knives, and 
halberds (ge). There are also some unusual bronze plaques 
inlaid with TURQUOISE. Jades were relatively rare but occur 
in the form of ge, disk axes, and beautifully shaped 
YAZHANG, or arc-ended blades. These yazhang have a wide 
distribution, most of them from the sacrificial pits of SANX- 
INGDUI in Sichuan to the south. There, a bronze model of a 
man on his knees holding such a blade suggests that it 
might well have had a ceremonial or ritual function. The 
burials have also yielded exotic cowry shells. This wide 
range of exotic goods, from tin and copper to turquoise, 
jade, and shell, is reminiscent of the items listed by Sima 
Qian in the SMji as goods sent as tribute to the Xia court. 
These have been confirmed at Eriitou with a rich grave 
known as K3, which included a rectangular trench on a 
north-south axis in which lay an additional ledge. The base 
was liberally coated with cinnabar, and the offerings within 
included a bronze jue, or wine jug, a stone musical chime, 
bronze and jade weapons, cowry shells, and turquoise that 
had formerly been inlaid into a perishable artifact. 

Bronze Casting 

That the magnificent bronzes were locally cast is beyond 
reasonable doubt, for the remains of a large BRONZE CAST- 
ING workshop have been identified. The most significant 
among the bronzes is a series of three-legged handled 
wine vessels known as jue. A typical specimen stands 



io8 Er Shi 



about 14 centimeters (5.6 in.) in height and has a long 
spout. The technique used to produce such elegant ves- 
sels is known as piece-mold casting. This represents a 
Chinese innovation in bronze technology that was in due 
course to produce very large and intricately decorated 
vessels. It involved the manufacture of a clay core in the 
form of the intended casting. Three or more outer clay 
molds were then fashioned to envelop the core, leaving 
sufficient space within for the molten bronze to pene- 
trate. The interior of each piece could be decorated by 
excising clay in the intended pattern; the pieces were 
then fitted over the core, and molten bronze was poured. 
The outer mold sections were then fractured to remove 
the vessel within. This is a highly demanding technique 
requiring skill of a high order, and it denotes the presence 
of full-time craft specialists. The casting of wrine vessels 
also points to the presence of a ruling elite capable, 
through deploying surpluses, of sustaining specialists and 
seeking prestigious and rare items for ritual and feasting. 

The other bronzes, and indeed the jades, also show 
an interest in improved weaponry. There are, for example, 
knives and dagger axes as well as horse frontlets. Small 
disks have been interpreted as mirrors. This bronze 
industry, when considered in relationship to such forms 
as the ring-handled knives at Erlitou, has suggested to 
some scholars an origin in the steppic cultures of Siberia, 



such as that of Afanasevo, which were familiar with the 
domestic horse and with metalworking at a far earlier 
date than in China. The interest in metal weaponry is 
also not surprising when the friction bet\veen the Xia 
rulers and their client rulers as described in the Shiji is 
taken into account. Indeed, the end of the dynasty 
occurred in the context of armed conflict. 

EVIDENCE OF THE XIA DYNASTY 

The excavations of Erlitou have successfully illuminated 
remains that beyond reasonable doubt represent the 
shadowy and once mythical Xia dynasty. They reveal a 
society able to organize a large labor force for monu- 
mental building activity and engage in long-distance ex- 
change for high-prestige valuables. Investigations at the 
site of Huizui, located 15 kilometers (9 mi.) from Erlitou, 
have revealed a settlement involved in the specialized 
production of stone spades. Such spades have been found 
at Erlitou itself, suggesting that goods from subsidiary 
communities found their way to the center. 

Further reading: Fitzgerald-Huber, L. G. "Qijia and 
Erlitou: The Question of Contacts with Distant Cultures," 
Early China 20 (1995): 17-68. 

Er Shi See huhai. 




face towers From about 1200 C.E., during the reign of 
JAYAVARMAN VII (r. 1181-1219 C.E.) of ANGKOR in Cambo- 
dia, many temples were embellished with gigantic human 
faces carved from blocks of sandstone. These can also be 
seen on the gate towers of the city of ANGKOR THOM. The 
greatest concentration, with more than 200 examples, is 
found in the BAYON, the temple mausoleum of Jayavar- 
man VII, but they are also seen at BANTEAY CHMAR, PREAH 
KHAN, TA PROHM, and Banteay Kdei. ZHOU DAGUAN in 
1296-97 described the heads over the entrances to 
Angkor Thom as being of the Buddha and said that one 
of them was covered in gold. Paul Mus also interpreted 
the towers as representing the Buddha. The original pur- 
pose might have been to depict the king as a BODHISATTVA 
looking out serenely over his kingdom. 

faience Faience is a manufactured material used in the 
production of jewelry, pottery, and decorative attach- 
ments. The word derives from Faenza, a town in Italy 
where it was manufactured during the 16th to 18th cen- 
turies. Faience can be made by covering a clay core with 
a tin glaze or, as in the INDUS VALLEY CIVILIZATION, by fir- 
ing powdered quartz and covering it with a glaze incor- 
porating copper and silica to produce a shiny surface. 

fan The title fan was recorded by Chinese visitors to the 
state of FUNAN in the Mekong Delta in Vietnam from at 
least the third century C.E. It is probably a rendition of 
the Khmer title PON, which was discovered on inscrip- 
tions dating to the period of the CHENLA kingdoms until 
719 C.E. The latter title was restricted to highly ranked 
men with a SANSKRIT name and was inherited from the 



holder by his sister's son. The most notable ruler holding 
the title fan was known to the Chinese as Fan Shih-man. 
He was recorded as a great military leader who defeated 
rivals and replaced then with his kinsmen to rule under 
him. He also led maritime expeditions against his ene- 
mies, but the extent of these campaigns is not known. 
The History of the Liang Dynasty describes how the ruler 
of Funan in the early third century C.E. "used troops to 
attack and subdue the neighboring kingdoms, which all 
acknowledged themselves his vassals. He himself adopted 
the style of Great King of Funan. Then he ordered the 
construction of great ships and, crossing right over the 
Gulf of Siam, attacked more than ten states." 

Farhad-beg-yailaki The site of Farhad-beg-yailaki was 
among many centers of BUDDHISM investigated by SIR 
AUREL STEIN in the early years of the 20th century. This 
site lies about 100 kilometers (60 mi.) east of HOTAN, 
China, the kingdom with which it was affiliated. Excava- 
tions in 1907 revealed the foundations of a monastery 
dating to the eighth century C.E. Stein uncovered the 
remains of a stupa, records written in the BRAHMI script, 
and painted wooden panels. 

Faxian (337-unknown) Faxian was a Chinese Buddhist 
who traveled to the pilgrimage places of India in 402 C.E. 
and on his return translated many of the holy texts he had 
collected into Chinese. 

He was aged 65 when he embarked on his journey and 
79 on his return to China. He wrote a book entitled the 
Foguoji (Record of Buddhist Kingdoms), which is an 
unparalleled source of information on the early history 



109 



no Fayaz Tepe 



of BUDDHISM in India. His journey began by following the 
SILK ROAD from Gansu to DUNHUANG, and across the oases 
of the TARIM BASIN to HOTAN and KAXGAR. The informa- 
tion he provided on his visit to the state of SHAN-SHAN is 
invaluable in indicating that Buddhism continued to 
flourish there in the early fifth century. He noted that the 
king of Shan-shan favored Buddhism and that 4,000 
monks were to be seen. He chose a particularly danger- 
ous route across the Tarim Basin, probably because of the 
abandonment of some of the major western centers of 
Buddhism in Shan-shan. He remarked that the desert was 
inhospitable, with only the bones of the dead to guide his 
path. He then crossed by snowy Pamir Mountains to 
GANDHARA. 

The first stages of his travels saw him cross land con- 
trolled by the Kidarite Huns, and he noted many flourish- 
ing monasteries and large stupas. At TAXILA in modern 
Pakistan he described how the local rulers and nobility 
gave generously to Buddhist foundations, and at 
Peshawar he admired the great monastery and stupa of 
KANISHKA I (100-26 C.E.). This was the location of the 
Buddha's alms bowl, and 700 monks safeguarded it. At 
Hadda in Afghanistan he witnessed ceremonies revolving 
around the presence there of the Buddha's skull. It was 
placed on a high dais, was covered in glass, and was the 
object of worship. He then visited the holy places where 
the Buddha was born, attained enlightenment, and 
entered nirvana. His travels took him to MATHURA, 
KAUSAMBI, PATALIPUTRA, and NALANDA. He greatly admired 
India, then ruled by Candragupta II (376-413 C.E.), for 
its warm climate, genial people, and their custom of not 
eating onions or garlic. His return journey took him 
south along the western coast of India to Sri Lanka, 
where he spent two years, and then by the perilous sea 
route to Southeast Asia, where his ship was wrecked, 
probably on the island of Java. Thence, he returned to 
China, where he commenced vi^ith the translation of the 
manuscripts he had collected. His description of this epic 
journey became kno-wn in the West only with the publi- 
cation of a French translation in 1836. This had a pro- 
found effect on the young ALEXANDER CUNNINGHAM, later 
director-general of the ARCHAEOLOGICAL SURVEY OF INDIA, 
vi'ho used the monk's account to trace the major centers 
of Buddhism. Thus Cunningham identified the site of 
SANKISA by following Faxian's description of his journey 
there from Mathura. 

Fayaz Tepe Fayaz Tepe is located in northern BACTRIA, 
near the confluence of the Amu Dar'ya and the Surkhan 
Dar'ya. It was associated with TERMEZ, lying just outside 
the city walls and about a kilometer from KARA TEPE. The 
Buddhist monastery at Fayaz Tepe was discovered in 
1968, when a shepherd found the head of a stone statue 
and drew the discovery to the attention of the director of 
the Termez Museum, a Mr. Fayazov. The site was named 



after him. Extensive excavations have uncovered a com- 
plete Buddhist monastery covering an area of 117 by 34 
meters (386 by 112 ft.) and embellished with wall paint- 
ings and exceptional sculptures. 

Built in sun-dried brick, the monastery has three 
courts. The earliest and central court lies behind a brick 
stupa that has survived virtually in its entirety. Both are 
thought to date to the first century B.C.E. The court incor- 
porates a colonnaded verandah in front of individual cells 
for the monks, while the surface of the stupa vi^as painted 
with lotus flowers and images of the wheel of the law 
(the DHARMACAKRa). Four holes on its surface were found, 
to support flagpoles. Both the stupa and the central court 
were added to by the second century C.E. The stupa was 
embellished with four sets of steps to form a cruciform 
plan. The court had two further courts added. One con- 
tained rooms for prayers and meetings; the second 
included kitchens, a dining area, and facilities for weav- 
ing and making pottery vessels. Some shards in this area 
were inscribed in the BRAHMI and KHAROSHTHI scripts dat- 
ing stylistically to the second century C.E. 

One notable example of wall painting shows two 
haloed Buddhas with female adherents, standing on a bed 
of starflowers. The style of this painting resembles that of 
some of those at BAMIYAN. It is the sculptural remains, 
however, that stand out for their exceptional quality and 
completeness. Foremost is a third-century C.E. limestone 
carving of a seated Buddha with his halo represented by 
the branches of a pipal tree, in a niche 75 centimeters (30 
in.) high. Two attendant monks stand, one on each side. 
The Corinthian-style columns that frame the niche indi- 
cate a strong Hellenistic influence. A stucco head of the 
Buddha still bearing much of the original paint was also 
found, its style suggesting that this site continued as an 
active monastery into the fourth century C.E. 

Fengchu The site of Fengchu lies in the Zhouyuan, the 
Plain of Zhou, in the Wei River Valley, China. It is partic- 
ularly notable as the site of a palace dating to the early 
period of the WESTERN ZHOU DYNASTY (1045-771 B.C.E.). 
The palace was constructed on a platform of stamped 
earth, and the design incorporated a central hall and two 
enclosed courtyards surrounded by colonnades and 
chambers. It differs from later palace structures in its air 
of secrecy and privacy, rather than an ostentatious loca- 
tion raised above its surroundings to ensure visibility. 
The roofs were probably made of thatch, and the plas- 
tered walls were decorated with mother-of-pearl. Perhaps 
the most significant find was a cache of ORACLE BONES. 
These are very rare in Western Zhou contexts, and the 
origin of this group is subject to debate, largely because it 
revealed the veneration of ancestors belonging to the 
SHANG STATE rather than the Western Zhou rulers. How- 
ever, it is known that royal princesses were exchanged 
between the two dynasties before the conquest of Shang 



Fu Hao III 



and that Zhou rulers did therefore have Shang ancestors. 
These divinatory texts reveal also the number of captives 
and cattle sacrificed during the relevant rituals. 

feng shui See geomancy. 

Ferghana The region of Ferghana lies in the upper val- 
ley of the Syr Dar'ya River, north of the Pamir Range in 
Central Asia. It was strategically placed on the old SILK 
ROAD that linked China -with India and the Mediterranean 
■world. It lay too far east to be overtaken by the 
ACHAEMENID or Seleucid empires and was never con- 
trolled by the BACTRIAN GREEKS, although many of their 
coin issues have been found in Ferghanan territory. The 
dry climate linked with the presence of rivers flowing off 
the snows of the Tien Shan Range generated a great 
emphasis on IRRIGATION, even in the prehistoric period. 
The area first attracted the attention of the Chinese when 
it was visited by ZHANG QIAN in 121 B.C.E.; he reported 
that Ferghana was a place of vineyards and fortified 
towns, where fabulous horses s-weated blood. In his o-wn 
■words: "The people are settled on the land, plowing the 
fields and growing rice and -wheat. They also make wine 
out of grapes. The region has many fine horses. The peo- 
ple live in fortified cities, there being about seventy or 
more cities of varying sizes in the region. The people 
fight with bows and spears, and can shoot from horse- 
back." Making fine wine was a major industry of Fer- 
ghana, but it was the superb horses that attracted most 
Chinese interest. 

Five Classics The Five Classics are a set of early his- 
toric tracts traditionally seen as the oldest and most 
revered sources of Chinese history. They are said to have 
been collected, edited, and enhanced by CONEUCIUS 
(551—479 B.C.E.), and they became the acknowledged 
source of knowledge on ancient wisdom and the moral 
behavior that was a central tenet of the Confucian school, 
particularly from the Western HAN DYNASTY on. The five 
texts cover a wide range of issues. Foremost is the Spring 
and Autumn Annals, which describe the history of the 
state of LU between 722 and 481 B.C.E., the period of the 
later Zhou dynasty, also widely kno-wn as the Spring and 
Autumn period. The Classic of Changes considers the 
nature of the universe and the procedure for interpreting 
divinations, and the Classic of Documents is a historic col- 
lection on the governance of early kings. The Classic of 
Poetry is a source for mainly early Zhou rituals, and, the 
Record of Rites sets out the norms for proper conduct. 

Fu Hao (r. c. 1200-1181 B.C.E.) Fu Hao was one of three 
principal consorts of the Shang emperor Wu Ding, although 
his recorded wives number more than 60. She was often men- 
tioned in the texts of the oracle hones recovered from 



ANYANG, and it is possible to identify some of her responsibil- 
ities in the court. 

For example, she was a wealthy landowner in her own 
right. She undertook important court rituals to consult 
ancestors and commanded troops in a number of military 
campaigns against the Tu, Ba, Yi, and Qiang people. The 
king himself consulted the oracles to ensure her health 
and well-being during pregnancies. 

Her tomb, discovered in 1975 at Xiaotun, Anyang, 
about 200 meters (660 ft.) from the -walls of the royal 
palace, revealed during excavations the following year a 
complete, undisturbed Shang dynasty tomb dating to 
about 1200 C.E. and falling within the reign period of Wu 
Ding. This tomb is most renowned for the wealth of the 
mortuary offerings for Fu Hao. These include 468 
bronzes, easily the most significant group of ritual -wine 
and food vessels known from Shang contexts. A unique 
assemblage of jade provides remarkable insight into Fu 
Hao's interest in antiquities. 

THE TOMB STRUCTURE 

The tomb was no match for the massive cruciform royal 
graves in terms of size, but it uniquely had avoided the 
attentions of tomb robbers. In a rectangular pit 7.5 
meters (about 25 ft.) deep and 5.6 by four meters in 
extent, at a depth of 6.2 meters, the builders had con- 
structed a narrow ledge from which two niches were 
excavated into the walls of the pit. A further small pit was 
excavated into the ground at the very base of the tomb. 
On the surface, postholes suggested that a temple of some 
sort was constructed over the tomb, probably for holding 
ancestral mortuary rituals. 

The excavators were able to reconstruct the internal 
ordering of the mortuary equipment. The base of the pit 
■was lined ■with wood to form a chamber, within which lay 
nested and lacquered wooden coffins. Unfortunately, the 
base was so waterlogged that the human remains have 
not survived. The base of the pit had received a dog and a 
sacrificed human victim, one of 16 individuals accompa- 
nying the primary burial, a number that included men, 
WOMEN, and children. Some of these individuals were 
placed in the wall niches on each side of the tomb, and 
others in the grave fill of layers of stamped earth. 

THE BRONZES 

Some of the bronzes were inscribed with the name of Fu 
Hao, thereby, for the only time in the history of Shang 
studies, illuminating the burial of a person specifically 
named in the oracle bones. The grave also contained 
about 7,000 cowry shells, 755 items of jade, many hun- 
dreds of bone ornaments, and three rare ivory cups deco- 
rated ■with TURQUOISE inlay. The analysis of these unique 
assemblages has provided much crucial information. 
Thus the bronzes provide a measure for the high status of 
a royal consort. Many vessels are of unusual form, and 
others, ■while of established shape, are unusually large. 



112 Fujiwara 



The two largest items are two ding vessels, each con- 
tributing 120 kilograms (264 lbs.) to the total weight of 
1,600 kilograms (3,520 lbs.) of bronze in the tomb. Some 
bronzes seem to have been placed in dining sets; the 
numbers of vi'ine vessels include 40 of a form known as a 
jue and 53 gu. Not all the bronzes were inscribed with the 
name Fu Hao. Two vi^ere inscribed with her posthumous 
name, Um Xin, and these are thought to have been cast 
by order of her sons when presenting sacrifices to her. It 
is also hard to avoid the conclusion that some of the 
bronzes were given to her by Wu Ding himself, a king 
vi'ho obviously held her in very high regard. Fu Hao had 
led Shang armies in a number of campaigns, and the 
bronzes in her burial also include 90 ge, or dagger blades, 
and several large axes. She owned bronze mirrors and 
bronze cheekpieces as part of a horse bridle. Fabric 
impressions that survive on the surface of many of the 
bronzes suggest that they were individually wrapped 
before being placed in the grave. An analysis of the com- 
position of the bronzes reveals a mastery of alloying. 
Many of the vessels include between 15 and 20 percent of 
tin; others had up to 6 percent of lead added to ease the 
castability of the molten alloy. 

THE JADES AND OTHER FINDS 

Perhaps the most spectacular and unusual of all the mor- 
tuary offerings, however, were the three large ivory vessels 
inlaid with turquoise. Some of Fu Hao's jade ornaments 
were more than 1,000 years old and were derived from the 
LIANGZHU CULTURE in the lower Chang (Yangtze) Valley; 
others came from the HONGSHAN CULTURE in the far north- 
east of China. Most, however, were locally made. They 
included a rare jade bowl and carved animals — phoenix, 
tigers, elephants, fish, and dragons. The tiger might well 
have been the inspiration for the TAOTIE masks found so 
often on the bronzes. The dragon was reputed to have the 
ability to accompany the dead to heaven. At least some of 
the jades, according to their composition, were made of 
raw materials mined in Hotan, far to the west of Anyang. 
Further evidence for a trading relationship with steppe 
peoples is in the form of distinctive bronze knives and 
ornaments bearing horses' heads. 

It is evident that bone hairpins were a treasured part 
of Fu Hao's ornaments, for 527 were found in her grave, 
each minutely carved at the head in a range of patterns. 
She also took with her three COMBS to accompany the 
bronze mirrors. Hitherto, only fragments of ivory vessels 
had been found in Shang contexts, but Fu Hao's tomb 
had three large examples. 

For the social historian, the tomb of Fu Hao offers a 
unique opportunity to appreciate and evaluate the 
extremes of wealth associated with the royal members of 
Shang society. If such a relatively small tomb of a royal 
consort could contain such riches, the kings' deep cruci- 
form burials most have included unimaginably wealthy 
offerings. For the student of Shang bronze technology. 



the sophistication of Fu Hao's bronzes has required a 
reappraisal of the development of the casters' skills, for 
before the opening of the tomb, the style of bronzes like 
those of Fu Hao were thought to be much later in the 
sequence. Perhaps the most significant of all the findings 
from this grave, however, is the tangible link between a 
person previously known only from the oracle texts and 
her physical remains and possessions. 

Further reading: Loewe, M., and E. L. Shaugnessy, 
eds. The Cambridge History of Ancient China. Cambridge: 
Cambridge University Press, 1999; Zheng Zhenxiang. 
"The Royal Consort Fu Hao and Her Tomb." In Mysteries 
of Ancient China, edited by J. Rawson. New York: 
Braziller, 1996. 

Fujiwara Fujiwara was the new capital city of the YAM- 
ATO state and was occupied bet\veen 686 and 707 C.E. The 
importance of Fujiwara, however, may be judged from the 
fact that the streets of the new capital at Heijo-kyo were 
aligned precisely on those of its predecessor. At that 
period in Japanese history, the Korean Peninsula had just 
been unified under the SHILLA kings with the defeat of 
FAEKCHE and KOGURYO. This was accomplished through 
an alliance between Shilla and Tang China, and it posed 
an immediate threat to the independence of Yamato. It led 
to major changes in Japan. One change involved a much 
more rigorous system of taxation, another the exaltation 
of the imperial line, ushering in new legal codes according 
the emperor or empress autocratic power. One manifesta- 
tion of such power, along the Chinese model, was invest- 
ment in a capital city and palace so impressive as to leave 
no doubt as to the imperial authority. The architecture is 
known mainly from the N7HONG7, although the site has 
been somewhat explored. When Fujiwara was abandoned, 
a new capital v\ras built at Nara. 

The Fujiwara city was ordered by Empress JITO (r. 
686-97 C.E.) and continued in occupation under her suc- 
cessor, Mommu (686-707). According to the Nihongi, 
Prince Takechi inspected the proposed site of the new 
palace on the 29th day of the 10th month, 690 C.E. The 
empress Jito herself, with a large entourage, was there on 
the 19th of the following month. The construction, which 
was under way by 694, was a colossal undertaking in a 
low-lying area prone to floods. The palace alone required 
an estimated 4,000 tree trunks seven meters (23 ft.) tall, to 
be carried over a distance of 54 kilometers (32 mi.). Many 
thousands of tons of stones were required for the massive 
wall around the palace precinct, which was almost a kilo- 
meter square, and many roof tiles were fired to cover the 
roofs of the palace and its subsidiary buildings. The palace 
lay in a central position in the city, but its precise location 
relative to the extent of the city has not been identified. It 
may have been in the center or to the north of center, but 
more extensive excavations are required to confirm either 
possibility. It is known, however, to have lain within a 



Funan 113 



walled precinct defined by a large stone wall girdled both 
inside and out by a moat. The wall was three meters (9.9 
ft.) wide; the moat was five. Beyond the outer moat lay a 
40-meter-broad band of unoccupied land, giving way then 
to the city streets. The palace included three major struc- 
tures. To the north lay the private quarters of the empress, 
covering an area of 305 by 350 meters (1,000 by 1,155); 
the interior details are not known because of later distur- 
bance. An impressive audience hall was constructed south 
of the residence, designed to have the maximal impact of 
grandeur on those who visited from home or abroad. The 
buildings to house administrative departments completed 
the palace precinct. 

The actual plan of the rest of the city has not been 
determined through excavation; one problem is the 
absence of an outer wall. If, as some authorities have sug- 
gested, it comprised 96 insulae divided on a street grid 
forming eight city blocks from east to west and 12 from 
north to south, then the city would have covered a rect- 
angular area 3.2 by 2.1 kilometers (1.9 by 6.9 mi.) in 
extent. It is, however, also possible that it was square, 
with the palace in the center. This needs confirmation 
through further excavations. Each square block was 
divided by smaller streets, in which archaeologists have 
revealed the presence of homes, wells, and alleyways. 
With a population measured in tens of thousands, the 
issue of sanitation is raised. A privy excavated at Fujiwara 
in 1992 was a simple hole in the ground covered by two 
wooden boards. There was no apparent means of flushing 
it, so it must be presumed that waste remained in place or 
was physically removed and disposed of elsewhere. Such 
lack of hygiene is documented in the recovery of parasite 
eggs in this facility. 

Estimating the population of an ancient city is not 
straightforward. In the case of Fujiwara, much informa- 
tion is from an entry dating to the year 704 C.E. in the 
Nihongi record, which describes how each household in 
the city was given rolls of cloth. There were evidently 
1,505 households. A later tax register from HEIJO-KYO 
has provided an average figure of 16.4 people per 
household, leading to an population estimate of about 
25,000 people. 

The mausoleum of Jito and Emperor TEMMU 
(6317-686. C.E.) lies due south of the palace, beyond the 
city limit, but the city had a brief life. In 708 C.E. it was 
resolved to build a bigger and more magnificent capital 
on the lines of the Tang capital at Chang'an, 20 kilome- 
ters (14 mi.) to the north at Heijo (Nara). 

See also NARA STATE. 

Further reading: Aston, W. G. Nihongi: Chronicles of 
Japan from the Earliest Times to A.D. 697. Rutland, Vt., and 
Tokyo: Tuttle, 1995; Barnes, G. Prehistoric Yamato: Archae- 
ology of the First Japanese State. Ann Arbor: University of 
Michigan, 1988; Brown, D. M. The Cambridge History of 
Japan. Cambridge: Cambridge University Press, 1993. 



Funan Funan is the name given to one of the earliest 
states on the mainland of Southeast Asia. There is no cer- 
tainty as to the origin of the name, which was given to 
the polity in question by the Chinese and may be a Chi- 
nese rendition of the Khmer name phnom, or "hill." It 
dates to about 100-550 C.E. and was located on the delta 
of the Mekong and Bassac Rivers in modern Cambodia 
and Vietnam. This is a strategic location, since it com- 
mands not only maritime routes leading from China to 
India, but also traffic up and down the Mekong River. 
The area was occupied in the prehistoric period, and the 
inhabitants prospered with the control of the interna- 
tional maritime trade to create a vigorous and powerful 
state. Funan was, however, equally vulnerable to any 
changes in the pattern of trade beyond its control. During 
the sixth century C.E., such a change occurred -when the 
Chinese increasingly bypassed the delta. Funan then fell 
into a rapid decline, and the political center of gravity 
moved inland to emerging agrarian states known under 
the name of CHENLA. 

EXPLORATIONS OF FUNAN 

The first knowledge of this state was assembled and pub- 
lished by Paul Pelliot in 1903. A lengthy article was based 
on his translation of an archived Chinese report that 
resulted from a maritime mission to Southeast Asia by 
KANG DAI and Zhu Ying in the third century C.E. There 
were walled settlements and rulers who lived in a palace. 
A system of taxation involved dues on gold, silver, per- 
fumes, and pearls, and there was a form of legal system 
that involved trial by ordeal. There were specialists in 
engraving and metalworking, and the ordinary people 
lived in houses raised on piles against the regular threat 
of flooding. The people kept written records, and a repre- 
sentative of the Indian Murunda king was present. The 
foundation of the state of Funan was, according to the 
Chinese visitors, the result of a union between an Indian 
named Kaundinya and a local princess. 

It is not certain where the Chinese authors of the 
report employed by Pelliot made landfall in Southeast 
Asia. However, aerial reconnaissances by Paul Paris pub- 
lished in 1931 provide images of ancient canals criss- 
crossing the delta landscape and the outline of a large 
rectangular city now known as OC EO. On the northern 
margins of the delta, another walled city, known as 
ANGKOR BOREI, lay at the northern terminus of one such 
canal. The Chinese visitors noted that the capital of 
Funan had an inland location, and the size of Angkor 
Borei would qualify it at the very least as a major center. 

Subsequent archaeological research, particularly by 
Louis Malleret and, more recently, by Vo Si Khai and 
Pierre-Yves Manguin, has confirmed much of what Kang 
Dai and Zhu Ying described. Oc Eo incorporated substan- 
tial brick temple foundations, workshops for the produc- 
tion of jewelry, evidence for casting metals, and wooden 
piles that would have supported houses. There are also 



114 Fuquanshan 



SEALS bearing brief texts in the Indian BRAHMI script and 
an abundance of evidence for trade involving Rome, 
India, and China. A series of sites has also been uncov- 
ered by Vietnamese scholars, again involving brick tem- 
ples as well as brick vaults containing cremated human 
remains and rich artifacts. These include gold leaves 
bearing INSCRIPTIONS and images of WOMEN, gold disks, 
gold rings, a gold flovi^er, and jewelry fashioned from pre- 
cious stones and glass. The gold leaves were decorated 
with deities, turtles representing Vishnu and his mount 
the eagle GARUDA, water buffaloes, elephants, snakes, 
conch shells, the sun, a house on piles and plants; many 
of these symbols relate to Hindi gods. 

RULERS OF FUNAN 

The Chinese histories contain notes on the names of suc- 
cessive rulers and their predatory wars against their 
neighbors. One early ruler named Hun Panhuang con- 
quered chiefs on the edge of his kingdom and installed 
his sons and grandsons to rule there under his command. 
His son, called Pan Pan, was followed by a ruler known 
as Fan Shiman. The title pan or FAN might well be a Chi- 
nese rendition of the Khmer title PON, widely docu- 
mented in later inscriptions. Fan Shiman is said to have 
launched expeditions against his neighbors. The history 
of the Liang dynasty, compiled in the seventh century 
C.E., records that a second Kaundinya ruled Funan and 
"changed the rules according to the customs of India." 
The degree to which the indigenous peoples of Cambodia 
and southern Vietnam were subjected to Indianization 
has been critically examined, particularly by Michael 
Vickery. It is now considered probable that the local 
rulers selectively adopted certain Indian traits they saw as 
being advantageous. For example, a small corpus of 
inscriptions belonging to the Funan polity discloses the 
adoption of the SANSKRIT language and Indian royal titles 
toward the end of the fifth century C.E. 

INSCRIPTIONS 

Few inscriptions survive, but their Sanskrit texts provide 
important information. The mutilated first few lines of 
the inscription from GO THAP, for example, refer to a ruler 
vi'hose name began with Ja-, probably JAYAVARMAN OE 
EUNAN (c. 480 C.E.), who had been victorious in battle 
against a king whose name began with Vira. VARMAN is a 
significant part of a royal name, for in Sanskrit it means 
"shield" or "protector." This ruler founded many sanctu- 
aries dedicated to Vishnu and placed his son, Gunavar- 
man, in charge of one, -which had been "wrested from the 
mud." This might be an allusion to the drainage of the 
Plain of Reeds where the inscription was set up. The 
sanctuary in question was dedicated to Vishnu, and the 
consecration was undertaken by Brahmans. A second 
inscription from Nak Ta Dambang Dek was set up in 
honor of Buddha. It cites King Jayavarman and his son, 
Rudravarman ("protected by SIVA"), and describes how 



the king named the son of a Brahman as his inspector of 
property. A third text again mentions King Jayavarman 
and his military victories. It also records the foundation 
of a hermitage, reservoir, and residence by his queen, 
Kulaprabhavati. Kula means "family;" prabhavat in San- 
skrit may be translated as "majesty." Thus in the period 
480—520 there were wars involving rival kings, the estab- 
lishment of religious foundations in favor of exotic Indie 
gods, the presence of educated officiants, and a royal suc- 
cession from father to son. Two inscriptions from the 
vicinity of Angkor Borei imply that this -was the capital of 
Rudravarman, the last recorded king in this region. The 
inscription from Phnom Da mentions his name in several 
places. 

Further reading: Higham, C. F W. The Civilization of 
Angkor. London: Weidenfeld and Nicholson, 2001; Vick- 
ery, M. Society, Economics and Politics in Pre-Angkor Cam- 
bodia. Tokyo: The Centre for East Asian Cultural Studies 
for UNESCO, 1998; Vickery M. "What and Where Was 
Chenla? "In Recherches Nouvelles sur le Camhodge, edited 
by F Bizot. Paris: EFEO, 1994. 

Fuquanshan Fuquanshan is a site of the Songze and 
LIANGZHU CULTURES in China, located in the valley of 
the Suzhou River that links Lake Taihu with the estuary 
of the Chang (Yangtze) River. It is an artificially con- 
structed mound measuring about 100 by 85 meters (330 
by 280 ft.), in which 31 elite burials of the Liangzhu 
culture have been excavated. These are large graves 
including jades, ivories, and ceramics, each containing a 
coffin made by cutting and hollowing out a tree trunk. 
The primary interments are richly endowed with grave 
goods. Burial 139, for example, contained the remains 
of a young man, -who was associated with 12 jade axes 
laid out in two rows from the waist to the ankles, a jade 
bracelet, a plaque, a bead, and a pendant in the form of 
a long awl. The cemetery appears to have been reserved 
for elite burials and was associated with much ritual 
activity. There is one part of the site where an area 20 by 
three meters (66 by 10 ft.) has been heavily burned and 
coated with shell fragments, while burnt clay was often 
placed over graves. Another larger pit had a depth of 1.5 
meters. It contained a platform, surrounded by large 
quantities of ash, as if ceremonies linked -with burning 
were undertaken. These probably involved sacrificial rit- 
uals in honor of the ancestors. 

The awl-like ornament from Burial 139, to judge 
from its location in the grave, was probably worn in the 
hair. A globular jade bead had been placed in the mouth. 
Fourteen painted pottery vessels were found beyond the 
feet. The skeleton of a young woman in a flexed position 
was found in a corner of this grave. She was accompanied 
by seven jade ornaments. Burial 145 also included addi- 
tional burials of an older woman and a young boy. The 
excavators noted that their position, with their hands 



Fuquanshan 115 



behind their back and head outstretched, was compatible 
with sacrificial burial when still alive. 

Fuquanshan provided a remarkable assemblage of 
jades and pottery vessels from mortuary contexts. A jade 
ax was found beside one of the elite skeletons. While 
finely finished, the blade -was blunt and showed no sign 
of use. Its ceremonial nature is seen in two additional jade 
elements. It seems that the handle had a boat-shaped 
jade decoration on the far end and a curved and sock- 
eted jade terminus on the near end, vi'ith holes for secur- 
ing it. The site has also furnished finely finished jade 
ceremonial tubes, or cong. One of these was decorated 
with four images of a god's face, with fine cloud patterns 
incised on the nose, above a second panel containing the 
image of an animal mask. There are also bi disks, -with 
diameters of about 20 centimeters (8 in.), which were 
perforated with a central hole. These were often found 
under the body and are thought to have been placed 
there to drive off malevolent spirits. Crescentic jade orna- 
ments, -with holes bored for attachment, were often found 
near the waist, -while a remarkable assemblage of long, 
thin pendants of jade was recovered from the elite graves 



from this site. One of these, 15 centimeters (6 in.) long, 
■was decorated with the face of a god. Another long jade 
■with a point at one end and a small handle at the other is 
34 centimeters long and was ornamented with the eyelids 
of a god. It might ■well have been of ritual importance. 
Burial 74 includes a fine necklace of jade beads; another 
grave furnished a remarkable necklace of 32 jade beads, 
four of which had an elongated awl shape; others \vere 
tubular, and four ■were in the form of a hi disk. This 
unique assemblage of Liangzhu jades also included a fine 
belt hook, hat ornaments, and bracelets. 

Other rare and beautiful offerings included an ivory- 
handled implement of an unknown but probably ceremo- 
nial function. A detailed animal mask had been carved on 
its surface. The ceramic vessels from the cemetery attest 
to highly skilled manufacture. Many of the forms suggest 
ritual or ceremonial feasting, such as a jar with a bulbous 
base, handles, and an elaborate lid. The body bore fine 
incised decoration of clouds, birds, and snakes. There are 
also several jugs that could have been used for serving 
■wine. One tall example, 20 centimeters high, has a broad 
handle and fine lid. 




Gandhara Gandhara, the region of northwestern Pak- 
istan that centers on the city of Peshawar, in a general 
sense also incorporates the upper reaches of the Jhelum, 
Chenab, Indus, and Kabul Rivers, from Lahore in Pakistan 
in the east to Kabul and BAMIYAN in Afghanistan to the 
west. Lying just southeast of the Khyber Pass, it occupies 
a cultural crossroads that saw contact and numerous 
incursions over many centuries from north of the Hindu 
Kush range. Gandhara was a province of the ACHAEMENID 
EMPIRE of Persia until its conquest by ALEXANDER THE 
GREAT in 327 B.C.E. Thus began a period of Greek or Hel- 
lenistic influence in Gandhara, cemented by Alexander's 
settlement of veterans in new cities. However, the expan- 
sion of the MAURYA EMPIRE saw the foundation of the first 
city at TAXILA, and Gandhara received much Buddhist 
influence, notably during the reign of the Mauryan king 
ASOKA (268-235 B.C.E.). The DHARMARAJIKA stupa at TAX- 
ILA is a notable example of an early Buddhist foundation 
in this region. With the decline of the Maurya empire, 
Gandhara again came under strong Hellenistic influence 
when the BACTRIAN GREEKS established control over the 
province. There thus arose strong mutual influence 
between the Buddhist tradition of India and the art style 
of Greece, from which emerged the Gandhara school of 
art (from the early second century B.C.E.). Until this devel- 
opment, the Buddha was only portrayed symbolically, as a 
footprint, parasol, lion, or hodhi tree. But the Hellenistic 
contribution to Gandhara art saw the portrayal of the 
Buddha and other figures in Greek and Roman styles, as 
the Bactrian Greek rulers showed empathy with and inter- 
est in BUDDHISM. One of the most intriguing of Gandharan 
reliefs portrays the Trojan priest Laocoon and the Trojan 
horse before the gates of Troy, the entrance to which is 
dominated by Cassandra in Indian attire. 



The Bactrian Greek dominance in Gandhara was rela- 
tively short lived, although the Greek architectural and 
artistic legacy was considerable. The Greeks -were suc- 
ceeded by the KUSHAN empire (70 B.C.E.-200 C.E.), which 
again patronized Buddhism. King KANISHKA I (100-26 
C.E.), for example, had Buddhist monasteries built over a 
wide area from his capital at Purusupura (Peshawar). The 
Kushan empire was succeeded by numerous local king- 
doms, and again Buddhism flourished and expanded north 
of the Himalayas and -west into Afghanistan, where the 
mighty Buddhist images of Bamiyan, now destroyed by the 
Taliban, were created between the third and fifth centuries 
C.E. The end of the Gandhara school occurred in the sec- 
ond half of the fifth century C.E. with the invasions of the 
HEPHTHALITE, White, HUNS. Taxila was then abandoned. 

GANDHARAN ART 

The vigorous artistic tradition known as the Gandharan 
school -was first recognized in 1852, when W Jackson 
published a brief paper on t-wo sculptured heads of BOD- 
HISATTVAS found near Peshawar. He noted with consider- 
able prescience that the heads resembled those on 
Bactrian coins: "The expression of the face is somewhat 
of a Greek cast, but it is not a pure Greek countenance." 
E.-C. Bayler, -writing at the same time, -was at pains to 
stress the Greek stimulus and Buddhist character. The 
enormous output of the Gandhara sculptors between the 
first and fifth centuries can best be judged through the 
early excavations of Dr. D. B. Spooner (1906-7) and SIR 
AUREL STEIN at SAHRI-BAHLOL in 1912. 

Sahri-Bahlol Sculptures 

Already by that period, the Gandharan sculptures had 
been vigorously looted to satisfy British army collectors. 



ii6 



Gaozu 117 



At this site, however, the owners had forbidden random 
digging to preserve the contents of the site for their own 
profit. Consequently much material survived at the time 
of Stein's archaeological research there. He collected more 
than 1,200 items of sculpture during a six-week cam- 
paign. At the site the surviving city walls were sur- 
rounded by mounds that, on excavation, revealed the 
foundations of Buddhist religious buildings. These fur- 
nished refreshingly complete stone statues of the Buddha 
and bodhisattvas, revealing strong liellenistic influence 
in the facial features and dress. They are also highly infor- 
mative in that the bases of the statues display miniature 
friezes of the donors of the image or of benefits to the 
foundation. One, for example, shows the donor and two 
male figures worshiping before an altar from which 
incense fumes rise; on the other side of the altar is a 
young man with a plow drawn by two oxen. There are 
also examples of a family seen worshiping a begging 
bowl, thus portrayed associated with an image of the 
Buddha. Another complete statue represents Hariti, the 
goddess of smallpox, holding a trident. 

Stucco 
Gandharan art from the first to the third century was 
dominated by stone sculpture, but thereafter images in 
stucco, painted and gilt, were also produced. This stucco 
is best known from the Jaulian and Mohra Moradu 
monasteries at Taxila, Hadda, Butkara, and Takht-i Bahi. 
The base foundations for religious buildings were embel- 
lished with fine stucco reliefs along their entire length, 
depicting bodhisattvas seated between columns. The clas- 
sical element in Gandhara art is also seen in the represen- 
tations of the Greek son of Poseidon, Triton, and centaurs. 

Taxila 

Examples of Gandharan stone art at Taxila itself are not 
as rich as those from Sahri-Bahlol, but many relevant 
sculptures have been uncovered by SIR JOHN MARSHALL at 
the Dharmarajika stupa and at the site of Kalawan. There 
are many fine examples of stucco art, and some architec- 
tural features, such as Corinthian column capitals, also 
shovi' a strong Hellenistic influence. Miraculous and 
other scenes taken from the life of the Buddha have been 
found, including the first sermon and the visit of Indra. 

Further reading: Geoffroy-Schneiter, Berenice. Gand- 
hara. Paris: Assouline, 2001; Hallade, M. The Gandhara 
Style and the Evolution of Buddhist Art. London: Thames 
and Hudson, 1968; Marshall, J. The Buddhist Art of Gand- 
hara. Philadelphia: Coronet Books, 1981; Tissot, F. Gand- 
hara. Paris: J. Maisonneuve, 1985. 

Ganesha Ganesha was the god of wisdom in the Hindu 
pantheon. He was depicted with an elephant's head, one 
tusk, and a large belly. In India the vi'orship of Ganesha 
has been popular since the late GUPTA EMPIRE period. An 
inscription from Ghatiyala in Rajasthan, dated to 862 



C.E., is regarded as one of the early references to this god. 
He was also depicted in the rock-cut temples of ELLORA 
(200 B.C.E.-600 C.E.). In Cambodia and Thailand, Gane- 
sha was adopted as a popular god and is today the symbol 
and icon of the Royal Thai Fine Arts Department. 

Gaozu (Liu Bang; Gaodi; High Emperor) (r. 206-195 
B.C.E.) Gaozu, High Emperor, the founder of the Han dynasty, 
acceded to the throne of China after participating in the 
widespread rebellion against the excesses of the second Qin 
emperor. 

Before becoming emperor, Gaodi was known as Liu Bang, 
from Pei, a district in central China. After several years of 
political chaos and conflict, he managed to defeat all 
rivals and became the sole ruler. 

Later texts accord to Gaozu the MANDATE OE HEAVEN. 
From humble peasant origins, he became the founder of a 
great dynasty. While never losing his peasant manner and 
distrust of scholars, he showed a sharp insight into appro- 
priate administrative reforms designed to secure support. 
However, his reign came to an end when a stray arrow 
killed him during a military engagement against the king 
of Huai-nan, and he was succeeded by his son, Huidi. 

Three centuries later, during the Eastern Han 
dynasty, Gaozu was venerated still in the royal ancestral 
hall at LUOYANG, the capital. He was represented there by 
an empty seat placed under a richly embroidered canopy. 
Sacrificial vessels used in his honor had golden rims. 

LIU BANG'S RISE TO POWER 

Chafing under the extreme dictatorial regime of the Qin 
dynasty, Liu Bang had the local magistrate killed and took 
for himself the title lord of Pei. He then became one of 
several aspiring warlords intent on toppling the Qin 
dynasty and commanded a force that invaded the Qin 
heartland in December 207 B.C.E. while awaiting further 
orders from the king of CHU. The History of the Former 
Han (hanshu) might have been extolling his magnanim- 
ity when it describes how, having received the surrender 
of King Zihing of Qin, he had the palace, armories, and 
mausolea sealed against looting and destruction and 
introduced new and less repressive laws. However, these 
acts of magnanimity were short lived, for two months 
later Liu Bang's superior and later rival, Xiang Yu, arrived 
and had the entire royal family slaughtered and the capi- 
tal razed to the ground. This included the desecration of 
the mausoleum of QIN SHIHUANGDI (259-210 B.C.E.) and 
was probably the occasion when the emperor's under- 
ground terra-cotta army of lifesize figures was invaded 
and the vi'eapons stolen. 

By 206 Xiang Yu was in firm control of the situation 
and resolved to divide the empire into 18 separate king- 
doms, each with a compliant ruler. This involved divid- 
ing the former kingdom of Qin, for example, into three 
separate realms. Liu Bang was lucky to escape with his 



ii8 Garuda 



life, for there were strong rumors of an assassination plot, 
and instead he -was dispatched to rule the remote fief of 
Chang Han. This was a clear attempt to sideline him, but 
he was soon back in the Qin heartland, defeating the 
three new puppet rulers and challenging Xiang Yu him- 
self. There followed a long and difficult civil war between 
the two rivals. On two occasions, the second in 204 
B.C.E., Liu Bang was lucky to escape with his life and a 
few loyal followers. There was an uneasy truce in 203 
B.C.E., during which China was divided between Liu Bang 
and Xiang Yu, but this was brief. Liu Bang broke the truce 
and in 202 B.C.E. triumphed at the Battle of Gai-xia in 
Anhui province, after which Xiang Yu committed suicide. 

GAODI AS EMPEROR 

Gaodi now controlled China without rival, and in the same 
year as the battle his followers persuaded him to assume 
the title huangdi, or emperor. He ordered a series of 
reforms designed to restore life to normal after a long 
period of civil war and to ensure widespread loyalty to the 
new dynasty of Han. These included a general amnesty 
and the restoration of law with less severe penalties. People 
were encouraged to return to their ancestral homes and 
reclaim their land and property, and the aristocracy again 
were granted titles and bounties on auspicious occasions. 

On the wider scene, Gaodi faced a number of major 
organizational issues. The Qin dynasty had divided China 
into provinces, or commanderies, ruled by centrally 
appointed governors. During the civil war that brought 
down the Qin, Xiang Yu had returned to the earlier sys- 
tem of independent kingdoms, in which the rulers owed 
fealty to the central regime. Since Gaodi had approved 
and authorized his supporters to receive new kingdoms, 
maintaining the kingdoms and their rulers was a delicate 
issue. Gaodi resolved it by allowing the kingdoms to exist 
but, where practicable, replacing the kings over time with 
men of his own choice, particularly members of his own 
family. Some former kings were given lesser titles; others 
rebelled or deserted China. These kingdoms lay in the 
eastern half of the empire, while 16 commanderies, on 
the old Qin system, lay to the west. The commanderies 
were ruled by centrally appointed governors. These inno- 
vations were accompanied by a revival of Confucianism 
rather than the legalistic principles followed by the Qin. 

The civil war had naturally weakened the concerted 
defense against the nomadic XIONGNU to the north, and in 
the year after his assumption of the throne, Gaodi had to 
lead an army against the northern invaders. In 209 the 
Xiongnu (a Chinese word meaning "fierce slave") had 
found in Mao-tun a new and dynamic leader who first 
defeated his own rival tribal leaders and then expanded 
his area of control to include the strategic Gansu Corridor 
in Northwest China. This direct threat to the Han capital 
could not be ignored, and in 200 C.E. Gaodi clashed with 
the Xiongnu at the Battle of Ping Cheng. The emperor was 
surrounded and extricated himself only with difficulty. 



The Chinese then followed the path of diplomacy and in 
effect bought off the Xiongnu with gifts, including that of 
a Chinese royal princess in marriage. The border between 
the two states was fixed as the GREAT WALL of China. In 
the south, there was an independent ruler of Lingnan, an 
area over which the Qin had claimed sovereignty. 

Garuda In Hindu mythology, Garuda was a being in 
the form of a bird who stole AMRITA, the elixir of immor- 
tality, from the gods. This impressed Vishnu, who asked 
Garuda to become his vehicle. Garuda is often repre- 
sented in the sculptures of India and Southeast Asia, 
being particularly common in Khmer reliefs. There 
Garuda is often associated with its enemy, the naga ser- 
pent. Giant figures of Garuda are seen on the walls of 
Preah Khan, and Vishnu is depicted riding Garuda in the 
brick temple of PRASAT KRAVAN at ANGKOR in Cambodia. 

geomancy Geomancy, or feng shui, is the Chinese 
method for ascertaining whether a particular location is 
auspicious or favorable for a specified purpose, such as 
for the foundation of a city, a memorial, or a temple. The 
practitioner takes into account the obvious features of the 
terrain, such as hills to protect the proposed site from 
injurious winds or the presence of flat, well-aspected 
land. But he or she also absorbs less tangible variables of 
the spirit world, when, for example, considering the loca- 
tion of a place for interring the dead. The origins of geo- 
mancy are not known, but the layout of the royal SHANG 
STATE tombs at ANYANG, aligned precisely to true north, 
may well be an early example. Shao Gong Shi is regarded 
as the patron saint of geomancy. He was instructed by 
KING WU, founder of the Zhou dynasty, to identify a suit- 
able central location for a new capital later to be estab- 
lished at the junction of the Luo, Jian, and Chan Rivers at 
what became the city of LUOYANG. Several examples of 
early geomantic compasses, or divining boards, which 
combine a square disk representing the Earth under a 
movable circular disk depicting the heavens, have been 
found in tombs dated to the HAN DYNASTY. 

Ghazi Shah Ghazi Shah, located on an alluvial plain of 
the Naing Nai River, west of the main Indus Valley, was 
occupied during the Amrian phase and the INDUS VALLEY 
CIVILIZATION. It covers only two hectares (5 acres), but rises 
11 meters (36 ft.) above the surrounding plain in Sind 
province, Pakistan. The original area occupied was no 
doubt larger, but the outlying parts of the site have proba- 
bly been covered in recent alluvium. It was first identified 
as an important site by N. G. Majumdar in 1930, and lim- 
ited excavations revealed its cultural affiliations, but little 
else of note. In 1985 L. Flam began an intensive research 
program there and uncovered an area for making beads of 
agate and LAPIS LAZULI. The radiocarbon dates for this activ- 
ity fall in the second half of the fourth millennium B.C.E. 



Guang Wudi 119 



Flam's excavations covered a far larger area than 
those directed by Majumdar, and in an area of six by 9.5 
meters, Flam encountered the foundations of houses, 
associated ^with Harappan-style pottery shards, and lapis 
lazuli and STEATITE beads, associated with radiocarbon 
dates in the fourth millennium B.C.E. Mud-brick struc- 
tural foundations were also identified in the third area 
excavated. Finds included bull figurines and much evi- 
dence for chert working, including drills. Beads were also 
abundant here and were manufactured from lapis lazuli, 
copper, and shell, as well as carnelian and agate. 

See also AMRI. 

Ghosh, Amalananda (1910-1981) Amalananda Ghosh 
was one oj India's most distinguished archaeologists. 
He was educated at Allahabad University in India and the 
University of London and in 1937 joined the staff of the 
ARCHAEOLOGICAL SURVEY OE INDIA. He later became the 
director of the survey (1953-68) and was responsible for 
many key excavations, particularly at KALIBANGAN in the 
SARASVATI RIVER Valley, India. 

Go Thap Formerly known as Prasat Pram Loven, Go 
Thap in Vietnam has yielded an important inscription 
dating to the EUNAN state, in which a prince Gunavarman 
was designated to reign over a kingdom wrested from the 
mud. More recently, a settlement site with a mound cov- 
ering one hectare (2.5 acres) has been excavated and 
eight burials uncovered. Brick-lined pits were found 
within a brick surrounding wall measuring seven by 10 
meters (33 ft.). These pits are square and varied from 
1.27 to 3.5 ineters in depth. Each had in the center a cen- 
tral block of BRICK with a hollow space in the middle, 
which contained human ashes and mortuary goods. The 
eight burials yielded 322 gold leaves, five gold coins, 
three gold rings, a gold flower, eight precious stones, and 
seven pieces of glass. Gold objects included decoration in 
the form of human (deity) figures, a turtle, GARUDA, a 
water buffalo, elephants, snakes, conch shells, the sun, a 
house on piles, and plants. Many of these symbols relate 
to Hindu gods. Two radiocarbon dates from the site fall in 
the period 400—600 C.E., matching the date of Gunavar- 
man's inscription. The site provides important evidence 
for a Funan religious foundation, adoption of Hindu gods 
and their symbols, and conversion from inhumation to a 
cremation mortuary ritual. 

Great Lake The Great Lake, or Tonle Sap, dominates 
the geography of northwest Cambodia. It is fed by 
numerous rivers flowing south from the KULEN HILLS and 
the Dang Rack range and other tributaries originating to 
the west and south, and it empties via the Tonle Sap River 
into the Mekong at Phnom Penh. During the rainy sea- 
son, when the Mekong River is swollen not only by the 
monsoon rains but also by the spring melt of snow in its 



headwaters, the Tonle Sap River reverses its flow. Instead 
of draining the Great Lake, it backs up with floodwaters 
to fill the lake. At its greatest extent, the lake is 160 kilo- 
meters long by 50 kilometers (96 by 30 mi.) wide. The 
rise and fall of the lake level provide opportunities for 
cultivating rice by retaining the floodwater behind long 
dikes for an early dry-season planting. The rising water 
level is also compatible vi'ith the cultivation of rapidly 
growing floating rice, which can be harvested into boats. 
The Great Lake is also one of the most productive inland 
fisheries in the world and provides links by boat with the 
sea via the Mekong River. 

The lake has attracted settlement from early prehis- 
tory. During the period of CHENLA kings (550-800 C.E.), 
there were numerous settlements and temples along its 
margins. King JAYAVARMAN II (c. 770-834 C.E.) of Cambo- 
dia chose the northern margins for the earliest capitals 
and temple pyramids and imbued the area with sacred 
connotations in vi'hich the Kulen Hills supplied holy 
water to the region of ANGKOR via the Siem Reap River. 

Great Wall See wall, the great. 

Guang Wudi (Liu Xiu; Shining Martial Emperor) 

(5 B.C.E. -57 C.E.) was the first emperor of the Eastern Han 
dynasty of China. 

When he proclaimed himself emperor on 5 August 25 
C.E., Guang Wudi vv^as one of many claimants. The ensu- 
ing decade was dominated by military campaigns in vir- 
tually every quarter of the compass. After long and bitter 
civil strife, Guang Wudi adopted a conservative foreign 
policy, preferring to strengthen the defensive walls 
against the XIONGNU to the north. He also had to grapple 
with the major problems posed by the court factions on 
whom he ultimately depended for support. His Confu- 
cian principles encouraged him to found new training 
establishments from which young men emerged to staff 
an apolitical civil service, and he attempted to keep his 
hand close to important governmental decisions by limit- 
ing the number of major ministerial appointments. 

XIN DYNASTY 

In 9 C.E. WANG MANG, a leading member of the court of 
the Western Han dynasty and former regent, had declared 
himself the emperor of the Xin (New) dynasty. The offi- 
cial history of the Han dynasty accorded him a very poor 
press, largely because in failing to maintain the throne 
and found a new dynasty, he was thought to lack the 
MANDATE OE HEAVEN. In fact, Wang Mang made a series of 
courageous attempts to remedy the effects of years of 
mismanagement by reforming land tenure, currency, and 
state ownership of key industries, such as salt and iron. 
He was, however, faced with dire difficulties when the 
Huang (Yellow) River broke its dykes, leading to catas- 
trophic floods and the threat of famine in one of the most 



I20 Gumla 



densely populated parts of the empire. In Shandong, 
peasants rose up against the central authority; to distin- 
guish themselves from the government troops, they 
painted their foreheads red. Known therefore as the RED 
EYEBROWS, this motley army scored a number of significant 
successes and encouraged members of the old royal clans 
to join the insurrection. In 23 C.E. Chang'an, the capital, 
vi^as invested and taken. Wang Mang was decapitated and 
the city sacked. It was abandoned as the capital, and in due 
course LUOYANG to the east was chosen to replace it. 

EASTERN HAN 

Guang Wudi entered Luoyang on 27 November 25 C.E. to 
claim the throne. The new dynasty is generally known as 
the Eastern Han, and Guang Wudi was but one of many 
claimants to the throne. Western Han emperors had 
many lesser wives, resulting in legions of men who could 
claim royal ancestry. These aspirants were divided among 
a number of lineages determined through the female who 
had borne the children of an emperor. Guang Wudi 
(shining martial emperor) was a descendant of JINGDI, 
who had ruled more than 150 years previously. 

Guang Wudi had to cope first with the remnants of 
the Red Eyebrows in Chang'an (Xi'an), where they had 
busied themselves looting the royal tombs of the Western 
Han. Then he moved on the rival claimants, warlords in 
Shandong and Gansu. Only when he had settled most of 
the old empire could he turn his attention to remote but 
rich Sichuan, where Gungsun Shu had proclaimed him- 
self king of Shu and emperor. With Chengdu as his capi- 
tal and the rich rice lands of the upper Chang (Yangtze) 
Valley at his disposal, the king of Shu was a formidable 
rival, but after a long and difficult campaign, Guang 
Wudi's forces surrounded the capital and in late 36 C.E. 
mortally wounded Gungsun Shu. 

Guang Wudi turned his attention to the restoration 
of finances by restoring the old state monopolies on salt 
and iron and to formalize the taxation base by instituting 
a census and encouraged agriculture. However, the sys- 
tem of maintaining a harem of aristocratic women proved 
a means for the major families to seek power, and their 
factional strife continued to weaken the authority of suc- 
cessive Eastern Han emperors. Guang Wudi sired 10 
sons, five by each of his successive empresses. Thus the 
heir apparent to Guang Wudi was changed as a result of 
such palace intrigues on behalf of the empress Lin Yihua. 

See also CONFUCIUS. 



pottery vessels. The remains include small stone imple- 
ments and grinding stones for processing grains. This 
undated initial phase of occupation resembles other early 
agricultural contexts at sites like Kili Gul Mohammed and 
MEHRGARH in Pakistan. At the former site, similar remains 
date to between 5000 and 4000 B.C.E. During the second 
phase, pottery making was undertaken, together with the 
production of a range of artifacts that include human and 
animal figurines, bone tools, and evidence for copper cast- 
ing. The third phase saw the production of ceramics that 
conform with the KOT DIJI phase of the Early Harappan. 
The earliest evidence of construction in mud brick was 
also encountered, and further copper implements were 
found. A conflagration marked the transition from the 
early to the later Kot Diji occupation of the site. Further 
evidence for construction in mud brick was encountered, 
and new artifacts included carnelian beads, stone weights, 
STEATITE beads, and LAPIS LAZULI. This phase corresponds 
to the occupation of the major cities of the Indus Valley 
civilization. It was followed by further evidence for 
destruction through fire. 

Gunavarman (c. 500 C.E.) Gunavarman was a ruler 
mentioned on an INSCRIPTION from GO THAP on the plain of 
reeds in Vietnam, a flat expanse on the northern margin of 
the Mekong Delta. 

The inscription, dated toward the end of the fifth century 
C.E., states that a ruler, probably named Jayavarman, had 
been victorious in battle. It further describes how 
Jayavarman founded many sanctuaries dedicated to 
Vishnu and placed his son, Gunavarman, in charge of 
one, which had been "wrested from the mud." This might 
be an allusion to the drainage of the Plain of Reeds where 
the inscription was set up to foster rice production. The 
text is one of the few dating to the period of the early 
delta trading state known as FUNAN. 
See also JAYAVARMAN OE EUNAN. 

Guo Chin Lun The Guo Chin Lun (The faults of QIn) 
was an influential tract written hy ]IA YI (201-168 B.C.E.) 
during the early years of the Western HAN DYNASTY of 
China. It explored the reasons underlying the collapse of 
the Qin dynasty and urged a more humane approach to 
rule by the Han emperors, instead of the autocratic 
repression practiced by the first emperor, QIN SHIHUANGDI 
(259-210 B.C.E.), and his successor. 



Gumla Gumla is a small (0.7 hectare; 1.75 acre) settle- 
ment in the Gomal Valley of Pakistan. Its importance lies 
in the long sequence of occupation documented during 
excavations by A. H. Dani, which showed the early agri- 
culture here and the later development of the INDUS VAL- 
LEY CIVILIZATION. Six distinct phases of occupation have 
been described, beginning with the remains of a commu- 
nity that probably undertook agriculture but did not make 



Guojiacun Guojiacun is a site located on the Liaodong 
Peninsula of northeastern China. It is important as a pre- 
historic jade manufactory. In the third millennium B.C.E., 
artifacts of jade assumed considerable importance in Chi- 
nese rituals. Sites of the LONGSHAN and LIANGZHU CUL- 
TURES have furnished consistent evidence for a 
relationship between elite individuals and the possession 
of ritually important jade objects such as hi disks, cong 



Gupta empire 121 



tubes, and yazhang blades. Guojiacun is a contemporary 
of these sites, and manufacturing tools and half-finished 
objects have been found there. Objects of a jade matching 
that of Liaodong have been found in Longshan sites in 
Shandong province. 

Gupta empire The Gupta empire had its genesis 
under King Srigupta I (270-290 C.E.), who ruled one of 
the many small kingdoms in the Ganga (Ganges) Valley 
in India from his capital at PATALIPUTRA. He was suc- 
ceeded by his son Ghatotkacha and then by his son Can- 
dragupta I (305-325). The empire he founded lasted for 
about three centuries. Its hallmark was a series of kings 
who combined military success with an interest in cul- 
ture, science, literature, arts, and architecture and the 
welfare of the people. In this wealthy and peaceful 
empire, the sovereigns took the title Maharajadhiraja, 
"great king of kings." An inscription from Allahabad 
composed by Harisena on an Asokan column describes 
the military successes of SAMUDRAGUPTA (335-380), suc- 
cessor to Candragupta I, who defeated many rival kings 
and took his army south to southern Andhra Pradesh to 
incorporate fresh areas into the empire but who still had 
himself depicted on his gold coinage playing the lyre. He 
was a Hindu who performed the ritually significant 
horse-sacrifice ceremony. A particular feature of the rule 
of his successor, CANDRAGUPTA II (r. 380-413), is that the 
empire was visited by the Chinese Buddhist pilgrim FAX- 
IAN, who left a description of his visit. He commented on 
the peace and prosperity he witnessed. There was no cap- 
ital punishment, but the legal code could order a series of 
fines. Public works were often evident, such as the 
endowment of the Buddhist university at Nalanda, 
despite the rulers' preference for Hinduism. Indeed, the 
kings were referred to as "equal to the gods," including 
Indra and Varuna. However, the reign of Skandagupta, 
who died in about 467 C.E., was disturbed by the first of 
several irruptions of the Huns in India, and in 530-540 
C.E. a dissident leader named Yashodharman rose to beat 
not only the Huns, but the Guptas themselves. His 
inscription at Mandasor claimed his sovereignty over 
much of India. 

WEALTH AND TRADE 

The period of the Gupta empire appears to have been one 
of wealth and prosperity. The kings issued high-quality 
COINAGE in gold, silver, and copper, which is found 
widely over the realm. This wealth was based on interna- 
tional trade as well as productive agriculture. After the 
decline of the Roman Empire, the Guptas looked increas- 
ingly to Southeast Asia for trading opportunities, and the 



presence of Indian merchants is in evidence over much of 
that area. IRRIGATION was widespread in India, and there 
is evidence for state assistance in its provision. Industries 
were ordered on the basis of self-perpetuating guilds, 
who often owned their own assets in the form of trust 
funds. There were, for example, guilds of bankers, silk 
weavers, and oil pressers. State revenues were raised on 
the strength of a tax on agricultural and industrial pro- 
duction and on land. Salt, for example, was subject to a 
sales tax. 

BUREAUCRACY 

This system required a large bureaucracy. Civil depart- 
ments were administered by mantri. Foreign affairs, 
including trade, were under the control of the sandhivi- 
grahika. There were at least three ranks of military com- 
mand, the mahabaladhikrta, mahadandanayaka, and 
scnapati. The army itself was inade up of cavalry, the ele- 
phant corps, and the infantry. There were also lesser offi- 
cials, local boards, and a nagarasresthin, which assisted in 
governing rural communities. 

ARCHITECTURE 

In harmony with the civil order and wealth of the Gup- 
tas, their rule witnessed the initiation of major develop- 
ments in Indian temple architecture. These took the form 
of a square or rectangular sacred chapel with a porch or 
covered walkway around it. Some forms have a low tower 
above the temple; others are circular. Notable examples 
are the Kapotesvara temple at Cezarla, dated to the fourth 
century C.E., and the Durga temple at Aihole. The Bhitar- 
gaon temple in Kanpur was constructed in brick. As 
befitted such temples, Gupta sculpture of deities also 
flourished, particularly in the SARNATH school. The gods 
were shown in various poses, such as the Buddha's attain- 
ing knowledge or imparting wisdom. 

THE ARTS AND SCIENCES 

Painting also flourished in the Gupta empire. This is 
clearly seen in the murals of the AJANTA caves in Maha- 
rashtra, with their landscapes, depictions of buildings, 
and splendidly attired people. Poetry was encouraged, 
and the works of Kalidasa, who lived during the reign of 
Vikramaditya, remain prominent in the SANSKRIT reper- 
toire. The astronomer Aryabhatta in 499 C.E. calculated 
the value of pi and the length of the solar year as 365.358 
days. More than a millennium before Galileo, he also pro- 
posed that the Earth rotated on its own axis and revolved 
around the Sun. 

Further reading: Mookerji, R. K. Gupta Empire. 
Delhi: Motilal Banarsidass, 1995; Williams, J. G. The Art 
of Gupta India: Empire and Province. Princeton, N.J.: 
Princeton University Press, 1982. 




Halin Halin is a city of the PYU CIVILIZATION of modern 
Myanmar (Burma). It is located in the valley of the Mu 
River, south of the modern town of Shwebo, an area that 
receives only about 750 millimeters (30 in.) of rainfall 
per year. The Mu River is a major tributary of the 
Irrawaddy Tradition has it that the city was founded by 
an Indian prince. Of subrectangular form, the BRICK walls 
enclose an area of about 500 hectares (1,250 acres) and 
are surrounded by a moat. There are 12 gateways demar- 
cated by inward-sloping walls. Radiocarbon dates for the 
charred gateposts suggest that they belong to the second 
or third century C.E. As at BEIKTHANO, there is an inner 
walled citadel. Excavations took place in 1904—5, in 
1929-30, and again in 1962-67. Several square or rectan- 
gular brick structures were found to contain burial urns 
for the cremated dead. It was not, however, unusual to 
find extended inhumation burials as well, a survival from 
the prehistoric past. Site 9 included a brick hall incorpo- 
rating 84 wooden columns to support the roof, perhaps 
an assembly or meeting hall. Unlike Beikthano, several 
INSCRIPTIONS have been found. One, inscribed in the Pyu 
language, records the burial of a high-status person called 
Ru-ba. A second contains eight lines of Pyu and mentions 
a queen Jatrajiku. Another text cannot be read, but it lies 
above a carved panel showing three rows of worshipers 
wearing elaborate headdresses, necklaces, and ear orna- 
ments. A fourth inscription, also in the little-known Pyu 
language but employing an Indian script datable to the 
eighth or ninth century, mentions a person named Sri 
Trivigrama. A small agate SEAL also bore the name Daya- 
danam and employed a South Indian script dating to the 
fifth century C.E. Other finds showed skill in working 
iron and bronze. There was also a monumental aspect to 
the city architecture, for the New History of the Tang 



Dynasty describes a "great white image, over 30 meters 
(99 ft.) high, opposite the gate to the palace." A surviving 
base to a statue incorporates rows of worshipers, each 
wearing fine jewelry and a headdress. 

Some of the artifacts found during the excavations 
reveal skill in iron forging and the role played by this 
metal: There are knives and arrowheads, as well as cal- 
trops, spiked implements to counter enemy cavalry. 
These were concentrated outside the city gates. Gold 
working was obviously undertaken, and rings, pendants, 
and beads have been recovered. Bronze mirrors have also 
been found. The Halin coins bear an image of the sun- 
burst or, rarely, the srivatsa a motif derived from the 
mother goddess. 

The burial rituals at Halin involved cremation and 
the interment of the dead in ceramic jars placed in brick 
buildings beyond the city walls. Grave goods include 
gold rings, flowers, gold and silver leaves with writing, 
coins, and iron artifacts. One such offering was a six- 
sided plate of iron studded with rows of nails. A series of 
large reservoirs are found to the east, west, and south of 
the city, the IRRIGATION system of which incorporated the 
long Muhaung Canal. Janice Stargardt has reconstructed 
a complex system of water distribution involving about 
300 square kilometers (120 sq. mi.) of land. The city was 
destroyed during the ninth century C.E. 

See also COINAGE; SEALS. 

Han dynasty The Han dynasty was founded in 206 
B.C.E. and lasted until 220 C.E. It was a period of immense 
importance in the development of Chinese civilization 
and the Chinese empire, generating changes that are still 
an essential part of the fabric of China. The fact that the 
Han dynasty created relative peace and prosperity in 



Han dynasty 123 



China for four centuries, after an equally long period of 
internecine strife, is a testament to the adroit manner in 
■which the administration knitted together the fabric of 
the empire. Its rulers established many innovations that 
continued after the end of the Eastern Han rule. They 
established a central mint and the means to collect 
broadly based taxation. They invested in the infrastruc- 
ture of agriculture and transport and organized the pro- 
duction of iron for a wide range of purposes. Their 
system of selection for the civil service has stood the test 
of time in many other states, and through aristocratic 
patronage the arts and literature flourished. The Han 
dynasty also saw China expand to frontiers still recogniz- 
able in the political map of East Asia. 

GENESIS OF THE HAN DYNASTY 

The genesis of the Han dynasty can be appreciated only 
in the context of events that took place during the pre- 
ceding centuries. From 475 until 221 B.C.E., the country 
was split by deadly wars among seven great states. This 
took place at a time when iron was first available in quan- 
tity, which contributed to a marked acceleration in the 
power of the armies and the totalitarian nature of warfare. 
This period, which falls in the last few centuries of the 
EASTERN ZHOU DYNASTY, is known as the WARRING STATES 
PERIOD. 

One by one, the states fell to the all-conquering state 
of QIN, which was centered in the Wei Valley. By 221 
B.C.E., the king of Qin had defeated all his rivals and was 
proclaimed the emperor of China with the name QIN SHI- 
HUANGDI (259-210 B.C.E.). Although he ruled for only 11 
years, he instituted sweeping reforms. He was described 
by a member of his court as having "the proboscis of a 
hornet, the chest of a bird of prey, the voice of a jackal, 
and the heart of a tiger or a wolf." As King Zheng of Qin, 
he had acceded to the throne at the early age of 13. He 
was a rigorous and determined man, influenced toward 
legalist policies by his minister, Li Si. His first task was to 
convert a series of defeated rivals into a single empire, and 
this he achieved through ruthless centralization. Thus he 
built for himself a gigantic palace at his capital XIANYANG, 
but also had replicas of the palaces of his former rivals 
constructed there and required the defeated royal families 
to move to his capital so that he could keep them under 
surveillance. He had literature he regarded as being sub- 
versive burned, a list of texts that included some of the 
great classics by such authors as CONEUCIUS and MENCIUS. 
He standardized the script, currency, and weights and 
measures. Whole groups of people were moved from one 
part of the empire to another, and many conscripts ended 
up on the construction of the GREAT WALL in the north, to 
consolidate the frontier against the XIONGNU. Others were 
taken to Xianyang to work on the construction of his 
colossal tomb complex, now famous for its terra-cotta 
army of subterranean soldiers. 



In 210 B.C.E., the first emperor of China was suc- 
ceeded by his son. Prince Hu Hai. As Er Shi (230-207 
B.C.E.), the second emperor, he lacked the resolve and 
energy of this father, and the empire ■was soon simmering 
with discontent. He was ultimately forced into suicide by 
his dominating minister, the eunuch ZHAO GAO. By now, 
the empire was daily disintegrating, as uprisings threat- 
ened the very existence of the Qin state itself. 

One of the leaders of the various rebellions was a 
peasant known as Liu Bang. Another was Xiang Yu, an 
aristocrat from the former state of CHU. Liu Bang was the 
first to reach the capital, and King Ziying, who had been 
installed on the throne of Qin only 46 days previously by 
the manipulative Zhao Gao, capitulated. Unusually for 
the age, Liu Bang spared the Qin royal family and had the 
palace and royal tomb protected from looting and 
destruction. Xiang Yu, however, soon arrived on the 
scene and reversed this policy. The family was slaugh- 
tered and the great capital razed. Although the tomb of 
Qin Shihuangdi awaits excavation, it was probably at this 
juncture that it was opened and looted. Xiang Yu had Liu 
Bang rusticated to a remote kingdom of Han in the far 
west and set about restoring the old feudal system with 
its independent states. Liu Bang, however, was resolved 
to maintain the empire so recently created and led his 
army to the center. By 202 B.C.E., he had defeated the 
forces of Xiang Yu and, with the widely acknowledged 
MANDATE OE HEAVEN, was proclaimed Emperor GAOZU 
(247—195 B.C.E.), the first emperor of the Han dynasty. 
His new capital was at CHANG'an. 

FOUR CENTURIES OF HAN RULE 

The Han dynasty was able to maintain central rule over 
China for the ensuing four centuries, and under some 
rulers, particularly WUDI (141-87 B.C.E.), it extended the 
frontiers to incorporate areas ruled by non-Chinese peo- 
ples. In the south, for example, Wudi incorporated 
forcibly the so-called Yue tribes. The Dian were a warlike 
tribe living in the vicinity of Lake Dian in Yunnan 
province. Given to frequent battles with their neighbors 
and relishing head-hunting, they were incorporated as a 
province or commandery This policy also saw Han 
armies enter what is now Vietnam, as far as the Truong 
Son Cordillera. These mountains, known as the Fortress 
of the Sky to the Han, were the southern boundary of 
their empire. To the northwest, the Han expanded their 
hold on the Gansu Corridor to modern Dunhuang and 
periodically also controlled the small states that ringed 
the TARIM BASIN. By this means, they greatly expanded the 
lucrative trade along the SILK ROAD. Han watchtowers and 
agricultural settlements that had been peopled by veteran 
soldiers can still be seen in the remote northwest. The 
Han also expanded into the Korean Peninsula to the 
northeast and confirmed their hold over client rulers by 
giving them gold SEALS of authority. Some of these have 
been found through archaeological investigations. 



124 Han dynasty 



There were also, ho wever, periods of chronic weak- 
ness that are best understood through the problems that 
beset the maintenance of a powerful central administra- 
tion. Essentially, the Han dynasty falls into two approxi- 
mate halves, with a so-called interregnum between 9 and 
23 C.E. The earlier is known as the Western Han dynasty 
and the latter as the Eastern Han. These names reflect the 
location of the capital: After a long sojourn at Chang'an, 
the Eastern Han moved the capital eastward to LUOYANG. 
The period of the interregnum saw a ruler known as 
WANG MANG, the former regent, take power and establish 
his own, short-lived XIN, or new DYNASTY. Wang Mang's 
brief rule ended with a long and bitter civil war before 
Liu Xiu triumphed and founded the Eastern Han with the 
regnal name GUANG WUDI (shining martial emperor) in 
25 C.E. This period of Han dominance lasted through the 
reigns of 12 emperors until 220 C.E., when a further 
period of civil strife saw the foundation of three king- 
doms, known as Wei, Wu, and Shu Han. 

The inheritance of an empire with an administration 
based on legalist principles posed a unique series of logis- 
tical challenges to the Han elite. It is self-evident that 
powerful former states, despite the upheavals under the 
Qin dynasty, would have harbored resentment and a 
desire for renewed independence. Under the Han, the 
notion of the commandery, or province, under central 
administration continued, but there were also some states 
ruled by centrally appointed kings, kings who usually 
belonged to the Han royal line. 

Providing Administrators for the Empire 

One of the first problems faced by the new imperial sys- 
tem was the supply of good and able administrators, men 
with loyalty to the crown rather than local interests. The 
HANSHU (History of the Former Han), is an essential source 
of information on the administrative procedures, although 
there may well have been gaps between theory and prac- 
tice. The most important innovation of the Western Han 
was the establishment of a central training institution for 
promising candidates. Provincial governors were required 
to recommend able students, who were then sent to 
Chang'an for vetting through an examination on matters 
of topical importance, history, and philosophy. This sys- 
tem was the basis from which all future selection proce- 
dures in China developed. Officially it was open to all 
corners, but in practice merchants were excluded from 
consideration. The qualities of those selected were 
described in successive edicts and included men who were 
morally good and deemed to be capable, who spoke 
frankly and fearlessly, and who were sincere and talented. 
The selection for potential employment was made by a 
range of officials, from central bureaucrats down to offi- 
cials in the commanderies and prefectures. The successful 
candidates were graded on the basis of their examination 
results into three groups and then underwent a training 
program under scholars versed in the Confucian ethic of 



government before being given posts in the bureaucracy. 
Their work usually began with duties in the capital, but 
appointments to the commanderies then followed. In the- 
ory, promising young men, particularly those skilled in 
mathematics or industry, could progress from relatively 
humble beginnings to occupy the most powerful positions 
of state. Under the reign of Emperor Wudi (141—87 
B.C.E.), an actual academy was founded with a staff of 
experienced mentors, known as the Tai Xue. The civil ser- 
vice incorporated between 18 and 20 grades, each receiv- 
ing different amounts of grain as salary. In effect, payment 
was made in kind and cash, and on retirement those with 
a good record could expect a pension for life. The Hanshu 
recorded that toward the end of the Western Han dynasty 
there were 120,285 officials in the administration. 

Naturally, very fevi? appointees aspired to top posi- 
tions in the hierarchy. Annual reports were required, and 
these determined progression through the ranks. How- 
ever, the system was open to nepotism and cronyism 
despite the theoretically fair method of preferment. 
Again, it was toward the end of the long reign of Emperor 
Wudi that changes were made to develop the power of a 
so-called inner court, staffed by close associates of the 
emperor, who made the key decisions affecting the state. 
These were enacted by the secretariat, staffed largely by 
eunuchs who steadily grew in power and influence. In 
this lay the seeds of future problems. On the one hand, 
the eunuch administrators increased their hold on 
government, but on the other, there were numerous aris- 
tocratic families related to the empress or favorite concu- 
bines who vied for ascendance and opportunities for 
enrichment. For the aristocrats the chances of increasing 
their influence were greatly increased when a young 
emperor entailed a regency. There were, therefore, 
sequences of such child rulers that weakened both the 
Western and Eastern Han dynasties. 

Government Bureaucracy 

The governmental machine was headed by three senior 
statesmen, whose titles can be translated as chancellor, 
imperial counselor, and commander of the armed forces. 
The last post was rarely filled, because individual cam- 
paigns, as against the Xiongnu, were led by specific 
appointees. The first t\vo posts were filled by those close 
to the emperor who could formulate policy at the highest 
level. Below them were nine ministries, each with its own 
extensive staff. One such ministry had the duty to record 
the emperor's actions and thus developed the role of offi- 
cial historian. Another was charged with control over div- 
ination and astrology, matters vital since the earliest 
Chinese dynasties of Shang and Zhou. There were min- 
istries to oversee royal security and for the emperor's 
transportation. One minister vi'as responsible for receiv- 
ing and housing foreign delegations. This function was 
important particularly when the delegation involved 
powerful border peoples, such as the Xiongnu. The 



Han dynasty 125 



embassies often presented exotic gifts that had to be 
recorded and safeguarded, as when they included hve 
animals, such as an exotic rhinoceros from the south. The 
provision of legal services was under the authority of one 
of the nine ministries, and this often entailed appeals 
from the provinces or visits from the capital to investigate 
unusual cases. Another ministry was in charge of record- 
ing the history and membership of the royal clan. This 
was a vital task that ordered precedence. As most adult 
emperors had several official consorts and many children, 
this ministry kept track of descendants and was called on 
when the succession was not clearly apparent. Thus dur- 
ing the last few reigns of the Eastern Han, the emperors 
ZHIDI (138-146) and HUANDI (132-168) were chosen in 
part because they were the great-great-grandsons of 
ZHANGDI, who had died in 88 C.E. 

One of the most important ministries oversaw 
finance and the management of the economy. From 120 
B.C.E., when it was resolved to nationalize key industries, 
this ministry also supervised the production and market- 
ing of iron, salt, and alcohol products. Its officials col- 
lected tax revenues, often in kind, and paid the 
bureaucrats. The lower treasury worked in a supplemen- 
tary role, collecting tax payments for less central indus- 
tries, as well as controlling the royal workshops and the 
provision of music. Security in the capital beyond the 
immediate confines of the royal palace was the responsi- 
bility of a senior official, whose title translates as "bearer 
of the gilded mace." His officers, acting as policemen, 
v/ere sent to patrol the city, and he also had charge of the 
arsenal. 

The commandant of waters and parks was an office 
created in 115 B.C.E. His officials were numerous, and 
among other duties, he ensured the maintenance of royal 
parks, the provision of food for the royal table, and the 
building and maintenance of the pavilions that dotted the 
extensive pleasure gardens. The prefect of the stables 
ensured that the emperor's horses were well cared for. 
The host of orderlies employed in this office also manned 
the royal boats and cared for the water fountains and 
canals. In 115 B.C.E., the commandant of waters and 
parks was also placed in charge of the royal mint. With 
the Eastern Han dynasty and the move to Luoyang, this 
department was abolished. The Han center saw many 
major building projects, particularly palaces and royal 
parks and pavilions, and this program entailed a depart- 
ment of architects. This department was charged with 
many important duties. It was responsible for the design 
and building of palaces and the maintenance of the royal 
tombs. Its officials planted roadside trees and were active 
in repairing the dikes after serious flooding. Each of these 
ministries incorporated subsidiary offices. Thus the 
authorities in charge of the building program also had to 
identify and control sources of construction materials. 
There were prefects in charge of supplying large lengths 
of timber, and for quarrying stone. 



The marked hierarchy in the administration, in 
which bureaucrats were ranked according to their salaries 
expressed as annual payment in bushels of grain, was also 
applied to that powerful institution the royal harem. 
WOMEN of high birth, unimpeachable personal life, and 
great beauty were carefully selected for admission. Dur- 
ing the Western Han dynasty, the number of harem 
women rose to about 3,000, and the ranks increased pro- 
gressively from six to as many as 14. Salaries matched 
each lady's rank, which began at the top with the so- 
called brilliant companion and ended at the bottom with 
six maids with such titles as "pleasing maid" and "night 
attendant." The most highly ranked ladies attracted 
salaries equivalent to those of the top bureaucrats. With 
the Eastern Han, only three grades were recognized, but 
the number of ladies doubled to about 6,000. The pres- 
ence of so many attractive women in the household 
encouraged the employment of eunuchs. 

Eunuchs also attended on the court of the empress. 
As many child or infant emperors were enthroned, the 
dowager empresses and their families wielded much 
power and in many cases, attracted such envy that they 
suffered virtual extinction. Each dowager empress had 
her own residence, known as the Palace of Prolonged 
Autumn, and a substantial staff. One was known as the 
prefect of the stables and would have been in charge of 
the chariots. Others supervised the provision of food, ran 
her treasury and accounts, and oversaw the pharmacy. 

Provincial and Central Government 

The interaction between the central administration and 
the provinces provides a fascinating insight into the 
means whereby a nev^r imperial structure was devised and 
implemented. The reins of government, central and 
provincial, were also adjusted with time as problems, 
possibilities, or improvements arose. The land beyond the 
capital territory was divided into two forms of adminis- 
trative units. The first vi'as known as the jun, "comman- 
dery" or "province." The second was the wang guo, 
"kingdom." Commanderies were established under the 
Qin to replace the old warring states, but the institution 
of jun began under earlier kingdoms as a means of ruling 
outlying areas through trusted central appointees. The 
kingdoms under the Han were essentially a means of 
placing or rewarding members of the royal clan. How- 
ever, they were not in any sense independent, since the 
client kings were required to present themselves at court 
annually to provide details of the previous year's adminis- 
tration and were forbidden to deploy armed forces with- 
out the express permission of Chang'an. Moreover, the 
emperor was empowered to determine the succession in 
the dependent kingdoms. Over time, the number and 
area under the control of commanderies increased at the 
expense of the kingdoms. There were, for example, 15 
commanderies at the beginning of the Western Han 
dynasty, and 83 at the end. 



126 Han dynasty 



The commanderies were administered by a jun shou, 
"governor." This tide changed in 148 B.C.E. to tai shou, 
"grand administrator." He was uhimately responsible for 
the civil and military affairs of his commandery, and he 
directed a large bureaucracy whose duties varied with 
location. Thus, in areas threatened by exterior attack, 
there was a person in charge of horses and the supply of 
weapons. There were also bureaus that had specific 
duties. The Hanshu mentions a range of such institutions, 
whose functions included legal administration, suppres- 
sion of banditry and maintenance of security, agriculture, 
and, in the remote northwestern new commanderies, 
responsibility for the self-sufficiency of agricultural 
colonies. There is mention of literary scholars and 
authorities on ancient matters, whose titles suggest that 
they were required to ensure the proper application of 
Confucian ethics. It is also recorded that the scholars 
ensured that proper legal proceedings were followed. 

The central regulations on the monopolies on salt, 
iron, and liquor were under the control of a grand minis- 
ter, but the implementation changed from one of central 
control under the Western Han to local direction with the 
Eastern Han. During the latter period, there were com- 
mandery officials in charge of iron and others for the 
office of salt. These well-staffed agencies oversaw the pro- 
duction and marketing of these commodities and the 
extraction of taxation revenue. The central court required 
a considerable income, and commanderies and kingdoms 
had agencies for the collection of dues from fishermen 
and the producers of gold and timber. Other agencies, for 
overseeing tax collection from workmen, orangeries, 
orchards, cloth manufacture, lakes, towered warships, 
and even the production of crossbows, are mentioned. 
The collection of revenue was a major preoccupation of 
the commandery administration. 

The Bureau of Households was responsible for under- 
taking censuses. This provided essential information for 
taxation purposes, and the results offer a rare opportunity 
to appreciate the distribution of population in an early 
state and its changes over time. Thus there was a marked 
concentration of people in the Huang (Yellow) River Val- 
ley compared with the south, but over time this changed, 
perhaps as a result of flooding in the north and the dan- 
ger of attack from the northwest. 

The Bureau of Merit was the local channel for identi- 
fying promising candidates for preferment or sending 
them to the capital for examination and training before 
entry into the government service. The Bureau of Com- 
mand was responsible for organizing corvee or convict 
labor for government construction projects, such as the 
Great Wall, canals, dikes, and roads. The Bureau of Mar- 
kets oversaw the collection of revenue from traders. Not 
all commanderies had a complete set of bureaus, and 
some were formed to meet specific local conditions. 
Along the course of the Huang River, for example, it was 
essential to have a bureau in charge of dikes. 



The important role of the administrator is well illus- 
trated by the career of Xin Zhen, who was placed in 
charge of Nan Yang commandery in the second half of 
the first century B.C.E. This is a large commandery, 
located south of the capital in southwestern Henan 
province. According to contemporary accounts, he zeal- 
ously toured his commandery, always seeking ways and 
means of improving agricultural production and creating 
wealth for rural communities. He had reservoirs, canals, 
dikes, and ditches dug to store and distribute water. Two 
of his major projects saw the completion of the Jian-li 
and Liu-men reservoirs. He then had stone inscriptions 
set up at key points in his IRRIGATION network to estab- 
lish rules for the fair distribution of water. His success in 
improving the production and wealth of the farmers was 
recognized by an official inspector, and he vfas promoted 
to another commandery and given 40 catties (a weight) 
of gold. The degree of autonomy exercised by local grand 
commanders is well illustrated by the career of Ma Leng, 
who was placed in charge of Guang Ling commandery in 
87 C.E. He found the people starving and suffering from 
high taxation. He initiated moves to have the local and 
onerous office of salt abolished and lowered taxes. Then 
he restored reservoirs and irrigation facilities, giving relief 
to the farmers. His staff erected a stone inscription 
recording his assistance. 

The commanderies themselves were divided into 
prefectures (xian), districts, and communes. In 2 C.E., 
there were 1,577 prefectures in the empire, 6,622 dis- 
tricts, and 29,635 communes. The prefectures ■we.re 
administered by a prefect or a chief, depending on the 
size of the population. These were the lowest class of 
officials to be centrally appointed. They had their own 
bureaus and staff to handle local affairs, such as revenue 
collection and administration of markets, and there was 
also a commandant or chief of police. Contemporary 
documents also note that some prefects maintained 
schools. In 205 B.C.E., the emperor GAOZU, founder of 
the Western Han dynasty, decreed that the leaders of dis- 
tricts, titled the thrice venerable, should be aged older 
than 50 years. One of their tasks was to identify worthy 
or meritorious local people and have plaques commemo- 
rating their achievement placed on their residences. The 
communes were under the charge of a headman, or 
father of the commune, one of whose responsibilities 
was to oversee the local postal service. Prefectures could 
be assigned to the sisters of the daughters of emperors, 
while the daughters of kings were provided with com- 
munes or districts for their maintenance. 

The Han administrative system also incorporated 
wang guo, "kingdom." Initially, these were ruled by the 
sons of the emperor and were granted a considerable 
measure of independence aside from the maintenance of 
an army. However, their very presence contained the 
seeds of possible dissension, and this became a reality 
with the rebellion of the seven kingdoms in 154 B.C.E. 



Han dynasty 127 



Thereafter, the independence of the kings was severely 
curtailed. No longer able to raise their o-wn revenue, the 
kings received a state salary, and the appointment of their 
staffs was also taken over by the court. In this way, the 
title became increasingly honorific, and kingdoms began 
to resemble commanderies in all but name. Specified 
lands \vere also provided to the nephews or grandsons of 
the emperor, who were given the title lie hou, "marquis." 
These aristocrats -were awarded prefectures but had no 
effective power in their lands and received both retainers 
and an income from the court. The wealth of some mar- 
quises can be judged from their opulent burials. 

THE HAN ARMY 

The territorial expansion of the Western Han, notably 
under Emperor Wudi, placed considerable stress on the 
maintenance of the army. In the first place, military force 
■was deployed to take new territory, particularly in the 
northwest, where huge tracts were occupied beyond the 
Jade Gates into the Tarim Basin. To the south, the Han 
empire was extended as far as the rich Hong (Red) River 
Basin in Vietnam, and colonization also extended into 
the Korean Peninsula. Thereafter, it was necessary to 
provide for frontier defense, particularly along the 
extended Great Wall, where the Xiongnu were a constant 
threat. There was also a problem of security within the 
empire itself, newly founded after the long Warring 
States period, for provincial discontent and uprisings, 
such as those of the Red Eyebrows and the YELLOW TUR- 
BANS, were always possible. 

To provide for the army, military conscription was 
compulsory except for top aristocrats and, on occasion, 
those who could afford to buy exemption. At the age of 
23, men under-went a year of military training in their 
home commandery, in the infantry, cavalry, or navy. Then 
they were posted for another year to active service, which 
could involve guard duties at the capital or frontier 
defense. Thereafter, they could return home but remained 
in a state of readiness for recall. Under the Western Han, 
they \vere required to return regularly for further training 
until they reached the age of 56. There -was also the so- 
called Northern Army, a force of regulars under five com- 
manders -who served as guards of the capital and of the 
passes leading into the heartland of the empire, the Wei 
Valley. This force numbered about 3,500 men. If war 
threatened, as, for example, -with Xiongnu incursions in 
the north, the militia reserve could be called up and 
deployed. Militia units were also assembled in the event 
of internal threats to security. With the Yellow Turban 
uprising of 184 C.E., there was a major mobilization 
appointment of a military commander with the title gen- 
eral of chariots and cavalry. 

The growing administrative machine and mainte- 
nance of a standing army, not to mention the need to 
conscript young men into military training, placed major 
demands on agricultural production. An efficient rural 



sector and the ability to gather taxes were essential for 
the survival of the state. 

HAN FOREIGN RELATIONS 

The establishment of an empire, territorial expansion 
under Wudi, and the growth of long-distance trade rela- 
tionships opened China to a new and wide range of con- 
tacts with foreigners. This even extended to Rome, whose 
empire was gro\ving at the same time far to the \vest. It is 
recorded, for example, that a group of Romans claiming 
to be from the court of An-tun reached Luoyang in 166 
C.E. This may well have been the Chinese transcription of 
the name of the Roman emperor Marcus Aurelius. The 
most immediate and persistent issue in Han foreign rela- 
tions, however, centered on the Xiongnu, the confedera- 
tion of tribes -who occupied the steppes to the northwest 
of the Great Wall. The name Xiongnu is Chinese and 
means "fierce slave." The actual name used by the 
Xiongnu themselves is not known. 

No sooner had he established himself on the throne 
as emperor than Gaodi faced a major challenge from the 
Xiongnu, for in 209 B.C.E., a new and dynamic leader, or 
shanyu, had emerged, named MAODUN (r. 209-174 B.C.E.). 
He won over rival tribal groups and expanded his terri- 
tory to include the strategic Gansu Corridor that leads to 
the heart of China. His presence and his establishment of 
a capital at Lung Cheng in Outer Mongolia had the effect 
of attracting Chinese dissidents, particularly those who 
had suffered under the establishment of the Qin and Han 
empires. The list even included the king of the former 
state of Han. This Gaodi chose not to ignore, and in 200 
B.C.E. he mounted a massive punitive expedition, which 
he led in person. At Pingcheng, his army -was surrounded 
for a -week by the Xiongnu cavalry, and only by good for- 
tune did the emperor extricate himself. Clearly, the 
Xiongnu were not going to be easily defeated, and a 
diplomatic solution was sought. This involved a treaty, in 
■which it -was agreed to send a Chinese royal princess as a 
wife to the Xiongnu leader, provide gifts of silk and food, 
recognize the equality of the Han and the Xiongnu states, 
and agree on the frontier line of the Great Wall. 

This treaty was renewed with each new emperor, at 
which point a further princess would be sent to the 
Xiongnu, with increasingly expensive gifts that included 
pieces of gold. The increasing quantity of gifts is a mea- 
sure of the regard of the Han for the disruptive power of 
the Xiongnu. Indeed, before his death in 174 B.C.E. , Mao- 
dun's demands steadily increased. He was succeeded by 
his son, Ji-zhu (r. 174-160 B.C.E.), who is named in the 
official histories as Lao-shang and then Jun-chen. Until 
134 C.E., there was an uneasy relationship in which the 
Chinese adopted a policy of bribery and appeasement, 
while the Xiongnu mounted incursions beyond the fron- 
tier at will, even reaching close to the Han court. Under 
the emperor Wudi, ho-wever, there -was a major change in 
policy. In 127 B.C.E., his general Wei Qing led a successful 



128 Han dynasty 



campaign against the Xiongnu, who were forced to retreat 
from the frontier. Six years later, the Han forces again 
defeated them. Despite almost insurmountable problems 
of food supply in these remote regions, a further cam- 
paign in 119 B.C.E. again scattered the Xiongnu, and the 
Han were able to establish themselves in new comman- 
deries across the western regions. 

The Han dominance thereafter had much to do with 
the fragmentation of the Xiongnu confederacy into fac- 
tional kingdoms, whose rulers ceased to acknowledge the 
supremacy of the shanyu. There was also the problem so 
often faced by the Han themselves, that the Xiongnu suc- 
cession was formally passed from father to son. This 
opened the possibility of succession of a very young 
ruler; the shanyu Hu Hanye (r. 58-31 B.C.E.) decree that 
the leader should be succeeded by his younger brother 
protected the succession. However, between the victories 
under Wudi and the end of the Western Han dynasty, 
repeated efforts by the fragmented Xiongnu to negotiate a 
renewal of the treaty on the basis of equality foundered, 
because the Han insisted on the formalization of a client 
relationship in which the Xiongnu acknowledged a vassal 
status. 

In 52-51 B.C.E. Hu Hanye decided to acknowledge Han 
by sending his son as a hostage and settling on Han terms. 
He went to offer obeisance to the emperor. Treated with 
honor, he received five kilograms (11 lbs.) of gold, 200,000 
cash, 77 suits of clothes, 8,000 bales of silk fabric, and 
1,500 kilograms (3,300 lbs.) of silk floss. Further homage 
was offered in 49 and 36 B.C.E., accompanied by an 
increased quantity of gifts. Again, in 1 B.C.E. 30,000 bales of 
silk fabric was given. This acknowledged client status 
ended with the Wang Mang interregnum. During the civil 
wars that preceded the establishment of the Eastern Han, 
the Xiongnu leader Yu reasserted his independence, but this 
move was short lived because of internal divisions leading 
to the establishment of two groups of Xiongnu, the north- 
ern and the southern. By 50 C.E., the latter, now under Bi, 
again accepted client status in return for fine gifts and an 
official imperial golden seal. The Southern Xiongnu were 
now provided vi'ith annual gifts in return for peace and sub- 
servience. They were even encouraged to settle south of the 
wall and underwent a gradual process of assimilation into 
Chinese culture, accelerated by the regular rotation of 
Xiongnu princes for periods in the Han court. This vital 
buffer insulated China from the Northern Xiongnu, who 
lived beyond the pale of civilization. 

Control over the Xiongnu was necessary not only to 
protect China from invasion, but also to provide access to 
the Silk Road. With a compliant Xiongnu and military 
successes over the semi-independent states of the TURPAN 
and Tarim Basins, trade burgeoned. In 60 B.C.E., the Han 
court created a new office, known as the protector- 
general of the western regions. The process of Han 
expansion involved the settlement of agricultural 
colonies, the construction of roads, and the extension of 



the Great Wall as far west as DUNHUANG. Again, Han 
weakness during the interregnum of Wang Mang and the 
tribulations that followed led to a slackening of control 
over the western regions; control was reasserted only in 
73 C.E. and the following years with military interven- 
tion. The relations between the Han and the states of the 
Silk Road were cemented by the dispatch of gold and silk 
as gifts and the return of tribute missions bearing jade 
and wine and leading EERGHANA horses. 

The Han were also actively engaged in imperial 
expansion to the south and southwest. While the local 
tribes never posed the same threat as the Xiongnu, they 
were fiercely independent, accustomed to fighting one 
another, and controlled by powerful chiefs. SIMA QIAN, 
the great Han historian, devoted a chapter to describing 
the Han conquest of these areas. He noted, for example, 
that the YELANG and DIAN people wore their hair in a bun, 
lived in fixed settlements, and cultivated fields, while the 
Kunming had plaited hair and adopted a pastoral life 
with no large settlements or chiefs. These descriptions 
have been confirmed by archaeological excavations at 
such Dian sites as SHIZHAISHAN and LIJIASHAN. Han policy 
was to appoint the local chiefs as rulers of newly formed 
Han commanderies, with gold seals of office for the lead- 
ers of Yelang and Dian. One such seal has been recovered 
from a royal grave at Shizhaishan in Yunnan. Persuasive 
gifts were offered, including silk and mirrors. Local rebel- 
lions were harshly punished, and Chinese officials were 
dispatched to assist in the administration of these newly 
won tribal areas. 

In the northeast, the Han expanded into the Korean 
Peninsula. Already during the Warring States period in 
the late fourth century B.C.E., trade contacts with Korea 
grew, as is seen in the number of coins that found their 
way into the peninsula from the northeastern kingdom of 
Yen. During the Qin and early Western Han, it is said that 
a Chinese nobleman called Weiman founded a kingdom 
with a capital at Wangxian, near modern Pyongyang. In 
109 B.C.E., under Emperor Wudi, it was claimed that the 
kingdom of Weiman was acting as a magnet for deserters 
from China, and this was used as an excuse for a military 
campaign into Chaoxian, the name given to the northern 
part of the Korean Peninsula. The grandson of Weiman 
was defeated, and five new commanderies were estab- 
lished. Two of these survived only until 82 B.C.E. Within 
the remaining three, known as LELANG, Liaodong, and 
Xuantu, the typical commandery structure was put in 
place. Archaeologically, this move can be documented by 
Han-style brick tombs with Chinese mortuary offerings, a 
trend that is precisely matched in the contemporary set- 
tlement of the Hong River Delta in northern Vietnam. 
With the Wang Mang interregnum and the civil wars 
leading to the establishment of the Eastern Han dynasty, 
Chinese control over the Korean commanderies slack- 
ened, and the populace suffered from attacks by the 
newly formed state of KOGURYO. 



Han dynasty 129 



ADVANCES IN AGRICULTURE 

The Han empire succeeded a long period of war between 
competing states, wars that absorbed much energy and 
population loss or movement. The dominant aspects of 
agriculture throughout Han rule were the growth in pop- 
ulation and the pressures that this posed on the agricul- 
tural sector. Han administrators were well aware of the 
basic importance of agricultural production and took 
many steps to alleviate hardship and improve productiv- 
ity. Fortunately, this interest in rural affairs involved cen- 
suses, so we have some detailed information on the 
population numbers over time in a number of mar- 
quisates. The population of China in 2 C.E. reveals a 
marked density in the Huang River Valley, the Wei Valley, 
and Sichuan. The Chang (Yangtze) River Basin was rela- 
tively thinly peopled, other than in the lower reaches. 
Yangdu marquisate was located in the lower valley of the 
Huang River. Between 201 and 155 B.C.E., the population 
rose from 7,800 to 17,000 households. The nearby mar- 
quisate of Zhuzhao in Guangbing commandery had one 
of the highest recorded population spurts in the same 
period, from 4,000 to 18,000 households. The pressure 
on good land under the stress of a rising population 
meant that land near the capital cost a hundred times 
more than that in remote border commanderies. Draught 
or flooding could exacerbate this growing problem and 
foster social unrest, with crowds of hungry peasants wan- 
dering the countryside, as seen in the rise of the Red Eye- 
brows movement in Shandong. 

The government adopted several policies to cope 
with the growing number of people and the need to 
encourage agricultural production. In 163 B.C.E., 
Emperor Wendi issued an edict. On the Primacy of Agri- 
culture. He noted the recent run of bad harvests and 
inquired about their causes. Was it that the ancestors 
were displeased, or was too much grain being fed to ani- 
mals or used to make wine? Was it the flooding or pesti- 
lence? Are too many farmers turning to trade to make a 
living? He decided to authorize the sale of court ranks 
and to commute penalties on the payment of grain. This 
policy evidently met with considerable success. 

Other policies were deeply embedded in foreign 
affairs, the organization of industry, and the administra- 
tive structure of the commanderies. In terms of foreign 
policy, the Han were constantly harassed by the problem 
of the Xiongnu, the warlike nomadic pastoralists of Mon- 
golia, who, under their leader Maodun, achieved suffi- 
cient unity to invade China. As early as 178 B.C.E. the 
Han adviser Zhao Zuo identified a way of solving two 
problems by urging the settlement of farmers from the 
overpopulated center on the northern border regions as a 
bulwark against incursions. There were incentives for 
people to move. Land was provided, housing was con- 
structed, and there were tax remissions and medical facil- 
ities. In 119 B.C.E. this policy was intensified after a 
serious flooding of the Huang River, when more than 



700,000 people were moved to the northern frontier 
region. This move was made possible by the system of 
land tenure, whereby the emperor owned all land that 
was not demonstrably in private hands. This permitted 
land to be made available to indigent peasants at a time 
when large private estates were calling on serf or slave 
labor. Several land grants were made during the first cen- 
tury B.C.E., but this property was often let rather than 
given. The situation came to a head under the rule of 
Wang Mang, when he grasped the nettle and nationalized 
all land. This policy, however, lasted for only three years 
and created a chaotic situation. The population problem 
was also to a certain extent alleviated by a steady drift 
from the colder north to the south and into the area 
where rice replaced millet as the staple. 

Any growth in rice cultivation entailed the issue of 
water supply. Whereas millet can flourish within the vari- 
ations in natural rainfall, rice is a marsh grass that must 
be anchored in a wet field. Indeed, rice derives much of 
its energy from the nitrogen-fixing algae that proliferate 
in warm, gently flowing water. Any expansion of land 
under rice cultivation must therefore take into considera- 
tion the supply of water, and in China this situation was 
resolved by the provision of irrigation facilities. These 
included dams, canals, and runnels to carry water to the 
rice plots. During the period of Warring States, there had 
been some limited irrigation development, but the expan- 
sion of irrigation networks during the Han dynasty was 
dramatic. There were also large programs of water control 
in the Huang River Valley, seen in the provision of dikes 
to restrain flooding and canals to carry freshwater and silt 
to fields threatened by salinization. Canals served the 
double purpose of facilitating the transport of bulky 
goods to the most densely populated regions and taking 
water to an expanding network of fields. 

The construction of canals and dikes and agriculture 
itself were facilitated by the increasing abundance of iron. 
The government attempted to secure a monopoly of iron 
and salt production, but according to Sima Qian, the his- 
torian of the Western Han dynasty, iron smelting was one 
of the principal avenues to amassing private wealth. A 
document of 81 B.C.E. described how aggressive and 
ambitious families smelted iron, employing in the process 
hundreds or thousands of laborers. The iron was turned 
into plows, sickles, scythes, spades, and hoes. Of these, 
the most important in terms of improving efficiency was 
undoubtedly the plowshare. Harnessing draft animals to 
the plow was a far more effective way of putting new land 
in production or tilling established fields than was 
human power alone. The establishment of large state-run 
iron foundries during the middle years of the Western 
Han contributed directly to agricultural improvement, as 
did refinements in iron technology, whereby tensile 
wrought iron replaced brittle cast iron. Moreover, the 
form of the Han plow was sufficiently sophisticated to 
allow the depth of the furrow to be determined. This is 



I30 Han dynasty 



seen clearly in illustrations of plowing scenes, for exam- 
ple, from Sui-ning in Gansu province, dating to the reign 
of Wang Mang. The Han farmer also used a plo-w fitted 
■with a moldboard to turn a furrow. The efficient Han 
plow with moldboard required no more than two ani- 
mals, and this design in itself represented a considerable 
gain in efficiency and the amount of land that could be 
cultivated. The large plows themselves opened further 
innovations. They turned large clods of soil that then had 
to be comminuted into a fine tilth with a harrow that was 
also drawn by animal traction. The furrowed field lent 
itself to the seed drill in place of sowing by less efficient 
broadcasting. Zhao Guo was an official of the Western 
Han who introduced the seed drill into the region of the 
capital in 85 B.C.E. The plowshare was pierced by holes 
through which the drill was inserted, so that plowing and 
seeding vi'ere undertaken simultaneously. The Han dynas- 
ties witnessed other vital innovations in productivity, 
such as the v\rater-powered bellows used in the produc- 
tion of iron and the application of water power to the 
milling of grain. 

The Han empire was divided into two principal areas. 
Most of the population was concentrated in the Huang 
River Basin, and it was here that millet and wheat were 
the staples. This area comprises extensive loess plains, 
where the soil is relatively fertile and easily worked, and 
rainfall varies between about 400 (16 in.) and 800 mil- 
limeters per annum. It is cold in winter, with mean tem- 
peratures averaging just above freezing. The second area 
is the Chang River Basin and Sichuan, where the rainfall 
rises to 1,500 millimeters per annum, and the tempera- 
tures are much milder. Here rice was the mainstay. 

In the northern area centered on the capital territory 
in the Wei River Valley, wheat, barley, hemp, and beans 
were cultivated in addition to millet. Wheat and barley 
are essentially winter crops, and millet is grown during 
the summer. In theory, therefore, the two could be rotated 
on the same land, and continuous cultivation practiced. 
Several contemporary tracts on agriculture have survived, 
and these display the common theme of increasing effi- 
ciency and productivity in the light of a grov^^ing popula- 
tion. The Liishi Zhunjiu, which dates to the Qin dynasty, 
described the procedure whereby plovi'ing was followed 
by the broadcasting of seed along the ridges created 
between furrows, each about 1.5 meters (4.9 ft.) wide. 
This system was superseded during the reign of the 
emperor Wudi by a system devised by the then superin- 
tendent of agriculture, Zhao Guo. 

It is important to note that this was a period of agri- 
cultural experimentation to devise improvements. 
Guards in the capital were deployed to cultivate strips of 
land near the palace, in which the seeds vi'ere spaced in 
straight plowed furrows rather than on the intervening 
ridges. Weeding was then undertaken with long-handled 
hoes shod with iron, and as the season progressed, so the 
light soil gradually filled the furrows, sealing the roots 



deeply and conserving moisture. By the end of the grow- 
ing season, the fields were flat, and the returns greatly 
increased. The following season, the ridges and furrows 
were reversed, thereby allowing rotation of crops on the 
same plot and maintaining the fertility of soil already fed 
annually with manure. In this respect, the raising of pigs 
meshed with millet cultivation, because the pigpens 
were linked with the outflow from human latrines to fur- 
nish the necessary manure for mucking out into the 
fields. This so-called alternating field system was found 
to be such a marked improvement over any preceding 
method that it was widely advertised through the com- 
mandery officials. The state iron monopoly was deployed 
to produce the necessary iron plowshares, but the 
demand placed on the supply of draft animals was such 
that not all peasants had access to animal traction. 
Therefore, the new heavy iron plovers were of little use to 
peasants called on to haul them themselves. Experimen- 
tation, however, continued, leading to the development 
of more efficient plows having two or three shares, seed 
drills, and a moldboard. 

A manual on field techniques in agriculture, com- 
piled by Fan Shengzhi in the reign of Zhengdi (33-7 
B.C.E.), has survived in fragments and provides further 
information on the rapid advance of farming techniques 
under the Western Han. Fan Shengzhi covered the culti- 
vation of a wide range of plants, including wheat, millet, 
soybeans, hemp, and mulberry trees, the last vital for ser- 
iculture. In addition to his v^rork on the alternating fields, 
he described a further innovation, known as the pit field 
system. In the alternating fields, his figures reveal that 
15,000 plants could be set out in a plowed field measur- 
ing only 42 by 11 meters (138 by 36 ft.). The pit field 
system involved the division of land into a grid of pits 
each measuring about 23 by 12 centimeters (9.2 by 4.8 
in.). Twenty millet seeds were planted in each pit, after 
the provision of high-quality fertilizer. Thousands of such 
pits could be cultivated, and the returns were spectacular: 
0.6 liters of grain per pit, or 2,000 liters (520 gal.) in 
barely 400 square meters (480 sq. yds.) of land. The prin- 
cipal problem with this technique, however, was its need 
for labor. Fields were not plowed, and the preparation of 
each pit and weeding relied on manual labor. 

According to the official Han censuses, central 
China, the region centered on the Chang Valley west to 
Sichuan, was not as densely populated as the Huang 
River Valley, and only with large migrations during the 
later Eastern Han did the imbalance in favor of the north 
fall away. Consequently, there was not the same pressure 
for increasing agricultural efficiency, and there is less evi- 
dence for intensification. Central China also enjoys a 
warmer and wetter climate suited to rice cultivation, 
which created different demands on the irrigation system. 
Whereas major canals were dug in the north to transport 
water to the fields, in the south the system was based on 
dammed rivers and small reservoirs and a proliferation of 



Han dynasty 131 



BRICK-lined wells and tanks cut below the water table. 
The availability of water resources in this manner made 
possible an extension of the system known as fire tilling 
and water weeding. Essentially, this involved the burning 
of the stubble and weeds in the rice fields after a period 
of fallow and planting of the rice seeds in the flooded 
field. After the rice and, inevitably, weeds had grown to a 
certain height, the grass was cut back, and water was 
allowed to rise higher than the unwanted weeds to drown 
and kill them. As the weeds decomposed, they fed the 
rice plants. This system relied on the control of water 
into and out of the rice plots, and surviving clay tomb 
models show bunded fields, with the peasants weeding or 
spreading manure. Such fields were also a source of fish. 
In the colder north, similar bunded fields were in use, but 
here the soil was plowed to a creamy consistency, and the 
reticulation of irrigation water through the field was care- 
fully controlled to take account of temperature variations. 
Thus in the early and cooler part of the season, the water 
v\ras allowed to flow slowly through the field to gather 
radiant heat, but during the hot summer months, its pas- 
sage sped up to give it cooling properties. This was 
achieved by changing the course of access channels into 
the rice fields. 

There are at least two methods of improving yields in 
the central region, and there is some evidence that these 
were put into practice during the later Eastern Han 
period. The first is to plow the soil to a good consistency. 
This turns over weeds and creates a hard pan under the 
level of the plow to help retain water in the field. The 
second is to grow rice seedlings in a nursery plot and 
later transplant them into the prepared fields. This 
reduces the competition between plants that occurs with 
broadcasting and allows other crops to mature during the 
period when the seedlings are growing in the nurseries. 

The importance of domestic animals should not be 
overlooked. The most important were cattle, water buf- 
faloes, and pigs. All produced the manure necessary to 
enrich fields that were under increasing strain as farming 
intensified. Thus the ridge and furrow and pit field sys- 
tems are highly demanding of fertilizers. Again, the tomb 
models show how pigs were raised in small pens, with an 
attached structure to collect waste. These pens were 
linked with human latrines for the collection of night 
soil. The cattle and water buffalo were also highly in 
demand for meat, but particularly for their tractive 
pov\rer. The many improvements in iron technology, the 
form of the plow, and development of the seed drill all 
depended on the availability of tractive power. 

HAN RELIGIOUS BELIEFS 

Religious beliefs during the period of the Han dynasties 
v\rere a mixture of old and nevi^, exotic forms of worship. 
There was also a distinction between the court ceremoni- 
als and those of the countryside. The former began vi'ith 
the worship of DI, the supreme god with an ancestry 



going back to the period of the Shang dynasty and proba- 
bly further. The concept di was enlarged during the Qin 
to four aspects, and under Emperor Guangdi to five, each 
determined by a different color. Emperor Wudi further 
expanded the official deities to include the Earth Queen 
and the Grand Unity. Rituals, on occasion attended by the 
emperor, involved animal sacrifices and burnt offerings. 
Mount Dai was regarded as a peak of great holiness, and 
it was scaled by Qin Shihuangdi, Wudi, and Guang Wudi. 
In 31 B.C.E. there was a change in favor of tian, "heaven," 
and new forms of v^rorship were created to link the ruling 
dynasty with the heavenly mandate. The former cere- 
monies, which had become very expensive as the number 
of shrines to former emperors magnified across the 
empire, were discontinued. The emperors were often 
interred in large and grand tombs, not only to project 
their distinction, but also to impart an image of immor- 
tality through their size. The quest for immortality 
became a guiding passion of the emperor Wudi. 

The Han rulers spent much energy in quelling the 
northern nomadic tribes known as the Xiongnu and 
establishing control over the western regions. This pro- 
vided regular access to the so-called Silk Road and vi'ith it 
the introduction of BUDDHISM into China. This took place 
at least by the first century C.E., and there is a notable 
story of the emperor Mingdi's sending emissaries west to 
find out more about this mysterious religion after he had 
dreamed of seeing a god in the form of a golden man. The 
first historic record relates that in 65 C.E. Liu Ying, king 
of Chu and half-brother of Emperor Mingdi, followed 
certain Buddhist rituals. 

The religious beliefs of the Han, in particular the 
quest for immortality, are closely linked with the develop- 
ment of mortuary rituals. Grandiose royal tombs had a 
long history in China before Qin Shihuangdi, the first 
emperor, took monumentality to new heights with his 
massive mausoleum at Mount Li and the associated sub- 
terranean mortuary pits filled with terra-cotta warriors. 
The major Han emperors, as well as the nobility who 
ruled the dependent kingdoms, invested much labor in 
creating their tombs and in ensuring that all their needs 
in the future life were met. They thus bequeathed to his- 
tory remarkable assemblages of their possessions, from 
clothing to libraries, furniture, and retainers represented 
as clay or wooden models. 

Such treatment of the dead under the Han was based 
on the notion that on death the body resolved into the 
soul, or HUN, which with proper assistance could enter 
paradise, and the BO, which remained behind on Earth. 
The hun required directions on its passage to paradise 
and had to pass through several strictly guarded gates 
before it could join di, the universal god, the Sun, the 
Moon, and other denizens there. The ho had to be accom- 
panied below by the goods necessary to maintain the type 
of life to which the dead person was accustomed, and this 
was best achieved if the body could be preserved from 



132 Han dynasty 



corruption and decomposition. This latter notion con- 
tributes to an understanding of the extreme measures 
taken, for example, in the mortuary complex of the first 
emperor of China near Chang'an. There, his entire army 
was represented as life-sized terra-cotta warriors in sub- 
terranean pits, and his fine carriage was reproduced at 
half its actual size in bronze. It is reported in the History 
of the Former Han that the mausoleum itself was 
equipped with all the necessities of life. 

Although there were occasional remonstrances against 
such lavish expenditure on royal burials during the West- 
ern Han period, the emperor's graves and associated tem- 
ples and shrines continued to attract an enormous 
expenditure of effort. In the reign of Yuandi (49—33 
B.C.E.), it was officially recorded that 45,129 guards -were 
permanently employed to protect royal shrines, and that 
the rituals required a staff of 12,147 attendants who 
included cooks and musicians. Attempts were made to 
reduce the onerous burden on the court, but no serious 
changes were effected. 

ARCHAEOLOGICAL INVESTIGATIONS 
OF HAN TOMBS 

Until recently, the nature of imperial Han burials was not 
known through archaeological research. Ho-wever, the 
tomb of Emperor Jingdi is currently under investigation, 
and it has been found that if anything it even exceeded 
that of the first emperor in size and splendor. Jingdi was 
born in 188 B.C.E. He was the fifth son of Emperor Wendi 
and ruled from 157 until 141 B.C.E. His tomb and that of 
the empress Wang are located near Xi'an, in a necropolis 
that includes the mausolea of 10 other Han emperors. 
Jingdi is regarded as a ruler who reduced taxation and did 
not live in an ostentatious style. His tomb lies under a 
steeply sided mound of earth and has not been opened by 
archaeologists. It is surrounded by a walled enclosure 
that formerly contained four entrance gateways. Excava- 
tions by the southern gate have uncovered a checker- 
board game, perhaps used by guards during long shifts on 
duty. Between the wall and the mound, there were many 
subterranean pits, one of -which was found accidentally in 
1990. This led to major excavations that have opened a 
new perspective on the mortuary practices of the imperial 
line. The pits ■were laid out with mathematical precision, 
each one being long and narrow. So far, 86 have been 
identified and 11 opened by archaeologists. The contents 
of each are thought to represent specific departments of 
state. Thus one contains the models of about 400 dogs, 
200 sheep, and many pigs laid out in neat rows. T-wo pits 
contain official seals, one from the kitchen. There are also 
40,000 clay models of individuals, including foot soldiers 
and cavalry, court women, and eunuchs, all of whom 
once had wooden movable arms and fine silk clothing. 
The adjacent tomb of the empress has at least 31 pits of 
its ovi'n, and there is also a mound covering the tomb of a 
favorite concubine. 



No royal Han tomb chamber has been opened under 
scientific conditions, and many, if not all, were looted in 
antiquity for their treasures. However, the wealth of 
goods placed in the tombs of high-status individuals dur- 
ing the Western Han dynasty can be seen in a handful of 
burials that have miraculously survived intact. Foremost 
is a group of three elite graves excavated at Mawangdui in 
a suburb of Changsha. These contained the remains of Li 
Cang, the marquis of Dai, his -wife, and his son. The mar- 
quis, who died in 169 B.C.E., was an aristocrat who had 
been provided with a fief by the king of Changsha, a 
kingdom that survived under imperial authority in the 
old state of Chu in central China. 

The tomb of the marchioness Xin Zhiu, like that of 
the emperor Jingdi, \vas covered by a mound. Just four 
kilometers (13.2 mi.) from Changsha city in central 
China, it was one of a group of three in which one of the 
three marquises of Dai who ruled this area between 193 
and 141 B.C.E. was interred with two members of this 
family. This mound. Burial 1, which had a diameter of 60 
meters (198 ft.), covered a deep rectangular shaft that 
reached a depth of almost 17 meters (56 ft.) below the 
present ground surface. The contents of the tomb repre- 
sent with great clarity the distinction between the ho and 
the hun. In this tomb, the need to conserve the body free 
of decay was achieved by placing it in nested wooden 
coffins covered by layers of charcoal and clay to keep out 
air and moisture. The charcoal weighed about 5,000 kilo- 
grams (11,000 lbs.) and reached a thickness of 40 cen- 
timeters (36 in.). It -was itself sealed by a layer of thick 
white clay. Excluding the air and damp perfectly pre- 
served the body. The marchioness was found wrapped in 
20 layers of silk and linen, kept in place by nine silk rib- 
bons. She had died when aged about 50 years and had 
been about 155 centimeters (62 in.) tall. The pathologists 
who examined the body were amazed to find that the 
blood in the femoral arteries vi'as of a color similar to that 
in the newly deceased. 

The -wooden burial chamber contained three lac- 
quered coffins. The outermost was decorated with 
designs of white, red, yellow, and red clouds painted on a 
black background. Monsters are playing the zither, danc- 
ing, and hunting birds, deer, and cattle. A space between 
this and the middle coffin contained mortuary offerings. 
The middle coffin itself was painted a vermilion color 
with scenes of clouds and mountains, a battle between 
dragons and tigers, and deer, all within a border of geo- 
metric designs. Remarkably, the inner coffin -was covered 
in silk that was embellished with colored feathers and 
embroidered patterns. 

The items laid out neatly in the space between the 
second and third coffins included remains of food and 
chopsticks carefully placed on lacquerware platters. The 
marchioness could anticipate a fine diet: The plates and 
ceramic vessels contained lotus root, chicken, peaches 
and melons, dried ginger, and pickled vegetables. A com- 



Han dynasty 133 



plete wardrobe of fine silks accompanied the dead 
woman, neatly stored in bamboo boxes. More than 50 
items of clothing were counted, of outstanding quality 
and retaining the original colors. One piece of silk was so 
fine that although it measured half a meter square (.6 sq. 
yds.), it weighed just less than three grams. A large go-wn 
with sleeves almost two meters (6.6 ft.) long weighed just 
49 grams (1.7 oz.). 

Her personal cosmetics were included, together with 
a hairpiece, mittens, and slippers. She -was also destined 
to enjoy music, for a zither and a set of pipes accompa- 
nied her. The former was found in a brocade bag and had 
25 strings still in place, -while the latter -were also found 
in their original bag. 

The presence of 162 wooden figurines illustrates the 
courtly life of a Han aristocratic family. There is a musical 
ensemble, in which miniatures of the very instruments in 
their brocade bags are represented. Attendants dressed in 
silks would have waited on the noble family at a banquet, 
while dancers entertained them. All these offerings were 
neatly catalogued on 312 BAMBOO SLIPS. 

Lady Dai was overweight when she died and had suf- 
fered from a cardiac disorder. The ingredients for treating 
heart problems then and now in China — magnolia bark, 
peppercorns, and cinnamon — were found in her tomb, 
and the autopsy confirmed her condition. 

The passage of her soul to paradise is illustrated by a 
remarkable tomb banner that had, in all probability, been 
carried in her funerary procession and then placed over 
the coffin. Made of silk, it is one of very few to have sur- 
vived from this period. The painted scenes, which have 
retained much of their original color, show her being laid 
out, surrounded by mortuary vessels and attendants, with 
the nether regions below her. Above, she is seen standing 
in an elegant robe accompanied by divine messengers, 
wfhile the passage to paradise is seen above her, guarded 
by two leopards. Through this portal, we see heaven 
itself, v^rith the Sun, Moon, and celestial beings. 

Contemporary documents state that only emperors 
and very high-status aristocrats could be buried in suits 
of jade. Jade was held to preserve the body uncorrupted, 
to ensure the continuing life of the ho on Earth. The sta- 
tus of the deceased determined whether the wafers of 
jade were stitched together with gold, silver, or bronze 
thread. Given the incidence of tomb looting over the cen- 
turies, the chances of finding such a suit in an undis- 
turbed burial are remote. Therefore, the opening of two 
rock-cut tombs at Lingshan Mountain near Mancheng, 
Hebei province, was a special event in the history of Chi- 
nese archaeology. In 1968, the tomb of Prince Liu Sheng, 
the older brother of Emperor Wudi, was opened. It had 
been cut into the living rock to a depth of 52 meters and 
incorporated a lateral chamber 37 meters wide. About 
2,700 (94,500 cu. ft.) cubic meters of rock had been 
excavated to create this resting place for the prince; to 
guard against tomb robbers, the entrance had been sealed 



with a doorway created by pouring molten iron between 
two parallel walls. The second tomb, which housed his 
wife, was found 100 meters (330 ft.) distant, and it too 
was on a massive scale. The rock-cut chambers, up to 
seven meters in height, had been infilled with roofed 
rooms, each containing the items needed in the afterlife. 
Liu Sheng's tomb opened onto the long lateral corridor 
that housed his chariots and horses. One-half also 
included rows of ceramic containers for food and wine. 
The central hall was filled with his bronze vessels, lac- 
quer bowls, and containers and fine ceramics. To the 
back of the complex lay the burial chamber itself, 
together with the most superbly crafted artifacts of gold, 
silver, and jade. The prince's bathroom was located beside 
the burial. 

Both the prince and his wife were found interred in 
jade suits, confirmation for the first time that the Han 
documents accurately described such outstanding funer- 
ary wealth. That containing the remains of Liu Sheng was 
made of 2,690 finely shaped wafers of jade, held together 
with gold thread that weighed more than a kilogram (2.2 
lbs.). His wife's suit took up 2,156 jade wafers. It has 
been estimated that one craftsperson would take 10 years 
to make such a suit. 

Clearly, the majority of Han dynasty burials were far 
less opulent than those of the royal family and the leading 
aristocracy. Even relatively ordinary tombs, however, con- 
tained grave goods that reflect everyday life and the need 
to provide for the body after death. There are models of 
agricultural activities and also a number of illustrations 
showing festive scenes. The region of Nanyang in south- 
western Henan province, for example, is noted for the 
stone slabs decorated in low relief or incised, with images 
that illustrate the enjoyment of the table, music, and enter- 
tainment. Several such mortuary reliefs contain scenes of 
men bull-baiting. These resemble the images of acrobats 
leaping over charging bulls seen on a seal from Mohenjo 
Daro, as well as the wall paintings of the palace of Knossos 
in Crete. The casting of three-legged bronze wine contain- 
ers is documented since the Shang dynasty, but in the 
Nanyang scenes they are shown with their ladles being 
used, while musicians play bells, the zither, pipes, and 
drums and dancers entertain. There are also jugglers and 
acrobats. One of the former is seen wearing a mask while 
balancing a vessel on one arm and a ball on the other. 

The Han tombs that have been excavated at Luoyang 
also throvvr light on religious beliefs and the energy that 
was expended on mortuary rituals. Bu Qianqui, for exam- 
ple, was buried with his wife between 87 and 49 B.C.E. 
The brick-lined chamber was decorated with mural paint- 
ings that portray the dead couple ascending to heaven as 
immortal beings. A second Western Han tomb from 
Luoyang of slightly later date incorporated paintings of a 
demon being consumed by tigers and a dragon, tiger, 
panther, toad, deer, and horse, divine creatures to escort 
the dead to heaven. 



134 Hangsapurnagar 



Further reading: Bielenstein, H. The Bureaucracy of 
Han Times. Cambridge: Cambridge University Press, 
1980; . "The Restoration of the Han Dynasty," Bul- 
letin of the Museum of Far Eastern Antiquities 26 (1954): 
9-20; Twitchet, D., and M. Loewe, eds. The Cambridge 
History of China, vol. I. The Ch'in and Han Empires, 221 
B.C.—A.D. 220. Cambridge: Cambridge University Press, 
1986; Wang Zhongshu. Han Civilization. New Haven, 
Conn.: Yale University Press, 1982. 

Hangsapurnagar See rajagriha. 

hangtu Hangtu is a form of stamped-earth construction 
used in early Chinese defensive walls and the foundations 
of buildings. A foundation trench was first dug, and lay- 
ers of earth 10- to 15-centimeters (4- to 6-in.) thick were 
stamped between constraining wooden boards. The earli- 
est use of this technique has been found in sites of the 
LONGSHAN CULTURE of the third millennium B.C.E. The 
city walls of ZHENGZHOU have been excavated to reveal 
the details of this technique. 

haniwa A haniwa (clay ring) was a ceramic model that 
played a role in the mortuary rituals of the YAMATO state 
in Japan. According to the NIHONGI, they originated dur- 
ing the reign of King Sujin (r. 219-49 C.E.) as a substitute 
for human sacrifices. The first attested archaeologically 
are from the third century C.E. and took the form of sim- 
ple clay cylinders in late YAYOI culture mounded tombs. 
Tombs, such as that at TATESUKI, contain broken ceramic 
vessels thought to have been used during mortuary feast- 
ing rituals. It is possible that these are ancestral to the 
haniwa. However, they developed into large human and 
animal figures, standing on occasion more than a meter 
high and laid out in concentric rows. During the fourth 
to seventh centuries C.E., Yamato aristocrats were interred 
in kofun, earth mounds covering tomb complexes. Some 
kofun reached enormous dimensions, the largest of all 
being almost half a kilometer long. Haniwa were placed 
not in the tomb chamber, but around the covering 
mounds. The earliest examples take the form of rings. 
They may have been symbolic food containers. With the 
passage of time, they depicted individuals, buildings, and 
scenes that clearly illustrate the aristocratic way of life of 
the Yamato elites. Figures of people include warriors, fal- 
coners, musicians, and farmers. The musicians are seen 
playing drums, mandolins, and harps. Warriors and their 
horses wear heavy iron armor. In one notable scene, the 
presumed tomb master is seen on a throne with his con- 
sort, accompanied by dancers, officials, soldiers, and 
horses with their grooms. Such assemblages recall the 
many instances of tomb models in China. 

Hann The state of Hann had no relationship to the 
later HAN DYNASTY. The Hann state was formed by the 




Haniwa tomb figures were employed by Yamato aristocrats 
in Japan from the fourth to the seventh centuries C.E. This 
example depicts a warrior in full armor. (Werner Forman/ 
Art Resource, NY) 



breakup of the powerful Spring and Autumn period 
(770-476 B.C.E.) state of JIN in 403 B.C.E. and was finally 
destroyed during the reign of King Wangan in 230 B.C.E. 
at the hands of QIN. It was the smallest and most vulnera- 
ble of the three states that emerged from Jin. In terms of 
administration, Hann is best known for its minister, Shen 
Buhai, who advocated a system of ministers who received 
a salary, SEALS, and insignia of office at the discretion of 
the ruler. Hann's territory almost encircled the small 
enclave left under the direct mandate of the EASTERN 
ZHOU DYNASTY to the south, east, and west. North and 
east, Hann bordered WEL Qin lay to the west, and CHU to 
the south. These were all powerful states, and Hann had 
to arm itself to survive as long as it did. Hann was strate- 
gically placed, with the Huang (Yellow) River flowing 
through its territory, and its first capital was established 
under Marquis Jinghou at Yangzhai (Henan province). In 
375 B.C.E., however, the forces of Hann defeated the army 
of ZHENG, and the capital was moved to Zheng Han. This 



Harappa 135 



site has been identified at the confluence of the Yushui 
and Huangshui Rivers. It is a massive site, comprising 
eastern and vi'estern walled sectors covering about 3,000 
hectares (7,500 acres). There is a palace precinct that 
spreads over 18 hectares (20 acres) in the western sector, 
and many stamped-earth foundations together -with water 
pipes and wells evidence the extent of this structural 
complex. Even the palace kitchens have been identified 
through excavations. The city had workshops for produc- 
ing objects of iron and bronze. 

As with most Chinese cities, starting from the Shang 
dynasty, Zheng Han incorporated many specialized work- 
shops, and these were located in the eastern or outer part 
of the city. One bronze-working area was dedicated to the 
casting of production tools, such as sickles, spades, and 
picks. The clay molds for casting these bronzes have been 
found in abundance. Dating to the end of the Spring and 
Autumn and WARRING STATES PERIODS (475-221 B.C.E.), 
there was also a specialized iron workshop where further 
production tools as well as weapons, such as swords and 
halberds, were produced. A hoard of bronze weapons, 
many of which were inscribed with the name of the offi- 
cial in charge, indicate the importance of the mass pro- 
duction of weaponry at the end of the Warring States 
period. Some of the items were damaged or broken, and 
their exotic inscriptions point to their being taken after a 
successful battle, but the majority were locally cast as late 
as 231 B.C.E., the year before the Hann state was elimi- 
nated by Qin. 

A second major city has been identified at Yangcheng 
in Henan province, where again there were extensive city 
walls and specialist workshops. At Fenshuiling in Shanxi 
province, a major Hann cemetery has been opened by 
excavation. Tombs took the form of rectangular pits, up 
to eight by six meters (26.4 by 19.8 ft.) in extent. A 
wooden chamber contained the coffin. Some of these 
were embellished with lacquered decoration and golf leaf, 
while the sumptuous bronzes were also decorated with 
inlaid gold designs. 

Hanshu The Hanshu (or Han Shu; History of the Former 
Han) was a history of the HAN DYNASTY covering the 250 
years from the reign of Emperor Gaozu until the end of 
the rule of the usurper WANG MANG in 23 C.E. It was com- 
menced by the historian BAN BIAO (3-54 C.E.) and contin- 
ued to completion by his son, BAN GU. In the tradition of 
the SHIJI, or Records of the Grand Historian, by SIMA QIAN, 
it is a work of dense historic scholarship comprising 100 
chapters. These include historic summaries, chronolo- 
gies, and treatises. The Hanshu was a model dynastic his- 
tory that set the standard for all later historic works in 
China. It provides a wide range of insights into Han pol- 
icy making and the manner of thought that lay behind 
executive decisions. This is particularly well illustrated in 
an edict issued by the emperor WENDI (r. 180-157 B.C.E.) 



on the importance of agriculture. The Hanshu stated that 
there had been a run of poor harvests and that grain was 
in short supply. The people were suffering, and the 
emperor was gravely concerned. No one could identify 
what was causing this agricultural failure. People won- 
dered whether they had failed to follow the ways of 
heaven or, more practically, whether too much grain was 
being diverted to make wine. All the high officials were 
directed to seek the root cause. The solution was social 
rather than agronomic: It was decided that grain could be 
made into a negotiable commodity, and therefore of 
enhanced value, if it could be used to purchase honorary 
ranks or commute sentences. This solution had, again 
according to the Hanshu, already been suggested in 178 
B.C.E. by Chao Cuo. He observed that the emperor could 
create titles at will and that if he did so in return for 
grain, there would be an abundant surplus for disposal. 

However, the Hanshu also records the views of 
DONG ZHONGSHU (c. 195-105 B.C.E.), a well-known fol- 
lower of the Confucian school, who described the high 
taxes and demands for labor imposed on the peasantry 
by the Qin and continued, he asserted, under the Han. 
In former times, peasants paid only 10 percent of their 
production and provided their labor for only three days 
of the year. But under the QIN, the impositions increased 
so savagely that the peasantry were reduced to penury 
and banditry while rich landlords prospered. Only a 
return to the old system of land tenure, when everyone 
had sufficient for his or her needs, would alleviate this 
social inequality. 

Han state See hann. 

Haojiatai Haojiatai is a LONGSHAN culture urban site 
located in central Henan province, China. Two radiocar- 
bon determinations place its occupation in the mid- 
third millennium B.C.E. It was demarcated by HANGTU 
stamped-earth walls at least five meters (16.5 ft.) wide 
at the base, fronted by a moat. Stamped-earth platforms 
in the interior were raised to support elite buildings. 
However, the pit and urn burials contain very few mor- 
tuary offerings, and some skeletons were missing a skull 
or a hand. This might indicate warfare or sacrifice. The 
site has also provided evidence for a specialized ceramic 
industry. 

Harappa Harappa is one of the three great cities of the 
INDUS VALLEY CIVILIZATION. Located just south of a former 
bed of the Ravi River in the Punjab, Pakistan, it was the 
first such site to be discovered, in the early 19th century, 
and the first to yield evidence for a system of writing that 
bore no relationship to the BRAHMI or KHAROSHTHI scripts 
of later periods. Harappa has been more extensively exca- 
vated, and over a longer period, than any other site of the 
Indus civilization. 



136 Harappa 



The history of Harappa can be divided into hve suc- 
cessive phases, covering a period of 1,900 years. Period I, 
the Early Harappan, dates from 3400 to 2800 B.C.E. and is 
now known as the Ravi phase. This is followed by the 
transitional phase to the mature Harappan, which took 
place during the century from 2600 to 2500 B.C.E. The 
mature Harappan, which witnessed the full development 
of sophisticated urban life, lasted for five centuries until 
2000 B.C.E. and was followed first by the posturban 
phase, lasting about a century, and then by the period 
during which Cemetery H was employed, which is dated 
1900-1500 B.C.E. 

Much remains to be learned about Harappa. The 
nature of the structures on the citadel requires attention, 
as does a detailed picture of the social organization, with 
particular reference to the status of the ruling elite and 
the means to attain social ascendancy. It is unknown 
whether rule was vested in a hereditary aristocracy or a 
royal lineage or was in the hands of a sacerdotal group of 
religious leaders. How trade was organized and who con- 
trolled the long-distance exchange so widely evidenced in 
the SEALS and sealings of this civilization also need inves- 
tigation. However, the recent intensive excavations at this 
great city have already greatly expanded the range and 
detail of what is known about its internal history. 

ARCHAEOLOGICAL REMAINS 

A series of mounds covers an area of at least 150 hectares 
(375 acres), although the real area was probably consider- 
ably greater. As in other major cities, there was a separate 
citadel mound, known as Mound AB, located to the west 
of the lower city, known as Mound E. Two cemeteries 
have been identified to the southwest of the city, the ear- 
lier belonging to the classic period of occupation (Ceme- 
tery R37) and the later to the latest period (Cemetery H). 

Excavations at Harappa began in 1872 under the 
direction of SIR ARTHUR CUNNINGHAM. Writing of his 
research in 1875, he described "a smooth black stone, 
without polish. On it is engraved very deeply a bull, 
without a hump, looking to the right, with two stars 
under its neck. Above the bull is an inscription in six 
characters, which are quite unknown to me. They are cer- 
tainly not Indian letters; and as the bull which accompa- 
nies them is without a hump, I conclude that the seal is 
foreign to India." Much research has since been under- 
taken at Harappa to negate his suggestion of an exotic 
source for the script. 

The major excavations began in 1920 and, under a 
succession of directors, lasted for 20 years. These seasons 
saw the opening of huge areas of the site. In 1920-21 a 
trench 152 meters (501.6 ft.) long and almost five meters 
(16.5 ft.) wide was excavated into the northern mound, 
known as Mound E In 1926-27 M. S. Vats excavated 
almost 5,000 square meters and discovered about 350 
items inscribed in a form of writing; most were seals. The 
following year, he worked in the late Cemetery H and 



also found circular platforms near the supposed granary 
and workers' quarters. In 1937—38 K. N. Sastri revealed 
50 burials dating to the main period of the occupation, in 
Cemetery R37 southwest of the main city walls; II more 
were found in 1966. The walls of the main citadel. 
Mound AB, were exposed by SIR MORTIMER WHEELER in 
1946, during which campaign he identified deep pre- 
Harappan occupation remains. In 1986 a multi disci- 
plinary project directed by George Dales commenced 
and, through the application of a wide range of tech- 
niques and approaches, cast much new light on the life of 
this great city. Excavations continue to this day as part of 
the Harappa Archaeological Research Project, under the 
direction of Richard Meadow and Mark Kenoyer. 

Period I 

Little is known of the Period I settlement, because it is so 
deep and is covered by later deposits. The cultural 
remains occupy a limited area in the northwestern corner 
of Mound E. It is evident that the community chose to 
live on a slight eminence commanding good agricultural 
land, near a major river, and giving access to important 
strategic exchange routes. The occupation took the form 
of mud-brick houses equipped with hearths. The people 
imported chert for making stone implements and fash- 
ioned polished stone adzes and stone beads. There was 
also much use of ceramics, and over time the deposits 
accumulated to form a low mound. A recent discovery of 
written characters belonging to the Ravi phase has 
pushed back the date of the first Indus script to 
3300-2800 B.C.E. This makes it as early as the writing 
systems of Sumer and Egypt. 

Transitional Phase — Period II 

During the second, or transitional, phase, there was a 
series of important developments. The most recent exca- 
vations identified material of this period under Mound E, 
suggesting that the settlement now covered an area of at 
least 10 hectares (25 acres). Two successive mud-brick 
walls were constructed, the earlier two meters (6.6 ft.) 
wide, and the bricks still stood to a height of two meters. 
There was also evidence for a patterned layout of streets 
on a north-south axis, one of which still bore the rut 
marks of passing traffic. A kiln was found, with strong 
evidence for intensive use of this part of the site for 
ceramic production, while imports of chert, from a source 
700 kilometers (420 mi.) to the south, and marine shell 
indicate long-distance trade. Some shards were found to 
have graffiti incisions, probably an early indication of the 
development of a script. The production of bricks and the 
construction of large perimeter walls strongly suggest the 
rise of an elite group in Harappan society. 

Period III 

Since intensive recent excavations, the mature Harappan 
can now be divided into three phases, all of which are 
represented on Mound E. During this long phase there 
was continuity in material culture and construction tech- 



Harappa 137 



niques with Period II, but with the addition of a range of 
new artifacts and developing preferences in the form and 
decoration on ceramic vessels. Pottery production contin- 
ued, with the presence of firing kilns, and massive new 
walls were built on the Period II walls. The interior of the 
lower city incorporated mud-brick platforms, which were 
added to throughout the phase, together with streets and 
a drainage system. The walls at the southern periphery 
incorporated a large gateway 2.8 meters (9.2 ft.) wide, 
faced with fired bricks and giving access to a city street 
on a north-south axis. The full gamut of Indus Valley civ- 
ilization artifacts was associated with this phase, includ- 
ing weights, figurines, STEATITE seals, terra-cotta sealings, 
and figurines, but there were also internal developments, 
wherein tiny steatite and FAIENCE tokens were introduced 
during Period IIIB. Since these tokens also recur on 
Mound F to the north, it is evident that the excavations 
there during the 1920s and 1930s had encountered an 
area belonging to the mature period of the city's history. 
The development of the city, however, was not without 
periods of urban decay. The division between Periods IIIA 
and IIIB, for example, saw clogged sewers and animal 
carcasses littering part of Mound E before a period of 
urban renewal began. 

The earlier reports of prewar excavations, while rep- 
resenting less precise excavation techniques than those 
employed more recently, did have the one advantage of 
opening large areas to reveal the structures of the mature 
city. Excavations in 1931-32 on Mound F, for example, 
revealed a series of narrow lanes giving access to small, 
individual dwellings of identical plan. Small passages led 
off the lanes into rectangular houses, each with three 
rooms. Each house measured about 15 by six (50 by 20 
ft.) meters. This same part of the city also included six 
granaries, disposed in rows, associated with circular brick 
working floors. The presence of chaff from wheat and 
barley on these floors leaves no room for doubt that they 
were for threshing grain. Significantly, these threshing 
floors were located near the ancient river bank, suggest- 
ing that the grain may have been shipped to the city by 
barge. This same period saw the construction of the elite 
structures on the citadel mound, though these are little 
known because of the activities of brick robbers. 

Skeletal Studies 

One of the advantages of Harappa, when compared with 
most sites of the Indus civilization, is the knowledge 
gained of the people themselves from the excavation of 
cemeteries. Cemetery R37b belongs to Period III and was 
first investigated in 1937. Subsequent excavations by 
archaeologists from the University of California have 
added to the number of individuals available for consider- 
ation. While many skeletons were fragmentary, enough 
were complete to permit some conclusions about the 
health and status of the inhabitants of Harappa. Among 
the first considerations of any such analysis are the ratio 
of men to WOMEN and the mortality figures expressed as 



the approximate age of death. At Harappa, females out- 
numbered males in the samples from both major investi- 
gations of the cemetery, but many skeletons were too 
fragmentary for diagnosis. Of 90 individuals for whom the 
age at death could be identified, 13 survived beyond an 
age of about 55 years. Twenty-seven died when between 
about 35 and 55 years of age, but 35, more than a third of 
the sample, died between the ages of 17 and 34. Fifteen 
died before reaching 16 years. Compared with that of 
most prehistoric communities, there is a low incidence of 
infant and child mortality. This might well reflect the 
fragility of infant bones and therefore their smaller chance 
of survival, or perhaps infants were interred in another 
part of the cemetery. Teeth are a basic source of informa- 
tion on the health of a population, because diet, illness, 
and malnutrition are expressed in teeth in a number of 
ways. The Harappan population, for example, shows that 
70 percent of individuals suffered from linear dental 
hypoplasia, which is a result of dietary deficiency or ill- 
ness during the period of tooth formation. This figure is 
higher than those for the earlier population of MEHRGARH. 
The frequency of caries was also markedly higher at 
Harappa than at Mehrgarh, probably as a result of differ- 
ent methods of processing food and a greater reliance on 
cultivated cereals. Interestingly, girls revealed poorer den- 
tal health than boys, while even among adults, women 
exhibited more caries than men. This may be due to dif- 
ferent eating habits, with women eating at shorter inter- 
vals. The investigators of the cemetery population have 
also suggested that boys may have been preferred to girls 
and that they received more attention as they developed. 

Periods IV and V 

Period IV is hardly known. It was probably of brief dura- 
tion and is distinguished on the basis of differing styles of 
pottery when compared with the preceding Period III 
material. Again, knowledge of Period V is marred by the 
impact of brick robbing to create the foundations of the 
Lahore-Multan railway in the 19th century. Occupation 
continued, however, on Mounds AB, E, and F, and it was 
during this period that Cemetery H was in use. M. S. Vats 
has reported on the excavation of this cemetery, which 
lies to the south of Mound E. The area opened between 
November 1929 and February 1930 was substantial: One 
square measured 46 by 33 meters (151 by 109 ft.), and 
another 54 by 16 meters (178 by 53 ft.). He found two 
periods of burial. The earlier had inhumation graves, in 
which the dead were laid out with the head pointing to 
the northeast, in association with pottery vessels placed 
neatly beyond the head. Some individuals were also 
found in a crouched position, on their sides. The pottery 
was decorated with painted designs of peacocks, trees, 
leaves, and stars. The upper layer of burials involved 
interments in large ceramic vessels, again decorated with 
painted foliage and peacocks and incorporating tiny 
human images, but also including dogs and goats. The 



138 Harihara 



jars usually contained the remains of a single individual, 
in \vhich adult bones were placed some time after death, 
while infants were interred fully articulated within a cloth 
shroud. The jars seem to be grouped, each possibly con- 
taining the remains of related individuals. The interpreta- 
tion of the motifs on these burial jars is most intriguing. 
Vats has turned to the RIG-VEDA, the sacred hymns of 
early India, to interpret the peacocks as carrying the 
dead, as they must, across the river, while the dogs are 
those belonging to Yama, god of death. The bird is identi- 
fied in the Rig-Veda with fire and the Sun. It is quite pos- 
sible that in this cemetery there is a conjunction of later 
Indus mortuary practices with the origins of the Vedic 
hymns. 

Animal and Plant Evidence 

Another advantage of the recent research at Harappa has 
been the attention paid to biological remains as a means 
of illuminating subsistence activities. While it is well 
established that cattle, sheep, and goats played a central 
role in animal husbandry and that barley and wheat were 
the principal grains cultivated, little is known of the 
other plants propagated or the role of hunting and fish- 
ing. Recent excavations have redressed this situation 
through the careful collection of fragile microfaunal 
remains. It is evident that the Indus civilization sites were 
located close to major rivers or the sea, while decoration 
of fish and fishing nets or traps on pottery vessels and the 
recovery of copper fishhooks reflect the importance of 
riverine resources. Only with the study of material from 
Harappa, however, have even the major species of river 
fish been identified. It was found that catfish predomi- 
nated; almost half the assemblage was one species, Wal- 
lago attu. The fact that these fish can grow to a length of 
two meters (6.6 ft.) indicates their potential as a food 
source. There were also carp remains and the bone from a 
marine fish, which must have been obtained through 
trade. Contexts that yielded fish bone were also closely 
scrutinized. In one room, for example, most fish bones 
were found in the vicinity of a hearth. In another room, 
fish bones were found in a pit. Turning to the mammalian 
remains, it is found that sheep are much more numerous 
than goats and may have been valued for their wool as 
much as for meat. Again, cattle played a central role in 
animal husbandry at the site. 

Further reading: Kenoyer, J. M. Ancient Cities oj the 
Indus Ciyilization. Oxford: Oxford University Press, 1998; 
Meadow, R. H. Harappa Excavations 1986-1990. Mono- 
graphs in World Archaeology No. 3. Madison, Wis.: Pre- 
history Press, 1991; Ratnagar, S. Understanding Harappa: 
Civilization in the Greater Indus Valley. Chennai, India: 
Tulika Publishers, 2001; Vats, M. S. Excavations at 
Harappa. Columbia, Mo.: South Asia Books, 1997. 

Harihara Harihara was a composite god combining 
aspects of Vishnu and SIVA. In India, there are several rep- 



resentations of him. Cave 1 at BADAMI, dated to the late 
sixth century C.E., has a fine example created during the 
CHALUKYA DYNASTY. The god reached his height of popu- 
larity in Southeast Asia during the period of CHENLA king- 
doms but appeared rarely during the Angkorian period. 
See also ANGKOR. 

Hariharalaya Hariharalaya, also known as the Roluos 
Group, is a collection of temples and a reservoir located 
15 kilometers (9 mi.) southeast of ANGKOR on the north- 
ern shore of the Tonle Sap, or GREAT LAKE, of Cambodia. 
It was probably founded by JAYAVARMAN II, first king of 
the state of Angkor, who was active in the region in the 
early ninth century C.E. Most of the buildings, however, 
were ordered by INDRAVARMAN I (877-899 C.E.), the third 
king of the dynasty founded by Jayavarman II. He was 
responsible for the temples of PREAH KO and the BAKONG 
and for the main dikes that constitute the INDRATATAKA, a 
reservoir of unprecedented size. It is likely that the royal 
palace, which is described in INSCRIPTIONS but has not 
survived because of its wooden construction, lay north of 
the Preah Ko temple. Several architectural innovations 
mark temple design, such as the use of a ceremonial por- 
tal igopura), or snake (naga) balustrades, and large 
walled and moated boundaries. 

YASHOVARMAN I, the son of Indravarman, completed 
the Indratataka and had the island temple known as 
LOLEI constructed, but he then diverted his attention to a 
new capital at Angkor, leaving Hariharalaya as a remark- 
ably preserved reflection of an early Angkorian ceremo- 
nial and administrative center. 

Hastinapura Hastinapura is a large site that spans the 
late prehistoric and early historic periods in northern 
India. Dated between 1100 and 800 B.C.E., it is one of the 
key sites in portraying the developments that took place 
during a vital period in the early development of civiliza- 
tion in the Ganges (Ganga)-Yamuna Valleys. It is also 
known from the Hindu epic the MAHABHARATA as the capi- 
tal of the Kauravas. The site is substantial, measuring 
about 800 by 400 meters (2,640 by 1,320 ft.), and con- 
tains cultural layers to a depth of about 10 meters (33 ft.). 
Excavations undertaken in 1950-52 revealed that the site 
originated during the prehistoric period and was occu- 
pied through five phases into the medieval period. Period 

II belongs the PAINTED GREY WARE culture and has yielded 
the remains of rice, as well as domestic cattle, sheep, pigs, 
and horses. The inhabitants also forged iron arrowheads, 
spears, and sickles. Trade in exotic stone is reflected in 
the presence of carnelian, agate, jasper, and glass. Period 

III belongs to the NORTHERN BLACK POLISHED WARE cul- 
ture, dated on the basis of radiocarbon determinations to 
the mid-fourth century B.C.E. It was a period of urbaniza- 
tion, in which mud-brick or fired-brick houses were laid 
out in orderly fashion, the streets were provided with a 



Heljo-kyo 139 



drainage system, and the application of iron tools greatly 
enhanced agricultural efficiency. The plow, for example, 
■was now used. Punch-marked coins illustrate the rise of a 
mature trading system. The fourth phase dates to the sec- 
ond century C.E. on the basis of Kushan COINAGE. Few 
sites rival Hastinapura in illustrating the rise of urbaniza- 
tion in the Ganges Valley from prehistoric roots. 
See also KUSHANS. 

Heavenly Horse, Tomb of the The interment of the 
royal elite in the Korean kingdom of SHILLA (37 B.C.E.-918 
C.E.) involved first the construction of a wooden tomb 
chamber containing the sarcophagus and a wooden chest 
for grave goods. This was then covered with tens of thou- 
sands of large boulders and capped with an earthen 
mound. Since there was no entrance passageway, this type 
of tomb proved difficult to loot, and many have survived 
intact to this day on the Kyongju Plain in southeast Korea. 
In 1973 one such mounded tomb was fully excavated. 
Forty-seven meters (155 ft.) across and nearly 13 meters 
(43 ft.) high, it has been named the Tomb of the Heavenly 
Horse, because one of the mortuary offerings consisted of 
birch-bark mudguards embellished with paintings of a 
galloping horse with wings on each foot. Among the spec- 
tacular mortuary offerings was a large gold crown. 

One of the problems with such tomb construction is 
that the wooden chamber rotted with time, allowing the 
boulders to fall in on the contents. There were no human 
remains, but the dead king had been interred with the 
large gold crown, which bore symbolic deer antlers, with 
58 jade pendants attached to these by gold wire. He also 
wore a gold and glass necklace, a gold girdle, and a gold 
ring on each finger. There were three layers of offerings 
in the wooden chest. The lowest contained iron kettles 
and ceramic vessels, and the next bronze and lacquer- 
ware. The uppermost included horse saddles and the 
painted horses on birch bark that gave the tomb its mod- 
ern name. Many items are of absorbing interest, not least 
the 24 ox-horn items, for ox horn was known to symbol- 
ize supernatural powers in the Shilla kingdom, and min- 
isters were accorded graded titles incorporating the name 
for ox horn. There were also seven lacquerware wine 
cups probably used in a ritual context and two glass cups. 

The occupant of the tomb might have been King 
Chizung, who died in 513 C.E. This king was responsible 
for terminating the habit of human sacrifice as part of 
royal burial rituals, and the absence of such remains in 
this mortuary context is persuasive. 

Hedi (Liu Zhao; Harmonious Emperor) (79-106 c.e.) 
Hedi was the fourth emperor of the Eastern Han dynasty 
of China. 

The son of Emperor ZHANGDI (57-88 C.E.), he acceded to 
the throne in 88 C.E. Apart from various natural prob- 
lems, such as floods and drought, Hedi also had to cope 



with the dominant influence of the dowager empress 
Dou, who died in 97 C.E. He enlisted the support of 
palace officials to reduce her power. There followed 
events similar to those that had plagued the last reigns of 
the Western Han: a succession of infant or child emperors 
manipulated by rival consort families. Thus Hedi was 
succeeded by Shangdi (106 C.E.), who died before he 
reached one year of age; another child, AND! (106-125 
C.E.), grandson of Zhangdi, ascended the throne at the 
age of 12 years. 

Heijo-kyo Heijo-kyo, also known as Nara, was the capi- 
tal of the NARA STATE of Japan from 710 until the city was 
abandoned in 784 C.E. There was, however, a five-year 
period during the reign of Emperor Shomu when Heijo- 
kyo was abandoned in favor of Kuni, near modern Kyoto, 
and Shigaraki, 40 kilometers (12 mi.) northeast of Heijo- 
kyo, as a result of an insurrection. Heiji-kyo was reoccu- 
pied in 745 C.E. Research at the site of the ancient city was 
initiated in the 19th century by Kitaura Sadamasa 
(1817-71). On the basis of field observations and relevant 
documents, he produced a site map. His work was a start- 
ing point for Sekino Tadashi (1867-1935) to undertake 
excavations of the palace area. Huge areas of the palace 
and, more recently, the suburbs of the ancient city have 
now been uncovered by archaeologists. The most signifi- 
cant find was made in January 1961, when the first of 
more than 135,000 MOKKAN, inscribed wooden records, 
was recovered. These have thrown much light on life in 
the city, making it one of the best understood of all urban 
sites in East Asia. Archaeological excavations have revealed 
that no more than 15 percent of the area was built on and 
that there were many gardens, broad roads, and temples. 

In 708 C.E. the capital had been located at EUJIWARA, 
20 kilometers (24 mi.) south on the Nara Plain. Fujiwara 
itself had set new standards in Japanese urban planning 
and size, but the empress Genmei resolved in 708 to 
move to a ne-w site, on the basis, it is said, of propitious 
geomantic reports and a favorable response from the 
diviners, based on ORACLE BONES. A more mundane rea- 
son for the move probably lay in the fact that Heijo-kyo 
provided easy riverine passage to the Inland Sea, across 
the Osaka Plains to the west. At this period of Japanese 
history, the court was consciously following Chinese 
examples, and the layout of the new city was modeled on 
the great Tang dynasty capital at CHANG'an. There have 
been various estimates as to the population of Heijo-kyo, 
ranging up to 200,000 people, but a population in the 
vicinity of 80,000 is more likely, a far cry from the 1 mil- 
lion inhabitants of Chang'an, but still a considerable 
number for the time. 

CITY PLAN AND ROYAL PALACE 

The city, which was surrounded by an earthen embank- 
ment and a moat, has been partially excavated. It covered 



I40 Heliodoros 



an area of 4.3 by 4.8 kilometers (2.6 by 2.9 mi.), -with an 
extension to the east measuring 2.1 by 1.6 kilometers 
(1.2 by .9 mi.). The entire area was thus 2,400 hectares 
(6,000 acres). The interior was divided into square blocks 
each measuring 1,500 daishaku, a unit of measurement 
equivalent to 35.4 centimeters (14 in.). The avenues were 
laid out on a grand scale, the broadest 37 meters (122 ft.) 
vi^ide, and others five to 25 meters (16.5 to 82.5 ft.). Each 
city block was then further divided by lanes into 16 areas 
known as cho. 

The city was dominated by a grand palace, covering 
an area just over one kilometer square. It lay behind a 
high wall that reached six meters (19.8 ft.) and con- 
tained two distinct precincts, an eastern and a western. 
These incorporated government buildings, stables, an 
audience hall, and quarters for the imperial family. 
Members of the court could enjoy access to private 
pleasure gardens: The garden in an extension to the 
eastern precinct of the palace has been revealed 
through excavation. It included a lake with a small 
island and a pillared pavilion. The foundations of an 
octagonal structure, resembling a gazebo, also over- 
looked the little lake. 

PRIVATE HOUSES 

Scarlet Phoenix Avenue ran due south from the palace, 
dividing the city into two halves. The residences of the 
populace varied markedly with status, as the most exalted 
had large allocations of land closest to the palace. Excava- 
tions have uncovered the private residence of PRINCE 
NAGAYA, a grandson of an emperor, and his principal con- 
sort. Princess Kibi, vi^hose status was even higher than 
that of the prince. Nagaya was a senior minister between 
724 and 729, and his compound covered four cho, an area 
approximately 300 meters (396 sq yds.) square. The lay- 
out recovered through excavations incorporated a series 
of walled areas. One was the residence of the prince, with 
an adjacent one for the princess. The prince's sleeping 
quarters alone measured 355 square meters (426 sq. 
yds.). The recovery of 35,000 mokkan, wooden slips con- 
taining Nagaya's administrative records, reveal that he 
owned estates distant from the capital and also received 
tribute from districts given to him and his wife because of 
their aristocratic status. Thus a further area of the com- 
pound incorporated the offices for the administration of 
their business affairs. A Buddhist chapel occupied a 
prominent place, next to a private garden with a pond. 
Divisions of the princely household were responsible for 
a variety of tasks, such as manufacturing weaponry, cast- 
ing bronzes, working leather, weaving, building, and car- 
ing for horses and hunting falcons. Workshops therefore 
covered the northeastern past of the estate. The sur- 
rounding wall and the weapons factory, however, did not 
save the prince when he was accused of plotting against 
the emperor. In 729 he was surrounded by an armed fac- 
tion of the Fujiwara family, and he committed suicide. 



The estate for another high aristocrat, Fujiwara no Naka- 
maro, covered eight cho nearby, and 70,000 mokkan relat- 
ing to his activities have been found. 

Even the populace at large lived in relatively spa- 
cious surroundings. Excavations suggest that outlying 
blocks were divided into individual plots measuring 900 
square meters (1,880 sq. yds.), within which lay two to 
five individual buildings, a garden, and a well. Disposal 
of human waste in such huge cities was a perennial 
health issue. A privy excavated at Heijo-kyo was con- 
nected with a ditch of running water. Sanitation might 
well have been facilitated by the fact that the East and 
West Horikawa Rivers and the Saho River ran through 
the capital. They were canalized to conform to the grid 
plan of the streets and would have been of use in trans- 
porting heavy goods. 

BUDDHIST TEMPLES 

The city also incorporated at least two major markets, the 
west and the east, and by 720 C.E., there were 48 Bud- 
dhist temples in the city, the largest covering an area of 
27 hectares (67.5 acres). BUDDHISM played a central role 
in the city. There was a department for copying sacred 
texts in the palace, and numerous Buddhist monks lived 
in the city. Their services were called on when, in 735, 
Japan was hit by a smallpox epidemic that is said to have 
killed a third of the population. The most important of all 
the temples was undoubtedly the TODAIJI, located due 
east of the royal palace on the edge of the city. It housed a 
massive gilt bronze casting of the Buddha nearly 11 
meters (36.3 ft.) in height. Completed in 749 C.E., it was 
associated with two pagodas about 100 meters (330 ft.) 
tall. At least 10 other major Buddhist temples graced the 
city, their pagodas rising above the surrounding houses. 
The Kofukuji lay immediately to the southwest of the 
Todaiji. It was constructed by the powerful aristocrat 
Fujiwara no Fuhito and occupied an area nearly 500 
meters square (600 sq. yds.). The Gangoji lay just south. 
This temple was formerly the Asuka-dera. The palace was 
flanked to the east by the Kairyuoji and on the west by 
the Sairyuji and Saidaiji. The Kiko-ji was built southwest 
of the palace by the Haji clan. The Toshodaiji, YAKUSH-JI, 
and Dianji occupied prominent locations in the southern 
half of the city. 

In 784 Nara ceased to be the capital, which was 
moved under Emperor Kammu to Nagaoka. 

See also GEOMANCY; YAMATO. 

Heliodoros Heliodoros was the ambassador of Antialci- 
das, the Greek king of Taxila, in modern Pakistan, to the 
court of King Kasiputra Bhgabhadra of Besnagar in India. 
In the late second century B.C.E., Heliodoros had a col- 
umn erected in Besnagar decorated with an image of 
GARUDA, accompanied by a dedicatory INSCRIPTION. This 
is a particularly clear example of the Greeks adopting an 
Indian religion. 



Herodotus of Halicarnassus 141 



Hephthalite Huns The Hephthalite Huns were a peo- 
ple of shadowy origins who ruled much of Central Asia 
and northern India from about 450 to 550 C.E. The word 
Hephthalite means "valiant" or "courageous," and the 
Sassanian rulers, who resisted the initial westward expan- 
sion of the Huns, rightly feared their prowess as mounted 
cavalry and archers. Their coins bore a Bactrian script, 
and they probably spoke an Iranian language. A descrip- 
tion by the sixth-century historian Procopius of Caesarea 
noted that they were ruled by one king and resembled the 
Byzantine state in their legal system. There is also evi- 
dence in their conflict with the Sassanian kings Yazgird II 
and Peroz that they had a powerful army and observed 
sealed treaties over fixed frontiers. They were engaged in 
three campaigns against the King Peroz, captured him on 
at least two occasions, and finally defeated and killed him 
in battle. Thereafter, the Sassanians paid tribute in 
COINAGE to the Hephthalites, largely to keep the peace on 
their eastern frontier, until the reign of Khusrau I in the 
mid-sixth century C.E. The Huns territory at this juncture 
included Tokharistan and much of Afghanistan. They 
seized SOGDIANA in 509 and extended their authority as 
far east as Urumqi in northeast China. Although success- 
ful in India from 520 to the mid-seventh century, the 
Hephthalites in Central Asia had to withstand a new 
threat from the northeast in the form of the Turks. The 
Huns' king Gatfar was seriously defeated in 560 C.E. in 
the vicinity of Bukhara, and the Huns thereafter survived 
only in the form of small and remote principalities, 
whose leaders paid tribute to the Sassanians and the 
Turks. 

EXPANSION OF THE HUNS 

As had many groups before them, the Huns then turned 
their imperial thoughts south into GANDHARA. By 520 they 
controlled this area and came up against the western fron- 
tiers of the GUPTA EMPIRE under King Bhuhagupta. Under 
their own king, Toramana, they seized the Punjab, Kash- 
mir, and Rajputana, a policy continued vigorously under 
their next king, Mihirakula, who established his capital at 
Sakala (modern Sialkot in the Punjab, Pakistan). He was a 
Sivaite, and this was a period of devastation for the vener- 
able Buddhist monasteries, many of which were sacked 
and destroyed. Sakala was visited in the seventh century 
by XUANZANG, the Chinese monk, who noted that the 
walls were dilapidated but still had strong foundations. He 
described the presence of an inner citadel and learned that 
several hundred years earlier the city had been the capital 
of Mihirakula, who ruled over India. Pravarasena reigned 
from about 530 C.E. His capital, near Srinagar in Kashmir, 
was named Pravarasenapura after him. He issued coins 
inscribed with his name. We also know the names of his 
successors, who formed a Hun dynasty ruling over much 
of northvi'estern India and Afghanistan until the mid-sev- 
enth century C.E. Increasingly, these rulers absorbed 
Indian ways, particularly in respect to religion. Thus King 



Gokarna founded and endowed a shrine to SIVA called 
Gokarnesvara. The last Hephthalite king, Yudhishthira, 
ruled until about 670, when he was replaced by the Turk 
Shahi dynasty. In Central Asia, one principality that per- 
sisted after the Turks overcame the Hephthalites was 
located in Chaganiyan, on the northern bank of the 
Surkhan Dar'ya River. Another v^^as at Khuttal in the 
Vakhsh Valley. These places were described by Xuanzang, 
who noted the number of monasteries and monks, the 
system of writing, and the fact that people dressed in cot- 
ton and sometimes woolen clothing. 

HISTORICAL AND ARCHAEOLOGICAL EVIDENCE 

The historical sources for the Hephthalites are fragmen- 
tary and at times contradictory, but it seems that while 
some of the population continued the typically nomadic 
life on the steppes, the elite became increasingly seden- 
tary and occupied permanent walled towns or cities. One 
report describes the king's gold throne and magnificent 
dress. Their coinage reveals kings, but there also appear 
to have been regional rulers. Little archaeological 
research has been undertaken on the major settlements of 
the Hephthalite empire. BALKH (Afghanistan) is known to 
have been one of their centers, and Xuanzang described it 
as their capital. It was, he said, defended with strong 
walls but was not densely populated. TERMEZ, on the 
Amu Dar'ya River, and Budrach were other cities of this 
period. The latter incorporated a citadel and covered an 
area of about 50 hectares (125 acres). KAFYR-KALA, in the 
Vaksh Valley of Tajikistan was a walled regional capital 
with a citadel and a palace. The life led in such centers is 
illustrated by the painted feasting scene at Balalyk-tepe in 
the upper valley of the Amu Dar'ya River in Uzbekistan, 
which shows aristocratic men and WOMEN shielded by 
servants holding umbrellas. A second elite feasting scene 
is depicted on a silver dish from Chilek, in which female 
dancers are entertaining royalty. In Afghanistan, the mas- 
sive rock-cut images of the Buddha at BAMIYAN in 
Afghanistan, the largest such statues known before their 
destruction by the Taliban in 2001, probably date within 
the period of the Hephthalite empire. 

See also BACTRIA; SASSANIAN EMPIRE. 

Herodotus of Halicarnassus (484-425 b.c.e.) A Greek 
historian from Ionia on the coast of modern Turkey who 
wrote valuable texts about early India. 

His Persian Wars included early descriptions of India and 
its inhabitants. He described the variety of peoples and 
customs, although it is highly unlikely that he ever vis- 
ited the subcontinent. He drew attention to the contrast 
between the Aryans and the Dravidian-speaking people, 
who lived in southern India and were not part of the 
empire of DARIUS THE GREAT (550-486 B.C.E.) of Persia, 
and noted groups who ate no meat. Herodotus described 
Indian clothing as made from wool that grew on trees, a 
clear reference to cotton. 



142 Hiraide 



Hiraide Hiraide is a prehistoric village located in cen- 
tral Honshu Island, Japan. It was located adjacent to a 
series of springs overlooking a broad river plain and has 
seen continuous occupation from the middle Jomon 
period, with settlement phases ascribed to the YAYOI cul- 
ture (300 B.C.E.-300 C.E.) and the period of the YAMATO 
state (300 C.E. -700 C.E.). A burned house of the Jomon 
occupation phase was found to contain numerous clay 
human figurines and may have been a house for WOMEN 
in childbirth, the figurines meant to ensure a successful 
outcome. While many rural Yayoi settlements, such as 
TORO, have been exposed by excavation, less is known of 
village life during the Yamato period (300-700 C.E.), 
because archaeologists have paid so much attention to 
the massive kofun burial mounds. Hence much is known 
about elite burials but less about the way of life in the 
vital villages that produced the rice surpluses to maintain 
the aristocracy. 

Excavations have uncovered about 50 houses at 
Haraide. Their floor plans when considered in conjunc- 
tion with the many house models from kofun tombs 
reveal square one-chambered dwellings sunk about half a 
meter into the ground. The roofs were supported by four 
large posts, and the area was around five meters (16.5 ft.) 
square. The largest measured eight meters (26.4 ft.) on 
each side. One door gave access to a room equipped with 
an enclosed ceramic or stone oven set against the wall, in 
contrast to the fires placed centrally in Yayoi houses. The 
disposition of some postholes suggests that there were 
village storehouses for grain surpluses, which, according 
to carbonized remains, included rice, millet, and barley. 
Taro and broad beans were also cultivated, and domestic 
horse, cattle, and chicken bones have been found. 

By Yamato times, iron was widely smelted and forged 
into weapons and tools, and at Haraide it was used to tip 
wooden hoes and make sickles, knives, chisels, and nee- 
dles. The needles, linked vi'ith the recovery of spindle 
whorls, also attest to a weaving industry. Domestic and 
fine ceramic vessels were regularly used. 

Hmawza See sri ksetra. 

Hnaw Kan Hnaw Kan is an Iron Age cemetery located 
80 (48 mi.) kilometers east of PAGAN in the dry zone of 
central Myanmar (Burma). The late prehistoric period of 
this region, before the development of the PYU CIVILIZA- 
TION, is hardly known, and the excavations at Hnaw Kan 
in 2001 provided much new and important information 
after the discovery of the site when a farmer plowed 
there. The dead were interred in collective graves, each 
containing more than 12 individuals packed closely 
together. Mortuary goods were dominated by pottery ves- 
sels of many forms; one individual was found with more 
than 12. Iron grave goods included sword and dagger 



blades, axes, and spearheads. There were not many orna- 
ments, but those recovered included blue-green glass 
beads, carnelian beads, and, in one case, a cowry shell 
held in a woman's hand. Although a considerable dis- 
tance from the sea, many individuals had been interred 
with marine shells placed near the head. Seventy-two 
skeletons have been recovered, and these were reasonably 
well preserved. Of these, 16 percent were infants, and the 
sexes are equally represented among the adults. Unfortu- 
nately, the lack of surviving collagen in the bones ruled 
out radiocarbon dating, but the site probably dates to 
within the second half of the first millennium B.C.E. 

Hongshan culture The Hongshan culture of north- 
eastern China is one of the prehistoric groups that reveal 
an early development of social complexity before the 
transition to the state. Located in Liaoning province and 
adjacent Inner Mongolia, the Hongshan culture is best 
known for its ritual sites associated with rich burials that 
date between about 4700 and 2900 B.C.E. NIUHELIANG is 
the best-documented site, notable for its spirit temple 
surrounded by mounded tombs that cover an extensive 
area. The temple itself covers 22 by nine meters (72.6 by 
29.7 ft.) and was constructed of wooden-framed walls 
over stone foundations. The inner walls were plastered 
and painted. Several clay female figures were found 
within, as well as figures of dragons and birds. Burials 
clustering around the sacred structure included stone 
mounds raised over stone-lined graves. The presence of 
some particularly rich burials, measured by their jade 
grave goods, indicates an early development of social 
ranking. Furthermore, some of the jade figures, such as 
the coiled dragons, animal masks, and turtles, are 
matched by later developments in Shang and Zhou art. 
This suggests a long development of a ritual that was in 
train long before the establishment of early states. As also 
illustrated by the LIANGZHU CULTURE and YANGSHAO CUL- 
TURE, social complexity had early beginnings in several 
regions of China. 

See also SHANG STATES; XIA DYNASTY. 

Horyuji The Horyuji is one of the earliest Buddhist 
temple-monasteries in Japan. It was established in 607 
C.E. and was probably inspired by PRINCE SHOTUKU (d. 
622 C.E.), an early supporter of this new religion in 
Japan. It is the oldest extant wooden building in the 
world and houses many fine statues of the period. 

hospitals The foundation inscription from the temple of 
TA PROHM at ANGKOR in Cambodia describes the foundation 
and administration of 102 hospitals during the reign of 
JAYAVARMAN VII (1181-1219). These were distributed across 
the kingdom and were identical in their basic design. They 
incorporated a chapel housing an image of Buddha the 



Hou Hanshu 143 



healer and an exterior water basin. Men and WOMEN, 
81,640 in number, from 838 villages, were assigned to sup- 
ply these hospitals with rice, clothing, honey, -wax, and 
fruit. The doctors had two varieties of camphor, coriander, 
pepper, mustard, cardamom, molasses, cumin, pine resin, 
ginger, onions, and ointment made from 10 plants for the 
treatment of fevers. Almost 2,000 boxes of salve were also 
on hand to ease hemorrhoids. The staff of each institution 
included two doctors and their assistants, two dispensary 
■workers, two cooks who also assisted in cleaning, water 
heaters, specialists in preparing the medicines, and various 
other attendants, including the servants who prepared the 
offerings to the Buddha. The stone ruins of many of these 
hospitals have been identified. 

Hotan Hotan was one of the major states that straddled 
the SILK ROAD linking China with India and Rome. It is 
located in the southwestern corner of the TARIM BASIN, 
south of the Taklamakan Desert, in China. Here the rivers 
that flow north from the Kunlun Range form delta oases 
before their water dissipates in the desert sand. Hotan 
■was known to the Chinese as Yutian and was renowned 
as a source of jade. Indeed, the river that flows south to 
the city is known as "the River of Precious Stones." The 
ancient capital of Hotan is located at the modern site of 
Yotkan. Formerly walled, it has been virtually destroyed 
by looting for gold, jade, and other precious artifacts 
there. During a visit to Hotan during his 1913 expedition. 
SIR AUREL STEIN found that many artifacts allegedly from 
Yotkan were available for sale. Most were terra-cotta fig- 
urines of men and ■WOMEN or animals, such as camels and 
horses. There are also figurines of monkeys. He collected 
some stone SEALS, agate and glass beads, and fragments of 
stucco ornamentation. 

In terms of archaeological remains, several elaborate 
inhumation graves have been found at Shampula dating 
to the first and second centuries C.E., and these have 
yielded a remarkable assemblage of woolen, cotton, and 
silk fabrics. One of these, part of a pair of trousers, was 
probably taken to Hotan from the ■west, for it was deco- 
rated ■with a singular image of a man with Western fea- 
tures. Several expeditions have also left Hotan ■with clay 
and bronze Buddha images. 

The description of Hotan by the Chinese monk 
XUANZANG, who passed through the kingdom on his jour- 
ney to India in the seventh century C.E., provides a 
glimpse of the people and their industries. He noted, for 
example, that there ■was relatively little land under culti- 
vation because of the aridity of the sandy desert, but that 
■where there was sufficient water, people cultivated cereal 
crops and tended orchards. They were adept at making 
felt and carpets, for they maintained large herds of sheep, 
and they had an established silk industry. The people 
seemed content and welcoming, much enjoying music 
and dance. They read good literature and "showed a 



sense of propriety and justice." During his visit to Hotan 
in about 400 C.E., the Chinese monk EAXLAN noted the 
presence of many monks and monasteries. A recent royal 
foundation was magnificently decorated in gold and sil- 
ver leaf, and the kingdom was dotted with large and 
impressive foundations. The pleasures of reaching Hotan, 
■where space was available in monasteries for visiting 
monks, was all the greater for the privations suffered dur- 
ing the journey west. 

In terms of documentary sources, the history of 
Hotan can be only partially reconstructed. The Hotanese 
spoke their own dialect of Saka, with close parallels to the 
southern Saka languages of MATHURA, SISTAN, and GAND- 
HARA. This suggests strongly that the Saka Hotanese 
moved into the area probably by the second century B.C.E. 
Many of the shared ■words with southern Saka provide 
clues to the social order of the day, including expressions 
for "supervisor," "rich," "greatness," "ruler," "lord," and 
"official title." This language, linked with the BRAHMI 
script, was also the vehicle for written Buddhist texts, 
some of which ■were sought after and taken to China, for 
Hotan was an important stepping stone between east and 
■west. The Tibetan document known as the Li Yul provides 
some indications of Hotanese history. It describes 56 kings 
and indicates that BUDDHISM was introduced 404 years 
after the nirvana, during the reign of King Vijaya Samb- 
hava. The 14th king, called Vijaya Jaya, married the Chi- 
nese princess who took silk worms to Hotan to found the 
local silk industry. It was she who founded a Buddhist 
monastery known as Lu-she, south of the capital. 

A brief period during the first and second centuries 
C.E. is also illuminated by the corpus of local bronze 
COINAGE. These have KHAROSHTHI and Chinese texts, the 
former naming a series of kings with the family name of 
Gurga and the titles maharaja (great king) and yidaraja 
(king of Hotan). Some also bore the symbol of a Bactrian 
camel. The presence of Chinese and Kushan coins also 
provides evidence for an extensive exchange system that 
incorporated Hotan. 

Further reading: Bailey, H. "Saka-Studies: The 
Ancient Kingdom of Hotan," Iran 8 (1970): 65-72; Rhie, 
M. M. Later Han, Three Kingdoms and Western Chin in 
China and Bactria to Shan-shan. Leiden: Brill, 1999; Stein, 
A. Ancient Khotan. Oxford: Clarendon Press, 1907. 

Hou Hanshu The Hou Hanshu {History of the Later Han 
Dynasty) is a work of historical scholarship that describes 
the period of Eastern Han rule between 25 and 220 C.E. 
Several authors were involved in compiling this text. The 
only contemporary commentary is from the Dongguan 
Hanji (Biographies in the Eastern Lodge); most commen- 
taries were written by Fan Ye (398—446 C.E.), the balance 
by Sima Biao (240-306 C.E.). 

See also HAN DYNASTY; HANSHU. 



144 Hougang 



Hougang Hougang is a major walled site of the LONG- 
SHAN CULTURE, located barely 1.5 kilometers (.9 mi.) 
northwest of ANYANG, the later SHANG STATE capital, in 
Henan province, north China. It covered an area of about 
10 hectares (25 acres) and was defended by stamped- 
earth walls. This site has revealed the practice of sacrific- 
ing children and burying them in the foundations of the 
vi'alls and buildings. Traces of 37 circular houses with 
walls of mud and straw brick or wattle and daub have 
been encountered. These were circular, with a diameter of 
about five meters (16.5 ft.). They were also spaced with a 
distance of about five meters between houses and were 
rebuilt, over time, on the same sites. A kiln indicates 
local pottery production. 

Huainanzi The Huainanzi, or 21 chapters on the art of 
government, were compiled in the court of the king of 
Huainan and presented to the Chinese Han emperor 
WUDI (157-87 B.C.E.) in 139 B.C.E. They were compiled 
under the rule of the king of Huainan, Liu An, by a group 
of scholars espousing the moral values of TAOISM. The 
Huainanzi can be seen as a late attempt to steer Han Wudi 
toward Taoist principles. Thus they encourage the ruler 
"to keep to endeavors that take no action" and note that 
"although [the emperor's] feet are able to walk, he per- 
mits his ministers to lead the way. Although his ears are 
able to hear, he permits his iTiinisters to propose their 
own strategies." These proposals had little influence on 
Han Wudi, who proceeded to double the size of the 
empire by sending arinies to conquer in the south, in 
Korea, and in the northwestern frontier region. 

Wudi, the Martial Einperor, who ruled for 54 years, 
was one of the greatest Han emperors. His dynasty suc- 
ceeded the centralized autocracy of the QIN. The latter 
were overthrown by the first Han emperor, GAOZU 
(247-195 B.C.E.), a man of humble origin, who was faced 
with the need to maintain an empire created out of the 
great warring states of the preceding two centuries. Many 
political philosophers offered their advice to successive 
emperors, and for the first six decades of the Western 
Han rule, Taoism dominated. This approach advocated an 
essentially detached and remote role for the ruler, whose 
tranquility and lack of action allowed him to react posi- 
tively to any changing conditions. Under Han Wudi, 
however, there was a marked move to a Confucian model 
of government, in which the emperor adopted a proactive 
role toward policy. 

Huanbei Huanbei, "north of the Huan River," is a city of 
the SHANG STATE, discovered in the autuinn of 1999. It is 
about two kilometers (1.2 mi.) north of the later Shang cap- 
ital of ANYANG, and its walls, 2,150 meters (7,095 ft.) long, 
enclosed an area of 470 hectares (1,175 acres). Very little is 
known about the site because of its recent discovery, but 
preliminary excavations have dated it to within the period 



1400-1200 B.C.E., making it the likely Shang capital of 
Xiang, founded by King He Tan Jia, the 12th Shang king. 
Alternatively, it could have been the court center of King 
Pan Geng, the 19th king, and his two successors. This is a 
vital site and a remarkable discovery. A palace precinct has 
been found in the center of the walled area, covering more 
than 10 hectares and incorporating at least 25 individual 
buildings. Outside the eastern wall, a road has been identi- 
fied, 10 meters (33 ft.) wide and 1.5 kilometers (.9 mi.) 
long, still retaining the rut marks of wheeled vehicles. Fur- 
ther excavations have the potential to illuminate the vital 
period of Shang history between the abandonment of 
ZHENGZHOU as the capital and the occupation of Anyang. 

Huandi (Liu Zhi; Martial Emperor) (132-168 c.e.) 
Huandi (Martial Emperor) was the 10th emperor of the 
Eastern Han dynasty of China. 

He was the great-grandson of Emperor ZHANGDI (57—88 
C.E.) and acceded to the throne in 146 C.E. 

Huang-lao hoshu Huang-lao hoshu, or Huang-lao silk 
texts, refer to a remarkable discovery made in 1973 in a 
rich tomb at MAWANGDUI in Hunan province, a tomb dated 
to 168 B.C.E. This was a set of documents written on silk, 
which included the Daodejing with four appendixes. The 
latter have proved controversial; some scholars identify 
them as the Huangdi sijing (Records of the yellow 
emperor), lost to historians for more than 2,000 years. 
Others, uncertain of their precise place in the documen- 
tary evolution of that text, refer to them simply as the 
Huang-lao hoshu or Huang-lao silk texts. These four 
records are known as the Jingfa, Shiliu, Cheng, and 
Daoyuan. They have in common the advocacy of TAOISM, 
the constrained and detached relationship between the 
king and his subjects in accordance the Tao, the concor- 
dance between cosmic inevitability and human behavior. 

Huang-lao was a philosophical approach to govern- 
ment that predominated during the first reigns of the HAN 
DYNASTY in the second century C.E. This approach was set 
out in the Daodejing, a set of 81 chapters ascribed to the 
sage LAOZI, who probably lived at the same time as CON- 
EUCIUS during the late Spring and Autumn period 
(770-476 B.C.E.). Taoism was rooted in the notion that 
the world is subject to unpredictable but constant devel- 
opment and change and that the ruler should adopt a 
tranquil and detached acceptance of this fact, expressed 
in the concept wuwei, or avoidance of a personal policy. 
Huang-lao, the name given to this school of thought, is 
derived from Huang, the mythical yellow emperor, and 
Lao, or Laozi. However, their writings have survived only 
as brief allusions in later texts. 

Huhai (Er Shi) (r. 210-207 b.c.e.) Huhai was the second 
emperor of the Qin dynasty of China. He acceded to the 
imperial throne some time between the ages of 12 and 21. 



Hwangnam, great tomb of 145 



Huhai followed in the footsteps of one of the most charis- 
matic and po-werful rulers China has kno-wn, QIN SHI- 
HUANGDI (259-210 B.C.E.), and acceded through intrigues 
manipulated by the eunuch and minister ZHAO GAO. 
Fusu, the eldest of the first emperor's sons, was the legiti- 
mate heir, but Zhao Gao retained the emperor's instruc- 
tions for Fusu to return from the northern frontier and 
substituted a requirement, allegedly from the emperor, 
that he commit suicide. Thus Huhai succeeded. He was 
evidently a weak and ineffectual leader, easily manipu- 
lated by his senior advisers. 

The formation of the QIN empire followed the long 
and vicious WARRING STATES PERIOD, and while Qin Shi- 
huangdi had been able to keep his state intact through 
his forceful measures, the former independent states 
began to assert their independence under the weaker 
hand of Huhai and his ministers. Thus Cheng Sheng in 
the former southern state of CHU declared himself king, 
while independence was also proclaimed by the state of 
WEI. Huhai then antagonized the powerful Zhao Gao, 
who coerced him to commit suicide. Under the HAN 
DYNASTY, which succeeded Qin, Huhai was cited as a 
weak and extravagant ruler who had lost the MANDATE OF 
HEAVEN and deserved to be ejected. 

Huidi (Liu Ying; Beneficial Emperor) (210-188 b.c.e.) 
Huidi was the second emperor of the Western Han dynasty. 
GAOZU (247-195 B.C.E.), his father and founder of the 
dynasty, had married Lu Hou, a member of the Lu family 
of Shandong. They produced a son and a daughter. The 
emperor, however, also had other consorts and sired 
seven sons by them. Huidi was only 15 years of age when 
his father was killed by an arrow while on a military cam- 
paign, and for his entire reign Huidi was dominated by 
his mother, the dowager empress. She is reputed to have 
had several of his half-brothers and potential rivals mur- 
dered, while one of the lesser queens of Gaodi was put to 
death and so mutilated that Huidi was cowed for the rest 
of his brief reign. Huidi is best known for the establish- 
ment of shrines for the veneration of his late father. It 
was also during his reign that massive labor forces were 
galvanized for the construction of the walls around the 
capital, XIANYANG. This huge undertaking resulted in the 
enclosure of an area measuring 33.5 square kilometers 
(13.4 sq. mi.); the walls themselves were eight meters 
high and 12 meters wide (26.4 by 39.6 ft.) at the crest. 
Huidi died in 188 B.C.E., aged only 23 years. He was suc- 
ceeded by Shaodi Gong, the infant son of a minor wife. 

Hulaskhera Hulaskhera is a city in the Lucknow area 
of northern India, occupied during the KUSHAN and 
Gupta kingdoms, and dominated by a walled citadel built 
during the GUPTA EMPIRE. Excavations have revealed 
Kushan period brick houses and a road running through 
the city. 



hun The Chinese believed that at death a person was 
divided betvvreen the hun and the ho. The former may be 
translated as the soul, which might migrate either to the 
heavens or to the land of the yellow springs. The latter 
remained with the body. Apparent death was followed by 
a ritual in which the robe of the deceased was taken to 
the roof of his or her house and pointed north in an 
attempt to tempt the hun back into the body. This was 
followed by the preparation of a talisman to place in the 
grave, which contained directions for the hun to reach 
either the Blessed Islands of DI to the east or the land of 
the Queen Mother of the West. The best-known such tal- 
isman is from Tomb 1 at MAWANGDUI, that of the mar- 
chioness of Dai, dated to 168 B.C.E. This v\ras a painting 
on silk that had probably been carried aloft in the manner 
of a banner in her funeral procession before it was placed 
face down on her innermost coffin. The painting depicted 
a series of scenes that began with the corpse's being laid 
out, accompanied by items for interment. The lady is 
then seen with servants, before embarking on her soul 
journey, first to the island of Peng-lai, where she received 
an elixir before she passed through the gates of heaven, 
and then, in the uppermost scene, to paradise itself. A 
second such banner was found in the adjacent tomb of 
the marchioness's son. 

From the mid-first century B.C.E. , the talisman was 
often a fine bronze mirror decorated with a square within 
a circle, representing the Earth within the heavens. The 
symbolism on the mirrors also incorporated the green 
dragon, scarlet bird, white tiger and turtle, animals that 
represent four of the five phases that determined and 
explained the rhythms of the universe and of human des- 
tiny in Han thought. 

See also HAN DYNASTY. 

Hwangnam, great tomb of Burial 98 at the royal 
necropolis of Kyongju, also known as the great tomb of 
Hwangnam, belongs to the Old SHILLA kingdom of Korea, 
before Shilla unified the peninsula in 668 C.E. This is a dou- 
ble-mounded tomb attaining a length of 120 meters (396 
ft.), and the higher mound rises to a height of 23 meters 
(75.9 ft.). The south mound is thought to have covered the 
tomb of King Nulchi, who died in 458 C.E., after a reign 
that lasted for 42 years. Excavations of the north mound, 
which is thought to have contained the burial of his queen, 
commenced in 1973; a year later, after the removal of 
14,000 cubic meters (490,000 cu. ft.) of material, the main 
burial chamber was revealed. The ascription of this tomb to 
the queen is based on the lack of weaponry with the dead 
person, as well as a text on a garment that read, "Girdle for 
madame." While the remains of the queen have not sur- 
vived, her tomb revealed the wealth of the Shilla aristocracy. 
She wore a gold crown and girdle, multiple gold bracelets, 
and two necklaces of gold and glass. Indeed the weight of 
gold exceeded four kilograms (8.8 lbs.). Such Shilla tombs 



146 Hwangnam, great tomb of 



had a mound of earth covering a tumulus of large stones 
raised over the wooden mortuary chambers. Both the 
mounds of Hwangnam, the name of the district of Kyongju 
where the mounds are located, contained horse harnesses 
in the topmost layer, while the king's burial mound, which 
also held rich grave goods, incorporated a small grave with 
the remains of a young woman thought to have been sacri- 
ficed during the mortuary rituals. 

The queen's burial chamber covered an area of 6.8 by 
4.6 meters (22.4 by 15.8 ft.) and v^ras four meters (13.2 
ft.) high. Timber lined, it lay under a mound of stones. A 
double lacquered coffin lay within, associated with a 
wooden chest to contain the mortuary offerings. A superb 



silver bowl of Sassanian style was found in the chest of 
mortuary offerings, as well as a rare imported Chinese 
ceramic vessel made in Nanjing and typologically belong- 
ing to the second half of the fifth century C.E. 

The adjacent king's burial incorporated an additional 
chamber for grave offerings that included many ceramic 
vessels and armor. He was well equipped with nine swords, 
while his armor included silver leggings. The offerings 
chest included a silver crown, but the croviTi he wore, curi- 
ously, was made of gilt bronze rather than the anticipated 
solid gold. The king had a favorite glass wine flagon; made 
in the Levant and imported over a huge distance, it had a 
broken handle that had been repaired with gold wire. 



I Ching (seventh century) 1 Ching was a Chinese Bud- 
dhist who traveled to India in 671 C.E. 

On his way, he visited a walled center in the state of SRIVI- 
JAYA on the island of Sumatra in Indonesia and there 
reported the presence of more than 1,000 Buddhist 
monks versed in the SANSKRIT texts. He then traveled to 
India, where he spent 10 years studying further Buddhist 
teachings before returning to Sumatra for four further 
years until 689 C.E. After returning to China, he worked 
again on texts in the state of Srivijaya, and his surviving 
writings are among the few documentary sources for this 
period. 

Inariyama Inariyama is the location of a mounded 
tomb, known as a kofun, located in Sakitama prefecture, 
Japan. Kofun were the burial places of high elites during 
the YAMATO state, which was centered in western Honshu 
and lasted from the early fourth to the early eighth cen- 
tury. The Sakitima necropolis had nine large keyhole- 
shaped kofun and at least 36 circular ones, although most 
of the latter have now disappeared. In 1968-69, one of 
the keyhole tumuli, known as Sakitama-Inariyama, was 
excavated. Half the monument had been removed as a 
source of soil, but the rounded mound survived. The 
complex had been surrounded by a double moat, which 
was excavated and found to contain ceramic tomb mod- 
els (haniwa), some of the cylindrical form and others 
depicting human figures. These had tumbled into the 
moat from their original positions and had fragmented. 
Two tombs were found near the surface of the surviving 
half of the monument. One was complete; the other had 
been looted. The former held the remains of a large 
wooden coffin 3.7 meters (12.2 ft.) long and 0.8 wide 
(2.6 ft.), which lay an adult male skeleton. He was richly 



endowed with mortuary offerings. These included silver 
earrings, a jade bead, a bronze mirror, and a fine belt of 
silk from which gilt bronze pendants embellished with 
designs of dragons dangled. This warrior had also been 
interred with his iron armor and a large collection of 
weaponry, including knives, spears, arrowheads, and 
swords. His saddle, stirrups, and other horse accou- 
trements were found outside the coffin. Ten years after 
the excavations were completed, restoration of one of the 
double-edged swords revealed an inscription in gold 
inlay, with the oldest known genealogy in the history of 
Japan, describing how his ancestors had been in the ser- 
vice of a long line of kings. 

The sword had been owned by Owake-no-Omi. 
Owake was his clan name, and Omi is thought to have 
been his kahane, or title conferred by royalty. The INSCRIP- 
TION includes a number of passages that reflect on the 
expansion of Yamato during the vital fifth century. The 
sword, dated to 471 C.E., mentions okimi, a title meaning 
"great king," with the name Wakatakeru. This king has 
been identified as Yuryaku, whose traditional reign lasted 
from 457 to 479 C.E. According to the historic records, 
his name when living had been Wakatake. A member of a 
caste of sword bearers and palace guards had owned the 
sword. Such groups, known as he, were specialist unions 
that exemplified the rising power of the Yamato court in 
administering a growing kingdom at this period. Special- 
ist examination of the metal revealed it to be steel 
wrought from iron ore mined in southern China. 

India The name India derives from the SANSKRIT term 
sindhu, or river. First recorded in the west by HERODOTUS 
OE HALICARNASSUS in the fifth century B.C.E., the term orig- 
inally referred to the Indus River and its environs. Knowl- 



147 



148 Indianization 



edge about India spread west-ward as a result of the 
Achaemenid Persian conquest of GANDHARA, an area 
including much of modern Afghanistan, under King CYRUS 
THE GREAT (559-530 B.C.E.)- In 521 B.C.E. DARIUS THE 
GREAT (550-486 B.C.E.) extended the Persian Empire into 
the Indus Valley. Indians were later to serve in the 
Achaemenid Persian army that invaded Greece in 480 
B.C.E. The area now comprising India, Sri Lanka, Pakistan, 
and Afghanistan had sustained many civilizations. The ear- 
liest, known as the INDUS VALLEY CIVILIZATION, concen- 
trated in the valley of Indus River and was at its height 
between 2600-1900 B.C.E. The major sites are MOHENJO- 
DARO and HARAPPA. The two powerful central states that 
followed were the MAURYA and GUPTA EMPIRES, but in the 
northwest of this region there were numerous states 
founded by the Greeks, Scythians, Parthians, and KUSHANS. 
See also ACHAEMENID EMPIRE. 

Indianization From the last few centuries B.C.E., long- 
distance maritime trade linked Southeast Asia with the 
civilizations of China and India. This period saw a new 
range of exotic goods entering existing trade networks 
and the introduction of new ideas. Southeast Asian states 
adopted the SANSKRIT or PALI language, Hindu gods, BUD- 
DHISM, and Indian writing systems and began minting 
their own COINAGE. Architectural forms, construction 
techniques, and symbols were also borrowed from India. 
In explaining the origins of Southeast Asian civilizations, 
therefore, many scholars identified Indian influence as a 
key contributor. This reached an extreme form in the 
description of early states as Indian colonies, but the role 
of India was almost certainly exaggerated. 

Archaeological research has shown that local soci- 
eties during the Iron Age that preceded the transition to 
states were much more complex and sophisticated than 
was previously imagined. The transition to statehood, 
under the new model, is now seen as being the result of 
local leaders' selectively adopting Indian traits if they 
suited their objectives. Thus adopting an esoteric lan- 
guage or the construction of impressive monuments can 
be seen as means of enhancing a leader's status. Although 
SIVA and Vishnu were worshiped in Southeast Asia, and 
Indian epics and religions contributed to the local cul- 
ture, there remained powerful indigenous traditions, reli- 
gions, kinship systems, and forms of social organization. 
Rather than stress Indian influence, therefore, it is more 
accurate to envisage indigenous change that incorporated 
an Indie veneer. 

Further reading: Coedes, G. Angkor: An Introduction. 

Hong Kong: Oxford University Press, 1966; . The 

Indianized States of Southeast Asia. Honolulu: University 
of Hawaii Press, 1968; Higham, C. F W. The Civilization 
of Angkor. London: Weidenfeld and Nicolson, 2001; Vick- 
ery, M. Society, Economics and Politics in Pre-Angkor Cam- 
bodia. Tokyo: The Centre for East Asian Cultural Studies 



for UNESCO, 1998; Vickery M. "What and Where Was 
Chenla?" In Recherches Nouvelles sur le Camhodge, edited 
by F Bizot. Paris: EFFO, 1994. 

Indra Indra was a major god of the Hindu Rig-Veda. 
Often depicted with a vajra, or thunderbolt, in one hand, 
he was the personified force of thunder. At the com- 
mencement of the monsoon season in India and South- 
east Asia, so vital for the cultivation of cereal crops, the 
rains take the form of dramatic thunderstorms. It is a 
simple step to appreciate the importance of Indra, the 
giver of life. In Southeast Asia, the name Indravarman 
(Shield, or Protege, of Indra) is found among the kings of 
ANGKOR in Cambodia. The Rig-Veda says of Indra that he 
was the one who wielded the vajra, which released water. 

Indrapura Indrapura was the name given to the sanc- 
tuary known today as DONG DUONG in Quang Nam 
province, coastal Vietnam. It was the capital of the 
dynasty of Indrapura, whose first king was named 
Indravarman. Given the title maharajadhiraja, "king of 




Indra was a major Hindu god associated with thunder, rain, 
and fertility. This wall painting of him from Balawaste dates to 
the seventh or eighth century c.E. (Art Resource, NY) 



Indravarman III 149 



kings," he ruled from 875 to 898 C.E. There is no firm 
evidence for the formation of a single CHAM CIVILIZATION 
state against the presence of several competing kingdoms. 
There can be no doubt, however, that Indrapura was a 
major center of Cham power as measured by the size and 
splendor of the Buddhist temple of Dong Duong. Nine- 
teen available INSCRIPTIONS for the dynasty of Indrapura 
provide unmatched evidence for the history of a Cham 
royal dynasty. The evidence suggests an authority struc- 
ture similar to that of contemporary ANGKOR in Cambo- 
dia, in which the king of kings was aided by a corps of 
aristocratic retainers, while local magnates continued to 
exercise their authority in the provinces. Even this situa- 
tion, however, was fluid, as the demise of Indrapura after 
the 10th century indicates. 

Indravarman was the son and grandson of men with 
the royal names of Rudravarman and Bhadravarman, but 
a text indicates that he took power not because he was 
high born but rather because the king chose him on the 
basis of his qualities. He was a Buddhist and was given 
the posthumous name of Paramabuddhaloka. His wife 
also bore the royal name of Rajakula-Haradevi. He was 
succeeded by his maternal nephevi', Jaya Simhavarman 
(898—908 C.E.). This succession suggests a matrilineal 
succession as in the contemporary Angkorian kingdom. 
The third king was named Bhadravarman (908-16 C.E.). 
His relationship to his predecessor is not known, but he 
married Jaya Simhavarman's cousin, Ugradevi. After a 
short reign, he was succeeded by his son, Indravarman II. 

The area under the control of INDRAVARMAN I of 
Champa can be perceived in the inscriptions. These con- 
centrate in the province of Quang Nam and probably 
extend as far north as Bac Ha, where an inscription of the 
correct period but without mention of a royal name has 
been recovered. His successor, Jaya Simhavarman, 
extended the area under the center of Indrapura to cover 
more than 350 kilometers (210 mi.) of coastline from 
Chau Sa in the south to My Due in the north. Anne-Valerie 
Schweyer has suggested that this expansion may have 
resulted from his marriage to a highly ranked princess. An 
inscription dated 965 at PO NAGAR described how Indravar- 
man II rededicated an image after its predecessor was 
destroyed by a Khmer invasion. The precise relationship 
between Indrapura and Po Nagar is not clear, but their dis- 
tance apart, more than 450 (270 mi.) kilometers, indicates 
the widespread influence at least of Indravarman II. A fur- 
ther text from Kon Klor in Kontum province mentions a 
local overlord, Mahindravarman, who acknowledged his 
dependence on Bhadravarman of Indrapura. 

Indratataka The Indratataka reservoir at HARIHARALAYA 
was, for its time, by far the largest reservoir built in the 
Mekong Valley states; it measured 3,800 meters (12,540 
ft.) long and 800 (2,640 ft.) wide. It was begun by King 
INDRAVARMAN I of ANGKOR, in Cambodia and completed 



by his son, YASHOVARMAN I (r. 889-910 C.E.). Despite 
many claims that it was designed to irrigate rice fields, 
there is no evidence for this, and the contemporary 
INSCRIPTIONS suggest that it had a symbolic purpose, as 
well as supplying water to the moats of Indravarman's 
temples of PREAH KO and the BAKONG. Moreover, there 
is very little land between the reservoir and the v^ret- 
season bank of the GREAT LAKE in which to cultivate 
irrigated rice. 

Indravarman I (877-899 C.E.) Indravarman 1 (Protege 
oflndra) was the third king of Angkor in Cambodia. 
An INSCRIPTION describes him as an invincible warrior; he 
was also responsible for the construction of several 
impressive temples and a reservoir. His claim to the 
throne was marginal. He married a granddaughter of 
JAYAVARMAN II (r. 770-834 C.E.). Because Indravarman's 
mother's brother had married Jayavarman's daughter, 
Indravarman married his first cousin. His paternal grand- 
mother was the younger sister of Jayavarman's wife, mak- 
ing him the great-nephew by marriage of Jayavarman II 
and step-first cousin once removed of his predecessor 
JAYAVARMAN III (r. 834-877 C.E.). In his official genealogy, 
Indravarman did not mention any relationship with 
Jayavarman II or III, and his accession was contested. 

One of his inscriptions states that "the right hand of 
this prince, long and powerful, was terrible in combat 
when his sword fell on his eneiTiies, scattering them to all 
points of the compass. Invincible, he was appeased only 
by his enemies who turned their backs in surrender, or 
who placed themselves under his protection." This claim 
was engraved on the foundation stela of the temple of 
PREAH KO in 879 C.E. Preah Ko is one of temples of the 
Roluos Group, also known as HARIHARALAYA, which lies 
southeast of Angkor near the wet-season shore of the 
GREAT LAKE. A second temple, the BAKONG, was also con- 
structed there, and in its size, surrounding walls, entrance 
pavilions, and moat, it represents a major advance in the 
energy expended on such monuments. He also had a huge 
BARAY constructed, and it was recorded in another inscrip- 
tion that "he made the INDRATATAKA, mirror of his glory, 
like the ocean." This haray was of unprecedented size: 
3,800 meters (12,540 ft.) in length and 800 (2,640 ft.) 
meters wide. He was succeeded by his son, YASHOVARMAN. 

Indravarman III (r. 1296-1308) Indravarman 111 (Pro- 
tege oflndra) was king of Angkor in Cambodia frorn 1296 to 
1308 and is best known because he was ruling there during 
the visit of the Chinese traveler Zhou Daguan in 1296—97. 
Zhou Daguan provided a firsthand account of the capital 
and country; he described the city of ANGKOR THOM, a 
royal audience, and a royal procession. Although the 
kingdom had passed the zenith of its power, rich and 
splendid court rituals were still in evidence. 



I50 Indus Valley civilization 



Indus Valley civilization The remains of one of the 
world's great early civilizations, the Indus Valley civiliza- 
tion, were first encountered in 1826, when James Lewis, a 
British army deserter, saw the mounds at HARAPPA. His 
description of this site was published 16 years later. The 
first serious excavations took place between 1856 and 
1872 under the direction of SIR ALEXANDER CUNNINGHAM, 
then director of the ARCHAEOLOGICAL SURVEY OE INDIA. 
Among other finds, he recovered a SEAL containing writ- 
ing in an unknown script, which remains undeciphered 
to this day. In 1920 SIR JOHN MARSHALL worked at 
Harappa, and a year later excavations began at a second 
center at MOHENJO DARO. The recovery of further seals, as 
well as brick foundations, a system of drains, and a range 
of exquisite ornaments in precious materials inspired an 
article published in 1924, claiming the discovery of a 
major early civilization. The Indus civilization was 
founded on the agricultural wealth of the Indus and 
Sarasvati floodplains. The latter river has now dried up, 
but formerly it ran parallel to and east of the Indus. The 
presence of many sites along its former course makes it 
clear that it flowed during the height of the Indus civi- 
lization. The extent of the alluvial plains of these rivers 
and the silt deposited during the floods provided a rich 
agricultural base for the rise of the state. The cultivation 
of barley and vi'heat on the floodplains can be accom- 
plished with minimal effort: There is no need for fertiliz- 
ers or plowing. Domestic sheep and goats, cattle, and pigs 
were also raised. 

DATING THE INDUS CIVILIZATION 

As a result of the intractable problems encountered by 
the many scholars who have sought to decipher and 
understand Indus Valley texts, less is known of the inner 
workings of this civilization than of any other, including 
the contemporary states in the Tigris and Euphrates Val- 
ley and in Egypt. There are two ways of dating the civi- 
lization. The first relies on the recovery of trade items 
from the Indus Valley found in well-dated contexts in 
Mesopotamia. The second lies in the radiocarbon dates 
taken from well-provenienced contexts. The latter have 
now refined the chronological span of the Indus civiliza- 
tion to the period between 2600 and 1900 B.C.E. There 
was, however, a long preceding period of increasing cul- 
tural complexity, and, equally, the end of the civilization 
was neither swift nor dramatic. These radiocarbon deter- 
minations, based on the sites of Sukotada, Mohenjo Daro, 
and KALIBANGAN, harmonize with the weight of archaeo- 
logical evidence from the Middle East, allowing scholars 
to conclude that trade flourished in the period 
2350-1770 B.C.E. 

CULTURAL DEVELOPMENT PRECEDING 
THE INDUS CIVILIZATION 

The Indus civilization developed on the basis of a long 
preceding cultural sequence, in which agriculture, craft 



skills, and widespread trade grew in complexity and 
range. This is nowhere better demonstrated than at the 
settlement of MEHRGARH, located so as to command the 
southern exit of the Bolan Pass onto the Indus floodplain, 
about 250 kilometers (150 mi.) north of Mohenjo Daro. 
Here excavations have revealed a long Neolithic occupa- 
tion, which by 5000 B.C.E. already provided evidence for 
trade in copper and TURQUOISE, the construction of sub- 
stantial mud-brick houses, and the burial of the dead 
with bitumen-coated baskets and exotic ornaments. The 
earliest clay figurines were also found in this early con- 
text. The second period saw a continuation of extensive 
trade networks, which now included the presence of 
exotic marine shell, lead, and LAPIS LAZULI. Pottery manu- 
facture also began. By the period 4000-3500 B.C.E., pot- 
tery making flourished and trade continued to expand. 

Even by the first period, there is some evidence for 
the cultivation of wheat and barley and the domestication 
of cattle. Agriculture expanded subsequently at this site, 
and it is important to note that the crops and domestic 
animals were those that later sustained the Indus civiliza- 
tion. The site continued through a further four occupa- 
tion periods, beginning in about 3500 B.C.E. The seals 
that were to form such a central part of the Indus mate- 
rial record, the production of fine terra-cotta figurines of 
bejeweled WOMEN, and large structures built of mud 
brick all occur. One elaborate figurine of a woman, dated 
to about 3000 B.C.E., has an elaborate and sophisticated 
hairstyle and impressive jewelry. The sequence at 
Mehrgarh is vital in indicating a long, local development 
of many of the traits that were to characterize the Indus 
civilization. A similar sequence toward increasing com- 
plexity is seen at the trading center of Mundigak in 
Afghanistan, where the final phase saw the construction 
of walls and a palace equivalent in date to the foundation 
of the cities on the Indus floodplain. 

DISTRIBUTION OF INDUS CIVILIZATION 

The Indus civilization is best known on the basis of the 
major excavated cities, but there are also many smaller 
but no less significant sites. The area covered is consider- 
able, from SUTKAGEN DOR on the coast of the 
Pakistan— Iran border to the port city of LOTHAL at the 
head of the Gulf of Khambhat in western India. Even far- 
ther to the east, Alamgirpur lies in the valley of the 
Jamuna River, while the trading post of SHORTUGHAI lies 
in northern Afghanistan and was positioned to command 
a source of lapis lazuli. Most sites, however, concentrate 
in the alluvial lowlands. The two outstanding sites on the 
basis of their size and structure are Mohenjo Daro, 
located near the Indus River in Sind and Harappa, com- 
manding the plain of the Ravi River, between Lahore and 
Multan in the Punjab in Pakistan. Ganweriwala, which is 
unexcavated, covers 80 hectares (200 acres). Smaller sites 
that might qualify as regional centers for administration, 
trade, or manufacturing include BALAKOT, AMRI, KOT DIJI, 



Indus Valley civilization 151 



CHANHU-DARO and ALLAHDINO in Pakistan and, SURKHO- 
TADA, DHOLAVIRA, Lothal, and Kalibangan in India. 

EARLY INDUS PHASES 

The early and vital formative phases of this civilization 
are now recognized on the basis of four regional group- 
ings that cover a substantial area, from Quetta in 
Baluchistan east into the valley of the now-extinct SARAS- 
VATI RIVER and south into Gujarat in India. These are 
known as the DAMB SADAAT, AMRI-NAL, Kot Diji, and 
SOTHI-SISWAL phases. All four have in common a large 
number of small settlements, less than about five hectares 
(12.5 acres), linked with a few four times or more that 
size, with the largest extending over 40 to 50 hectares 
(100 to 125 acres). The population of the majority of 
sites would therefore have been measured in the low 
hundreds of people. With the transition to the mature 
phase of the civilization, central sites grew much larger. 
These sites have hardly exhibited any communal effort in 
the provision of public works. A handful of the larger 
sites, such as Banawali and Kalibangan, were surrounded 
by walls, those at the latter site 250 meters (825 ft.) in 
one direction and 170 meters (561 ft.) in the other and 
reaching a thickness of almost two meters. Nor is there 
any evidence for the social stratification that characterized 
the mature tradition of the urban civilization. There is a 
marked uniformity among the sites, and while village 
crafts, such as ceramics and bead making, are evidenced, 
there is no sign of the craft specialization that was to follow. 

MATURE PHASE 

There appears to have been a swift and major change, and 
the excavation of the cities demonstrates the nature and 
complexity of this civilization. Two sites stand out on the 
basis of their size and complexity. Mohenjo Daro covers 
an area of about 130 hectares (325 acres), while Harappa 
covers about 150 hectares (375 acres), although these are 
minimal figures: More living areas may lie under river 
alluvium. These larger centers reveal a common spatial 
pattern: a large walled citadel to the west and a lower 
walled city to the east. The former area incorporates pub- 
lic buildings orientated to the cardinal points of the com- 
pass and built on a huge raised brick platform. These 
include the remains of a remarkable bath at Mohenjo Daro 
built of specially shaped bricks, with surrounding cham- 
bers and an elaborate system of drainage. SIR MORTIMER 
WHEELER also suggested that an adjacent monumental 
building might have been a granary and another structure 
a temple, although there is no general agreement on these 
interpretations. Whatever their precise function, there can 
be no doubt that the citadel area was employed by the rul- 
ing elite and that religious rituals were performed there. 

The lower city had housing for the urban populace 
centered on a street system interspersed with narrow 
lanes. Houses were made of brick, and the more opulent 
buildings incorporated a series of rooms grouped around 



a central courtyard. Such houses included wells and bath- 
rooms in which the drains were located in the vi'alls and 
were directed to the main system in the street. Latrines 
were also provided, and the drainpipes for these fell verti- 
cally to the main sewer. There were also smaller and 
meaner houses, presumably for the less wealthy. There is 
no doubt that the cities were also manufacturing centers. 
There is evidence at Harappa and Mohenjo Daro for the 
firing of fine ceramic vessels. An unfinished steatite seal 
at Mohenjo Daro indicates their local manufacture. Dyers' 
vats reveal the manufacture of cloth, and there vi'ere spe- 
cialized BRICK makers, coppersmiths, makers of jewelry 
from imported raw materials, and workshops for making 
decorative shell inlays. Cart ruts in the roads show not 
only that the carts were about the same size as those still 
to be seen in the area today, but also that the streets bus- 
tled with the carriage of goods. 

Smaller centers in many cases followed the same urban 
planning of a walled citadel within a walled city. Excava- 
tions at LOTHAL, for example, have identified the former, 
which occupies the southeastern quarter of the city, and the 
lower area, in which a carnelian-bead factory has been 
uncovered. The fortified area was 330 by 180 meters (1,089 
by 594 ft.) in extent and thus covered six hectares. A ceme- 
tery lies outside the city wall. Perhaps the most extraordi- 
nary feature of this city, however, is a huge brick-lined tank 
219 by 37 (722 by 122 ft.) meters in extent lying alongside 
the eastern wall. This has been interpreted as a dock for 
oceangoing vessels, linked by a channel to the river that 
formerly flowed past the site. Others, however, see this 
basin as a possible freshwater reservoir. 

Kalibangan is located adjacent to the ancient course 
of the Sarasvati River. The citadel on the western side of 
the site measures 220 by 125 (726 by 412.5 ft.) meters, 
while the lower city covers an area of 7.5 hectares (18.75 
acres). Both are surrounded by large mud-brick walls. The 
citadel also has a central dividing wall and was entered by 
a recessed gateway on the northwest corner and another 
on the south wall. Two entrances have been found for the 
lower city, one again in the northwest corner, the other on 
the western wall. Both gave access to the river. There are 
towers at the corners of the walls and along the northwest- 
ern wall of the citadel. Some authorities maintain that the 
walls were to provide a barrier against floods, but the pres- 
ence of complex entrances and bastions rather suggests a 
need for defense against attack. The first or early Indus 
phase of this site had an irregular street plan, later replaced 
by rows of more orderly streets on a north-south and east- 
west axis. Surkotada, located in the Rann of Kachch, is 
tiny, less than a hectare in extent. Yet it was heavily 
defended with a stone wall, bastions, and a gateway with 
guard chambers. Despite its size, it was still divided by an 
interior wall into a citadel and a residential area. 

Dholavira is located between two streams, on an 
island in the Gulf of Kachch, just northeast of Jamnagar 
in India. This strategic location commanded the maritime 



152 Indus Valley civilization 



trade route from the Indus Delta east to Gujarat. The 
building material included sandstone as -well as mud 
brick, and the layout of the city differed from the norm, 
in the presence of three walled areas. The outermost cov- 
ers an area of 33 hectares (82.5 acres) and is surrounded 
by a mud-brick wall. This enclosed a further rectangular 
wall of the middle town, which covered 7.5 hectares 
(18.75 acres). The walled citadel lay to the south of the 
middle town. A large inscription with characters 37 cen- 
timeters (14.8 in.) in height was found near the northern 
entrance to the citadel, which contained administrative 
and probably temple buildings. Industrial activity, such as 
bead making and shell working, took place in the lower 
city, which was divided into a grid pattern of streets on 
the cardinal directions. The dead were interred in a ceme- 
tery beyond the outer walls. 

EVIDENCE OF CIVILIZATION 

Such a settlement pattern, with a few dominant cities and 
regional centers on a descending scale of size, is widely 
seen as typical of civilizations. In view of the lack of any 
documentary evidence and the rarity of widely excavated 
cemeteries, it is not possible to identify all the details of 
the social organization of this civilization. There is no 
doubt that there were scribes, craft specialists, merchants, 
builders, and shopkeepers. But whether there was a rul- 
ing royal dynasty at Mohenjo Daro and a second at 
Harappa, or whether there was one centralized state or a 
series of independent polities based on the major centers, 
is unknown. In western Asia, Egypt, China, Cambodia, 
and Japan, the presence of complex architecture, royal 
graves, and a script that can be translated have enabled 
dynasties to be identified and the course of events appre- 
ciated. There can be no doubt that there was a ruling elite 
at sites such as Harappa and Mohenjo Daro, but at pre- 
sent little can be added to illuminate this important issue. 
This conclusion rests on a series of facts, largely involv- 
ing material remains. Thus the Indus civilization engaged 
in widespread trading relationships that must have 
entailed careful central oversight. The provision of food 
for a population measured in the thousands, orderly lay- 
out of the street system, organization of a water supply, 
and proper sanitation would have required a bureaucracy 
and decision makers. Although some authorities are 
dubious about the presence of military or coercive force, 
the fact that centers were strongly walled with bastions 
and guard rooms and that the specialist metalworkers 
manufactured weaponry indicates the likelihood that fric- 
tion was present and defensive measures were necessary. 

There vfas also a system of standardized weights and 
measures. The former were expressed in the form of 
cubes of ascending size; the latter involved dimensions of 
37.6 and 51.8 centimeters (15 and 20.7 in.), respectively. 
Perhaps the most compelling evidence for the organiza- 
tion of trade is to be seen in the surviving seals and seal- 
ings. Most seals were made of carved, then heat-hardened. 



STEATITE, and a typical specimen would measure two to 
three centimeters square (.32 to .48 sq. in.). They bear a 
wide range of motifs. Most have an image of an animal, 
such as a bull, tiger, elephant, water buffalo, or unicorn. 
Some depict a god seated in a yogic position with a head- 
dress of buffalo horns and foliage. In one instance, a seal 
from Mohenjo Daro shows a scene in which such a god 
figure stands within a pipal or fig tree, accompanied by a 
large ram and seven figures with plumed headdresses. In 
virtually all cases, the seals also incorporate a written 
text. The sealings are normally of clay and naturally bear 
the opposite image of the seal itself. On the reverse of the 
clay sealing is often the impression of fabric or cordage, 
suggesting that these seals were on occasion used to mark 
ownership of bales of goods destined for trade. By land, 
such trade would have involved wheeled carts, models of 
vi'hich have survived. By river or sea, it would have called 
on substantial vessels, some of which are depicted on the 
seals with large rudders and a cabin. Whether by land or 
sea, such trade required regulation and protection. 

The trading system also involved raw materials from 
many sources. Shortughai appears to have been an Indus 
trading station in northeast Afghanistan, from which the 
local lapis lazuli sources could be exploited. Gold, silver, 
marine shell, copper, tin and lead, jade, carnelian, and 
amethyst were all obtained from far afield. Some of these 
items were transformed into high-quality ornaments and 
then exported. Indus carnelians, for example, have been 
found in Mesopotamia. Sumerian records describe a place 
called Meluhha, which is almost certainly the Sumerian 
name for the Indus Valley, from which the Sumerians 
obtained ebony wood, copper, gold, ivory, and exotic 
birds. Cotton cloth was also probably exported widely. A 
detailed examination of the products of the Indus work- 
shops reveals a mastery of many media that vi'ould have 
called on a long period of specialization. The carnelian 
beads, for example, seen in the complex belt ornaments 
recovered from Mohenjo Daro and Allahdino would have 
taken months to complete. Ceramics were of a high qual- 
ity and kiln fired. The steatite seals are miniature works 
of art. The copper and bronze workers made proficient 
axes, chisels, spearheads, fishhooks, and daggers, as well 
as lively models of people. The terra-cotta figurines show 
the sophisticated coiffures of men and women and their 
lavish use of personal ornaments. Surviving golden orna- 
ments include beads, pendants, and brooches. Silver was 
beaten into elegant vessels. Rare stone carvings reveal 
men wearing a cloak and a headband. Similar headbands 
in gold have survived to this day. Some sites seem to have 
specialized in various aspects of craft production: Balakot 
for shell working, Chanhu-daro and Lothal for the manu- 
facture of carnelian beads. 

Excavations at the Mohenjo Daro and Harappa 
citadels uncovered substantial buildings thought to have 
been temples. The seals often depict a god wearing an 
elaborate head ornament of horns and foliage, seated on a 



Indus Valley civilization script 153 



throne. Some images show the god with three faces. 
Stone hngams, phallus-shaped objects of veneration com- 
mon to the later Hindu religion and in particular the wor- 
ship of SIVA, have also been recovered. The wide 
distribution of the horned god hints at a shared religion 
in the many Indus communities. 

It is unfortunate that there is so little surviving evi- 
dence for elite mortuary practices. The presence of royal 
graves would, for example, enormously increase our 
appreciation of this civilization. However, some cemeter- 
ies have been uncovered, for example, at Harappa. The 
dead were inhumed with pottery vessels above the head, 
accompanied also by items of personal jewelry. Some 
graves contain the remains of a man and a woman. These 
cemeteries are normally found beyond the city walls. 

The Indus civilization relied on the excellent agricul- 
tural soil of the riverine floodplains. It vs^as enriched by 
an extensive trade network that involved access to -widely 
dispersed sources of raw materials, an efficient transport 
system, and a high degree of craft skill. Trade with the 
civilizations of Mesopotamia also stimulated wealth and 
experience. The end of the civilization has on occasion 
been ascribed to the predatory attacks of intrusive Indo- 
Aryan speakers from the north. This hypothesis is no 
longer tenable. The decline, which was intense in the 
western Punjab and Sind, in Pakistan, but not apparent in 
Gujarat or the eastern Punjab in India, is more likely to 
have been caused by a series of interlinked changes in the 
very factors that encouraged its formation. Thus the dry- 
ing up of the Sarasvati River would have been catas- 
trophic for communities along its course. Subtle changes 
in international trade networks and loss of control over 
sources of vital ra-w materials might have been involved, 
no less than a growing threat to the food supply from 
serious flooding. Also, it is becoming increasingly evident 
that many aspects of the Indus civilization did not simply 
disappear, but, rather, continued in modified form and 
contributed to the subsequent rise of states, this time 
centered in the Ganges (Ganga) and Jamuna Valleys to 
the east. 

Further reading: Ken oyer, J. M. Ancient Cities of the 
Indus Civilization. Oxford: Oxford University Press, 1998; 
Possehl, G. L. Harappan Civilization: A Recent Perspective. 

New Delhi: Oxford University Press, 1993; . Indus 

Age: The Writing System. Philadelphia: University of 

Pennsylvania Press, 1996; . "Revolution in the 

Urban Revolution: The Emergence of Indus Urbanisa- 
tion," Annual Review of Anthropology 19 (1990): 261-282. 

Indus Valley civilization script The seals recovered 
from excavations at MOHENJO DARO, HARAPPA, and other 
sites of the INDUS VALLEY CIVILIZATION bear brief written 
characters. Recent discoveries of written characters at 
Harappa, a major site of the Indus civilization, have been 
dated to the Ravi phase (3300-2800 B.C.E.). This script is 
thus as early as those of Egypt or Sumer. Wherever an 



ancient script has been deciphered, information about the 
extinct society is enormously increased. Thus the transla- 
tion of Egyptian hieroglyphics enabled by the Rosetta 
Stone made possible the reading of ancient Egyptian, and 
the oracle texts from ANYANG in China have permitted the 
names, dates, and thoughts of the Chinese SHANG STATE 
kings to be reconstructed. Because the Rosetta Stone was 
inscribed in three languages, one of which was Greek, it 
■was possible to compare the names of kings written in 
both Greek and hieroglyphics. The ORACLE BONES can be 
read because the script employed is ancestral to modern 
Chinese. But the Indus script remains silent. 

There have been many attempts to decipher it. These 
efforts, however, have been hampered by the brevity of 
the texts and the extinction of the writing system with 
the end of the Indus civilization. A further problem is 
that the script appears in the archaeological sequence as 
an established set of graphs, and there is no evidence of 
simpler forms or of a developmental sequence. The char- 
acters are found principally on small STEATITE seals no 
more than t\vo to three centimeters square (.32 to .48 sq. 
in.), although there are examples of the vi'riting on the 
surfaces of pottery vessels, copper tablets, and clay slabs. 
Examples are widely distributed over the Indus sites, 
even in such small provincial sites as CHANHU-DARO. 
Many seals are found in occupation deposits, as if they 
were in everyday use. Most space is taken up by an ani- 
mal and people or scenes of a formal or ritual activity, 
associated with a line of symbols. There are just over 400 
individual and distinct symbols. Some are very common, 
others rare. On some occasions, single symbols can be 
combined to form a composite. Most seals have about six 
of these signs in a line; the longest contains 21 symbols. 
The relative positioning of individual symbols forms a 
distinct pattern, in that when paired, one symbol invari- 
ably lies on the right-hand side of the other. 

Walter Fairservis has approached the decipherment 
by assembling a corpus of all kno\vn texts and looking at 
any patterns or regularities in the order of the graphs one 
against the other. Although most appear to have been 
inscribed in a sequence from right to left, there are some 
in which the reverse order was folio-wed. Having identi- 
fied certain orders and frequencies, Fairservis then exam- 
ined the individual graphs from the standpoint of 
archaeological knowledge about the Indus society and 
economy, to see whether it is possible to identify mean- 
ings. Many early scripts, such as that used in Shang 
China, employed a simple pictograph. In this system, a 
sketch of a chariot denoted a chariot, and a picture of a 
rice plant denoted rice. Often such graphs are combined 
■with lines or strokes to denote numbers. The same 
approach to the Indus symbols suggested four major 
groups. Two of these are pictures of people or of artifacts 
that can easily be recognized. The third set incorporates 
two symbols combined into one; the fourth group 
involves signs that occur in conjunction with others. 



154 inscriptions 



which might indicate a number. In identifying what these 
symbols actually meant, it is important that the object be 
represented in the Indus archaeological assemblage. 
Fairservis, for example, set out a series of graphs repre- 
senting a bow and arrow, mortar and pestle, scales, a leaf 
from a pipal tree, and a house presumably raised on a 
mud-brick platform, all of -which are known to have been 
part of Indus culture. Further examination of the corpus 
also reveals signs that probably represent a river, the Sun, 
a plow, and a wrheat or barley plant. The underlying 
object represented can then be considered when a 
sequence of graphs is found. A simple example would 
involve a sequence showing symbols for a stick, followed 
by a house, cloth, and crucible. Using this very instance, 
Fairservis suggested that this meant a place where cloth 
and metal objects vi'ere counted and stored, or a central 
storehouse. 

The next step was trying to detect regular patterning 
in the order of the symbols. One that regularly occurs 
first has been interpreted as meaning "the name of some- 
one." Where this symbol is followed by a graph showing 
a man, it is assumed that the degree to which the man 
vi'ore a distinctive headdress or was associated with a cru- 
cible or weaponry designated his status or specialization. 
In this manner, Fairservis has attempted to give some 
feeling for the meaning of the short inscriptions on seals. 
This procedure skates on thin ice when involving the 
hypothesis that the people of the Indus civilization spoke 
an early Dravidian language from which he derived possi- 
ble individual names. Thus he has translated one seal, 
"The foremost merchant Irutol, son of the noble Iruvi- 
lan." Other translations are intriguing, such as "Collector 
of copper in the west, head chief in the south, the chief 
Iruvilaran." Another mentions a priest of the Sun, of the 
vi'estern storehouse, and a man who measured stored 
grain. There are a master of the mill, a person who con- 
structed dams, a man in charge of a windmill, a chief 
priest, a maker of arrows, and a lord of herds and plowed 
fields. The graphs on a series of ivory sticks from 
Mohenjo Daro have also been interpreted as an Indus cal- 
endar of the phases of the Moon. It seems that the month 
was divided first into the cycle between crescent moons, 
that is 21.5 days, with an additional seven days for the 
dark period. 

On the basis of this set of translations, Fairservis has 
proceeded to describe the principal characteristics of the 
Indus civilization, basing his conclusions on texts and 
supportive archaeological evidence. It is stressed that the 
translations must be seen as speculative, and it is hard to 
identify any means of rigorously testing them against 
independent data. However, his conclusions are interest- 
ing and at least place demands on more intensive 
research on the corpus of writing. He has suggested that 
the Indus civilization was made up of a series of what he 
calls chiefdoms, each with its paramount leader and sub- 
sidiary chiefs in dependent settlements. There were spe- 



cialized sites for making a variety of desirable goods, 
such as ceramics, bronzes, cloth, and shell jewelry. These 
goods were centrally stored and redistributed, requiring 
central administrators. Archaeologically, this can be seen 
in the walled precincts with public buildings at sites such 
as Harappa and KALIBANGAN and grain processing areas. 
Storage entailed the maintenance of records and a widely 
recognized system of weights. 

The basic economy involved the cultivation of wheat, 
barley, and cotton and cattle herding. Prestigious posi- 
tions appear to have been attached to the recorders of 
goods entering and leaving the warehouses and to traders 
who took exotic goods into the cities. There vfas also a 
hierarchy of priests, with special places set aside for ritu- 
als. Transport was by boat and by carts with solid wheels 
pulled by oxen. 

It is interesting to note the rarity of artistic creations. 
The seals themselves were skillfully executed examples of 
miniaturist art, but there is little evidence for monumen- 
tal statuary, wall decoration, or even attractive designs 
painted onto ceramics. The figurines are in general rather 
crudely manufactured. Yet the jewelers were able to cre- 
ate fine and complex ornaments. Some of these are seen 
on figurines of men and WOMEN wearing multiple ban- 
gles, necklaces, and belts. The visitor to a site like 
Mohenjo Daro would have found the occupants dressed 
in cotton clothing, the women with large headdresses. 

In a final point, Fairservis has suggested that the lit- 
tle evidence so far adduced for warfare, defensive struc- 
tures, royal dynasties, and a written literature sets the 
Indus civilization apart from the states of early China and 
the Near East. The writing system, he concludes, was 
restricted to the keeping of records and the naming of 
individuals on their personal seals. 

See also LOTHAL; MARSHALL, SIR JOHN. 

Further reading: Fairservis, W. A. The Harappan Civ- 
ilization and Its Writing: A Model for the Decipherment of 
the Indus Script. Leiden: Brill, 1992; Possehl, G. L. Indus 
Age: The Writing System. Philadelphia: University of 
Pennsylvania Press, 1997. 



inscriptions 



INDIA 



Inscriptions are a vital source of information for Indian 
history. Most were written on stone, but there are also 
examples on gold leaf, silver, copper, iron, ivory, terra- 
cotta, and shell. Much more will be known of the INDUS 
VALLEY CIVILIZATION if the decipherment of the INDUS VAL- 
LEY CIVILIZATION SCRIPT is ever accomplished, for there 
are thousands of brief written documents dating to the 
period 2500-2000 B.C.E. that remain silent. In an attempt 
at understanding what they might mean, Walter Fairservis 
has published a detailed analysis of the signs, their juxta- 
positions, and their possible meanings. The inscriptions 
are in the main found on small STEATITE SEALS, but a few 



inscriptions 155 



can be read on clay and metal tablets. The small size of 
the seals restricts the length of the text, and few exceed 10 
graphs, set out in a straight line above a scene that normally 
includes an animal and often a ritual event. Most symbols 
are easily recognized: There are men in various costumes 
that include a horned headdress, a crucible, a plow, a con- 
tainer, and a probable system of numbers. Fairservis has 
concluded that most seal inscriptions describe their owner 
and his place in society. Some are held to record the provi- 
sioning of storehouses with agricultural surpluses to be dis- 
tributed by the leaders in society. 

The earliest corpus of large inscriptions on stone 
belongs to the period of the MAURYA EMPIRE. The inscrip- 
tions of King ASOKA (about 268-235 B.C.E.) are one of the 
earliest and most important assemblages of Indian docu- 
ments. Most -were inscribed in a PRAKRIT language, using 
the BRAHMI script. Their decipherment owes much to the 
achievements of JAMES PRINSEP, who pioneered the trans- 
lation of texts in the Brahmi script at SANCHI in 1837. 
However, in northeast India, the KHAROSHTHI script was 
used, and some inscriptions employed Aramaic or Greek. 
Thus the most northerly of the corpus of inscriptions 
from Pul-i Darunta is in Aramaic, a Semitic language spo- 
ken in the ACHAEMENID EMPIRE. The Greek language used 
in the Kandahar, Afghanistan, inscription reflects the 
continuing presence there of a Greek colony after the 
conquests of ALEXANDER THE GREAT. The distribution of 
the inscriptions provides compelling evidence for the 
extent of Asoka's empire. From Pul-i Darunta in the 
north, they extend more than 2,000 kilometers (1,200 
mi.) to Brahmagiri in the south. The most westerly is 
from Kandahar, and the most easterly is found at 
Mahasthangarh, north of the Ganges (Ganga) Delta. The 
inscriptions themselves contained royal edicts and 
records of the king's religious devotion. At LUMBINI, for 
example, a text states that Asoka visited this, the birth- 
place of the Buddha, in the 20th year of his reign. 

Thereafter, the number of texts multiplied, and the 
practice of erecting inscriptions spread to Myanmar 
(Burma), Thailand, Cambodia, and Vietnam, again using 
the Brahmi script. In India, the dynastic sequences of the 
SUNGA, SAKAS, SATAVAHANA, and many other minor dynas- 
ties have been reconstructed on the basis of the inscrip- 
tions. The WESTERN SATRAPS are also better known 
through inscriptions, such as those of RUDRAVARAMAN 
from Junagadh. 

CHINA 

Inscriptions in China have provided the basic documen- 
tary information for dynastic sequences, the activities and 
preoccupations of the central courts, and historic events 
not otherwise recorded in classical Chinese histories. 
Unlike those in India and Southeast Asia, Chinese schol- 
ars participated in a long tradition of historic scholarship, 
much of which has survived. Thus SIMA QIAN, writing in 
the second century B.C.E. , could call on documents that 



have not survived to the present day in writing his monu- 
mental SHIJI {Records of the Great Historian). He described 
a long sequence of dynastic rulers of the XIA and Shang 
dynasties (c. 1700-1050 B.C.E.) who were unknown from 
relevant sources until the discovery through archaeologi- 
cal excavation of contemporary inscriptions on turtle 
shell and bronzes. 

Oracle Bones 

The turtle-shell records, known as ORACLE BONES, were 
first identified as very early written records in 1899, and 
many thousands have subsequently been unearthed, par- 
ticularly at ANYANG, the capital of the late SHANG STATE. 
These result from divinations. The emperors consulted 
the bones to divine the most auspicious course of action 
to be pursued. The base of a flat turtle plastron, the lower 
part of the shell, first had pairs of holes bored so that 
when heat was applied to the depression, the thinness of 
the shell promoted cracking. On the basis of the form of 
the crack, the future was divined. In an early form of the 
Chinese script, the upper half of the shell was inscribed 
with the event of concern, the alternative courses of 
action, and the resulting event. Thus a text might ask 
whether the ancestors would be favorable to the 
emperor's attacking a particular enemy. Other common 
concerns were the weather and the likely success of the 
harvest. A third addressed the king's health and another, 
which ancestor to appease through sacrifice to cure an 
ailment. This method of divination had a long prehistoric 
ancestry, and oracle bones have been found distributed 
widely in northern China, particularly in the Huang (Yel- 
low) River Valley. However, the method lost its appeal 
during the succeeding Zhou dynasty, although during the 
early reigns it was still followed, as seen in the discovery 
of Western Zhou oracle bones at Zhouyuan. 

Bronze Vessels 

The Shang also cast inscriptions into bronze vessels, and it 
is through this medium that it has been possible to iden- 
tify the only intact royal tomb at Anyang as that belonging 
to FU HAO (r. 1200-1 181 B.C.E.), a consort of Emperor Wu 
Ding often mentioned in the oracle-bone inscriptions. The 
practice of adding texts to the walls of large ceremonial 
bronze vessels was followed during the Zhou dynasty, and 
these have furnished much vital information. Before the 
growing corpus of bronze inscriptions attracted detailed 
study, the principal documentary sources of WESTERN 
ZHOU DYNASTY history were retrospective documents writ- 
ten long after the events. The degree to which such 
sources are reliable was the subject of controversy. How- 
ever, the bronze texts have confirmed the general authen- 
ticity of the later documents and have added much new 
information. 

The first part of the typical Western Zhou bronze 
inscription provides the date, expressed both as the year 
in which a great event took place, usually describing an 
occurrence such as a ritual offering to a royal ancestor. 



156 inscriptions 



and then a more specific calendar reference. This is fol- 
lowed by a description of the incident that led to the 
commemorative bronze's casting. Such events are often of 
first-class importance, as it is desired to identify historic 
events, such as wars between Zhou rulers and their ene- 
mies. They also provide information on how battles were 
fought. Thus the Duo You cauldron describes a battle 
between the Zhou and the Xianyun, in which 23 mana- 
cled prisoners were herded for interrogation, and 117 
enemy chariots were captured. The Ci ding records a sec- 
ond type of historic event, the loyal investiture of Ci, a 
high official, and mentions the emperor's taking his place 
at dawn for the proceedings. The description of the event 
is then followed by a recording of gifts usually provided 
by the king for the person who had the commemorative 
vessel cast. The inscriptions offer fresh and contemporary 
insight into the objects that -were particularly valued. On 
one occasion, it was strings of cowry shells. The Mao- 
gong ding records donations of extreme opulence, includ- 
ing wine, a ladle with a jade handle, other jade 
ornaments, and a magnificent chariot with a canopy of 
tiger skin, bells, banners, and bronze fittings. Finally, the 
typical inscription dedicates the vessel to the ancestors 
and to future generations of the initiator's family. 

Bamboo Strips 

Bamboo strips are a source of documentary evidence of 
growing importance, since they are usually recovered 
from high-status dated tombs. The Zushu Jinian (BAMBOO 
annals) were found in the tomb of King Xiang of WEI in 
279 C.E. This king was interred in 296 B.C.E. The BAMBOO 
SLIPS in this case were tied together -with silk cords, each 
containing 40 graphs. Although some doubt has been 
cast on their authenticity, there are solid grounds for 
believing that they are acceptable as valid historical docu- 
ments. Another example of such inscriptions is from Yun- 
meng county in Hebei province. These documents are 
known as the Records of Major Events. Discovered in 
1975, these 53 slips are each 23 to 28 centimeters (9.2 to 
11.2 in.) long. They contain a description of the -wars of 
conquest by the QIN and date from 306 to 217 B.C.E. 

Stone Inscriptions 

Stone inscriptions were also used in China. The most 
famous example is from the imperial college or university 
estabUshed under the HAN DYNASTY at LUOYANG in Henan 
province. During the reign of the Eastern Han emperor 
LINGDI in 175 C.E., a group of scholars were charged to 
write the Confucian classics. These -were then carved on 
46 stone inscriptions, a task that reputedly occupied the 
carvers for seven years. The inscriptions were then set up 
for all to admire and learn. It is recorded that these texts 
became such an attraction that they caused difficulties 
with visitors' transport. The first emperor, QIN SHI- 
HUANGDI (259-210 B.C.E.), also set up inscriptions to 
record his achievements. One of his most famous texts 
was on Langya Mountain in Shandong province on the 



occasion of his visit there in 219 B.C.E. SIMA QIAN 
recorded the message, but today only the first two lines 
remain in a very worn condition, and they list the offi- 
cials who accompanied the emperor. There follow an 
edict issued by the second emperor in 209 B.C.E. and a 
list of his officials. The -words recorded by Sima Qian a 
century after the event describe how the emperor was 
wise and righteous, giving peace and harmony to the 
world: "Weights and measures have a single standard, 
words are written in a uniform way ... he rectifies 
diverse customs, crossing rivers, traversing the land." 

The first emperor set up another inscription also in 
Shandong, at Mount Tai. On his -way do-wn the mountain, 
he sheltered under a tree from the rain and in gratitude 
for the shelter gave the tree the title of fifth-rank coun- 
selor. Sima Qian also recorded the text of this inscription: 
It begins by stating that the emperor after ascending the 
throne issued laws that all must obey. He united the 
world; all submitted to him. This wise and noble ruler 
produced universal peace, and his influence will last for 
succeeding generations. 

In 215 B.C.E. Qin Shihuangdi traveled to the Gulf of 
Bohai, vi'here he had an inscription placed on the gate of 
the city of Jieshi. This text also extolled his virtues, laying 
stress on how he "demolished walls and fortifications, 
opened up waterways, cut through embankments, and 
leveled the steep declivities." It ends vi'ith the statement 
that the officials sought permission to raise this inscrip- 
tion so that the emperor's achievements would be known 
to succeeding generations. 

Tallies 

During the WARRING STATES PERIOD (475-221 B.C.E.), tal- 
lies were used to provide permits for trade and the trans- 
port of goods. A particularly fine set was recovered from 
Qiujia, Anhui province, in 1957. The two halves were 
designed so that they were validated only when they fit- 
ted together. An example from the CHU state was made of 
bronze, inlaid with gold graphs. They state that King 
Huai gave the tallies to one Ejun Qi, with instructions as 
to his authorized route, what goods he was permitted to 
carry, and what taxes -would be levied. 

JAPAN 

In Japan, inscriptions are known as kinsekibun, "writing 
on metal and stone." As Japan did not have a native 
script, the first inscriptions were on imported objects 
from China, such as bronze mirrors and s-words. There is 
also a famous gold seal described in the History of the 
Later Han Dynasty (hou HANSHu) as a gift to the ruler of 
Na, a small state located in Japan, by the Han emperor 
GUANG WUDI (5 B.C.E. -57 C.E.) in 57 C.E. In 1784, a 
golden seal -was found at Fukuoka in Kyushu, inscribed, 
"The king of Na of Wa of Han." It measures 2.35 cen- 
timeters (.9 in.) across, and its knob was in the form of a 
snake. This is probably the same seal recorded in the his- 



inscriptions 157 



tory. The two earliest inscriptions of local origin were 
inlaid gold and silver texts on the blades of iron swords 
from INARIYAMA and Eta Funayama. These record the ser- 
vice of a palace guard and a civil bureatacrat to the 
emperor and date to the second half of the fifth century 
C.E. Later inscriptions of the YAMATO state recorded on 
bronze and stone the careers of the individual in a tomb, 
but these are very rare. With the late Yamato and Nara 
periods, written records survive on MOKKAN, wooden 
tablets that recorded tax receipts, requisition notes for 
supplies, and orders. These are found in their thousands, 
particularly at HEIJO-KYO, capital of the NARA STATE. 

SOUTHEAST ASIA 

The raising of inscriptions was adopted in Southeast Asia 
from at least the fifth century C.E. The language 
employed was SANSKRIT or PALI, both derived from India, 
and in Southeast Asia there are Mon texts in the CHAO 
PHRAYA BASIN and parts of northeast Thailand, Khmer in 
Cambodia and southern areas of northeast Thailand, Old 
Javanese on Java in Indonesia, and Cham on the coast of 
Vietnam. The locations of inscriptions in these indige- 
nous languages are strong indicators of the ethnicity of 
people at the dawn of history. Many records inust have 
existed on perishable materials, but only texts on stone 
or very occasionally on copper, gold, or semiprecious 
jewelry have survived. In Cambodia, the majority of these 
records are concerned with religious foundations and 
merit-making offerings. There is often a reference in San- 
skrit to the ruling king, the donor, the god, and the date 
of the foundation or of a particular donation. The vernac- 
ular text follows and often incorporates a list of workers 
and their duties in maintaining and servicing the temple. 
The names of the temple servants are usually in the local 
language, whereas the names of the grandees or major 
donors are in Sanskrit. Many of the Angkorian period 
inscriptions were very long and assumed epic proportions 
both in their content and in the quality of the Sanskrit 
verses. They provide the genealogies of kings and noble 
families back through many generations and are thus 
vital sources for the reconstruction of dynastic histories. 
However, they inust also be seen as advertisements and 
were often misleading. 

JAVA 

On Java, in Indonesia, the inscriptions were likewise con- 
cerned with land ownership, the organization of taxes, 
and donations to religious foundations. They were carved 
onto large stone stelae for permanent display or on cop- 
per for personal or corporate use. Most record the estab- 
lishinent of SIMA, defined villages, seginents of villages, or 
rice fields whose tax status was redefined or permanently 
established. Thus, many texts take a part of a village and 
ascribe its tax revenue to be paid to a religious founda- 
tion through the request of the rake (lord) who owned 
the teinple. The nature of the payment is occasionally 



specified. On the basis of the area of land in question, it 
would often be in the form of silver or gold. Corvee labor 
was another form of payment. 

The texts were inscribed to record a perinanent char- 
ter or relationship between the owners of land and the 
payment of tax revenue, but much of their contents gives 
insight into the organization of society. Thus, the formula 
begins with a royal order, often naming the king, to the 
beneficiary of a sima. It requires his officials to oversee 
the establishment of a charter and thus names the official 
titles in the court. This official then sets out the bound- 
aries of the ascribed area. Some inscriptions indicate that 
a sima could be challenged, and the texts sometimes 
include curses against any future violators of the charter. 
A sima was also a means whereby the ruler could restrain 
the power and wealth of local lords, because it required 
much expenditure on celebratory feasting and also meant 
a reduction in the rake's income. 

The detailed analysis of the texts illuminates aspects 
of the landscape, social order, trade, and subsistence in 
ninth- and 10th-century Java. The rake was an aristo- 
cratic title that could be held by both men and women, 
and a husband and wife often had the same honorific. It 
is not known with certainty how a person assumed this 
title, but it does not seem to have been inherited. WOMEN 
were given the same status as men. They received gifts 
during sima ceremonies and could own rice land. 

The texts reveal a hierarchy in terms of status. A 
rakryan kino was the highest court official, who super- 
vised administrators of lower rank, known as parujar, cit- 
ralekha, and pangurang. On some occasions the kino 
succeeded to the throne, but at all times he was a person 
of very high status who received the greatest number of 
gifts. The next highest official was called a rake halu, fol- 
lowed by the rakryan sirikan and then the rakryan wika. 
A host of minor titles also appears. 

The taxation system relied basically on rice produc- 
tion, and descriptions of land usually mention the term 
sawah, or wet rice field. There are also terms for dry rice 
field, implying lack of water control and lower rice pro- 
duction, and for garden land, housing land, and swamps. 
An inscription of King BALITUNG (r. c. 901-910) records 
how the owners of a rice field, because of low yields, 
were unable to meet their obligations and so asked the 
king to allow them to extend this holding and thus pro- 
duce more rice for the same amount of tax. It indicates 
that the tax due was assessed on the basis of land area 
rather than actual production. An inscription from 
Rongkap describes an exemption from tax, for which a 
payment of silver was made to the official responsible. 
Labor for a certain proportion of a villager's time was 
another form of payment of dues. The texts often include 
people's occupations and give some idea of the activities 
in early Javanese villages. There are, for example, gold- 
smiths and jewelers, people who organized cockfights. 



158 Iron Age 



traders, firemen, and cooks. Rarely there are officials in 
charge of prostitutes and Chinese traders. 

The establishment of a sima required defining the 
boundaries of the land involved. This usually involved 
physical measurement, using the unit tampah. Alterna- 
tively, it could be defined by the amount of seed sown on 
a given plot. Land transactions were paid for in measures 
of gold. 

See also CONFUCIUS. 

Further reading: Barrett-Jones, A. M. Early Tenth 
Century Inscriptions from Java. Dordrecht: Foris Publica- 
tions, 1984; Jacob, J. M. "Pre-Angkor Cambodia: Evi- 
dence from the Inscriptions in Khmer Concerning the 
Common People and Their Environment." In W. Early 
South East Asia, edited by R. Smith and W. Watson. Kuala 
Lumpur: Oxford University Press, 1978; Mattos, G. L. 
"Eastern Zhou Bronze Inscriptions." In New Sources of 
Early Chinese History: An Introduction to the Reading of 
Inscriptions and Manuscripts, edited by E. L. Shaughnessy. 
Berkeley: Society for the Study of Early China and Insti- 
tute of East Asian Studies, University of California, 1997; 
Salomon, R. Ancient Buddhist Scrolls from Gandhara. Seat- 
tle: University of Washington Press, 1999; . Indian 

Epigraphy: A Guide to the Study of Inscriptions in Sanskrit, 
Prakrit and the Other Indo-Aryan Languages. New York: 
Oxford University Press, 1998; Shaughnessy, E. L. 
"Zhouyuan Oracle-Bone Inscriptions: Entering the 
Research Stage?" Early China 11-12 (1985-1987): 
146—163; Vickery, M. Society, Economics and Politics in 
Pre-Angkor Cambodia. Tokyo: The Centre for East Asian 
Cultural Studies for UNESCO, 1998. 

Iron Age The Iron Age of the Ganges (Ganga)-Jumuna 
River system of northern India and Pakistan is synony- 
mous with the PAINTED GREY WARE culture dated from the 
11th to the sixth century B.C.E. This ceramic, which has a 
characteristic gray color embellished with black geomet- 
ric designs, is found over a considerable area, from 
Lakhio Pir in Sind and HARAPPA in the west to KAUSAMBI 
in the east, from the foothills of the Himalayas in the 
north to UJJAIN in the south. The gray ware itself is rela- 
tively sparse at the various sites and probably represents a 
luxury item. Site surveys have identified more than 600 
settlements, the vast majority of which are small agricul- 
tural villages rarely exceeding two hectares (5 acres) in 
area. However, there is also some evidence for the devel- 
opment of a two-tiered settlement structure, involving 
centers extending over an area of 10 to 15 hectares (25 to 
37.5 acres), linked with the smaller villages. At the site of 
Jakhera, there are probably defenses in the form of a ram- 
part around the settlement. Mud bricks were used for a 
multiroomed building at Bhagwanpura, and a black- 
smith's forge has been excavated at ATRANJIKHERA. While 
some early sites have not revealed any trace of iron, this 
metal was of central importance because it facilitated the 



clearance of the thick forests covering the area. Iron was 
used for weaponry in the form of arrowheads and spears 
and also for sickles and hoes. 

No plowshares have been found, but it is likely that 
plowing was used in an agricultural regime that was 
based on rice and that also had barley and wheat cultiva- 
tion. This system, which continues in the area today, 
would have permitted double cropping. The subsistence 
regime also included the raising of domestic cattle, sheep, 
pigs, dogs, and horses. Fishing was also widely under- 
taken. Houses were made of timber and plastered wattle, 
as well as mud brick. Some houses were substantial and 
incorporated up to 13 rooms. Rice and animal bones have 
been found in the hearths. The material culture included 
highly proficient ceramics fired in kilns, a bone industry, 
and, rarely, glass bangle fragments and beads. A stone 
mold from Atranjikhera was probably used to cast jew- 
elry. Gold, etched carnelian, and agate ornaments were 
used. There are some terra-cotta human and animal fig- 
urines, and dice indicate an enthusiasm for gambling. 

This Iron Age culture of the Ganges (Ganga) Valley of 
northern India was a crucial period in the early formation 
of states. It is illuminated by the oral traditions known as 
the later Vedic hymns. When referring to this formative 
period, they mention the development of rulers termed the 
ekaraj. A prime role of the ekaraj was leadership in battle, 
but consecration ceremonies also hint at the presence of a 
court and functionaries, who include the military leader, a 
priest, court poet, and collector or distributor of revenue. 
Religious rituals were also an important feature of life in 
early centers by the sixth century B.C.E., with particular 
reference to sacrifices to the gods, for the king's role was to 
ensure prosperous agriculture. 

CHINA 

Iron, like bronze, almost certainly reached China from 
the West, along the course of the ancient SILK ROAD. It 
reached Xinjiang in far western China between the 10th 
and seventh centuries B.C.E. , although the earliest artifacts 
there took the form of small tools and ornaments. There 
are some parallels between the iron objects in this part of 
China and those found in Ferghana. In due course, iron 
technology was adapted in the central plains and became 
increasingly important both for agriculture and warfare. 
Thus the period of WARRING STATES (475-221 B.C.E.) saw a 
proliferation in the use of iron. Armor, for example, was 
fashioned from iron plates, as seen in the surviving hel- 
met from Xiadu, a capital of the state of YAN. This same 
city, like many others during the period of Warring 
States, incorporated areas where specialist smiths pro- 
duced iron items. Chinese ironworking took on an impe- 
tus all of its own, particularly in the area of iron casting, 
rather than forging. The control over very high tempera- 
tures required in the production of molten iron was a 
hallmark of Chinese iron technology that long preceded 
the attainment of similar levels of skill in the West. It is 



irrigation 159 



manifested in the casting of an iron cauldron as early as 
536 B.C.E. in the foundries of the state of JIN. This exper- 
tise, linked with the scale of production during the 
period of the HAN DYNASTY, led to a veritable economic 
revolution, as iron was applied to increasing agricultural 
production. 

SOUTHEAST ASIA 

How ironworking began in Southeast Asia is not known. 
It might well have been introduced through trade with 
southern Chinese states but could equally have been 
inspired through trade with India or through indigenous 
discovery. Whichever the case, iron was widely used in 
the manufacture of tools, weapons, and ornaments dur- 
ing the second half of the last millennium B.C.E. Iron ore 
is relatively widespread, and while there is some evidence 
for casting iron items in the DONG SON culture of north- 
ern Vietnam, the vast majority of Southeast Asian iron 
was worked through forging. The efficacy of the iron 
spades and hoes is seen in the construction of earthen 
banks to control water flow and create moats at such sites 
as NOEN U-LOKE in northeast Thailand. The same settle- 
ment has produced large socketed iron spears, while one 
young man was found with an iron arrowhead lodged in 
his spine, a sign of conflict during the late prehistoric 
period. At the site of BAN DON TA PHET, many iron bill- 
hooks and spears have emphasized this point. 

irrigation 

CHINA 

With China's variable climate, relatively unpredictable 
rainfall, and growing population, irrigation played a cru- 
cial role in agriculture. Essentially, China was divided 
into two major regions, the northern half dominated by 
the cultivation of millet and the southern half of rice. 
Millet agriculture was concentrated in the vast plain of 
the Huang (Yellow) River. The loess soil deposited by the 
river from its passage across the plateau to the west pro- 
vided rich and easily worked conditions, but floods from 
the river and its propensity to change its course were 
major problems. The monsoon region that had its most 
northerly extent in the Huai and Han River Basins and 
the land south to Lingnan was adapted to the cultivation 
of rice, a marsh grass. The monsoon, however, is unpre- 
dictable, and reticulating water from dams to the rice 
fields is an important means of ensuring a good harvest. 

There is no compelling evidence for irrigation during 
the SHANG STATE (1766-1045 B.C.E.). The Shang were well 
able to drain wet or swampy areas with ditches or canals, 
as revealed through excavation at the site of Xiaotun. How- 
ever, the available records indicate that it was wetter then 
than now, and the ORACLE BONES and other texts suggest 
that fields were drained and the Shang rulers had a consis- 
tent interest in opening new land to millet cultivation. 

During the WESTERN ZHOU DYNASTY (1045-771 
B.C.E.) inscriptions were commonly cast into bronze ves- 
sels. These form a vital contemporary source of historic 



information, a source that is constantly expanding with 
archaeological research. The bronze vessel known as the 
Qiu Wei ding was cast during the reign of King Gong (c. 
917-900 B.C.E.). Its text incorporates one of the earliest 
Chinese references to a dispute over land and describes 
"King Gong's irrigation works at the two Rong rivers." 

Further early records for irrigation are from the 
Spring and Autumn period (722-476 B.C.E.). These 
described the construction of the Shao reservoir in north- 
ern Anhui province under the rule of King Zhuang of 
CHU (r. c. 612-591 B.C.E.). This facility had five water 
gates to receive and distribute water from the tributaries 
of the Huai River, to maintain a steady supply to the rice 
fields. It was said that I million mu of land was irrigated 
froin this reservoir. It is difficult to determine the precise 
area of a mu, but it is thought to have measured about 
100 by 100 paces, or just less than one hectare. In a sec- 
ond system of extensive irrigation, water was taken from 
the Zhang River during the reign of Marquis Xiang of WEI 
(424—387 B.C.E.) to reduce salinization in the rice and 
millet fields. 

In 316 B.C.E. the QIN state defeated the kingdom of 
SHU in Sichuan and set about improving its agricultural 
production. The first task was to redistribute land to new 
settlers on the basis of strictly ordered rectangular parcels 
within raised footpaths. The Min River flows southwest 
of Chengdu before its confluence with the Chang 
(Yangtze), and was prone to flooding. This problem, 
linked with the need to irrigate the new rice fields, led to 
the construction by Li Bing (306-251 B.C.E.) of the 
Dujiangyan dam on the Chengdu Plain, an irrigation pro- 
ject that exists to this day after a history of 2,300 years of 
continuous use. State intervention by the Qin in infras- 
tructure projects such as major irrigation works contin- 
ued to the end of the dynasty, and the massive 
Dujiangyan project has been described as the largest engi- 
neering work yet seen in the eastern half of Eurasia. 

During the Han dynasty, China witnessed a massive 
increase in population and a period of relative peace after 
the drawn-out warfare that characterized the preceding 
WARRING STATES PERIOD (475-221 B.C.e). Iron could now 
be applied to increasing agricultural production and pro- 
viding the tools necessary to complete large engineering 
works. The Han Chinese have left a large corpus of 
records that describe the widespread application of irriga- 
tion to agriculture. Essentially, this had three objectives 
that varied with the local conditions. One was to intro- 
duce water into the fields by means of canals and dams, 
another was to drain swampy land to create fields, and 
the third was to reduce salinization. This knowledge is 
nowhere better illustrated than in a memorandum pre- 
pared by Jia Rang in 7 B.C.E. for the einperor Aidi (26-1 
B.C.E.). He wrote that not digging canals had three detri- 
ments, and digging them had three benefits. Problems 
issuing from the lack of irrigation and flood-control mea- 
sures meant that people suffered from the humidity as 



i6o irrigation 



floodwater evaporated and the soil turned alkaline. This 
meant that grain did not flourish. The benefits of irriga- 
tion included the washing out of salts from the fields, the 
spreading of silt to increase soil fertility, and the increase 
in production fivefold on high ground and 10-fold in 
low-lying terrain. Finally, with canals, heavy goods could 
be more easily transported. 

A memorandum of the second century C.E. named the 
principal components of an Eastern Han irrigation system. 
The yanzhu was the reservoir, and the fang the dike beside 
the reservoir. A sui was the channel at the top of the field 
that distributed water, and a gui drained water away from 
the field when necessary. The contemporary texts of the 
Han are virtually unanimous in describing the increased 
agricultural efficiency that resulted from irrigation works. 
The History of the Later Han Dynasty (hou HANSHu) 
recorded that in 36 C.E. there had been little rain in Gansu, 
but officials repaired the irrigation works, and everyone 
prospered as a result. In 90 C.E. the grand administrator Lu 
Bei had canals dug in Dong commandery, and the people 
became very wealthy. Ma Yuan was a great military com- 
mander responsible for conquering the DONG SON people 
of the Hong (Red) River Delta in modern Vietnam in the 
mid-second century C.E. It is recorded that he also dug irri- 
gation canals for the benefit of the people. 

KOREA 

Rice cultivation in Korea was beyond doubt introduced 
from China and was the mainstay of the SHILLA and 
PAEKCHE states in the south of the peninsula. By the 
fourth century, the agricultural system of China had 
developed considerable sophistication, involving the 
diversion of rivers into canals and reticulation into rice 
fields. Iron agricultural tools, such as the wooden spade 
and hoe tipped with iron, were also manufactured. This 
technology was applied to Korean agriculture where 
ponds developed for irrigation were linked with canal 
systems. Korea also became a conduit for the spread of 
this knowledge into Japan during the fifth century C.E. 

Irrigation in Korea was instituted at least by the period 
of Chinese Han settlement, when reservoirs for feeding 
water to rice fields were constructed. During the subse- 
quent period of Three Kingdoms, royal and aristocratic 
landoviTiers sought to increase production. Extensive irriga- 
tion was undertaken, for example, during the reign of King 
Chijung of Shilla (r. 500-514 C.E.), together with the use of 
plow oxen. Slightly later, an inscription dating to 536 C.E., 
during the reign of King Pophung, described construction 
of the "luxuriant dike" as part of an irrigation facility. It had 
a long life, for in 798 C.E. another text described the under- 
taking of repairs. It must have been a major project, as it 
involved 136 ax men and 14,140 soldiers. 

JAPAN 

Rice cultivation began in Japan during the first millen- 
nium B.C.E, probably imported from established agricul- 



tural communities in Korea. The earliest agricultural vil- 
lages, ascribed to the YAYOI culture (300 B.C.E. -300 C.E.), 
already practiced a developed form of rice cultivation 
involving the creation of small bunded fields. Many such 
fields were covered by flood deposits and have been inves- 
tigated by archaeologists. It is clear that they involved irri- 
gation and drainage ditches. With the application of iron 
technology, also obtained at about the same time from the 
mainland, agricultural tools were forged to facilitate earth 
moving. This made it possible, for example, not only to 
build massive mounded tombs, the largest of which cov- 
ered 60 hectares (150 acres) and was ringed by three 
moats, but also to create irrigation facilities. Evidence for 
irrigation late in the Yayoi period has been discovered 
through excavations on the Nara Plain, where six-meter 
(19.8-ft.)-wide irrigation ditches up to 1.5 meters (4.95 
ft.) deep have been identified. The YAMATO state, which 
lasted from about 300 to 700 C.E., was led by powerful 
military rulers whose courts relied ultimately on the pro- 
duction of rice surpluses. Kings therefore paid particular 
attention to agriculture, and the NIHONGI, an early eighth- 
century history text, records instances of royally inspired 
irrigation works, such as the diversion of the Ishiwara 
River into a canal to carry water to thousands of hectares 
of formerly marginal land. This was undertaken by King 
Nintoku in the early fifth century. Archaeological verifica- 
tion of such endeavors is also seen in the Furuichi Canal 
of the Osaka Plain, where a 10-kilometer (6 mi.) canal 
between 8.5 and 9.5 meters wide has been identified. King 
NINTOKU (313-99 C.E.), who was interred in the largest 
known kofun, or burial mound, also attracted Korean 
workers to help in the construction and maintenance of 
his projects. This system may well have been instrumental 
in the adoption of a range of iron agricultural tools to the 
construction of irrigation facilities, some of which were 
interred in rich tombs of the period. 

The late Yamato state and the NARA STATE (710-794 
C.E.) saw a marked intensification in central control over 
the populace at large. Legal codes prescribed the social 
position of every individual, from the highest minister to 
the lowest slave. Under the conditions of the Yoro Code of 
718 C.E., the central ministries that operated under an 
autocratic imperial regime included one responsible for 
irrigation matters. The peasant farmers were allocated 
land, the amount varying with the composition of each 
household, in which people were counted from the age of 
six years. The allocation was reviewed every six years. 
These rice farmers paid a tax in kind to the state but oth- 
erwise enjoyed an element of personal freedom on their 
plots of land. Since the irrigation systems were state 
owned and controlled, however their freedom of action 
was strictly limited. 

INDIA 

That India has a long history of irrigation to improve 
agricultural production is evident from the description of 



irrigation i6i 



canal excavation and bringing water to low-lying areas 
contained in the Vedas, the corpus of sacred hymns dat- 
ing back into the second or even third millennia B.C.E. 
Identifying archaeological evidence for such irrigation 
works is not straightforward, although Gregory Possehl 
has suggested that irrigation may have been in place by 
the AMRI-NAL phase of the INDUS VALLEY CIVILIZATION 
(3200-2600 B.C.E.) . In the case of Baluchistan, irrigation 
probably took the form of diverting mountain streams 
onto the extensive river terraces. On the Indus plains, 
hov^rever, it is more likely that river floods, reaching out 
over the extensive flood plains encouraged the sowing of 
wheat and barley, with the harvest proceeding as the 
waters receded. In southern India, tanks and canals were 
employed. KAUTILYA, who composed his ARTHASASTRA in 
the late fourth century B.C.E., was -weW aware of the 
importance of tracts with an assured water supply and 
the possibility of double cropping. He mentions the culti- 
vation of rice, wheat, barley, millet, beans, and a wide 
range of other vegetables, herbs, and spices. Irrigation 
was also encouraged as a means to further reliable returns 
and increase the wealth of the state. One of the best 
examples of irrigation comes from the dam constructed 
during the Mauryan period on Lake Sudarsana near Juna- 
gadh during the reign of CANDRAGUPTA (325-297 B.C.E.). 
This was maintained over many centuries, for it was 
restored in the fifth century C.E. by the local governor 
during the reign of King Skandagupta. Indeed, irrigation 
works were widely applied during the Gupta empire as 
part of state concern for increasing production. 

CENTRAL ASIA 

The arid terrain that characterizes so much of the ancient 
SILK ROAD from the MERV (modern Mary) oasis to the 
TARIM BASIN is crossed by a series of rivers, of which the 
Amu Dar'ya and Syr Dar'ya are particularly notable. Irri- 
gation there was a vital component to the development of 
states. Already by the fifth and early fourth millennia 
B.C.E., the oasis region that is now Turkmenistan had 
attracted agricultural settlements in which barley and 
wheat were cultivated on the basis of an irrigation sys- 
tem. Canals in the region of ALTYN TEPE reached many 
kilometers in length. Four thousand years passed before 
the BACTRIAN GREEK rulers instituted irrigation schemes. 
The Sogdians grew wealthy on their irrigation agriculture 
and control of trade along the Silk Road, while the 
KUSHAN kings expended much effort into the provision of 
irrigation works. Major canals and the expansion of agri- 
culture in the Amu Dar'ya, the Tashkent, and Samarqand 
oasis regions led to the foundation of new urban settle- 
ments, while a vast area was brought under irrigation in 
KHWARIZM, the region centered on the lower reaches of 
the Amu Dar'ya. Here, a fully integrated system was 
established, with major canals taking water from the river 
and feeding minor distributaries. One such canal was 
more than 90 kilometers (54 mi.) long. 



SRI LANKA 

Although Sri Lanka enjoys a continually high tempera- 
ture, there is considerable regional diversity in the amount 
and seasonal distribution of rainfall. Whereas the south- 
ern parts of the island receive up to 3,750 millimeters 
(150 in.) of rainfall per annum, the northern dry zone has 
only 750 to 1,750 millimeters (30 to 70 in.) a year, and 
the rain concentrates in the period of the northeast mon- 
soon, from November to January. Droughts can then per- 
sist for more than three months. Under the development 
of an urban civilization, such as that of ANURADHAPURA, 
this rainfall pattern encourages systems of water control 
to ensure a predictable rice harvest. The early irrigation 
system that developed in the dry zone is regarded as one 
of the most innovative and sophisticated in the preindus- 
trial world. The earliest inscriptions, dating from the third 
century B.C.E., mention small-scale irrigation, and the 
enlargement of the system was facilitated by the invention 
of the cistern sluice, known as the hisokotuva, v\rhich regu- 
lated the flow of water from a large reservoir or tank with- 
out endangering weirs. One of the major early 
achievements was the diversion of the Ambanganga River, 
a tributary of the Mahavali, which originates in the wet 
central highlands south of Anuradhapura. 

The Alisara Canal, first mentioned during the reign of 
King Vasabha (65-109 C.E.), flowed for about 50 kilome- 
ters (30 mi.) to the capital. This king is credited with a 
marked expansion of the system, including not only the 
canal, but also 12 reservoirs. Between 164 and 192 C.E. 
two new sorts of reservoirs are named in the inscriptions: 
mahayavi (large) and danayavi (service) reservoirs. This 
period saw the development of interlinked irrigation sys- 
tems. During the next century and under the reign of 
Mahasena (274-301 C.E.) the giant reservoir known as 
Minneriya was constructed. This, together with new 
canals and reservoirs representing a massive investment of 
labor, put much marginal land into production. King Dha- 
tusena (455—73) further added to the infrastructure of 
irrigation. He had a dam constructed over the Mahavali 
River to harness a greater supply of water and further 
extended the irrigated area in the western part of the dry 
zone. An idea of the skill of the hydraulic engineers of this 
period is gained from the Kalavava reservoir. The dam 
across the Kala River was made of tightly fitting blocks of 
granite, the wall being more than five kilometers (3 mi.) 
long and standing to a height of 12 meters. The Jayaganga 
canal is 80 kilometers (48 mi.) long and carried water to 
Anuradhapura as well as irrigated an area of 62,000 
hectares (155,000 acres). The gradient for much of its 
length involved a fall of only 10 centimeters (4 in.) per 
kilometer. The Manar region in northwestern Sri Lanka is 
particularly dry, and here Dhatusena had a further massive 
dam constructed, with a length of 11 kilometers (6.6 mi.). 
It was then linked with distribution canals that supple- 
mented the water supply in numerous village tanks. Many 
further dams and canals were constructed so that, by the 



i62 irrigation 



10th century, the system covered most of the dry zone and 
the area of Rohana in the southeast of the island. In this 
last region, the initiative was taken more by local commu- 
nities than by the king. 

The Sri Lankan irrigation system supported the great 
urban center of Anuradhapura as well as the second cen- 
ter of Polonnaruva and myriad rural villages. The social 
correlates of this system are a vital issue in understanding 
the Sri Lankan civilization of the first millennium C.E. 
Was it, for example, under the central control of the 
court and thus an example of overarching central power 
and authority, or was it devolved to local administration 
and fragmented ownership of water rights? 

Some reservoirs were owned privately, by vapi- 
hamikas. Others were communally owned, in some 
cases by monasteries. Thus, the Alahara Canal was 
granted to a monastic foundation shortly after its com- 
pletion. The king was the principal owner and benefi- 
ciary of the canals, reservoirs, and tanks, but they could 
also be sponsored by or given to individuals. Water was 
subject to tax, and a vapi-hamika was one who owned 
and charged for the water passing through his facility. 
Owners also received a proportion of the production 
from irrigated land, known as the water share, or dak- 
abaka. Entrepreneurs could take a share of profit with- 
out producers being alienated from their land. This 
made it possible to raise two to three crops a year in 
extensive tracts. Again, the control of land improved by 
major irrigation works gave rulers considerable eco- 
nomic and political power. 

CAMBODIA 

The manipulation of water has a long history in South- 
east Asia. This reflects the monsoon climate, with its 
sharp contrast between the wet and the dry seasons. In 
the former, there is a superabundance of water in the 
lowlands, and flooding is widespread. During the latter, 
months can go by without any rainfall. This pattern 
encouraged communities, as they grew in size and popu- 
lation numbers, to control water flows, usually by build- 
ing up earthen dikes to form reservoirs. These banks ring 
many large Iron Age sites, and where dated, fall within I 
to 400 C.E. During the life of the states of FUNAN and 
CHENLA, water was retained in rectangular reservoirs 
known as BARAYS. None was large enough to have any 
influence on rice production, but they could have satis- 
fied domestic needs, as well as fulfilled a symbolic role as 
the oceans that surround the mythical home of the Hindu 
gods. With the foundation of the kingdom of ANGKOR in 
about 800 C.E., the size of the barays dramatically 
increased, culminating in the massive WESTERN BARAY of 
SURYAVARMAN 1 (r. c. 1002-1049 C.E.) at Angkor. 

Were Reservoirs Used for Irrigation? 

There are two opposing schools of thought on whether 
these reservoirs were constructed to irrigate rice fields. 
Bernard-Philippe Groslier and Jacques Dumargay have 



described Angkor as a hydraulic city in which the reser- 
voirs were the source of irrigation water. They believe that 
the very choice for the location of the successive cities of 
Angkor was determined by the availability of water that 
flowed south from the KULEN HILLS via the Puok, Siem 
Reap, and Roluos Rivers. The maintenance of a city with a 
population of a million or more, they claim, could have 
continued only with irrigation agriculture, and therefore 
its decline was at least in part due to the irrigation sys- 
tem's collapse. The opposing school, which includes 
Philip Stott, W J. van Liere, and Robert Acker, argues 
against irrigation on technical and geographic grounds. 

Despite their size and huge capacity, could the barays 
have held sufficient water to have a serious impact on 
rice production? And if so, how was the water reticu- 
lated, for there is no surviving evidence for irrigation 
canals or other distributaries, despite the abundant evi- 
dence that the engineers of Angkor were adept at control- 
ling water flows? Moreover, is there actually sufficient 
land below the reservoirs for significant production, and 
are there any insuperable impediments to the provision of 
an overall irrigation system? Groslier has suggested that, 
in the absence of distribution canals, a channel was exca- 
vated outside and parallel with the southern dikes, which 
filled with water percolating through the bank of the 
reservoir. Van Liere has shown that this is technically 
impossible. 

Acker has given detailed consideration to the area 
that could have been irrigated, the water requirement, 
likely yields, and the location of the barays relative to one 
another and the land below them. His calculations were 
based on Groslier's estimate of a population at Angkor in 
the vicinity of 1,900,000 people, of whom 600,000 were 
supported by 86,000 hectares (215,000 acres) of irrigated 
rice fields. In the dry season, a hectare would require 
15,000 cubic meters (525,000 cu. ft.) of water. Assuming 
all the major barays at Angkor were full to a depth of 
three meters (9.9 ft.), they could have supplied 7,000 
hectares (17,500 acres). If they yielded 1.46 tons of rice 
per hectare and annual consumption was 220 kilograms 
(484 lbs.) of rice per capita, the dry season yield would 
have maintained about 44,500 people, about 2.5 percent 
of the estimated population. This calculation is based 
only on the amount of water available when the barays 
were three meters deep. It does not take into account the 
possibility that the barays were constantly replenished 
with water from the Siem Reap River throughout the dry 
season. There is also the possibility that the reservoirs 
were used to supplement water supplies to the fields 
when there was insufficient rainfall during the wet sea- 
son. If so, then a further 9,000 metric tons (9,900 tons) 
over and above anticipated wet-season production could 
have been obtained, making the total irrigated yield 
19,200 tons, sufficient to feed nearly 100,000 people. 

These figures assume that all the barays were being 
employed simultaneously, a situation possible only dur- 



Ishanapura 163 



ing the reign of JAYAVARMAN VII (r. 1181-1219 C.E.) and 
his successors. On the other hand. Acker has shown that 
the reservoirs mask one another from potentially irrigable 
rice fields. Again, the Yashodharatataka (EASTERN BARAy) 
could not have irrigated all the potential land below it, 
because the incised Siem Reap River would have made 
that system impossible. 

No inscriptions that mention the reservoirs link 
them with irrigation. A description of an estate at HARI- 
HARALAYA cites the Indratataka as a boundary marker but 
does not mention water. Another inscription describes 
YASHOVARMAN I (r. 889-910 C.E.) as the husband of the 
Earth, who filled it with virtue, pleasure, and fecundity, 
but the ensuing mention of his baray is too damaged to 
allo-w its full meaning to be obtained. His foundation 
inscriptions compare Yashodharatataka to the Moon, the 
source of life-sustaining ambrosia. RAJENDRAVARMAN (r. 
944-68 C.E.), it is said, filled the water with his good 
^vorks and made it a mirror to reflect his temple in the 
middle. The Jayatataka of Jayavarman VII contained a 
temple designed to wash away the sins of those who 
bathed in its pools. 

ZHOU DAGUAN, who visited Angkor in 1296-97, 
reported that three or four crops a year could be 
obtained. This does not necessarily mean that irrigation 
■was in place, because there are many ways of producing 
crops without it. The evidence available does not sustain 
the suggestion that irrigation -was vital to the survival of 
Angkor. Even today, irrigation is not widely practiced in 
regions where wet-season rains are sufficient for rice cul- 
tivation. This removes the failure of the irrigation system 
as an explanation for the abandonment of Angkor and 
enhances the likelihood that the reservoirs were essen- 
tially symbolic. 

MYANMAR (BURMA) 

While the region of Angkor enjoyed sufficient annual 
rainfall for the cultivation of rice, the PYU CIVILIZATION 
(200 B. C.E. -900 C.E.) cities of Myanmar (Burma) are 
located in the dry zone of the interior, -where the rain 
shadow means that at the sites of HALIN and BEIKTHANO 
precipitation falls to between 750 and 880 millimeters 
(35.2 in.) per annum. This is insufficient alone for the 
cultivation of rice. At the same time, the Irra-waddy River 
that links the Pyu cities is too prone to flooding to 
encourage cultivation along its floodplain. The Pyu cities 
of Beikthano, Halin, and SRI KSETRA share a preference for 
the tributary river valleys, where it -was possible to divert 
water into canals and thence to large reservoirs. At Beik- 
thano, for example, the main canal branches at an eastern 
city gate to feed the moat and also to fill the -western reser- 
voir in the city. There are many large reservoirs at Halin, 
all fed by a major canal system. In her study of aerial pho- 
tographs of these cities, Janice Stargardt has recognized 
possible early field systems that could have received irri- 
gation water from such reservoirs and has concluded that 



the urban population relied on rice grown in irrigated 
fields for survival. 

Further reading: Bagley, R. W. Ancient Sichuan. Seat- 
tle and Princeton: Seattle Art Museum, 2001; De Silva, K. 
M. A History of Sri Lanka. London: Hurst, 1981; Hsu, 
Cho-yun. Han Agriculture: The Formation of Early Chinese 
Agrarian Economy. Seattle: University of Washington 
Press, 1980. 

Ishanapura Known today as Sambor Prei Kuk, Ishana- 
pura was a major royal center in Cambodia and capital of 
King ISHANAVARMAN OE CHENLA (r. c. 615-628 C.E.) dur- 
ing the early seventh century C.E. A 13th-century Chi- 
nese compilation incorporates a description of an early 
seventh-century ruler, probably King Ishanavarman. It 
describes ho-w the king gave an audience every three days 
in a hall containing a wooden throne embellished with 
columns of inlaid wood and fine fabrics. He wore a gold 
crown and golden ear pendants. Courtiers and officials 
touched the ground three times with their head below the 
steps leading up to the throne. At the end of the audi- 
ence, members of the court prostrated themselves. 
Ishanapura has yielded one of the outstanding examples 
of early Khmer art in the form of a statue of Durga 1.65 
meters (5.4 ft.) in height, renowned for the natural repre- 
sentation of this goddess. 

Ishanapura is located in the valley of the Sen River 
above the GREAT LAKE. It includes a series of three rectan- 
gular enclosures demarcated by decorated brick -walls 
within -which lie brick temple sanctuaries and ponds. It 
was recorded in detail by Henri Parmentier, but recent 
fieldwork has added to the number of temple foundations. 
The layout of the central area reveals the presence of three 
-walled precincts, each dominated by a large sanctuary. 
These were designated the central, southern, and northern 
groups. The southern group includes one principal and 
five lesser sanctuaries, set within an inner wall that was in 
turn enclosed by an outer enceinte measuring 300 by 270 
meters (990 by 891 ft.). A further ro-w of six sanctuaries 
lies -within this second enclosure, which gives access to a 
causeway. The four inscriptions that have been recovered 
reveal that this was a foundation of King Ishanavarman. 
The northern group is also surrounded by a double -wall 
with a central shrine and numerous subsidiary sanctuar- 
ies. Outside the eastern gate on the outer wall, an avenue 
leads to a large reservoir demarcated by earthen banks. 

No INSCRIPTIONS have been found with the central 
group. As do the other two, it has a central sanctuary that 
was raised on a platform reached by a flight of steps. 
Carved lions guard access to the immediate surrounds of 
the temple terrace, the sanctuary of which measures 14 
by 14 meters (42 by 42 ft.), with walls 2.8 meters (9.2 ft.) 
thick. An aerial reconnaissance of Ishanapura has 
revealed that the sanctuaries are set within a double- 
-walled enclosure measuring two by two kilometers. The 



i64 Ishanavarman of Chenla 



BARAY, or reservoir, was found outside the city walls. W. J. 
van Liere has considered the hydraulic system of Ishana- 
pura, suggesting that it was probably designed more for 
supplying the moats, religious foundations, and urban 
populace than for irrigating rice fields. 

Ishanavarman of Chenla (r. c. 615-637 c.e.) Isha- 
navarman (protege of Siva) was a son of King Mahendra- 
varman and an important figure in the history of state 
formation in Cambodia. The available inscriptions reveal 
that he established central control over strategic areas. 
His capital at ISHANAPURA has been identified at Sanibor 
Prei Kuk, and a contemporary eyewitness account indi- 
cates a rich royal center with a palace, armed retainers, 
and the presence of an aristocratic elite. In the far west, 
he appointed his son to rule over a place named Jyestha- 
pura. An INSCRIPTION relates that Narasimhagupta, the 
ruler of Indrapura, was a vassal of Mahendravarman and 
Ishanavarman. A local leader called Bhadrayuddha 
acknowledged Ishanavarman's supremacy. The ruler of 
Tamrapura recorded the overlordship of Ishanavarman, 
in an inscription dated to 627 C.E. After defeating a rebel- 
lious prince, Ishanavarman also claimed authority over 
the settlements of Cakrankapura, Amoghapura, and a 
text from the capital describes him as a king "who 
extended the territory of his parents." 

When he died shortly after 637 C.E., his state con- 
trolled access to the sea via the Mekong and Bang Pakong 
Rivers. He was succeeded by his son, Bhavavarman II. 

Ishvarapura See banteay srei. 

Isong Sansong Isong Sansong was a walled fortress 
located in the area of Seoul, Korea. The walls covered an 
area of 5.6 hectares (14 acres), and the hilltop location 
linked with the natural difficulty of access makes it 
highly likely that it was a strategic fortress. Its dates have 
not been fully determined, but it was occupied at least 
during the period of the PAEKCHE kingdom before it was 
absorbed by SHILLA in the seventh century C.E. It is possi- 
ble that the walls relate to the Shilla occupation of the 
Han River Valley. Excavations have revealed very large 
rectangular buildings within the walls, one such structure 
attaining a length of 37 meters (122 ft.). There was also a 
remarkable nine-sided building that might have served a 



ritual function. Rituals of some sort are also suggested by 
the recovery of 27 images of horses in clay and iron. 

Itazuke Itazuke, a prehistoric settlement of the YAYOI 
culture, located in northern Kyushu, Japan, shows evi- 
dence for rice cultivation, pottery making, and weaving, as 
well as stone reaping knives of a form widespread in 
China. The Yayoi culture, dated from 300 B.C.E. to 300 
C.E., was a vital period in the development of Japanese 
states. Hitherto the Japanese archipelago had been occu- 
pied by the so-called Jomon culture (10,000 B.C.E.-300 
B.C.E.) of hunter-gatherers who had begun to be 
acquainted with the cultivation of rice and some local 
plants toward the end of this period. The Yayoi culture by 
contrast was characterized by the adoption of sophisticated 
methods of rice cultivation long since practiced in China, 
the forging and casting of iron and bronze artifacts, a weav- 
ing industry, and much evidence for increasing trade and 
social complexity. Itazuke is located in the direct and early 
path of any influence or immigrants from Korea. Korean 
societies had been cultivating rice and interacting with 
Chinese states for centuries before the development of the 
Yayoi culture, and it is to be expected that they would have 
had contact with the occupants of Kyushu. A long-stand- 
ing question is whether Yayoi represents an actual immi- 
gration of Korean colonists or the local development of 
Jomon groups under Korean influence. 

When Itazuke was discovered in 1918, mainland 
bronze swords and halberds were found there. Excava- 
tions since 1949 have uncovered the remains of an early 
Yayoi community with evidence for the cultivation and 
storage of rice and the manufacture of pottery vessels in 
the vicinity of rice husks, some of which adhered to the 
wet clay before firing to leave impressions. There were 
also spindle whorls, an innovation revealing a weaving 
industry. The site was ringed by a ditch up to 1.5 meters 
deep and 4.5 meters (4.9 by 14.85 ft.) across, associated 
with two other ditches that might have been designed for 
the control of water flows or for defense. Sharp cut marks 
on the side suggest that metal tools were used, though 
none have survived. The Yayoi ceramics and the stone 
projectile points are similar to those of the Jomon occu- 
pation phase, indicating that even if there were some 
immigrants from the mainland at the beginning of the 
Yayoi period, the area's preceding inhabitants remained. 



Jainism Jainism is an Indian religion with about 3 mil- 
lion adherents. Followers observe five principles: celibacy, 
truthfulness, rejection of personal possessions, pacifism, 
and absence of theft. Jain temples are occasionally 
encountered in early historic cities, but this religion has 
never received the same world following as BUDDHISM, nor 
has it rivaled Hinduism at home in INDIA. Nevertheless, it 
has survived in India, and it is recorded that Mahatma 
Gandhi was much influenced by the ascetic qualities of 
Jainism. Believers look on Vardhamana Mahavira (sixth 
century B.C.E.), the great hero, as the most recent leader of 
their religion, -which is at least as old as Buddhism. In fact, 
Mahavira was numbered the 24th leader, or Tirthankara, 
of the Jains. He was born in Vaisali, and in many respects 
his early life resembles that of his near contemporary, the 
Buddha, for he too left his home and spent several years 
■wandering the Ganges (Ganga) Valley in search for salva- 
tion. He also found enlightenment -when aged 42 and 
became what was known as a jina, or conqueror. This 
name was applied to the religion as a whole. After preach- 
ing his doctrine and founding an order of monks, he died 
at the age of 72 years at the village of Pava, near ancient 
PATALIPUTRA. 

Jainism benefited greatly from royal patronage, 
specifically that of CANDRAGUPTA MAURYA (c. 325-297 
B.C.E.), who reputedly became a Jain monk himself. Dur- 
ing his reign, a schism divided the Jains into t-wo sects. 
This followed a migration away from the Jain homeland 
by some monks -who anticipated a famine. Others stayed 
behind, and when the migrants returned, they found that 
their coreligionists had adopted unacceptable customs, 
such as the wearing of -white robes where the norm was 
nakedness. This schism endures to this day. 

See also MAURYA EMPIRE. 



Further reading: Dundas, P. The Jains. Library of 
Religious Beliefs and Practices. London: Routledge, 2002; 
Parikh, V. Jainism and the New Spirituality. Milan: Peace 
Publications, 2002; Tobias, M. Life Force: The World of 
Jainism. Paris: J'ai lu Editions, 2000. 

Jalilpur Jalilpur is a site of the Early Harappan or 
INDUS VALLEY CIVILIZATION, located near the Ravi River in 
Pakistan. It covers an area of 13 hectares (32.5 acres). 
Excavations directed by M. R. Mughal in 1971 uncovered 
evidence for two phases of occupation. The earlier 
yielded many bone artifacts and ceramics, but no evi- 
dence for copper -working. The later included pottery of 
the KOT DIJI phase of the Early Harappan, together with 
human figurines, shell and EAIENCE bangles, and beads of 
agate and carnelian. Cattle bones dominate in the faunal 
assemblage, followed by domestic sheep and goats. 

janapada Janapada is an Indian term for a state -with a 
capital, sustaining area, and political boundaries. It 
derives from the -word jana, "tribe." Janapadas developed 
in the Ganges (Ganga) Valley during the sixth to fourth 
centuries B.C.E., and oral traditions record their names. 
However, endemic rivalries and conflict reduced their 
number by absorption, and by about 350 B.C.E. the state 
of MAGADHA ruled most of northern India. Much informa- 
tion on the janapadas and their participation in trade can 
be obtained from the silver punch-marked coins that 
■were issued from at least 500 B.C.E. 

Jandial temple The Jandial temple is situated on an 
eminence about 600 meters (1,980 ft.) to the north of the 
northern gate at Sirkap, the second city of TAXILA in Pak- 



165 



i66 Jataka tales 



istan. Sirkap was built by BACTRIAN GREEKS and was a laid 
out on a precise grid plan. Excavations revealed a classi- 
cal Greek temple. SIR JOHN MARSHALL excavated the tem- 
ple between 1913 to 1934 after a preliminary 
examination by SIR ALEXANDER CUNNINGHAM in 1863-64 
revealed wall foundations. This late structure was 
removed, and a further two meters down Marshall traced 
the plan of a Greek temple that incorporated sandstone 
Ionic columns. It is 47.5 meters (156.7 ft.) long and 25.5 
meters (74.2 ft.) wide. Marshall compared its plan, -which 
included a front porch (pronaos) , a sanctuary (naos), and 
a back porch (opisthodomos), with the temple of Artemis 
at Ephesus and the Parthenon in Athens and concluded 
that the temple dates to the period of Greek dominance at 
Taxila. Even the methods of construction, seen in the 
joining of the parts of the Ionic columns, with a central 
dowel were typically Greek. Philostratus (c. 170-245 
C.E.) may -well have been describing this very temple in 
his Life of Apollonius when he wrote that waiting for 
admittance to the city, he sa-w a temple in shell-like stone, 
bearing bronze panels on the walls recording events in 
the conquests of ALEXANDER THE GREAT. 

Jataka tales Jataka tales are a series of Indian stories 
that describe events in the lives of the Buddha before he 
attained enlightenment. The Jataka stories often contain a 
moral and are the inspiration behind themes depicted on 
Buddhist temples and monasteries. The reliefs at SANCHI 
and BHARUT and the frescoes in the AJANTA caves illustrate 
many Jataka stories. The popularity of the Jatakas is well 
illustrated at the MOGAO caves near DUNHUANG, where a 
famous incident is depicted: The future Buddha has the 
equivalent -weight of his own flesh cut off to save the life 
of a dove. There are 547 Jataka stories, and it is thought 
that Prince Mahendra took them to Sri Lanka in the third 
century B.C.E. Each story has three parts. After an intro- 
duction, the Buddha describes his experiences in previ- 
ous lives, when he was a BODHISATTVA. Sometimes he 
took the form of a king or a hermit, but on other occa- 
sions he was portrayed as a monkey, horse, or elephant. 
Finally, the story details the companions of the Buddha 
during his previous lives. On many occasions, the Jakata 
tales describe people and places that can be identified 
historically and throw light on life in India during the 
time of the JANAPADAS, or early states, in the Ganges 
(Ganga) Valley. The 256th story, known as the farudap ana 
fataka, sa-w the future Buddha as a caravan guide during 
the time of King Brahmadatta of Varanasi (formerly 
Benares). The caravan was made up of merchants with a 
variety of goods carried on carts. Being thirsty in their 
travels, they dug a well, but they found only jewels. The 
bodhisattva advised them to stop digging, but they greed- 
ily continued until they disturbed the king of the naga, or 
snakes. He blew poisonous air on them, and they all died, 
except the bodhisattva. 



Jaugada Jaugada is a city located on the bank of the 
Rishikulya River in Orissa province, eastern INDIA. It is 
particularly -well known as the location of a rock edict 
inscribed during the reign of ASOKA (268-235 B.C.E.), the 
Mauryan emperor, -which was addressed to the people of 
Samapa, presumably the early name of the site. Excava- 
tions in 1956—57 revealed that the massive mud ram- 
parts, -which enclosed an area of about 65 hectares (162.5 
ft.), -were more than 20 meters (66 ft.) -wide and still 
stood almost five meters (16.5 ft.) high. The interior 
incorporated structures made of stone and brick, and 
occupation, according to the recovery of coins, lasted 
into the KUSHAN period. 

See also MAURYA EMPIRE. 

Jayaksetrasiva See wat baset. 

Jayatataka The Jayatataka was an immense BARAY, or 
reservoir, constructed at ANGKOR in Cambodia during the 
reign of JAYAVARMAN VII (r. 1181-1219 C.E.), but now dry. 
Its outline is easily seen from the air. There was an island 
temple at its center, known today as NEAK PLAN. Accord- 
ing to the INSCRIPTIONS, the complex -was a representation 
of the sacred LAKE ANAVATAPTA. This lake, located north of 
the Himalayas, was held in Buddhist writings and prac- 
tice to have magical powers. It was the origin of four 
great rivers, the Amu Dar'ya, Tariin, Indus, and Ganges 
(Ganga), and its water, cooled by protective mountains 
that shielded it from sun and rain, was used in royal con- 
secration ceremonies under Emperor ASOKA (268-235 
B.C.E.) of the MAURYA EMPIRE dynasty in India. It was 
thought to bestow divinity on the sovereign. Queen 
Maya, mother of the Buddha, was bathed there to purify 
her before she was dressed in sacred clothes and flowers. 
Anavatapta water was taken daily to the court of Asoka 
for his own use and for that of his most holy followers. 
The Neak Pean temple in the center of the Jayatataka 
incorporates four stone images — a horse, a lion, an ox, 
and an elephant — on each side. The water in the central 
pool gushes through their mouths in a precise match for 
the way the Lake Anavatapta -water emerges from the lake 
so that the temple was certainly a source for purification 
and ritual ablutions. Thus those traveling to the temple 
and bathing in its sacred \vater could wash a-way the 
slime of their sins. Such an interpretation for the purpose 
of the Angkorian barays runs counter to the more mun- 
dane supposition that they were constructed to supply 
irrigation -water to rice fields. 
See also BUDDHISM. 

Jayavarman I of Chenla (c. 635-680 c.e.) Jayavarman 
1 was a ruler whose royal ancestry can he traced back 
through his great-grandfather, lshana\arman of Chenla 
(877—99 C.E.), to the earliest recorded kings of one of the 
major polities of Chenla. 



Jayavarman III 167 



CHENLA is the name in Chinese texts of a state that con- 
trolled Cambodia between 550 and 800 C.E. A close anal- 
ysis of the available INSCRIPTIONS, in conjunction with 
archaeological evidence, suggests that this was a period of 
state formation, in which there was a series of competing 
polities. There is a consistent thread of evidence for the 
formation of a centralized state in Cambodia well before 
the foundation of the kingdom of ANGKOR. Jayavarman's 
inscriptions, which are found over a relatively wide area 
including the lowlands bordering the Mekong River and 
the GREAT LAKE and thence west into Battambang, provide 
evidence for the tightening of central povi'er and control 
through the appointment of ministers with a range of 
new titles. Through this administrative structure, the 
ruler issued edicts on land ownership and the collection 
of revenue in the form of goods and labor. One text also 
describes Jayavarman as the conqueror of the circle of his 
enemies, and another records his campaigning in 
autumn, when his enemy's moats were dry. "Innumerable 
vassal kings," he claimed, obeyed his commands. In com- 
bat, he was "a living incarnation of victory, the scourge of 
his enemies, lord of the land inherited from his ancestors, 
and conqueror of yet more lands." The king appointed 
the author of another inscription as his rajasabhapadi, or 
president of the royal court, and allowed him to use a 
white parasol and a golden vase. Jayavarman also issued a 
rajna, or legal edict, confirming the ownership of temple 
property, and warning "that those who contest the king's 
orders, will be punished." 

New official titles are informative of the duties of the 
ruling aristocracy. One family held the priestly position of 
hotar. A member was made a mahasvaphadi and was given 
the governorship of a place called Sresthapura. His 
younger brother was successively officer of the royal guard, 
custodian of royal regalia, and chief of the rowers; finally, 
by order of the king, he was given a substantial military 
command. There were a samantagajapadi, chief of the royal 
elephants, and a dhanyakarapadi, chief of the royal grain 
stores. A further inscription, probably from this reign, 
specified the quantities of salt to be distributed by barge to 
various foundations and prohibited the imposition of tax 
on the ships that transported this vital commodity. 

Jayavarman II (c. 770-834 c.e.) Jayavarman U was 
revered as the sovereign who founded the kingdom of Angkor 
in the early ninth century C.E. 

INSCRIPTIONS show that he engaged in much warfare but 
also was responsible for founding several temples. Two 
sources of evidence illuminate his reign and achieve- 
ments. The first involves the inscriptions set up when he 
was alive and those that describe him as a historic, 
founding figure. The second is the evidence of archaeol- 
ogy. Two contemporary inscriptions suggest that he was 
living at or near the huge walled city of BANTEAY PREI 
NOKOR, east of the Mekong River, ruling during the last 
two decades of the eighth century C.E. The next inscrip- 



tion describes his dedicating a foundation to the north, in 
the region of the independent polity of Sambhupura. It 
describes Jayavarman as king of the Earth surrounded by 
the ocean. The inscription of SDOK KAK THOM, dated 260 
years later than the event, describes how Jayavarman 
returned from Java to rule in the holy city of INDRAPURA. 
This is more likely to reflect a skirmish against the neigh- 
boring CHAM CIVILIZATION than a sojourn in distant Java 
in Indonesia. The inscription records that the king 
ordered Shivakaivalya, ancestor of the family of Sdok Kak 
Thom, to move himself, family, and followers to a place 
probably in the vicinity of Angkor. 

According to a second inscription, these early years 
saw much warfare, for he evidently ordered Prthivinaren- 
dra, an official known as a mratan, to pacify all districts. 
Jayavarman rewarded his generals with land grants: An 
inscription from Thvar Kdei in Kompong Thom province, 
dated 150 years after these events, records how the king 
endowed land to vap Jataveda; vap was a new honorific 
title. He also granted land to one of his wives. Jayavar- 
man established himself at HARIHARALAYA on the northern 
margin of the Great Lake. However, he moved his capital 
on several occasions, for we next find him at Amarendra- 
pura, which was probably at the western end of the WEST- 
ERN BARAY of Angkor. 

A later move took him to the KULEN HILLS, described 
in the inscriptions as Mahendraparvata, Mountain of the 
Great INDRA, where he had himself consecrated the 
supreme king of kings, in the presence of an image of 
SIVA that was named KAMRATENG JAGAT TA RAJA, or 
DEVARAJA, "the god who is king." There would henceforth 
be only one "lord of the lower Earth" who would be the 
CHAKRAVARTIN, or universal overlord. Finally, Jayavarman 

II returned to Hariharalaya, where he died in about 835 
C.E. In terms of archaeology, it is likely that Banteay Prei 
Nokor, the temple of Trapheang Phong at Hariharalaya, 
AK YUM at BANTEAY CHOEU, and Rong Chen on the Kulen 
uplands date from his reign. Only archaeological excava- 
tions and the fortuitous discovery of more inscriptions 
can add further information about a king revered as the 
founder of the kingdom even 250 years after his death. 

Jayavarman III (r. 834-877 c.e.) Jayavarman 111, son of 
Jayavarman 11 (c. 770—834 c.e.), was the second king of the 
first dynasty of Angkor in Cambodia. Little is known about 
his life and achievements. 

An INSCRIPTION from just north of Siem Reap ascribes the 
foundation of a temple to the year in which Jayavarman 

III ascended the throne. The text describes how, after the 
king failed to capture a wild elephant while hunting, a 
divinity promised to secure the animal if the king built a 
sanctuary there. Some other temples are known to date to 
the reign of Jayavarman III, indicating continuing interest 
in the region of Angkor. Due north of AK YUM, but on the 
opposite side of the WESTERN BARAY, lies the temple of 
Prasat Kok Po. An inscription records the erection of a 



i68 Jayavarman IV 



statue of Vishnu here by Prithivindrapandita, a guru of 
the king, in 857. Jayavarman III may also have initiated 
the construction of the BAKONG at HARIHARALAYA. He was 
succeeded by INDRAVARMAN I (877-99 C.E.)- 

Jayavarman IV (r. 928-942 c.e.) King Jayavarman IV 
of Angkor in Cambodia is often described as a usurper who 
established an alternative capital at Lingapura, now known 
as Koh Ker 

In fact, he was the son of King INDRAVARMAN I's (877-899 
C.E.) daughter, Mahendradevi, and was married to his aunt, 
who was a half-sister of King YASHOVARMAN I (r. 889-910 
C.E.). According to the loose rules governing the succes- 
sion, therefore, he had a legitimate claim through the 
proper female line, even if he seems to have claimed king- 
ship while the sons of Yashovarman continued to rule from 
Angkor. Jayavarman IV must have been a very energetic, 
even charismatic, ruler, because he founded and had con- 
structed a new capital center on a huge scale. Lingapura 
was a -walled city 1,200 meters square (1,440 sq. yds.), 
enclosing an inner walled precinct containing the state tem- 
ple complex, known as Prasat Thom. The sacred precinct 
within houses the principal temple pyramid, raised on 
seven tiers of descending size. He also constructed a BARAY 
that involved digging out the rocky substrate. Lingapura is 
surrounded by a series of subsidiary temples covering an 
area of 35 square kilometers (14 sq. mi.). 

Some of the satellite temples at Lingapura contain 
exhaustive lists of the workers assigned to the construc- 
tion of the capital. These inscriptions describe how con- 
struction -was based on the mobilization of labor from 
many provinces, and taxation in kind, particularly rice, 
was levied to sustain workers. Provincial inscriptions also 
suggest that the king had a broad hold over the kingdom. 
One describes Jayavarman IV as a great warrior, who 
ruined his enemy on the field of battle; another called 
him king of Cambodia: "Fierce in battle, this King's 
arrows cloud the sky and fill the eyes of his arrogant ene- 
mies with the darkness of the night." Punishment 
awaited those who disobeyed a royal edict: They would 
be caged by the elders of the district and placed before 
the king for sentence. 

Jayavarman V (r. 968-1001 c.e.) Jayavarman V suc- 
ceeded his father, Rajendravarman (r 944—68 C.E.), as king 
of Angkor in Cambodia when only 10 years old. 
High court officials dominated his first years, but by the 
time he was 17 his state temple, known as Hemasringa- 
giri, or the Mountain -with Golden Summits, was under 
construction at ANGKOR. Now known as Ta Keo, it was 
never completed but is of grandiose size. One of the 
young king's advisers, Yajnavaraha, -was responsible for 
the foundation of the temple of BANTEAY SREl northeast of 
the capital. Jayavarman's INSCRIPTIONS are concentrated in 
the good agricultural lands to the north and west of the 



TONLE SAP, east to the Mekong River, and then south 
toward the upper delta. Unusually, his reign appears to 
have been relatively peaceful, and his inscriptions reveal 
the maintenance of large estates by the aristocracy and 
the meritorious donation of gifts to the gods. One text 
also describes how the king, -when aged 16, founded t-wo 
religious corporations -with rights to land holding, inheri- 
tance, and exemption from taxes. 

Jayavarman VI (r. 1080-1107 c.e.) King Jayavarman 
VI of Angkor in Cambodia was a usurper who was a mem- 
ber of the aristocratic Mahidharapura lineage of the upper 
Mun Valley in Thailand. 

In about 1080, Divakarapandita, -who had participated in 
the consecration of UDAYADITYAVARMAN It's (r. 1050-66 
C.E.) golden LINGAM at the BAPHUON and who held a high 
court position during the next three reigns, crowned him. 
Jayavarman VI made no attempt to relate his ancestry to 
previous rulers at Angkor. His father was a local poten- 
tate in a border region to the north\vest, beyond the Dang 
Raek range. A later INSCRIPTION from PHNOM RUNG names 
Hiranyavarman and Hiranyalakshmi as parents of 
Jayavarman VI. 

See also BANTEAY SREI. 

Jayavarman VII (r. 1181-1219 c.e.) Jayavarman VU 
was one of the great kings of Angkor in Cambodia. 
After the kingdom -was attacked and sacked by the 
Chams, he defeated the occupying enemy on land and on 
the GREAT LAKE and reestablished the rule of the Mahid- 
harapura dynasty. Jayavarman had a new capital city con- 
structed at ANGKOR, now known as ANGKOR THOM. Three 
kilometers square (1.2 sq. mi.), the city is surrounded by 
a high -wall, five colossal gateways, and a wide moat. The 
BAYON, his temple mausoleum, lies at the center of the 
new city. The royal palace was located in a separate 
walled precinct north of the Bayon and gave access to the 
ELEPHANT TERRACE, a reviewing stand commanding a 
large open area. Jayavarman VII was a Buddhist king, and 
his temple mausoleum contained a large statue of the 
Buddha. The city gates, the Bayon, and his other major 
foundations incorporated large stone heads thought to 
represent the king merged with the Buddha. The Jay- 
atataka BARAY, or reservoir, northwest of Angkor Thom 
was built in his reign; the island temple at the center, 
known as NEAK PLAN, -was a holy place where pilgrims 
could bathe and wash away their earthly sins. Two very 
large temple complexes now known as TA PROHM and 
PREAH KHAN were built just beyond the city walls. They 
were dedicated to the king's parents. A third massive tem- 
ple at the remote BANTEAY CHMAR was built to honor the 
king's son and four military heroes. The foundation 
inscriptions of Preah Khan and Ta Prohm set out the 
number of villages and thousands of -workers assigned to 
provide goods, from rice to wax and clothing, to maintain 



Jia Yi 169 




It is most unusual to encounter lifelike sculptures of Angkorian 
kings. This fine bust depicts Jayavarman VII, the great builder 
king who ruled Angkor from 1181 until 1219. (Erich Lessing/ 
Art Resource, NY) 



the temples. Jayavarman had roads and bridges con- 
structed across the kingdom. Rest houses were strategi- 
cally placed to provide shelter for travelers, many of 
whom would have been pilgrims visiting the many holy 
places. There were also HOSPITALS that, like the temples, 
were ascribed villages and workers to supply them with 
all their needs. 

The Bayon and Banteay Chmar temples contain reliefs 
that show the royal army in conflict, on land and water, 
with the Chams. They also depict many aspects of life in 
the city and countryside, including a woman in labor, a 
market scene, aristocratic feasting and servants preparing 
food, chess players, and fishermen. Several statues of the 
king survive; that from Preah Khan of Kompong Svay is 
the best known, revealing a serene and regal image. 

See also BUDDHISM; CHAM CIVILIZATION. 

Jayavarman VIII (r. 1243-1296) Jayavarman VIU, king 
of Angkor in Cambodia, a dedicated adherent to Hinduism, 
ordered that all Buddhist statues at Angkor he destroyed or 
modified to accord with Hindu practice. 

The image of the Buddha, which had dominated the central 
shrine of the BAYON, was smashed and the pieces thrown 



into the shaft beneath. It was restored and rededicated in 
1935. It vi^as during this reign that the last major religious 
building, the Mangalartha, was constructed; Jayavarman, 
however, actively remodeled several older buildings, 
including the reviewing terraces east of the palace. 

Jayavarman of Funan (c. 480 c.e.) Jayavarman of 
Funan was known as a victorious ruler and a founder of 
temples to Vishnu. 

Toward the end of the fifth century C.E. kings of the mar- 
itime state of FUNAN in Cambodia began to set up stone 
INSCRIPTIONS written in the exotic SANSKRIT language. The 
few that survive reveal that there was a line of kings in 
which the succession on at least one occasion passed 
from father to son; that they had adopted the honorific 
title varman, "shield" or "protector"; that WOMEN enjoyed 
high status; and that the elite founded temples. One of 
these texts mentions a person whose name began with Ja-, 
probably Jayavarman, who had been victorious in battle 
against a king whose name began vi'ith Vira-. He founded 
many sanctuaries dedicated to Vishnu and placed his son, 
GUNAVARMAN, in charge of one, which had been "wrested 
from the mud." A second inscription cites King Jayavar- 
man and his son, RUDRAVARMAN (Protege by SIVa), and 
describes how the former named the son of a Brahman as 
his inspector of property. A third text also mentions King 
Jayavarman and his victories won over rivals. It then 
records the foundation of a hermitage, reservoir, and resi- 
dence by his queen, KULAPRABHAVATI. 

Jhukar Jhukar is a site in the Indus Valley that has 
given its name to a culture that is known to have contin- 
ued to occupy several sites of the INDUS VALLEY CIVILIZA- 
TION during the early second millennium B.C.E. The few 
exposures of JHUKAR material, which is best known on 
the basis of the excavations at CHANHU DARO in Pakistan, 
reveal elements of continuity and change. Thus while the 
writing system and distinctive SEALS of the earlier civiliza- 
tion were no longer found, circular seals bearing geomet- 
ric designs were still employed. The pottery, revealing 
different designs, was derived from the preceding tradi- 
tion. At Chanhu Daro, the people of the Jhukar phase 
continued to occupy the same mound and to reemploy 
bricks but did not invest the same energy in civic ameni- 
ties, such as the drainage system. The Jhukar phase, 
which is dated 2000-1800 B.C.E. , is important in the 
sense that it reveals continued occupation of some earlier 
urban sites, rather than the drastic and sudden demise of 
the civilization. 
See also AMRI. 

Jia Yi (201-168 B.C.E.) Jia Yi, a statesman during the 
early Western Han dynasty, wrote a widely regarded study of 
the preceding Qin dynasty entitled Guo Chin Lun (The 
Faults of Qin). 



I70 Jin 



He lived in a period that followed the tumultuous end of 
the WARRING STATES PERIOD (475-221 B.C.E.), which cul- 
minated in the victory of Qin and the imposition of a bru- 
tal centralized autocracy under the first emperor, QIN 
SHIHUANGDI (259-210 B.C.E.)- The early Han rulers and 
bureaucrats sought a means of ruling an immense empire 
other than through repressive coercion, and the period 
witnessed many philosophical tracts on governance cen- 
tered on TAOISM but including elements of Confucianism. 
The work in particular focuses on the reasons underlying 
the successful peasant revolt against the second Qin 
emperor, which pitched poorly armed rustics against the 
largest and best-equipped army in the world. He pin- 
pointed the difference between successfully defeating ene- 
mies and creating the empire on the one hand and 
maintaining peace on the other. For this, the ruler 
required empathy with his subjects, ensuring good agri- 
cultural practice, avoiding harsh taxation and repression. 
The opposite path toward autocratic repression was fol- 
lowed and led to the downfall of the dynasty in the face of 
desperate and determined peasants. 
See also CHEN SHE; CONFUCIUS. 

Jin The state of Jin was located in the valley of the Fen 
River, in the inodern Chinese province of Shanxi. It occu- 
pied a strategic location between the central plains and 
the heartland of the Western Zhou state and the western 
foothills of the Taihang mountain range. The state was 
responsible for guarding against any incursions or threats 
from the Zhou heartland. The history of the Jin state dur- 
ing the Spring and Autumn period (770—476 B.C.E.) was 
one of rivalry and conflict, particularly with the rising 
ascendancy of CHU in the south. 

Archaeological excavations have greatly added to the 
knowledge of the Jin state, particularly the investigations 
at TIANMA-QUCUN. These have resulted in the uncovering 
of more than 600 burials. A group of 17 tombs excavated 
between 1992 and 1995 were equipped with access ramps 
together with pits containing the remains of chariots and 
horses, dating to the late Western Zhou and early EAST- 
ERN ZHOU DYNASTY periods. These graves contained 
bronzes inscribed with the names of the Jin elite, includ- 
ing sets of bells. Remarkably, some bronze vessels were 
never intended for use, because the lids and bodies were 
cast as one piece, and one specimen still had the central 
clay core in place. The Jin lords may also have been 
antique collectors, for a Neolithic jade cong and jades of 
SHANG STATE origin were recovered. Jade ornaments are a 
particular feature of these graves, and in the case of Burial 
31, they were cut to cover the face of the deceased. 

RISE OF JIN 

Jin, like several other states that came to the fore politi- 
cally during the Spring and Autumn period, had its ori- 
gins in the wars of succession that followed the death of 
KING WU (d. c. 1043 B.C.E.), the first ruler of the WESTERN 



ZHOU DYNASTY. The succession should have passed to his 
oldest son. Song, who under the name Cheng was to rule 
from about 1042 until 1006 B.C.E. However, a younger 
brother of King Wu, Zhou Gong Dan, declared himself 
regent, on the grounds that Song was too young to rule 
alone. This fomented a civil war between the forces of 
Zhou Gong Dan and Cheng on the one hand and those of 
Dan's brothers on the other. Zhou Gong Dan fought suc- 
cessful campaigns to the east of the capital and greatly 
expanded the area under Zhou control. In a time-hon- 
ored tradition, rulers of the new territories were found 
among the loyal members of the ruling lineage or high- 
ranking followers, and Tangshu Yu, one of the brothers of 
King Cheng, was granted the fief that was to develop into 
the state of Jin. 

The initial threat from the north was met by the for- 
mation of the subsidiary state of Quwo in 746 B.C.E. This 
proved a Trojan horse, because in 678 Wu Gong of Quvi'o 
defeated the Jin and ■was recognized as the duke of Jin. 
His successor, Jin Xi'an Gong (r. 676—651 B.C.E.), 
expanded the power of Jin by absorbing 16 smaller states 
in its orbit. In an act typical of the power struggles that 
accompanied the death or murder of a Jin ruler, Jin Xi'an 
Gong had all the descendants of former Jin rulers put to 
death. After his own death there was a war over the suc- 
cession involving his sons. One of these, Hui Gong, was 
captured by the Chu after a battle, and finally only one 
son, Jin Wen Gong (r. 636-628 B.C.E.), was still alive. He 
ruled that no member of the royal line was permitted to 
hold a court position. In 635 B.C.E. he further expanded 
Jin territory after a timely intervention to assist the king 
of Zhou. Three years later, in a temporary alliance with QI 
and QIN, Jin defeated the forces of the Chu in the Battle of 
Chengpu, but the Jin were defeated in 598 B.C.E. at the 
Battle of Mi. This led to a remarkable resolve among the 
states to engage in mutually agreed disarmament, but as 
are most such treaties, it was short lived, and Jin defeated 
Chu again at Yanling in 574. In the same year Jin Li Gong 
was murdered and succeeded by Jin Dao Gong (572-558 
B.C.E.). In 546 B.C.E. there was a conference at Shangqui, 
leading to an agreement that there should be an agreed 
ceiling on the number of war chariots maintained by each 
state. Four decades of peace between Jin and Chu 
ensued. This period of external peace was not accompa- 
nied by internal harmony. By the end of the sixth century 
B.C.E., civil war in the state of Jin saw six factions reduced 
to four, and in 453 B.C.E. three houses remained: ZHAO, 
HANN, and WEI. In 403 B.C.E. each was officially recog- 
nized as a state in its own right, and Jin came to an end. 

OTHER ARCHAEOLOGICAL DISCOVERIES 

Archaeological research at XINTIAN in Shanxi province has 
revealed many features of the Jin capital from 585 B.C.E. 
The site included three walled cities, the smallest one by 
one kilometer in extent. It is thought that one of these 
was for the ruling lineage, and the others for lesser mem- 



Jingdi 171 



bers of the elite. Each incorporates raised stamped-earth 
platform foundations for temple and residential build- 
ings. Further walled precincts also lay beyond the central 
core. One of the most important aspects of the archaeo- 
logical research has been the identification of specialist 
areas for casting bronzes, making bone artifacts, and 
manufacturing pottery. A number of cemeteries have 
been examined, some including large and richly endowed 
elite graves dating to the Spring and Autumn period, 
while another enclave held a concentration of pits con- 
taining the skeletons of sacrificed cattle, horses, sheep, 
and chickens. These were part of a ritual in which indi- 
viduals took an oath of allegiance to their lineage head; 
the text was inscribed or painted onto jade tablets that 
were then placed over the sacrificed animals. The domes- 
tic quarters of the mass of the Jin population reveal the 
presence of house foundations, storage pits, wells, and 
drainage facilities. The site was abandoned in 369 B.C.E. 

Jinancheng Jinancheng is a city occupied under the 
Chinese kingdom of CHU during the WARRING STATES 
PERIOD (475-221 B.C.E.). It is located about 17 kilometers 
(10.2 mi.) north of the Chang (Yangtze) River in Hubei 
province. Excavations there have revealed much vital 
information on the nature of a major urban center during 
this period, when the states of China were embroiled in a 
long struggle for supremacy. This ended in 221 B.C.E. 
with the victory of the QIN over all rivals, including the 
kingdom of Chu. As might be expected, Jinancheng was 
stoutly defended by a broad moat and wide stamped- 
earth walls up to 40 meters (132 ft.) thick. There were six 
main entrances into the city and two water gates to admit 
the course of the two rivers that flowed through the inte- 
rior. Raised stamped-earth platforms that were concen- 
trated in the northeastern sector of the interior supported 
the palaces of the elite together with their temples. The 
southwestern quarter included a number of ceramic-kiln 
sites for producing roof tiles and domestic pottery, while 
there was also a specialist bronze foundry. The city cov- 
ered 1,600 hectares (4,000 acres) and would have sup- 
ported a substantial population, to judge from the 400 or 
more wells that have been uncovered by archaeologists. 

Jincun In 1928 heavy rain revealed the top of a tomb at 
Jincun, northwest of the EASTERN ZHOU DYNASTY capital at 
LUOYANG in China. Eight tombs were looted and the con- 
tents distributed to collectors. Fortunately, Bishop W. C. 
White was then resident at Jincun and described the 
necropolis. The tombs had octagonal wooden chambers 
joined by a doorway to long ramps, one of which reached 
80 meters (264 ft.) in length. Three of the ramps were 
lined by long pits containing the remains of horses. The 
looted artifacts were outstandingly rich. Three giant ding 
tripods lined the doorway giving access to the tomb, each 
almost one meter in diaineter. Within the chamber, the 
upper part of the wooden walls was decorated with a 



band of inlaid glass and bronze disks. Some of the bronze 
vessels and mirrors were inlaid with gold, silver, or glass, 
and there were silver vessels and a statuette. A jade and 
gold pectoral is now in the possession of a Washington, 
D.C. museum. The typology of these artifacts points to a 
date in the fourth century B.C.E., the WARRING STATES 
PERIOD (475-221 B.C.E.), and it is difficult not to ascribe 
such magnificent interments to the royal lineage of the 
EASTERN ZHOU DYNASTY. 

Jingdi (Liu Qi; Admired Emperor) (188-141 b.c.e.) 
Jingdi was the fourth major king of the Western Han dynasty 
in China. 

His father was the emperor WENDI (202-157 B.C.E.) and 
his mother the empress Dou. Jingdi's magnificent tomb 
was discovered in 1990. The terra-cotta army of the first 
emperor, QIN SHIHUANGDI (259-210 B.C.E.), is well known 
for its size and number of clay statues of soldiers. That of 
Han Jingdi covers five times the area of the famous terra- 
cotta army. There are 86 pits in association with his mau- 
soleum, containing at least 40,000 clay figures. These 
were modeled at about a third of lifesize and were so con- 
structed that their arins could be moved. Each was 
painted and clothed in silk. On the basis of the SEALS 
found, it is thought that each pit might represent a depart- 
ment of state. The one containing 400 dogs and 200 
sheep, for example, would represent the kitchens. Unlike 
in the tomb pits of Qin Shihuangdi, there was less concen- 
tration on war and soldiery. The tomb also contained 
models of domestic aniinals, farm implements, tools, 
wheeled vehicles, and ceramic storage jars still brimming 
with grain. There are chisels, plowshares, model granaries, 
and chariots. Eunuchs and serving WOMEN were modeled 
in molds, and their faces retouched to take on an individ- 
ual appearance. Adjacent to this main mound, there are 
subsidiary tombs for the empress and the favorite concu- 
bine. These too have many associated pits; at least 31 are 
already known for the empress herself. 

Wendi had followed a policy of emasculating the 
power of dependent kingdoms by diminishing their size 
or replacing them where possible with commanderies 
(centrally controlled provinces). In 154 B.C.E., the third 
year of his reign, the king of Wu revolted against Jingdi, 
who, as heir apparent, had been responsible for the death 
of THE KING OE wu's son in an argument over a chess 
game. Wu was joined by other eastern-seaboard king- 
doms, particularly CHU and ZHAO. The imperial army was 
too powerful, and government victory provided the 
opportunity to replace the kingdoms with provinces. A 
similar opportunity arose to the south when the king of 
Changsha, formerly the powerful state of Chu, died with- 
out an heir in 157 B.C.E. The new king was a member of 
Jingdi's own lineage. These changes had the effect of 
greatly expanding central control at the expense of dis- 
tant but powerful semi-independent kingdoms. During 
the decade from 155 B.C.E., no fewer than 14 of Jingdi's 



172 Jingyanggang 



sons were given their own kingdoms. The regional kings, 
ho-wever, had their po'wers severely reduced in that their 
advisers and ministers -were increasingly appointed from 
the capital rather than through local favor. 

Jingdi also reimposed a tax of l/30th on production, 
which led to a considerable accumulation of central capi- 
tal. While some of this wealth was stored against the pos- 
sibility of adverse agricultural returns, it was also 
deployed to maintain central craft workshops. The mod- 
els in Jingdi's tomb stress the importance attached to agri- 
culture under Jingdi, and the infrastructure necessary for 
a prosperous economy, so vital to the maintenance of the 
state, was provided through a requirement for corvee 
labor by the peasantry. According to contemporary 
records, the vast majority of the population were agricul- 
tural peasants. In addition to serving two years of mili- 
tary conscription, they were required to work for the 
state for one month in 12. Thus a network of road, 
canals, and bridges was constructed. Jingdi was suc- 
ceeded by one of his sons, WUDI (157-87 B.C.E.). 

Jingyanggang Jingyanggang is a large urban site of the 
LONGSHAN CULTURE, located on the left bank of the Huang 
(Yellow) River in Shandong province, central China. Its 
stamped-earth walls enclosed an area of about 38 hectares 
(95 acres), making it one of the largest such sites of this 
period in China. Excavations within the walled enclosure 
have revealed substantial raised platforms of stamped 
earth, one of which is 520 by 175 meters (1,716 by 577.5 
ft.) in extent. Early written graphs have been found on the 
surface of a pottery vessel there. 

Jinshin disturbance The Jinshin disturbance refers to 
a civil war that broke out in Japan in 672 C.E. after the 
death of the emperor TENJI (626-672). At that juncture, 
there were no rules for the succession, and close kin of 
the emperor could claim equal rights irrespective of their 
sex. The Jinshin disturbance involved the son and the 
brother of Tenji. The deceased emperor had nominated 
his son. Prince Otomo, and bypassed Prince Oama, his 
uncle. The war was fought to a background of increasing 
centralization of power and authority in the YAMATO court 
at the expense of the provincial magnates. Under these 
circumstances. Prince Oama withdrew from the court 
with the broadcast intention of secluding himself in a 
monastery in the Yoshino Mountains. However, with the 
support of the provincial families, who had chafed under 
the centralizing regime of Tenji, he defeated Otomo. The 
latter committed suicide and was declared the emperor 
Kobun only posthumously in 1870. Paradoxically, having 
triumphed with provincial support, the new emperor 
TENMU (Oama) (6317-86) initiated even more intensive 
centralizing policies that ultimately led to the foundation 
of the NARA STATE. 



Jinyang Jinyang in Shanxi province, China, was an 
early capital of the JIN state during the Spring and 
Autumn period (770-476 B.C.E.). Its cemetery lay beyond 
the northwestern wall, and more than 100 graves have 
been identified there. In 1987 the intact grave of Zhao 
Meng, a minister to the Jin court, was excavated and 
found to be intact. His three nested coffins were centrally 
placed in a rectangular chamber 14 meters (46.2 ft.) 
below the ground. Made of cedar, the chamber measured 
11 by nine meters (36.3 by 29.7 ft.) and was encased in a 
layer of charcoal and stones. The primary burial lay in the 
center of this chamber and was accompanied by four 
coffins containing the remains of two male and two 
female attendants. The completeness of this burial per- 
mits the tracing of the mortuary rituals. Surviving docu- 
ments of the Spring and Autumn mortuary practices 
reveal that first the corpse was washed, dressed, and laid 
out in state, for a period determined by the status of the 
deceased. The next stage in the mortuary ritual was to 
organize the funeral procession of carriages and chariots 
that wound their way to the cemetery to place the grave 
offerings around the central coffins. 

In the case of emperors, the first stage would last for 
up to seven months. Zhao Meng had been treated thus, 
and while his actual clothing has not survived, the jade 
and gold ornaments found with the body reveal certain 
aspects of his dress. He wore a belt tied with a golden 
buckle from which two swords hung, each with a jade 
handle and pommel. Jade plaques used to cover his eyes 
were probably part of a cloth shroud. He wore two jade 
archer's thimbles, and the many plaques of jade on his 
skeleton had been attached to his robe. The body was 
then placed into the first of three lacquered coffins that 
were decorated with gold foil. 

Zhao Meng was accompanied by a rich array of offer- 
ings that represented his social status and activities in 
life. One of the subsidiary coffins held a set of 19 bells 
and 12 stone chimes. The man within was probably the 
minister's music master. A second was linked with chariot 
fittings, surely the chief charioteer's. Seventy ritual 
bronze vessels were stacked in profusion beyond the head 
of the coffins. Some of these contained food remains that 
included grain and the bones of birds, cattle, pigs, and 
sheep. A pit adjacent to this tomb contained the remains 
of 44 horses and 15 chariots that would have been 
employed in the funerary procession. 

Jito (645—703) Jito was the 41st Tenno, or sovereign, of 
Japan. 

A daughter of the emperor TENJI (626—72), she married 
her uncle, Oama, who later became the emperor TEMMU 
(6317-686). She reigned from 686 to 697 C.E., when she 
abdicated in favor of her grandson. Emperor Mommu. A 
noted poet, she is particularly remembered for her deci- 
sion to found the great city of EUJIWARA in the southern 



Jori system 173 



Nara Basin. This move represented a departure from previ- 
ous imperial residence patterns, whereby the emperor 
v\rould move periodically from one palace to another. Fuji- 
wara was a city built on Tang Chinese principles. It was 
dominated by a large palace compound containing the 
imperial residence, a reception hall, and government 
buildings. Beyond the palace walls, a grid system of streets 
■was laid out, and the urban populace was allocated space 
according to rank. However, this city had a brief life 
before being abandoned in favor of an even larger center 
20 kilometers (12 mi.) to the north at HEIJO-KYO. 

Jones, Sir William (1746-1794) Sir William Jones is 
best known for his study of Sanskrit and his recognition that 
this language was related to Latin, Greek, and all other lan- 
guages of the Indo-European family. 

Educated at the University of Oxford, Jones was a gifted 
linguist who was to become proficient in as many as 28 
languages. He also studied law, and it was as a prospec- 
tive High Court judge that he sailed for Bengal in 1783. 
His proficiency in languages was already evident in his 
Persian grammar and his translation from Arabic of the 
Islamic law of property succession. In INDIA, he applied 
himself to the Sanskrit language largely to inform himself 
on traditional Indian law and furthered scholarly studies 
through founding the Asiatic Society of Bengal. As presi- 
dent of this society in 1786, he read a paper proposing 



that Greek and Sanskrit had a common origin. This was a 
pioneer study in comparative linguistics that has exer- 
cised a profound influence on all subsequent studies of 
the Indo-European language family. 

Jori system The Jori system was a method of subdi- 
viding agricultural land, which was part of the TAIKA 
REFORM of 645 C.E. The YAMATO State at this period was 
experiencing a rapid development toward centralized 
power in the hands of the sovereign. This pattern 
involved the reduction in the role of local magnates but 
necessitated the foundation of a strong rural economy as 
a basis for taxation on production and people. The ori- 
gins of the Jori system might be far older than the period 
of the Taiko edict, however, because some prehistoric 
rice plots uncovered through archaeological research, 
such as those at the YAYOI site of TORO, seem to conform 
to it. Basically, the agricultural land was divided into 
squares measuring six cho (109 meters) square (131 sq. 
yds.). This unit was further divided into 36 tsubo, each 
measuring one cho square and again into 10 equally 
sized strips called tan. Theoretically, a tan produced suf- 
ficient rice to feed one person for a year. The allocation 
of land by the court for individual use was facilitated by 
this method, by which even small units of land could be 
identified. 




Kaberis Emporium See kaveripumpattinam. 

Kafyr-kala Kafyr-kala is one of the few sites providing 
evidence for the nature of a regional center of the HEPH- 
THALITE HUNS. The Hephthahtes were a powerful Hun 
group who dominated Central Asia and northern India 
between about 450 and 550 C.E. While some segments of 
the community preserved their nomadic ways, the ruling 
elite adopted a sedentary urban life, minted coins, and 
administered a sophisticated system of justice. Kafyr-kala 
is located in the upper Vaksh Valley in Tajikistan and was 
surrounded by a wall incorporating defensive towers. A 
palace dominated the citadel, which is 360 meters square 
(432 sq. yds.), while the lower town included a central 
road flanked by residences, temples, and shops. The 
palace was strongly defended with two walls and towers 
at each corner. The Chinese pilgrim XUANZANG, who trav- 
eled through this area in the seventh century, observed 
monasteries and Buddhist monks in Hephthalite centers. 
At the palace of Kafyr-kala, a Buddhist sanctuary the 
walls of which were embellished with paintings of the 
Buddha, has been revealed by excavation. 

Kahaum Kahaum is a site located in the lower Ghaghra 
Valley of Uttar Pradesh state, northern India. It is notable 
for the discovery there of an INSCRIPTION dating to 460 
C.E. in which Madra, the donor, records the meritorious 
act of raising a stone pillar bearing the images of five Jain 
deities. It begins with a fulsome tribute to the reigning 
king, SKANDAGUPTA (455-467 C.E.), which dates the 
donation to the 141st year of the Gupta dynasty. The king 
is described as king of a hundred kings, and Madra set 
out his paternal ancestors' names and noted his benevo- 



lence toward Brahmans, gurus, and ascetics. He then 
expressed how his concerns for the transitory nature of 
the being had encouraged him to seek much merit by the 
erection of the stone pillar. 

See also GUPTA EMPIRE; JAINISM. 

Kailasa mountain In Hindu mythology. Mount Kai- 
lasa was the home of SIVA. It was shaken by the giant 
Ravana, to attract the attention of Siva. 



Kaladi The Kaladi INSCRIPTION is a late copy on cop- 
per plates of an earlier text dated to 909 C.E. It is from 
the region of the lower Mas River in east Java in Indone- 
sia and describes how King BALITUNG (r. c. 901-10) 
granted land to two officials. It also records the tax sta- 
tus of land dedicated to a temple. It is of considerable 
interest to note that land converted into rice fields was 
considered dangerous to traders and other travelers by 
day and night because of demons and robbers. There is 
also a long list of people not permitted to enter the land, 
which gives a good cross section of specializations, for it 
includes musicians, rice cooks, those in charge of 
orchestras and prostitutes, foreigners, spur makers, 
overseers of traders, traders of axes and rope, collectors 
of snails, umbrella makers, and mat makers. The pres- 
ence in east Java of foreign merchants, presumably 
interested in the rich spice trade, is recorded in the list 
of those forbidden to enter the property: They were 
from India, Sri Lanka, Champa, Cambodia, and Myan- 
mar (Burma). Clothing and gold were given to the wit- 
nesses of the SIMA, a resolution on tax status of land. 
See also CHAM CIVILIZATION. 



174 



Kalibangan 175 



Kala-i Kahkaha Kala-i Kahkaha (Bunjikat) was a 
major city that flourished in Ustrushana during the sev- 
enth and eighth centuries C.E. It is located in the upper 
basin of the Syr Dar'ya River and was defended by a wall 
with regularly spaced bastions. The people of Ustrushana 
grew wealthy on the basis of irrigated agriculture, min- 
ing, and trade along the SILK ROAD. Kala-i Kahkaha incor- 
porates a large storied palace richly decorated with wall 
paintings and wooden carvings, the houses of wealthy 
merchants, and a quarter for the specialist potters. Bronze 
coin issues were used in exchange. 

Kalawan The Kalawan, originally known as Chadasila, 
is the second largest monastic establishment founded on 
the hills surrounding TAXILA in modern Pakistan. The 
complex covers an area of 135 by 80 meters (445.5 by 264 
ft.) and includes a large court containing the main stupa 
with an unusually large relic chamber within and three 
courts lined with monks' cells to the south. The main 
stupa does not dominate in terms of size and is associated 
with several smaller stupas. By good fortune, the relic 
chamber in the stupa of Shrine Al was found intact. It 
contained a small schist model of a stupa 16 centimeters 
(6.4 in.) high, covered in gold. The casket within, also 
covered in gold, contained 12 gold rosettes and 16 of sil- 
ver and another gold casket, containing fragments of bone 
and beads of beryl, quartz, crystal, pearl, garnet, and glass. 
An associated INSCRIPTION in the KHAROSHTHI script 
recorded that in about 77 C.E., one Candrabhi and mem- 
bers of her family contributed offerings to the stupa 
shrine, for the attainment of nirvana. 

Kalibangan Kalibangan, a city of the INDUS VALLEY CIVI- 
LIZATION, is located in Rajasthan, India, on the now-dry 
channel of the SARASVATI RIVER. The name means "black 
bangles," after the number found on the surface of the 
mound before excavations, which began in 1961 and lasted 
for nine seasons. Two major phases of occupation were 
identified. In the first, which is of the immediate pre-Harap- 
pan period, the site was a fortified area in the form of a par- 
allelogram measuring 250 by 180 (825 by 594 ft.) meters. 

After the first settlement was abandoned, a layer of 
sterile sand accumulated over the ruined walls, but the 
site was soon reoccupied during the period of the classic 
Indus civilization, which began about 2500 B.C.E. The 
importance of this second period of occupation lies in the 
clear evidence obtained for internal spatial organization of 
a small provincial center. There were, as at HARAPPA and 
MOHENJO DARO, two distinct walled areas. That to the west 
was built over the remains of the Period 1 occupation and 
was therefore elevated above the plain. It had a walled 
area divided in turn into two distinct sections, one of 
which seems to have been a ritual area. A gap of 40 meters 
(132 ft.) separates this elite and religious sector from the 
larger lower city, which is again located within a parallelo- 
gram form 360 by 240 (1,188 by 792 ft.) meters in extent. 



EARLY PHASE 

The mud-brick wall around the settlement varied in width 
from 1.9 to four meters (6.2 to 13.2 ft.). Houses within 
were also built of mud brick and had three or four rooms 
around a central courtyard. Cooking ovens and plastered 
pits, possibly for retaining drinking water, were found in 
the dwellings, which were equipped with fired-brick 
drains. Trade was actively pursued; finds include car- 
nelian, STEATITE, copper, and marine shell. A unique dis- 
covery of the furrows of a plowed field was found outside 
the walled settlement. The furrows crisscrossed one 
another, two rows 30 centimeters (1 ft.) apart, the other 
rows separated by 1.9 meters. This arrangement was prob- 
ably designed to grow two different crops simultaneously. 

INDUS PHASE 

One section of the western area contained five or six sep- 
arate elevated platforms of mud brick, with access to the 
top by a flight of steps. Unfortunately, brick robbers had 
removed virtually all evidence for structural remains on 
the platforms, but at least one brick-lined pit, which con- 
tained the bones of a bovid and the antlers of a deer, was 
uncovered. There were also a number of fire altars, sug- 
gesting a religious use for these structures. This enclave 
was accessible to the northern half of the citadel by 
means of a gateway. It is thought that the other half was 
reserved for the residences of the elite, but unfortunately 
no complete domestic plans are available. 

In the lower city the residential area had a grid pat- 
tern of streets, in which the widths varied from 1.8 to 7.2 
meters (5.9 to 23.7 ft.). The houses in the city blocks 
were built around a courtyard and had six or seven 
rooms. Many houses had their own wells and cooking 
areas and drains of wood or fired brick issued from the 
houses into ceramic soak pits under the street level out- 
side. Some houses also had their own fire altars. Wheeled 
carts would have carried goods through the northern 
entrance and down the main streets, where some corners 
were guarded against damage by posts. The western town 
gate led toward the citadel. A brick temple found 80 
meters (264 ft.) to the east of the lower city held five 
altars, while the town cemetery lay to the southwest of 
the citadel about 300 meters (990 ft.) from the setde- 
ment. There was a series of inhumation graves, the dead 
laid out with their head to the north and accompanied by 
grave goods. These included ceramic vessels and items of 
personal jewelry. One or two of these graves were richer 
than the norm; one had a brick lining, and another had 
access steps. There were also oval graves containing large 
jars, but no human remains. 

The fields surrounding Kalibangan must have been 
sown for barley, the remains of which predominated in 
the excavated areas, and wheat. No rice was encountered. 
A fine bronze statue of a bull recalls the widespread dom- 
inance of cattle as a form of wealth in other Indus cities. 



176 Kalinga 



Artifacts recovered included typical Indus SEALS, ceram- 
ics, weights, and an ivory COMB. The city was probably 
abandoned when the Sarasvati River dried up. 

Further reading: Kenoyer, J. M. Ancient Cities of the 
Indus Ciyilization. Oxford: Oxford University Press, 1998; 
Thapar, B. K. "Kalibangan: A Harappan Metropolis 
Beyond the Indus Valley," Expedition 17 (1975): 19-32. 

Kalinga Kalinga is a state centered in Orissa in India. It 
was conquered by ASOKA (r. 268-235 B.C.E.), third king of 
the MAURYA EMPIRE, but asserted its independence as Mau- 
ryan power waned. Most information about the subse- 
quent history of Kalinga is from an important INSCRIPTION 
from Hathigumpha Cave near Bubaneshwar on the 
Mahanadi Delta in Orissa. It describes the exploits of the 
third king of the Cedi dynasty, Kharavela, who reigned in 
the early second or late first century B.C.E. He engaged in 
many successful military campaigns in the Ganges (Ganga) 
Valley and against the Greeks as well as in the south. 

kami Kami are spirits and gods worshiped in Japan, 
which stand at the origin of the Shinto religion. They 
may include natural features with special powers, such as 
mountains, plants, trees, and animals, as well as danger- 
ous spirits that require veneration. Thunder, lightning, 
and rain may host a kami, as can man-made objects such 
as boats or buildings. Both the KOJIKI and the NIHONGI, 
early eighth-century historical texts, contain sections on 
kami, the former in particular stressing their role in cre- 
ation myths involving first the universe and then the 
imperial line. Kami can be identified in many aspects of 
Japanese life and thought, in the remote past as well as 
the present. They appear, for example, in rustic folklore 
concerning the powers of the spirit world as well as foun- 
dation sagas of the Japanese islands and the rituals to 
ensure a good harvest. Kami also are said to have guided 
Queen Jingu of YAMATO, who, in the fourth century C.E., 
led a military campaign against the Korean state of 
SHILLA. The myths contained in the Kojiki and Nihongi 
link kami with the beginnings of Japanese civilization. 
King Sujin, whose tomb lies near the foot of Mount Miwa 
bordering the Nara Plain, is said to have worshiped the 
kami of the mountain, thus linking his dynasty with the 
sacred world and giving it legitimacy. 

Kampil Kampil is a site of the PAINTED GREY WARE 
(800-500 B.C.E.) culture in northern India, identified by 
SIR ARTHUR CUNNINGHAM with ancient Kampilya. It was 
mentioned in the Hindu epic the MAHABHARATA as the capi- 
tal of the state of Pancala. Excavations have revealed traces 
of a mud rampart and a relatively thin occupation level. 

kamrateng jagat ta raja Kamratengjagat ta raja is the 
title given to a deity in the SDOK KAK THOM inscription of 
1052 C.E. at ANGKOR in Cambodia. It translates into SAN- 



SKRIT as DEVARAJA, or the "god who is king." Many writers 
have mistakenly portrayed this as a reference to the dei- 
fied king. In fact, it was probably a portable deity seen as 
the ruler of the heavens, in contrast to his equivalent, the 
king of the Earth. 

Kandahar (Qandahar) Kandahar is the location of a 
major city in Afghanistan, excavated during the 1970s. 
The name derives from the region known as GANDHARA 
and is first recorded in a 13th-century Persian text. It 
includes a walled enclosure fortified with bastions and 
with gateways on the north, east, and south walls. Water 
tanks and a Buddhist monastery, as well as a cemetery, are 
located outside the confines of the city. The walls are 
massive, 10 meters (33 ft.) wide and up to 15 meters 
(49.5 ft.) high. The earliest layers probably date to the 
early first millennium B.C.E., making this one of the earli- 
est city foundations after the end of the INDUS VALLEY CIV- 
ILIZATION. There followed an occupation during the 
period of Achaemenid dominance in Arachosia. It was 
later a major center under the MAURYA EMPIRE, the loca- 
tion of the most westerly Asokan inscription. 
See also ACHAEMENID EMPIRE. 

Kang Dai (third century C.E.) In about 250 C.E., Kang 
Dai led an embassy southward to seek a maritime trade 
route to the west. 

Sent by the southern Chinese king of Wu, whose state was 
denied access to the SILK ROAD, the embassy probably 
made landfall on or near the Mekong Delta in Vietnam. 
There Kang Dai encountered what he called the state of 
EUNAN, a name of unknown origin or meaning. On his 
return to China, he submitted a report in which he 
described the Funan people as living in walled settlements 
that incorporated palaces. The kings imposed taxes on rare 
commodities and engraved semiprecious stones. There was 
a form of legal system involving trial by ordeal, and much 
rice was cultivated. Kang Dai reported the presence of a 
representative of the king of India and noted that the local 
writing system was derived from an Indian script. This 
report was later summarized in official Chinese histories 
and formed the basis of Paul Pelliot's seminal study of the 
culture of Funan. It was only in 1943 that excavations at 
OC EO in the Transbassac sector of the Mekong Delta pro- 
vided archaeological proof of such a state. Louis Malleret 
found evidence for writing in the BRAHMI Indian script on 
SEALS and Indian imports within a large, walled city. 
See also ANGKOR BOREI. 

Kanishka I (100-126 C.E.) Kanishka 1 was the ruler of 
the KUSHANS. 

His coins depict him with a halo, and he took the title deva- 
putra, or son of god. One of his gold coins describes him as 
"king of kings, Kanishka the Kushan." An INSCRIPTION dis- 
covered in 1993 at RABATAK in Afghanistan describes the 



Kara Tepe 177 



extent of his empire and lists the cities under his control. 
His empire covered a vast tract from Tajikistan to the 
Ganges (Ganga) Valley. He was a convert to BUDDHISM and 
called a notable council to consider Buddhist writings, and 
some rare issues of his coins show the Buddha in standing 
and seated positions. But he also was a devote of Hinduism, 
and some coins show SIVA and the bull Nandi. His capital 
was located at Purusapura, modern Peshawar. 



king, KUJULA KADPHISES (30-80 C.E.), then conquered 
much of northern Afghanistan, including Kapisi. Under 
the KUSHANS, Buddhism flourished, and trade drew much 
wealth to the region. This is seen in the finds from 
Begram, which include Han Chinese lacquerware, Indian 
ivories, and Roman glass. 

See also ACHAEMENID EMPIRE; HAN DYNASTY; STEIN, SIR 
AUREL. 



Kanoko Kanoko, a site in Hitachi province, Japan, had 
been an administrative center during the late eighth cen- 
tury. Excavations there in 1979-82 encountered almost 
4,000 scraps of paper that had been impregnated with 
LACQUER. After they had ceased being of use to the 
administration, they had been recycled, probably as cov- 
ers for lacquer pots. This preserved them, and under 
infrared light their texts can be read. One recorded the 
population of the province as 200,000. Such demo- 
graphic data are of considerable value in the study of 
Japan during the late NARA STATE. 

Kanva The Kanva dynasty of India was founded in 
about 73 B.C.E., when its first ruler, Vasudeva, killed the 
last Sunga king, Devabhumi. There were only four kings 
of this dynasty, who ruled in the Ganges (Ganga) Valley 
until about 30 B.C.E. 

Kapisi Kapisi is a region that lies north of Kabul in 
Afghanistan, commanding the southern foothills of the 
Hindu Kush range. Kapisi in microcosm illustrates the 
long and complex history of the lands that saw the north- 
western extension of BUDDHISM and the burgeoning of 
trade along the SILK ROAD. It is noted for its agricultural 
production and is first mentioned historically in the fifth 
century B.C.E. as one of the satrapies of the Achaemenid 
king DARIUS THE GREAT (550-486 B.C.E.). The second-cen- 
tury C.E. Greek historian Arrian, when describing the 
campaigns of ALEXANDER THE GREAT (356-323 B.C.E.), 
mentioned two cities in Kapisi, Nikaia and Hopian. The 
former has been identified as modern BEGRAM. It is 
described as Kapisa-Kani in the Bisitun INSCRIPTION of 
Darius the Great of the late sixth century B.C.E. in north- 
west Iran. The second-century B.C.E. BACTRLA.N GREEK 
king Eucratides minted coins mentioning Kapisi, and it 
was referred to by the historians Ptolemy (second century 
C.E.) and Pliny (first century C.E.). The Chinese pilgrim 
XUANZANG (602-664 C.E.) visited Kapisi in the seventh 
century C.E. and described its capital. 

The area occupies a highly strategic part of the 
ancient Silk Road. It is linked with GANDHARA to the east 
and probably saw the early arrival of BUDDHISM even by 
the reign of ASOKA (268-235 B.C.E.). It was then a major 
center of the Bactrian Greeks, but in the mid-first century 
C.E., with the declining power of the Bactrian Greeks, the 
area fell under the dominion of the Sakas. The Kushan 



Kara-dong Kara-dong, a former oasis site on the 
ancient course of the Keriya River, lies about 130 kilome- 
ters (78 mi.) west of NIYA in western China. It has been 
known since at least 1896, when it was visited by Sven 
Hedin, and SIR AUREL STEIN undertook brief excavations 
there in 1901. He uncovered a rectangular mud wall that 
incorporated a series of rooms. In 1993, Kara-dong was 
excavated by a French team, who found the remains of a 
temple with the lower part of wall paintings intact. These 
depicted the Buddha in association with lotuses and gar- 
lands of a style paralleled at BAMIYAN to the west and 
DUNHUANG to the east. These date stylistically to the early 
fifth century C.E. Kara-dong was probably a way station 
on the SILK ROAD as it traversed the southern border of 
the TARIM BASIN from Niya to HOTAN. 

Kara Tepe Kara Tepe (Black Hill) is a low hill within 
the walls of the city site of TERMEZ. It is located in the 
upper reaches of the Amu Dar'ya River in BACTRIA, just 
west of the confluence with the Surhkan Dar'ya in Uzbek- 
istan. Excavations there began in 1926 and have contin- 
ued intermittently ever since. The site includes a series of 
Buddhist monasteries and temples grouped around the 
hill. Kara Tepe was an active center of Buddhist worship 
during the Kushan period, between the first and third 
centuries C.E. The site has yielded a large assemblage of 
INSCRIPTIONS on pottery vessels. These were written in 
KHAROSHTHI, Bactrian, and BRAHMI scripts and recorded 
the names of visitors and donations made to the founda- 
tion. On several occasions, the text Kadcvaka Vihara, 
"royal temple," appears. Other such inscriptions mention 
"the vihara of Gondofar's son" and ''\ihara refuge." A 
group of graves found at the entrance to one of the cave 
temples of Complex C included silver Sassanian coins, 
indicating that the site had ceased to be a Buddhist 
monastery by the late fourth century. Nevertheless, the 
site continued to be venerated, for excavations there have 
revealed an extraordinary complete SANSKRIT manuscript 
written on BIRCH BARK SCROLLS, containing Buddhist writ- 
ings dated between the sixth and eighth centuries. 

The typical form of monastic complex involved the 
construction of a square or rectangular court, which gave 
access to cave temples hollowed out of the adjacent hill- 
side. Three of the more completely exposed complexes, 
known as A, B, and D, have a square columned courtyard 
incorporating cells for the monks and associated rooms 



178 Karli 



for storage and wall niches to receive statues of the Bud- 
dha. There are also stupa foundations, while a drawing 
on a wall in a cave associated with Complex B provides 
an image of a stupa itself. It shows the dome under seven 
umbrellas, built over three square bases of descending 
size as one ascends. These courts provided access to the 
caves. The most common form involved a central shrine 
vidth a corridor or ambulatory around it. In the case of 
Complex C, however, the courtyard was rectangular and 
contained a stupa and a water tank. Four separate caves 
then penetrate the hillside. 

The paintings and statues that have survived provide 
insight into the art of the period and the early spread of 
BUDDHISM into Central Asia. The torso of a Buddha from 
Complex B had a wood and straw core covered first with 
clay and then with stucco before it w^as painted. The style 
closely resembles that of another Buddha statue from 
TAXILA, and it is most probably dated to the late second or 
early third century C.E. Red images of the Buddha on a 
white background are also found on some of the court- 
yard corridors. 

The layout of Kara Tepe reflects strong Indian influ- 
ence as Buddhism grew in popularity in Bactria and 
indeed along the course of the SILK ROAD toward China. 
But there are also Hellenistic contributions in the layout 
of the courtyards, whereas the depiction of the Buddha 
with a halo was of local inspiration. 

See also SASSANLAN EMPIRE. 

Karli Karli, formerly known as Valuraka, is an impor- 
tant complex of four cave temples located in western 
Maharashtra province, India. Dating to about 70 C.E., 
they were constructed under the SATAVAHANA rule. Cave I 
has an entrance embellished with reliefs of the Buddha, 
BODHISATTVAS, and a couple who might represent the fam- 
ily responsible for endowing this sanctuary. The 
stonework of the interior, particularly the ceiling beams, 
was carved in imitation of wooden prototypes. The pillars 
of the sanctuary, or caitya, are powerful and imposing 
and bear inscriptions that record donors to the temple 
who traveled there from the city of Dhenukakata, as well 
as Greeks. Further inscriptions provide insight into the 
patronage of religion under the Satavahanas. Thus one 
mentions Ushavadata, son-in-law of the Kshaharata king 
Nahapana, who gave a village to the monastery here. 
Another records that the banker Bhutapala from Vaija- 
vanti completed this rock mansion, described as "the 
most excellent in Jambudvipa" (India). 

Kaundinya The founder myths of the early maritime 
state of FUNAN in Cambodia relate that Kaundinya trav- 
eled to the Mekong Delta from afar, married the local 
queen, and founded a ruling dynasty. Paul Pelliot has 
suggested that Kaundinya was from India. The Chinese 
sources for this myth describe successive members of the 



dynasty that, if it had any reality in history, would proba- 
bly have existed during the first and second centuries C.E. 
Kaundinya conquered several rival cities and placed his 
son in charge as a minor king. Many later Angkorian 
kings claimed descent from these mythical ancestors. A 
second Indian Brahman called Kaundinya, according to 
the Chinese History of the Liang Dynasty, probably trav- 
eled to FUNAN in the fifth century C.E., became king, and 
introduced many Indian customs. 
See also ANGKOR. 

Kausambi Kausambi was a very large city located on the 
bank of the Jamuna River just west of its confluence with 
the Ganges (Ganga). It thus occupied a highly strategic 
location in northern India and enjoyed a long period of 
occupation before its destruction at the hands of the HUN. 
The site occupied a significant place in the history of the 
life of the Buddha. The capital of the Vatsa MAHAJANAPADA, 
according to an INSCRIPTION dated to the first century 
B.C.E. from the large monastery within the walls, names the 
location as Ghositarama. Here the Buddha resided while 
visiting Kausambi, then capital of King Udayana. This 
might have attracted ASOKA (268-235 B.C.E.), who later 
erected a pillar there. It also attracted the Chinese Buddhist 
monk and pilgrim XUANZANG in the early seventh century. 
He described the countryside as rich, producing much rice 
and sugarcane. He traced the bathhouse and well that had 
been used by the Buddha on his visits to Kausambi, find- 
ing the former in ruin but the latter still full of pure water. 

The struggle for power leading to the formation of the 
MAURYA EMPIRE involved much warfare between the emerg- 
ing states of the Ganges-Jamuna Valleys and this is 
reflected in the massive ramparts at Kausambi. Remarkably 
early dates for these defenses have been proposed, even 
back to the second millennium B.C.E. , but the consensus is 
that they were constructed by about 400 B.C.E. Of mud 
brick revetted with fired bricks, the rampart was up to 40 
meters (132 ft.) wide at the base and stood to a height of 
15 meters (49.5 ft.). During the Mauryan period, the size 
of the city grew to cover about 280 hectares (700 acres), 
making it second only to the capital PATALIPUTRA in size. 
This period saw the maintenance of Ghosita's foundation, a 
monastery with a huge stupa and living quarters for 
monks. The houses had several rooms grouped around a 
courtyard and were provided with baths, latrines, and 
brick-lined drains. The city walls incorporated five major 
gates and six lesser entrances, guarded by substantial bas- 
tions overlooking a moat. A palace has been revealed by 
excavation. It experienced at least three building phases 
and itself was walled and provided with a moat. Measuring 
315 by 150 meters (1,039 by 495 ft.), it included many 
rooms and a large audience hall. 

Kautilya (c. 330-270 b.c.e.) Kautilya was an Indian 
minister who wrote the Arthasastra, a Sanskrit treatise on 



Kaxgar 179 



statecraft, during the reign of the Mauryan king Can- 
dragupta Maurya (c. 325-297 B.C.E.). 

The treatise provides an appreciation of the philosophical 
and organizational basis for a state that enhances the 
understanding of the MAURYA EMPIRE. He identified seven 
vital elements: the king, the territorial boundaries, a forti- 
fied capital, taxation and the accumulation of surpluses, 
control of the means of defense and destruction, the 
maintenance of alliances, and bureaucracy. He recognized 
that the JANAPADA, or the territories of the kingdom, was 
vital for its provision of surplus production to maintain 
the court under the king, or raja. The court was located 
in a durga, a center fortified by moats and ramparts. The 
central durga housed the many classes of amatya, or 
administrators, necessary for running the state efficiently. 
It also contained the kosa, or the treasury. The mitra, or 
system of alliances, incorporates the foreign policy neces- 
sary for the survival of the state, and this required force 
of arms. A central theme, based on the foundation of the 
individual state itself, was expansion by the incorpora- 
tion of rivals. This process involved the foundation of 
dependent centers in conquered territory and the encour- 
agement of increased agricultural production and control 
over sources of minerals and metal ores. 

It is possible to draw up a plan of his ideal defended 
fort. It has three gates on each side of a square, with 
streets linking each, except the main north-south thor- 
oughfare, which circuits the central royal precinct. This 
incorporates a location set aside for chariots, workshops, 
councilors, and a stable for the elephants. Other blocks of 
the city are designated for foreign merchants, a hospital, 
jewelers, merchants, and entertainment, including a place 
for courtesans. Cremation of the dead took place beyond 
the walls, lower-class people to the south, the elite to the 
north. Kautilya was well aware of the importance of tracts 
with an assured water supply and the possibility of dou- 
ble cropping. He mentioned the cultivation of rice, 
wheat, barley, millet, beans, and a wide range of other 
vegetables, herbs, and spices. Irrigation was also encour- 
aged to ensure reliable harvests and to increase the 
wealth of the state. Kautilya also gave detailed considera- 
tion to trade, the development of a currency through 
minting coins, the preferred trade routes, and trading 
partners, among whom he listed China, Burma, 
Afghanistan, and Sri Lanka. 

Kaveripumpattinam The port city of Kaveripumpatti- 
nam is located on the shore adjacent to the Kaveri River 
in Tamil Nadu province, southern India. It commanded 
the northern entry to the Palk Strait between India and 
Sri Lanka and was thus strategically placed to control a 
major maritime trade route. The PERIFLUS OF THE ERY- 
THRAEAN SEA of the first century C.E. describes it as a port 
on the bay, and the second-century C.E. geographer 
Ptolemy called it Kaberis Emporium. It was the major 



port of the Cola kingdom. There are two major sources of 
information: contemporary records, including a descrip- 
tion of the splendor of the city by the fifth-century Bud- 
dhist monk Bhuddadatta, and the results of archaeological 
excavations. Undertaken in 1962 to 1967, these revealed 
the remains of a BRICK wharf and wooden posts used to 
tie up ships. One such post was dated by radiocarbon to 
the third century B.C.E. The remains of a large reservoir 
were also found, together with the foundations of a Bud- 
dhist monastery. Artifactual remains included rouletted 
ware (a distinctive form of decorated ceramic vessel), a 
Roman coin, and COINAGE of the local Cola kings. 

Kaxgar (Kashgar) Kaxgar in northwest China occupies 
a strategic position on one of the routes on the ancient 
SILK ROAD linking China with the West and renowned as 
one of the rich oases flanking the western margins of the 
TARIM BASIN. The traveler heading east from Kaxgar could 
follow the northern route, skirting the Tarim Basin 
through Kuga and LOU-LAN en route to DUNHUANG, or the 
southern route. The latter, which passed south of the Tak- 
lamakan Desert, was dominated first by the state of HOTAN 
before passing through NIYA, QIEMO (Cherchen), and 
MIRAN to reach Dunhuang. The Chinese under the Han 
and succeeding dynasties were most interested in this 
region, and the degree of independence of Kaxgar fluctu- 
ated with the political situation in China. Under the pow- 
erful reign of the Han emperor WUDI (157-87 B.C.E.), 
Chinese authority extended progressively across western 
Gansu province. The imperial emissary Zhang Qian was 
dispatched to the western regions in about 121 B.C.E. and 
again six years later. On the latter occasion, his purpose 
was diplomatic, to open relations with the kingdoms of 
the Silk Road, and his travels took him beyond Kaxgar to 
EERGHANA, SOGDLANA, Hotan, and BACTRLA.. The intelli- 
gence gained about the people who controlled trade must 
have been invaluable, and many missions to China fol- 
lowed. In 108 B.C.E., the emperor sent Zhao Po-nu to 
these western regions, and he conquered the state of LOU- 
LAN. At that juncture, the Yu-men Gate formed the fron- 
tier between Han China and the states of the Tarim Basin. 
Continuing Han interest and military presence in their 
new western commanderies expedited the flow of not 
only trade goods but also ideas. BUDDHISM spread to new 
adherents in the East, including China itself. 

This expansion greatly affected Kaxgar and its peo- 
ple. The Western HAN DYNASTY archivists, who assidu- 
ously undertook censuses and recorded facts and figures 
for their empire and its peoples, recorded during the mid- 
first century C.E. that Kaxgar had a population of 8,674, 
including 1,510 families. This was during a period when 
it fell under the protection of China. It enjoyed relative 
independence during the interregnum of WANG MANG (45 
B.C.E. -23 C.E.), but in the mid to late first century C.E. the 
Eastern Han reasserted control. There was also pressure 



i8o Kaya 



from the west, seen in the invasion of Kaxgar by the 
KUSHANS in the early second century C.E. 

The archaeology of this key region was the object of 
much fieldwork in the early years of the 20th century, 
particularly with the Central Asian expeditions of SIR 
AUREL STEIN of Great Britain and the French Sinologist 
Paul Pelhot. 

Kaya Kaya, also known as Kara, was an agglomeration 
of city-states located in the southern tip of Korea, an area 
dominated by the Naktong River. This region is rich in 
agricultural soil but is also renowned for its deposits of 
high-quality iron ore. From the early centuries of the first 
millennium C.E. until its fall to the kingdom of SHILLA 
between 532 and 562, Kaya was heavily engaged in the 
smelting and export of iron utensils, armor, and ingots. 
Although a few fortresses are known in this region, most 
information on Kaya is from the burials. These are pit 
graves dug into hillsides, as well as mounds raised over 
stone-lined tomb chambers. A recurrent feature of the 
grave goods in these burials is the presence of iron armor, 
horse trappings, and quivers complete with iron arrow- 
heads. The tradition of mortuary sacrifice evident in the 
graves underlines the authoritarian nature of a state con- 
stantly under threat until its final subjugation in the sixth 
century C.E. It is evident that Kaya's small size and vul- 
nerability to its two powerful neighbors, Shilla to the east 
and FAEKCHE to the west, stressed the need for self- 
defense. At the site of Paekchonni, such armaments have 
also been recovered from graves. Near Pusan, the ceme- 
tery of Pokchondong has furnished iron armor, helmets, 
and horse masks, for the Kaya military was renowned for 
the strength of their cavalry. The presence of iron armor 
is particularly intriguing: Most such finds in Korea con- 
centrate in this area, and the style is closely identified 
with those from fifth-century Japanese burials. Certainly 
there was much commerce and traffic with the growing 
states of Japan to the south. 

A royal grave of the third century C.E. at Taesong- 
dong included rows of pottery vessels beyond the head 
and feet, while a Scythian bronze vessel reveals 
widespread trade contacts. Tomb 38 at this site included 
no fewer than 16 suits of armor, Han-style mirrors from 
China, quivers, swords, and shields. Bronze ornaments 
of Japanese origin were also recovered. The most 
remarkable graves was in the royal cemetery of Chisan- 
dong near KORYONG, capital of the Taekaya state. Two of 
these mounds opened in 1979 revealed not only the 
large central mortuary chambers for the royal dead, but 
also smaller stone-lined tombs for sacrificed victims 
immolated at the same time as their deceased ruler. 
These people ranged in age from girls barely seven years 
of age, to men and WOMEN in their 50s. Many other Kaya 
cemeteries have also been investigated. Okchon is 
thought to have been the royal cemetery of the Tara- 



Kaya grouping and has yielded a series of tombs with 
helmets, neck armor, greaves, and cuirasses, one of the 
helmets gilded. 

Further reading: Barnes, G. State Formation in Korea. 
London: Curzon Press, 2001; Nelson, S. M. The Archaeol- 
ogy of Korea. Cambridge: Cambridge University Press, 
1993; Portal, J. Korea: Art and Archaeology. London: 
British Museum, 2000. 

Kedu Plain The Kedu Plain is located in central Java 
in Indonesia. The terrain is dominated by a series of vol- 
canoes, and the resultant volcanic soils provide a rich 
base for rice cultivation. The climate favors year-round 
agriculture, and the historic states that emerged to domi- 
nate the plain, particularly the SAILENDRA dynasty, were 
able to produce sufficient agricultural surpluses to sus- 
tain the workers necessary to construct huge temples. 
These temples, the physical manifestation of the rulers' 
spiritual power, are numerous; the two largest are 
BOROBUDUR and FRAMBANAN. The Borobudur temple is 
the largest Buddhist monument known; the other was 
dedicated to Hindu gods. 

Kexingzhuang The Kexingzhuang culture of northern 
China played a prominent role in the transmission of 
knowledge of BRONZE CASTING to the people of the central 
plains. The site of Kexingzhuang itself is located near 
modern XIAN, but typical ceramics were widespread. They 
are found in the Wei River Valley and northward up the 
Fen and Huang (Yellow) Rivers, as far north as ZHUKAIGOU 
in Inner Mongolia. The latter site has produced an impor- 
tant sequence incorporating bronzes of steppe tradition, 
which are contemporary with ERLITOU and the early 
SHANG STATE (1766-1045 B.C.E.) in the central plains. 
However, many Kexingzhuang sites are earlier than Erli- 
tou and the XIA DYNASTY (2100-1766 B.C.E.). This culture 
therefore is important in any understanding of how 
bronze technology reached China and probably beyond 
into Southeast Asia. It has for long been thought that the 
distinctiveness of the Chinese bronze-casting techniques 
implied a local origin for metallurgy. Now, however, with 
the iinportant finds from Qijia and Kexingzhuang sites, it 
is considered highly probable that bronze casting reached 
China from the West, via intermediaries in the Asiatic 
steppes, such as the people of the Andronovo culture of 
Siberia. 

Key-Kobad-Shakh Key-Kobad-Shakh is a town located 
on the Kafirnigan River just above its junction with the 
Amu Dar'ya River in Tajikistan. An area of 12 hectares 
(30 acres) was enclosed by a brick wall linked with 
defensive towers and gateways. Many of the bricks used 
in construction were incised with Greek characters, indi- 
cating a BACTRIAN GREEK foundation. The streets within 
were laid out on a geometric plan. 



Khao Sam Kaeo i8i 



Khalchayan Khalchayan is a KUSHAN site located on 
the right bank of the Surkhan Dar'ya River, a major tribu- 
tary of the Amu Dar'ya, in Uzbekistan. It was discovered 
in 1959, and excavations by GaUna Pugachenkova took 
place from that year until 1963. The results indicated that 
the site was founded by the middle of the third century 
B.C.E. and flourished as a major walled city until the 
establishment of the SASSANIAN EMPIRE in the fourth cen- 
tury C.E. This led to troubled times, involving the failure 
of the IRRIGATION system that formed such a major part of 
the economic basis. Pugachenkova, on the basis of the 
remarkable similarity between Heraos, the Kushan king 
who united these people, and the sculptured head of a 
leader found at Khalchayan, has dated the Kushan occu- 
pation to the mid-first century B.C.E. The excavated 
remains of a palace building revealed an outstanding 
series of painted clay sculptures that formerly decorated 
its columned halls. These are foremost in a series of 
remarkable finds from this site. The excavator has sug- 
gested that this building began life as a reception cham- 
ber before taking on the role of a hall to commemorate 
the deified ancestors of the Kushan kings. 

SCULPTURES IN THE PALACE 

Dating from the first century B.C.E. to the first century 
C.E., these painted clay sculptures include warriors on 
horseback wearing leather armor and wielding bows and 
arrows, as well as deities that seem to have been modeled 
on Hellenistic gods, such as Athena and Apollo. The 
palace itself measures 35 by 26 meters (115.5 by 85.8 ft.) 
and was constructed of mud brick. The exterior elevation 
was dominated by a portico fronted by six columns; the 
interior incorporated a large reception hall and many 
other chambers, including a guardroom and a treasury. 
The sculptures, thought to date to the mid-first century 
C.E., were recovered in a very fragmentary condition. 
They were modeled of unfired clay over a reed base and 
painted. Some of the pieces can be identified. 

For a visitor to this chamber, the most immediate 
impression would have been given by the three lifesize 
scenes of court life. The central frieze is dominated by a 
king holding a scepter and his queen, both sitting on 
thrones. Members of the court attend the royal couple to 
their left and right, all the men wearing headbands belted 
tunics, and trousers. They wore their hair long and had 
beards and mustaches. The WOMEN wore elegant togalike 
robes. The demeanor of the people beside the king and 
queen indicates their high status; none is in a servile 
position, and one is even seated on his own throne. The 
scene to the right reveals the king, again seated and 
attended by male court figures, one of whom is holding 
his armor. A goddess, probably Cybele, rides in a chariot, 
her head radiantly portrayed in a halo. Other deity figures 
in this part of the hall represent Herakles, Nike, and 
Athena. The left-hand scene shows four horsemen, the 
one in the center heavily armed, riding an armed horse. 



and wielding a spear. The other three are more lightly 
clad in tunics and trousers and fire arrows from the sad- 
dle. Their steeds all have elaborate trappings. 
Pugachenkova has suggested that the central scene repre- 
sents the ancestors of the ruling family of Khalchayan, 
the Heraos clan, who were ancestral to the Kushans. The 
scene on the right might represent the present king, and 
the other scene shows the king or one of his sons with 
cavalrymen. The battle evidently involved the Heraos 
clan members on the one hand and a group of nomadic 
horsemen on the other. A frieze of garlands, satyrs, and 
musicians reflecting a Dionysian scene runs over these 
remarkable portraits of the ancestors. The representation 
of particular individuals in these sculptured reliefs has 
been seen as clear evidence for Hellenistic influence. 

A silver medallion was also recovered. It shows a 
king seated on his throne and accompanied by a second 
figure, vi'ho may have been his heir. The throne is flanked 
by lions, and several commentators have noted its simi- 
larity with the full-sized statue, reputedly of King Wima I 
Tak [to], recovered from MAT. 

See also SASSANIAN EMPIRE. 

Kham Zargar Kham Zargar is a Buddhist monastery 
located 10 kilometers (6 mi.) north of BEGRAM in the city 
of KAPISI in modern Afghanistan. The monastery com- 
mands a panoramic view of the Kapisi Plain from its posi- 
tion on the southern foothills of the Hindu Kush range. 
Discovered accidentally by the local villagers and only 
briefly examined archaeologically in 1967, it includes a 
major stupa foundation, seven smaller stupas, and 
monastic buildings. The design of the main stupa indi- 
cated construction during the third century C.E. Excava- 
tions uncovered four statues of Buddhas and BODHISATTVAS 
and schist reliefs showing the worship of a bodhisattva 
and nirvana. Some fragments of schist also depicted the 
Dipamkara, a JATAKA TALE, a popular theme in the reli- 
gious art of Kapisi also seen at the site of SHOTORAK in 
Afghanistan. 

Khandgiri Udayagiri The cave temples of Khandgiri 
Udayagiri were inspired by King Kharavela, who ruled 
this part of Orissa in eastern India in the first century 
B.C.E. He and his consorts were followers of JAINISM, and 
the shrines were constructed for the Jain monks of this 
area. Many are single chambered; others have several 
cells with a verandah in front. Some of the rock surfaces 
were sculpted into impressive scenes. In one, a herd of 
elephants is seen in a lotus pool, while large and heavily 
armored guardians stand at the temple entrances. 
See also KALINGA. 

Khao Sam Kaeo Khao Sam Kaeo is an archaeological 
site in peninsular Thailand dating from the first to fifth 
centuries C.E. It is notable for the evidence it provides for 



i82 Kharoshthi 



the local manufacture of glass and etched carnelian and 
onyx beads, all of Indian inspiration. Some small items of 
jewelry -were inscribed in the BRAHMI script, again indicat- 
ing contact with India through trade. This same script 
was found on similar portable objects from OC EO in 
Thailand. 

Kharoshthi Kharoshthi, a script with a wide but 
patchy distribution, was employed between the mid-third 
century B.C.E. and the sixth century C.E. The earliest- 
known examples of the script are the Shabazghari 
INSCRIPTION of ASOKA (268-235 B.C.E.), published in 1846 
by E. Norris, and the Mansera rock edict of Asoka. 
It originated in GANDHARA, modern Pakistan, and 
Afghanistan, and was later employed from the third cen- 
tury C.E. in SOGDIANA and BACTRIA, in the Kroran (lou- 
LAn) kingdom of the TARIM BASIN, and even as far east as 
LUOYANG in China. There a Kharoshthi text found on the 
wall surrounding a well describes the activities of a group 
of Buddhists who lived in Luoyang during the reign of 
Emperor LINGDI (r. 168-189 C.E.). Coins of northern 




Texts in the Kharoshthi script from Hotan are vital sources of 
information on the operation of trade along the Silk Road. 
(OCORBIS SYCMA) 



India and among the WESTERN SATRAPs also included 
Kharoshthi legends. Kharoshthi almost certainly origi- 
nated in an Aramaic script at a time when Gandhara was 
under Achaemenid dominance in the fifth century B.C.E. 
In its area of origin and longest usage, the latest-known 
Kharoshthi text dates from the fourth to the sixth cen- 
turies C.E. The translation of Kharoshthi texts was facili- 
tated by the fact that it was used in tandem with Greek 
names on COINAGE. Christian Lassen was able to decipher 
the Kharoshthi texts of the Greek kings Agathocles and 
Pantaleon. 

In Gandhara, Kharoshthi survived principally as ded- 
icatory stone inscriptions to mainly Buddhist foundations 
and as legends on Indo-Greek and Saka coins. The dry 
conditions in the Tarim Basin have led to the survival of 
Kharoshthi administrative documents on leather and 
wood. Most of these are from the site of NIYA and relate to 
the kingdom of SHAN-SHAN between about 250 and 340 
C.E. These wedge-shaped slips of v^rood still bear their 
original and unbroken clay sealings and provide intimate 
insight into the minutiae of administration: An envoy 
who was going on a mission to HOTAN was to be provided 
by the state with an express horse for that purpose. How- 
ever, such a horse was not supplied, and the envoy had to 
hire one. Inquiries were made on the cost of the hire, 
according to the laws of the kingdom. The king was even 
involved in an incident in which he instructed one of his 
staff, Tamjaka, to inquire into an alleged theft of two 
cows by soldiers. One was returned; the other they ate. 
The malefactors, if necessary, were to be returned in cus- 
tody for trial. 

Khmer language The Khmer language falls into the 
Mon-Khmer division of the Austro-Asiatic family. It is the 
principal language of Cambodia and some adjacent parts 
of Thailand, Laos, and Vietnam, and Old Khmer is the 
language used in CHENLA INSCRIPTIONS from the early sev- 
enth century. It probably has a deep antiquity in the 
Mekong Valley, of at least 4,000 years. 

Khuan Lukpad Chinese histories contain references to 
a southern maritime trade route that passed through a 
series of port cities. These cities grew rich through their 
participation. Their location, however, is not easily 
resolved, but it is clear that many were situated on the 
shores of the Gulf of Siam. Identifying such entrepots has 
not been easy, but some sites stand out on the basis of the 
quantity of exotic goods they contain. Khuan Lukpad on 
the western shore of isthmian Thailand contains quartz, 
chalcedony, and carnelian beads and bead blanks indicat- 
ing local manufacture. Tin was smelted and cast into 
ingots. Some carnelian SEALS were found embellished 
with Greek and Roman motifs, including the goddess 
Tyche and Perseus. An inscription of PALLAVA script of the 
sixth to ninth centuries states: "Permission is granted; 



Koganezuka 183 



those -who dare can pass through." This might refer to 
merchants seeking to continue their dangerous journey 
east by sea. Glass was locally manufactured and turned 
into beads of numerous forms and colors. 

Tun-sun is the best-kno\vn site, because it is 
described in The History of the Liang Dynasty. It was a 
center of intensive long-distance exchange in exotic 
goods. The history states: "More than 3,000 li from the 
southern frontier of FUNAN is the kingdom of Dunsun, 
which is situated on an ocean stepping stone. The land is 
1,000 H in extent; the city is 10 H from the sea. There are 
five kings v^^ho all acknowledge themselves vassals of 
Funan. The eastern frontier of Dunsun is in communica- 
tion with [Bac Bo], the western with India. All the coun- 
tries beyond the frontier come and go in pursuit of 
trade. ... At this mart East and West meet together so 
that daily there are innumerable people there. Precious 
goods and rare merchandise, there is nothing which is 
not there." 

Khuong My Khuong My is a site of the CHAM CIVILIZA- 
TION in central Vietnam, which has yielded a notable 
relief sculpture of a man on horseback, associated with 
two chariot wheels. The wheels are large and heavy, with 
16 spokes each, and resemble those seen on the reliefs of 
ANGKOR WAT in Cambodia. The pedestal dates to the 10th 
century C.E. and is in the style of MY SON. 

Kidarite Huns There are few sources of historic infor- 
mation on the Kidarite Huns. Most is from Chinese his- 
toric texts, some Indian INSCRIPTIONS, and Kidarite 
COINAGE. The name derives from their early leader, Kidara, 
who was active during the latter half of the fourth century 
C.E. The Byzantine author Priscus called his followers the 
Kidarite Huns; Kidara himself, on his coins, styled himself 
the king of KUSHAN. The Chinese Annals of the Wei 
dynasty (220-264 C.E.) also describe the reign of Kidara. As 
far as these records go, it seems that the Kidarite Huns 
invaded Tokharistan, the region that is now the borderlands 
of Tajikistan, Uzbekistan, and Afghanistan, and established 
a capital called Yingjian Shi in the Chinese script. This was 
probably at or in the vicinity of BALKH. From this base, suc- 
cessive Kidarite leaders expanded east into GANDHARA and 
the Punjab and established a further center at or near 
Peshawar in Pakistan. The Indian epigraphic sources relate 
how successive GUPTA EMPIRE rulers engaged in war against 
the Mlecchas, almost certainly to be identified with the 
Kidarites. The Bhitari inscription describes war with the 
Gupta king KUMARAGUPTA (413-455 C.E.) in the Punjab, 
and the Jundagadh inscription of about 457 C.E. describes 
conflict between the Kidarites and SKANDAGUPTA. This 
series of wars on their northwestern frontier appears to 
have weakened the Gupta empire. 

Archaeologically there is a consistent thread of evi- 
dence for the destruction or abandonment of towns in 



the Amu Dar'ya Valley in Uzbekistan toward the end of 
the fourth century C.E. The large city of Shahr-i Nau, 
defended by a wall and regularly spaced bastions, was 
abandoned during this period, as was DALVERZIN-TEPE in 
the Surkhan Dar'ya Valley. At TERMEZ, a group of skele- 
tons have been found in a mass burial that might be the 
result of a massacre. The most likely cause of this disrup- 
tion was the Kidarite Huns invasion. 

Kim Pu-Sik See samguk sagi. 

Kinewu Kinewu is a location mentioned in an INSCRIP- 
TION dated to 909 C.E., found in the upper Brantas Valley 
of east Java in Indonesia. It is significant because its con- 
tents illuminate the system of land tenure and taxation in 
this region. The owners of a piece of wet rice land were 
unable to meet their tax obligations and therefore sought 
the king's permission to extend their holding and thereby 
produce sufficient rice to pay the tax owed. It indicates 
that land was measured and assessed on the basis of area 
rather than production. The agreement was followed by a 
feast that included two buffaloes. 

Koganezuka The Koganezuka (gold hill) kojun, or 
burial mound, is located in the southern Osaka region of 
Japan. It is dated to the early kofun phase, during the initial 
development of the YAMATO state (300-552 C.E.). There are 
two structures, a main mound having a diameter of 57 
meters (188 ft.), and a platform in front of it measuring 34 
by 28 meters (112 by 92 ft.). Ceramic cylinders had been 
placed on the top of the mound and surrounding the plat- 
form. This is a particularly large mortuary complex for its 
period, and it survived intact. The mound contained three 
tombs; that occupying the central position was directly 
below a ceramic house model that had been placed on the 
top of the mound. This main burial vault, which reached a 
length of 10 meters (33 ft.), incorporated a wooden coffin 
within clay walls a meter thick. No human remains sur- 
vived, but many mortuary offerings were recovered. The 
dead person, however, was accompanied by a bronze mir- 
ror, and wore fine bracelets of jasper and beads of jade, 
jasper, and alabaster. Outside the coffin, there were iron 
swords, tools, and sickles together with another mirror 
dated by a text to 239 C.E. The dated mirror has caused 
much speculation, which is due to an account in the 
WEIZHI text that describes how in 238 C.E. the Chinese 
emperor gave Princess Himiko, the shaman leader of the 
Wa people, 100 bronze mirrors. Could this possibly be her 
burial, described in the same text as measuring 100 paces? 
As romantic a possibility as this might be, the tumulus 
seems too late. However, the lack of iron weaponry in the 
coffin of the central burial has been held to indicate that it 
contained the reiTiains of a woman, while the body armor 
and helmets of the two subsidiary graves strongly suggest 
that they contained male warriors of very high status. 



184 Koguryo 



The two other burials also contained many mortuary 
offerings, but the graves -were smaller and lacked the 
thick clay walls. Iron swords were found within the cof- 
fin, together with iron body armor and a helmet. More 
iron weaponry had been placed outside the wooden cof- 
fin, together with a shield and 110 arro-wheads. The same 
number of arrowheads were found with the third individ- 
ual, again associated with armor and iron weaponry. 

The size and splendor of the interments at Koganezuka 
provide compelling proof of the growing power of Yamato 
leaders and the rise of a warrior aristocracy. 

See also YAYOI. 

Koguryo The state of Koguryo, in northern Korea, was 
traditionally founded in 37 B.C.E., and it lasted until its 
defeat at the hands of SHILLA, allied with Tang China, in 
668 C.E. During that period, it was the dominant force in 
northern Korean politics and economy. Although not 
blessed with the same extent of good agricultural land as 
in the south of the peninsula and experiencing a much 
harsher climate, it flourished in terms of both trade and 
agriculture. Indeed, its kings have bequeathed a rich 
archaeological legacy that includes the remains of large 
tombs, walled cities, palaces, temples, and defensive walls. 
This wealth grew markedly from 313 C.E., when Koguryo 
defeated the Chinese and ended the life of the LELANG 
commandery It was recognized as an independent and 
powerful polity after 313 C.E., when its forces successfully 
defeated the Chinese province, or commandery, of Lelang, 
with its capital near Pyongyang. The rising chiefdoms of 
eastern Manchuria, the birthplace of Koguryo, had for 
centuries been in contact with the Chinese and adopted 
from them their writing system and political philosophies, 
such as Confucianism. Indeed, by the mid-fourth century, 
the rulers of Koguryo were the first in Korea to embrace 
BUDDHISM, and the KWANGGAET'O INSCRIPTION of 414 C.E. 
is the earliest such written text in Korea. Documentation 
of the genesis and development of Koguryo is in the main 
from the Chinese historical sources, with increasing sup- 
plementation from archaeology. 

KINGSHIP AND CULTURE 

As far as can be judged from the surviving documents, 
kingship was in a heredity line, and the rulers were 
assisted by a graded set of officials. The five highest 
grades were known as hyong, and the four lower grades 
were the saja. The upper classes were matched by the 
lower ranks in society, the farmers and the slaves, many 
of whom were won in war, but it is also recorded that 
poor families could sell their children into SLAVERY. 

After the defeat of Lelang, the Koguryo leaders estab- 
lished a university in 372 to train their rising adminis- 
trators with an understanding of Confucian ethics. 
Significantly, preferred imports from China included 
paper as well as silk clothing and weapons. In return, 
they exported furs, gold, and silver. Weaponry was 



important in the expansion of Koguryo to the south, as is 
recorded in an inscription in Chinese characters dated to 
the mid-fifth century from Ipsongni and recording a mili- 
tary victory. 

CITIES AND TOMBS 

The early Koguryo capital at Jian in the Yalu River Valley 
is impressively surrounded by stone walls and a moat. A 
reservoir lay within the walled precinct, together with a 
large royal palace. In 427 the capital was moved to 
Pyongyang, where again there are walled defenses, a 
palace, and the foundations of Buddhist temples. At 
Fushun, the walled city incorporated gateways, in which 
archaeologists have recovered plowshares, coins, and 
chariot fittings. 

The tombs of Koguryo provide much evidence for 
the way of life of the elite. Large mounds were raised over 
stone chambers. While all the tombs have long since 
been looted, frescoes on the plastered walls have sur- 
vived. The tombs at Jian include many vigorous scenes. 
Tomb 1, known as the tomb of the dancers, includes fes- 
tive activities. The tomb master and his consort are 
depicted in Tomb 12, together with paintings of hunting 
scenes in which mounted noblemen hunt deer, tigers, 
and bears with bows and arrovi's. Mountains are figura- 
tively depicted, and some paintings had been enhanced 
by the inclusion of gold inlay and jeweled ornaments. 
Armed soldiers in battle are also seen, their plumes of 
cockerel feathers figuring prominently. At Chinpari, 15 
tombs have been counted, the fourth embellished with 
gold foil stars on the ceiling. Anak Tomb 3 in the lower 
reaches of the Taedeng River is particularly interesting, 
for the mound covered stone chambers in the form of a 
palace. The inscription records that this was the burial of 
Dong Shou, who was interred in 357 C.E. He was 
depicted in a carriage attended in a procession of 250 ser- 
vants. Dong Shou himself had an interesting career: He 
began as an enemy of Koguryu, but in 356 he was given 
an administrative position by his former adversary. 

One of the most important of the painted tombs was 
examined in 1976 at Tokhungni. Known as the painted 
tomb, it has a huge earthen mound over the burial cham- 
ber. The inscription within describes it as the tomb of 
one Zhen, though the rest of the name has been lost. It 
dates to 408 C.E. and describes how he fled from the 
region of Beijing in China to Koguryo; the reason is not 
given. The principal painting shows Zhen receiving 15 
deferential county administrators. 

Sadly, this and virtually all other mounded Koguryo 
elite tombs have been plundered, but some inkling of the 
wealth they once contained has been illustrated at Tomb 
1 at Chinpari. Here a gilt bronze component of a funerary 
pillow has been found, decorated with two dragons and a 
phoenix around a central medallion ornamented with the 
image of a crow. The back of this plate was lined with 
tamamushi beetle wings embedded in birch bark. The 



Kondapur 185 



grave must have been designated for a royal person of 
high status. 

THE LAST YEARS 

The Koguryo state, one of the THREE KINGDOMS, endured 
in northern Korea until 668 C.E. Its last seven years were 
dominated by a combined attack by the forces of Shilla 
allied with Tang China. In 661 C.E., a Tang naval force 
was defeated at the mouth of the Taedong River. How- 
ever, disaffection with the rule of King Yon Kaesomun, 
followed by rivalry over the succession on his death, 
weakened Koguryo, which finally succumbed to Shilla. 
At this point a Koguryo general named Tae Cho-yong 
moved north into the valley of the Yalu River and there 
founded a new state, known as PARHAE. Unable to defeat 
Parhae, Shilla forces built a defensive wall from the Tae- 
dong River to the Gulf of Wonsan. 

Further reading: Barnes, G. State Formation in Korea. 
London: Curzon Press, 2001; Nelson, S. M. The Archaeol- 
ogy of Korea. Cambridge: Cambridge University Press, 
1993; Portal, J. Korea: Art and Archaeology. London: 
British Museum, 2000. 

Koh Ker Koh Ker, also known as Chok Gargyar and for- 
merly called Lingapura, was the royal capital of JAYAVAR- 
MAN IV (928-42 C.E.), a powerful ruler of Cambodia who 
chose to establish his center away from YASHODHARAPURA, 
ANGKOR. The layout of Lingapura followed in the tradition 
of the king's grandfather, INDRAVARMAN I (877-99 C.E.), at 
HARIHARALAYA. There was a walled city 1,200 meters square 
(1,440 sq. ft.), enclosing an inner walled precinct that con- 
tained the state temple complex, known as Prasat Thom. 
This incorporated two walled enclosures, to the east of 
which lie first a large cruciform entrance pavilion (gopura) 
and then two multiroomed structures sometimes referred 
to as palaces, but in truth of unknown function. The first 
major walled enclosure is entered by the Prasat Kraham 
and then by a bridge with a snake, or naga, balustrade over 
the moat. Beyond lie a series of libraries and brick sanctu- 
aries that housed lingams. Across the moat once more and 
through a small gopura is the enormous principal temple 
pyramid, raised on seven tiers of descending size accessed 
by a single stairway. Beyond the wall of this second enclo- 
sure lies a tall mound of unknown function. The Rahal 
BARAY, or reservoir, is located immediately to the southeast. 
It measures 1,200 by 560 meters (3,960 by 1,848 ft.) and 
was partially hev^^n from living rock. Lingapura is sur- 
rounded by a series of subsidiary temples covering an area 
of 35 square kilometers (13.6 sq. mi.). 

The many INSCRIPTIONS in the temples provide a 
glimpse of how labor was organized and maintained. An 
inscription also describes the erection of Tribhuvanes- 
vara, a colossal lingam by Jayavarman IV in 921 C.E. Lin- 
gapura was built through the mobilization of labor from 
many provinces, and taxation in kind, particularly rice, 
was used to sustain the workers. RAJENDRAVARMAN (r. 



944-968 C.E.) abandoned Koh Ker and returned to 
Yashodharapura. 

Kojiki The Kojiki (Record of Ancient Matters) is one of 
the earliest histories of Japan, if not the earliest. It 
includes important aspects of the legitimacy of the impe- 
rial clan in an argument based on myths that link the cre- 
ation of the universe seamlessly into the creation of the 
royal clan, which comes from KAMI, the charismatic spirit 
world that underlies Shintoism. The first section covers 
creation myths leading to the dynasty of Jimmu, the leg- 
endary first emperor of Japan. The second section enters 
a better documented period that ended with the rule of 
Ojin (r. 346-395 C.E.). In the third section, the history 
begins with the reign of Nintoku (385-427 C.E.) and ends 
with that of Empress Suiko (592-628 C.E. [defacto 
dates]). The grave of the author of the Kojiki, O-NO- 
YASUMARO, who died in 723 C.E., was discovered 10 kilo- 
meters southeast of the HEIJO-KYO palace in 1979. 

In 682 C.E., the emperor TEMMU ordered high-rank- 
ing members of his court to compile "a history of the 
emperors and matters of high antiquity." This was to be 
based on two sources, the Teiki and the Kyuji. The former 
contained the ancestry of the royal family, and the latter 
comprised a collection of songs and legends concerning 
the major aristocratic lineages of Japan. It was presented 
to the empress Gemmei (661—722 C.E.) on 9 March 712 
C.E. and is a major source of information on the Yamato 
state. Thus it describes the major centers of political 
power in northern Kyushu, the Tokyo region, and the 
strategic land on the shores of the inland sea. It is not as 
long as the NIHONGl and ended with the death of Empress 
Suiko in 628 C.E. 

Kok Kho Khao Kok Kho Khao is an archaeological site 
on the west coast of peninsular Thailand. First examined 
in 1909 by the future king of Thailand, it is located on an 
island at the mouth of the Takuapa River. The site is sig- 
nificant for at least two reasons. It was clearly a center for 
the trans-Isthmian entrepot trade, for a wide variety of 
Middle Eastern and Chinese ceramics have been found 
there. Second, an inscription in the Tamil language 
records that a reservoir was built there by a corporation of 
Indian merchants and that Indian guards were present. 
This is a very rare reference to the presence of a body of 
Indians in Southeast Asia. The reservoir, which measures 
800 by 200 meters (2,640 by 660 ft.), has been identified. 
The site thus shows the establishment and maintenance of 
international trade links during the first millennium C.E. 

Kondapur Kondapur is a large urban site located in 
Andhra Pradesh province, central India. It was excavated 
in 1941-42 and found to have been occupied between the 
first century B.C.E. and the second century C.E., the period 
when the SATAVAHANA dynasty was dominant in the region. 



i86 Koryong 



It was a center of BUDDHISM, evidenced by the foundations 
of a stupa and monks' cells in a monastery. The presence of 
molds for casting coins in the actual furnaces in the mint 
also reveals its commercial importance, a finding sup- 
ported by the presence of medallions imitating those of the 
Roman emperor Tiberius and a gold coin of his predeces- 
sor, Augustus. There is also a wealth of jewelry, made from 
glass, FAIENCE, amethyst, carnelian, jasper, and beryl. 

Koryong Koryong was the capital of the state of 
Taekaya, in southern Korea. Taekaya was part of the KAYA 
state, which flourished from the third century until it 
succumbed to its powerful neighbor, SHILLA, in 562 C.E. 
The site incorporates a set of very large mounds covering 
the burials of the kings of Taekaya. In 1977, two of these 
mounds were investigated. Tomb 44 measured 25 meters 
(82.5 ft.) in diameter and rose to a height of six meters 
(19.8 ft.). Tomb robbers had entered the three main 
chambers and ransacked their contents. The largest of 
these vaults was almost 9.5 meters long by 1.75 meters 
(31.3 by 5.7 ft.) wide and reached a depth of two meters 
(6.6 ft.). However, there were also a further 32 stone- 
lined graves under the mound. Ten of these were rather 
larger than the others and contained skeletons, some of 
which were accompanied by horse harness and weapons. 
The remainder were small and attracted no mortuary 



offerings. The excavators have reported that the 10 rela- 
tively wealthy tombs contained high-class individuals, 
while the poor burials were those of slaves or common- 
ers. All were immolated at the same time, presumably to 
accompany their dead master. These sacrificial victims 
included adult men and WOMEN, some of whom had 
attained 50 years or more. But there were also the 
remains of young girls aged only seven or eight years at 
death. None showed signs of a violent death. The recov- 
ery of gold ornaments and ceramics in the central vaults 
date this grave to the fifth century C.E. 

Burial 45 was rather smaller, with a diameter of 23 
meters (76 ft.). It contained two central tombs, ringed by 
10 smaller ones. The king lay in the center, accompanied 
by a female and a male dressed in armor. Smaller pits 
contained the remains of presumed sacrificial victims. 

Kot Diji Kot Diji is a 12-meter (36.9-ft.) -high setde- 
ment mound located in the middle Indus Valley, on the 
opposite side of the river from MOHENJO DARO. The upper 
layers incorporate evidence for two major conflagrations; 
the latter is dated to about 2500 B.C.E. This chronological 
context thus places the earlier phases in the early third 
millennium B.C.E., which is therefore relevant to any con- 
sideration of the transition to the INDUS VALLEY CIVILIZA- 
TION. In addition to a vigorous ceramic industry, which 




The mud-brick walls of Kot Diji in Pakistan lie over a deep and important cultural sequence that illustrates the rise of the Indus civ- 
ilization. (O David Cumming; Eye Ubiquitous/CORBIS) 



Kubukubu 187 



produced distinctive wares found in other sites of this 
phase, including early KALIBANGAN, there were terra-cotta 
human figurines with WOMEN depicted with sophisticated 
hairstyles and a model of a wheeled cart. Taken in con- 
junction with the presence of terra-cotta SEALS and script 
characters incised on potsherds, this finding underpins 
the hypothesis that increasing trade over a wide area con- 
tributed to the development of the state. Physical evi- 
dence for such trade is seen in the presence of copper 
artifacts, a marine-shell industry, exotic steatite, and LAPIS 
IjVZULL Kot Diji, which gives its name to a seminal stage 
in the development of the Indus civilization, has pro- 
vided crucial evidence for state origins. 

Kot Diji is not a large site, covering only 2.2 hectares, 
but stands out as a major feature over the surrounding 
plain. Excavations by F. A. Khan in 1955-57 revealed a 
deep cultural sequence with more than five meters (16.5 
ft.) of accumulated material. The area opened was substan- 
tial, reaching from the center of the site to its margins, over 
a distance of 100 meters (33 ft.). The lowest layers were 
reached in one part of the excavated area, revealing the 
stone foundations for mud-brick walls. Radiocarbon deter- 
minations suggest that this initial occupation took place in 
about 3000 B.C.E., and the entire first phase lasted for five 
centuries. During the second stage of this early phase, a 
defensive wall was built around the site, again of mud 
brick on stone foundations. This wall was substantial, sur- 
viving to a height of 4.5 meters (14.8 ft.). It was built of 
stone foundations that rested on bedrock, the upper part 
made of mud brick. A strong emphasis on agriculture and 
cattle raising is evidenced by the biological remains as well 
as the pestles and mortars for processing grain. 

The early phase of occupation is important in provid- 
ing evidence for the culture of the area before the transi- 
tion into the INDUS VALLEY CIVILIZATION. Kot Diji has 
given its name to one of the four Early Harappan regional 
groups. Relevant sites cluster first in the lower reaches of 
the now-extinct SARASVATI RIVER, then in the main flood- 
plain of the Indus and west in the surrounding foothills. 
Sites are on average not large, with a inean size of about 
six hectares (15 acres). The majority of the 88 sites for 
which data are available are less than five hectares, and 
few extend beyond 10 hectares (25 acres). The largest are 
Gainanwala, Lathwala, and HARAPPA, with sizes ranging 
froin 27.3 to inore than 50 hectares (86 to more than 125 
acres). Sinaller sites probably reflect an element of pas- 
toral mobility among the Kot Diji farmers. 

Koy-Krylgan-Kala Koy-Krylgan-Kala was occupied from 
the third or fourth century B.C.E. until the arrival of the 
KUSHANS and its abandonment in the first century C.E. It is 
located on the right bank of the Amu Dar'ya River in 
Uzbekistan, about 20 kilometers (12 mi.) southeast of 
TOPRAK-KALA. This site has a most unusual form, with two 
circular walled areas. The outer has a diameter of about 85 
meters (280 ft.) and was entered by a gateway flanked by 



round bastions. The outer walls incorporated a total of nine 
such bastions that jut out to the exterior of the site. There is 
an intervening courtyard before the inner citadel, which is 
40 meters (132 ft.) across. This building has 18 angles on 
the outer wall and rises two stories high to the crenellated 
top. The outer wall housed residential buildings, but the 
inner area was a mortuary and ritual area for the elite. 

Excavations have uncovered a large quantity of arti- 
facts as well as dating evidence, in the form of writing on 
potsherds in the Khwarizm language, employing the Ara- 
maic script of the period 200 B.C.E. -150 C.E. Many terra- 
cotta figurines attest to the worship of Anahita, the local 
goddess of fertility. A complex mortuary tradition is 
attested by a lifesize ossuary in the form a man seated 
with crossed legs. He wears a helmet and sports a pointed 
beard and mustache. The remains of painted wall plaster 
also give some indication of the richly ornamented 
dwellings at this remarkable site. 

kpon A kpon, in the INSCRIPTIONS of the kingdoms of 
CHENLA in Cambodia (550-800 C.E.), was a deity. Michael 
Vickery has suggested on the basis of all instances of its 
usage that kpon were essentially local lineage goddesses 
of considerable antiquity. The latest recorded use of the 
title dates to 713 C.E. 

Kroran See lou-lan. 

Ku Bua This site in west-central Thailand is a roughly 
rectangular moated enclosure of the DVARAVATI CIVILIZA- 
TION. Excavations have revealed 11 Buddhist structures 
within the moats and 33 beyond. The moats follow a 
roughly rectangular course over a distance of 2,000 by 
800 meters (6,600 by 2,640 ft.). The central caitya, a 
building to house Buddhist images, is large and was for- 
merly decorated in stucco. The site is best known for a 
series of stucco images, which reflect the class structure 
at the site and probably the presence of foreign mer- 
chants. There are a seated royal personage and a group of 
musicians playing stringed instruments and cymbals. A 
guard is seen chastising manacled prisoners, and another 
image sho\vs a princess and her attendants. There are ser- 
vants carrying goods, soldiers, and a group of foreign, 
probably Semitic, traders. 

Kubukubu Kubukubu is the name of a village located 
in east Java in Indonesia. It has furnished a set of copper 
plates dated to 905 C.E., bearing an INSCRIPTION that 
describes the establishment of a SIMA, a legally binding 
charter setting out tax obligations or payments for reli- 
gious foundations or local infrastructure. Although one 
of the plates is missing, it seems likely that King Balitung 
issued this sima to fund the construction of an aqueduct 
in gratitude to the local leaders who defeated his enemies 
in a place called Bantan. He also approved trading con- 



i88 Kubyaukkyi temple 



cessions. This may well refer to the neighboring island of 
Bali in Indonesia. The long text is most illuminating, in 
that it mentions six IRRIGATION pipes and the construc- 
tion of an aqueduct. It describes the gift of men's clothing 
to various participants, including village elders, a super- 
visor of the -woods, and a cook. A feast is indicated by the 
presence of not only the rice cook, but also a vegetable 
cook, a lead drummer, and providers of flowers. The 
establishment of the sima involved prohibitions on cer- 
tain classes of people who could not enter the defined 
buildings or tract of land. These included people of ill 
repute, beggars, inspectors of gambling, tax collectors, 
and sailors. One of the officiants then broke an egg on 
the stone and cut off the head of a chicken, warning that 
all those -who trespassed would suffer the same fate, and 
they and all their relatives would suffer hell. They would 
be bitten by a snake in the forest, seized by a tiger, struck 
by lightning, and, if going to sea, would be consumed by 
a whale. 

Kubyaukkyi temple The Kubyaukkyi temple at 
PAGAN in Myanmar (Burma) \vas built by Rajakumar after 
the death of his father, Kyanzittha, in 1 1 13. It is particu- 
larly notable for its inscription, which is written in four 
languages: PALI, Mon, Pyu, and Burmese. This inscription 
has made it possible to clarify aspects of the Pyu language 
and establish the reign dates of preceding kings of Pagan. 

Kujula Kadphises (30-80 c.e.) Kujula Kadphises was 
the founder of the Kushan dynasty and empire. 
Under his reign, the KUSHANS, -who had settled modern 
Afghanistan and Tajikistan after their westward move- 
ment across the steppes from -western China, expanded 
into Pakistan. 

Kulaprabhavati There are very few INSCRIPTIONS from 
the period of the kingdom of FUNAN. One in SANSKRIT 
mentions the principal queen of King JAYAVARMAN (c. 480 
C.E.) and a queen in her own right, named Kulapra- 
bhavati. Kula means "family," and prahhavati means 
"majesty." The high status of WOMEN in early Cambodian 
states is confirmed by this reference, -which probably 
dates between 480 and 520 C.E. 

Kulen Hills The Kulen Hills lie to the north of ANGKOR 
and the GREAT LAKE, in Cambodia, and are the source of 
the Roluos, Puok, and Siem Reap Rivers, perennial water- 
courses flo-wing south to the Great Lake. The southwest 
monsoon winds bet-ween May and October -water the Car- 
damom range but leave little rain for central Cambodia. 
However, they attract further moisture over the Great 
Lake, and this is beneficial for the Phnom Kulen, which 
rise up almost 500 meters (1,650 ft.) above the plain to the 
south. Symbolically, the Kulen Hills have been important 
since at least the reign of JAYAVARMAN II (c. 770-834C.E.), 



because they were seen to represent the Himalayas, while 
the Siem Reap River -was the Ganges (Ganga). The Kulen 
Hills are described in the INSCRIPTIONS as Mahendra- 
parvata, "Mountain of the Great INDRA." They have many 
temples, the most significant of which is RONG CHEN, one 
of the first raised temple mountains, -with a central sanctu- 
ary on top of three terraces. It may have been the holy 
nature of Kulen Hills that attracted Jayavarman II to settle 
there and have himself consecrated the CHAKRAVARTIN, 
"supreme world emperor, king of kings." 

Kumargupta I (415-455 c.e.) Kumargupta succeeded 
his father, Vikramaditya, as Gupta emperor. 
He was not only a great military leader who maintained 
his grip on the considerable extent of the GUPTA EMPIRE, 
but also an enthusiastic patron of culture, -who founded 
an Institute of Fine Art at the University of NALANDA. He 
minted a wide series of gold coins, which survive most 
famously in the Bayana hoard, where almost 2,000 coins 
were discovered in 1946. 

Kumsong Kumsong -was the later capital of the state of 
SHILLA in Korea. The Somguk Sagi, or History of the Three 
Kingdoms, is an 11th-century historical compilation that 
describes the development of the huge city of Kumsong. 
It was laid out on a grid system matching Tang Chinese 
models. Excavations have revealed that the grid layout of 
the city involved 36 precincts of 140 by 160 meters (462 
by 528 ft.) each. In addition to the royal palace, there 
were several cemeteries of mounded tombs. One of the 
earliest constructions, under the reign of King Munmu (r. 
661—681), was the Anapchi Lake, an ornamental master- 
piece, part of the bank representing a map of Korea, 
Japan, and Tai-wan, along with the coast of China. This 
was fed by a canal whose development reflects the 
drainage of surrounding low-lying terrain. 

Shilla began as one of the Three Kingdoms but dur- 
ing the early seventh century overcame its rivals of 
KOGURYO and PAEKCHE to control the entire peninsula for 
about three centuries. Its heartland, the Kyongju Basin in 
southeastern Korea, incorporated rich iron ore deposits, 
and iron was one of the most important exports of the 
Shilla state. The extraordinary wealth of the royal graves, 
such as the TOMB OF THE HEAVENLY HORSE, attest to the 
power of the central elite. Shilla -was widely known for 
the profusion of golden ornaments worn by its rulers. 

Kuntasi Kuntasi is a settlement of the INDUS VALLEY 
CIVILIZATION, located in the valley of the Phulki River in 
Gujarat state, India. It currently lies four kiloineters (2.4 
mi.) from the sea, and the discovery there of a stone 
anchor, linked -with the salinity of the local -water sup- 
plies, suggests that the settlement was placed there prin- 
cipally to take advantage of sea trade. It is clear that 
Kuntasi at this period was a manufacturing center and a 



Kushans 189 



port, with considerable store set on strong defenses. The 
second period of occupation was brief and represented a 
decline in population and activity level. This probably 
reflected a do-wnturn in trade toward the end of the Indus 
civilization. It has been suggested that the occupation of 
this region was due to the rich local resources of clay for 
ceramic manufacture and of carnelian, agate, and shell 
for making ornaments, particularly beads. 

The site covers only about t-wo hectares (5 acres) and 
is divided into two sectors, a citadel and an occupation 
and industrial area. Excavations -were mounted there in 
1987-90 largely because the site was intact and could 
resolve issues regarding the expansion of the Indus civi- 
lization into this part of India from its heartland to the 
west. A large part of the site was revealed through excava- 
tion, and the sequence comprised two major periods 
divided into four building phases. The earlier period 
belongs to the mature phase of the Indus civilization; 
occupation commenced in about 2200 B.C.E. and lasted 
for three centuries. During this span, there were three 
major phases of construction. These included a citadel 
and a "watchto-wer defended by a strong wall with bas- 
tions, spacious houses, and areas set aside for making 
ceramics and carnelian and agate beads and possibly for 
casting copper artifacts. Stone weights and terra-cotta 
models match those found in the major Indus sites to the 
north-west. A SEAL found in one of the houses, which had 
mud-brick walls on a stone base, is similar to one found 
at HARAPPA. 

Kurukshetra, Battle of The Battle of Kurukshetra is a 
central story in the Hindo epic the MAHABHARATA and is 
notable for its depiction on the reliefs at ANGKOR WAT in 
Cambodia. It involved an 18-day struggle between the 
Kauravas and the Pandavas. King Bishma had no heirs, 
because he had taken an oath of celibacy, but through an 
arranged union between two WOMEN and the son of his 
stepmother each woman bore a son. One was King Dhiri- 
tarashtra; the other was called Pandu. Sons of the former 
■were the Kauravas, the forces of darkness; sons of the lat- 
ter were named the Pandavas, the forces of light. The 
Kauravas seized power, leading to the Battle of Kuruk- 
shetra. Numerous epic duels charged with chivalry as 
■well as deceit followed until the forces of light tri- 
umphed. It is not difficult to trace parallels between this 
and other epic battles and those involving ANGKOR and 
the Chams. The realistic and vigorous depiction of the 
Battle of Kurukshetra at Angkor Wat incorporates many 
of the themes, such as the death of King Bishma on a bed 
of arrows. 

See also CHAM CIVILIZATION. 

Kushans The Kushan empire (c. 78-200 C.E.) 
extended from Central Asia into India and was ruled by a 
dynasty of god kings. It had relatively peaceful condi- 



tions, and trade linking China with the Mediterranean 
flourished. It ■was also a period in which agricultural pro- 
duction responded, in the dry conditions that prevailed 
over much of the territory, to the establishment of IRRIGA- 
TION facilities. Major canals and the expansion of agricul- 
ture in the Amu Dar'ya, Tashkent, and Samarqand oasis 
regions led to the foundation of new urban settlements. 
One of the developments closely linked to, and in many 
respect dependent on improved agriculture was the 
expansion in the number and size of cities. Kushan cities 
were usually well fortified with surrounding walls and 
regularly spaced to\vers, and many also incorporated an 
inner defended citadel. They often succeeded BACTRIAN 
GREEK foundations and foUo^wed the existing regular 
street layout. Contemporary Indian texts illuminate the 
degree of craft and guild specialization during this 
period, and although no documentary evidence for guilds 
applies to the Kushan cities, it has been noted in excava- 
tions that specific manufacturing tasks were spatially lim- 
ited. Some specialized output entered the widespread 
trade network. 

This exchange was facilitated by the Kushan mone- 
tary system. The Kushan empire provided a stabilizing 
influence on the trade and politics of northern India, 
Pakistan, and TRANSOXLANA from the first to the third 
century C.E., but thereafter it rapidly declined. The rising 
powers included the SASSANLAN EMPIRE and the KIDARITE 
HUNS, the latter to succumb to the HEPHTHALITE HUNs. 

KUSHAN HISTORY 

The Kushans originated in western China and moved 
■west with population pressure to settle south of the Aral 
Sea in northern Afghanistan and Tajikistan in the late sec- 
ond century B.C.E. They ■were known to the Chinese as 
the Yuechi and were united under the ruler KUJULA KAD- 
PHISES (30-80 C.E.). He expanded his dominion to the 
south, taking the region of Kabul south of the Hindu 
Kush, and established the Kushan dynasty in 78 C.E. His 
son, Vima I Tak [to] (r. 80-90 C.E.), and grandson, VIMA 
KADPHISES (r. 90-100 C.E.), continued this southward 
push, taking most of the Punjab and the upper Ganges 
(Ganga) Valley. This resulted in the formation of an 
empire from the Amu Dar'ya River to the Ganges. Much 
historical information is derived from the Kushans' intro- 
duction of gold COINAGE. Thus Vima Kadphises named 
himself mahesvara, or the lord SIVA. His successor and 
son was King KANISHKA I, who ruled from Purusapura 
(Peshawar in Pakistan) from about 100 to 126 C.E. His 
coins depict him with a halo as a divine figure, and he 
took the title de\aputra, "son of god." Kanishka also insti- 
tuted the so-called Saka era of dating, which originated in 
78 C.E. An inscription from RABATAK in Afghanistan lists 
his main cities, including PATALIPUTRA, former capital of 
the MAURYA EMPIRE in the Ganges Valley. A devoted Bud- 
dhist ■who expanded the Kushan empire, he had a huge 
stupa constructed over sacred Buddhist relics at 



190 Kushans 



Peshawar. At TAXILA, the Kushans founded the third city 
at SIRSUKH. Kanishka was succeeded by Huvishka 
(126-164 C.E.). He too was titled deyaputra, and he sup- 
ported the arts, particularly the Mathura school. He was 
followed by Vasudeva (164-200 C.E.), but by now the 
Kushan empire was in decline in the face of expansion 
from Sassanian Persia, losing control over BACTRIA and 
becoming increasingly assimilated. 

IRRIGATION AND AGRICULTURE 

The Zang canal, originating in the Surkhan Dar'ya, led to 
increased prosperity for the inhabitants of ZAR-TEPE. Irri- 
gation works in the Zerafshan Valley, according to A. R. 
Mukhamedjanov, put 3,500 square kilometers (1,400 sq. 
mi.) under irrigation. A vast area was irrigated in 
Khvs^arizm, the region centered on the lower reaches of 
the Amu Dar'ya just south of the Aral Sea. Here a fully 
integrated system of major canals taking water from the 
river and feeding minor distributaries was established. 
One such canal was more than 90 kilometers (54 mi.) 
long and involved the removal of more than 222 million 
cubic meters (7.7 billion cu. ft.) of fill. Such agricultural 
improvements in the broad riverine floodplains were 
accompanied by parallel intensification in the piedmont 
areas. There small dams restrained the flow of mountain 
streams in the head-waters of the Zerafshan, and the -water 
was fed into a series of terraced fields. Tunnels and aque- 
ducts augmented such systems. 

Agriculture -was further intensified with the develop- 
ment of iron implements and the widespread use of the 
ox-drawn plow. A -wide variety of crops has been identi- 
fied on the evidence of archaeological remains. The prin- 
cipal grains were barley, millet, and wheat. Apricots, 
peaches, plums, and melons were also favored, and cot- 
ton supplied the local cloth industry. Viticulture, how- 
ever, was one of the most intriguing developments. The 
terraced vineyards, grape pips, and Chinese records dis- 
close the extent of wine production and trade in 
Khwarizm south to the EERGHANA Valley. The breeding of 
horses and raising of cattle, camels, sheep, and goats -were 
integrated with the widespread agriculture. 

KUSHAN CITIES 

At Taxila, the Greek city of SIRKAP was taken over by the 
Kushans with its main street, lanes, homes, and shops 
intact, but they then founded a new city nearby at Sir- 
sukh, about which little is known through a lack of exca- 
vation. BEGRAM (ancient Kapisa) is located north of Kabul 
in Afghanistan, and limited excavations there have 
revealed the walled city with its palaces, fortifications, and 
a notable treasury containing magnificent Indian ivories, 
Chinese lacquerware, and Roman glass and statuary. 
North of the Hindu Kush, there was a large net-work of 
cities, notably at DALVERZIN TEPE in south Uzbekistan, 
where the Bactrian Greek city was embellished with opu- 



lent houses, Kushan statues, paintings, and craft work- 
shops. A hoard of gold ornaments was found there 
beneath a doorstep of a fine city residence. TOPRAK-KALA 
in Kh-warizm was laid out in symmetrical city precincts 
and incorporated a sumptuous palace for the ruler. The 
cities also included craft workshops or industrial facilities 
for the production of iron and bronze tools, weapons, and 
ornaments; manufacture of textiles; grinding of grain; and 
production of ceramics. Merchants often had a quarter of 
their o-wn, as seen in the excavations of Begram. 

KUSHAN COINAGE 

The earliest Kushan coins copied issues of the later Bac- 
trian Greek kings Eucratides and Heliocles and date to 
the period 125-50 B.C.E. More specifically, Kushan coins 
can be traced to the rule of King Vima Kadphises and 
show the king on one side and a god on the other, com- 
monly the god SIVA. The text on the coins was usually in 
Bactrian, with the Kushan derivative of Greek script. 
Gold coins were used in major exchanges, bronze for 
day-to-day transactions. Outlying provinces of the 
Kushan empire appear, on the basis of their coinage, to 
have been semi-independent. Thus the coins issued in 
Khwarizm, dominating the lower Amu Dar'ya south of 
the Aral Sea, were of local inspiration. Bukhara and Mar- 
giana also had their own local mints. 

KUSHAN RELIGIOUS PRACTICES 

It is intriguing to note that in the religious sphere the 
Kushans encountered both an established Greek pan- 
theon on reaching Bactria and increasing influence from 
India as they reached south of the Hindu Kush. Syn- 
cretism of Greek and Indian traditions is seen in the 
COINAGE of Kujula Kadphises. He described himself with 
the Indian term maharaja rajatiraja, the "great king, king 
of kings," but had a Greek god portrayed on the other 
side. A marked interest in Siva is to be seen in the 
coinage of Vima Kadphises. Kanishka I, on the other 
hand, showed a preference for Iranian gods, but this did 
not exclude the use of the Buddha by either Kanishka or 
his successors. 

KUSHAN TRADE 

The quickening of trade along the SILK ROAD, given impe- 
tus by the unification of China under the QIN and HAN 
dynasties, gave the Kushan rulers the opportunity to 
enrich themselves and support a flourishing period of 
artistic and architectural creativity. Trade also created 
contact with both East and West, and both influenced 
and were in turn influenced by Kushan artistic traditions. 
The sculptures of the King's Hall at Dalverzin-tepe are a 
good example of this trend, while the AIRTAM friezes fall 
within the period of Kushan dominance. 

Some idea of the wealth that the trade along the Silk 
Road produced for the Kushans can be gained from the 



Kyanzittha 191 



royal burials excavated at TILLYA-TEPE in northern 
Afghanistan. In 1978-79, excavations uncovered six 
graves, thought to represent a prince accompanied by five 
women aged between 18 and 30 years at death. The buri- 
als date, on the basis of associated coins, to the period 
25-50 C.E., and were associated with more than 20,000 
gold ornaments. These included headdresses, torques, 
plaques, and seals worn at the belt. There were also gold 
and silver scepters, and the heads of the dead lay in gold 
bowls. By minutely examining the location of these orna- 
ments, it was possible to reconstruct the costumes in 
which the dead were buried. The wear on the gold orna- 
ments showed that they had been worn over a lengthy 
period during life. The man wore a belted tunic and 
trousers. Women's wear included a variety of hats orna- 
mented with gold, trousers, and a skirt or tunic. Some 
tunics opened at the front, others were enclosed, but all 
were heavily ornamented with golden plaques. 

Further reading: Gupta, P. L. Kusana Coins and His- 
tory. Columbia Mo.: South Asia Books, 1994; Litvinsky, B. 
A. "Cities and Urban Life in the Kushan Kingdom." In 
History of the Civilizations of Central Asia, Vol. 2, edited 
by J. Harmatta. Paris: UNESCO, 1994; Mani, B. R. The 
Kushan Ciyilization: Studies in Urban Development and 
Material Culture. Delhi, B. R. Publishing Corporation, 
1987; Yatsenko, S. A. "The Costume of the Yuech- 
Chihs/Kushans and Its Analogies to the East and to the 
West," Silk Road Archaeology 1 (2001): 73-120. 

Kusinagara Kusinagara is a central place in the history 
of BUDDHISM, because the Buddha died just outside the city. 
It is located on the northern margin of the Ganges (Ganga) 
Plain and was the center of a ]ANA?ADA, or small polity, in 
pre-Mauryan times. The site has naturally attracted many 
pilgrims, and several large monasteries were built there. 
This most holy site was on the itinerary of XUANZANG, a 
Chinese Buddhist monk and pilgrim who traveled widely 



in India in the early seventh century C.E. To reach Kusina- 
gara, he said, he had to pass through a dangerous forest 
full of wild cattle and elephants and robbers. He found on 
reaching the city that it lay in ruins, the streets and lanes 
deserted. He crossed the river to the grove of trees where 
the Buddha died and found there a temple with a statue of 
the Buddha lying down in the position of entering nirvana 
and an adjacent stupa standing 60 meters (198 ft.) high 
built, he said, by King ASOKA (268-235 B.C.E.). 

These buildings, the Mahaparinirvana monastery, 
and associated nirvana stupa probably did originate with 
the reign of Asoka in the third century B.C.E. A relic cas- 
ket retrieved from the stupa, dates from at least the reign 
of the Gupta king KUMARGUPTA I (415-55 C.E.). It con- 
tained one of his gold coins and a cowry shell, together 
with a dedicatory INSCRIPTION. Excavations undertaken at 
this temple in 1911 to 1912 uncovered sealings with the 
name Mahipari Nirvana, leaving little doubt as to the 
original name of this monastery. 

See also GUPTA EMPIRE. 

Kwanggaet'o The Kwanggaet'o is a stone INSCRIPTION 
standing six meters (19.8 ft.) high that was set up north 
of the Yalu River in China after the death of King Kwang- 
gaet (r. 391-413 C.E.) of the same name in 414 C.E. He 
ruled the kingdom of KOGURYO, and the lengthy text in 
Chinese characters described his victorious campaigns 
that reached as far south as the state of KAYA in the south- 
ern tip of the Korean Peninsula. Kaya v^ras particularly 
known for its rich iron ore resources. 

Kyanzittha (r. 1084-1111) Kyanzittha was king of pagan 
in Myanmar (Burma). 

He was responsible for some of the major middle-period 
temples at this royal capital in central Burma, including the 
huge ANANDA TEMPLE, the NAGAYAN, and the Patothamya. 




lacquer Lacquer originates in the form of sap from the 
tree Rhus verniciflua. In China, this tree is native to the 
Chang (Yangtze) Valley, and it was here that the principal 
expertise developed. Lacquer has a long history in China. 
The earliest lacquered objects date to the Neolithic period 
of the Chang Valley. From the Spring and Autumn period 
(770-476 B.c.E.) to the HAN dynasty (206 B.C.E.-220 
C.E.), the Chang region, particularly the state of CHU, pro- 
duced the most and the best lacquers. One of the most 
impressive assemblages is from the three intact tombs of 
the marquis of Dai, his wife, and his son at MAWANGDUI in 
Changsha, Hunan province. A second remarkable collec- 
tion of lacquered objects was recovered from the tomb of 
the marquis Yi of Zeng at LEIGUDUN. 

MAKING AND DECORATING LACQUER 

As with rubber, the sap is collected by placing a receptacle 
under slits cut into the bark. After the sap is passed 
through filters of decreasing mesh size for purification, it 
can be applied to the surface of an object of wood or, less 
frequently, of fabric, leather, pottery, or bronze. If the 
atmospheric conditions are humid and the temperature 
lies between 60°F and 85°F, the lacquer hardens and 
becomes both extremely durable and impervious to water. 
Lacquer contains a substance known as urushiol, a term 
taken from the Japanese urushi, "lacquer tree." This is 
caustic and difficult to mix with pigments to provide 
desirable colors. For reds, the Chinese lacquer worker 
mixed the sap with cinnabar; iron and arsenic were used 
for black, and orpiment for yellow. When still wet, lacquer 
can be applied to a surface and used as an adhesive to 
attach inlays or decorative materials such as TURQUOISE, 
shell, and glass. The lacquer surface can also be painted or 
incised to form decorative motifs or patterns. 



Bronze Age coffins were often lined in red lacquer. 
Shang and Zhou craftspeople used lacquer as an adhesive 
for fixing gold, ivory, shell, and turquoise ornamentation. 
It was during the fourth century B.C.E. that innovative 
methods were used to produce ever finer lacquerware. 
The base was structured by taking strips of wood cut 
along the same grain, which could be steamed and bent 
to form curved surfaces in imitation of bronzes or ceram- 
ics. Some lacquerv^^are of this period was inscribed with 
the manufacturer's name. It is evident that Sichuan was a 
major center of production at a time when it was 
recorded that a lacquer vessel was valued at 10 times the 
equivalent item in bronze. 

LACQUER OBJECTS IN TOMBS 

Tomb I at Mawangdui contained the remains of Lady Dai. 
Sealed in layers of charcoal and clay, the organic material 
has survived in virtually its original condition. The lady 
lay within three nested coffins each richly ornamented in 
painted lacquer images of good fortune, such as cloud 
designs and fabulous animals. Similar patterns were found 
on other items. There was a tray holding plates with food 
and chopsticks still in place. A wooden screen was richly 
ornamented in lacquer, and the lady's personal cosmetics, 
mittens, and wig were found in lacquered boxes. These 
were ornamented by incising designs with a sharp instru- 
ment through the outer surface. 

A lacquered wooden box in the form of a duck was 
found in the antechamber of the Leigudun tomb reserved 
for the interment of the 13 concubines of the marquis Yi. 
The box was decorated with musical scenes in which a 
person strikes one of two bells supported by a stand in the 
form of two opposing birds. Two chime stones were sus- 
pended from a lower support. A second scene shows a 



192 



Laozi 193 




This lacquered basket from a Han dynasty tomb in North Korea bears images of model sons. The associated text describes the 
virtues of obedient children. Lacquer was imported into the Korean provinces from China. (Werner Forman/Art Resource, NY) 



man playing a drum while a warrior dances. Two match- 
ing lidded cups from the burial chamber of the marquis 
himself were of far greater complexity. The handles were 
formed as dragons looking greedily at the contents of the 
containers, while the stems and sides of the cups were 
painted with geometric designs. A second lacquered item 
of remarkable elegance took the form of a deer at rest. It 
was carved from two pieces of wood and joined so that 
the head could rotate at the neck. The antlers are genuine. 
See also SHANG STATE; WARRING STATES PERIOD. 

Lakshmi In Hindu mythology, Lakshmi is the wife of 
Vishnu and goddess of good fortune. She was born as a 
result of the CHURNING OE THE OCEAN OF MILK, a popular 
theme on Angkorian reliefs in Cambodia. 

Laozi (unknown) Laozi, "old master," is a Chinese 
philosopher who is thought to have founded the school of Tao- 
ism and may have contributed to the Daodejing (The Way 
and its power). 

There is no firm evidence for the date of his life, a life 
that was in due course to assume mythical proportions. 
He may have been a contemporary of CONEUCIUS, and 



Taoism and Confucianism represent the two major philo- 
sophical contributions to the philosophy of Chinese gov- 
ernance. Tao literally means "the way," and Laozi 
proposed that the universal forces of evolution and 
change encourage the wise to adapt and mold their lives 
to the power of external forces. Long after his death, 
Laozi became venerated as a god. In myths he was said to 
travel to the barbarian West, where he became either the 
Buddha or a BODHISATTVA. While this is historically 
impossible, the translation of Buddhist texts into Chinese 
employed many of the words and thoughts contained in 
the Daodejing. 

Historical texts record that in 165 C.E. the Eastern 
Han emperor Huan (r. 147-67 C.E.) dispatched two of his 
courtiers to sacrifice at the shrine at the sage's birthplace, 
Kuxian in Henan province. He also required the local 
governor to inscribe a stone dedication to Laozi to be 
placed next to his shrine. In it, Laozi was described as the 
creator of the universe. Subsequently, the worship of 
Laozi was undertaken in the Hall of Washing the Dragon, 
in the capital, LUOYANG. Under the Tang dynasty 
(618—907 C.E.), Laozi's divine status was confirmed, and 
the emperors claimed him as their ancestor. 

See also BUDDHISM. 



194 lapis lazuli 



Further reading: Csikszentmihalyi, M., and P. J. 
Ivanhoe, eds. Religious and Philosophical Aspects of the 
Laozi- SUNY Series in Chinese Philosophy and CuUure. 
New York: State University of Ne-w York, 1999; Ivanhoe, 
P. J. The Daodejing of Laozi- New York: Seven Bridges 
Press, 2002. 

lapis lazuli Lapiz lazuh is a deep blue stone valued as 
a source of raw material for manufacturing jewelry. The 
world's best source is in Badakhshan in Afghanistan, 
where four mines have been discovered at an altitude of 
between 2,000 to 5,500 meters (6,600 to 18,150 ft.). One 
at Sar-i-Sang is still being exploited. The output was so 
valued by the people of the INDUS VALLEY CIVILIZATION 
that Shortugai, a trading outpost, was established in this 
region. According to Sumerian texts, lapis lazuli was 
obtained by trade with the people of Meluhha, indicating 
that the Indus civilization was a source for a material that 
was used in Sumer not only for jewelry, but also for deco- 
ration of temples. Lapis lazuli beads have been found in 
many pre-, early, and mature Harappan sites, including 
JHUKAR, KALIBANGAN, CHANHU-DARO, and AMRI. 
See also HARAPPA. 

Lauriya-Nandangarh Lauriya-Nandangarh takes its 
name from the word laur, "pillar," for it is the location 
of one of Emperor ASOKA's (268-235 B.C.E.) columns. It 
is located in northern Bihar province, India. The col- 
umn itself is one of only two that survive undamaged 
and in their original position (the other is that at 
Basarh). Inscriptions on the column record six of 
Asoka's edicts dating to the 27th year of his reign. The 
lion at the top is one of the best of all those surviving 
and was carved in the act of roaring. Three rows of stu- 
pas associated with the column, one stupa among the 
largest known, are a dominant feature of this site. Some 
were examined by SIR ARTHUR CUNNINGHAM and others 
during the late 19th century. 

One stupa yielded a votive deposit of gold leaf and a 
female figurine in association with cremated bone. These 
are paralleled in similar stupas at Piprawa and probably 
date to the last centuries B.C.E. Excavations at the mound 
of Nandangarh, which commenced in 1935, revealed that 
it had been a colossal stupa still standing to a height of 25 
meters (82.5 ft.). It would have been one of the largest 
known in India. The core of the stupa contained coins 
and sealings of first- or second-century B.C.E. date, so the 
stupa itself must be later than these items. Explorations 
of the inner core revealed a miniature stupa, beside which 
lay a copper vessel containing a BIRCH BARK SCROLL dated 
stylistically to the fourth century C.E. 

Legalism Legalism refers to the school of thought in 
China that developed during the WARRING STATES PERIOD 
(480-221 B.C.E.). During this period, endemic warfare 



between a diminishing number of independent states 
resulted in the ultimate victory of the state of QIN. It was 
in this atmosphere of increasing militarism and competi- 
tion that the policy of centralized bureaucratic power over 
the individual was promulgated, a policy that ran counter 
to the influential teachings of CONFUCIUS and MENCIUS. 
SHANG YANG (d. 338 B.C.E.) was one of the proponents of 
Fajia, as Legalism was known at the time. He was the 
principal minister in the state of Qin during the fourth 
century B.C.E. His thoughts are well represented in the 
Shangjun shu (The Book of Lord Shang). He advocated a 
single-minded autocracy with all power vested in the 
king. All policies would be based on an impartial legal 
code determined on the basis of ensuring the strength and 
survival of the state. Agriculture was to be fostered, but 
academic pursuits would wither as an act of policy. This 
policy reached its nadir with the burning of the books and 
the execution of scholars under the Qin, the dynasty that 
put legalism into practice with most rigor and enthusi- 
asm. The Shangjun shu set out the vital importance of 
intelligence under 13 headings. These particularly stressed 
figures on the stores of grain, numbers of men able to 
fight, number of horses, and availability of fodder. The 
text continues in a mode of state totalitarianism. Music, 
history, goodness, and righteousness are described as par- 
asites on the state. What matters above all is knowledge of 
statistics. What is available to support the army? How can 
taxes most benefit the central authority? 

Until the triumph of Qin, Legalism had been more a 
theoretical than a practical construct. However, the unifi- 
cation of China under the first emperor, QIN SHIHUANGDI, 
in 221 B.C.E. led to the appointment of Li Si as the first 
minister of the new state. He was then able to put the 
totalitarian theory into practice across the entire country. 
Old frontiers were dismantled, and former states were 
replaced by new provinces, or commanderies. Uniform 
weights, measures, and writing were imposed, and large 
groups of workers were deployed on massive building 
projects, not least the first major construction of the 
GREAT WALL of China. The seeds of destruction of Legalist 
principles, however, lay in the very centrality of the exer- 
cise of power. When the first emperor died, a Byzantine 
series of secret palace intrigues by top officials, including 
Li Si, led to the end of the Qin dynasty. 

Leigudun The tomb of zeng hou yi (d. c. 433 b.c.e.), 
marquis of Zeng, was opened in 1978. The site is located 
in Hubei province and is dated to the late fifth century 
B.C.E. The marquis ruled Zeng, a small client state of the 
mighty CHU kingdom. For the first time in Chinese his- 
tory, the tomb was divided into chambers to represent a 
palace. Small portals in the double coffin and the walls 
were put in place to allow the marquis's soul to roam at 
will through his subterranean realm. The central chamber 
was designed as the ceremonial palace hall. It contained 



Lelgudun 195 



bronze vessels and musical instruments for state occa- 
sions. The magnificence of the bronze grave goods can be 
judged by their total weight — almost 10 tons of metal — 
and their individual size. No tomb anywhere matches this 
quantity. The most remarkable of all the finds are the two 
complete coffins, one nested within the other, both intri- 
cately painted. One of the mortuary offerings in the tomb 
was a bell cast, according to its inscription, in the 56th 
year of the reign of King Xiong Zhang of CHU (r. 488-432 
B.C.E.). It has been suggested that it was cast in 433 B.C.E. 
to record the marquis's death, but this is not established. 

Pride of place among the bronzes must be accorded 
the ziin and the pan. The former has been described as 
"unrivaled by any metalwork from the ancient world." 
Both were made first by the traditional piece-mold sys- 
tem, incorporating a newly developed modification 
known as the pattern-block technique. Other parts of the 
vessels were cast by means of the lost-wax method. Deco- 
rative embellishments, most in the form of dragons and 
mythical serpents, were individually cast and then 
attached to the vessel -with solder of tin and lead with a 
small admixture of copper. The inscription on the pan 
records that it was cast for Marquis Yu, probably the 
father of Marquis Yi. These items are outrageously com- 
plex and innovative and reveal the inventive expertise of 
the Chu bronze specialists. 

The tomb was contained in a pit 13 meters deep (43 
ft.). A wooden structure of massive timbers measuring 
19.7 by 15.7 meters (65 by 51.81 ft.) and with a ceiling 
height of 3.3 meters -was encased in layers of charcoal and 
wet clay below a layer of stones. This design led to the 
survival of a -wide range of organic grave goods that 
■would not survive under normal conditions. Among the 
metalwork are, for example, 65 bells and hundreds of 
vessels. The bells were cast with inscriptions indicating 
their tone, which in one of the sets covered more than 
t-wo octaves. The marquis clearly enjoyed music, because 
his tomb has furnished a veritable treasure trove of 
instruments representing a full orchestra: seven zithers, 
chime stones, mouth organs, flutes, drums, and panpipes. 
A bronze crane -with antlers standing nearly 1.5 meters 
(about 5 ft.) high was used to support a drum. It is most 
unfortunate that no musical scores have survived to allow 
scholars to appreciate the full nature of music of the 
period. There was, however, a distinction between the 
court music produced by the full orchestra represented 
by this assemblage and that preferred in the marquis's pri- 
vate quarters, for a further chamber in the tomb con- 
tained another assemblage of five large and two small 
zithers, a drum, and two mouth organs. 

BURIAL CHAMBER 

A smaller compartment contained his weapons, chariot, 
and the marquis himself, together with eight of his ser- 
vants. Largely because of the covering coat of LACQUER, 
the coffins have survived with little deterioration over 



2,500 years. The outer coffin is unique in being built of 
wood -with a bronze framework. It is in the form of a box, 
3.2 meters (10.5 ft.) long and just over two meters high 
and wide. The bronze frame took the form of 10 upright 
sections cast with a rectangular support, over the top of 
which a second frame was attached. The inner coffin was 
2.5 meters (8.2 ft.) long and 1.32 meters (4.3 ft.) high. 
The outer walls are curved outv^rard to form a convex 
cross section. Both coffins vi'ere covered with intricate 
painted designs. One finds a complex series of animal 
motifs on the innermost, incorporating dragons, birds, 
hybrid half-human-half-animal creations, and snakes. 
One of the most intriguing of the geometric designs was 
found on the ends and the sides: a rectangular form 
thought to represent doors and windows. The outermost 
■was ornamented -with a series of geometric motifs and 
lacks the animal or human figures. The marquis himself 
lay within the inner coffin. A man who died in his early 
40s, he wore silk clothing and jade and gold ornaments, 
including four gold belt hooks. A jade pendant in the 
form of a dagger lay at his waist. It was made of five tabs 
linked by metal clips and had formerly been covered in 
silk, for impressions of silken fabric remained on the 
metal components. A lidded gold bowl and spoon had 
been placed under the coffin and would surely have been 
for the marquis's personal use. The spoon had perfora- 
tions, suggesting that it was used to drain fluid from a 
meat or grain dish. The bowl was cast by the same tech- 
nique as bronze production and was decorated with drag- 
ons and spiral designs. 

SUBSIDIARY BURIALS 

The eight other coffins in this area held his concubines, 
aged from about 13 to 24 years -when they accompanied 
their master into the grave. There were also clothes chests, 
gold vessels, lacquerware, and a table laid out with spindle 
■whorls still -wrapped around with silk threads. 

The northern room of the palace contained the mar- 
quis's weaponry, including lacquered leather armor, hal- 
berds, spears, and bo-ws and arrows. One remarkable 
■weapon was made of three halberds and a spear that with 
the wooden haft was 3.25 meters (10.7 ft.) long. It would 
have been used from a chariot. The recovery of 12 suits 
of armor greatly increased the appreciation of its form 
and manufacture. It was made of leather plates reinforced 
with lacquer, reaching to the midthigh region. A broad 
flaring collar protected the neck, and the sleeves were 
made flexible by joining thin lengths of horizontally ori- 
ented leather strips. The helmets were made of similar 
lacquered leather, the top piece in the form of a crest. 

The BAMBOO SLIPS in this chamber listed the mourners 
at the funeral and the inventory of grave contents. The 
former was dominated by members of the Chu elite. In 
the western chamber, the excavators found the remains of 
13 WOMEN, presumed to have been servants in the court, 
together with some of their personal possessions. In no 



196 Leitai 



way rivaling the items associated with the marquis, there 
were some fine objects, such as a lacquered box in the 
form of a duck with a movable head. This piece is particu- 
larly interesting because decorative panels on the side 
show musicians. One person is seen striking a chime bell. 
The details reveal that the two bells were suspended from 
a pole held by birds confronting each other, while the 
musician holds a long mallet to one side. A second lateral 
pole under the bells supported a pair of chime stones. A 
second panel depicts a person beating a drum vi'ith a 
drumstick in each hand. The drum is supported on a 
stand matching those found in the tomb, while a warrior 
is dancing to the rhythm. 

COURT FEASTING 

The intact tomb allowed a penetrating insight into the 
etiquette of court feasting. One large ding, a tripod vessel 
57 centimeters (22.8 in.) high, was found with the two 
hooks used to hoist it over the heat and the ladle that dis- 
pensed the cooked meat or fish. The set of eight gui ves- 
sels indicates that the marquis had very high status, for 
this number was traditionally the prerogative of the Zhou 
emperor himself. They are fine bronzes inlaid with 
TURQUOISE. 

Further reading: Thote, A. "The Double Coffin of 
Leigudun Tomb No. 1: Iconographic Sources and Related 
Problems." In New Perspectives on Chu Culture during the 
Eastern Zhou Period, edited by T. Lawton. Washington, 
D.C.: Smithsonian Institution, 1991. 

Leitai Leitai is a site located just south of the GREAT 
WATL of China in Wuwei county, Gansu. Discovered in 
1969, it is a tomb dating to the Eastern HAN DYNASTY 
(25-220 C.E.). The burial is most famous for a bronze 




This bronze horse comes from the tomb of a high-ranking 
official at Leitai in western China. Dating to the Eastern Han 
dynasty (25-220 C.E.), the galloping horse has one hoof on a 
flying swallow. (Erich Lessing/Art Resource, NY) 



model of a galloping horse supported by only its rear 
hind leg with its tail trailing behind, atop a swallow in 
full flight. The tomb contained the remains of a very 
high-ranking mandarin in this strategic border area. 
Inscriptions on some of the bronzes, which included 14 
bronze chariots, 17 horses, and 45 bronze statuettes of 
chariot drivers and retainers, describe him as a governor. 
His seals in the tomb name him a general. The 17 horses 
formed a procession, with the famous flying horse repre- 
senting the dead general's mount prominently placed. 
One horse wore a saddlecloth of two pieces of sheet 
bronze in which were engraved images of the horse itself. 
One particularly fine item is a single bronze horse har- 
nessed to a two-wheeled carriage, each wheel having 10 
spokes. The driver is shaded by a parasol. The emphasis 
on horses in the elite tomb is a reflection of their impor- 
tance in the military affairs of the northern border. Ma 
Yuan, a renowned general, noted that "horses are the 
foundation of military might, the great resource of the 
state." 

The tomb has three chambers, each with a ceiling in 
the form of lotus flowers. It is thought that lotuses were 
an auspicious symbol for protection against fire. 

Lelang Lelang was a major Chinese commandery, or 
province, in northern Korea, founded after the Han Chi- 
nese subjugation of the preceding state of CHOSON in 108 
B.C.E. Excavations at one site revealed a fortress of the 
governor, an official mint, and many Han objects, as well 
as a cemetery ■with more than 2,000 burials. At another 
site was a unique and wealthy burial of a local Han digni- 
tary. Trade linked Lelang to China and Japan. 

HAN SUBJUGATION 

After the WARRING STATES PERIOD (475-221 B.C.E.) in 
China and the establishment of the long HAN DYNASTY, 
the Han court adopted a policy of expansion whereby 
border chiefdoms and small states were defeated and con- 
verted into provinces of the empire. To the south, DIAN 
and DONG SON chiefs were thus incorporated as comman- 
deries with centrally appointed governors answerable to 
the emperor. To the northeast, the sprawling state of 
Choson was divided into four provinces. The Chinese 
occupation of the Korean peninsula endured for approxi- 
mately four centuries, during which the local elites were 
accorded Chinese titles and administrative functions. The 
HANSHU history recorded that the Lelang commandery 
had 25 counties, with a combined population of slightly 
more than 400,000 people. 

T'OSONG-NI SITE 

In 1934 three seasons of excavations commenced at the 
site of t'osong-NI, a defended site on the southern bank 
of the Taedong River opposite Pyongyang. This walled 
fortress covers an area of 31 hectares (77.5 acres), and 
excavations have uncovered a wide range of artifacts that 



Lewan 197 



relate to the Han occupation of this region and the estab- 
Ushment of the Lelang commandery. Foremost are the 
SEALS and seahngs that reveal the presence of the actual 
governor of Lelang at this site. There are also ceramic 
eave tiles, inscribed with the title liguan, a Chinese offi- 
cial responsible for rituals, education, divination, and 
music. There are not only Chinese Han coins, but also 
coin molds, indicating the presence of an official mint. 
Other Han artifacts include bronze mirrors, belt buckles, 
and arrowheads. More than 2,000 burials have been 
found beyond the walled precinct of this site. About a 
third were wooden chambers that contained the coffin 
with a compartment for mortuary offerings. The balance 
were constructed of BRICK, although there were one or 
two unique interments. Chestnut trees were employed in 
the wooden tomb structures to line the sides and roof of 
the chamber, and on numerous occasions, men and 
WOMEN, presumably affinally related, were buried 
together. 

SOKKAM-NI SITE 

The unique Burial 9 from the site of Sokkam-ni, 25 kilo- 
meters (15 mi.) south of the Taedong River, was investi- 
gated after its discovery in 1916. The floor of the 
mortuary chamber and the walls enclosing the chestnut- 
wood coffin were constructed of stones, including pieces 
of jade. After the wooden ceiling was put in place, the 
tomb was sealed with a layer of coal. This burial was 
found intact, and the grave goods reflect the wealth of the 
local Han magnates. Eleven ceramic vessels were 
included, each containing food: shellfish, meat, fish, and 
sauces. He was accompanied by a range of iron 
weaponry: a crossbow, dagger, swords, spearheads, and 
halberds. The presence of iron sickles reveals a local 
interest in agriculture. This person's chariot was repre- 
sented in the grave by decorated axle components, while 
gilt bronze frontlets for horses and two bridles were also 
found. Fine LACQUER tables, trays, and food vessels had 
been placed for the use of the dead, as well as bronze ves- 
sels, mirrors, and jades, including a seal and a l)i disk. 
There is no doubting the wealth of the Han elite of 
Lelang. The disposition of the ornaments in a black lac- 
quer coffin indicates that the tomb master was buried 
with his eyes, ears, and mouth filled with jade stoppers, 
and a jade rod had been placed in his anus. This was a 
Han practice also seen in the burial of Liu Sheng at 
Mancheng. His clothes were held in place with a gold belt 
buckle, and he had a jade ring in his hands. Brick tombs 
were found with between one and three chambers. They 
were built above ground, sealed after burial was com- 
plete, and covered with an earthen mound. A compart- 
ment within was reserved for placement of mortuary 
offerings. 

TRADE 

One of the recurrent aspects of the Lelang politics was 
trade with China. Luxury goods, jades, seals of office. 



and fine fabrics found their way to Lelang, and some 
ended up in elite tombs of the period. One fine lacquer 
bowl manufactured in 69 C.E. reached Lelang from the 
distant southwest Chinese province of Sichuan. In 
return, timber, iron, fish, and salt were sent to China. 
Lelang was also an important node in an exchange net- 
work that linked China through Korea to Japan. How- 
ever, the vitality of trade depended on political stability 
in China, and during the WANG MANG (45 B. C.E. -23 C.E.) 
interregnum and the troubles that followed the end of 
the Eastern Han dynasty and formation of the three 
kingdoms, Lelang suffered instability. It finally came to 
an end vi'ith defeat by the rising power of KOGURYU in 
313 C.E. The Chinese then left their Korean colonies, 
just as they were later to leave northern Vietnam. 

Further reading: Barnes, G. State Formation in Korea. 
London: Curzon Press, 2001; Nelson, S. M. The Archaeol- 
ogy of Korea. Cambridge: Cambridge University Press, 
1993; Portal, J. Korea: Art and Archaeology. London: 
British Museum, 2000. 

Leshan Leshan is located on the eastern side of the 
Min River in Sichuan province, China. The Min flows 
south to join the Chang (Yangtze) River. More than 1,000 
cliff tombs have been identified there, dating to the East- 
ern HAN DYNASTY (25-220 C.E.). Many of them were orna- 
mented with carvings on stone, as well as INSCRIPTIONS. 
These have been divided into early (76-146 C.E.), middle 
(147-189 C.E.), and late periods (190-240 C.E.). The cor- 
pus of carvings covers a wide range of themes centering 
on the notion of loyalty and filial piety. This finding con- 
firms the deep-seated adoption of Confucian ethics 
among the SHU and BA people during this period. These 
tombs, which penetrate far into the cliffs, must once have 
contained a vast number of other items. In 1990, for 
example, a series of stone statues was found in one cave, 
including a horse, dog, hen, and human figures. One 
attendant in this group stands more than a meter high. 
See also CONFUCIUS. 

Lewan Lewan is a prehistoric site located in the Bannu 
Basin of northwestern Pakistan. It had an area of 14.5 
hectares (36.2 acres) and formerly lay adjacent to the 
River Tochi, which has since changed its course. 

Lewan, and many sites on the same plain that super- 
ficially resemble it, is important in linking the developing 
Indus civilization with the communities on its piedmont 
margins that supplied regional products for exchange. 
Lewan was clearly a manufacturing site for a range of 
stone artifacts, but bead manufacture also took place 
there, and a sealing on clay from the latest phase of occu- 
pation is probably the remains of a SEAL on a storeroom 
or a consignment of goods. 

Deflation had removed some of the uppermost 
deposits at Lewan, leaving a thick layer of stone artifacts 
lying on the surface. Excavations in 1978-79 were on a 



198 Liang Dynasty, History of the 



small scale. They encountered the remains of hut founda- 
tions, together with a large sample of pottery remains, 
ceramic figurines of humans and animals, and stone 
beads. The pottery included vessels decorated with fish 
painted in -white on a red background, goats, and buffalo 
horns linked with sets of three pipal leaves. These allow 
the sequence at the settlement to be related to the better 
kno-wn site of Rehman Dheri and date its occupation 
from about 3500 until 1900 B.C.E. The buffalo with pipal- 
leaf motif, \vhich resembles designs found on INDUS VAL- 
LEY CIVILIZATION seals, places the site in the orbit of the 
lowland Indus sites. 

Liang Dynasty, History of the The History of the 
Liang Dynasty of China (502-556 C.E.) is a major docu- 
mentary source for information on Southeast Asia during 
the early centuries of the Common Era. 

Liangzhu culture For many years, research on the ori- 
gins of Chinese civilization has concentrated in the cen- 
tral plains of the Huang (Yellow) River Valley, where the 
LONGSHAN CULTURE was seen as the progenitor of the 
state. Since the first discovery of relevant sites in 1936, it 
has become clear that the Chang (Yangtze) Valley was 
equally important to growing cultural complexity in 
China. The Liangzhu culture sites, of which more than 
300 are known, are located in the marshy, lacustrine low- 
lands flanking the lower valley of the Chang River. 
Already by 5000 B.C.E., rice-farming communities were 
widely established around Lake Taihu, and the people of 
the Majiabang culture were making je-welry items of jade. 
Their successor was the Liangzhu culture, which flour- 
ished from about 3200 to 2000 B.C.E. It was an extremely 
complex and rich society, based on irrigated rice agricul- 
ture linked -with the raising of domestic stock, hunting, 
and fishing. Agricultural tools were made of stone, for no 
knowledge of metal had yet reached this part of China. 
Other craft industries included jade working, basketry, 
silk weaving, and the manufacture of fine ceramics. From 
the mid-third millennium B.C.E., craft workers lacquered 
wood to produce lacquerware. While many Liangzhu 
graves are relatively poor in terms of grave offerings, a 
few special sites incorporate tombs of considerable 
wealth and distinction. The Liangzhu culture thus takes 
its place, along with the HONGSHAN CULTURE of Liaoning 
province and Longshan groups of the central plains, as a 
forerunner of early Chinese civilization. 

TYPICAL SITES 

The typical Liangzhu community chose to live beside 
rivers, and the recovery of the remains of wooden boats 
and oars indicates proficiency with "watercraft. The site of 
Longnan has provided the remains of a wooden pier and 
an embankment for flood protection along the river mar- 
gin. At Qianshanyang, houses were raised on wooden 



piles against possible flooding, but sites on higher ground 
included semisubterranean houses roofed with thatch. 

SOCIAL COMPLEXITY 

This economy under-wrote an increasingly complex and 
ranked social system. Some sites grew to a considerable 
size. Mojiashan, for example, covered about 30 hectares 
(75 acres) and incorporated stamped-earth platforms 
and storage pits. At SIDUN, Liangzhu remains spread over 
an area of 90 hectares (225 acres) ringed by a broad 
series of moats. This site included a number of rich 
inhumation graves associated with fine jades and pottery 
vessels. One of the best examples of elite burials is the 
site of Fuquanshan, an artificial mound of just less than 
one hectare, which was reserved for rich interments. The 
dead were inhumed in hollowed tree-trunk coffins, asso- 
ciated with numerous jade artifacts, which included cer- 
emonial axes, hairpins, bead necklaces, and belt hooks. 
Some burials also held the skeletons of what seem to 
have been sacrificial victims. The mortuary rituals 
included the use of altars as foci for burning, and burnt 
slabs of clay vi^ere placed over the graves. 

GRAVE DISCOVERIES 

At Fanshan, 11 tombs have been investigated in a raised 
mound of earth 3.5 meters (11.5 ft.) high and covering 
an area 88 by 28 meters (290 by 92.4 ft.). A similar raised 
necropolis at YAOSHAN was encircled by a t\vo-meter-wide 
moat and a U-shaped platform. T-welve tombs in this 
mound held double wooden coffins and many offerings. 
Jade was of particular importance to the Liangzhu elite 
and was made into a range of ritual and ceremonial items 
that persisted in subsequent Chinese cultures. They 
include bi disks, cong cylinders, decorated plaques, 
bracelets, and beads. The discovery of a jade -workshop at 
Mopandun reveals that the jades were locally manufac- 
tured by sophisticated techniques, including use of drill 
bits, rotating \vheel saws, and fine quartz sand for final 
polishing. The source of Liangzhu jade has not been 
identified. 



Li gui The Li gui is a bronze vessel cast by a person 
named Li after the defeat of the last king of China's Shang 
dynasty (1766-1045 B.C.E.) by the Zhou. It was discov- 
ered at Lintong in Shaanxi province in 1976 and is one of 
the most important of the growing corpus of WESTERN 
ZHOU DYNASTY bronze texts cast into ceremonial vessels. 
The documentary evidence confirms and expands on sur- 
viving literary texts describing the BATTLE OE MUYE, 
which is thought to have taken place in 1045 B.C.E. It 
describes a divination ceremony on the morning of the 
battle and the victory of Zhou forces under KING WU on 
the evening of the same day. A week later, the king con- 
gratulated and blessed Li, who it seems -was the person 
who made the divination predicting a victory. 



lingam 199 



Li Ji (1896-1979) Li Ji was the archaeologist in charge of 
excavations at Anyang after the initial season of work under 
Dong Zuohin. 

In 1929 he planned to undertake trial excavations to test 
the size of the site at Xiaotun and investigate its potential. 
He found two major early layers, one dating to the late 
Shang period (1766-1045 B.C.E.), which yielded 685 
pieces of inscribed ORACLE BONES, the divinatory records 
of the Shang kings. This level lay under graves of the Sui 
(581-618 C.E.) and Tang (618-917 C.E.) dynasties. 
Arguably the crowning achievement occurred in the last 
season before the outbreak of the war in 1937, when his 
team found a complete archive of royal divinations in the 
royal palace area together with a group of chariot burials. 

Having completed a detailed contour plan of the area 
bet-ween the village at Xiaotun and the Huan River, he 
identified two raised mounds, and in November 1929 he 
proceeded to carry out extensive excavations to identify 
the nature of the deposits. The results defied the most opti- 
mistic hopes. His excavation proceeded through 11 layers 
to a depth of 3.3 meters (10.98 ft.), where he discovered a 
circular pit adjacent to a second pit of rectangular form. 
The former was two meters across and three meters deep. 
At the base, Li Ji found a cache of inscribed bones and tor- 
toiseshells. Again, the associated finds were of profound 
interest, for he collected molds for casting bronzes, carved 
ivories, and a rich collection of glazed ceramics. 

In 1930 Li Ji was appointed a professor in the Institute 
of History and Philology at the Academia Sinica. In his 
next season at Xiaotun the site -was divided into five areas 
for intensive large-scale excavation. Further oracle bones 
were recovered, as was a store of animal bones, including 
the remains of whales and elephants. He also recovered 
more molds for bronze casting. At the same time, surveys 
■were undertaken in the adjacent areas bordering the Huan 
River to seek further sites. One result was the discovery 
that Xiaotun was not the only site to yield oracle texts. 
Under Li Ji's overall direction, excavations continued until 
the outbreak of the Sino-Japanese war in 1937. He was 
responsible for the opening of the royal Shang graves at 
Anyang. Although they had been robbed in antiquity of 
their treasures, he -was able to identify their enormous size, 
method of construction, and form and, in certain cases, to 
find bronzes and jades left behind or overlooked by tomb 
robbers. He then moved the surviving members of his 
team and the precious finds to remote Kunming in Yun- 
nan, to begin the task of analysis and publication. This 
resulted in the establishment of the dynastic succession of 
kings at Anyang, together with their reign dates. After the 
Second World War, the Academia Sinica moved to Tai-wan, 
■where major reports on the excavations of Anyang, under 
the aegis of Li Ji, were published. 

Lijiashan Lijiashan is a royal necropolis of the Dian 
people, located on a hill that dominates Lake Xingyunhu 



in Yunnan province, China. Excavations in 1972 uncov- 
ered 27 graves of great wealth, dating to the last two cen- 
turies B.C.E. The DIAN CHIEFDOM grew in power in the 
face of HAN DYNASTY imperial expansion but was finally 
absorbed in the Chinese empire. At Lijiashan, it is possi- 
ble to measure the growing -wealth of the ruling elite. A 
ro-w of seven graves stands out on the basis of mortuary 
wealth. The grave goods found in a wooden coffin in 
Burial 24 include a ceremonial bronze staff and a mass of 
bronze -weaponry — a svi'ord, spears, arrowheads, a mace, 
and a battle ax. There is also decorated bronze armor. 
Feasting is represented by bronze wine containers and a 
ladle; t\vo drums contained cowry shells, symbols of 
wealth. No bones survive, but a bronze headrest and ro-ws 
of jade and agate beads make it clear -where the body 
■would have lain. Perhaps the most spectacular of the 
items in this grave is a sacrificial table or altar in the form 
of two cattle and a leaping tiger, which is 76 centimeters 
(30.4 in.) in length. Burial 17 contrasts -with this warrior's 
grave. It also contains a bronze headrest, but the place of 
weaponry is taken by decorated bronze weaving imple- 
ments. Such tools in this and other graves suggest that 
the -wealthy interments contained aristocratic men and 
WOMEN. The drums of the Dian chiefdom were highly 
decorated and reveal the presence of war vessels that 
would have plied the lake and facilitated central control 
over the rich lacustrine rice soils. Scenes of the storage 
and distribution of rice likewise stress the importance of 
agricultural surpluses in the maintenance of the ruling 
elite. 

Lijiazui See panlongcheng. 

lingam A lingam is a phallic symbol associated with 
the Hindu god SIVA in his guise as the god of fertility. The 
lingam assumed great significance in Cambodia, where 
stone lingams, some of -which would have been gilded, 
-were placed in temples as objects of veneration and ritual 
■worship. In due course, a lingam also represented the 
essence of the king and took a central place in the royal 
temple mausolea. Lingams are found as offerings in cre- 
mation burials at NEN CHUA, dated to 400-600 C.E. In 
association -with the yoni, representing female genitalia, 
they were placed in CHENLA temples. According to 
GEORGES CCEDES, the essence of the king was contained in 
a lingam on a temple mountain, which -was located in 
center of the realm and therefore of the cosmos. This 
supernatural lingam, the phallic symbol of Siva, was 
passed via a Brahman to JAYAVARMAN II (c. 770-834 C.E.) 
on Mount Mahendraparvata. INDRAVARMAN I (877-899 
C.E.) established the lingam Indresvara on the BAKONG, 
and YASHOVARMAN I (r. 889-910 C.E.) established YASOD- 
HARESVARA on the BAKHENG temple. An inscription from 
Lovek dating to the reign of Harshavarman III described 
how UDAYADITYAVARMAN II (r. 1050-66 C.E.) erected a gold 



200 Lingapura 



mountain, vying with the abode of the gods. On the sum- 
mit he consecrated a golden hngam. In the Prah Nok 
inscription, General Sangrama endowed this lingam, 
which incorporated the essence of the king, with the 
spoils of war. The temple of Prasat Damrei at KOH KER 
mentions the erection of an enormous lingam by JAYAVAR- 
MAN IV (r. 928-942 C.E.). On his return to Yashodhara- 
pura, RAJENDRAVARMAN (r. 944-968 C.E.) had the temple 
of PRE RUP constructed. The foundation inscription 
described the image as Isvara Rajendravarmesvara, a 
lingam combining the names of the king and SIVA. 

Lingapura See koh ker. 

Lingdi (156-189 C.E.) Lingdi (clever emperor) was the 
11th emperor of the Eastern Han dynasty of China. 
He was the great-great-grandson of Emperor ZHANGDI and 
acceded to the throne in 168 C.E. Lingdi was one of the 
fe-w later Eastern Han emperors to live long enough to 
achieve a reign of any sort. The death of his predecessor, 
HUANDI (132-168), had left the empire without a clear 
path to the succession, and the dowager empress was 
enjoined to identify a person who would fulfill the neces- 
sary genealogical requirements. She called together a con- 
clave of influential people representing the major factions 
to consider the alternatives. The final choice fell upon an 
11-year-old boy called Liu Hong, the marquis of a fief, 
who had no prior experience of the court or life in the 
capital but whose great-great-grandfather had been the 
emperor Zhangdi. There followed the customary bid for 
titles, status, and ultimately power by the various families 
representing the former court of Huandi and Lingdi's own 
followers, as well as the corps of eunuchs in the palace. 
This resulted in the hatching of a plot to murder the 
eunuchs, led by a minister named Dao Wu. The plot was 
discovered, and the eunuchs took the royal SEALS from 
the dowager empress and sequestered her without influ- 
ence, for they did not trust her to protect them. Then 
they marshaled their forces against those of Dao Wu and 
were able to persuade sufficient soldiers to follow their 
party; the death of Dao Wu and the reaffirmation of the 
eunuchs' power in LUOYANG followed. There resulted the 
beginning of the end for the Eastern Han dynasty. 

REBELLIONS AND CORRUPTION 

The now all-powerful eunuchs gave their relatives and 
supporters positions of status and authority. Despite 
attempts to reduce their power, they continued to domi- 
nate the court. However, the overall administrative 
machine began to break down as the sale of offices and 
corruption took increasing hold, and without sufficient 
revenue the central relief agencies could not assist the 
provinces affected by agricultural failures. This led to dis- 
turbances, most clearly seen in the "magic rebellion" of 
172 C.E. and the uprising of the so-called YELLOW TUR- 



BANS in 184 C.E. The rebellion raged in southern China. 
The Yellow Turbans formed as a result of the teachings of 
Zhang Jue. He organized cells of followers with his pre- 
diction that the time was nigh for the replacement of the 
dynasty. This was predicted on the basis of a 60-year 
cycle with the next year of the cycle commencing in 184 
C.E. The uprising began across 16 commanderies, timed 
to begin simultaneously. With limited success, the central 
army was deployed to counter this threat, but, as a brush- 
fire, the uprising recurred in different forms. Some histo- 
rians maintain that the Yellow Turban movement was 
responsible for the ultimate fall of the dynasty, but the 
role of peasant revolts, fashionable in modern Communist 
historic writings, could well have been overemphasized. 

Despite such insurrections, the corruption and open 
sale of government posts continued. In the office known 
as the Western Quarters, the rich could purchase ministe- 
rial posts and the governorships of commanderies. Natu- 
rally, these people sought a return on their investment, 
and this practice resulted in further corruption and extor- 
tion. When Lingdi died in 189 C.E. the effective rule of 
the Han dynasty also came to an end, although the 
dynasty itself survived until 220 C.E. 

Ling yi During the WESTERN ZHOU DYNASTY (1045-771 
B.C.E.) in China, ritual bronze vessels were cast in a wide 
variety of forms. Many bore INSCRIPTIONS recording the 
circumstances under which they were cast. Often the ves- 
sels were given by the king to a high official in recogni- 
tion of services rendered to the court. The corpus of 
inscriptions is one of the key sources for reconstructing 
Western Zhou history. In 1929 a large number of such 
vessels were robbed from a Western Zhou grave outside 
LUOYANG, among which was the Ling yi. This bronze has 
one of the longest inscriptions dating to the period of the 
early Western Zhou dynasty. In respect to historic con- 
tent, it describes in general terms the appointinent of 
administrative officials and proceeds to describe how one 
Ling was given wine, metal, and a small ox. He then had 
the yi cast. The balance of evidence points to a date in the 
reign of King Zhou (977-957 B.C.E.). 

Linjia Linjia is a site in Gansu province, northwest 
China, belonging to the Majiayao phase of the late YANG- 
SHAO CULTURE. It dates to about 3000 B.C.E. Its signifi- 
cance lies in the fact that a bronze knife found there in 
one of many underground storage pits is the earliest cast- 
bronze artifact discovered in China. This presents an 
anomaly, because its skillful casting in a double mold, 
involving alloying of copper and tin, is almost 1,000 
years earlier than the next dated bronzes in this region. 
The origins of the Gansu and the Chinese bronze-working 
tradition are thought to lie in the West. The expansion of 
people and the spread of ideas along the course of the 



Liu Sheng 201 



future SILK ROAD would have introduced the knowledge 
of alloying and casting. 

Lin-yi Lin-yi is the name given in Chinese records of the 
second to mid-fifth centuries C.E. to a polity lying to the 
south of Chinese provinces in the Hong (Red) River delta 
of Vietnam. The records describe a pattern of border con- 
flict and friction that culminated in 446 C.E. with a major 
punitive raid. The people of Lin-yi were Cham speakers 
centered on the fertile river plain of the region of Hue. 
See also CHAM CIVILIZATION. 

Linzi The city of Linzi in Shandong province, China, 
was the capital of the state of QI, one of the major states 
that emerged during the Western and EASTERN ZHOU 
DYNASTIES. Many seasons of archaeological research make 
Linzi one of the best-known cities occupied at a time when 
urban life was in a period of rapid development. In 
essence, this period witnessed the rise of an urban society 
involving artisans and merchants, as well as a considerable 
expansion in the size of the enclosed area at Linzi. The ear- 
lier of the two walled cities, founded during the WESTERN 
ZHOU DYNASTY (1045-771 B.C.E.), covered an area of 
approximately 1,720 hectares (4,300 acres). Its interior 
was dominated by a series of broad streets, up to 20 meters 
(66 ft.) wide, laid out on a grid pattern. The richest part of 
the interior was probably the northeastern sector, where a 
number of fine ritual bronze vessels have been recovered. 
There was also a cemetery containing tombs dating from 
the Spring and Autumn period (770-476 B.C.E.) to the 
WARRING STATES PERIOD (475-221 B.C.E.). One of the tombs 
in this area, while looted, displayed considerable wealth; 
the surrounding pits contained the remains of 600 horses. 
It is thought to have been constructed for Qi Jing Gong, 
who ruled Qi from 547 to 490 B.C.E. 

The smaller city, constructed during the Warring 
States period, covered an area of about 300 hectares (750 
acres). It was adjacent to the southwestern corner of the 
old city and may well have been constructed after the 
replacement of the old ruling family of Jiang by the 
usurping ministerial lineage of Tian. Its defenses are most 
solid on that part of the enclosure facing inward to the 
old city rather than to the outside, which suggests inter- 
nal discord. There are palace foundations in the northern 
part of the new city as well as bronze and iron workshops 
and a mint. About 500 meters (1,650 ft.) south of Linzi, a 
very large tomb has been examined, under a mound 10 
meters (33 ft.) in height. Although looted, it still con- 
tained individual chambered pits for 17 young WOMEN 
and nine further sacrificial victims who had been decapi- 
tated or otherwise mutilated. 

Liuchengqiao Tomb 1 at Liuchengqiao in China is a 
particularly notable CHU grave dating to the late Spring 



and Autumn (770-476 B.C.E.) or early WARRING STATES 
PERIOD (475 to 221 B.C.E.). It was discovered in 1971 and 
contained the remains of a military leader, if the number 
of weapons found within is any guide. The tomb had a 
vertical shaft seven meters (23 ft.) in depth, at the base of 
which were two double chambers and three nested 
wooden coffins. The coffins were covered in a layer of 
white clay to keep out air and moisture, and this arrange- 
ment led to the preservation of vi'ood, LACQUER, and silk 
grave goods. The outermost coffin was fashioned from 
cypress planks held together with bronze nails in a zigzag 
pattern. The middle coffin was also made of wood neatly 
linked by mortise and tenon joints and secured with 
bronze nails, while the innermost coffin was painted 
black on the exterior and red within. A smaller coffin, 
possibly containing a sacrificial victim, was found in the 
corner of one chamber. The lacquerware includes a fine 
quiver still holding arrows, a drum, a table, and tomb 
guardians. Arguably the earliest example of a zither was 
also found. There are many ceramic vessels, jades, and 
fragments of silk, including one of the oldest examples 
known. The tomb master was interred vi'ith chariot trap- 
pings, and his weapons are of particular interest, because 
they seem to include a set used in chariot warfare. There 
are 93 weapons in all, including bronze swords, ex- 
amples of the ko, or ax halberd; the mao, or thrusting 
spear, and the ji, which is a combination of both. The 
wooden hafts have survived, and these range up to 3.12 
meters (10.2 ft.) in length. Such extremely long weapons 
are documented as being specific to chariot warfare. 
There is also a collection of three different types of 
arrows, some for long-distance shooting; other, heavier 
examples for piercing leather armor. The surviving bows 
were made of bamboo. 

Liu Ji See GAOzu. 

Liujiahe Liujiahe, an archaeological site just to the east 
of Beijing in China, is notable as one of the most 
northerly sites to yield material remains that can be 
referred to the SHANG STATE (1766-1045 B.C.E.). A burial 
was excavated and found to contain bronze vessels and a 
bronze ax with a blade fashioned from meteoric, or natu- 
ral, iron. The remains of bronze horse trappings and 
chariot components are particularly interesting, as they 
represent one of the earliest such finds in China. Jade, 
gold, and TURQUOISE ornaments complete the rich mortu- 
ary offerings from this tomb. 

Liu Sheng (d. c. 113 B.C.E.) Liu Sheng was the brother of 
the Western Han emperor Wudi (157—87 B.C.E.). 
Liu Sheng's tomb at MANCHENG was discovered and exca- 
vated in 1968 and revealed for the first time two complete 
mortuary suits of jade wafers joined by gold thread, hith- 
erto known only from documentary references. Such suits 



202 Liu Taiyun 




The jade suit of Princess Dou Wan, wife of Prince Liu Sheng 
of the Western Han royal family. It was discovered at 
Mancheng, China, in 1 958. Jade was used to encase the royal 
dead, anticipating that it would preserve the body. (©Asian 
Art & Archaeology, Inc./CORBIS) 



were reserved for the highest members of the royal family 
and were held to suppress the decomposition of the body. 
See also HAN DYNASTY. 

Liu Taiyun Liu Taiyun was one of the pioneers in the col- 
lection and study of the ancient Chinese texts on oracle 
hones from Anyang in China. 

During the early years of the 20th century, he collabo- 
rated with Wang Yiyong in saving these priceless records 
from drug dealers who powdered and used ORACLE BONES 
as medicine. He inherited Wang Yiyong's collection when 
the latter committed suicide in 1900, and he proceeded 
to assemble at least 5,588 records. In 1903 he published 
1,058 fragments in the first scholarly study of the records 
of the Shang kings of ANYANG. 
See also SHANG STATE. 

Liu Xiu (d. 55 B.C.e) Liu Xiu, Prince Huai of Zhongshan, 
was an aristocrat of the Chinese Western Han dynasty. 
He was interred in a tomb at Bajiaolang, Hebei province. 
Although his tomb was looted, his jade suit has survived, 
despite being burned. It was made of 1,203 wafers of 
jade, sewn together with gold thread that weighs 2.56 
kilograms (5.6 lbs.). This is one of the rare surviving 
suits. Jade was held to provide immortality. Others are 
known from MANCHENG and the tomb of Zhao Mo, also 
known as Wen Di (r. 137—122 B.C.E.), whose intact tomb 
has been found at Xianggang in Guangzhou (Canton). 
See also YUE. 

Lolei The temple of Lolei is located on what was an 
island in the Jayatataka reservoir at HARIHARALAYA, Cam- 
bodia. This center was a major capital of the dynasty of 
JAYAVARMAN II (c. 770-834 C.E.) from the late eighth cen- 



tury C.E. until the foundation of YASHODHARAFURA. King 
YASHOVARMAN I (r. 889-910 C.E.) had the shrines con- 
structed to commemorate his parents, and it was conse- 
crated on 8 July 893 C.E. 

Lomasa Rishi Lomasa Rishi, one of the earliest ROCK 
MONASTERIES of India, is located in the Barabar Hills of 
Bihar. These were built for Buddhist worship from the 
third century B.C.E. , and most are concentrated in the 
western Deccan. The sanctuary of Lomasa Rishi has a 
narrow entrance, and the caitya shrine within runs paral- 
lel with the rock face. This portal was decorated with a 
frieze of carved elephants and makaras, mythical sea 
monsters. It probably dates to about 250 B.C.E. 
See also BUDDHISM. 

Longshan culture The Longshan culture of the Huang 
(Yellow) River Valley in China has local roots in the 
Dawenkou and the YANGSHAO CULTURES. It dates between 
about 2500 and 1800 B.C.E. and is a crucial period because 
many of the Longshan sites reveal trends that anticipate 
the development of the first civilizations in the area. The 
Longshan communities that commanded the Huang River 
Valley and Shandong Peninsula reveal a quickening of 
social complexity. Archaeologically, this is manifested in 
defensive walls, rich burial assemblages, the adoption of 
metallurgy, and an increase in artifacts associated vi'ith 
armed conflict. Jades and bronzes, which were to reflect 
high social distinction for millennia to come, made their 
first appearance. The quality of the jades and ceramics is 
consistent with the establishment of craft specialization. 

This development of defended settlements and craft 
specialization was rooted in a long preceding Neolithic 
period in which stamped-earth enclosures and growing 
settlement sizes were already beginning to appear by the 
end of the fourth millennium B.C.E. During the Longshan 
culture, certain well-placed communities grew further in 
size and commanded sufficient resources to construct large 
walls and platforms for elite buildings. Extensively exca- 
vated cemeteries, such as TAOSI, provide evidence for sharp 
social distinctions. This trend was accompanied by a grow- 
ing density of sites and a sharp rise in population. Growth 
took place at a time of increasing evidence for violence and 
warfare. More weapons were manufactured, and some sites 
reveal evidence for the disposal of men who had been 
severely handled. Long-distance trade in exotic valuables 
was a further major development. There are four distinct 
regional foci for Longshan, extending from Shaanxi 
province in the vi'est through Shanxi and Henan to Shan- 
dong in the east. Associated trends toward social stratifica- 
tion and the development of states, although not named 
Longshan, have been identified during the third millen- 
nium B.C.E. in the Chang (Yangtze) Valley from Sichuan to 
Hunan of Jiangsu and Zhejiang provinces. 



Longshan culture 203 



LONGSHAN SITES 

The site of CHENGZI is located in the southern part of the 
Shandong Peninsula; excavations have revealed a cemetery 
in which graves were now increasingly distinguished on 
the basis of mortuary wealth and spatial differentiation 
between rich and poor. Five rich interments of a sample of 
87 graves were equipped with a ledge to display lavish 
offerings, including elegant tall-stemmed cups and the jaw- 
bones of pigs, presumably sacrificed as part of the mortu- 
ary ritual. The poorest graves, which were in the majority, 
however, had no ledges and fewer mortuary offerings. 

CHENGZIYAI is situated on the right bank of the lower 
Huang River in Shandong province. It is particularly 
important because of the discovery there of 16 fragments 
of inscribed ORACLE BONES, dating to 2500-1900 B.C.E. 
These provide evidence for divination and an early sys- 
tem of writing in Longshan contexts. At DINGGONG, 
another site of the Longshan culture in Shandong 
province, there is early evidence for writing in the form 
of graphs on pottery vessels. It also provides evidence for 
domestic structures and the sacrifice of adults and chil- 
dren, whose remains have been found in the foundations 
of buildings. BIANXIANWANG has two stamped-earth 
enclosures and again has yielded the remains of sacrificial 
victims in the wall foundations. JINGYANGGANG is one of 
the largest Longshan centers in Dawenkou, with an area 
of about 38 hectares (95 acres). Early graphs have also 
been found on potsherds at this site. 

Pingliangtai, located south of the Huang River in 
Henan province, offers a further and highly significant 
innovation in the middle reaches of the Huang River, in 
the provision of defensive stamped-earth walls. These 
enclosed a relatively small area of five hectares (12.5 
acres), but inner walls were located around a citadel 185 
meters square (222 sq. yds.). The outer walls were 
equipped with gateways; the interior contained house 
foundations and a drainage system. One of the pits in the 
site contained a trace of copper residue, and a piece of 
bronze was recovered. As in Shandong, some of the pottery 
shards had scratched written graphs. Hougang and 
Wangchenggang, in the same province, also incorporate 
walls, those at the latter site enclosing an area of rather less 
than a hectare. Stamped-earth foundations in the defended 
area were probably the residences of the elite. Part of a 
bronze bowl again indicates that copper was now being 
alloyed with tin and lead and locally cast. The date for this 
site lies toward the end of the third millennium B.C.E. 

Taosi, in Shanxi province, is one of the most signifi- 
cant sites of this period, because it grew to cover more 
than 300 hectares (750 acres), and extensive excavations 
in the cemetery have involved opening more than 1,000 
graves. This huge sample has allowed an appreciation of 
grovi'ing social differentiation, because nine contained 
considerable mortuary wealth. Up to 200 offerings were 
found in such wealthy interments, and the range 



included fine jade rings and axes and the remains of two 
remarkable wooden drums, each with a striking surface 
of crocodile skin. Crocodile scutes from a rich grave at 
YINJIACHENG in Shandong were also probably part of a 
drum. Historical texts refer to drums as being associated 
with royalty. The personal ornaments in these rich graves 
are of outstanding refinement. A hairpin from Tomb 
2023, for example, had a bone stem enhanced with a 
sphere inlaid with TURQUOISE and jade inserts with a per- 
forated terminal. This held in place a further thin slat of 
jade that would have rung when striking the adjacent 
sphere. A middle group of about 80 graves included jade 
axes, tubes, and rings, as well as pigs' jawbones, but the 
vast majority of poor graves had few, if any, offerings. In 
this huge assemblage, only one bronze was found, a bell 
of a copper-lead alloy. At the contemporary site of Meis- 
han, however, dated to 2300-2000 B.C.E., two pieces of 
bronze crucibles made of clay have been found. 

A jade pin from ZHUFENG in Shandong province had 
two sections: The pin itself, about 21 centimeters (8.4 
in.) long, slotted into a decorated plaque inlaid with 
turquoise. Its location beside the skulls suggested that it 
was a hairpin. Other jade items from this grave, which 
held a wooden coffin nested within another, included a 
second pin, a blade, and two axes. There were also fine 
ceramic vessels and 980 turquoise plaques. Some jade 
items in the central plains and Shandong were being of 
Liangzhu origin. Alligator skin has been found on a drum 
from Taosi and probably originated in the south, which 
was also a source of exotic feathers and turtle shell. The 
nascent bronze industry would also have encouraged 
prospecting and exchange of copper and tin. The organi- 
zation of such trade and ownership of rare prestigious 
goods have been widely observed in association with the 
rise of social elites. 

It is also notable, however, that the areas within the 
Longshan walled sites are not large. Indeed, at Wang- 
chenggang, only one hectare was defended. Other sites 
rarely exceed 20 hectares (50 acres) and would hardly 
have housed a population of 1,000 people. This small size 
scarcely qualifies for the term city as a characterization of 
Longshan centers, but it must be recalled that there 
might have been substantial settled areas outside the 
walls. In this situation, the defended sites could be seen 
as special areas fortified for the elite residences and com- 
munal structures, such as cult temples. This and other 
possibilities, however, must await specifically directed 
excavations. 

EVIDENCE OF TRADE AND SOCIAL COMPLEXITY 

The examination of cemeteries such as Taosi and Zhufeng 
has revealed a number of important common features. A 
small number of elite graves were included in clusters that 
also had much poorer interments. The largest and most 
lavishly equipped burials nearly always contained males. 



204 Lopburi 



They were associated spatially with pits containing com- 
plete pottery vessels and on occasion animal skeletons 
that suggest the practice of making ritual offerings to the 
dead. These elite burials are also distinguished by the 
presence of special grave goods, such as jade disks, 
yazhang blades, yue axes, and cong tubes. Jade is a very 
hard medium to work, and its presence in Longshan 
graves is a sure sign of elevated social rank. The sources of 
the Longshan jades included the Liaodong Peninsula 
across the Gulf of Bohai, \vhere several sites, including 
Guojiacun and Wenjiatun, have yielded manufacturing 
tools for jade and contain finished jade artifacts. Control 
of long-distance trade in such precious substances would 
have been one route to elevated social status. 

Pig skeletons were offered within the context of mor- 
tuary rituals, and later oracle texts from the SHANG STATE 
are known to indicate the age and sex of the animals 
required for sacrificial purposes. Superb eggshell-thin 
ceramic goblets were found in elite burials, and these are 
thought to have originated in specialized workshops 
rather than being made at the site where they rest. Several 
sites have also yielded the crocodile scutes that would 
once have formed the striking surfaces of drums. There is 
thus a consistent pattern informing us that the Longshan 
societies were forming a hierarchical social structure on 
the brink of state formation. 

Early Chinese histories, such as the SHIJI, refer to a dis- 
tant period of Five Emperors. They name kings and cities 
and many battles bet-ween innumerable rival kingdoms. 
The HANSHU, in referring to this remote predynastic period, 
also cites the existence of walled cities. It is an intriguing 
possibility that the much later Chinese historians were still 
in touch with the very origins of their civilization. 

Further reading: Dematte, P. "Longshan-Era Urban- 
ism: The Role of Cities in Predynastic China," Asian Per- 
spectives 38 (1999): 119-153; Underbill, A. "Variation in 
Settlements During the Longshan Period of Northern 
China," Asian Perspectives 33 (1994): 197-228. 

Lopburi Lopburi is a major center of the DVARAVATI 
CIVILIZATION in central Thailand. It is difficult to excavate 
because it is covered by a modern town. Two Buddhist 
images have been found there, one inscribed in SANSKRIT 
dating to the eighth century. A stone "wheel of the law" 
(dharmacakra), inscribed in Pali, has also been found. A 
mid-eighth-century Mon INSCRIPTION recorded the gift of 
slaves and cattle to a monastery. Lopburi -was later taken 
by the kingdom of ANGKOR in Cambodia and was one of 
the centers mentioned in the reign of JAYAVARMAN VII (r. 
1181-1219 C.E.). 

Lothal Lothal is a small settlement of the INDUS VALLEY 
CIVILIZATION, located at the head of the Gulf of Khambhat 
in Gujarat, India. The name derives from the Gujerati 



word loth, "dead." Lothal is an unusual Indus civilization 
settlement. It is not large, it lies at the southeastern edge 
of the known distribution of Indus sites, and it was a cen- 
ter for a wide range of manufacturing activities. The raw 
materials, such as carnelian and copper, were imported 
from beyond the borders of the civilization. The site can 
thus be seen as a trading and manufacturing center, 
drawing on foreign resources and sending finished goods 
to the cities of the Indus Valley and possibly beyond to 
the Persian Gulf. The settlement covers an area of 330 by 
180 meters (1,089 by 594 ft.) and, as in larger contempo- 
rary sites in the Indus Valley, has a separate walled 
citadel. One probably held temples and elite residences, 
and the other, -which was also walled, incorporated the 
houses of the majority of the occupants. 

The excavations of S. R. Rao between 1954 and 1962 
disclosed five building levels dating bet-ween about 2550 
and 2150 B.C.E. During the height of the town's history. 
Periods II-IV, the citadel enclosed a series of mud-BRICK 
structures divided by streets. One such structure revealed 
a row of 12 bathrooms, but the function of other founda- 
tions is not clearly apparent. The lower area was given 
over not only to residences, but also to a wide range of 
craft activities. These included ivory working, for whole 
elephant tusks were uncovered, as well as ivory prepared 
for further attention, but not yet in the form of completed 
artifacts. There -were also a furnace for heating carnelian, 
as part of the process involved in the production of 
beads. Other raw materials for manufacturing je\velry 
included jasper, opal, and crystal. Ingots of copper and 
metal slag make it clear that BRONZE CASTING was under- 
taken, while marine-shell bangles were also fashioned. 

Excavations also uncovered a large brick-lined basin, 
219 meters (722 ft.) long and 37 meters wide (122 ft.), 
still standing to a height of 4.5 meters. There are no steps 
leading do-wn into it, and there is an inlet or outlet at the 
southern end. Rao forcefully interpreted this as a dock, 
vi'hich he argued -was linked by a canal to the river and on 
to the open sea. This line of reasoning then sa\v the site 
as an important port, engaged in trade with the cities of 
Mesopotamia. The evidence for such trade is minimal: 
The excavations furnished a Persian Gulf type SEAL and a 
seal impression, but little else to sustain the notion of a 
busy port city. A series of technical reasons that have also 
been advanced do not sustain the interpretation of the 
basin as a dock. An alternative that has gained wide- 
spread support is that the basin served as a source of 
fresh-water for the city population in an area where much 
water is saline. 

Further reading: Kenoyer, J. M. Ancient Cities oj the 
Indus Civilization. Oxford: Oxford University Press, 1998; 
Leshnik, L. S. "The Harappan Tort' at Lothal: Another 
View," American Anthropologist 70: (1968): 911-922; Pos- 
sehl, G. L. Harappan Civilization: A Recent Perspective. 
New Delhi: Oxford University Press, 1993. 



Lou-Ian 203 



Lou-lan Lou-Ian is the name of a state located in the 
vicinity of Lop Nor Lake on the eastern margin of the 
TARIM BASIN. This area had a long period of occupation 
before the establishment of an early state on the SILK 
ROAD. Excavations in the area have uncovered remarkably 
complete graves -with -well-preserved human remains. The 
cemetery of Qa-wrighul, in the center of the later Lou-lan 
state, dates back to at least 1800 B.C.E. Several burials 
have been uncovered, the most famous that of a well- 
preserved woman labeled the beauty of Lou-lan. She was 
warmly dressed in a leather skirt and woolen wrap, short 
leather boots, and wool cap with a feather in it. She was 
accompanied by a COMB, a basket still containing wheat, 
and a winnowing tray. Her features were Western, and 
her hair auburn. The graves at this cemetery were laid 
out in wooden boards, -with the head pointing to the east. 
Grave goods often included a bunch of ephedra twigs. A 
ring of -wooden stakes -was then placed around the inter- 
ments. The availability of sufficient trees and the pres- 
ence of flocks of sheep indicate that the area must have 
been much -wetter and more amenable to agriculture. 

Surviving documents record that Lou-lan's original 
name was Kroran. After 77 B.C.E., it formed part of the 
kingdom of SHAN-SHAN. For the traveler heading west- 
■ward from China to take the Silk Road in the first century 
B.C.E. , Dunhuang was one of the last stopping places 
before passing through the Jade Gate and confronting the 
arid Tarim Basin. The route would then inevitably lead to 
the Lop Nor Lake and divide into a northern or a south- 
ern passage to avoid the arid Taklamakan Desert. The 
area around the lake, therefore, was inevitably strategic, 
particularly -when it was better -watered than at present. 

EARLY EXCAVATIONS 

Both the SHIJI and the HANSHU (History of the Former Han) 
describe how the Han official ZHANG QIAN visited this 
area in the late second century B.C.E. and gave accounts 
of walled cities. He described the state of Lou-lan as hav- 
ing 1,570 households with 14,100 people, located 1,600 
H from the Jade Gate. Two thousand years later, ^vhen 
Sven Hedin -was seeking the lake during his expedition of 
1900, he encountered by chance an early settlement. Dig- 
ging turned up a piece of shaped wood bearing writing in 
a script he could not decipher and several pieces of wood 
carving. When ne\vs spread of this discovery, interest was 
aroused in this site and the general area, and in 1906 SIR 
AUREL STEIN undertook further surveys and excavations. 
Stein identified many sites to the north and -west of the 
old lake and gave each the name Lou-lan foUo-wed by a 
letter of the alphabet. 

STEIN'S EXCAVATIONS 

Lou-lan A lies north of the lake and is a walled settlement 
covering an area of nine hectares (29.7 acres). The thick 
walls were made of stamped earth interleaved with layers 



of branches to provide resistance to the strong wind that 
prevails in this desolate region. The early Chinese 
accounts noted the scarcity of good agricultural land in 
the Lou-lan area. Nevertheless, Lou-lan A incorporated a 
large stupa and administrative buildings and had a 
lengthy period of occupancy. Further stupas were noted 
at Lou-lan B, lying about 13 kilometers (7.8 mi.) north- 
west of the town site; 10 kilometers (6 mi.) to the north- 
west Stein found a bluff on top of which were building 
foundations and a cemetery known as Lou-lan F His 
investigations in the latter are graphically described in his 
report, which is accompanied by a photograph of the 
body of a young man in a wooden coffin. He wore a felt 
hat and leather boots and was interred under a woolen 
blanket. Three baskets accompanied him, but their con- 
tents had not survived. However, a bunch of ephedra 
t-wigs lay beside the body, reminiscent of the consistent 
association bet-ween burials and ephedra in the much ear- 
lier prehistoric graves of the Tarim Basin. This plant has 
medicinal properties and might well have been the con- 
stituent of soma, a beverage often described in the RIG- 
-VEDA. The body was very well preserved and revealed a 
face with clear Western features. It is important to note 
that the mortuary traditions at this cemetery match 
closely those observed in the area almost 2,000 years pre- 
viously: the same felt caps embellished with feathers; the 
same woolen wraps, baskets for grain, wooden posts sur- 
rounding the graves, and Western features of the dead. 

Lou-lan F is another fortified town lying 30 kilome- 
ters (18 mi.) northeast of Lou-lan A. It covers only 1.6 
hectares (4 acres) but was nevertheless defended by stout 
earthen walls three meters wide at the base. Surviving 
documents from this site suggest that it was occupied 
from the late first century B.C.E. until the late third cen- 
tury C.E. It may also have been the capital of the Lou-lan 
kingdom before the imposition of Chinese domination 
after 77 B.C.E. Lou-lan K is also walled and covers 1.8 
hectares. It is located on the western margin of the old 
lake and was entered by a single gateway, the wooden 
posts and gates of which survived, to be described by 
Stein. The same area included at Lou-lan K a small fort 
from -which a document in the KHAROSHTHI script, and 
silk, wool, and paper remains have been recovered. 

The Lou-lan sites contain much evidence for the 
establishment of BUDDHISM in the area. Stupas were con- 
structed of mud BRICK and -were probably covered in 
stucco. The typical form saw the oval stupa proper raised 
on top of three square platforms. A wooden flagpole 
issued from the top. Wood has been preserved in the dry 
desert conditions and provides a glimpse of the fine 
architectural details seen, for example, in a lintel from 
Lou-lan A embellished with images of the Buddha in 
carved niches. Although severely worn, a -wooden door- 
jamb from Lou-lan B was carved to include the image of a 
BODHISATTVA. A meter-high wooden statue is from the 



2o6 Lovea 



same site. While Buddhism expresses strong cukural 
influences from the West, the excavations of burials in 
the vicinity of Lou-Ian A undertaken first by Stein and in 
1980 by a Chinese team have also uncovered many Chi- 
nese imports. As might be expected, these include fine 
silk clothing in which the dead -were buried, lacquer-ware, 
Chinese coins, and a bronze mirror. 

Lou-Ian depended for its existence on the Konchi 
Dar'ya and its replenishing Lop Nor Lake. This river is 
prone to change its course as it traverses the flat terrain 
north of the lake ^vith major consequences for those who 
live along its banks. Just such a movement in the fourth 
century could -well have led to the abandonment of the 
many sites of Lou-Ian. 

Lovea Lovea is a village located northwest of ANGKOR 
in Cambodia. Vie-wed from the air, it appears to be sur- 
rounded by an earthwork and a moat similar in form to 
those in many Iron Age sites in northeast Thailand. It is 
reported that human remains -with bronze and iron arti- 
facts were unearthed there when the present temple was 
under construction. The nature of prehistoric occupation 
before the foundation of Angkor is hardly known, and 
Lovea is one of a series of similar sites that have the 
potential to illuminate this problem. 

Lower Xiajiadian culture The Lower Xiajiadian cul- 
ture has been recognized for many years; the first major 
excavations were at Dongbaijia in 1943 and at Xiajiadian 
in 1962. Both sites lie in the outskirts of Chifeng in Inner 
Mongolia. More than 2,000 sites are now known, dis- 
tributed in Inner Mongolia, Liaoning, and Hebei 
provinces. It is a Bronze Age culture, dating between 
about 2300 and 1600 B.C.E., and thus contemporary with 
the LONGSHAN CULTURE sites in the Huang (Yellow) River 
Valley and Shandong province to the south. On the basis 
of excavations of Fengxia, three developmental phases 
can be recognized in changing pottery forms through the 
layers of the site. 

The importance of the Lower Xiajiadian culture lies 
in the evidence it provides for an extension of the area of 
increasing social distinctions into a region relatively 
remote from the central plains. Moreover, the bronzes 
found as grave offerings have Western parallels, suggest- 
ing they provided a conduit for the introduction of 
bronze working into China from the West. The origins 
are controversial, for the material culture differs 
markedly from the preceding HONGSHAN CULTURE, and 
the ceremonialism of the latter is no longer in evidence. 
Moreover, it ceased in about 1700 B.C.E., followed by 500 
years when little or no settlement of the area has been 
identified. Some Chinese archaeologists find in the Lower 
Xiajiadian culture elements that anticipate and might 
well be ancestral to the SHANG STATE of the central plains. 



ARCHAEOLOGICAL REMAINS 

Settlements fall into three categories: large defended sites, 
the largest covering more than 10 hectares (25 acres); 
smaller defended sites, and settlement with no defenses. 
There appear to be clusters of sites, each containing one 
distinctively large central place, such as Chijiayingzi. The 
defensive -walls were constructed of stone, often in the 
form of an inner and an outer skin containing stamped 
earth within. Many were punctuated with bastions. The 
houses were usually at least partially underground, also 
constructed of stone where available or stamped earth, 
with plastered walls and floors. At the site of Sifendi, 
houses were circular, with a diameter rarely exceeding 
four meters. They were reached by a set of steps, and the 
single room within was dominated by a hearth. On many 
occasions, the hearth was accompanied by a pottery ves- 
sel that might have contained tinder. There is some evi- 
dence that larger square houses occupied elevated ground 
in the settlements. At Fengxia, a rectangular house with 
two rooms, measuring nine by 8.5 meters (about 900 sq. 
ft.), was uncovered. Houses from a variety of settlements 
had plastered floors that were renewed on at least six 
occasions, indicating long-term occupation. The houses 
at Dongbaijia were so strongly constructed that 57 sur- 
vive to this day on the present surface of the site. 

The economy was based on grain cultivation, with an 
emphasis on millet, two varieties of which have been 
found at Fengxia. Agricultural implements included 
stone hoes and sickles, as well as spades fashioned from 
animal shoulder blades. Many storage pits were dug, 
probably to safeguard the millet harvest for winter con- 
sumption. Domestic pigs, dogs, cattle, goat, and sheep 
bones indicate the raising of livestock, and deer were 
hunted. Large domestic pig skeletons have often been 
found as ritual offerings in graves. 

SOCIAL ORDER AND MATERIAL CULTURE 

A substantial exposure of graves at Dadianzi has greatly 
illuminated the social order. Here 800 burials have been 
excavated. The ritual involved single inhumation burial, 
and interestingly some interments are relatively large and 
richly endo-wed with grave goods. These richer individu- 
als, whose graves could be up to 8.9 meters deep, were 
interred in wooden coffins. The graves contained niches 
for receiving fine painted ceramic vessels and the limbs of 
domestic pigs. Polished stone battle axes, lacquerware, 
rare jades, bronze ornaments, and up to six complete 
skeletons of dogs and pigs were also found. Other graves 
had fewer offerings and lacked some of the sumptuary 
ceramic vessels such as \vine jugs, but the heads of pigs 
and dogs often accompanied the dead. 

There is some evidence for craft specialization, in the 
form of fine ceramic vessels and stone and ceramic molds 
for BRONZE CASTING. The actual bronzes recovered include 
earrings, knives, and rings. Their parallels lie to the west. 



Luoyang 207 



in the Andronovo culture of the Siberian steppes, and in 
the case of decorative finials, in BACTRIA. Long-distance 
trade would have carried jade and marine shells to these 
communities, in \vhich the drilling and heating of animal 
scapulae for divination purposes were v^ridespread. 
See also ORACLE BONES; XIA DYNASTY. 



Lu Lu was a Chinese state dating to the Western and 
EASTERN ZHOU DYNASTIES (1045-221 B.C.E.). It was located 
in the lower Huang (Yellow) River Valley, in the present 
province of Shandong. After the defeat of the Shang 
dynasty, the new Zhou court assigned leading members of 
the royal lineage to rule over peripheral territory by found- 
ing new states. The duke of Zhou was given Lu, and he 
sent his eldest son. Bo Qin, to take control of this region, 
which had included the former state of Pugu, an enemy of 
the Zhou. The descendants of Bo Qin then ruled Lu under 
the royal Ji clan for many generations. The state of Lu is 
best known as the home of CONEUCIUS (551-479 B.C.E.), 
China's most famous and influential political philosopher 
and teacher. His temple survives at QUEU, the capital city of 
Lu. With the demise of the WESTERN ZHOU DYNASTY and 
the move to Luoyang by King Ping, Lu was one of the 
states that supported the continuation of the Zhou royal 
house under the MANDATE OF HEAVEN. 

Qufu is the city that most closely conforms to the 
model Zhou city, with a rectangular walled precinct, 12 
gates, and interior roads forining a grid pattern. However, 
archaeological research has identified only 11 gates, and 
the interior roads are not on a grid plan. The royal palace 
stood in the center of the city, and areas were devoted to 
BRONZE CASTING, bone-artifact manufacture, and ceram- 
ics. Several lineage cemeteries have been found within 
the city walls, and some of the wealthier graves included 
chariots, horses, and bronze vessels. The state endured 
until its defeat at the hands of CHU in 256 B.C.E., but the 
city continued in occupation during the HAN DYNASTY. 

Lu Buwei (d. 235 B.C.E.) Lii Buwei gave his name to an 
important Chinese text on political philosophy known as the 
Liishi Chunqiu, or The Springs and Autumns of Mr. Lii, 
published in 241 B.C.E. 

He was a high official in the state of QIN after he had 
become wealthy as a merchant. Some rumors assert that 
he was actually the father of QIN SHIHUANGDI (259-210 
B.C.E.), the first emperor of China and founder of the 
short-lived Qin dynasty. The state of Qin rose to become 
the most powerful and widely feared of the Warring 
States, and the LiXshi Chunqiu, which was \vritten by Lii 
Buwei's proteges, was a manual of statecraft offered to the 
king. The basic philosophical reasoning advocates that 
proper order in the state relied on both the king and his 
ministers. The former, through self-discipline and reflec- 
tion, projected the moral order of the universe and state 



but remained distant from the day-to-day administration 
of the bureaucrats. Although Lii Buwei may have hoped 
to influence the future emperor, this was not to be. Qin 
Shihuangdi ignored all the advice offered except for the 
moral justification for armed aggression and, in due 
course, sent Lii Buwei into exile. However, the LiXshi 
Chunqui enjoyed a more tangible influence on the subse- 
quent rulers of the HAN DYNASTY. 

Lu Hao (d. 180 B.C.E.) Lu Hao was the senior wife of 
Gaozu, the founder of the Western Han dynasty of China. 
On the death of the emperor GAOZU in 195 B.C.E., she 
first dominated her son, HUIDI, and then ruled as regent 
while two infants were nominally on the throne until her 
own death in 180 B.C.E. She consolidated her position of 
power by appointing members of her own clan to posi- 
tions of authority at court and authorizing them to rule 
over subsidiary kingdoms. This policy failed with her 
death, when members of the Lu clan were massacred and 
the Liu family of Gaozu reasserted itself with the appoint- 
ment of WENDI as the new emperor. 

Lumbini Lumbini, modern Rummindei, was the 
birthplace of the Buddha. It is located just north of the 
border between India and Nepal. In about 252 B.C.E. it 
was visited by King ASOKA, third ruler of the MAURYA 
EMPIRE and an enthusiastic convert to BUDDHISM. He had 
one of his columns erected there, with a brief INSCRIP- 
TION. The text described how the king visited in the 
20th year of his reign to worship at the birthplace of the 
Buddha Sakyamuni. He had a stone building con- 
structed and granted the community a tax concession 
whereby their payments were reduced from one-sixth of 
production to one-eighth. 

Luoyang Luoyang was the capital of the EASTERN 
ZHOU DYNASTY from 771 B.C.E., after the sacking of the 
former royal center near Xi'an to the west. It lies at the 
junction of the Jian and Luo Rivers, south of the Huang 
(Yellow) River in the central plains of China. Little is 
known of the capital, whose first ruler was King Ping, 
because of later building. By the early WARRING STATES 
PERIOD, however, a walled city covering an area of about 
900 hectares (2,250 acres) had been constructed. In 25 
C.E., Luoyang again became the capital under the Eastern 
HAN DYNASTY, and a new city was built betvi^een the Lo 
and Ku Rivers, the latter feeding the moat that lay in 
front of massive walls. Excavations beyond the walls of 
the early capital have revealed an extensive series of 
burials, at least 1,000 of which have been opened. They 
date to the Warring States period (475-221 B.C.E.) and 
appear to contain the remains of middle-class occupants 
of the city. These contrast with the outstandingly rich 
and probably royal graves unearthed at Jincun. Despite 



2o8 Luo Zhenyu 



looting, they still contained fine mortuary offerings. The 
tombs were octagonal wooden chambers, joined by a 
doorway to long ramps, one of which reached 80 meters 
(264 ft.) in length. Three of the ramps were lined by 
long pits containing the remains of horses. The looted 
artifacts were outstandingly rich. Three giant ding 
tripods lined the doorway giving access to the tomb, 
each almost a meter in diameter. Within the chamber, 
the upper part of the wooden walls was decorated with a 
band of inlaid glass and bronze disks. Some of the 
bronze vessels and mirrors were inlaid with gold, silver, 
or glass, and there were silver vessels, a statuette, and a 
jade and gold pectoral. 

Still surviving to a height of 10 meters (33 ft.), the 
walls of the later capital were constructed of stamped 
earth and enclosed an area of 10 square kilometers (4 
sq. mi.). Two palaces lay within the north and south, 
connected by a causeway. The city, as was its immediate 
predecessor at Chang'an to the west, was divided into 
vi^alled precincts and incorporated workshops and mar- 
kets. Outside there was a substantial urban sprawl that 
included temples, a university, and the royal observa- 



tory. The population was probably in the region of 
500,000 people. The city, however, was razed to the 
ground in 189 C.E. 

See also WANGCHENG. 

Luo Zhenyu (1866-1940) Luo Zhenyu was an early 
scholar of the texts of the Anyang oracle hones. 
Until his research, the source of these records was kept 
a secret by the dealers. However, Luo Zhenyu tracked 
down their origin in the village of Xiaotun. He also 
minutely examined the texts to distinguish the genuine 
articles from fakes and then proceeded to identify the 
names of the Shang kings of Anyang, date the bones to 
their historic context, and illuminate their purpose as 
divination. He wrote on the identity of the capital city 
of the SHANG STATE (1766-1045 B.C.E.), the names of 
the kings, the translation of the ancient characters, and 
the methods of divination. He published several vol- 
umes, entitled "The Yin-hsii Oracle Bone Inscriptions," 
between 1913 and 1915; in them he discussed the capi- 
tal cities, kings, geographical terms, ritual systems, and 
methods of divination. 




Madhyadri See bayon. 

Magadha Magadha was one of the 16 MAHAJANAPADAS, 
or great states, and was flourishing during the hfe of the 
Buddha. It was located in the vicinity of Patna, India, and 
comprised the kernel of the MAURYA and GUPTA EMPIRES. 

Mahabharata The Mahahharata is an enormous com- 
pendium of myths, legends, and epic sagas compiled in 
India between approximately 500 B.C.E. and 400 C.E. It 
incorporates the legends surrounding the activities of SIVA 
and Vishnu and describes the mighty BATTLE OE KURUK- 
SHETRA between the forces of good and evil. It was 
employed as a rich source of themes depicted on the tem- 
ple reliefs of the kingdom of ANGKOR. 

mahajanapada The term mahajanapada is central to 
an understanding of the formation of states in northern 
India during the period 600-350 B.C.E. 

The development of states in the Ganges (Ganga) 
Valley took place over a relatively short time span of 
about three centuries. It was based on the successful 
prosecution of agriculture and trade in association with 
intensive competition and warfare reflected in the pres- 
ence of mud-BRICK or, occasionally fired-brick or stone 
defenses. The process culminated in the late fourth cen- 
tury B.C.E. with the emergence of the state of MAGADHA, 
precursor to the MAURYA EMPIRE. 

Before the establishment of the MAURYA EMPIRE in 
the fourth century B.C.E., northern India was divided 
into many small states, of which 16 were described as 
mahajanapadas. The four major states were Magadha, 
the ultimate victor in predatory wars; Kosala; Vatsa, 



under the Paurava dynasty; and Avanti, based at UJJAIN. 
Much of the information on the names and events con- 
cerning these kingdoms is from the Buddhist scriptures, 
which mention two mahajanapadas in the northwest of 
the Ganges Valley known as Kamboja and GANDHARA. 
Other mahajanapadas were Pancala, in the Ganges Val- 
ley; Vriji; Malla; Kasi; Kuru; Cedi; Surasena (with its 
capital at MATHURa) Matsya (southwest of Delhi); 
Asmaki (on the Godavari River); and Anga north of the 
Ganges Delta. 

ARCHAEOLOGICAL INFORMATION 

There are two main sources of information: archaeologi- 
cal finds and the record contained in oral traditions 
when they were finally recorded in written form. Archae- 
ologically, the most informative program of research has 
concentrated on the settlement patterns of the Allahabad 
district, just above the confluence of the Yamuna and 
Ganges Rivers. During the sixth and fifth centuries B.C.E. 
one site, KAUSAMBI, grew to cover an area of about 50 
hectares (125 acres); other settlements fall into two 
groups by size: The secondary centers covered about six 
hectares (15 acres), and the small villages covered less 
than two hectares (5 acres). Large centers in this district 
and beyond were now equipped with large mud-brick 
fortifications, reflecting increased competition and war- 
fare. From about 400 B.C.E. there were further funda- 
mental changes, in which the population grew, and 
secondary centers expanded up to 30 hectares (66 
acres). This was a period of agricultural expansion, 
involving forest clearance, marsh drainage, and the 
application of iron technology to increase production, 
particularly through the use of iron plowshares and ani- 
mal traction. Rice grew in importance, but wheat, millet. 



209 



2IO Mahamuni 



and barley were also cultivated, while pigs, cattle, and 
horses -were raised. Little is kno-wn of the internal layout 
of the early cities, because the relevant layers are usually 
stratified deep belo-w historic remains. Early excavations 
at the site of BHITA by SIR JOHN MARSHALL, however, sug- 
gest that there were city gates, orderly streets lined -with 
shops and houses, and a drainage system. This period is 
characterized by a style of pottery known as NORTHERN 
BLACK POLISHED WARE. It is widely distributed in the val- 
ley of the Ganges River, and relevant sites reveal 
widespread iron smelting, specialized copper and bead 
production, and bronze working. 

ORAL TRADITIONS 

The late Vedic and Buddhist oral traditions greatly 
expand on the rather thin archaeological record. Initially, 
there were many competing states (jANAPADAs). These 
were reduced through war and absorption into 16 maha- 
janapadas, then to four, and finally by 321 B.C.E. to the 
supreme state of Magadha. There are hereditary rulers 
known as rajyas, whose duties included the successful 
prosecution of warfare, protection of the populace, and 
adherence to moral la-w, the DHARMA. There was a grow- 
ing bureaucracy within the court centers, including a 
chief minister, a purohita, or religious leader, and minis- 
ters. These states were sustained on the basis of a taxa- 
tion system that involved levies on production, 
commercial transactions, and sales, -while silver and cop- 
per COINAGE facilitated trade. The records also describe 
the cities as being populous, incorporating merchants 
and craft -workshops. Descriptive terms like pura (city) 
and nagara (holy city) also enter the literature for the 
various types of major settlements. 

Mahamuni The Mahamuni shrine is located in the 
Arakanese (now Rakhire) city of DHANYAWADI in western 
Myanmar (Burma). It is one of the most revered holy 
places in Myanmar, because it was here that the statue of 
the Buddha, known as the Mahamuni (great sage), was 
located until the region was conquered and the image 
removed to Mandalay in 1784. According to tradition, the 
Buddha visited this region, and an image was cast in his 
likeness, the only such image known. Today it is impossi- 
ble to identify the original form because devotees have 
covered it in so much gold. The shrine itself survives but 
has been the subject of much reconstruction. Some of the 
original sandstone guardian figures and BODHISATTVAS, 
dating to the fifth century C.E., have been restored there. 
See also ARAKAN. 

Ma Hao Ma Hao is one of the earliest sites in China to 
provide evidence for the adoption of BUDDHISM. It is 
located in Sichuan province, on the Min River, a tributary 
of the Chang (Yangtze). The Cave 9 tomb had a series of 
shafts cut into the hillside, decorated -with carved panels. 
Many of these illustrate scenes from Chinese history, even 



dating back to the overthrow of the SHANG STATE 
(I766-I045 B.C.E.). One, placed in a prominent position, 
shows the Buddha in a seated position with a halo. This 
form of representation has its closest parallels, and in all 
probability its origin, in the depictions of the Buddha 
seen along the eastern sections of the SILK ROAD to the 
north. 

Mahasena (274-301 c.e.) King Mahasena of Sri 
Lanka was responsible for the massive reservoir known as 
the Minneriya. 

He was antagonistic to the monks of the Mahavihara 
Monastery, who dispersed under his reign. 

Mahasthana Mahasthana is a city site in Bangladesh, 
which, according to a local INSCRIPTION, was formerly 
known as Pundranagara. The text of the inscription refers 
to a storehouse for grain. The city was occupied during 
the period of the GUPTA EMPIRE (320-c. 500 C.E.) and 
held a temple to Vishnu and another to the Buddha. 

Mahavira See nalanda. 

Mahayana Buddhism The centuries following the 
attainment of nirvana by the Buddha sa-w the develop- 
ment of different schools of thought in the Buddhist con- 
gregation. One of the problems of early Buddhist 
doctrine, at least for the masses, was the strictly separate 
nature of the individual quest for nirvana. This did not 
readily attract a large following. As a consequence the 
Mahayanist school developed around the notion that the 
BODHISATTVA, the person on the path to nirvana, would 
forgo the final transition to help others in their quest. 
This had the effect of popularizing and secularizing BUD- 
DHISM so that foUo-wers could take the bodhisattva vow, 
which specified the aim of living a holy life and helping 
others. In this way, fulfillment of the vow replaced nir- 
vana as the objective of the Mahayanist. Bodhisattvas 
themselves became objects of veneration and worship 
and were depicted as celestial beings. The Bodhisattva 
Avalokitesvara was, for example, the exemplar of com- 
passion, and Manjusri of wisdom. 

This contrasts with the school of THERAVADA BUD- 
DHISM, in which death for the enlightened automatically 
produces nirvana, and the god in the form of a bod- 
hisattva no longer has an existence. Consequently, in this 
school there were no benevolent bodhisattvas. This 
development provided for tricky theological dilemmas for 
Theravada Buddhists, because it meant that the Buddha 
himself attained nirvana while there were still countless 
creatures requiring the guidance of bodhisattvas. This 
was resolved by progressively identifying the truth, 
DHARMA, rather than nirvana, as the true goal. By a fur- 
ther philosophical avenue, the Buddha in the Mahayana 
school began to symbolize universal truth, whereas in the 



Mancheng 211 



Theravada school the Buddha remained the physical 
being -who attained nirvana. Nagarjuna, who was active 
during the KUSHAN period (78-200 C.E.), was one of the 
great early philosophers of Mahayana Buddhism. He is 
widely associated with the Buddhist center of learning at 
NALANDA and vi'as responsible for the early formulation of 
the philosophical basis of the school; his most famous 
work is the Madhyamaka Karika. 

Mahidharapura dynasty The founding dynasty of 
ANGKOR in Cambodia can be traced back to JAYAVARMAN II, 
who established the kingdom when he was consecrated 
king of kings in 802 C.E. With the possible exception of 
the accession of SURYAVARMAN I in the early 11th century, 
this dynasty proved durable. In about 1080 C.E., however, 
there was a major dynastic change when JAYAVARMAN VI 
seized power. He was a member of the powerful regional 
family of Mahidharapura, whose base lay in the Mun Val- 
ley of Thailand. His father had a royal title, and it is likely 
that the Mahidharapura dynasty had long exercised a form 
of local rule in the kingdom of Angkor. The dynasty pro- 
vided two of the great kings of Angkor, SURYAVARMAN II (r. 
c. 1002-49 C.E.), a warrior responsible for the construction 
of ANGKOR WAT, and JAYAVARMAN VII (r. 1181-1219 C.E.), 
who was by far the most energetic founder of temples, rest 
houses, hospitals, and roads in the history of the kingdom. 

Mai ZUn The Mai zun is a bronze vessel dating to the 
reign of King Cheng (r. c. 1042-1006 B.C.E.) of the WEST- 
ERN ZHOU DYNASTY. A person called Mai, a retainer of the 
lord Xinghou Zhi, cast it. As do many other Western Zhou 
vessels, it incorporates a text explaining its origin. Such 
texts often provide important insights into the history of 
the period. The INSCRIPTION on this zun describes how the 
king appointed Xinghou Zhi to proceed to Xing, located 
north of the old Shang capital of ANYANG, to found a new 
colony. In this manner the early Western Zhou rulers 
enfeoffed relatives or loyal followers with land to form 
dependable provincial government. The text of the Mai 
zun describes the rituals attendant on this appointment 
and the lavish gifts bestowed on the appointee, including 
a horse harness, a robe, a dagger, ax, and even a pair of 
slippers. He was also accompanied by soldiers and 200 
families to settle the new territory. This feudal system, 
however, ultimately held the seeds of the downfall of the 
Zhou, because with time the new provinces grew powerful 
in their own right and began to form independent states. 

Majiayuan Majiayuan is a large urban center located 
near the confluence of the Chang (Yangtze) and Zhang 
Rivers in Hubei province, central China. It comprises a 
roughly rectangular walled enclosure covering about 20 
hectares (50 acres). The walls are up to eight meters 
(26.4 ft.) wide at the base, and the moat, which lies 
beyond the stamped-earth walls, is 50 meters (165 ft.) 



wide in places. The site dates to the Qujialing and Shiji- 
ahe periods and is one of several that show an early 
development of complex urban societies in the middle 
Chang Valley during the third millennium B.C.E. 

Majumdar, R. C. (1888-1980) Ramesh C. Majumdar 
was a prominent Indian historian who trayeled widely in 
Southeast Asia. 

His visits to the major cities there convinced him of their 
pervasive Indian influence, and he wrote several works, 
including Indian Colonies in the Far East, which proposed 
a large-scale movement of Indian people involved in the 
formation of Southeast Asian civilization. This idea has 
now largely been discredited. 
See also INDIANIZATION. 

Mancheng Mancheng, a city in Hebei province, north- 
ern China, has given its name to one of the most extraordi- 
nary finds in the history of Chinese archaeological 
exploration. In 1968, two rock-cut tombs were discovered 
intact. Excavations revealed that they contained the 
remains of Prince LIU SHENG, son of Emperor JINGDI 
(188-141 B.C.E.) and brother of the Han emperor WUDI 
(157-87 B.C.E.), and his wife, Dou Wan. This is the first 
and only burial of a Western HAN DYNASTY prince to be 
found intact. His tomb reached 52 meters (172 ft.) into the 
hillside and had a series of chambers up to 37 meters (122 
ft.) wide, while that of his wife was of similar form but 
slightly larger in terms of volume of rock removed. The 
interior vaults, which reached up to seven meters in 
height, contained roofed chambers filled with the require- 
ments of both aristocrats in the life after death. The most 
remarkable discovery in an excavation renowned as one of 
the richest recorded in China vi'ere the jade suits that con- 
tained the two bodies. Jade was held to be an auspicious 
material to cover the body, because of the belief that it 
stopped decomposition. At a time when BO, that part of the 
dead person that remained on Earth, required an uncor- 
rupted body in which to reside, it was considered vital to 
encase the body in jade. However, this was so demanding 
of labor that only the emperor and the highest echelon in 
the royal family were permitted such suits, their relative 
status displayed by the use of gold, silver, or bronze thread 
to stitch the jade wafers together. It has been estimated 
that the 2,690 pieces of jade and one kilogram (2.2 lbs.) of 
gold thread in Liu Sheng's suit would have required 10 
years for a skilled craftsperson to complete. There is a 
record of this mortuary custom in the text known as the 
Hanjiuyi huyi, dating to the first century C.E., which states: 
"When the emperor died, a pearl was placed in his mouth; 
his body was wrapped around with twelve layers of red- 
dish yellow silk. Jade was used to make the garment. It had 
the shape of armor and the jade pieces were stitched 
together with gold threads." In an additional refinement, a 
much earlier jade cong, a sacred tube typical of the 



212 Manda 



LIANGZHU CULTURE, was reemployed to hold the prince's 
genitals. Each bodily orifice was plugged \vith jade, and 
the royal head lay on a headrest of gilded bronze and jade, 
ornamented with dragons and feline, tigerlike creatures. 

LIU SHENG'S TOMB 

The tomb of LIU SHENG, who died in about 113 B.C.E., was 
divided into chambers to contain the worldly belongings 
that befitted the life of a senior prince of the royal family. 
One chamber stabled his horses and contained his chari- 
ots. Another was set aside for the sealed containers for 
his food and wine. His fine bronze and LACQUER serving 
dishes occupied a central hall, but his finest gold, silver, 
and jade vessels and ornaments were found in the rear 
mortuary room that included his body. An exceptional 
pair of wine vessels was present, inlaid with gold figures 
incorporating written texts. These reflect the anticipation 
of a long and enjoyable life in eternity: "We desire 
longevity and the dispelling of disease. Even 10,000 years 
would not be too much." 

Liu Sheng had the reputation of enjoying life, as 
befitting one whose wine vessels note that "fine food fills 
the gates to the bursting point. The more sustenance, the 
more we become fat and healthy." His jade suit reveals a 
corpulent frame, when compared with that of his wife. 

DOU WAN'S TOMB 

The tomb of his wife. Princess Dou Wan, also contained 
some of the finest artifacts to survive from the Western 
Han dynasty. Perhaps best known is a gilt lamp in the 
form of a palace maid. She holds the base of the lamp in 
her left hand, and her right hand acts as a conduit to take 
away the smoke from the flame. The light can be directed 
by a revolving mechanism. The texts on this lamp tell of 
its history: It probably once belonged to the dowager 
empress Dou, who resided in the Changxin palace. She 
may well have given it to the princess Dou Wan, a mem- 
ber of her own family. It thus entered the Mancheng tomb 
as a treasured family heirloom. 

Manda Manda is one of the most northerly of INDUS 
VALLEY CIVILIZATION sites in India. It is located on the 
right bank of the Chenab River. Excavations in 1977 
revealed three cultural phases encompassing pre-Indus 
and Indus civilization material culture, dating between 
about 2350 and 1750 B.C.E., beneath a second occupation 
belonging to the period of the KUSHAN empire (78-200 
C.E.). Period 1 at the base of the site yielded pottery simi- 
lar to that from early KALIBANGAN, as well as an unfin- 
ished SEAL, bone arrowheads, and a copper pin. 

mandala Mandala is a word with several meanings. It 
is a magic or symbolic diagram used in Tantric BUDDHISM, 
held to represent the universe and inspire meditation. It 
is also a division in the RIG-VEDA, which contains 10 
mandalas. Its most widespread meaning refers to a group 



of kings and their relationships, whether hostile, friendly, 
or neutral. The term has more recently been used, not 
without controversy, to describe ephemeral early states in 
Southeast Asia. 

See also CHENLA. 

Mandate of Heaven The Mandate of Heaven, or tian- 
ming, was a concept advanced to provide legitimization to 
the overthrow of the SHANG STATE by the Zhou in 1045 
B.C.E. The Mandate of Heaven was given considerable 
weight in the writings of CONFUCIUS and MENCIUS, and 
this assisted in its long dominance of royal legitimization. 
According to SIMA QIAN, writing in the second century 
B.C.E. , the last Shang king at Yin (anyang) followed a 
path of depravity and oppression. The ruler of Zhou led a 
successful revolt and assumed power. After centuries of 
Shang authority, it was necessary to provide a charter to 
legitimize the new Zhou kings. Several later texts refer- 
ring to this period described the principles of the Man- 
date of Heaven as articulated through the deeds and 
sayings of the early Zhou nobility. The Classic of Docu- 
ments (from the Western Zhou period, 1045—771 B.C.E.), 
for example, records that the Mandate of Heaven gave 
kings the authority to rule provided that they did so with 
regard for their people, showing concern, wisdom, and 
respect for the ancestors. If a ruler ignored these princi- 
ples, then the mandate could be withdrawn and given to 
a more righteous lineage. It cites the precedent of King 
Tang of Shang, who overthrew the last XIA king when the 
latter lost the moral approval to govern. The text known 
as the METAL-BOUND COFFER (late fifth century B.C.E.) 
describes how Duke Zhou offered his own life to save 
that of the ailing king WU, the person who had received 
the Mandate of Heaven. This same duke in the Shaogao 
iShao Announcement) declared during the foundation cer- 
emonies for the new Zhao capital how vital it was for the 
young king to follow a righteous path to ensure that he 
and his descendants retained the mandate. The Classic of 
Odes likewise encourages the proper moral path for the 
ruler, but it warns also that "the Mandate is not easy to 
keep." 

Under the legalists and the centralizing power of the 
QIN dynasty, however, the mandate was ignored. With the 
Confucian revival under the HAN DYNASTY, the concept 
enjoyed a renaissance, particularly after 31 B.C.E. when 
tian, "heaven," superseded D7, "god," as the preferred 
object of devotion. This brought into focus the fact that 
emperors were the instruments of heaven and ruled 
under its mandate. Wang Mang adhered to the belief in 
holding the Mandate during his period of rule. The Book 
of Documents states that the emperor was the father and 
the mother of his people and king of all under heaven. 
The historian BAN BIAO (3-54 C.E.) set out his view of the 
concept during the early years of the Eastern Han 
dynasty, noting that it harmonized with the five phases 
that were thought to determine the rhythms of the uni- 



Maodun 213 



verse and was conferred only on those fit to conform to 
its requirements of humane and caring government. Thus 
the Eastern Han, in harmony -with the five phases, 
claimed to rule under the aegis of fire, while their prede- 
cessors ruled under the phase of water until 104 B.C.E. 
and then under that of earth. The last emperor of the Han 
dynasty was observing the full force of the Mandate of 
Heaven when he sent the imperial SEALS to his successor, 
the first king of the ne-w WEI dynasty, in 220 C.E. 

Further reading: De Bary, W. T., and I. Bloom, eds. 
Sources of Chinese Tradition. New York: Columbia Univer- 
sity Press, 1999; Loewe, M. Divination, Mythology and 
Monarchy in Han China. Cambridge: Cambridge Univer- 
sity Press, 1994; Loewe, M., and E. L. Shaugnessy, eds. 
The Cambridge History of Ancient China. Cambridge: Cam- 
bridge University Press, 1999; Marshall, S. J. The Mandate 
of Heaven. New York: Columbia University Press, 2001. 

Manikiyala Manikiyala is a Buddhist site in the Punjab 
which was one of the first sites to be explored archaeo- 
logically in India. The stupa was opened in 1830 by the 
Chevalier Ventura. At a depth of about one meter (3.3 
ft.), he encountered a collection of coins. Further coins 
were found at depths of three and six meters. As they dug 
deeper, the -workers found a box of gold and a second box 
of copper under a stone slab 13 meters down. This was 
interpreted at the time as a royal tomb. JAMES PRINSEP, 
however, who wrote on this digging, correctly identified 
the stupa as a Buddhist monument. 
See also COINAGE. 

Mantai Formerly known as Mahatittha, Mantai is a 
large mound located on the northwestern coast of Sri 
Lanka. Its location is pivotal in the great maritime 
exchange route that linked the Mediterranean world with 
China and the countries between. Excavation, aborted 
before completion by civil war, revealed much exotic pot- 
tery and the remains of BRICK structures. 

Maodun (r. 209-174 B.C.E.) Maodun was the greatest 
shanyu (great leader) of the Xiongnu, a nomadic people who 
occupied the Mongolian steppes. 

Traditionally the Xiongnu were divided into 24 tribes, but 
under Maodun they were united and presented an imme- 
diate threat to Han China. To keep peace on the northern 
border, the Chinese emperors negotiated treaties with 
Maodun and gave him lavish presents. Maodun was the 
senior son of the Shanyu Touman. The latter preferred a 
younger son and sent Maodun as a hostage to his enemy, 
the nomadic Yuezhi, before promptly attacking them. 
This would traditionally have led to the death of Mao- 
dun, but he managed to escape. Impressed by his bravery, 
Touman gave him his own command. Maodun then 
trained his men to fire their arrows at any target he chose 
with his own bow, on pain of death. When the opportu- 



nity arose, he fired at his own father and killed him. Mao- 
dun then seized overall power at the same time as GAOZU 
(247—195 B.C.E.) was consolidating his position as the 
first emperor of the Western HAN DYNASTY. 

MAODUN'S VICTORIES 

A clash was precipitated by Maodun, who moved his 
forces into China, capturing the king of Dai. It was win- 
ter, and Gaodi personally led his troops north. SIMA QIAN 
described how three out of 10 soldiers suffered from 
frostbite. It was now that Maodun revealed his wily mili- 
tary brain. He placed only his -weakest troops in view of 
the Han and tempted them for-ward to attack. With an 
army estimated at 320,000 men, Gaodi advanced as far as 
the city of Pingcheng. Maodun's cavalry then surrounded 
the Chinese host, and there was no escape. For a week, 
they remained immobile. At the behest of his wife, Mao- 
dun left open a sector of the encirclement and allowed 
the emperor to escape. His wife argued that there was no 
possibility that the XIONGNU would ever occupy all China 
and that the emperor -was protected by his gods. Maodun 
then withdrew north but continued to support disruptive 
border raids into China. 

TREATIES WITH MAODUN 

The next step in diplomatic relations was a treaty in 
which Gaodi sent a Han princess to be a consort of Mao- 
dun, together with gifts of silk and grain. This move, in 
effect, was an act of appeasement to restrain the Xiongnu 
from further attack and set a precedent only to be 
reversed under the reign of Emperor WUDI (157-87 
B.C.E.). Maodun, however, became more truculent, even 
proposing marriage to the do-wager empress Lu. 

In 180 B.C.E., Emperor WENDI was consecrated and 
renewed the treaty with the Xiongnu. Three years later, 
however, one of Maodun's subsidiary leaders, known as 
"the wise king of the right," invaded China, and Wendi 
led a punitive expedition. The king of the right withdre-w 
north, but Maodun decided to consolidate the treaty rela- 
tionship. In a carefully worded letter to the Han emperor, 
he described how he had dispatched the king of the right 
against the Yuezhi people and annihilated them. No-w the 
Xiongnu were united and controlled vast tracts of Mon- 
golia and the TARIM BASIN. The message was clear: He was 
negotiating from a position of strength. This peace pro- 
posal was accepted, and the Han gave Maodun, in the 
■words of the emperor as recorded by Sima Qian, "from 
[their] own wardrobe an embroidered robe lined with 
patterned damask, an embroidered and lined underrobe, 
and a brocaded coat, one each; one COMB; one sash -with 
gold ornaments; one gold-ornamented leather belt; ten 
rolls of embroidery; thirty rolls of brocade; and forty rolls 
each of heavy red silk and light green silk." 

Maodun died in 174 B.C.E., the most powerful and 
successful of the leaders of the Xiongnu, and -was interred 
in the remote cemetery of Khunui-gol. 



214 Marshall, Sir John 



Marshall, Sir John (1876-1958) Sir John Marshall was 
the director- general of the Archaeological Survey of India 
from 1902 until 1931. 

He was aged only 26 ■when he took up his duties. He went 
to India with previous experience in the eastern Mediter- 
ranean, particularly Greece and Crete. At a time when 
laws were enacted to prohibit the removal and sale of 
antiquities and to safeguard ancient monuments, the 
period of Marshall's directorship saw a major increase in 
archaeological activity, and he excavated at many major 
Indian sites. His early field'work took him to CHARSADA in 
Pakistan, where he began excavations on the Bala Hisar 
mound, while his colleagues worked at SAHRI-BAHLOL and 
Takht-i-Bahi. In 1913 he commenced a program of 
research at TAXILA, in modern Pakistan, which to this day 
represents one of the most important excavations on any 
urban complex in India. From the outset, he resolved to 
uncover as much as possible of the layout and history of 
the three cities there. Moreover, the Greek inspiration of 
the second city on this site recalled his earlier experiences 
in Greece; he himself expressed his sentiments almost half 
a century later when he wrote: "I still remember the thrill 
I got from the first sight of the buried cities." Fe-w archae- 
ologists today could envisage cutting an excavation 150 
(495 ft.) meters long into an early city site. 

Similar large-scale excavations were also undertaken 
at BHITA, -where he revealed the plan of a Mauryan and 
Gupta to-wn that remains unparalleled to this day. From 
1921, the Archaeological Survey of India was responsible 
for the excavations at MOHENJO DARO and HARAPPA that 
revealed one of the world's fe-w civilizations that origi- 
nated -with no influence or contact with any other state. 
The early results, incorporating the recovery of SEALS 
inscribed in an unknown script, encouraged Marshall to 
state in the Illustrated London News, an English weekly, 
that a new civilization had been discovered, a civilization 
roughly contemporary with those of Sumer and Egypt. 
Nor did he delay in publishing a three-volume report on 
Mohenjo Daro, Mohenjo-daro and the Indus Civilization 
(1931). He ceased being the director-general in 1928 and 
left a legacy of fundamental research and tradition of site 
conservation in the history of Indian archaeology that can 
be called the Sir John Marshall period. 

See also INDUS VALLEY CIVILIZATION; MAURYA EMPIRE. 

Mashan Mashan is a cemetery of the CHU state near the 
capital, Ying. It is best known because of a remarkable 
find, that of a middle-ranking aristocratic woman who 
was buried between 340 and 278 B.C.E., toward the end of 
the period when Ying was the Chu center. The grave con- 
tained two coffins nested one -within the other, and the 
good state of preservation was largely due to the very 
thick wood employed and a sealing of lime mortar that 
arrested the forces of decay. The outer coffin contained 
two compartments other than that containing the woman's 



corpse. These were filled with bamboo baskets containing 
offerings, a small dog skeleton, and figurines 60 centime- 
ters (24 in.) high wearing silk clothing. The skeleton of 
the woman, who died when aged in her early 40s, was 
wrapped in successive layers of fabric tied into a tight 
bundle with nine brocade bands. Her hair and wig sur- 
vived, and she had been interred fully dressed in a skirt, 
robe, and gown over the earliest-known undervi'ear in 
China. Her thumbs and toes had been tied together with 
cords, and she held in her hands small rolls of silk. The 
most important items recovered, however, were the many 
varieties of woven and embroidered fabric, including 
designs of dragons, phoenixes, and tigers. 

Mat Mat is the name of a village located on the Jumuna 
River, 14 kilometers (8.4 mi.) north of the great center of 
MATHURA in India. A substantial excavation of a mound 
called Tokri Tila, which lies northeast of the village, -was 
undertaken in the early years of the 20th century. Despite 
much brick robbing from the site, the foundation plan of a 
rectangular temple measuring 48 by 32 meters (158.4 by 
105.6 ft.) was reconstructed, confirming the text of two 
inscriptions that record the presence of a devakula, or 
temple, at this location. The building incorporates a circu- 
lar chamber at the eastern end and a series of rooms 
around a court. A large water tank, lined with brick, was 
associated with the temple, and excavations there recov- 
ered the sculpture of a naga, a mythical snake, holding a 
plow. The site is best known for the recovery of a series of 
large stone statues of KUSHAN kings, including a nearly 
complete life-size statue of King KANISHKA I (100-26 C.E.). 
The image of the standing king includes an inscrip- 
tion in the BRAHMI script that states: "The king, king of 
kings, his majesty Kanishka." Although lacking the head 
and arms, it projects an image of robust power. He holds 
a mace in his right hand and a huge sword in his left. He 
wears a knee-length tunic and a pair of heavy boots. His 
ornamented belt incorporated two plaques at the front. A 
second statue was reconstructed from several fractured 
pieces and, although still lacking the head, reveals a king 
seated on a throne flanked by lions. It stands just over 
two meters (6.6 ft.) in height. He seems to have been por- 
trayed holding a sword over his right shoulder. The king 
had been identified as Wima I Tak [to], father of Wima 
Kadphises. He wore an embroidered tunic with long 
sleeves decorated all over with rosettes, a torque, or neck 
ring, and a bracelet. His boots had spurs and supporting 
straps. This fine statue is associated with an inscription 
that records the foundation of the temple, together with 
the water tank, a garden, and a well. The name of the 
king who endowed this foundation cannot be deter- 
mined, but the full royal titles are included. A third 
statue, again missing the head and arms, depicts a prince 
wearing a knee-length tunic held in place by a belt with a 
series of interconnected plaques. Each of these is orna- 



Maurya empire 215 



mented with a fish god or a man riding a horse, wearing a 
typical high Kushan hat, as seen on coins, and carrying a 
spear over his shoulder. 

These statues provide an image of the power and 
majesty of the Kushan royal line, and the quality of the 
craftsmanship emphasizes the skill of the Mathura school 
of sculpture. 

See also KHALCHAYAN. 

Mathura Mathura is a major urban center located on 
the western bank of the Jamuna River in Uttar Pradesh 
state, India. There are three sources of information on this 
important site. The first is from the continual and 
widespread looting of works of art commencing in 1836, 
and the second involves the scientific archaeological 
examination of the site and its history. Finally, there is the 
eyewitness account of Mathura written by the Buddhist 
monk XUANZANG in the early seventh century. He noted 
the fertility of the land and excellent agriculture. There 
were many mango trees, and kapok was extensively 
grown. The climate was hot, the people virtuous. They 
honored the dead and encouraged learning. The city 
included 20 monasteries and more than 2,000 monks, but 
also five Hindu temples. Three stupas at Mathura, he said, 
were built by King ASOKA (268-235 B.C.E.). He named the 
monks whose remains lay beneath stupas in the city; 
Sariputra, Maudgalyayana, and Purnamaitraniputra. 

ARCHAEOLOGICAL EVIDENCE 

Scientific archaeology, initiated in 1954 and continuing in 
the 1970s, has revealed five major phases of occupation, 
beginning in the late prehistoric Iron Age with a small 
settlement beside the river, a situation offering the advan- 
tages of river trade and access to good agricultural land. 
This first phase, which began in about 600 B.C.E., was fol- 
lowed in Period II with the construction of an extensive 
mud rampart that stood at least 6.5 meters (21.4 ft.) in 
height and enclosed an area of 350 hectares (875 acres). 
This period dates from the end of the fourth century until 
about 200 B.C.E. Interior structures have been uncovered, 
built in mud or, on occasion, burnt mud BRICK. There 
were bone arrowheads in the occupation layers and beads 
of exotic amethyst and topaz. The third period covers the 
last two centuries C.E. and saw further domestic con- 
structions in baked brick, the construction of mud plat- 
forms, and the presence of roof tiles. It was, however, 
during Period IV, ascribed to the KUSHAN empire (78-200 
C.E.), that Mathura was at the height of its cultural pow- 
ers. An inner enclosure was demarcated by a rampart 
wall, reservoirs and temples were constructed, and 
inscriptions recorded donations to religious foundations, 
including the names of the Kushan kings KANISHKA I and 
Huviska. Kushan coins of this phase date to the first to 
the third centuries C.E., the period when the Mathura 
school of sculpture was active. Excavations have yielded 
sculptures of the Buddha, scenes from his life, a lion, and 



the head of a king with Buddha figures on the crown. 
Further examples of Mathura sculptures are found in 
Period V, which has been dated to the period of GUPTA 
EMPIRE dominance from the fourth to sixth century. 

WORKS OF ART 

Another source of information on Mathura derives from 
the examination of works of art that do not have a known 
provenience. The source of red sandstone, the nearby 
Sikri quarry, was used by sculptors of the Mathura 
school, and their products are widely distributed in north 
and central India. The Mathura tradition developed in 
tandem with the other great artistic center of GANDHARA, 
both encouraged by the Kushan rulers, but with a clear 
debt to Greek inspiration. Beginning in the first century 
C.E., the Mathura workshops paid particular attention to 
the production of large and robust images of the Buddha 
with his arm held up in the position of offering reassur- 
ance. They also produced statues of Kushan kings, in 
which the ruler was depicted wearing traditional Central 
Asian clothing: a tunic, boots, and a distinctive conical 
cap. It is interesting to detect, in the depiction of female 
figures, the continuation of a preference for the tradi- 
tional yakshi, or female fertility figure. These are usually 
seen associated with a tree. 

The stone monuments that survive give no impres- 
sion of the splendor that was witnessed by Xuanzang. In 
his own words: "On such a day offerings are made in 
competition to the various stupas, and pearled banners 
are displayed and gemmed canopies arranged in rows; the 
smoke of incense pervades the air like clouds, and flovif- 
ers are scattered in showers that obscure the Sun and the 
Moon and cause great tumult in the valleys." 

Maurya empire The Maurya empire of India was 
established as the rulers of the state of MAGADHA defeated 
rivals and incorporated them in the dominant polity of 
the Ganges (Ganga) Valley in about 325 B.C.E. From a 
base in the north, these rulers, particularly ASOKA, the 
third king, expanded their control over much of India. 
The Mauryan period saw the reestablishment of urban 
life and widespread state control under a royal dynasty 
based at the capital, PATALIPUTRA. Agriculture, the main- 
stay of the state, was encouraged through large IRRIGA- 
TION works, and India entered an expanding sphere of 
trade and industry in which iron smelting played a key 
role. Both BUDDHISM and Hinduism grew in importance, 
particularly the latter under Asoka. It was he who sent 
Buddhist missionaries to Southeast Asia. Many of the 
later Indian institutions, architectural styles, religious 
foundations, forms of governance, and writing had their 
origins in the Maurya empire. There were five kings: CAN- 
DRAGUPTA MAURYA, who ruled from about 325 until 297 
B.C.E.; followed by Bindusara (297-292 B.C.E.); Asoka 
(268-235 B.C.E.); Dasaratha (235-221 B.C.E.); and, finally. 



2i6 Maurya empire 



Brihadratha. The last king was murdered by a rival ruler, 
Pushymitra Sunga. 

LITERARY SOURCES 

Any consideration of the Maurya empire is based on t\vo 
major sources: literary and archaeological. The ARTHASAS- 
TRA of KAUTILYA (c. 330-270 B.C.E.), a minister to Can- 
dragupta Maurya, is a treatise on the management of a 
state and includes the gamut of activity, from the proper 
form of the capital city to the layout of a fort, the means 
of governance through ministers, foreign policy, trade, 
industry, and infrastructure. This is an idealistic docu- 
ment, and it is the role of archaeology to test the degree 
to which it -was realized. Excavations, however, have so 
far only scratched the surface of the potential, particu- 
larly in the area of urban planning and city layouts. 

Other literary sources include the first corpus of 
inscriptions, set up to proclaim the virtuous foundations 
and activities of Asoka, who -was an enthusiastic devote of 
Buddhism. His conversion, -which took place about 10 
years into his reign, was a vital event in the history of Bud- 
dhism and also brought about enlightened changes in the 
harsh and repressive Mauryan rule. These inscriptions not 
only describe the royal policies, but through their wide dis- 
tribution provide an understanding of the extent of his 
kingdom. The Maurya empire also arose in the aftermath 
of the invasion by ALEXANDER THE GREAT (356-323 B.C.E.) 
of northeastern India and Pakistan. There -was direct con- 
tact with the Greek einpire in the east, and it is highly 
likely that aspects of Mauryan architecture, COINAGE, and 
art were influenced by the Greeks. Certainly, many Greeks 
visited Pataliputra, the Mauryan capital, and one, MEGAS- 
THENES, -wrote down his impressions. 

The Maurya empire forcibly absorbed other develop- 
ing states. To the northeast, in modern Pakistan and 
Afghanistan, the BHIR MOUND at TAXILA, CHARSADA, and 
Nagarahara were provincial centers in the Mauryan 
sphere. Many formerly independent cities in the Ganges 
(Ganga) Valley became Mauryan dependents. The Kun- 
wari and Pahuj Rivers link the Ganges and Jamuna Plains 
with Madhya Pradesh, and here are the Mauryan cities of 
UJJAIN, Eran, Vidisha, and Tripuri. Farther south still, the 
Krishna River and the valleys of its major tributaries, the 
Hagari and Tungabhadra, sustained a group of impressive 
cities, including Madhavpura and SANNATHI, both of 
which covered more than 40 hectares (100 acres); Brah- 
magiri, and BANAVISI. On the west coast of India, the 
potential of maritime trade was realized with the develop- 
ment of port cities, as it -was with the long coastal tract on 
the east coast from Dhanyakataka to Candraketugarh on 
the Ganges Delta. 

ARCHAEOLOGICAL SOURCES 

The Kautilyan ideal of a city incorporated a royal palace 
in the center, surrounded by square precincts each with 
its o-wn function: an elephant park, areas for merchants. 



artisans, and entertainment, and residences. These were 
protected by a city wall with forts and moats. Religious 
sanctuaries could be built both within the walls and 
beyond them, and the dead were cremated in a specified 
area depending on the class of the deceased. Given the 
monsoon climate and seasonal rainfall patterns, reser- 
voirs were constructed, were linked to canals and often 
surrounding moats, and were sources for irrigated fields. 
The archaeological verification of the ideal has been real- 
ized only in the most limited manner, through early exca- 
vations by SIR JOHN MARSHALL at BHITA and the Bhir 
Mound of Taxila. At Bhita, some evidence was found in 
favor of a regular street plan flanked by domestic houses. 
A gate on the eastern wall led directly into a street on an 
east-west axis along -which shops were located. Narrow 
lanes led off to north and south, each flanking a residence 
with rooms around a central court. The walls were con- 
structed of fired brick, and the residents enjoyed drainage 
and obtained their water from deep wells. Marshall's 
excavations at the Bhir Mound at Taxila found a less 
orderly street plan, but the houses, with walls of stone, 
conformed to a plan of a series of rooms around a court. 
Excavations at Bhita concentrated on the eastern margin 
of the ancient city, and no sign of monumental architec- 
ture -was encountered. An unpublished excavation at Tax- 
ila by SIR MORTIMER WHEELER uncovered a large apsidal 
structure, which might have been some form of religious 
building. At the imperial capital, Patilaputra, a huge pil- 
lared hall has been discovered, confirming Megasthenes' 
description of monumental buildings there. Little else is 
known of this dominant city, other than its elongated 
form along the southern bank of the Ganges River and 
the survival of the wooden components of the defensive 
wall. If the splendid headdresses, costumes, and jewelry 
of the Mauryan terra-cotta models of dancers and god- 
desses are a guide, the inhabitants of these cities would 
have been most elegant. 

Further evidence for monumental architecture is 
gained from the Mauryan columns and surviving religious 
buildings. The columns were in all known cases obtained 
from the sandstone quarries of Chunar, west of Varanasi 
(Benares). They stand bet-ween 12 and 14 meters (39.6 and 
46.2 ft.) high and bear a capital of carved Buddhist sym- 
bols and usually the carved figure of a lion. Their ascrip- 
tion to the reign of Asoka is based on the presence of his 
inscriptions on at least 10 examples. At both SAN CHI and 
SARNATH, a column is associated with a Buddhist founda- 
tion. Another -was transported to LUMBINI, birthplace of the 
Buddha, a major task, as with other remote sites, given 
their enormous size. The brief inscription associated with 
this column is interesting, because it records ho-w Asoka 
visited Lumbini, worshiped there, and gave the community 
the advantage of paying only one-eighth of its production 
to the state, rather than the regulation one-sixth. 

The association of Asokan columns -with Buddhist 
sanctuaries clarifies their purpose and confirms the devel- 



Mawangdui 217 



opment of religious architecture in permanent materials. 
The Buddhist foundation at Sarnath has a stupa, a shrine, 
and a caitya, or hall, in addition to its column. The stupa 
is a widespread Buddhist form of monument, which, over 
the centuries, grew greatly in size and monumentality. In 
origin, it was a mound of earth placed over a cremation, 
but its significance increased as it was seen as a monu- 
ment over a relic of the Buddha. The DHARMARAJIKA stupa 
of Sarnath was made of brick. There is also evidence for 
the construction of temples to the Hindu gods at Vidisa 
and Nagari, the former in honor of Vishnu and the latter 
dedicated to Krishna. Rock-cut temple shrines also date 
back to the Mauryan period. In Bihar, just south of Patna, 
the Lomas Rishi cave in the Barabar Hills has an ornate 
portal cut into a rectangular rock-cut chamber that in turn 
gives access to a circular, domed shrine room. 

WRITING 

The origins of writing after the demise of the INDUS VALLEY 
CIVILIZATION SCRIPT are not clearly defined, but the recent 
recovery of inscribed potsherds at ANURADHAPURA in Sri 
Lanka reveals that the BRAHMI script was possibly used 
there by 600-450 B.C.E. There are two scripts: In the 
northwest, the KHAROSHTHI originated in Aramaic; it is 
likely that the Brahmi script used over the rest of the sub- 
continent was adapted from an Aramaic script encoun- 
tered through mercantile contact with the West. The 
largest corpus of inscriptions are the edicts of Asoka, but 
there are also texts on copper and SEALS containing the 
names of the owners. According to the Arthasastra, state 
records were maintained and stored, but they were pre- 
sumably written on perishable materials and have not sur- 
vived, Mauryan coinage was also probably inspired 
through direct contact with the Achaemenid provinces 
and through the irruption of Alexander the Great into the 
northwest. The coins were made of silver and copper and 
had fixed sizes and values. 

See also ACHAEMENID EMPIRE. 

Further reading: Chopra, P. N., ed. The Gazeteer of 
India. Vol. 2, History and Culture. New Delhi: Department 
of Culture, Ministry of Education and Social Welfare, 
1973; Harle, J. C. The Art and Architecture of the Indian 
Subcontinent. London: Penguin Books, 1986; Mani, V. R., 
and R. Chakravarti. A Sourcebook of Indian Civilization. 
Hyderabad: Orient Longman, 2000; Sivaramamurti, C. 
The Art of India. New York: Harry N. Abrams, 1977. 

Mawangdui Mawangdui is best known for three tombs 
that date to the Western HAN DYNASTY (206 B.C.E.-c. 9 
C.E.) and contained the remains of a high but not 
supreme family in the former state of CHU. Tomb 2 con- 
tains the remains of Li Gang, the marquis of Dai and 
chancellor to the king of CHU; Tomb 3 was that of his 
son, who died when aged about 30 years. The marquis 
died in 168 B.C.E. , and since the third tomb cuts into the 
earlier burials, it dates to at least 168 B.C.E. and possibly 



later. The contents of Tomb 1 were extraordinarily well 
preserved, including the body of the marchioness of Dai. 
No fewer than four coffins were found placed one within 
the next, descending in size until the innermost mea- 
sured two by 0.7 meter (6 by 2.3 ft.). Each was finely 
constructed, covered in LACQUER, and painted with 
scenes that included auspicious animals and symbols. 
The coffin containing the corpse was covered in silk fab- 
ric, and a silk tomb banner lay on the top. This banner, 
preserved in its entirety and still retaining its original col- 
ors, would have been carried in front of the coffin during 
the funeral rituals. It is not uncommon to find the dead 
person portrayed on such mortuary banners in conjunc- 
tion with the necessary symbols for the passage of the 
spirit to the heavenly world. That from Tomb 1 of 
Mawangdui is the best yet recovered. But perhaps even 
more impressive were the silk manuscripts in Tomb 3. 

Not long after the establishment of the Han dynasty 
in 206 B.C.E., the traditions of the old kingdom of Chu 
remained a powerful influence. Li Gang had been given 
his fiefdom by the king of Changsha, a dynasty that sur- 
vived in local authority but was not related to the impe- 
rial Han. Mawangdui lies in a suburb of Changsha in 
Hunan province of China, which under the name Linxi- 
ang was the capital of the kingdom. 

TOMB 1 STRUCTURE 

Tomb 1 incorporated a mound raised above the ground and 
measuring about 60 meters (198 ft.) in diameter. A rectan- 
gular pit lay in the center of the mound, measuring 19.5 by 
18 meters (64.3 by 59.4 ft.), below which a deep shaft had 
been excavated to contain the remains of Xin Zhui, the 
marchioness. This shaft began in a rectangular form of 
decreasing steps, but below a depth of four meters (13.2 ft.) 
it assumed a funnel shape. It attained a depth of nearly 17 
meters below the present ground surface and was formerly 
reached by a long access ramp. The coffin chamber at the 
base was encased in protective layers of charcoal and clay. 
The former was nearly a half-meter thick, the latter up to 
1.3 meters deep. These had the effect of shutting out air 
and moisture, thereby preserving the contents in a remark- 
able condition. After the interment, the shaft was filled with 
stamped earth, following the same technique that had been 
used at ANYANG a millennium earlier. 

The wooden mortuary structure at the base was fash- 
ioned from cypress vi'ood; and with a length of almost 
seven meters and a width of five meters, it was large 
enough to contain a series of chambers. One of these 
incorporated four nested lacquered coffins that required 
an estimated 1 million hours to complete. The other 
chambers were designated for the goods necessary to sus- 
tain Xin Zhui in the afterlife. 

TOMB I SILK BANNER 

Xin Zhui is seen twice on the silk banner, once on a dais 
laid out before interment, surrounded by retainers and 



2i8 Mawangdui 



ritual offering vessels. On the second occasion, she stands 
in front of two figures, possibly divine messengers, sup- 
porting herself with a stick. This very stick has been 
found in the tomb. Three waiting maids are grouped 
behind her. She wears an elegant robe decorated with 
cloud patterns. Below both these scenes are the nether 
regions, represented by fish. Out of the depths rise two 
dragons, whose bodies pass through a jade ring as they 
ascend toward the heavens. The celestial world, to which 
the woman's soul is destined to journey, is seen on the 
top crosspiece. The Sun and crescent Moon are seen to 
right and left there, with two further dragons and god- 
desses. The portal through which the woman must pass 
is guarded by two leopards and two male figures repre- 
senting the lords of fate who guarded the gate into 
heaven. 

THE BODY IN TOMB 1 

This silk banner alone would have satisfied the ambitions 
of most archaeologists investigating such a tomb, but 
there was much more to follow. The woman's body lay 
within, under 20 quilts and many silk garments tied with 
ribbons. These included a complete silk gauze robe with 
broad sleeves trimmed with silk braid. The corpse was so 
well preserved that the flesh survived, and the limbs could 
still be moved. Even her long black hair remained neatly 
coiffured, and blood remained in her veins. Indeed, it was 
possible to undertake an autopsy. She had stood to a 
height of about 1.54 meters (5 ft.) and was overweight. 
This might have induced her fatal heart attack, and she 
suffered from a compressed spinal disk and an infestation 
of intestinal whipworms. Other ailments included lum- 
bago, gallstones, and tuberculosis. Her last meal had 
included melon, for 138 melon seeds were found in her 
digestive tract. The tomb contents included the ingredi- 
ents for treating cardiac disorders then and now in China: 
magnolia bark, peppercorns, and cinnamon. 

TOMB 1 OFFERINGS 

The offerings to provide for the marchioness's afterlife num- 
ber more than 1 ,000 and are among the most complete and 
important sets from early China. In Chu tradition, the per- 
sonal articles needed for the deceased in her afterlife were 
placed into the tomb either as the original items she had 
owned or used or as replicas, such as clay coins. The mar- 
chioness of Dai's wardrobe was found, for example, sealed 
in bamboo cases. The quality of the silks was of the highest 
order, with richly embroidered gauzes and painted or 
printed garments. Dyeing had reached remarkable stan- 
dards with a range of colors, including reds, purple, silver, 
gray, brown, and blue, used to depict elegant cloud designs, 
meanders, and scroll motifs. The clothes themselves 
included a fine silk dress with broad sleeves, shoes and 
socks, skirts, gloves, and a sachet for perfumes. 

The compartment to the north of the main coffin 
chamber is most informative, for it contains a seat as part 



of a stage for a performance. There was a bamboo mat on 
the floor, and silk curtains hung from the walls. The 
couch was covered in cushions, and a painted screen had 
been placed behind it. It must have been intended for the 
lady herself, for a pair of her silk shoes vfas in place in 
front of the couch, and her cane, presumably the same as 
that which she holds on the tomb banner, lay beside it. 
There were also boxes containing her wig and cosmetics. 
A musical performance had been prepared for the dead 
woman. Wooden figurines of five musicians playing their 
panpipes and zithers and eight dancers were arranged in 
front of her place on the couch. 

Intimate details of the lady's personal appearance are 
discovered by opening her lacquered toilet boxes. These 
contained compartments and little boxes. She had used 
these to store her hairpiece and wooden COMBS, cosmetics, 
a towel and belt, and silk mittens. Food to sustain the 
woman on her ascent to heaven was laid out on lacquered 
plates with the chopsticks neatly arrayed. Forty-eight bas- 
kets of food and 51 pottery vessels contained rice and 
wheat, beans, and lotus roots. There was a wide variety of 
fruits, including melons, pears, and peaches. Much meat 
was consumed: mutton, venison, hare, and duck. Even 
sparrows' eggs vi'cre neatly stored. Carp, bream, and perch 
were part of her table, and the cooks used soya sauce, salt, 
ginger, and cinnamon for seasoning. The BAMBOO SLIPS 
describe some of her favorite dishes, such as a stew of 
venison and taro as well as sturgeon. 

Music was obviously enjoyed in the court of the mar- 
quis. A sophisticated 25-string zither was found in the 
woman's tomb, as well as mouth organ vv^ith a note on 
each of the 12 pipes to indicate the individual pitches. 
Her son's tomb also included a seven-stringed zither. Five 
figurines from Tomb 1 represent a musical ensemble, 
three kneeling musicians playing the zither and two still 
holding their pipes. 

TOMB 3 FINDS 

The tomb containing the remains of her son had suffered 
water damage, but much remained within. A second 
complete silk banner had been placed over the inner cof- 
fin, and the bamboo slips containing an inventory of the 
grave offerings survived. The tomb banner, slightly 
longer than that in Tomb 1, contained essentially the 
same format. Sun and Moon are depicted in the upper 
register, with a goddess whose lower limbs are in the 
form of a snake holding out a hand. The dead man is 
depicted walking, in the upper part of the central register. 
He vi^ears a red robe and hat. Scenes presumably drawn 
from his life are also painted. He has six servants and is 
seen being welcomed by three men. There is a feasting 
scene and a sacrifice is being undertaken. As with the 
Tomb 1 banner, these scenes involved the appropriate 
passage to heaven. There are three other notable paint- 
ings on silk. One shov^fs a procession incorporating hun- 
dreds of people, chariots, and horses. Another includes 



Mehrgarh 219 



women in boats and houses. The last silk had been stored 
in a LACQUER box and showed ro\vs of people in various 
postures. The bamboo slip associated with it reveals that 
they were engaged in deep-breathing exercises, and it is 
thought that it was a means of maintaining fitness. Simi- 
lar activities can be seen in China to this day. 

TOMB 3 SILK MANUSCRIPTS 

Perhaps the most significant of the finds represent the aris- 
tocrat's library of silk manuscripts. About 120,000 charac- 
ters are included, making up parts of 20 books hitherto 
known only from later references. This represents one of 
the most significant archaeological and literary finds from 
early China, and they reveal a man interested in philosoph- 
ical writings, divination, history, and medicine. Foremost 
among this extraordinary collection is the oldest surviving 
text of the Yijing (Classic of Changes). There are also two 
astrological almanacs known as the Prognostications of the 
Five Planets and the Miscellaneous Prognostications of 
Astronomy and Meteorology. They illustrate a detailed 
knowledge of the movements of the visible planets and 
record the passage of comets. The manuscript known as 
Zhan Cue Ce has 28 chapters that detail diplomatic activity 
during the WARRING STATES PERIOD (475-221 B.C.E.). There 
was also a practical side. One of his manuscripts provides a 
detailed map of the Xiang River Valley toward the south of 
the kingdom facing the warlike YUE tribes; another shows 
the principal fortified centers and can be seen as a map 
central to military intelligence. Leisure time was also repre- 
sented, in the form of a liuho set, a form of board game, but 
one of the most arresting documents from this tomb is 
known as the Zaliao fang (Prescriptions for miscellaneous 
cures). It is a detailed description of the arts of sexual 
intercourse, including treatments for impotency and elixirs 
to improve performance. These are the earliest detailed 
and complete texts on sexual intercourse known. 
See also SILK TOMB OFEERINGS. 

Further reading: Chang, L. S., Yu Feng, and Ch'un 
Chang. The Four Political Treatises of the Yellow Emperor: 
Origin Mawangdui Texts with Complete English Transla- 
tions and an Introduction. Honolulu: University of Hawaii 
Press, 1998; Loewe, M. Chinese Ideas of Life and Death. 
London: Allen and Unwin, 1982; Twitchet, D., and M. 
Loewe, eds. The Cambridge History of China. Vol. I, The 
Ch'in and Han Empires, 221 B.C.—A.D. 220. Cambridge: 
Cambridge University Press, 1986; Wang Zhongshu. Han 
Civilization. New Haven, Conn.: Yale University Press, 
1982; Wu Hung. "Art in Its Ritual Context: Rethinking 
Mawangdui," Early China 17 (1992): 111-145. 

Megasthenes (c. 350-290 b.c.e.) Megasthenes was the 
ambassador of King Seleucus 1 Nicator (356—281 B.C.E.) to 
the court of Candragupta Maurya (325-297 b.c.e.) at Patal- 
iputra in India. 

His observations of India were later summarized in his 
book Indika. Although the text has not survived, passages 



quoted by later authors provide a rare opportunity to read 
an eyewitness account of the country, settlements, and 
people. Megasthenes was much impressed by the splendor 
of Pataliputra and the fertility of a land that produced two 
crops a year. He also mentioned that peace reigned and 
that society was divided into castes that included philoso- 
phers, farmers, merchants, soldiers, and councilors. There 
was an army of informants who reported to the king. 

Mehrgarh Few archaeological sites have opened such a 
major new vista on the past in South Asia as Mehrgarh. It 
is situated on the Kachi Plain of Baluchistan between Iran 
and India, in a position to command the Bolan Pass and 
therefore trade with the Iranian uplands to the west. The 
investigations, beginning in 1974, revealed a series of 
successive settlements, which cover an area of about 200 
hectares (500 acres). The excavations of Mehrgarh are 
vital in any consideration of the origins of the INDUS VAL- 
LEY CIVILIZATION, for they reveal a very long sequence of 
increasing cultural complexity where previously there 
had been a void in the knowledge of early agriculture, 
pottery making, and trade. 

FIRST SETTLEMENT 

The earliest settlement, known as M3, incorporates 10 
meters (33 ft.) of stratified deposits, known as Mehrgarh 
Period 1. Dating from about 7000-6000 B.C.E. , this site 
belongs to what is known as an aceramic Neolithic, in 
which there is a farming economy but the inhabitants did 
not make fired pottery vessels. The remains of barley and 
wheat indicate cultivation. While the earliest faunal 
remains show a predominance of gazelles and other 
hunted animals, including elephants and water buffaloes, 
cattle were domesticated and began to dominate numeri- 
cally as the proportion of wild animals declined. The 
remains of mud-BRICK houses and storerooms lay between 
areas in which the dead were interred. Bodies were buried, 
liberally covered in red ocher, in flexed position and in 
association with a range of grave goods. These included 
polished stone adzes, stone vessels, and personal orna- 
ments that include beads of LAPIS LAZULI and TURQUOISE 
and, in one instance, a bead of copper. One person was 
accompanied by the skeletons of five young goats. The 
place of pottery seems to have been taken by bitumen- 
coated basketry, and although no fired pottery vessels 
were found, the inhabitants were familiar with the plastic 
qualities of clay in forming human and animal figurines 
and containers. Flint blades were the most abundant arti- 
facts found in this early settlement. They would have been 
used with wood or bone to form composite artifacts. 

SECOND SETTLEMENT 

MR4 is a second occupation area that lies just to the 
south of the aceramic Neolithic mound, dated to the fifth 
millennium B.C.E. One of the uses of the flint blades, 
which were so prolific in the earliest phase of the site, 
was immediately indicated, since several were found still 



220 Meluhha 



inserted in bitumen, which would in turn have been inset 
into a wooden handle to form a knife or sickle. Two such 
sickles were in fact recovered from a structure with a 
series of small compartments that still contained the 
imprints in the clay of barley and wheat grains. These 
structures are most logically interpreted as granaries. 
There are also some cottonseeds, which might -well indi- 
cate interest in weaving. Craft activities included the 
manufacture of shell and soapstone beads and the firing 
of pottery vessels. Cattle ultimately dominated the faunal 
assemblage. Copper was still very rare. 

4000 B.c.E. SETTLEMENT 

By about 4000 B.C.E. the settlement focus moved to the 
south. There were further innovations: Houses became 
larger, the ceramic industry flourished, and wheelmade 
vessels, decorated with images of birds and goats, -were 
created in considerable numbers. Beads were fashioned 
on the site from imported lapis lazuli, turquoise, and car- 
nelian, the holes drilled with a jasper bit. The copper 
industry became locally established, and crucibles still 
containing metal were found. The subsistence base now 
supported a sizable population in a settlement that grew 
to cover an area of about 50 hectares (125 acres). 

3500 B.c.E. SETTLEMENT 

A further move to the south in about 3500 B.C.E. saw the 
foundation of Mehrgarh Site I. The domestic dwellings of 
mud brick, with plastered clay floors, grew in size, and 
some rooms contained large storage jars. The ceramic 
industry further strengthened -with an increased output, 
and the earliest bone and terra-cotta SEALS, which were 
probably used to indicate personal ownership, occur. 

3000-2700 B.c.E. SETTLEMENT 

The period from 3000 until about 2700 B.C.E. has pro- 
vided further evidence, in the form of an abandoned kiln, 
for the mass production of pottery vessels. Two hundred 
pots were rejected because of unsuccessful firing; they 
were probably intended for trade purposes. The clay fig- 
urines also provide a glimpse of the appearance of the 
WOMEN of Mehrgarh at this period. They wore multiple 
strands of necklaces and elaborate hairstyles. The final 
phase lasted for a century until about 2600 B.C.E. This is 
the period when the Indus Valley civilization of the river 
plains to the east of Mehrgarh was beginning to develop. 
The houses were now raised over a set of low storage 
rooms, one of which contained many pottery vessels. 
There -was a specialized area of kilns for ceramic firing, 
and pots of outstanding merit were produced. Figurines 
no-w included men as well as women, once again with a 
variety of hairstyles and ornaments, which were painted 
black and yellow, respectively, on the females; men -wore 
turbanlike headdresses and pendants around the neck. 
The proliferation of terra-cotta seals almost certainly 
reflects a further growth in trade and exchange; one of 



the designs was a bull, and another was a geometric 
design. 

Meluhha Meluhha is the name given to one of the trad- 
ing partners of the Mesopotamian kingdoms in the Tigris 
and Euphrates Valleys. Along with Magan and Dilmun, 
Meluhha is cited by Sargon of Akkad (2334-2279 B.C.E.) 
as the land from -which ships anchored at his port. Dilmun 
has been identified with the land bordering the western 
shore of the Arabian Gulf. Magan, supplier of copper, 
probably lay on the shore of the Gulf of Oman. Meluhha 
almost certainly referred to the INDUS VALLEY CIVILIZATION, 
dated between 2500 and 2000 B.C.E. The Mesopotamian 
documentary sources make it possible to list the products 
imported from the Indus Valley. Carnelian is mentioned 
most often. The production of high-quality carnelian 
beads in the Indus cities is well documented archaeologi- 
cally. AUahdino in Pakistan, for example, is a site that has 
produced outstanding carnelian ornaments. LAPIS LAZULI 
and pearls are also mentioned, as are bird figurines, wood, 
dates, copper, and gold. The texts also describe ships of 
Meluhhan form. SEALS and sealings of Indus type, bearing 
characters in the INDUS VALLEY CIVILIZATION SCRIPT, con- 
firm an ocean trade between the Indus and the Near East. 
An Indus unicorn seal impression has been found at 
Umma. A seal with Indus script has been found at Ur, as 
well as others from Tell Asmar and Kish, all in 
Mesopotamia. The technique of etching carnelian beads 
was mastered in the Indus civilization, and there is clear 
evidence for decorating beads in this manner at CHANHU- 
DARO. Many etched carnelians have been found in the 
Near East, including the royal graves at Ur and at Kish 
and Nippur in Mesopotamia. 

Segmented faience beads are another possible export. 
These are found at HARAPPA, MOHENJO DARO, and 
Chanhu-daro and also recur in the Mediterranean and 
Near East. Two specimens, one from Knossos on Crete 
and the other from Harappa, are chemically identical. A 
particular type of long bead in the form of a cylinder, 
made of carnelian, lapis lazuli, or terra-cotta, is most 
commonly found in the Indus Valley sites. At Chanhu- 
daro, they have been found in various stages of manufac- 
ture. Specimens have also been recovered in the 
Tigris-Euphrates sites, within the appropriate period. 

There are many more compelling parallels between 
the two great civilizations. Dice, for example, were com- 
monly found in the sites of the Indus civilization, and the 
RIG-VEDA describes a passion for gambling and the use of 
dice. These are also found, with the same pattern of 
numeration, at Ur and Tepe Gawra. Gold-capped stone 
beads have been found at Mohenjo Daro, LOTHAL, and Ur. 
Ceramic human figurines with movable arms link the 
two areas. There are shell and ivory inlays with identical 
heart-shaped patterns, and even the stone weights of the 
Indus civilization have been found in the Near East. 



Meng Tian 221 



There is literary evidence, too, for the presence of a trans- 
lator of the Indus language resident in the Near East. 

Gregory Possehl has not only described these links in 
detail, but he has also suggested that the surge in trade 
and the demands for exotic jewelry and metals by the rich 
and powerful Tigris-Euphrates civilization contributed to 
the swift rise to dominance of the elite groups who devel- 
oped in the Indus Valley during the first part of the third 
millennium B.C.E. Likewise, a later decline in demand and 
a slackening in the intensity of this exchange would have 
lessened the central role of the urban centers in the Indus 
civilization and hastened their demise. 

Further reading: Possehl, G. L. Harappan Civiliza- 
tion: A Recent Perspective. New Delhi: Oxford University 

Press, 1993; . "Meluhha." In The Indian Ocean in 

Antiquity, edited by J. Reade. London: Kegan Paul, 1996, 
pp. 133-208. 

Menandros (r. 155-130 B.C.E.) Menandros, or Menander, 
was a BACTRIAN GREEK who ruled a Hellenistic kingdom with 
its capital at Sakala (probably Sialkot), in the modern Pun- 
jab in Pakistan. 

He exemplified the mixing of Greek and Indian customs 
by issuing COINAGE declaring himself a chakravartin, or 
supreme king. He is also the subject of a notable treatise 
known as the Milindapanha, dating to 150-100 B.C.E., in 
which the king debated BUDDHISM with the monk 
Nagasena, ultimately to become one of his followers. 

Mencius (Mengzi) (372-c. 289 b.c.e.) Mencius was a 
Chinese philosopher who followed many of the precepts of 
Confucianism and traveled widely to discourse with rulers 
and ministers about proper conduct following the course of 
yi "rightness," and ren, "humanity." 

The fourth century B.C.E. was part of the WARRING 
STATES PERIOD. Some of Mencius's conversations have 
survived in written form and provide a fascinating 
source on both his thoughts and those of various rulers 
of the Warring States. His philosophy centered on the 
basic requirements for a happy and prosperous society 
and the need for good agricultural practice. In a conver- 
sation with Duke Wen of the state of Teng, Mencius 
stressed this point. He discussed the importance of 
proper field boundaries. If there were corrupt officials 
and unfair boundaries, there would be serious problems. 
He then pointed out the basic truth of the relationship 
between the ruler and the countryside: "[W]ithout the 
country people, there would be no one to feed the 
noblemen." Land should be apportioned between the 
public area, tilled for payment to the central authority, 
and the private plots to satisfy the peasants. This notion 
underlines many of Mencius's basic thoughts. He 
declared that the people were of the greatest impor- 
tance, then the soil, and the ruler was least important. 
Therefore, he argued, if the ruler did not behave prop- 




Mencius (Mengzi) lived during the Warring States period in 
the fourth century b.c.e., and some of his conversations 
provide a glimpse into the thoughts of a one of the great 
Chinese philosophers. He is seen here in an 1 8th-century c.E. 
portrait. (OArchivo Iconografico, S.A./CORBIS) 



erly toward the people, they had the right to rescind the 
MANDATE OE HEAVEN and overthrow him. 

See also CONEUCIUS. 

Further reading: Cao Raode, and Cao Xiaomei. The 
Story of Mencius. San Francisco: Foreign Language Press, 
2001; Hinton, D. Mencius. Boulder, Colo.: Counterpoint 
Press, 1999; Lau, D. C, trans. Mencius. London: Penguin, 
1970. 

Meng Tian (third century B.C.E.) Meng Tian was a 
general in the Qin army that defeated Qi in 221 B.C.E. 
His father and grandfather were high officials in the state 
of Qin during the WARRING STATES PERIOD (475-221 
B.C.E.), the former leading Qin forces against the state of 
CHU. The defeat of Qi led to the foundation of the first 
Chinese empire under QIN SHIHUANGDI (259-210 B.C.E.). 
Six years later the emperor ordered Meng Tian to move 
north with a large force to counter the threat of the 
XIONGNU. As part of his duties to secure the borders of 
the empire, he was responsible for the initial construction 
of what was to become the GREAT WALL OE CHINA. The 
Qin empire saw the standardization of weights, measures, 
script, currency, and even the widths of roads, and it was 
Meng Tian who was placed in charge of constructing the 
great road that was intended to link the northern and 
southern parts of the state. However, it was never com- 
pleted. With the intrigues that attended the accession of 



222 Mengzhuang 



HUHAI as second emperor, the cabal of conspirators 
required Meng Tian to commit suicide. This he at first 
refused to do, but ultimately he poisoned himself. 

Mengzhuang Mengzhuang is one of the largest of the 
LONGSHAN CULTURE sites in the middle Huang (Yellow) 
River Valley. It is situated north of the Huang River in 
Henan province and was occupied over four periods. 
The first corresponds to the middle and late phases of 
the Longshan culture and dates from 2300 to 2000 
B.C.E. The stamped-earth walls and encircling moat cov- 
ered an area of about 16 hectares (40 acres), and the 
walls were 8.5 meters (28 ft.) thick at the base. The site 
was occupied during the XIA, Middle Shang, and WEST- 
ERN ZHOU dynasties. 

See also SHANG STATE. 

Merv Merv (no-w called Mary), once known as Antiochia 
Margiana, an oasis in southern Turkmenistan that attracted 
settlement from the Bronze Age to the Middle Ages, was the 
seat of several ancient kingdoms and the legendary home of 
the Aryans. The water of the oasis was a clear attraction, 
located as it is in the Kara-Kum Desert. Merv was strategi- 
cally placed on the ancient SILK ROAD and was for centuries 
an important capital and military center. There are at least 
three successive cities at Merv. The first is known as Gyaur 
Kala, the -walls of which enclose an area of about 400 
hectares (1,000 acres). This was occupied from the sixth 
century B.C.E. until the 10th century C.E., when it was 
superceded by Sultan Kala, an Islamic Seljuk foundation. 
The latter was built next to its predecessor and covered an 
area of 650 hectares (1,625 acres). A still later city, known 
as Abdullah Khan Kala, -was founded in 1409 C.E., more 
than a century after the Mongols sacked the Seljuk city. 

ACHAEMENID CITY 

There have been many excavations at Merv, beginning 
with the expedition of Raphael Pumpelly early in the 
20th century. A long program of research began in the 
1950s, and renewed interest and fieldwork began in 
1992. These have shown that the sequence at Gyaur Kala, 
with its citadel of Erk Kala, began during the period of 
the late ACHAEMENID EMPIRE (fifth-fourth centuries 
B.C.E.). At that juncture, Margiana was part of a great 
empire that stretched from northern India to Egypt. The 
earliest reference to Margiana is to be found in the Bisi- 
tun, Iran INSCRIPTION of the Achaemenid Persian DARIUS 
THE GREAT (522-486 B.C.E.), a word meaning "grassland" 
or "lowland." 

SELEUCID AND PARTHIAN CITY 

The collapse of the Persian empire at the hands of 
ALEXANDER THE GREAT (356-323 B.C.E.) led to the founda- 
tion of a Hellenistic city on the site. The Seleucid king 
Antiochus Soter (r. 281-261 B.C.E.) had a defensive wall 
built round the city. The roughly square walls were two 



kilometers square, and each contained a city gate. 
Within, along Seleucid forms of to-wn planning, the roads 
formed a grid pattern. The Seleucid kingdom was rela- 
tively short lived, and Merv was to fall to the Parthians. 
They had their own mint in the city and defended it with 
a line of forts along the northern edge of the oasis. This 
third phase belongs to the first to second centuries B.C.E., 
and it is possible that some of the prisoners taken at the 
Parthian defeat of the Roman forces at Carrhae (53 B.C.E.) 
were settled in Merv. 

SASSANIAN CITY 

The decline of Parthian power saw Merv change hands 
yet again, this time to the SASSANIAN EMPIRE, -whose occu- 
pation lasted until the fifth century C.E. Under the Sassa- 
nian kings Shapur I (r. 241-272 C.E.) and Shapur II (r. 
309—379), the oasis city was placed in the hands of a mil- 
itary governor, or marzban. It was during this phase that 
the Durnaly fortress in the northern outskirts of Merv 
was constructed. Christianity flourished there, and by the 
fifth century there -was a metropolitan bishop in resi- 
dence. BUDDHISM also penetrated as far west as Merv, but 
no farther. The fourth-century stupa and associated 
monastery there constitute the westernmost such founda- 
tion known. 

ARAB CONQUEST 

Late Sassanian occupation took the history of Merv to the 
seventh century, a difficult time because of the appearance 
of the HEPHTHALITE HUNS. Merv was in the eye of this 
storm, and it is highly likely that it was from this base that 
the Sassanian emperor Peroz (459-84) marched to his 
catastrophic defeat at the hands of the Huns. Ho-wever, 
Sassanian power was restored by Khusrau I (531-79), and 
Merv continued in its traditional role as a military and 
trading city until 651, when the expanding po-wer of the 
Arabs led to the death, near Merv, of the last Sassanian 
king, Yazdigird III. Under new Arab rule, Gyaur Kala con- 
tinued as the capital of the region until the 10th century. 

The economy of this nodal center on the Silk Road 
linking China with Rome and India depended not only 
on trade but also on agriculture. Many major irrigation 
canals are found in the area of the oasis. Merv was also 
the location of a mint. Coins covering many centuries of 
its history have been recovered during excavations. 

Further reading: Bader, A., V. Gaibov, and G. Koshe- 
lenko. "The Northern Periphery of the Merv Oasis," Silk 
Road Art and Archaeology III (1993/1994): 51-70; Her- 
rmann, G. Monuments of Merv: Traditional Building of the 
Karakum. London: Society of Antiquaries of London, 
1999. 

Metal-Bound Coffer The Metal-Bound Coffer is a text 
in the Classic of Documents and -was probably written in 
the fifth or fourth century B.C.E. It describes an incident 
that clearly illustrates the attitudes of the early Zhou 



mingqi 223 



dynasty nobles about their recent overthrow of the SHANG 
STATE. In 1045, the Zhou defeated the last Shang king, 
■who had a well-deserved reputation for cruelty and 
depravity. Legitimization of the new dynasty was pro- 
vided by the MANDATE OE HEAVEN, whereby heaven 
decreed that any ruler who failed to observe righteous 
and caring benevolence toward his people would be 
replaced by a new lineage imbued with higher moral 
force. The duke Zhou, the text states, offered his own life 
in return for the recovery of the ailing king who had been 
given the Mandate of Heaven. He took soundings of the 
ORACLE BONES that returned a unanimously favorable 
prognostication and so lived, while the king himself 
recovered on the following day. 

Mikumo Mikumo is a settlement and cemetery site of 
the middle to late YAYOI culture (300 B.C.E.-300 C.E.) of 
Japan, with evidence for continued occupation into the 
Kofun period (300-710 C.E.). It is located in northern 
Kyushu, on a ridge flanked by two streams that cross a rich 
area of rice fields. This is the area geographically most 
exposed to influence from the mainland, particularly the 
PAEKCHE and SHILLA States of Korea and the preceding Chi- 
nese LELANG commandery In the 1820s, a jar containing 35 
mirrors of Chinese HAN DYNASTY manufacture was found, 
together with a bronze spear and sword. This was some of 
the first evidence for a major cultural transformation in 
Japan, wherein intensive rice farming, metallurgy, and 
increasing trade contributed to the development of states. 
Excavations at Mikumo from 1975 have recovered more 
Chinese Han mirrors, artifacts that later Japanese accounts 
suggest gave the owner special magical status. House plans, 
either circular or rectangular, were also traced, along with 
burials dug in their vicinity. The dead were placed inside 
either two ceramic vessels or stone-lined pits. The richer 
graves contained glass beads, iron arrowheads, gilt bronzes, 
and mirrors as mortuary offerings, but the presence of 
many poor graves suggests that social differentiation was 
already well developed by middle Yayoi times. 



times allowed the formation of a hexagram to provide the 
basis for answering questions and divining the future. 
The philosophical basis for milfoil divination changed 
markedly over time. An example of the application of 
milfoil divination is in a tomb text from BAOSHAN, dated 
to the WARRING STATES PERIOD (475-221 B.C.E.). In 316 
B.C.E., the diviner Wu Sheng pronounced on the illness of 
the tomb master, Shao Tuo, who had difficulty in eating 
and a heart ailment. The finding of the milfoils was that 
the illness could be cured by prayers and sacrifice of five 
cattle and five pigs. His prediction of the likelihood of a 
cure was auspicious. 

Mingalazedi Stupa The Mingalazedi stupa at PAGAN in 
Myanmar (Burma) was built in 1284 by King Narathihap- 
ati. It is raised on four rectangular terraces, each with a 
supplementary stupa at the corners. The walls of the ter- 
races are decorated with plaques depicting JATAKA stories. 

Mingdi (Liu Xang; Brilliant Emperor) (28-75 c.e.) 
Mingdi was the second emperor of the Eastern Han dynasty 
of China. 

He was the son of GUANG WUDI, the founder of the 
dynasty, and his second empress, Yin Lihua. He acceded to 
the throne in 57 C.E. In general, Mingdi received a poor 
press from early historians. He was accused of being nar- 
row minded, and his court was filled with fear and repres- 
sion. Many were punished on specious grounds, and there 
are reports of considerable extravagance in the construc- 
tion of new palaces. It was, however, also the case that 
major public works of considerable benefit were initiated, 
not least the restoration of the dikes that restrained the 
flow of the Huang (Yellow) River. It was also under the 
reign of Mingdi that the Chinese empire began a further 
period of expansion that was to involve more occupied 
territory than ever before. Under the great general Bao 
Chao, the TARIM BASIN west of the Jade Gate was taken and 
absorbed. This gave China increased control over and 
access to the SILK ROAD and its trade links with the West. 



milfoil Milfoil stalks were used in China as a means of 
divination from at least the beginning of the Zhou dynasty 
(1045-256 B.C.E.) and quite possibly earlier. This school of 
divination, which was employed alongside the well-known 
use of turtle ORACLE BONES, used stalks of the yarrow, a 
plant with magical properties. The plant is long lived, and 
the stalks grow to a great length. It was said that when 
there were peace and harmony and the king was ruling 
under the MANDATE OE HEAVEN, the yarrow plant would 
grow to a great height and produce many stalks. 

Specialists in milfoil divination would take 50 stalks 
and remove one. Then they divided the remainder into 
two groups and reduced each group by four stalks at a 
time until between zero and four remained. They would 
form a line with the residue. Repeating this procedure six 



mingcii Mingqi is a Chinese term that came into vogue 
during the WARRING STATES PERIOD (475-221 B.C.E.) to 
describe a spirit object placed into a grave of a person of 
high status. It contrasts with a shenqi, which was an item 
used during the lifetime of the deceased, and a jiqi, a piece 
of sacrificial equipment. It was customary to display mor- 
tuary goods before the funeral and to list them, often on 
BAMBOO SLIPS that were then positioned inside the tomb. 
Mingqi had many forms. Bronze vessels, for example, 
could be represented in clay. Ceramic vessels would be 
copied but would not be functional. They were often fired 
at a low temperature so that the vessels could not contain 
water or jugs could not pour. This was deliberate, as has 
been described in the Li ji. Musical instruments could be 
stringed, but not in tune. Chime stones or bells could be 



224 Miran 



used, but without a stand. Tomb 13 at the Yan state ceme- 
tery of Wuyang illustrates this clearly, for 135 pottery imi- 
tations of bronze vessels were included as offerings, and 
pottery vessels were fired at too low a temperature to be 
useful. The Guo lineage cemetery of Shangcunling in 
Henan province, dated to the early EASTERN ZHOU DYNASTY 
(770-221 B.C.E.), shows that some of the miniature 
bronzes in elite graves represented earlier ritual practices. 
Poorer graves contained mingqi ceramic vessels. 

HUMAN BEINGS 

The concept of mingqi also applied to human beings. 
Whereas forinerly people were sacrificed and interred 
with the high-status tomb master, figurines began to rep- 
resent the servants and followers required in the afterlife. 
Their purpose is seen in a grave inventory from Wang- 
shan, where they were described as dead servants. The 
replacement of real people by spiritual representations, 
however, was gradual. At Langjiahung, for example, 26 
people were included in the grave, 17 of whom were 
young WOMEN in their own individual coffins. The 
remainder had been butchered or immolated while still 
alive. This suggests a contrast between those chosen to 
accompany the master in the next world and others who 
were sacrificial victims. At the CHU tomb of Chang- 
taiguan, however, figurines were found in a series of 
rooms around the main tomb chainber. Wooden models 
of drivers were found in the stable and cooks in the 
kitchen. Richly dressed clerks or scribes had been placed 
in the master's study and a guard in the storeroom. 

CLOTHING 

Mingqi also applied to clothing. Where organic material 
has survived, as at Mazhuan, the corpse was dressed in 
specially made spirit clothes including embroidered silks. 
Mingqi can also be a profitable source of information on 
changing ritual practices. For example, the change during 
the period of the Zhou dynasty from ritual use of music 
to music as entertainment can be seen in the inclusion of 
mingqi musical instruments in mortuary contexts. Thus 
sinall representations of bells and chime stones were 
placed in burials, in many cases of inferior materials. 
See also TOMB MODELS AND RELIEFS. 

Miran Miran is one of the inajor sites of the kingdom of 
SHAN-SHAN, which controlled the cities of the oases of the 
eastern TARIM BASIN between the first century B.C.E. and 
the mid-fifth century C.E. The kingdom was always under 
threat of coercion from the Chinese on the one hand and 
the nomadic XIONGNU on the other. Particularly during 
periods of Chinese power, trade along the SILK ROAD flour- 
ished, carrying both goods and ideas to Shan-shan froin 
east and west. In 1906 SIR AUREL STEIN came across the 
site of Miran whose ancient naine under the Shan-shan 
kings is not known, while seeking the location of a site 
known from Chinese records to have been a major Shan- 



shan center. It was located in a bleak and arid desert, but 
his research that began the following year revealed that 
formerly the site lay between two rivers, long since dried 
up, and that canals had moved water to the site. Miran 
had about 15 Buddhist structures, including small stupas 
set within walled enclosures, and monasteries. Virtually 
all that is known of the site depends on Sir Aurel Stein's 
fieldwork of 1907 and 1914. On clearing the interior of 
two of the stupa shrines, known as Miran Structures III 
and V, he uncovered some remarkable paintings. These 
depicted winged men of distinctly Western appearance; 
the linage of a prince leaving his palace gates on horse- 
back, watched from a window by his wife and children; 
and a man fighting with a centaur. There is also a rendi- 
tion of the Buddha, again of distinctly Western appear- 
ance, with dark hair and a small mustache, accompanied 
by six disciples. A text in the KHAROSHTHI script identifies 
the artist of one of these sets of paintings as Tita, who was 
paid for his efforts. The style of the paintings indicates a 
date in the third century C.E., when Shan-shan prospered 
under peaceful conditions; the paintings show strong 
influence from eastern Roman and Gandharan schools. A 
monastery wall that was part of Structure II incorporated 
a row of massive seated Buddha figures, which, together 
with some detached modeled heads, belong to a rather 
later date in the fourth century C.E. This confirms what 
was known from the reports of the inonk EAXIAN, visiting 
Shan-shan on his passage to India in 399 C.E.: BUDDHISM 
flourished still under royal patronage. 
See also GANDHARA. 

Mogao Mogao is located about 25 kilometers (15 mi.) 
from DUNHUANG on the eastern margin of the TARIM BASIN 
in western China. 

A center of Buddhist monastic life, Mogao has about 
1,000 caves cut into the rock, some embellished with 
sculptures and mural paintings and used for Buddhist 
worship. The painted caves bear scenes of the Buddha's 
life, ]ATAKA TALES depicting his previous existences, and 
illustrations of aspects of life over the period of a millen- 
nium. There are also Buddha images that follow the vary- 
ing artistic styles as they developed over the centuries, for 
these caves were often sponsored by noble families, 
groups of merchants, and, on occasion, members of the 
royal family of China. While the wall paintings and 
sculptures alone make Mogao one of the supreme sanctu- 
aries of Buddhist art, the documents hidden around 1000 
C.E. in the face of Arab expansion add a unique new 
dimension to the historic record. They not only represent 
many centuries in the development of BUDDHISM, but they 
also include letters, poems, paintings on silk, banners, 
and other memorabilia. Mogao was a strategic location 
during the course of the first millennium C.E., because it 
commanded a vital staging post on the SILK ROAD, the 
great trading route that linked the empires of East and 
West. At Dunhuang, the traveler heading to the west had 



Mogao 225 



the choice of following the route to the north of the Tak- 
lamakan Desert via BEZEKLIK and Kuqa or KAXGAR or the 
southern route through MIRAN, NIYA, and HOTAN. In the 
opposite direction, any merchant caravan on reaching 
Dunhuang would have successfully traversed the most 
arduous and difficult sector of the Silk Road. This region 
■was also the westernmost extremity of the GREAT WALL of 
China, while the Jade Gate was seen as the symbolic and 
physical entry into China itself. 

THE CAVES 

Mogao is a long cliff facing a perennial stream that 
encourages a luxuriant vegetation on the very edge of the 
desert. Mogaoku, "peerless caves," is the most fabulous of 
all the Buddhist monastic sanctuaries on the ancient Silk 
Road. It is said to have been founded by the monk 
Yuezun, who in 366 C.E. was attracted to its solitude 
compared with the bustling border post of Dunhuang, 
and he cut out a cell in the rock as a location of medita- 
tion. Other monks soon followed him, and for a 1,000 
years Mogao was a center of Buddhist monastic life. For 
those who had survived the harsh conditions and ban- 
ditry of the journey around the desert, here was an 
opportunity to give thanks and make offerings. Those 
traveling in the opposite direction could pray and give 
donations to ensure safety in the journey that lay ahead. 

Ultimately, about 1,000 caves were cut into the rock, 
some large enough only for a single cell for meditation, 
others of sufficient size for large congregations. Two 
groups are recognized: the northern and the southern. 
The latter, numbering almost 500, have painted decora- 
tion and are distributed over a distance of more than a 
kilometer. The 248 caves in the northern sector are not 
painted and were largely ignored until excavations were 
undertaken between 1988 and 1995. The caves can be 
divided into four groups. A few -were used for storage. 
Meditation caves included an antechamber and individ- 
ual cells equipped with a couch and often a platform. The 
residential caves were relatively spacious, with high ceil- 
ings, a stone fireplace and flue, and a bed. Wall niches 
■were cut to receive lamps to illuminate the interior. There 
■were also burial caves, typically low and small, contain- 
ing cremated ashes. Rarely, a residential cave was con- 
verted for mortuary use, with the flue blocked. 

THE PAINTINGS 

The caves lie in serried ro^ws and tiers one above the 
other, overlooking the stream valley below. Despite the 
ravages of this harsh desert environment, many paintings 
have survived in remarkably good condition. One, for 
example, shows a caravan crossing the desert and being 
attacked by brigands. Another specifically identifies the 
famous seventh-century monk XUANZANG on his return 
journey to China, accompanied by an auspicious white 
elephant. Another shows a tranquil domestic building in 
a courtyard. Horses are being stabled in the foreground. 



while two oxen haul a plow in the distance. The caves of 
Mogao thus are a pictorial guide through a millennium of 
Silk Road history. Some paintings date to the Northern 
Liang dynasty that controlled the area in the early fifth 
century C.E. It was during this period that the painting 
depicting the future Buddha having his o^wn flesh cut 
away to save the life of a dove, one of the most notable of 
the jataka stories, was created. 

Many caves were founded during the life of the 
Northern Wei dynasty of China (386-535 C.E.). There 
were vicissitudes as ■well as periods of tranquility. During 
the late sixth century, there was a reaction against Bud- 
dhism under the Northern Zhou dynasty, and it is 
reported that some monasteries that were located in front 
of the cliff face were destroyed. Ho^wever, the accession of 
the Sui dynasty in 589 brought this period of difficulty to 
an end. What could be described as the golden age of 
Mogao followed during the Tang dynasty (618-907 C.E.), 
and during this period the famous monk Xuanzang 
embarked on his epic journey to India and returned to be 
welcomed at Dunhuang. In 695 the empress Wu ordered 
the construction of a giant statue of the Buddha 33 meters 
(109 ft.) high at Mogao. In the late eighth century, ■with 
Yang power on the \vane, Mogao came under the control 
of the empire of Tibet, a dominance that lasted until 848 
C.E. Thereafter, under a series of local rulers, caves contin- 
ued to be commissioned or restored until about 1000 C.E., 
when the Arabs seized Hotan and threatened further 
expansion to the east. Their aversion to images and repre- 
sentations of deities was probably responsible for the pre- 
cautionary secreting of precious documents and paintings 
behind a sealed door in Cave 16. 

WESTERNERS AT MOGAO 

During the course of the late 19th century, the existence of 
the painted shrines of Mogao drew the attention of West- 
ern explorers. In 1879, the Russian Nikolay Przhevalisky 
visited Dunhuang and admired the paintings. It was not, 
however, until 1900 that the local abbot Wang Yuanlu 
noticed the concealed entrance to the chamber where the 
documents had been secreted away 1,000 years earlier. 
Wang Yuanlu was aware of the significance of his discovery 
and recommended that the cache be taken to Lanzhou for 
safekeeping. This was not to be, and in 1907 SIR AUREL 
STEIN, already well aware of their existence but not know- 
ing of the quantity or their historic significance, arrived at 
Mogao. In the words of Sir Leonard WooUey, his arrival 
heralded "the most daring and adventurous raid upon the 
ancient world that any archaeologist has attempted." Stein 
could not read Chinese, but his secretary was able to 
examine some of the documents and discovered that some 
■were of inestimable historic importance, being Buddhist 
texts translated into Chinese 1 ,200 years previously by the 
famous monk Xuanzang. Stein then played on the 
credulity of his host and persuaded him that such texts 
should be returned to India, their original home. For an 



226 Mohenjo Daro 



outlay of 130 pounds he obtained 13,000 complete or par- 
tial manuscripts as well as paintings and embroidered fab- 
rics of outstanding quality. Presently in the British 
Museum, in London, England, this assemblage threw a 
new light on Chinese history and the practice of Buddhism 
from the early fifth to 10th century. 

Sir Aurel Stein's inability to read Chinese was, how- 
ever, a major impediment to appreciating the significance 
of individual items. Paul Pelliot, however, the next West- 
ern scholar to visit Dunhuang, was the most brilliant 
Sinologist of his day, and in 1908 he pored over the large 
collection of manuscripts still at Mogao before selecting 
the choicest and most important for removal to the 
Musee Guimet and the National Library of France in 
Paris. The remainder were ultimately to be housed away 
from predatory foreigners in Beijing. 

This was not, however, the end of these cultural 
raids. The American art historian Langdon Warner visited 
Mogao in the 1920s and hacked a number of wall paint- 
ings from the caves and took them back to the Fogg 
Museum of Harvard University in the United States. 
Today, despite the loss of so much, the Chinese authori- 
ties have established a research center at the site of the 
Buddhist shrines, and visitors are permitted to visit a 
selection of the many caves that can veritably be 
described as the Sistine Chapel of early Buddhist art. 

See also HAN DYNASTY. 



Further reading: Peng Jinzhang. "New Archaeologi- 
cal Discoveries in the Northern Area of the Mogao Caves 
at Dunhuang," Orientations 32 (2001): 72-75; Rhie, M. 
M. Later Han, Three Kingdoms and Western Chin in China 
and Bactria to Shan-shan. Leiden: Brill, 1999; Whitfield, 
R., S. Whitfield, and N. Agnew Cave Temples of Mogao: 
Art and History on the Silk Road. Los Angeles: Getty Con- 
servation Institute and the J. Getty Museum, 2000. 



Mohenjo Daro Mohenjo Daro, one of the great cities of 
the INDUS VALLEY CIVILIZATION, is located west of the Indus 
River in the Sind province of Pakistan. Sir John Marshall's 
excavations, directed in the field by R. D. Banerji, revealed 
brick structures, stone SEALS with an undeciphered script, 
stone cubes that he thought were a series of weights, and 
terra-cotta toys. His publication of the seals and the 
announcement of the discovery of a major new world civi- 
lization in 1924 inspired comment among scholars who 
worked in the Tigris and Euphrates sites that similar seals 
had been unearthed there. This find provided an indica- 
tion that the civilization belonged in the third millennium 
B.C.E. Further parallels, together with radiocarbon dates, 
now place the occupation of Mohenjo Daro within the 
period 2500-2000 B.C.E. The name Mohenjo Daro means 
"mound of the dead men," and the area and its archaeo- 
logical potential had been recognized by Henry Cousens 




Mohenjo Daro, "mound of the dead men," was one of the major cities of the Indus Valley civilization. There are two mounds, one 
of which contains elite buildings. Houses were equipped with a sophisticated drainage system. (Borromeo/Art Resource, NY) 



Mohenjo Daro 227 



in 1897. In 1911 D. R. Bhandakar had visited the site and 
found it most disappointing. He concluded that it was no 
more than 200 years old. In 1920 R. D. Banerji took a 
more sanguine view of the site, noting the huge extent 
and height of the mound and the fact that it had been 
quarried for BRICKS over many generations. The villagers 
described how the mound had formerly been capped by a 
huge brick platform bearing the foundations of circular 
buildings. Banerji suggested that the site had lain on both 
banks of the Indus River, and his fieldwork there in 
1921-22 began a series of excavations there that contin- 
ued under the aegis of SIR JOHN MARSHALL and the 
ARCHAEOLOGICAL SURVEY OF INDIA until 1931. SIR MOR- 
TIMER WHEELER worked there briefly in 1950, and George 
Dales likewise 14 years later. Further research was initi- 
ated in 1979, and currently nearly a third of the site has 
been examined in one way or another. 

EXCAVATIONS 

There are two separate mounds at Mohenjo Daro. The 
smaller, to the west, is sometimes known as the stupa 
mound or the mound of the great bath. A Buddhist mon- 
ument was placed there long after the site was aban- 
doned; the bath was one of several large ceremonial 
structures that capped this part of the site. The eastern, 
larger mound was largely a residential and industrial area. 
Both mounds appear to have been surrounded by massive 
mud-brick walls. 

Deep soundings undertaken in 1964 revealed that 
cultural layers lie up to 11.7 meters (38.6 ft.) below the 
present surface of the Indus floodplain. Because the water 
table has risen with the accumulation of riverine alluvia, 
the lowest layers are very difficult to expose as a result of 
the inflow of water, nor is the full extent of the city 
known: Visible remains cover about 100 hectares (250 
acres), but further occupation areas are known to lie 
under the alluvium beyond the raised mounds. The height 
of cultural material above the plain, when added to that 
below, means that the stratigraphic sequence is more than 
22 meters (72.6 ft.) deep. This extreme depth is largely 
due to the choice of building material. Houses were con- 
structed of brick and timber, and when these collapsed or 
needed replacement, the simplest procedure was to level 
the structure and build on top of it. Moreover, the people 
of Mohenjo Daro also constructed huge mud-brick plat- 
forms on which were located public buildings, and this is 
particularly apparent on the western mound, where many 
such structures have been uncovered. The bathhouse is 
the easiest to interpret. The pool itself is 12 by seven 
meters (39.6 ft.) in extent and was lined with a layer of 
bitumen to ensure against leaks. A deep well in an adja- 
cent chamber probably supplied the water. 

Acropolis 

A series of colonnaded rooms lies alongside the bath, 
which was probably used for ritual cleansing rather than 
for recreation. Immediately to the west is a further large 



civic building, which Wheeler labeled a granary. There is 
no supporting evidence for this conclusion in the form of 
cereal remains or storage facilities, and in fact the struc- 
ture could just as well have been a columned hall or a 
temple. There are other large buildings on this acropolis, 
all laid out on a north-south axis, and they contrast 
markedly with the domestic quarters seen in the lower 
city. The size and quality of these buildings point strongly 
in the direction of there being a special area that served 
the elite, but the nature of the higher echelons of 
Mohenjo Daro society remains speculative in the absence 
of translated historic records, royal graves, or even evi- 
dence of later folklore. It is not known whether there was 
a royal dynasty, an oligarchy, or a town council. However, 
some surviving statues do show what seem to be high- 
status men wearing hair fillets and cloaks, while the seals 
also depict gods and worshipers. The INSCRIPTIONS on the 
seals are thought most probably to be personal names of 
the highly ranked, but this interpretation is speculative. 

Lower City 
That the community of Mohenjo Daro, which might have 
included between 20,000 and 40,000 people during the 
height of its prosperity, was divided into social classes is 
supported by an examination of the houses in the lower 
city. The scale of the excavations at this site is well illus- 
trated in the work undertaken during the 1926—27 season 
under the direction of Rai Bahadur Daya Ram Sahni. An 
area of 150 by 133 meters (495 by 439 ft.) was exposed 
to a depth of seven meters, incorporating three building 
phases. As the city plan emerged from the excavation, it 
became apparent that the area incorporated a main street 
running on a north-south axis. It extended for at least 
300 meters (990 ft.), and various artifacts lay on its sur- 
face, including copper amulets, beads, and spear- and 
arrowheads. To the west lay a series of 66 buildings, 
divided by narrow lanes in an orderly, but not precise, 
geometric grid. The houses of the earliest of the three 
phases were well constructed, with large rooms and high 
ceilings. One particularly fine building had as many as 35 
rooms around a court 19 by 16 meters (62.7 by 52.9 ft.) 
in extent. It was possible to ascertain the ceiling height as 
being 3.15 meters (10.3 ft.) in one room by the presence 
of the holes to take the wooden beams. The walls above 
this height were part of an upper story. It was found to 
contain 18 well-cut stone rings with a hole in the middle 
and two stone plugs with rounded heads that would have 
fit in the holes in the rings. Their function is unknown, 
but they may have been LINGAMS and yonis, so familiar in 
much later Indian and Southeast Asian contexts as repre- 
senting the male and female genitalia. Two steatite seals 
were also found in this large house, which must have 
been occupied by an affluent member of the community. 

Immediately to the north, another house lay on the 
corner of the main street and a narrow lane. A visitor 
entering the front door from the street would have 
found herself or himself in a small lobby with a well in 



228 Mohenjo Daro 



one corner. A set of stairs went up to the first floor, and 
under the stairs there was a small room about one meter 
square equipped with a drain. This was probably the 
latrine. A passage divided the rest of the house into two 
parts and led directly to the bath. Sahni suggested that 
two living rooms were located on the northern side of the 
corridor, and a kitchen lay to the south. A seal was found 
in the debris in the house. By leaving through the front 
door and turning left into a narrow lane, the occupants 
could visit a street lined with shops. 

Drainage 

Many houses had their own wells, lined with bricks of a 
special wedge shape to add strength. Some were as deep 
as 10 to 15 meters, and grooves on the surface of the 
bricks lining the top layer reveal where the rope pulled 
up a bucket. Access from the street often involved a step 
to gain access through the front door. More opulent 
homes were also equipped with baths lined with specially 
shaped bricks and plaster. Water was flushed through 
drains set in the thickness of the walls to connect with 
the municipal drainage system. Latrines took the form of 
large ceramic vessels with a hole in the base, and wastes 
were removed through an internal drainage system. The 
visitor to the city could take advantage of strategically 
placed public wells. 

Evidence of Crafts and Trade 

The drainage system is a well-known feature of Mohenjo 
Daro, but the city was also a manufacturing center, incor- 
porating workshops for making STEATITE seals, beads, 
marine-shell inlays, ceramics, cloth, and copper and 
bronze artifacts. There must also have been markets for 
the sale of produce from the surrounding countryside, 
where wheat and barley would have grown on the alluvial 
soils enriched by the silt deposited annually by floodwa- 
ter. Cattle predominate in faunal collections and were 
popular motifs on the steatite seals and in models, virtu- 
ally all of which depict bulls rather than cows. The 
widely adopted system of weights and measures would 
have ensured fair trading, except that at least one weight 
in a series of stone cubes of ascending size appeared too 
light. The steatite seals added security to trade; the clay 
sealings themselves were backed by impressions of fabric 
or cordage. 

Evidence of Daily Life 

As the major excavations of the 1920s proceeded, so 
were many aspects of life in the city and the appearance 
of its inhabitants illuminated. Marshall made the point 
that two major rivers then flowed where now there is 
only the Indus and that the area was therefore better 
watered. He noted that the wheat remains were similar 
to that grown in the region today and that the inhabi- 
tants ate bread and the meat of cattle, pigs, and sheep, 
and a large quantity of freshwater fish and dried sea 
fish. There were two varieties of dog, one of which was 



very large and probably used in hunting tiger, 
rhinoceros, and elephant. The horses were relatively 
small. The excavation of individual houses provided 
glimpses of domestic life. Many spindle whorls, for 
example, were encountered. These were attached to a 
spindle to facilitate drawing out a thread from a mass of 
cotton and together with surviving fragments of cotton 
cloth show that spinning and weaving were undertaken 
in the home. The Greek and Babylonian words for cot- 
ton, sindon and sindhu, could indicate that cotton fabrics 
were also exported. The human figurines show that men 
wore a kilt and a shawl that covered the left shoulder 
but passed under the right armpit. They were bearded 
but did not have mustaches. Ornaments were very pop- 
ular, particularly necklaces, earrings, bangles, and 
anklets. Gold, silver, ivory, faience, steatite, carnelian, 
and jadeite were used, and composite belts of gold and 
carnelian are the most impressive of all jewelry. Two sil- 
ver vessels wrapped in cotton cloth and a copper vase 
were found in one of the domestic rooms. The former 
contained jewelry, the latter a copper ax and chisels. 
The jewelry included gold earrings, gold disks for plac- 
ing in the ear lobes, three gold diadems, nearly 300 gold 
beads, beads of faience and silver, and many other gold 
components of hair ornaments and necklaces. 

END OF THE CITY 

Little is known of the reasons for the abandonment of 
this great city in about 2000 B.C.E. Many other cities in 
Sind and the western Punjab, including HARAPPA, were 
also deserted at about the same time, although the Indus 
civilization settlements continued unabated to the east. 
In the uppermost layer of the site. Dales encountered 
clear evidence for the burning of a house. The wooden 
doorjambs had suffered a conflagration, pottery vessels 
littered the floor, and in a narrow lane five skeletons lay 
among the burnt debris of houses. Fourteen skeletons 
were found in a room in one of the houses of the lower 
city. Yet there is no evidence to date these remains, and 
they could well represent late burials with no reference to 
massacre in any shape or form. In the past, such evidence 
has been linked with the invasion of Indo-Aryan warriors 
who allegedly wrought the destruction of the cities of the 
Indus civilization, but this theory is no longer tenable 
because of a complete lack of evidence. Other theories to 
explain abandonment include an accumulation of river 
water due to tectonic movements, followed by a massive 
flood, but this interpretation has not stood the test of 
time either. It is, however, possible that salinization and 
overexploitation of the agricultural soil might have been 
a contributory factors. 

Further reading: Dales, G. F. "The Mythical Massacre 
at Mohenjo Daro," Expedition 6 (1964): 36-43; Kenoyer, 
J. M. Ancient Cities of the Indus Civilization. Oxford: 
Oxford University Press, 1998; Marshall, J. Mohenjo-Daro 
and the Indus Civilization. Ottawa: Asian Educational Ser- 



mokkan 229 



vices, 1996; Wheeler, R. E. M. Early India and Pakistan. 
London: Thames and Hudson, 1959. 

Mojiaoshan Mojiaoshan is a large site ol the LIANGZHU 
CULTURE, located on the northern margin of Hangchow 
Bay, central China. Excavations there in 1991-92 revealed 
a major center covering an area of more than 30 hectares 
(75 acres). It was founded in the early fourth century 
B.C.E. and -was probably defended by a moat rather than 
walls. The Liangzhu culture of the lo-wer Chang 
(Yangtze) Valley has many settlements that indicate a 
marked development of social ranking. Some graves were 
very richly endowed with jade offerings, and the size and 
presence of stamped-earth building foundations at 
Mojiaoshan are important indications of this trend. 

mokkan A mokkan is a wooden tablet bearing a written 
statement, found in the Japanese state of YAMATO by the 
second half of the seventh century C.E. and in consider- 
able quantities during the period when HEIJO-KYO was the 
capital (710-84 C.E.). First recognized at Yui in 1928, 
mokkan -were found in quantity at the Heijo palace at 
NARA (710-794 C.E.) in 1961. One of the first to be dis- 
covered was a request for supplies by a court lady. 
Mokkan have opened a new and exciting chapter in the 
study of documentary sources that illuminate early 
Japanese civilization. The vast majority are from Nara, 
but hundreds of other sites have also yielded them. 
Before their discovery, the study of documents relating to 
the Yamato state had been based largely on the NIHONGl, a 
historic tract completed in 720 C.E., which drew on ear- 
lier sources long since lost. The minute study of this text 
by historians had reached its effective limit, but many 
areas of disagreement remained. The mokkan records 
have contributed fresh information of considerable 
importance. One such contentious area, for example, is 
the nature of the so-called TAIKA REFORM. These edicts, 
■which were said to have been issued in 646 C.E., had the 
effect of putting the Yamato administration in line with 
that in Tang China, with particular attention paid to the 
taxation system and the organization of rural communi- 
ties. Some historians found the relevant passages in the 
Nihongi inconsistent with this date. However, the discov- 
ery of contemporary records on the wooden tablets con- 
firms the mid-seventh century date. 

MOKKAN TYPES 

Mokkan were fashioned from cedar or cypress -wood to a 
length of between five and 20 centimeters (8 in.). The 
longest reach about one meter in length. One of these, 
sharpened at one end, announced the disappearance of a 
horse and may have been stuck in the ground so that 
passersby could learn of the loss and look out for the 
stray animal. The mokkan were recycled, sometimes on 
many occasions, by shaving off the existing text to make 



way for a new one. Thus they were shortened or became 
■wafer thin. The texts vary. Some are official documents. 
Many are labels attached to cloth, shellfish, seaweed, rice, 
or iron delivered as tax goods to the court. There were 
passports to permit travel and orders issued from the 
court. They open the fine details of the administration 
and tax system to analysis. The capital at Nara employed 
an army of bureaucrats to follow the emperor's adminis- 
trative demands, as promulgated in the Taiho code of 702 
and the longer Yoro code of 720 C.E. How these vi'ere 
implemented and the mechanics of this administrative 
machine -were little known until a hoard of more than 
12,000 mokkan were discovered just outside the Nara 
palace. 

Employee Records 

The Taiho Code announced 30 grades and nine ranks of 
bureaucrats. Records of individuals included their name, 
present rank, length of service, number of days worked, 
age, and an assessment of performance. One employee 
named Takaya no Muraji Yakamaro, for example, -was 
aged 50 at the time of his annual assessment, which 
graded his performance as average. He had worked for 
1,099 days over the previous six years, meaning that he 
■was a part-time worker as described in the Taiho code. His 
performance would have earned him a one-step promo- 
tion. Other individual records sho-w that the sons or 
grandsons of the nobility could enjoy a higher entry level 
and accelerated promotion prospects when compared with 
Takaya. This system tended to perpetuate rule by an elite 
aristocratic group, -while allowing people of the lower 
class the opportunity to pursue a career in government. 

Shipping Records 

Wooden tags were attached to goods shipped to the capi- 
tal in payment of tax dues. The tags noted the origin of 
the goods, normally in terms of a village or district rather 
than an individual. Rice was clearly important, and the 
bales sent to the center would have fed not only the court 
and administration, but also the people deployed there as 
corvee workers. Other labels mention a wide range of 
payments in kind. Abalone shellfish, jellyfish, seaweed, 
and bonito were from coastal groups, and iron, hoes, salt, 
and bean paste are mentioned. 

Domestic Records 

A highly significant cache of about 35,000 mokkan -was dis- 
covered in August 1988, when the foundations for a ne-w 
department store -were being excavated. This was located 
in the aristocratic center of Nara city, just southeast of the 
royal palace precinct. Someone seems to have dumped 
them by the eastern gate to a large and opulent private res- 
idence. They cover the activities of the household of a 
royal prince named Nagaya (684-729 C.E.) and his wife, 
Princess Kibi, during the years 711-716 C.E. He was a 
grandson of Emperor TEMMU (6317-86 C.E.) and a high 
minister in the court of Emperor Shomu (r. 742-749 C.E.) 



230 money tree 



and thus entitled to a household maintained at state 
expense. His principal wife, Kibi, was a granddaughter of 
Emperor Temmu but by a different son than her husband 
and a sister of Emperor Mommu. She was of higher rank 
than her husband. The records should be read in conjunc- 
tion with the excavation of his compound, which incorpo- 
rated at least 30 buildings. This household was sustained by 
dedicated tax payments from more than 200 ascribed rural 
estates, w^here peasant and slave workers produced the rice 
and other goods required. The prince also owned timber 
and salt-making enterprises. Some of his land appears to 
have been inherited, but other estates were probably 
ascribed him by the state because of his rank. We learn that 
he maintained at the capital specialists in the production of 
leather goods, BRONZE CASTINGS, dyers, cooks, makers of 
arms and musical instruments, and sculptors. There were 
also grooms, falconers, and dog handlers. 

More than 70,000 mokkan dating to 732-739 C.E. 
have been found in a second aristocratic household at 
Nara, this one probably belonging to Fujiwara no Maro. 
He was a minister of war, and his records include the pro- 
vision of many services, from guards for the royal palace 
to rats to feed his falcons. 

A small number of mokkan were used for practicing 
calligraphy and even for drafting images. One of the lat- 
ter, dated to 738 C.E., is the earliest-knovi'n Japanese 
landscape. It shows a compound incorporating three 
walls, a lily pond, and elegant halls in front of a rugged 
mountain from v^hich a vv^aterfall tumbles. Another paint- 
ing shows a horse and vi'ould have been presented to a 
shrine. It had been painted and gilded. 

The deep insight into the administrative minutiae of 
the late Yamato and Nara periods of Japanese history has 
already greatly enlarged the understanding of this period, 
but it is stressed that many more such records are likely 
to be found and their analysis is in its infancy. 

Further reading: Brown, D. M. The Camhridge History 
of Japan. Cambridge: Cambridge University Press, 1993; 
Kiyotari, T., ed. Recent Archaeological Discoveries in Japan. 
Tokyo: The Centre for East Asian Cultural Studies, 1987; 
Totman, C. A History of Japan. Oxford: Blackwell, 2000. 

money tree A money tree is a distinctive type of mortu- 
ary offering that was particularly prevalent in the Chinese 
province of Sichuan during the HAN DYNASTY (206 
B.C.E.-220 C.E.). The ritual pits of SANXINGDUI have 
revealed several examples of bronze trees dating to the sec- 
ond half of the second millennium B.C.E. The most com- 
plete had three sets of branches embellished with birds and 
fruit and holes for the suspension of precious items of jade, 
gold, and bronze. The top of this tree was designed to 
receive a further BRONZE CASTING that might well have 
been one of the bronze birds found in the same pits. 

These money trees are not in fact related to money 
per se, but rather are symbols of the ascent to heaven. A 



similar iconography is seen in the contemporary tomb 
banners of MAWANGDUI, where a crow is perched in a tree 
in heaven. 

This tree, of ritual and symbolic importance, is proba- 
bly the predecessor of a mortuary offering that continued 
in favor for more than a millennium among the SHU people 
of Sichuan. The Han examples stand between 1.0 and 1.8 
meters (3.3 and 5.9 ft.) tall and include a ceramic base, a 
long bronze tree trunk, and attached branches. A rose 
finch or golden crow, symbols of the Sun, perched on the 
top of the trunk. Each branch was cast integrally with Han 
coins, but the coins were embellished with rays and thus 
represent the Sun. Other celestial images include the queen 
mother of the West and mythical beasts, such as the toad 
and the hare. The toad is relevant because after the leg- 
endary chieftain Hou Yi obtained the elixir of immortality 
from Xiwangmu, the queen mother, it was stolen by his 
wife, who fled to the Moon. There she was turned into a 
toad. The hare is seen on the trees with a pestle, pounding 
the herb that conferred immortality in his mortar. 

Mongchon Mongchon was a city of the FAEKCHE state, 
one of the states existing in the period of THREE KING- 
DOMS in Korea. It is located in the area of Seoul near a 
tributary of the Han River. The site is demarcated by a 
moat and walls of stamped earth, following the Chinese 
model. The walls rise to a height of 17 meters (56.1 ft.) 
and incorporate high watchtowers. Paekche was under 
threat from the rival kingdom of KOGURYO, and excava- 
tions in 1987 uncovered much evidence for warfare in 
the form of bone-plate armor, horse equipment, such as 
stirrups and bits, and weaponry. The bone plates had 
been drilled for joining with other pieces and many well 
have been used to protect horses from injury in battle. 
There was also a domestic element to the site, revealed by 
the presence of storage pits, possible pit houses, and roof 
tiles. The imported Chinese pottery dates to the third and 
fourth centuries C.E., confirming occupation before the 
conquest of the area and the relocation of the Paekche 
capital to the south that occurred in 475 C.E. 

Mouhot, Henri (1826-1861) Henri Mouhot is often 
credited as the first Westerner to "discover" Angkor in 
Camhodia. 

In fact, his posthumously published journals contained 
early engravings of Angkor, which revealed the size and 
majesty of the temples to a wide Western audience. Many 
Westerners had visited and described Angkor before 
Mouhot's visit, however, beginning with Portuguese mis- 
sionaries in the second half of the 16th century. For three 
years from 1858, Mouhot traveled extensively in South- 
east Asia, following his interest in biology. His observant 
eye and drafting skill are seen in his plan of Angkor and 
engravings of the principal monuments, some of which 
were published with his journals in 1864. 



mratan 231 



Mount Meru Hindu sacred texts describe Mount Meru 
as the center of the universe. It was ringed by a series of 
concentric circles. The first is known as jamhudvipa, the 
land of the rose apple tree, beyond which lies the saltwa- 
ter ocean, and so through various realms until outer 
darkness. There are also seven layers below the surface, 
under which lie the realms of hell. The cosmos is inhab- 
ited by many kinds of beings, including celestial nymphs, 
the APSARAS, and snakes, the nagas. The temple mausolea 
of the kings of ANGKOR in Cambodia were built to repre- 
sent the sacred mountain. Ta Keo, the mausoleum built 
for JAYAVARMAN V (r. 968-1001 C.E.), was known as 
Hemasringagiri, Mountain with the Golden Summits. The 
BAPHUON, mausoleum of UDAYADITYAVARMAN II (r. 
1050-66 C.E.), was described as an imitation of Mount 
Meru in an INSCRIPTION from Lonvek. A later inscription 
from Ban That describes how SURYAVARMAN II (r. 1113-50 
C.E.) built three stone towers like the summits of Mount 
Meru with surrounding walls, a series of shrines, and 
great BARAYS, or reservoirs, surrounded by groves of flow- 
ering plants, populated by celestial beings and holy men. 
This temple was said to resemble the paradise of INDRA. 



Mount Tai Mount Tai is a mountain that was sacred to 
the Chinese over many centuries. It is located in Shan- 
dong province. Ascent of the mountain to conduct reli- 
gious rituals by an emperor was rare. It is, however, 
recorded that in 219 B.C.E., an ascent was made by QIN 
SHIHUANGDI, and an INSCRIPTION was set up to proclaim 
his sovereignty over a united empire. The mountain 
achieved particular prominence under Emperor WUDI of 
the Western HAN DYNASTY, who conducted ceremonials 
on the summit in 110 B.C.E. This was a period of Chinese 
imperial expansion and projection of national unity and 
pride, but the principal motivation to ascend the moun- 
tain followed the discovery of an ancient tripod said to 
have been associated -with the yellow manifestation of DI. 
Since the physical manifestation of the yellow D7, the yel- 
low emperor Huangdi, had achieved immortality, Wudi 
was persuaded that by participating in ancient ceremoni- 
als at Mount Tai, he too could fulfill his desire to become 
immortal. 

mratan The inscriptions dating to the CHENLA king- 
doms in Cambodia (550-800 C.E.) refer to certain men by 




The huge stone pyramid of Ta Keo at Angkor was built as the temple mausoleum of King Jayavarman V ( r. 958-1 001 C.E.). It was 
struck by lightning, an evil omen, and never completed. (Charles Higham) 



232 Mrauk-U 



the title mratan. Unlike the contemporary title of PON for 
highly ranked men, this title seems to have been 
accorded to individuals irrespective of their ancestry. It 
thtis provides evidence that kings could recognize their 
followers with distinguished titles, a feature that contin- 
ued in a greatly magnified form during the ensuing king- 
dom of ANGKOR. 

Mrauk-U Mrauk-U is one of the major royal capitals of 
the ARAKAN (Rakhine) region of western Myanmar 
(Burma). Its present form dates from the 15th century, 
and its multitude of temples, monasteries, and parks and 
the royal palace made it at the time one of the great cen- 
ters of Southeast Asia. A number of finds reveal settle- 
ment that was contemporary with the occupation of the 
capital city of VESALI, 10 kilometers (6 mi.) to the north. 
These include two decorated stone lintels bearing 
makaras, "monsters," disgorging garlands. Such motifs 
are matched in the lintels of early seventh-century date 
from ISANAPURA in Cambodia. The Nibuza temple at 
Mrauk-U has also yielded part of a lintel decorated with 
the sun god Surya, which has been dated to the eighth 
century on stylistic grounds. 

Muang Dongkorn The city site of Muang Dongkorn in 
central Thailand was occupied during the period of the 
DVARAVATI CIVILIZATION (c. 400-c. 900 C.E.). Never exca- 
vated, it reveals surface remains of brick temple founda- 
tions inside and outside the large moated enclosure. It is 
also well known for the number of Dvaravati coins found, 
including those with the conch shell, rising Sun, cow with 
calf, and mother goddess, or srivatsa, motifs. Six coins bear 
a text describing the king of Dvaravati, and one mentions a 
royal consort. There are also a stone ritual tray fragment 
from this site, a relief image of Buddha, and bivalve stone 
molds for casting earrings and finger rings of bronze. 

Muang Fa Daet Muang Fa Daet is a large settlement 
located north of the Chi River in northeast Thailand. It 
has three moated enclosures with a fourth feature 
thought to have been a reservoir to the northeast. The 
reservoir covers an area of 15 hectares (37.5 acres), while 
the settlement proper appears to have been enlarged on 
three occasions, ultimately to cover 171 hectares (427.5 
acres). Its location commands traffic up and down the 
Chi Valley and north via the Pao River Valley to the 
Sakon Nakhon Basin. A mound in the northwestern cor- 
ner of the site was occupied during the Iron Age (500 
B.C.E.-200 C.E.) and has yielded inhumation graves asso- 
ciated with red painted pottery vessels. Erik Seidenfaden 
(1954) reported the presence there of many Buddhist 
sacred boundary marker {sema) stones. The location of 
the actual precincts is now lost as a result of the reloca- 
tion of the stones to the principal modern village in the 
ancient site. They still provide much information because 



they are carved to depict Buddhist scenes. One shows the 
Buddha in association with Indra and Brahma. A second 
shows Buddha with his wife and son after his enlighten- 
ment, seated in front of a sala, or wooden hall, which 
provides a glimpse of the nature of secular architecture at 
that period. A wall and gateway defended by soldiers at 
the base of this sema stone give an idea of the former 
defenses. This site provides evidence for the development 
of small states in northeast Thailand in 500-800 C.E. 
See also DVARAVATI CIVILIZATION. 

Muang Phra Rot The moated dvaravati civilization 
center of Muang Phra Rot, in the Bang Pakong Valley east 
of the CHAO PHRAYA RIVER in Thailand, encloses an area of 
1,350 by 700 meters (4,455 by 2,310 ft.). It is interesting to 
note that a stone mold for casting tin amulets, identical to 
those from OC EO, has been found there, indicating occupa- 
tion in the early centuries C.E. Statuary representing the 
Buddha as well as Brahma and INDRA has also been found, 
and excavations have yielded an occupation layer of Dvara- 
vati-style pottery dated from the sixth to the 11th century 
C.E. This site was included in an area subjected to an inten- 
sive survey for archaeological remains in 1984. The pottery 
found on the surface was matched at several small, 
unmoated settlements in the surveyed area. This suggests 
that the moated city was contemporary with dependent 
agricultural villages in its hinterland. Furthermore, the 
presence of marine shells at Muang Phra Rot suggests that 
it was located much closer to the sea than it is at present (c. 
26 kilometers; 15.6 mi.) and could have been a port city. 

Muang Sema Located just north of the modern city of 
Nakhon Ratchasima in northeast Thailand, Muang Sema is 
a large historic town covering an area of 1,845 by 755 
meters. It has two walled enclosures and a moat. Excava- 
tions have revealed deep prehistoric layers with inhumation 
graves dating to the region's Iron Age (500 B. C.E. -200 C.E.). 
This was followed by two periods of occupation. The earlier 
held ceramics similar to those of the DVARAVATI CIVILIZATION 
sites of the central plain of Thailand; the later saw strong 
Angkorian influence in material culture. During the period 
of Dvaravati dominance, there is abundant evidence for the 
practice of BUDDHISM, indicated by the presence of statues, a 
"wheel of the law" (dharmacakra), and a large representa- 
tion of a reclining Buddha. The central part of the site 
incorporates the Bor E-ka temple sanctuary from which a 
SANSKRIT and Khmer inscription, dated stylistically to the 
ninth century C.E., records the meritorious gift of water 
buffaloes, cattle, and slaves by the overlord of a polity 
named as Sri Canasa. This polity is also recorded in an 
INSCRIPTION from Ayutthaya that names a king, Man- 
galavarinan, as the ruler. It is considered likely that Muang 
Sema was the capital center of the small, independent state 
in the upper Mun Valley contemporary with late CHENLA 
and early ANGKOR. 



Muryong, King 233 



Muang Tarn This temple complex lies about eight 
kilometers south of the hilltop sanctuary of PHNOM RUNG 
in the Mun Valley of northeast Thailand. It dates to the 
11th century on stylistic grounds and was dedicated to 
SIVA. No INSCRIPTIONS survive, and little is known of the 
site's history. It is notable for the five central brick towers 
built in imitation of MOUNT MERU, home of the gods, and 
the four sacred pools. Naga, or snakes, are found in pro- 
fusion. Outside the precinct lies a very large BARAY, or 
reservoir, more than a kilometer long and 400 meters 
v\ride. Elizabeth Moore and Smitthi Siribhadra have also 
noted that Muang Tam and Phnom Rung lie in an area 
crossed by canals, one of which is more than 20 kilome- 
ters long. They suggest that the canals assisted drainage 
and the carrying of water to rice fields in times of unsea- 
sonable draught. 

Mundigak Mundigak is a settlement site in the Kushk-i 
Nakhod Valley of central Afghanistan. Its importance lies 
in its documentation of cultural elaboration in the 
uplands to the west of the Indus Valley between the early 
fourth and the second millennia B.C.E. It was during this 
period that the INDUS VALTEY CIVILIZATION arose, and the 
impact of new and extensive exchange relationships in, 
for example, TURQUOISE beads, can be seen in the 
sequence at Mundigak. Thus, during the early occupation 
of Period I, there was an initial absence of any permanent 
structures, iinplying occasional visits to the site, but this 
was in due course succeeded by the construction of 
buildings of unfired clay BRICK, associated with bread 
ovens. Wells were excavated for the domestic water sup- 
ply. During the second phase, it is possible to trace the 
first presence of stone SEALS, the development of copper 
and bronze technology, and a proliferation of human and 
animal terra-cotta figurines. By this juncture, in tandem 
with urbanization in the Indus Valley, Mundigak was 
expanding in size and complexity with the construction 
of a massive defensive wall, and a palace building and 
temple were found within. 

Muro Miyayama Muro Miyayama is a massive kofun, 
or burial mound, located on a ridge overlooking the YAM- 
ATO Plain in Japan. It has a typical keyhole form, com- 
prising linked circular and rectangular mounds. The 
former has a diameter of 105 meters; the latter measures 
110 by 110 meters. The total length is 285 meters. The 
mortuary rituals of this period involved the placement of 
ceramic figures, known as HANIWA, around the tombs, and 
at Muro Miyayama these took the form of house models, 
shields, and armor. 

The soil used to raise these mounds to a height of 25 
meters has left a form of moat around the complex, 
which on typological grounds of form and associated arti- 
facts dates to the early fifth century C.E. It is thought that 
there were formerly three major tombs in the main 



mound, but two had been so badly looted that little 
remained. The third, although entered and robbed, was 
still in part intact. It had a stone chamber 5.5 by 1.9 
meters in extent, surrounding a grave of stone walls and 
ceiling. The burial offerings included iron swords, armor, 
and bronze mirrors, together with hundred of talc beads. 

Muryong, King (r. 501-523) King Muryong was the 
25th king of the Korean state ofPaekche. 
The recovery of nearly 5,000 objects of gold from the 
tomb of the king and his consort serves to emphasize the 
wealth of the Paekche kingdom and the splendor that has 
been lost to looting. It was a miracle that this great burial, 
discovered in 1971, has survived intact to reveal to gener- 
ations of Koreans the splendor of their cultural heritage. 

When Muryong was only 14, the rival army of 
KOGURYO defeated the forces of Paekche at Seoul, and the 
king was executed. With other inembers of the royal fam- 
ily. Prince Sama, as Muryong was then known, fled to the 
safety of Kongju in the south. The SAMGUK SAGI, a vital 
source of information on early Korea written in the 12th 
century C.E. from earlier documents that have not sur- 
vived, described King Muryong as a prominent ruler 
whose posthumous name, Muryong, means "brave and 
peaceful." However, the earlier years of his reign were 
marked by the provision of a defensive line punctuated 
by forts as a measure against further Koguryo attack and 
the cementing of an alliance with the southern Chinese 
dynasty of Liang. He is also known for devoting much 
effort to the improvement of agriculture. 

THE ROYAL TOMB 

In 1971, a fortuitous discovery of a brick fagade behind a 
looted tomb at Kongju, about 90 kilometers south of 
Seoul, resulted in the recognition of the intact tomb of 
Muryong. In accordance with the strong Chinese influ- 
ence that characterized his reign, the tomb was cut into a 
hillside linked to the outside by a passageway that incor- 
porated a drain about 17 meters long. The bricks, another 
element of Chinese inspiration, are finely molded with 
lotus designs and line the main chamber. Wall niches still 
contained the porcelain lamps and wicks that had illumi- 
nated the burial chamber. Two diorite INSCRIPTIONS faced 
the entrance passageway, one for the king, the other for 
his consort. They describe the purchase of the land froin 
the Earth god by means of a payment of 10,000 coins. 
The text of this inscription reads: "The great general and 
pacifier of the East, King Muryong of Paekche, died at the 
age of 62 on 5 June 523. On 14 September 525 he was 
interred in a great tomb with due ceremony. We have 
recorded that the plot was purchased from the Earth 
god." The Chinese wushu coins used in the purchase were 
still present on top of the stela. The entrance also 
included a tomb guardian in the form of a stone animal 
statue standing to a height of 40 centimeters. 



234 Muye, Battle of 



Grave Gifts 

Both the king and his consort were interred with out- 
standing offerings. They lay with their heads directed to 
the south, resting on lacquered wooden pillows orna- 
mented with gold. A large bronze mirror and a gold hair- 
pin in the form of a bird lay under the upper part of the 
king's body, and he also wore golden earrings and a gold 
crown that would have been attached to a silk cap. A lac- 
quered wooden footrest was decorated with strips of gold 
adorned with golden flowers. The coffins were of lac- 
quered wood ornamented with gilt bronze rivets. Other 
grave goods included a lute, bronze wine cup, and sword 
of Chinese type almost a meter in length. A silver wine 
cup on a bronze stand had been decorated with scenes of 
mountains, flowers, and dragons. 

The queen's pillow was painted with animal designs 
and lotuses. Two carved phoenixes found lying adjacent 
to the pillow were probably once positioned at each side 
of the head, looking inward. Her clothes were evidently 
covered in tiny gold beads and flowers, and she wore sil- 
ver and gold bracelets. A glass pendant of a young boy 
hung from her vi'aist. The royal shoes were made of gilt 
bronze over soles bearing spikes, thought to have been 
designed to trample demons on their way to paradise. 

Muye, Battle of The Battle of Muye, "shepherd's 
field," was the decisive trial of strength between the 
emergent Zhou of the Wei Valley and the SHANG STATE, 
the dominant dynasty of northern China that controlled 
the central Huang (Yellow) River Valley. The Battle of 
Muye has been described as one of the major events in 
East Asian history, for it ushered in the longest dynastic 
rule in the history of China. The battle was fought in 
1045 B.C.E., and a poem incorporated in the Classic of 
Odes (early Western Zhou dynasty) described the battle 
in dramatic fashion, giving a graphic account of the mas- 
sive Shang army with its battle standards thick as a forest 
and the gleaming power of the Zhou chariots as they put 
the Shang to the sword. It was a seminal victory, leading 
to the establishment of the WESTERN ZHOU DYNASTY, 
although the leader, KING WU, survived only two years. In 
1976, the LI GUI, a ceremonial bronze vessel, was exca- 
vated. It contains an important text describing the battle 
and confirming descriptions contained in other docu- 
mentary sources. 

My Son My Son is a great ceremonial center in the 
CHAM CIVILIZATION kingdom in Vietnam, known as Amar- 
avati. It is located in a small valley and has a series of 
brick shrines set out in seven walled groups with many 
outliers. It was founded at least as early as the fifth cen- 
tury C.E. under a ruler known by the SANSKRIT title of 
Bhadravarman. An inscription in Sanskrit records the gift 



of land to a temple dedicated to SIVA by this king. King 
Vikrantavarman initiated a major building program at My 
Son in the seventh century C.E. As do most temples of 
Champa and ANGKOR, it has an exterior wall enclosing a 
single-chambered sanctuary. The temples were built of 
brick, and the exterior surfaces bore strip pilasters, false 
doors, and window niches. Further temples were erected 
at least until the reign of Jayaindravarman toward the end 
of the 11th century. Temple El is particularly notable for 
the presence of fine Cham relief sculptures that belong to 
the early seventh century. Freestanding sculptures were 
also recovered from My Son, the earliest from Temple E5 
and dating to the late seventh century. It portrays GANE- 
SHA, the elephant god of wisdom. Indian inspiration is 
apparent in this fine statue, which stands almost a meter 
high. Ganesha is portrayed with four arms, and he holds 
a rosary, an ax, a bowl of sweets, and the root of a plant 
elephants are known to appreciate. He wears a complex 
decorated belt and a tiger skin. 

INDIAN AND CAMBODIAN INFLUENCE 

It was during this period that influence from the court of 
ISHANAVARMAN (r. c. 615-28 C.E.) in Cambodia at ISHANA- 
PURA was evident. The inspiration of Indian art and reli- 
gion is also seen, for example, in a carved sandstone 
pediment more than two meters wide, illustrating Vishnu 
recumbent on the ocean of eternity, represented by a 
seven-headed serpent. A bearded ascetic watches the god 
from his side, and two figures grasp snakes in birds' 
talons beyond his head and feet. The temple within was 
dominated by a large LINGAM representing Siva, which 
stood on a richly ornamented pedestal. Access to the top 
of this platform, which represents Mount Kailasa, the 
home of Siva, was by three steps. The outer walls of the 
pedestal incorporate a series of carved reliefs. One of 
these is regarded by Emmanuel Guillon as a masterpiece 
of Cham civilization art, showing three dancers wearing 
rich ornaments and holding scarves. Their jewelry 
includes multiple necklaces, belts, armlets, and heavy ear 
disks. Another scene shows an ascetic, seated between 
two columns, and playing a flute. In a third panel, an 
ascetic lies down while a novice massages his right leg. 

Perhaps the same pair are seen elsewhere on the ped- 
iment, but this time the ascetic is lecturing while holding 
a fly whisk, and the pupil kneels in front of him, listening 
attentively. Another ascetic has a different audience: He is 
out in the countryside, talking to animals. On the one 
hand, he turns and talks to a parrot, while a squirrel leans 
against a tree in front of him. A second statue of GANESHA 
from Temple B3 again stresses the local attachment to this 
god. In this case, the elephant is portrayed seated. The 
complex was severely damaged during the Vietnam War 
by bombing, but many of the sculptures survive in the Da 
Nang Museum, formerly the Musee Henri Parmentier. 




Nagara Jayasri See preah khan. 

Nagarjunakonda Nagarjunakonda, also known as 
Vijayapura, India, was a major center of Buddhist learn- 
ing named after Nagarjuna, a leading philosopher of 
MAHAYANA BUDDHISM, and attracted pilgrims from India 
and beyond to its university. The site was discovered in 
1926 and excavated over the following two years and 
again in 1954. It was located on the bank of the Krishna 
River and flourished during the second to fourth cen- 
turies C.E. The brick defensive walls enclose an area of 
about 50 hectares (125 acres), but many monasteries 
and temples as well as bathing areas lie outside the 
walls. The interior is reached through two major gate- 
ways to the eastern and western sides, and it incorpo- 
rates a citadel, residential areas equipped with a 
drainage system, and barracks. The Buddhist monu- 
ments are well known for the quality of their sculptures, 
but the site itself has now been drowned with the con- 
struction of the Nagarjunasagar Dam, and some monu- 
ments have been relocated to higher ground. 

Nagayan temple The Nagayan temple at PAGAN in 
Myanmar (Burma) was built by King KYANZITTHA (r. 
1084-1111) and is located where legend describes that a 
naga, or snake, gave him protection when he was in dan- 
ger. In traditional fashion, it has a central temple and 
adjoining hall. The latter contains statues relating to the 
life of the Buddha, while corridor walls were painted with 
similar themes. A large image of the Buddha occupies the 
central shrine, associated with the naga. 



Nagaya, Prince (684-729 c.e.) Prince Nagaya was a 
grandson of the Japanese emperor Temmu and a high-ranking 
minister in the court of Emperor Shomu (r 724—749 C.E.). 
His career has been documented on the basis of historic 
accounts and the evidence from MOKKAN, the wooden 
slips used to record transactions and orders. In 709 C.E. 
he was appointed to the royal council and a year later 
became the minister of ceremonies, thereby occupying a 
central role in court appointments. In 718 he was a coun- 
selor and in 724 assumed the powerful and elite role of 
minister of the Left. His wife. Princess Kibi, was a grand- 
daughter of the emperor TEMMU, and her father was 
Crown Prince Kusakabe. The crown prince died before 
enthronement but was posthumously given the imperial 
title, thus making his daughter a naishinno, or female 
imperial offspring. Officially, she was of even higher sta- 
tus than her husband, the prince, who later in his career 
became embroiled in an intense court rivalry vi'ith the 
rival FUJIWARA clan. It was alleged that he had laid a fatal 
curse on the infant crown prince, and in February 729 he 
was ordered to commit suicide. 

EVIDENCE OF MOKKAN 

In August 1988 a huge find of mokkan was discovered 
during the digging of the foundations of a new construc- 
tion in NARA. About 35,000 of these inscribed wooden 
slips had been dumped beside the eastern entrance to an 
elite residential compound shortly after 716 C.E. They 
revealed that this had been the home of Prince Nagaya 
and Princess Kibi. The translation of this archive has illu- 
minated not only the organization of this princely house- 
hold, but also the possible circumstances leading to his 
suicide. Along with complete excavation of this quarter 



235 



236 Nakhon Pathom 



of HEIJO-KYO, a new chapter has been opened on the early 
Japanese history during the Nara period (710-94 C.E.)- 

The prince's estabUshment was located just over the 
road from the southeastern corner of the royal palace. It 
covered four of the 16 cho, or subdivisions in a city block, 
an area of nine hectares (22.5 acres). A series of com- 
pounds lay within the encircling vi'alls. One v^ras for the 
prince's residence, another for Princess Kibi's. The 
mokkan texts reflect the various duties of the servants and 
clerks, who numbered 130 people. There vi'ere smelters 
of metal, saddlers, and armorers. Some worked in the 
pottery workshop; there were a blacksmith and painters, 
falconers, and dog handlers. Each of these occupations 
required workshops and facilities. One group of scribes 
was kept busy copying holy Buddhist texts. Others natu- 
rally vv^rote the mokkan records that have survived. 
Accountants were needed, because goods from 19 
provinces were taken as tax payments to this household, 
some of which 'were retained and others exchanged in the 
market for the coins that were by now being minted since 
the discovery of copper ore. Food for the table included 
rice, shellfish, fish, and vegetables carried in by pack- 
horse. Ice was supplied by a special ice house. The status 
of the prince meant that the retainers were paid from the 
imperial palace, but still 500 sustenance households were 
required to supply his establishment, and in addition he 
was in his own right a major landowner with lumber 
interests and salt works. Some servants worked in the 
garden, where cranes paraded beside ornamental ponds. 

One mokkan provides new insight into the prince's 
suicide. It reads, "For imperial offspring Nagaya, ten 
abalone as imperial tribute." The title shinno used in this 
record indicates that the prince was of higher status than 
the historical text Shoku Nihongi indicates. It implies that 
Nagaya was crown prince, a compelling reason for his 
Fujiwara rivals to plot and engineer his downfall. 

Nakhon Pathom Nakhon Fathom is the largest- 
known moated city of the DVARAVATI CIVILIZATION (c. 
400-c. 900 C.E.) of central Thailand. It follows a 
roughly rectangular plan measuring 3,700 by 2,000 
meters (12,210 by 6,600 ft.). Two silver medallions 
bearing the INSCRIPTION "Meritorious deeds of the king 
of Dvaravati" were found beneath a sanctuary in the 
moated area. GEORGES CCEDES has dated the foundation 
on the basis of the script to the seventh century C.E., 
and the sanctuary in question may have been associated 
with the Pra Paton shrine, a large and impressive struc- 
ture in the center of the city. This building was of con- 
siderable importance and was altered on three 
occasions. It was designed as a rectangular building, 
with access by flights of steps at each end. It was deco- 
rated with alternating eagles (garudas) and elephants, 
and carved lions guarded the steps. Excavations in an 
occupation area have revealed a relatively thin layer. 
Artifacts include several that recall prehistoric forms. 



including spindle whorls, bronze ornaments, and iron 
spears. There are many smaller artifacts from Nakhon 
Pathom dating from the Dvaravati period, including 
statues of the Buddha and stucco or moldings used in 
the decoration of the religious buildings. The site has 
also yielded two terra-cotta abhisckas, "trays," decorated 
with the symbols of royalty. These were probably used 
in the investiture of a ruler and are closely paralleled in 
a steatite example from near VESALI in ARAKAN 
(Rakhine), western Myanmar (Burma). 

Nalanda According to SEALS discovered at Nalanda, the 
site was called Mahavihara, or Great Monastery. It is 
located southeast of Patna, India, and is often referred to 
as a university. During the visit of XUANZANG (602-664), 
the famous Chinese pilgrim, it was a flourishing center of 
Buddhist learning, with thousands of monks and students 
and many monastic foundations. Xuanzang and other pil- 
grims described the many temples, hostels, libraries, and 
observatories. The name derives from that of the local 
king, BODHISATTVA Nalanda. ASOKA (268-235 B.C.E.) is 
believed to have had temples constructed there. It also 
flourished under royal endowment during the GUPTA 
dynasty (c. 320-c. 500 C.E.): King Harshavardhana 
endowed a monastery and called himself the servant of 
the Nalanda monks. 

SIR ALEXANDER CUNNINGHAM explored the site in his 
first year as surveyor to the government of India in 1861. 
By following the descriptions of the Chinese monk Xuan- 
zang in the seventh century, Cunningham was able to 
identify various foundations. Excavations have uncovered 
the monks' cells, and monasteries still preserve images of 
Buddhas and bodhisattvas in wall niches. The monastery's 
foundation precedes by several centuries the surviving 
brick buildings, which cover an area of about 14 hectares 
(35 acres) and date between the fifth century C.E. and the 
destruction at the hands of the Turks in the 12th century. 

Nanaghat Nanaghat is a cave located in the western 
Deccan of India, notable because it was chosen as the 
location for depictions and INSCRIPTIONS of the kings of 
the SATAVAHANA dynasty that date to the period 60-70 
B.C.E. The site commands a vital pass from the Satava- 
hana capital to the coast, a pass involved in trade as 
commerce with the Mediterranean increased during the 
late second century B.C.E. The lengthy inscribed texts on 
the cave walls were initiated by the consort of King 
Satakarni and record rich sacrificial offerings of thou- 
sands of cattle in Brahmanic rituals. Although the reliefs 
of the rulers have not survived, the texts are a vital 
source of evidence for their names and the duration of 
their reigns. The statues, of which only the feet of three 
figures survive, depicted the founder of the Satavahana 
dynasty, Simuka, with King Satakarni and his consort, 
together with a general and three princes. A number of 
water cisterns lie alongside the cave, perhaps to sustain 



Nara state 237 



merchants as they traveled from the coastal ports to the 
cities of the interior. 

See also ROCK MONASTERIES. 

Nara state The Nara Plain on the western end of the 
Japanese island of Honshu was the center of political 
power during the seventh and eighth centuries C.E. It saw 
the foundation of the Nara state, which can be dated from 
the foundation of the capital city of HEIJO-KYO in 710 to its 
abandonment in 784 C.E. This period witnessed the estab- 
lishment of a dominant state in Japan and the development 
of a typically Japanese culture from foundations laid dur- 
ing the preceding YAMATO period (300-552 C.E.). The pol- 
icy behind the new capital city was rooted in an absolute 
monarch with a divine ancestry. Empress JITO assumed the 
title TENNO, "heavenly sovereign." The essential feature of 
the Nara state was a rigid social hierarchy, linked through 
the bureaucracy with the provinces. The tenno, the title 
accorded the sovereign, male or female, stood at the apex 
of society, a person of godly ancestry charted by the 
NIHONGI and KOJIKl texts back to the mythical ancestors. In 
theory they ruled with absolute power, and no code put 
impediments or restrictions on them. In practice there was 
more than one rebellion by leaders of high-ranking fami- 
lies. The central administration had two divisions, the 
jingikan, which oversaw the appropriate Shinto religious 
rituals, and the daijokan, which was composed of eight 
ministries, linked to the tenno by members of the Council 
of State. Four of these ministries were under the direction 
of the minister of the Left. These covered civil and person- 
nel issues. The most important of his ministries, known as 
Ministry of Central Affairs, linked the emperor with the 
Council of State. The Ministry of Popular Affairs had 
responsibility for agriculture, including irrigation facilities. 
The minister of the Right had control of war, justice, taxa- 
tion, and the royal household. An independent unit out- 
side these two groups of ministries rooted out corruption. 

YAMATO PERIOD CHANGES 

Toward the end of the seventh century the royal dynasty 
was faced with a series of issues that generated a sharp 
move toward this fully fledged bureaucratic state along 
the lines of Tang China. The first concerned political 
developments in Korea, only a short distance across the 
Tsushima Strait. There the forces of the state of SHILLA, in 
alliance with the powerful Tang empire of China, 
defeated PAEKCHE and KOGURYO, its rivals to the west and 
north. A single and possibly predatory kingdom in Korea 
placed Yamato Japan in a hazardous condition, since 
Japan had traditionally been the ally of Paekche against 
Shilla. The second threat arose from Tang China itself. 
Yamato rulers were familiar with the Tang dynasty, having 
sent embassies to them at regular intervals. 

To counter these threats, Yamato became increasingly 
centralized and bureaucratic in its organization. A series 
of legal edicts along Chinese models was issued, such as 



the Taiho Code of 702 C.E. These edicts formalized the 
status of the royal dynasty and set down in written form 
the grades of the aristocracy, their rights and duties, and 
the role of the supporting peasantry in sustaining the 
court. BUDDHISM was adapted to Japanese needs and was 
incorporated as a state religion. Those Buddhist sutras 
that supported the idea of a supreme royal line were 
favored, and magnificent new Buddhist temples vv^ere 
constructed. Another policy decision was to order the 
preparation of a history that traced the royal dynasty 
back to mythical godly origins. These histories, the 
Nihongi and Kojiki, appeared in the first two decades of 
the eighth century, using the writing system taken from 
China. In theory land was ovi^ned by the emperor or 
empress, and the tax system allocated a proportion of 
production to the ruling aristocracy. This involved a wide 
range of agricultural, industrial, and marine products. 
Finally, it was decided to pour resources into the con- 
struction of a magnificent new capital to show the world 
the power of the imperial line. The first capital, modeled 
on the Tang capital at CHANG'an, was constructed at EUJI- 
WARA under Empress Jito (645—702 C.E.), who took up 
residence in a huge new palace complex in 694 C.E. This 
palace dominated a city laid out on a rigid geometric 
plan, in which people were granted land according to 
their status. With the accession of Jito's sister, Genmei 
(661—721 C.E.), a decision was taken to move the palace 
and capital 20 kilometers (12 mi.) north of Fujiwara, to 
Heijo-kyo, where a far larger city was built, again cen- 
tered on a walled royal palace. The city itself was not 
defended and was again laid out on a grid plan that was 
aligned with the streets of Fujiwara to the south. 

THE NEW NARA CAPITAL 

Knowledge of this capital is gained not only from the offi- 
cial history of the day, but from a growing collection of 
MOKKAN, wooden slips that were used to record in writing 
tax receipts, requisitions, and even assessments of the per- 
formance of individual civil servants. These are now num- 
bered in the tens of thousands and permit a far more 
detailed image of life in the Nara capital of Heijo-kyo than 
was available before they were first encountered in 1961. 
Heijo-kyo has also been examined by excavation, and 
even if much of this fieldwork has responded on an ad 
hoc basis to industrial developments in Nara city, much 
new information has been gained. Thus the accounts and 
receipt of goods into the elite household of PRINCE NAGAYA 
(684-729 C.E.) show the reach of a high official in the 
provision of necessities for his household. His house lay at 
the southeastern corner of the walled royal precinct, as 
did several other elite residence compounds. The farther 
south, the smaller the allotments for the minor bureau- 
crats and lesser members of the cominunity. 

There were two large markets in the city, each under 
state control. Goods from the countryside or from abroad 
were exchanged there; the medium of trade was rice and. 



238 Nara state 



from 708 C.E., the issues of copper COINAGE. The build- 
ing program included Buddhist temples, the largest of 
which was known as the TODAIJI. This housed a massive 
bronze statue of the Buddha in a hall that remains the 
largest wooden hall in the world. The complex included 
two pagodas standing about 100 meters (330 ft.) high, a 
royal treasure house, a monastery headquarters, and its 
associated buildings. 

The title of tenno did not connote the ruler's gender, 
and Jito was succeeded by her sister, Genmei, the empress 
who ordered the construction of Heijo-kyo. She was fol- 
lowed by her daughter, Gensho (680-748 C.E.), and on 
Gensho's abdication in 724 C.E., by her nephew, Shomu 
(701-756 C.E.). He was succeeded by his daughter, Koken 
(718-770 C.E.), who ruled until the ascent of Kanmu 
(737-806) in 781 C.E. He abandoned Heijo-kyo in favor of 
new capitals, first at Nagaoka, then at Heian. 

INFORMATION FROM MOKKAN 

The mokkan, wooden administrative records, provide a 
clear picture of the lives of the thousands of bureaucrats 
who made up the administrative heart of the Nara state. 
The records reveal how they were assessed for promotion, 
in a hierarchy that gave special preference to the mem- 
bers of aristocratic families. For these favored individuals, 
there were 30 ranks. Under the provisions of the Taiho 
Code, rank determined their allowances of rice land and 
ascribed households to provide for their needs and their 
number of retainers. Thus a person of the 14th rank was 
given eight cho of rice fields, 20 retainers, but no sustain- 
ing households. By contrast, a minister of the Right was 
given 30 cho of rice fields, 2,000 sustaining households, 
and 300 retainers. Some worked full time, others on a 
half-time basis. Many lived in Heijo-kyo itself, but others 
commuted to the center from outlying villages. The total 
size of the administration probably reached about 10,000 
individuals. 

Grades of the Elite and Rural Bureaucracy 

The top 14 of the 30 grades of officials were reserved for 
the elite aristocracy, members of powerful uji, or clans. It 
was virtually impossible for the less exalted in status to 
break into this group, which was privileged by much 
higher rewards, land grants, and power. Responsibilities 
were also inherited to the second or third generation, 
again ensuring continuity within the uji. These elite indi- 
viduals had large and opulent compounds located near 
the royal palace at Heijo-kyo. They were provided with 
substantial incomes in kind, sustaining land and villages, 
and were exempt from most tax imposts. There were 
probably no more than 250 such privileged aristocrats at 
any given time. Below them lay 16 further grades occu- 
pied by those who held lower court ranks. Some of these 
had important regional administrative posts that joined 
the center with the provinces. They received far less in 
terms of goods and services. 



The supporting rural population was also rigidly 
ordered in about 60 provinces, each controlled by a gov- 
ernor appointed for a period of six years. He had his own 
administrative staff and was responsible for maintaining a 
census, encouraging production, and resolving disputes. 
An excerpt from the YORO CODE of 718 C.E. decreed that 
the governor should have responsibility for the supply of 
labor, oversee tax collection, and maintain storehouses. 
He was in charge of troops in his province and their nec- 
essary supplies. An idea of rural Japan during this period 
can be gained from references in the same code to bea- 
cons for signaling, forts, Buddhist monasteries, and rice 
fields. Provinces were further divided into about 600 dis- 
tricts that were usually administered by a local leader, 
responsible for ensuring production and collection of 
taxes. 

Commoners and Slaves 

Beyond the court aristocracy, the state classified individu- 
als as commoners or slaves. The commoners were the 
backbone of the Nara state, producing the necessary 
goods and services for its maintenance. Most were rice 
farmers, but there were also fishing communities and 
regional specialists in mining, salt production, and trans- 
portation. Under the strict conditions of the Taiho and 
Yoro Codes, the number of households in a village was 
defined as 50, each household having between 10 and 25 
people related by blood or through marriage. The lowest 
stratum of this rigid social spectrum was composed of 
five classes of slaves. One group was assigned to the 
maintenance of the royal mausolea. The state as well as 
wealthy commoners could own slaves. Others were kept 
to work in temples. It was possible to buy and sell the 
state-owned or privately owned chattel slaves. 

The commoners were required to pay a proportion of 
their rice production to the state. This was not onerous in 
itself, amounting to about 5 percent of their crop, but 
they were also required to transport it to the provincial 
collection point or to the capital. However, the taxation 
system became onerous when it is considered that com- 
moners also had to supply labor for construction pro- 
jects, such as roads or bridges, or for work in the capital. 
This requirement applied to men aged between 17 and 65 
and could be remitted by the payment of additional rice. 
The amount required to buy out such a demand was 
related to the age of the individual in question. Further 
payments were required on the production of other 
necessities, such as fabric, particularly silk. LACQUER, 
paper, and salt likewise fell into this category. That such a 
system worked can be seen in the surviving mokkan from 
the elite households in the capital. These record the 
inflow of goods from these rural communities. One of the 
most onerous and unwelcome of all demands was con- 
scription for military service. This could take a man away 
from his home for lengthy periods to garrison the north- 
ern frontier in Kyushu or guard the palace. Although the 



Nausharo 239 



length of service was specified, this hmited period was 
often ignored by the authorities. 

Markets and Trade 

The bureaucratic stranglehold on the Nara state also 
applied to the marketplace. Two large markets were 
located in the eastern and -western parts of the capital, 
and each provincial center likewise had a market linked 
v\dth the ports and production points. But the state pre- 
scribed the amount that could be paid and provided a 
system of weights and measures. Following the Tang 
dynasty system, the state also issued coinage to facilitate 
transactions. This received considerable impetus from the 
discovery of copper ore in Japan in 708 C.E. Little is 
known regarding the presence or emergence of a mer- 
chant class during the move toward a copper currency 
system. However, it is known that temple authorities 
would loan copper cash to individuals to assist in trading 
ventures in anticipation of profit and that ships were used 
to transport a range of goods. A copper currency also 
assisted in land development through the foundation of 
shoen, estates that could be owned by private individuals, 
or temples, where laborers were often remunerated by 
cash wages. 

INFLUENCE FROM CHINA AND KOREA 

The importance of continental influence on the Nara 
state was profound. The capitals, for example, were mod- 
eled on Chinese cities, such as Chang'an. The writing 
system of Japan was introduced from China and Korea, 
while Buddhism reached Japan through the aegis of 
Korean monks in the middle of the sixth century C.E. The 
adoption of an alien writing system led directly to the 
publication of the two early histories of Japan, the Kojiki 
and the Nihongi. Both resulted from royal orders, and 
they appeared within eight years of each other in the 
early eighth century. Buddhism was also a key factor in 
the early development of literacy. PRINCE SHOTOKU and 
Soga no Imako, for example, founded Buddhist temples. 
Each was equipped with a building for storing sacred 
manuscripts. 

In 713 C.E., the tenno (reigning emperor) Gemmei 
commissioned the compilation of documents recording 
the traditions, geography, and natural resources of the 
provinces that made up the Nara state. The fragments 
that survive reveal a lively interest in antiquarian matters 
as well as folklore and facts. The origin of place names, 
for example, was obviously of interest at the time. It is 
evident too that poetry was part of the Japanese oral tra- 
dition, and with the development of a writing system, 
poems were set down initially in the Kaifusu of 751 C.E. 
This compilation of 120 poems was the product of sev- 
eral hands, including those of the emperor Mommu. The 
second compilation, dating after 759 C.E., is the massive 
Man'yoshu, which had just over 4,500 poems, some of 
considerable but unknown antiquity. Poetry also went 



hand in hand with music. It is known that court dance 
and musical performances drew on a wide range of 
stringed instruments, including zithers, lutes, and harps. 
There were also mouth organs, panpipes, sets of bells, 
drums, and flutes. 

In 781 C.E. after a period of intense intrigue over the 
succession. Prince Yamabe became the tenno Kammu. 
Three years later, a decision was taken to abandon 
Heiko-kyo for a new capital at Nagaoka, bringing to an 
end the period of the Nara state — the seminal phase in 
the development of a distinctly Japanese civilization. 

See also CONFUCIUS; NINTOKU. 

Further reading: Brown, D. M. The Cambridge His- 
tory of Japan. Cambridge: Cambridge University Press, 
1993; Kiyotari, T. ed. Recent Archaeological Discoveries in 
Japan. Tokyo: The Centre for East Asian Cultural Studies, 
1987; Totman, C. A History of Japan. Oxford: Blackwell, 
2000. 

Nasik Nasik is located northeast of Mumbai (Bombay) 
in western Maharashtra state, India. The site is a series of 
Buddhist sanctuaries, of which the earliest is probably the 
Pandulena vihara, or meeting hall, dating to the second 
or first century B.C.E. An inscription at the entrance 
declares that the sculptures over the doorway were paid 
for by the villagers of Dhambika. Within the hall takes 
the form of a long rectangle flanked by octagonal 
columns, with a stupa at the far end. Ceiling beams 
carved in stone take the form of wooden prototypes. The 
Gautamiputra vihara is so called because of an INSCRIP- 
TION recording that it was dedicated to the monks by Bal- 
asiri, the mother of the SATAVAHANA king Gautamiputra 
Satakarni. The lintel contains fine Buddhist scenes, 
including the hodhi tree under with the Buddha found 
enlightenment, the "wheel of the law" (dharmacakra), 
and stupas. Within there are monks' cells. 

The Nahapana cave temple includes an important 
historical inscription that records how Ushavadata, the 
son-in-law of King Nahapana, founded not only this tem- 
ple but provided for the establishment of rest houses and 
river ferries in the area. He also engaged the local guild of 
weavers to make garments for the monks. 

Nausharo Nausharo is a settlement of the INDUS VAL- 
LEY CIVILIZATION, located on the Kachi Plain of Baluchis- 
tan between Iran and India. It is only six kilometers (3.6 
mi.) south of the important site of MEHRGARH. Excava- 
tions by Jean-Francois Jarrige have revealed a long 
sequence in which the early settlement corresponds to 
Mehrgarh Period VII. Radiocarbon dates place this Period 
lA-C occupation in the first half of the third millennium 
B.C.E. The excavators uncovered the remains of mud- 
BRICK houses and storerooms grouped around courtyards 
embellished with pillars of mud brick. The occupants 
were already familiar with copper metallurgy; finds 



240 Neak Pean 



included a large bronze spear and a SEAL. During Period 
ID, there are signals that the culture was developing into 
the mature phase of the Indus civilization. Houses were 
now raised on mud-brick platforms, while the ceramics 
were decorated with typical designs of the large Indus 
sites, such as fish and pipal trees. There was a severe 
episode of burning at the end of Period 1. Periods 2 and 3 
belong to the mature period of the Indus civilization, dat- 
ing from about 2300 until 2000 B.C.E. 

Settlement commenced with the construction of a 
substantial mud-brick wall faced with plaster, which was 
up to seven meters (23 ft.) broad at the base and stood at 
least four meters (13 ft.) high. Within, the site was laid 
out on a grid plan, with roads up to five meters wide and 
intersecting lanes 1.5 meters in width. A large platform of 
mud brick at least 13 meters long and 4.5 meters wide 
vi'as uncovered. Houses were multiroomed and grouped 
around courtyards. Some rooms contained large hearths 
and kilns. As on the Indus Plain itself, dwellings were 
equipped with ceramic drains and jars into which the 
water soaked away. The excavator also identified a large 
canal-like structure or water reservoir. Artifacts include 
bull figurines, terra-cotta figurines of WOMEN, and a cop- 
per knife. 

Period IV is radiocarbon dated to around 2000 B.C.E. 
The pottery, while still belonging to the Indus tradition, 
now showed a trend to regional preferences, as is found 
in other parts of the late Indus world. 

See also AMRI; KOT DIJI. 

Neak Pean The island in the middle of the Northern 
BARAY at ANGKOR (the Jayatataka) in Cambodia housed 
Neak Pean, formerly known as Rajasri, one of the most 
beautiful Angkorian temples. It was constructed as part of 
the rebuilding of Angkor during the reign of King 
JAYAVARMAN VII (1181-1219 C.E.). The principal features 
of the temple are a water basin, 70 meters square (84 sq 
yds.), in which a circular island supports a temple shrine 
ringed by two naga, "snakes," with tales entwined. This 
gives the temple its modern name, which means "en- 
twined snakes." The water from the basin gushed through 
the mouths of four figures into a smaller pond. In one 
chapel water spurted through the mouth of an elephant; 
in the others there were a horse, a lion, and a human. The 
contemporary inscriptions state that the complex is a 
replica of LAKE ANAVATAFTA, a sacred Himalayan lake 
imbued with miraculous curative powers to remove 
human sins, and pilgrims could cross the reservoir to this 
temple to pray and use the water to wash away the slime 
of their sins. 

Nen Chua The site of Nen Chua is located on the 
Mekong Delta in Vietnam. It dates to the period when the 
maritime state of FUNAN flourished on the basis of 
widespread trade relations linking China with Rome. 



Excavations by Vietnamese archaeologists have revealed a 
rectangular structure in stone and brick 25.7 by 16.3 
meters (84.8 by 53.7 ft.) in extent with what appear to be 
two internal chambers. The presence of a LINGAM and 
gold ornaments suggests that it had a religious function. 
There is also evidence for a complex mortuary ritual 
involving small BRICK-lined chambers dug up to 2.5 
meters into the ground. These held cremated remains 
associated with spectacular gold grave offerings. There 
are, for example, rectangular or oval gold leaves deco- 
rated 'with human forms. One person appears to have 
four arms and might represent HARIHARA, the combined 
image of SIVA and Vishnu. The radiocarbon dates from 
this site suggest occupation in the period 450—650 C.E. 
See also ANGKOR BOREI; OC EO. 

Nevasa Nevasa is an important prehistoric and historic 
site located on the bank of the Pravara River in the state 
of Maharashtra, western India. It was excavated by H. D. 
Sankalia between 1954-56 and 1959—61. The site covers 
an area of 350 by 100 meters (1,155 by 330 ft.) and has 
revealed a long sequence, from the Paleolithic to the 
Muslim period, with layers belonging to the Chalcolithic, 
early historic, and historic, from 50 B.C.E. until about 200 
C.E., when trade with Rome flourished. During this last 
period, Nevasa was significantly located on a major 
exchange route that linked the SATAVAHANA capital at 
Paithan with the coastal ports of Kalyana and Soppara. 
Shards of Roman amphorae, glassware, and beads were 
discovered at the site. Some of the amphorae have a dis- 
tinctive fabric of black sand characteristic of ceramic pro- 
duction centers in the Bay of Naples area and probably 
predate the eruption of Mount Vesuvius in 79 C.E., which 
severely disrupted manufacture there. 

Nihongi The Nihongi is a history of Japan up to the 
year 697 C.E., which originated through an imperial 
decree to gather historical records. It has been the most 
influential of such Japanese histories, often recited, 
quoted, or commented on since its completion in 720 
C.E. It describes the history of Japan in terms of myths, 
legends, and oral tradition and at the same time incorpo- 
rates information from earlier histories that have not sur- 
vived. One source was the Katari Be, the traditional 
corporation of reciters who performed at the imperial 
court. While the earlier periods of Japanese culture are 
understandably based only on myth or fiction, the 
Nihongi is a more reliable historical source for the period 
after about 500 C.E., and its contents provide many 
insights into the activities of the court. This was the for- 
mative period when Chinese and Korean influence in the 
forms of BUDDHISM, writing, the arts, and medicine took 
deep root in the archipelago. The word Nihon in Chinese 
characters means "rising Sun," giving recognition to 
Japan's location east of the Asian mainland. 



Niuheliang 241 



Among courtly activities the Nihongi describes is the 
emperor's passion for hunting with chariots. A passage 
tells of a gift of iron shields to the court and a test that 
followed, in which the greatest archers of the day were 
invited to try to pierce them. The emperor's role in 
enhancing agriculture is amply demonstrated. In 446 
C.E., a bridge was constructed at Wo-bashi, and a road 
•was built in a straight line from the south gate of the cap- 
ital. A great canal was excavated to take the v^^ater of the 
Ishikaha River to the plains of Suzuka and Toyora. This 
opened a huge new area to rice cultivation and ensured 
that the peasants no longer had to suffer periodic crop 
failures. A few years later, it was recorded that the people 
of SHILLA had not sent tributes. Inquiries were made as to 
the reason; afraid of retribution, Shilla sent 80 shiploads 
of offerings, including fine silks. The later the entry, the 
more historic validity can be credited to the words of the 
Nihongi. 

The entries for the seventh century provide details of 
the series of legal reforms that moved Japan closer to the 
Chinese Tang form of government. Laws, for example, 
confirmed the emperor in autocratic government at a 
time when Tang expansion into Korea carried military 
threats to the doorstep of Japan. Court officials were 
given one of a series of grades, each conferring the right 
to wear a particular style of deep purple cap. With the 
adoption of Chinese precedents, successive rulers of YAM- 
ATO constructed increasingly grandiose palaces to exhibit 
their exalted status and power, and the text describes 
how they were conceived and built. The historic validity 
has been in many respects confirmed not only by the 
results of archaeological excavations at the sites it 
described, but also by the recovery of the MOKKAN, con- 
temporary court records of the actual implementation of 
the reforms it outlined. 

Further reading: Aston, W. G. Nihongi: Chronicles of 
Japan front the Earliest Times to A.D. 697. Rutland, Vt., and 
Tokyo: Tuttle, 1995; Totman, C. A History of Japan. 
Oxford: Blackwell, 2000. 

Nintoku (r. 313-399 C.E. [traditional dates]) According 
to traditional Japanese sources, Nintoku was the fourth son of 
Ojin and second king of the Ojin dynasty of the Yamato state. 
This span is almost certainly in error, and it is more likely 
that he ruled during the fifth century C.E. The NIHONGI 
records that he was a victorious warrior, who also initi- 
ated major IRRIGATION works to encourage the production 
of rice. In the 14th year of his reign, he inaugurated the 
massive Ishikawa River irrigation project that transported 
water via a canal to thousands of hectares of formerly 
marginal land. He also recruited Korean specialists to 
work on irrigation projects and repair dykes. His kofun, 
or mounded tomb, is located in the city of Sakai in Osaka 
prefecture and has the distinction of being the largest 
known, with a length of 486 meters (1,604 ft.). It covers 



32 hectares (80 acres) and rose to a height of 30 meters 
(99 ft.). Since it v^ras built on a plain and all the earth had 
to be moved by hand, some of it created three surround- 
ing moats. Such imperial tombs are not open to archaeo- 
logical inspection, but the wealth of goods associated 
with the interment must have been very great. In 1872 a 
natural collapse of part of the mound revealed a stone 
chamber containing a coffin. It would not have been the 
main interment of the emperor, but it contained a Persian 
glass vessel and iron armor. 

Nisa Nisa is a Hellenistic city foundation (second cen- 
tury B.C.E.) 12 kilometers (7.2 mi.) west of Ashkhabad in 
southern Turkmenistan that continued to be occupied 
during the succeeding Parthian period (up to 100 C.E.). 
The walls were up to 10 meters (33 ft.) wide and made of 
clay with a brick veneer at the front. There is a separate 
precinct for the royal palace. Nisa is known for the cellars 
of domestic buildings that were used to store wine, as well 
as for the large clay statues recovered during the excava- 
tions. Foremost among the works of art, however, are a set 
of ivory rhytons, horn-shaped drinking vessels elegantly 
carved at the tip with figures of centaurs, horses, and 
lions. The upper ends bear relief depictions of Greek gods. 
A unique assemblage of Parthian INSCRIPTIONS, written in 
the Aramaic alphabet, has also been found, recording the 
origin and receipt of wine for the royal cellars. Excava- 
tions there in 1950—51 uncovered a large number of clay 
sealings bearing texts in the Parthian script, dating to the 
period 50 B.C.E.-IOO C.E. It is thought that the sealings 
must have accumulated after the opening and closing of a 
treasury door by Parthian officials. 

Niuheliang Niuheliang is a site of the HONGSHAN CUL- 
TURE in northeastern China and Inner Mongolia. The 
Hongshan culture is dated to 4700-2900 B.C.E. and is 
notable for the ritual nature of its surviving monuments. 
Sixteen so-called localities have been mapped at Niuhe- 
liang, 13 of which are groups of mounded burials. There 
are also a large mound shaped as a pyramid that covers 
one hectare in area, a female spirit temple, and a building 
of which only the stone foundations survive. Niuheliang 
is one of more than 500 known Hongshan sites and joins 
the LIANGZHU AND YANGSHAO CULTURES in documenting 
an early development of rituals and mortuary wealth well 
before the transition to the first states. 

The spirit temple has a stone foundation covering an 
area of 22 by nine meters (72.6 by 29.7 ft.), with internal 
walls of clay-plastered wood decorated with red-painted 
designs. Within were clay representations of female forms 
associated with dragons and birds. The clay was unfired, 
and the figures are difficult to interpret, but some of the 
representations were up to three times life-size. This tem- 
ple and the pyramid were the focus of many large and 
richly endowed mounded tombs in which the dead per- 



242 Niya 




Nisa, in southern Turkmenistan, was founded as a Hellenistic city before being occupied under Parthian rule between 50 b.c.e. 
and about 1 00 c.E, (© David Samuel Robbins/CORBIS) 



son was interred in a stone-lined grave. Variations in 
grave goods are seen to indicate social ranking in the 
Hongshan communities, some of which may have led a 
relatively mobile herding lifestyle. The rich graves are 
denoted on the basis of the jades that accompanied the 
corpse. Thus two coiled dragons, found in Tomb 4 in 
Locality 2, excavated in 1984, had evidently been sus- 
pended as ornaments on the chest. This person also wore 
a cylindrical jade so positioned as to suggest a hair orna- 
ment. Other jades from the Niuheliang tombs include a 
finely carved turtle, hi disks, and plaques bearing animal 
masks. As with the coiled dragon image, these images 
and designs continued to be used in much later orna- 
ments. Thus a coiled dragon was found in the tomb of FU 
HAO (r. c. 1200-1181 B.C.E.) at ANYANG, and the tortoise 
or turtle, symbolizing longevity, continues to be seen in 
Chinese art. Ceramic vessels were also included in burials 
but seem to have been less prestigious. Some were very 
finely painted with red designs. 

Niya The site of Niya, on the southern margin of the 
TARIM BASIN in western China, was discovered by SIR AUREL 
STEIN in 1901 during his first major expedition to this area. 
Niya was one of the oasis cities that formed part of the 



state of SHAN-SHAN during the first centuries C.E. For the 
merchant traveling along the SILK ROAD linking China with 
India and Rome, it was possible on reaching DUNHUANG to 
set out for KAXGAR by going north to avoid the Taklamakan 
Desert or south through Shan-shan. The latter route would 
have involved passing through Niya. The Silk Road saw 
not only the passage of goods, but also the spread of ideas 
as merchants moved and settled along its many transit 
points. By this means, BUDDHISM became established in 
Shan-shan and beyond, to the great center of Dunhuang 
and into China itself. Niya is a vital site in documenting 
this phenomenon, because of the survival there of religious 
and domestic structures and an archive of documents, 
mainly on wood, dated to the third and fourth centuries 
C.E. These illustrate the administrative machinery of 
the Shan-shan state. They also help to date the period 
when Niya flourished, for the documents, written in 
KHAROSHTHI and less often in Chinese, include the name of 
the king and his reign date. A document describing King 
Sulica indicates that the site was still occupied in the 
fourth century C.E., but its survival, as did that of all the 
oases cities, depended on river water. Only one river serves 
Niya, and its drying up would have rendered life there 
untenable. 



Niya 243 



Stein suggested that it was visited in the seventh cen- 
tury by the Chinese monk XUANZANG, ■who named it 
Nijang, but it could also have been the location of his city 
of Nei-nang. Contemporary documents from LOU-LAN to 
the east refer to Niya as Cadota. 

The prosperity of trade on the Silk Road relied very 
much on the maintenance of peaceful conditions, and 
during periods when the Chinese exercised military con- 
trol this was assured. Hov^^ever, at times of Chinese weak- 
ness, such as the period that followed the downfall of the 
Eastern HAN DYNASTY (c. 25-220 C.E.), the XIONGNU, or 
steppe horsemen, made travel hazardous. Niya and the 
Shan-shan state exercised a limited sovereignty over the 
southern route in the sense that they were either Chinese 
clients or subjected to Xiongnu pressure. 

TEXTS FROM SHAN-SHAN SITES 

Almost 800 texts have been found in the Shan-shan sites, 
the largest assemblage, 186 documents, from Site V.xv at 
Niya. They were written in the Kharoshthi script on slips 
of wood. Often these documents were two pieces of wood 
placed together face to face, wrapped with cordage, and 
sealed. Since some contain the names and reign years of 
kings of Shan-shan and were found associated with dat- 
able Chinese texts, it has been possible to trace the 
dynasty and learn that the rulers vi'ere on the throne from 
the early third to the middle of the fourth century. The 
documents also illuminate the organizational structure of 
the kingdom, which included districts known as rajas, 
under royally appointed governors, subdistricts called 
nagaras or avanas, and still smaller groupings called 
satas. Officeholders known as sothamgas were in charge 
of a system of taxation of payment in kind of agricultural 
surpluses, such as cereal crops, wine, butter, wool, car- 
pets, and sheep. The list provides a good indication of the 
economy of oasis settlements such as Niya. 

VINEYARD AT NIYA 

The listing of wine among the taxable items in the docu- 
ments received a most unusual archaeological confirma- 
tion when Sir Aurel Stein identified an ancient vineyard 
while exploring the ruins of Niya. It was enclosed by a 
fence 230 by 135 meters (759 by 445.5 ft.), within which 
the posts that would have supported the trellises 
remained in serried rows about five or six meters (16.5 to 
19.8 ft.) apart. Even the vine stems survived against sup- 
porting posts. Fruit trees also grew there: apricots, 
peaches, apples, and walnuts. The aridity of the region 
and the long period of undisturbed abandonment also 
ensured the survival of domestic residences. Stein found, 
for example, that the wooden house posts were still in 
place, supporting wattle and daub walls. Fireplaces were 
intact, and the mud floors of the homes had been mixed 
with wheat straw and cow dung for added strength. He 
found much evidence for local iron smithing, and textile 



remains in wool, linen, and cotton revealed a long tradi- 
tion of outstanding craft skill that stretched back in this 
region over at least 2,000 years. Even the remains of a 
wooden bridge still crossed the dried-out river bed. The 
settlement must have been very extensive, for as Stein 
traced the ruins along the line of the river, he found that 
they stretched over a distance of 25 by 10 kilometers (15 
by 6 mi.). 

BUDDHISM AT NIYA 

The Buddhist community at Niya, according to the sur- 
viving documents, was under the wing of the main 
monastery at Lou-Ian, for one text complained that the 
monks of Niya showed insufficient respect to their supe- 
riors. A second Kharoshthi text from the Shan-shan king- 
dom provides further insight into the day-to-day events 
in the life of a Buddhist community at Niya. In Cadota, 
the text declares, a monk named Anamdasena received a 
loan of corn and wine from a certain Cugopa. The slave 
of this monk evidently stole from the author of the text, 
Larsua, and Cugopa, 12 lengths of silk, two ropes, three 
felt garments, and four sheep. The monk was required to 
repay the value of the stolen goods and pay a fine desig- 
nated as one cow. The whole affair was finally settled out 
of court when the monk gave the thief to Larsu as the 
equivalent of the value of the stolen items. 

Stein investigated one BRICK stupa at Niya, finding that 
it was fashioned of mud brick, the dome raised on a series 
of square bases as in other Shan-shan stupas. It dates ear- 
lier than 300 C.E. Just as the religion and language of Niya 
were inspired by the West, so too were the motifs that sur- 
vive on wooden furniture and architectural details. Thus a 
carved wooden lintel includes an image of a vase overflow- 
ing with pomegranates, a scene of Indian origin, flanked 
by fantastic animals. A wooden table standing 60 centime- 
ters (2 ft.) in height and completely preserved was carved 
with a similar overflowing vase. The Niya wooden docu- 
ments v^rere often found bearing their original sealings, and 
these too show strong Western influence, not least a SEAL 
with the image of the Greek goddess Athena. 

BURIALS AT NIYA 

While the domestic and religious remains provide a 
vibrant image of life in a desert oasis in the third century 
C.E., much information is derived also from the mortuary 
remains of Niya. One burial yielded a wide range of grave 
goods. The double grave of a man and woman, it con- 
tained a complete silk coat of outstanding craftsmanship 
and woolen garments embellished with motifs matching 
those found on the wooden furniture. It incorporates a 
woven text that states: "The appearance of the five stars is 
favorable to China." This text is found in late Han and Jin 
dynasty texts and helps to date the tomb. There were also 
a bronze mirror, a bow and arrow, COMBS, and even frag- 
ments of paper. Of particular interest in this unique 



244 Noen U-Loke 



assemblage is a large section of patterned cotton cloth 
decorated with a series of designs of Indian inspiration. 
These include a garland sprouting from the mouth of a 
mysterious beast. The most intriguing part of the decora- 
tion is the depiction of a goddess holding a cornucopium. 
She has been identified by several authorities as Tyche, the 
Greek goddess of prosperity. If this item has Western par- 
allels, the silk coat, lacquerware, and bronze mirror in this 
burial were from China and date to the third century C.E. 

An important ne\v research program at Niya began in 
1995. It mapped the extent of the site and investigated 
further tombs and houses. Eight burials were uncovered; 
the dead were laid out in hollo\ved tree trunks attired in 
splendid garments. Tomb 3 contained the bodies of a man 
and a -woman. Just as in the prehistoric period in this 
area, the grave goods included the woman's toilet articles, 
on this occasion a comb, sewing kit, and cosmetics. The 
man was accompanied by a bo-w, quiver, and metal-tipped 
arrows. They -wore silk trousers, shirts, a hood, and 
embroidered leather shoes, while the -woman's jewelry 
vi'as of gold and glass. The dead were also accompanied 
by food, including pears, grapes, and mutton. 

Further reading: Burrow, T. A Translation of the 
Kharosti Documents from Chinese Turkestan. London: The 
Royal Asiatic Society 1940; Rhie, M. M. Later Han, Three 
Kingdoms and Western Chin in China and Bactria to Shan- 
shan. Leiden: Brill, 1999. 

Noen U-Loke Noen U-Loke is an Iron Age site in the 
Mun Valley of northeast Thailand. Noen U-Loke is one 
of many similar moated sites in the Mun Valley, which 
would have participated in the exchange networks that 
increasingly centered on the river systems of Southeast 
Asia. Extensive excavations in 1997—98 revealed 
unprecedented evidence for the social development of 
an Iron Age society just before the transition to state- 
hood. The five-meter (I6.5-ft.)-deep stratigraphic 
sequence began in the eighth century B.C.E., and the site 
was abandoned in about 400 C.E. Five mortuary phases 
have been recognized. The first belongs to the early Iron 
Age, when iron was already in use for spears, jewelry, 
and hoes. Other mortuary offerings, which include shell 
and bronze ornaments, pottery vessels filled with fish, a 
tiger's tooth necklace, and pigs' limbs, indicate a consid- 
erable social investment in mortuary ritual. This grew 
over time, as agate, carnelian, and glass were added to 
the range of ornaments, and bronzes became more var- 
ied and abundant. 

The peak of mortuary elaboration was reached dur- 
ing the fourth phase, when people were interred in graves 
filled with burnt rice, lined and capped -with clay. Certain 
individuals stood out for the wealth of their grave goods. 
One man wore 75 bronze bangles on each arm, three 
bronze belts, bronze finger and toe rings, silver ear coils 
covered in gold, and an agate neck pendant and had an 
iron knife, many pottery vessels, and glass beads. A 



woman of the same phase -wore a necklace of gold and 
agate beads and silver and bronze bangles. During the 
fifth phase, mortuary wealth declined. It is possible that 
by this juncture wealth and social status were concen- 
trated in an elite group buried elsewhere on the site. 

The rise of social complexity took place at a time 
when conflict -was also increasing: One man of the final 
phase had been killed by an iron arrow, which was found 
lodged in his spine. There was also a proliferation of iron 
points at this juncture and a major investment in -water- 
control measures. In the latter a series of banks con- 
structed around the site probably acted as retaining walls 
for the streams flowing nearby. There was also a marked 
increase in exchange for exotic valuables, such as gold, 
silver, agate, and carnelian, which would have encour- 
aged the development of a ruling group. 

Noh The site of Noh is located southeast of MATHURA in 
the middle reaches of the Jamuna Valley in India. It \vas 
excavated in 1963—67 and revealed a long prehistoric 
period of occupation that terminated with the Iron Age 
(about 700 B.C.E.). The remains of carbonized rice and 
iron artifacts have been recovered. The historical period 
followed, with evidence for occupation during the SUNGA 
(185-73 B.C.E.) and KUSHAN periods (78-200 C.E.). There 
were eight successive phases determined by the rebuild- 
ing of domestic structures in fired BRICK. These were 
associated with a drainage system and a material culture 
typical of the period, including toy carts, shell and glass 
beads, and animal and human figurines. 

Northern Black Polished Ware In northern India, a 
distinctive variety of pottery known as Northern Black 
Polished Ware (NBPW) appeared in many sites over a 
wide area. It was first recognized and described by SIR 
ALEXANDER CUNNINGHAM during the examination of a 
stupa at Andher near SAN CHI. At the base of the stupa, he 
found a pottery vessel "beautifully smooth ... of bright 
metallic lustre." This ceramic horizon was contempora- 
neous with a series of cultural changes characterized by a 
rapid development of urbanization, the expansion of agri- 
culture as iron implements proliferated, and a sharp pop- 
ulation increase. The distinctive polished ware itself 
represents a technical advance involving firing at a high 
temperature under carefully controlled conditions. Given 
its widespread occurrence and typological changes over 
time, dating this type of pottery is important in relating 
events at different sites. Unfortunately, it is difficult to 
calibrate radiocarbon dates that fall within the span of 
NBPW, but the consensus is that it first appeared between 
550 and 500 B.C.E. Early contexts to have yielded NBPW 
include AHICCHATRA, UJJAIN, and KAUSAMBI. Three phases 
in the typological development of this ware have been 
proposed; the middle phase lasted from 400 to 250 B.C.E., 
and the third ended in about 100 B.C.E. 



nutmeg 245 

Nulchi, King See HWANGNAM, great tomb of. for which island Southeast Asia is famous. The same tree 

also supplies mace, part of the outer rind of the nut. 
nutmeg Nutmeg is the seed of the evergreen tree Myris- See also CTOVES; SPICE ISLANDS. 

tica jragrans. It is a native of the Malukas (Moluccas) in 
Indonesia and was greatly in demand as one of the spices 




Oc Eo Oc Eo is a rectangular city, demarcated by five 
moats and banks, that lies on the flat delta terrain of the 
Transbassac region of the Mekong Delta in Vietnam. Two 
Chinese emissaries, KANG DAI and Zhu Ying, visited this 
region in the mid-third century C.E. and reported on the 
presence of walled cities, kings, a system of taxation, rice 
cultivation, and extensive maritime trade with India. 
Excavations at Oc Eo have verified these reports. Oc Eo 
was a maritime port where trade goods from far afield 
reached Southeast Asia. Air photographs taken during the 
1920s led to the discovery of the city, which lies at the 
hub of a series of canals. Aerial views also indicate that 
the city was divided into wards or sections by further reg- 
ularly placed canals. Beginning in February 1944, Louis 
Malleret uncovered a series of brick structures. The pres- 
ence of a stone LINGAM, or phallus, together with ceramic 
figures of a lion, indicates that these were probably early 
temple foundations. He also encountered the remains of 
jewelry -workshops where ornaments of gold, tin, copper, 
and glass -were manufactured with the aid of bronze awls 
and hammers. One area contained a mass of gold leaf; 
finished golden plaques incorporated images of a woman 
sitting cross-legged and playing on a harp, while another 
woman stood in an elegant posture with a lotus flower 
beside her head. Two Roman medallions of the Emperors 
Marcus Aurelius (121-180 C.E.) and Antoninus Pius 
(86-161 C.E.), together with carnelian ornaments, evi- 
dence trade involving the Roman Empire. There are also 
Iranian COINAGE and a Chinese mirror. The range of 
locally manufactured jewelry covers virtually all possible 
ra-w materials, including diamonds, gold, carnelians, 
amethysts, beryls, zircons, quartz, rubies, olivine, jade, 
malachite, and magnetite. The Chinese visitors described 
a local tradition of engraving jewelry, and carved car- 



nelians have been recovered. Some bear writing in the 
Indian BRAHMI script translated as jaya (from the SAN- 
SKRIT word for "victory"), as well as personal names. The 
wet substrate has preserved wooden posts that would 
have raised domestic structures above the floods that 
cross the delta during the rainy season, and an abun- 
dance of biological finds indicates the raising of domestic 
stock as well as hunting and fishing. 

Excavations in the vicinity of Oc Eo have now recom- 
menced. Pierre-Yves Manguin and Vo Si Khai have investi- 
gated sites scattered at the foot of Ba The hill nearby. Their 
research program is designed to investigate the wide range 
of sites on the plain below Ba The; to obtain a solid dating 
framework for the critical centuries during which the sites 
were occupied, including the moats, canals, and -walls; 
and to illuminate the major stages of cultural develop- 
ment there. Early results at Linh Son and Go Cay Thi 
indicate that settlement involving houses raised on piles 
occurred during the first century or two of the Common 
Era, representing essentially the late prehistoric occupa- 
tion of the delta. There followed a period dated to the fifth 
through the seventh centuries, -when brick structures were 
erected. The moats, canals, and -walls might belong to this 
period but remain to be dated. 

See also FUNAN. 

Ojin (r. 270-310 C.E.) Ojin was the 15th sovereign of 
Japan and probably ruled in the late fourth to the early fifth 
century C.E., according to the Nihongi. 

The reign dates given in the Nihongi are almost certainly 
inaccurate. During his reign there were strong contacts 
with the Korean states, and he was sufficiently powerful 
to send armed forces into Kyushu. Ojin's reign saw a 



246 



oracle bones 247 



number of major cultural changes as a result of contact 
■with the emerging states of Korea. The Nihongi, for exam- 
ple, records that the men of PAEKCHE and SHILLA, two 
Korean kingdoms, traveled to his court, and he ordered 
that they dig an IRRIGATION pond. There are many other 
references to contact with Paekche. One described the 
arrival of a seamstress, another a gift of two horses. Per- 
haps the most significant entry, however, refers to the 
arrival of a scribe, ■who had books that included the 
Analects of CONFUCIUS and who tutored the crown prince 
in literacy. These immigrant groups, according to the 
Nihongi, formed the he — a regional group specializing in 
an aspect of manufacture, or a craft corporation, which 
paid tribute to the YAMATO court (300-552 C.E.). 

Ojin's tomb at Habikino ranks second only to that of 
NINTOKU in terms of size. It is a keyhole kofun (burial 
mound) 415 meters (1,369.5 ft.) long, surrounded by two 
moats. The interior has not been examined, but HANIWA 
(tomb models) figures in the form of houses and water- 
birds have been found there. 

0-no-Yasumaro (d. 723 c.e.) O-no-Yasumaro was the 
compiler of the Kojiki, hy order of the emperor of Japan. 
The KOJIKI gave the ancestry of the royal family back to its 
mythical origins. It was completed in 712 C.E. At his 
death, O-no-Yasumaro was a lower junior fourth-rank 
official and head of the Ministry of Civil Affairs, with 
responsibility for the census and taxation. His cremated 
remains, together with an inscription on bronze, were 
discovered in 1979, about 10 kilometers (6 mi.) south- 
east of the royal capital of HEIJO-KYO. The text gave his 
residence in that city, which can be identified on the 
reconstructed street plan. 

oracle bones Oracle bones refer to the animal bones 
and shells used over a lengthy period in ancient China 
for divining the future. 

These bones first came to scholarly attention in the late 
19th century in Beijing, when Wang Yiong (1845-1900), a 
scholar and Qing dynasty official, noticed archaic writing 
on tortoise shell that had been prescribed as medicine to 
treat malaria. He forthwith purchased all the specimens 
available in pharmacies in the city and assembled the first 
collection. On his death in 1900, his collection passed 
into the hands of a colleague, LIU TAIYUN (1857-1909), 
who continued to save as many specimens as possible 
from pharmacists, and published 1,058 texts. Further 
impetus to the collection and study of the oracle bones 
was provided by the 1917 publication of SONG YIRANG's 
book Chiwenjuli (Examples of oracle bone Inscriptions). 

Given the new scholarly interest in the oracle bones, 
the first three decades of the 20th century saw systematic 
looting of key sites and the sale of an unknown number 
of treasures to Chinese and Western collectors, including 
James Menzies, a missionary. Some of these collections 



were later sold to the British Museum in London, the 
Carnegie Museum in Pittsburgh, and the Scottish 
National Museum in Edinburgh. Thousands of items 
were also bought by Japanese collectors. A flourishing 
counterfeit industry sprang up, and many fakes entered 
the market. Luo Zhenyu was a scholar who set himself 
the task of distinguishing between the original and fake 
specimens and then seeking their actual place of origin, a 
secret closely guarded by the dealers. He wrote a key arti- 
cle, published in 1910, in which he listed the names of 
the kings of ANYANG, the location of their capital, and the 
process of divination in which the oracle bones played a 
key role. This work proceeded with a series of volumes 
that expanded on the kings, the role of divination, and 
geographic terms. His research also concentrated on the 
meaning of the individual characters. This was facilitated 
by the fact that they are the script from which later devel- 
opments derived. The words for "hunting," "animals," 
"directions," "numbers," and "fishing" provided a basic 
lexicon for identifying the questions posed by the divin- 
ers in the procedure of providing a question with two 
potential answers and then heating the bone so that the 
resultant cracks provided the reply. Of 1,207 items, it was 
found that almost half the questions concerned making 
sacrifices to the ancestral spirits. The next most frequent 
questions related to hunting and fishing, followed by 
questions concerning the king's travel. Other important 
issues included war, the weather, and the harvest. 
Between 1915 and 1926, Wang Gouwei (1877-1927) 
contributed significantly to the early analysis of the 
inscriptions by piecing together texts on sacrifice to the 
ancestors. This allowed him to reconstruct the names of 
31 Shang kings over a period of 17 generations. 

Until 1928, all the studies of the oracle bones were 
based on looted finds purchased from dealers or pharma- 
cies. In October 1928, however, Dong Zuobin of the Insti- 
tute of History and Philology of the Chinese National 
Academy began excavations in a mound near Xiaotun and 
recovered not only 784 new texts, but also the remains of 
pottery, jade, and bone artifacts. This discovery initiated 
many more years of excavations. LI JI (1896-1979) took 
charge of the Xiaotun excavations, and working in con- 
junction with Dong Zuobin, he opened a large area north 
of the village in November 1929. Any doubt as to the 
presence of further records was dispelled when he came 
across a deep circular pit filled with inscribed bones and 
tortoise shells. Even this, however, paled before the spec- 
tacular discovery, in 1936, of another underground stor- 
age pit. On the last day of the season, late in the 
afternoon. Pit H127 was opened to reveal a mass of oracle 
bones together with a human skeleton. They were so 
densely packed that it appeared likely that this was a 
deliberately placed archive. It proved impossible to do jus- 
tice to this cache in the field, so it was decided to lift the 
entire contents of the pit in one block and dissect it in the 
laboratory. This block weighed more than three tons, and 



248 oracle bones 



with great difficulty given the hazardous state of local 
transport, it was shipped to the Institute of History and 
Philology in Nanjing. After months of careful excavation, 
17,096 individual pieces were assembled, and it was possi- 
ble to analyze the group as a whole. It was found that they 
were from the reigns of Pan Geng and Wu Ding and that 
they were placed underground during the reign of the lat- 
ter. Their condition was so good that even the vermilion 
writing on the carapaces was visible before the characters 
were traced over with incisions. Notes on some specimens 
also indicated the source of the turtle shell. With this out- 
standing discovery, research on the oracle bones in the 
field ceased, because Japanese forces invaded northern 
China, and the precious finds were removed for safety to 
the remote southwestern province of Yunnan. 

THE ORIGINS OF ORACLE BONES 

The origin of divination employing bones in this manner 
has deep prehistoric roots in China. The bones of sheep. 




The court records of the Shang emperors were carved on the 
surface of bones. They were concerned with divining future 
events on the basis of the form of cracks resulting from apply- 
ing heat to the underside. This bone is a cow's scapula, but 
most records were carved into turtle shells. (O LowellCeorgia/ 
CORBIS) 



pigs, and deer as well as cattle were heated and interpreted 
as early as the fourth millennium B.C.E., probably as part of 
a religion based on ANCESTOR WORSHIP. Most divinations 
were made on turtle plastrons, but cattle ribs and scapulae, 
being thin and flat, were also used. The earliest evidence 
for oracle bones comes from the late Neolithic sites of the 
Fuhe culture in Liaoning province in the far northeast of 
China. Here sheep and deer scapulae had holes bored in 
them before being cracked through the application of heat. 
Most sites of the LOWER XIAJIADIAN CULTURE of Inner Mon- 
golia have also yielded early oracle bones dating to the end 
of the third millennium B.C.E. Oracle bones are present at 
the Shandong LONGSHAN CULTURE site of Chengziyai 
(2500-1900 B.C.E.), where 16 fragments have been recov- 
ered. The site of Zhukaigou in western Inner Mongolia has 
yielded oracle bones that were carefully polished, bored, 
and subjected to heat several hundred years before the 
SHANG STATE. A few oracle bones have been found at the 
earlier Shang capital of ZHENGZHOU and in Western Zhou 
contexts at Fengchu, Zhangjiapo, Changping, and Qijia, 
and their use was probably more widespread than the pre- 
sent distribution implies. 

ORACLE BONES AND THE SHANG DYNASTY 

With the Shang dynasty (1766-1045 B.C.E.), the bones 
were inscribed and therefore provide a vital source of his- 
toric information matched only by inscriptions cast onto 
the surface of bronzes. The basic procedure of Shang ora- 
cle-bone divination involved two complementary out- 
comes on an issue that concerned the king. On the 
right-hand side of the plastron was the positive outcome: 
"The king should hunt today." Opposing it on the left- 
hand side was the alternative: "The king should not hunt 
today." The applied heat in a depression on the right- 
hand side would lead to a sharp report and a crack in the 
bone. The shape of the crack might be a positive signal, 
that the king should hunt. Then the negative side would 
be similarly treated and the resultant crack interpreted. A 
postscript was added on occasion: "the king hunted." 

Currently, more than 100,000 such bones have been 
recovered, but many more have been looted or powdered 
for Chinese medicinal purposes. Turtles were imported 
from considerable distances; some of the species of turtle 
represented at Anyang were of south Chinese distribu- 
tion. On arrival at Anyang, the carapace was usually 
labeled as to its origin in archaic Chinese script and 
then prepared for use by smoothing and polishing the 
surface. Female plastrons were preferred because they 
are flatter and thinner and have a smoother surface than 
male specimens. Careful analysis has revealed that the 
plastron or bone was bored with regularly spaced holes 
as a preliminary to the application of heat. These holes 
were bored in pairs on the underside of the bone, proba- 
bly because it was easier to obtain cracks on a thin sur- 
face. The two holes were carefully shaped in contrasting 
forms. One was circular, the other lentoid. When cracks 



oracle bones 249 



were achieved, they followed a certain pattern that aided 
interpretation. This was often undertaken by the Shang 
king himself to divine future events, and the bone was 
then incised with the king's pronouncements, which pro- 
vide a clear insight into his concerns. They cover, for 
example, the most propitious time to make sacrifices to 
the ancestors, whether to go to war, whether a royal con- 
sort will have a successful delivery, whether it will rain, 
the degree to which there will be a good harvest, or even 
which ancestor is afflicting the king with a toothache. 
Sometimes there is a postscript, saying vi'hether there was 
indeed rain or whether a disaster or military success did 
occur. 

The script employed was ancestral to modern Chi- 
nese writing, making some of texts decipherable. Since 
the texts often refer to ancestors and provide dates, it has 
been possible to identify the names of the Shang kings 
and the dynastic succession well before the foundation of 
the royal capital at Anyang. 

THE MESSAGE IN THE EARLY WRITING 

The symbols found on the oracle bones provide evidence 
for craft activities representing the majority of the popu- 
lace beyond the court and its functionaries. A human fig- 
ure seen holding baskets probably represents a merchant 
or trader, while the texts themselves describe the impor- 
tation of carapaces and horses. A person holding a brush 
has been interpreted as a painter, and other symbols 
depict a butcher and hunter. In these cases, the symbols 
are very clear, as the butcher has a knife hovering over an 
animal lying on its back. There can be no doubt of the 
presence of the executioner, seen as a person wielding an 
axe over a decapitated victim. This symbol is strongly 
reminiscent of the presence of headless skeletons in the 
sacrificial pits near the royal Shang tombs. Other symbols 
are less obvious in their implications. A complete chariot 
might represent a maker of chariots or might simply be 
the word for the vehicle itself. The graph showing a 
house or gate tower could be the word for a builder, 
while a man seen holding a pennant might have been a 
flag maker or have a rank of soldier. Many symbols show 
different forms of bronze vessels and possible manufac- 
turers of arrows, halberds, knives, and quivers, the last 
symbolized by two arrows in a container. 

IDENTIFYING THE SHANG KINGS 

Dong Zuobin's analysis of the H127 archive led to the dis- 
covery of the Shang calendrical system and, thus, reign 
dates and other major events. He found that many of the 
texts included the name of the reigning king, as well as 
the day, month, and even, on occasion, year of a particu- 
lar divination. As a result, he was able to name and order 
the reigns of 12 Shang kings. This added up to a total of 
287 years, but the first 14 of these belonged in the period 
before the establishment of the royal capital of Anyang by 
Pen Geng. Dong Zuobin's calculations were so precise 



that he was able to pinpoint the 15th year of Pan Geng's 
rule and, therefore, the date of the move to Anyang. From 
this basic chronological foundation, Dong Zuobin began 
to explore the nature of the rituals associated with divina- 
tions that marked the Shang court's annual round of 
activities. The vital importance of ancestor worship and 
the offering of sacrifices to the named ancestors on cer- 
tain days were soon realized. Specific military campaigns 
led by various Shang kings were also identified. 

MODERN INTERPRETATIONS 

The analysis of the increasing number of specimens that 
have accumulated since the early days of discovery has 
now become highly specialized, and earlier interpreta- 
tions have been modified and expanded. In the first 
instance, proper historic interpretation of the texts 
requires that they be dated. This can be determined on 
the basis of several criteria. Foremost, if known, is the 
location of the specimen. Where 17,000 come from the 
same pit, for example, it can be assured that an element 
of contemporaneity exists. Detailed reading of the texts 
also makes it possible to list the actual names of the 
diviners. These include Bin and Zheng, who collaborated 
on a divination and were therefore contemporaries. They 
were active during the reign of King Wu Ding. Their con- 
temporaries can also be named, and their successors can 
be assigned to one of the five periods into which the ora- 
cle bones are now divided. Thus Shao was active in 
Period II, and Peng in the third period. References to the 
titles of members of the royal dynasty can also provide 
essential dating information. When, for example, a script 
refers to a father whose place is known in the genealogy, 
then the bone must date to within the lives of his sons. 
Similarly where it refers to an older brother, then it must 
belong to the same generation as the younger brother 
who performed the divination. There are, however, pit- 
falls in following this line of inquiry too literally, because, 
for example, the term zu means "grandfather" but can 
also refer to a male ancestor going back more than two 
generations. Supporting information for dating can also 
be obtained from the writing style, which began large and 
bold and became smaller. It is likely that the scribe- 
engravers were specialists distinct from the school of 
diviners, and, therefore, it should be possible to recognize 
individual handwriting. There were also changes over 
time in the way in which the inscriptions were set out on 
the bone and the method of recording the origin. On the 
basis of these approaches to the analysis of the texts, a list 
of Shang kings has been produced that covers much of 
the occupation of Anyang, the late royal capital. 

KING WU DING 

What was the underlying motivation behind the intense 
and continuing devotion to divination, and what topics 
concerned the king? One of the foremost issues was the 
making of sacrifices to appease the ancestors, sacrifices 



250 oracle bones 



often taking the form of killing an animal in the ancestral 
temple. Another revolved around military campaigns 
against rival polities on the border of the Shang realm. A 
charge might read: "This season, the king should attack 
the [named] enemy, because he will gain assistance on 
this occasion." This is the positive outcome. The oppos- 
ing negative would read: "This season, the king should 
not attack the enemy, because if he does, he might not 
receive assistance." The resulting cracks would determine 
whether to attack or not. This is best illustrated in a par- 
ticular set of five plastrons considered in detail in an 
exercise by David Keightley They greatly exercised the 
mind of King Wu Ding on November 24, 1311 B.C.E. At 
least two of the original plastrons came from a garrison 
settlement called Tuan. Three issues were being divined. 
Should the king follow General Wang Cheng and attack 
the state of Xia Wei, or should he follow General Zhi Guo 
and attack Bafang? Positive and negative charges were set 
out on the plastrons couched as the question: "If the king 
followed this course, would he receive divine assistance?" 
Multiple cracking on the five plastrons was undertaken, 
but the outcome is uncertain. Another issue was treated 
by using other holes on the same set. This time it con- 
cerned the king's toothache. Which ancestor was respon- 
sible for this affliction, and what sacrifice would appease 
the ancestral spirit? Four possible royal ancestors were 
named, in the order in which they ascended the throne. 
Pan Geng was identified as the one responsible, leading 
to the question of whether the sacrifice of a dog or a 
sheep would alleviate the pain. The answering crack was 
recorded as being slightly auspicious. 

The range of subjects requiring divination during the 
reign of Wu Ding provides a unique glimpse into issues 
of royal concern in any early state. The king, for example, 
required information on the childbearing of his consorts. 
He was concerned to have his dreams interpreted. Would 
it rain, and how good would the harvest be this year? He 
sought to understand the portents of celestial phenomena 
and whether it was auspicious to hunt, go to war, or 
found a settlement. Sometimes he wished to seek guid- 
ance on a future plan, at other times he set out his wishes 
and sought reassurance that they were the correct course. 
If there was a crop failure, the king would try to find 
out the reasons. Was a particular ancestor vv^reaking ven- 
geance and requiring sacrifices to be made? He was, in 
sum, attempting to meet and negotiate with the divine 
powers that molded the world. 

THE NATURE AND ROLE OF KINGSHIP 

The oracle-bone texts thus permit a penetration of the 
nature and role of kingship in the Shang state. In the first 
instance, the royal ancestors remained a vital part of the 
day-to-day lives of their descendants. On one divination 
we read: "Crack making on guiyou day: To father Jia, we 
pray for good hunting." Jia was the 17th king in the 
dynastic sequence. On another occasion the text reads: 



"[W]e pray for Lady Hao to Father Yi." FU HAO was a 
consort of King Wu Ding, and Father Yi was the 20th 
king and Fu-Hao's father-in-law. 

Second, the power to communicate with the god- 
ancestors to secure good fortune or successful outcomes 
can be seen as a powerful means of legitimizing the king's 
position of authority. Where agricultural surpluses main- 
tained the court, rain was a consuming issue. Thus the 
king is often portrayed through divination as a rain- 
maker. A relevant text reads: "Crack making on jimao 
day. Que divined 'It will rain.' The king read the cracks 
and said: 'If it rains, it will be on a ren day'" Later came 
the verification statement: "On renwu day, it rained." 

The role of the king can also be seen in anticipating 
problems. One text reveals not only the Shang conception 
of the state's borders but also the problems posed by 
enemy action. King Wu Ding said on one oracle bone: 
"The king read the cracks and said, 'there vi'ill be calami- 
ties, there will be alarming news.'" There followed the 
record that enemies attacked his kingdom from east and 
west. Keightley, in commenting on this plastron, noted that 
the letters were large and highlighted in red as if displayed 
publicly to reinforce the king's divinatory powers. 

Toward the end of the Shang dynasty, the use of ora- 
cle bones underwent several changes. The size of the 
script became smaller; the divined topics were reduced to 
hunting, the weather and avoiding calamities; and there 
were no longer paired positive and negative forecasts. It is 
probable that other methods of divining the future grew 
in popularity. 

THE SHANG ENVIRONMENT AND ECONOMY 

Apart from the divinations themselves, incidental infor- 
mation provides an unparalleled documentary source for 
many aspects of the Shang culture and environment. 
There is botanical and faunal evidence that the Shang 
people enjoyed a milder winter climate than at present, 
with some influence of the monsoon reaching much fur- 
ther north. Since the kings were concerned with rainfall, 
and the oracle bones can often be dated to the month of 
the divination, it is possible to assess the climate. Today 
there is regular snowfall in the Anyang area from January 
to March, but the oracle texts rarely mention snow, and 
when they do, it took the form of sleet. There are also 
records for rains falling throughout a 10-day period, a 
pattern that is rare today and more akin to the monsoon 
climate of the Chang (Yangtze Valley). The animals men- 
tioned, in particular the rhinoceros, elephant, tiger, and 
pheasant, are also more compatible with a warmer cli- 
mate than is found today. 

The subsistence economy was based on agriculture 
and domestic stock. Animals were used in considerable 
numbers in sacrificial rituals, and cattle, sheep, horses, 
pigs, and chickens are all mentioned. Many animals were 
involved. The highest recorded number of cattle sacri- 
ficed in one event exceeded 1,000, and about 100 human 



oracle bones 251 



victims were mentioned at least nine times. Horses were 
sacrificed, but usually only when interred with the chari- 
ots they pulled. Since the kings -were passionate about 
hunting, the animals they sought provide environmental 
information. The most common prey were elaphures, a 
species of deer, and foxes. Next -were \vild boars and wild 
cattle. Tigers were relatively rarely killed in hunts, but the 
faunal assemblage taken as a -whole implies a lo-w-lying, 
forested, and swampy environment. This is confirmed by 
a study of references in old poems describing the area 
only a few centuries after the fall of the Shang dynasty. 

There are many references to agriculture and crops. 
The oracle bones include a symbol for the creation of 
new fields, in the form of two arms reaching do-wn to the 
soil. The most common is the word shu, which almost 
certainly refers to millet. Another word, ji, is also regu- 
larly encountered and is probably a second species of mil- 
let. Dao, a third word for a grain, is thought to refer to 
rice, while mai is the word for "wheat." It is unlikely that 
the Shang cultivated -wheat, because it is not referred to 
as being harvested. There are also words for all aspects of 
silk weaving, from mulberry trees to the silkworm, and 
the presence of silk fabric is confirmed on the basis of 
impressions and even jade carvings of silkworms. 

THE SHANG COURT 

One of the most telling features of a developing state is 
the central administration. Once again, the oracle bones 
are a vital source of information, in that they include 
many references to the bureaucracy that surrounded the 
king and made up so much of his court. The title /u -was 
given to the king's consorts, the most famous of whom 
■was Fu Hao, because of the discovery of her intact tomb. 
She was a consort to King Wu Ding, and the number of 
references to her in the oracle texts makes it possible to 
appreciate some of her responsibilities. These included 
leading military expeditions and taking part in court ritu- 
als. She was also a rich lando-wner, and her wealth is 
manifest in the number and quality of the bronzes and 
jades in her tomb, not to mention the sacrificial victims. 

The word ^i refers to a prince and is also the name of 
the Shang king's clan. As with the consorts, we find zi 
taking part in rituals, accompanying the king on his 
hunting ventures, and leading war parties. There were 
numerous court officials. Diviners and interpreters were 
prominent, and given the intensity their results inspired, 
they must also be numbered among the most important. 
They also had specific titles: Diviners -were known as pit, 
interpreters had the title chen. Wu was the title given to a 
priest. There were also highly ranked lords who were 
granted settlements and estates beyond the capital. Some 
were often referred to in the oracle records. War was a 
common theme. There appears to have been a permanent 
army, known as a liX, while the lords with landed estates 
■were required to contribute forces -when required. The list 
of military personnel is also of considerable interest in 



any consideration of Shang warfare. It includes the titles 
for those responsible for frontier defense; the command 
of archers, horses, and dogs; and for those in command 
of strongpoints. One purpose of war may well have been 
to secure sacrificial victims, and the numbers of individu- 
als who met this fate are very high. In one case, 600 died 
with the construction of one building. 

THE WESTERN ZHOU DYNASTY 

Divination continued under the WESTERN ZHOU DYNASTY 
(1045-771 B.C.E.). A passage in a fifth-century text 
known as the METAL-BOUND COFFER referred to a notable 
event shortly after the Zhou defeat of Shang. KING WU fell 
ill, and ZHOU GONG, his brother, decided to consult the 
turtles concerning the king. The procedure reveals the 
importance attached to the prognostications. First the 
duke had four altars constructed, on three of which he 
placed jade disks. He held his own jade mace, his symbol 
of high status, and prayed to the ancestors that by the 
substitution of his own life, the king would recover. He 
then divined of the turtle that if his death -would save the 
king's life, he -would gather up the jades and await his 
end. But the divinations were favorable. The duke was 
permitted to live, and the king recovered on the next day. 
Archaeological documentation of the continuation of ora- 
cle-bone divination during the Western Zhou dynasty is 
derived from the site of Fengchu in the Zhouyuan, the 
Plain of Zhou, in the Wei Valley. A cache of oracle bones 
■was found there under a large palace structure, and this 
makes up the vast majority of specimens of this date. 
There has been an element of controversy over their ori- 
gin, because some refer to Shang ancestors. This can, 
however, be explained by the fact that the exchange of 
high-ranking princesses between the Zhou and the Shang 
led to the Zhou kings' having Shang ancestors. Thus two 
Zhou kings at least, Wang Ji and Wen, were married to 
Shang princesses, and their offspring had legitimate 
Shang ancestors. An important point about the Fengchu 
inscriptions is that they present a number of consistent 
differences from their Shang counterparts in the way in 
■which the text was organized. Nevertheless, the texts 
themselves make it clear that divination of future events 
through the cracks produced by heat was their prime 
purpose. Sacrifice to the ancestors played a key role in 
these rituals. For example, 30 penned cows were killed 
and 30 people beheaded, and captives were sacrificed. On 
one occasion, 100 co-ws were sacrificed. 

DIVINATION IN THE STATE OE CHU 

Elite burials of the CHU state that centered on the middle 
Chang (Yangtze) Valley until the late third century B.C.E. 
often contained BAMBOO SLIPS that recorded the divination 
records of the person interred. Thus Tomb 1 at Tianxing- 
guan in Hubei province holds the records of divinations 
using turtle bones undertaken on behalf of Pan Cheng, 
lord of Diyang in the mid-fourth century B.C.E. In the year 



252 Otsuka 



that a guest from QIN inquired after the king at Ying, a 
person called Gu Ding asked the bones whether Pan 
Cheng -would gain benefit from serving the king during 
the forthcoming year. The answer from the oracle divined 
an auspicious outcome. These slips show that some divin- 
ers worked for several clients. Fan Huozhi divined for Pan 
Cheng as well as the person interred in a tomb at nearby 
Wangshan. The daily reference to the oracles emphasizes 
how the spirits continued to exercise a vital role in the life 
of high-ranking leaders of Chu society. 

The ancient practice of divination by turtle shells and 
MILFOIL stalks was well known to the historian SIMA QIAN, 
and a chapter of his history describes how the rulers of 
old would consult diviners to ascertain the will of heaven. 
It was also, he said, much employed during the Zhou and 
Qin dynasties. One of his chapters describes the presence 
of diviners in the market of the Western Zhou capital of 
CHANG'an. Another details the procedures for divination 
from shells. Although no stores of oracle texts come from 
HAN DYNASTY sources, it is clear that their use continued 
into the early first millennium C.E. That they were pre- 
served is not in doubt; there is a reference in the SHIJI to 
the shells used in divination being preserved in the impe- 
rial shrines of the early Han emperors. 

DIVINATION IN JAPAN 

Chinese histories also described the practice of divination 
by burning bones when referring to Japan during the late 
YAYOI period (third and fourth centuries C.E.). This has 
been archaeologically verified by the discovery of bones 
with burning pits in the relevant Yayoi sites. The use of 
oracle bones continued into the YAMATO period (300-552). 
When, in 708 C.E., consideration was given to the con- 
struction of a magnificent new capital at HEIJO-KYO 
(nara) to replace EUJIWARA, GEOMANCY and divination 
played their part in selecting the site. As was said at the 
time, "Three mountains establish a bastion and the divin- 
ing rod and tortoise shells both follow." 

Further reading: Keightley, D. N. Sources of Shang 
History: The Oracle Bones of Bronze Age China. Berkeley: 
University of California Press, 1978; Shaughnessy, 
E. L. "Zhouyuan Oracle-Bone Inscriptions: Entering the 
Research Stage?" Early China 11-12 (1985-1987): 
146-163. 

Otsuka Otsuka is a village of the late Middle YAYOI 
period, located on an eminence near the western shore of 
Yokohama Bay, Honshu Island, Japan. It is notable for the 
fact that it has been completely excavated. The Yayoi cul- 
ture (300 B.C.E.— 300 C.E.) was seminal in the development 
of early Japanese states. It began about 300 B.C.E. with the 
movement of immigrants from southern Korea into an 
archipelago in which hunting and gathering still domi- 
nated in the Jomon culture (10,000-300 B.C.E.). However, 
the Yayoi culture saw the serious beginnings of wet-rice 
cultivation and metallurgy of both bronze and iron as well 



as an increase in maritime trade. It rapidly spread north- 
east from its homeland in Kyushu into Honshu. Otsuka 
represents this expansionary movement, and its complete 
excavation demonstrates its size and likely population. 
The site itself covers a kidney-shaped area measuring 200 
by 130 meters (66 by 429 ft.), bounded by a defensive 
ditch two meters (6.6 ft.) deep and up to four meters 
(13.2 ft.) wide. There are hints of an earth bank as a fur- 
ther defensive measure, for it is known that intersettle- 
ment fighting was endemic at this period. Ninety house 
foundations have been identified, but overlapping and 
rebuilding imply that no more than 30, each large enough 
to house a single family, were occupied simultaneously. 
Hence the population is unlikely to have exceeded 250 to 
300 people. The houses were subrectangular with roofs 
supported by large wooden posts. There were also raised 
storehouses for the community's vital rice. A cemetery lay 
100 meters (330 ft.) southeast of the perimeter ditch. It 
held mounded tombs ringed by a ditch, but since there are 
relatively few for a settlement of this size, it is thought 
that only the village elite were interred there, and that 
there must be another cemetery attached to the village. 

Otsukayama Tsubai Otsukayama is a kofun, or burial 
mound, of the early phase of the YAMATO kingdom of 
Japan (300-552 C.E.). The Otsukayama kofun is typologi- 
cally early, but its enormous size — 185 meters (610 ft.) 
long and 75 (247 ft.) wide — dwarfs the antecedent 
mounded tombs of the YAYOI culture (300 B.C.E. -300 C.E.) 
and exemplifies the rise of powerful Yamato rulers. 
Otsukayama is located near the Yamato center of NARA on 
the island of Honshu. Natural contours at the edge of a 
hill were modified to form two mounds, one square and 
the other round, to form a keyhole shape that gives such 
monuments their name. The site was severely damaged in 
1894 when a railway track was cut through it, but excava- 
tions in 1953 revealed an intact tomb below the circular 
mound. This measured 4.9 by 1.1 meters (16.1 by 3.6 ft.) 
and was sunk four meters into the ground. It was lined 
and capped with stone slabs and rested on a clay floor. 
Clay had also been used to seal the tomb. A wooden coffin 
had lain within, and no grave offerings were found. How- 
ever, the mortuary offerings in the chamber were rich and 
numerous. Thirty bronze mirrors had been placed on end 
leaning against the stone walls, some from the same work- 
shops, dating to the mid-third century C.E. There were 
also iron swords, arrowheads, and spears and slats of iron 
from body armor. Iron tools include sickles, axes, adzes, 
knives, harpoons, and one fishhook. 

Oxus treasure The Oxus treasure was brought to light 
in 1877 in Afghanistan, when items of gold and silver 
were found, probably in the vicinity of the ancient city of 
Khandian (Kabadian) on the Amu Dar'ya River, formerly 
known as the Oxus. However vague the original find spot 



Oxus treasure 253 



of the Oxus treasure might be, its fortuitous survival has 
proved an extraordinary source of information on the 
technical skill of the Achaemenid gold-working tradition 
and the wealth and splendor of their eastern province of 
BACTRIA. It has been suggested that the treasure repre- 
sents offerings at a shrine, which were buried for safety, 
perhaps in the face of ALEXANDER THE GREAT'S army 
(356—323 B.C.E.)- The outstanding gold and silver objects 
date to the fifth and fourth centuries B.C.E.; culturally, 
most belong to the ACHAEMENID EMPIRE. Some items 
show Greek influence, ho^vever, and others seem to have 
been inspired by Scythian motifs. The hoard provides a 
clear insight into the quality and wealth of Achaemenid 
Bactria. The treasure might have been washed out from 
its original location by floodwaters and redeposited, for it 
is alleged that it was found scattered in the sandy bed of 
the river. The treasure had a checkered history. 

It was bought by three traveling merchants who took 
it to Kabul, in Afghanistan, but they were waylaid by brig- 
ands en route. The local British administrator. Captain F. 
C. Burton, tracked down the thieves and recovered part of 
the treasure, v^^hich was then returned to its original own- 
ers. They took it to Peshawar in Pakistan and sold it. It 
was purchased by SIR ALEXANDER CUNNINGHAM and then 
by Sir Augustus Franks. A large number of coins were 
bought at the same time, but it is not certain whether they 
were from the same source. Many were minted during the 
reign of Alexander the Great and SELEUCUS I NICATOR 
(356-281 B.C.E.). The latest coin belongs to Euthydemus 
and dates to the end of the third century B.C.E. The Oxus 
treasure is novi? housed in the British Museum. 

Some fine silver and gold statuettes of men show 
their elaborate aristocratic clothing. Miniature golden 
chariots, one of which is only 19 centimeters (7.6 in.) 
long, were pulled by four horses. They had spoked 
wheels, a charioteer, and a passenger. One superb horse's 



head, fashioned in hammered gold with wire for reins, 
was only four centimeters (1.6 in.) long. Another was 
even smaller. The interest in depicting animals is also 
seen in the silver rendition of a rampant goat that once 
embellished a gilt ewer, bowl, or plate. The goat's fea- 
tures, such as the horns and beard, were gilt. The cast fig- 
urine of a deer was rendered in gold, while the antlers 
and ears were soldered onto the body after being sepa- 
rately cast. It is an exquisite miniature, only 5.5 centime- 
ters (2.2 in.) in length. There are also a figure of a goose 
in silver with gold inlay for the eyes, and a large hollow 
gold fish, 24 centimeters (9.6 in.) long, which might have 
been used as some form of serving vessel with fluid being 
poured through the mouth. Many of the gold vessels were 
also embellished with images of animals. A gold jug, for 
example, had a handle that terminated in a lion's head. A 
gold bowl is decorated vv^ith rampant lions that resemble 
those seen on Persian hunting scenes. 

The Achaemenid interest in the chase is vividly seen 
in a silver disk decorated with hunters on horseback 
spearing deer, goats, and hares. The horses in this scene 
had the tail tied in ribbons, while the men rode with no 
stirrups. Hunting scenes also decorate the gold covering 
for a sword scabbard. There are many images of men 
depicted on gold plaques, perhaps offerings given by wor- 
shipers at a temple. They wear tunics and trousers and 
peaked caps that cover the ears, and many have a dagger 
at the waist. 

Personal jev^^elry had many forms. The signet rings 
were variously decorated with images on a flat plate. One 
shows strong Greek influence or origin, with two female 
figures. Another bears an image of Herakles, while a third 
has a winged bull and a short inscription in Aramaic. 
There are also several gold armlets decorated with animal 
heads at each end and spiraliform torques originally worn 
around the neck. 




Paekche Paekche (18 B.C.E.-663 C.E.) was one of the 
states of the period of the THREE KINGDOMS in Korea; the 
others were KOGYURO and SHILLA. It was located in the 
south-western part of the Korean Peninsula. The three 
kingdoms coexisted, often at war with one another, in 
the first to seventh centuries C.E. Documentary sources 
give the date 18 B.C.E. for the foundation of Paekche, 
but the origins are not -well known. Twenty-two admin- 
istrative districts have been described, each governed by 
a member of the ruling family. There were also high 
ministers distinguished by their dress and headgear. 
Paekche was blessed with rich rice lands, and the econ- 
omy was basically agrarian, although having a long 
coastline; it was in contact with China and Japan and 
possessed a naval force. The court was literate in Chi- 
nese by the fourth century B.C.E. and adopted BUDDHISM 
in 384 B.C.E. Wars with Koguryo and Shilla generated at 
least two moves of the capital, and Paekche was finally 
confronted by an alliance between the Chinese Tang and 
Shilla in 660 C.E. A large force of combined Korean and 
Chinese troops landed in Paekche from the Liaotung 
Peninsula. Caught in a pincer move involving a further 
army sent from the east by King Muyol of Shilla, 
Paekche was defeated at the Battle of Yonsun. Attempts 
at a restoration no-w hinged on the support of the Yam- 
ato kingdom in Japan, -which had, since 631, held 
Prince P'ung as a hostage. Support was forthcoming, 
and the restoration movement seemed to have suc- 
ceeded, but Tang forces again returned and this time 
won a decisive naval victory at the mouth of the Kum 
River. China's hold on the Korean Peninsula -was 
strengthened, as Paekche -was now eliminated. 



ARCHAEOLOGICAL REMAINS 

This defeat -was accompanied by widespread destruction 
and looting, so fe-w structures survive intact. However, 
archaeological research has produced much information 
about this state. Thus many forts have been examined. At 
MONGCHON, the walls and moat enclosed an area of 
nearly 23 hectares (57.5 acres), -within which lay a palace 
and a reservoir. Imported Chinese ceramics attest to 
occupation during the late third and early fourth cen- 
turies C.E., but it was finally taken by Kogyuro forces. A 
small gilt bronze statue of the Buddha -was found in the 
vicinity of this site. Another fort at ISONG SANSONG was 
defended by an extensive stone wall and again contained 
a palace structure. A large urban site has been identified 
at Pungnamni, -with walls at least five meters (16.5 ft.) in 
height and covering an area of 1,500 by 300 meters 
(4,950 by 990 ft.) at a minimum, although river erosion 
has taken away part of the complex. 

Tombs 
Paekche mounded tombs -were usually designed with a 
reentry passage, which facilitated later looting. Tomb 3 at 
Sokchondong, however, which reaches a width of 30 
meters (99 ft.), still contained two gold earrings and part 
of a gold crown that the looters had missed. It also con- 
tained Chinese pottery of the fourth century C.E. Wooden 
coffins -were present at the Karakdong cemetery; to the 
south at Naju, mounds covered jar burials in which t-wo 
vessels were placed mouth to mouth. One contained part 
of a gilt bronze crown. At Kongju, however, extraordinary 
intact royal burials -were found. The foundation inscrip- 
tion recorded this as the burial of KING MURYONG, who 



254 



Pagan 255 



died in 523 C.E. He and his queen were interred with 
great pomp and ceremony. The land was purchased from 
the Earth god; the price was recorded on an INSCRIPTION 
that still bore the coins used in payment. Within, the two 
royal corpses had been interred with a wealth of superb 
grave goods, including typically shaped gold crowns that 
would have been joined to silk caps. 

HISTORY OF PAEKCHE 

The kingdom of Paekche was arguably the most cultured 
of the three kingdoms of Korea and exercised consider- 
able influence over Japan, sending the first Buddha 
images there in 552 C.E. However, it was always under 
threat from Kogyuro and at war with Shilla. In 641, ill 
advisedly, King Uija (r. 641-660) attacked the western 
border of Shilla, successfully taking 40 strongholds. The 
reaction of King Muyong of Shilla was to seek an alliance 
■with Koguryo. When this was not forthcoming, he turned 
to the Chinese Tang emperor for support. In 660 C.E., 
Paekche was subjected to a naval attack on the west from 
China and an armed incursion from Shilla in the east. 
Unable to resist such force, the Paekche kingdom was 
absorbed into the Shilla state after the capital of Sabi was 
taken. This was not the end of resistance. For the next 
three years, there was a spirited attempt to regain inde- 
pendence by Poksin, a member of the royal line, and a 
Buddhist monk named Toch'im. They secured several vic- 
tories and reclaimed some strongpoints but were finally 
defeated. 

Further reading: Barnes, G. State Formation in Korea. 
London: Curzon Press, 2001; Hong, W. Paekche of Korea 
and the Origin of Yamato Japan. Seoul, Korea: Kudara 
International, 1994; Nelson, S. M. The Archaeology of 
Korea. Cambridge: Cambridge University Press, 1993; 
Portal, J. Korea: Art and Archaeology. London: British 
Museum, 2000. 

Pagan Pagan, originally Arimaddanapura, was the capi- 
tal of the Myanmar (Burma) state from the mid-ninth cen- 
tury until it was destroyed by a Mongol invasion in 1287 
C.E. The sandstone ANANDA temple is the most famous 
structure at Pagan. It was built by King Kyanzittha in 
1 09 1 C.E. and is prominent for the tall central spire of its 
stupa. The power of the Buddha is represented in the form 
of lions on the roofs. An inscription in Mon by King 
Kyanzittha (r. 1084-1 II I) mentions a large palace incor- 
porating a throne room and an audience hall. The founda- 
tions of a palace in the old walled area were excavated in 
the early 1990s, and the excavators proposed that it could 
well represent that built by King Kyanzittha. The BRICK 
foundation walls of this building covered an area of at 
least 75 by 75 meters (247 by 245 ft.), and the excavation 
represents one of the very rare examples of a secular 
structure from an early Southeast Asian city. There are 



many circular pits, lined with brick, that are thought to 
have supported massive wooden columns, but the palace 
was destroyed by a fire that razed it to the ground. The 
radiocarbon determinations suggest that the palace was 
built after the reign period of Kyanzittha. The analysis of 
this site suggests that Pagan may have begun as a series of 
specialist village communities. At nearby Otein Taung, 
ceramic production continued for several centuries, and 
toward the later stages of its occupation the craft special- 
ists may have founded or patronized their own religious 
foundation, since temples were built in the vicinity of the 
mounds. 

The core of the site is a moated and walled city 
located on the eastern bank of the Irrawaddy River in the 
dry zone of central Myanmar (Burma), but many temples 
lie beyond this precinct, which covers at least 80 square 
kilometers (32 sq. mi.). The intensity of construction 
activity can be measured by the publication of findings of 
at least 2,250 temples or monasteries to date, with many 
more known to await future surveys. There are several 
suggested dates for the foundation of Pagan, based on 
folklore or less than satisfactory historic evidence. The 
Glass Palace Chronicle, for example, cites 107 C.E. as the 
founding date, but this has no substance in fact. Tradi- 
tional histories have it that the walled city was built in 
849 by King Pyinbya after the sack of the previous PYU 
capital by the Chinese. Archaeological research does not 
support this early context, but rather it points to the con- 
struction of the walls between 1000 and 1230 C.E. 

CHRONOLOGY OF SITE 

On the basis of the dated inscriptions, Robert Hudson has 
identified the main phases of temple construction. There 
are two main concentrations of effort. The first took place 
between 1050 and 1100 C.E. under the reign of King 
Anawratha (1044-77). He also is reputed to have initi- 
ated an efficient system of rice IRRIGATION facilities. There 
was a second major building phase during the 13th cen- 
tury, by which time the central area was so densely built 
over that the city expanded to the east. Further attempts 
to obtain a valid chronology for the history of this city 
have turned to radiocarbon dates. In 1990, when the 
walls were being cleared and restored, exposed sections 
made it possible to obtain radiocarbon samples. One is 
from a ceramic pipe, thought to have been part of a 
latrine system, filled with a yellow deposit rich in rice 
phytoliths. The pipe was from a location between the city 
wall and the moat and dated to the 1 1th and 12th cen- 
turies C.E. Two further samples from under the wall pro- 
vided dates that range within the period from the 11th to 
the mid- 13th century. 

BRICK ARCHITECTURE 

The Irrawaddy presented many opportunities for trade, 
and as the power of Pagan extended over much of 



256 Pagan 



Myanmar the Mon and Pyu people were absorbed and 
contributed to the artistic heritage of the city. It was, 
however, first and foremost occupied by Burmese-speak- 
ing people, who constructed many shrines dedicated to 
the nats, their local deities, and to the Buddha. Two 
early examples of the former, the oldest surviving nat 
shrines in Burma, are located beside the Sarabha Gate 
into the city. The construction of Buddhist monuments 
both inside and beyond the city walls makes this one of 
the greatest of Buddhist centers, although many of the 
buildings were damaged or destroyed in an earthquake 
in 1975. It is recorded that King Anawrahta overcame 
the Mon capital of Thaton and relocated the craftsmen 
and artisans to Pagan to work on his ambitious building 
program in the cause of THERAVADA BUDDHISM. About 
5,000 temples survive from an estimated earlier number 
of 13,000, many of which were linked with monasteries. 
Most of the temples were built of brick decorated with 
stucco and terra-cotta. Individual markings on some of 
the bricks reveal that they originated in villages located 
in the sustaining countryside. The brick was usually 
covered in stucco and ornamented with images and dec- 
orative motifs. 



SANDSTONE ARCHITECTURE 

A few buildings, such as the Nanpaya temple, were con- 
structed in sandstone. Wall paintings on the interior 
walls reveal that wooden structures were also both abun- 
dant and elaborate. The Bupaya stupa is one of the earli- 
est and is found adjacent to the city wall. Both are dated 
to the ninth century C.E. Foremost is the Shwe Zigon 
stupa, begun by King Anawrahta and completed by 
Kyanzittha. It is said to house the clavicle, a tooth, and 
part of the skull of the Buddha. Anawrahta was also 
responsible for the Shwe Sandaw stupa, raised on a series 
of rectangular terraces with steep steps, representing a 
temple mountain, and the Myinkaba temple, built as 
penance for killing his predecessor in a struggle for the 
throne. The later 12th-century Dhammayangyi temple 
has a cruciform ground plan and has massive dimensions 
but was never completed. The Gawdawpalin temple was 
built in the 13th century, just before the city was sacked 
by the Mongols. A further important late stupa, the Min- 
galazedi pagoda, was built in 1284 by King Narathihapati 
and is notable for its decorative plaques illustrating 
scenes from the life of the Buddha found on the terrace 
walls. Although the temples, built of permanent materi- 




The skyline at Pagan in Myanmar (Burma) is dominated by numerous Buddhist temples. The Shwe Sandaw was built by Kinj; 
Anawrahta, who ruled from 1 044 to 1 077 c.E. (© Tibor Bognar/CORBIS) 



Pali 257 



als, have largely survived, their foundation inscriptions 
describe ordination halls, libraries, and monasteries. 
These were constructed of wood and have disappeared. 

CRAFT WORKERS 

Pagan was home to specialist craft workers. The temples 
were ornamented with proficient images of the Buddha, 
including many fresco paintings. Bronze casters used the 
lost-wax technique to produce complex bronzes, such as 
a lotus with petals bearing Buddhist scenes. On a larger 
scale, there are many bronze images of the Buddha, 
which would have required all the skills of a master met- 
alworker. There was also regular trade contact with India; 
the Nathlaunggyaung temple was built to honor Vishnu 
by a resident group of Indians. Ceramic vessels were also 
manufactured at Pagan, and two mounds covered in bro- 
ken potsherds at Otein Taung, two kilometers to the 
southeast of the Ananda temple, have been examined 
archaeologically. These rise between six and 7.5 meters 
(20 and 25 ft.) high. Small test squares have revealed 
bamboo ash that might have been used as a fuel for firing 
vessels, clay anvils for shaping the clay, and a stamp that 
might have been used to decorate vessels. Moreover, the 
area is well known as a source of good potting clay, and 
several depressions in the vicinity could well represent 
clay pits. Apart from pottery vessels, the excavations also 
yielded roof tiles and large cylinders up to 40 centimeters 
(16 in.) in diameter that might have been latrine or 
drainage tubes. The radiocarbon dates from Otein Taung 
suggest initial use of the site in the late first millennium 
C.E. A determination from a depth of five meters gave a 
date range of 880-1030, while a second date from the 
western of the two mounds provided a date of 650—830 
from a depth of 1.5 meters. 

See also BRONZE CASTING. 

Further reading: Aung-Thwin, M. Pagan: The Origins 
of Modern Burma. Honolulu: University of Hawaii Press, 
1985; Luce, G. H. Old Burma: Early Pagan. New York: 
Augustin, 1970; Strachan, P. Imperial Pagan: Art and 
Architecture of Old Burma. Honolulu: University of Hawaii 
Press, 1990. 

Painted Grey Ware Painted Grey Ware is a distinctive 
style of pottery vessel found in late prehistoric sites in the 
Ganges (Ganga) Valley dating between 800 and 500 B.C.E. 
The surface of the pots was embellished with painted 
designs in black, forming bands, dots, loops, and, occa- 
sionally, more complex flower designs, leaves, and the 
Sun. 

Paithan See pratisthana. 

Palembang Palembang is a city in southeast Sumatra, 
Indonesia, which has long been cited as the capital of the 
powerful state of SRIVIJAYA (seventh-14th centuries C.E.). 



It lies at the junction of the Musi and Ogan Rivers above 
an extensive low-lying coastal plain. An intensive survey 
and excavation program began there in 1979 to identify 
archaeological evidence for this supposition. The results 
of this research suggest that Palembang extended more 
than 12 kilometers (7 mi.) beside the Musi River. Many 
earlier authorities have referred to it as the capital of a 
huge empire based on its control of trade. In reality it was 
more likely to have been a powerful trading center that 
probably exercised a form of dominance over the several 
settlements in its immediate riverine hinterland. 

The survey incorporated the hill of Bukit Seguntang, 
the location of INSCRIPTIONS dated to the seventh century. 
Excavations uncovered the brick foundations of a proba- 
ble stupa, a structure designed to hold a relic of the Bud- 
dha. Excavations in the middle of the present city 
revealed a three-meter-deep (10 ft.) stratigraphic sequence 
beginning in the eighth century C.E. Just above the main 
city, where a small stream enters the Musi River, archaeol- 
ogists have identified glass for bead manufacture, iron, 
and a considerable concentration of Chinese Tang 
dynasty green-glazed ceramics in many forms of storage 
jars. Excavations recovered iron slag and much glazed 
pottery, and material that yielded a radiocarbon date of 
600-900 C.E. A third location demonstrated the presence 
of a glass industry in the form of glass waste from bead 
manufacture. A waterlogged site near the base of the hill 
also contained the remains of a large wooden ship, radio- 
carbon dated to between the fifth and seventh centuries 
C.E. This is not the only ship recovered from the site of 
Palembang, for other vessels of roughly similar age have 
been found downstream. The discovery of such vessels 
emphasizes the importance of Palembang in oceanic trade. 

Pali Pali is the language used in the literature of THER- 
AVADA BUDDHISM. It is an Indo-Aryan language of North 
Indian origin and was preferred by the Buddha to the 
priestly language of SANSKRIT. Shortly after the Buddha's 
death, his followers convened to establish the Pali 
canon — the contents of his sermons as they were recalled 
and then recorded in oral tradition passed down through 
generations of monks in their monasteries. Pali was the 
language employed in the earliest sacred writings of the 
Theravada canon at Aluvihara, Sri Lanka, in the first cen- 
tury B.C.E. This is widely seen as the seminal and most 
vital contribution of Sri Lankan literature, to be followed 
by other major works, including religious texts compiled 
in the Mahavihara temple of ANURADHAPURA. Commen- 
taries on sacred texts by the monk Buddhaghosa, includ- 
ing the Visuddhimagga, were employed by Buddhist 
missionaries active in Southeast Asia. Pali texts and 
INSCRIPTIONS were employed in the DVARAVATI CIVILIZA- 
TION of Thailand, to a lesser extent in Cambodia, and in 
Vietnam and Laos. The language died out in India in the 
14th century but survived in parts of Southeast Asia until 



258 Pallava 



the 18th century. It was observed and commented on by 
Simon de la Loubere, a member of a French embassy to 
the Thai king in the late 1 7th century. 

Pallava The Pallava dynasty began to rule in east- 
central India, in the vicinity of Madras, toward the end of 
the third century C.E. Its kings were the military rivals of 
the rulers of the Western Chalukya dynasty, and their 
rulers' names ended in —varman, "shield" or "protege of." 
The earliest prominent king was Mahendravarman, who 
ruled from 600 to 630 C.E. It is highly likely that the 
Pallavas, given their geographic position, engaged in 
trade with Southeast Asia, for this regal terminology was 
adopted in the emerging states of FUNAN and CHENLA in 
the lower Mekong Valley in Cambodia. There are several 
impressive religious complexes at Kanci (Southeast 
India), including the early eighth-century Kailasanatha 
shrine. This temple includes a shrine containing a 
LINGAM named Mahendravarmesvara. Again, the place- 
ment of a lingam named after the sovereign was adopted 
widely in mainland Southeast Asia, particularly in the 
Chenla and ANGKOR states in Cambodia. 

Southern India has little early stone architecture, 
possibly because the principal local source material, 
granite, is so hard. However, the Dharmaraja temple at 
Mamallapuram in India was constructed in this stone 
during the seventh and eighth centuries, and there are 
also some impressive cave temples of this state. Mamal- 
lapuram, named after Mamalla, King Narasimhavarman 
(r. 630-638) was the principal port of Pallava, while 
Kanci was the holy city and capital. The temples were 
dedicated to the principal Hindu gods SIVA and Vishnu. 

Pandya Pandya was a kingdom located in the far 
south of India in Tamil Nadu province. It was indepen- 
dent of the MAURYA EMPIRE in the third century B.C.E. 
and was mentioned in ASOKA's INSCRIPTIONS. It entered 
history again in the late sixth century under a powerful 
king, Kadungon; King Arikesari Maravarman (670—700 
C.E.) led a successful campaign against the rival CERA 
state. 

Panini (sixth or fifth century B.C.E.) Panini is renowned 
for his grammatical work on the Sanskrit language. 
An Indian, he was the author of what is probably the old- 
est known grammar in the world (the Astadhyayi). 

Panjikent Panjikent was a major city of SOGDIANA, 
located on the Zerafshan River in Uzbekistan, about 40 
kilometers (27 mi.) east of Samarqand. It was occupied 
from the fifth to the eighth century C.E. The Sogdians 
occupied a strategic territory between the Syr Dar'ya and 
Amu Dar'ya Rivers, which controlled the east-west flow of 
trade goods along the SILK ROAD in modern Uzbekistan. 
They traveled widely and grew wealthy. Living farther east 



than Khwarizm, the Sogdians retained a greater degree of 
political independence, particularly from the KUSHANS. 
Excavations began in 1946 under the direction of A. Y. 
Yakubovky. He found four distinct parts of the city in an 
area exceeding 14 hectares (35 acres): a royal palace and 
citadel, the main occupation area, a suburban adjunct, 
and the cemetery. The palace and domestic structures 
reflect the taste and cosmopolitan contacts of rich Sogdian 
merchants, particularly during the city's heyday during the 
sixth and seventh centuries C.E. The house walls were 
built of compressed loess and mud BRICK, with brick 
vaulted roofs. There is some evidence that clay tiles were 
used in the opulent residences, some of which were two 
or even three stories in height. A particular feature of the 
domestic structures was the predilection of the owners to 
decorate the walls with paintings of events of everyday 
life, such as feasting, hunting, ritual bathing, scenes from 
mythology, and even scenes from Aesop's fables. The 
rooms of the well-to-do were decorated from ceiling to 
floor with richly colored images. 

In the paintings the WOMEN wore elegant costumes 
and ornate jewelry, while battle scenes show archers on 
horseback, leaping over dead bodies, a theme taken from 
favored epic stories. One theme derived from India shows 
a hare inducing a lion to jump into a lake, thereby 
obtaining freedom from fear. In vivid hunting scenes, 
aristocrats riding on elephants spear rampant tigers. 
Where charred by fire, some of the surviving wooden fit- 
tings reveal elaborate carving. Access to the upper floor 
involved spiral ramps, and although the upper rooms 
have not survived, it is evident that they were used for 
domestic purposes. Some of these rich houses also incor- 
porated private shrines and altars sunk into the walls. 
The decoration included religious imagery, scenes of daily 
life, and folk tales. The far reach of the Sogdians is well 
illustrated by the incorporation of some of Aesop's fables 
in these decorative scenes. The houses of the less wealthy 
inhabitants also contained two stories but were smaller 
and lacked the richly decorated wall paintings. Shops and 
artisans' quarters had only a single story. 

The material culture was rich and varied. Ceramics 
were made in many forms, and jewelry of exotic car- 
nelian, TURQUOISE, agate, and LAPIS LAZULI was favored. 
The inhabitants also wore bronze ornaments, such as ear- 
rings, bracelets, and belt fittings, and blacksmiths forged 
iron into a wide variety of tools and weapons. 

From about 700 C.E., the local ruler of Panjikent was 
named Divashtich, and his archives were first identified 
at the fortress site of Kala-i-Mug located in the upper Zer- 
afshan Valley. These include legal documents regarding 
marriage contracts and land leases, letters sent from a 
Sogdian colony far to the east at the Buddhist oasis of 
Dunhuang, and financial records. Sogdians also resided 
in China, and the Sogdian language was widely spoken 
along the Silk Road. Panjikent was abandoned between 
730 and 770 after the Arab conquest of the area. 



Parthia 259 



Panlongcheng Panlongcheng is a city site located in the 
middle Chang (Yangtze) Valley, just to the north of the 
modern city of Wuhan in China. The Fu River, a tributary 
of the Chang, flows south of the site. The occupation dates 
to the Erligang phase of the Middle Shang dynasty, or 
about 1500-1200 B.C.E. In many respects, Panlongcheng is 
a smaller version of ZHENGZHOU, having a similar set of 
stamped-earth walls and much evidence of individual 
activity beyond this defended area. The ORACLE BONES of 
the late Shang capital at ANYANG often mention small states 
on their borders, and the site of Panlongcheng is precisely 
the sort of archaeological assemblage that could represent 
local principalities of the period. It lies, however, at the 
southern periphery of the area that has yielded the Shang 
bronze industry and might have local roots rather than 
show evidence of an intrusive movement from the north. 
Such sites might well have grown wealthy on the basis of 
trade with the SHANG STATE, for the Shang records make it 
clear that they sought southern products, not least the tur- 
tle carapaces for their divination ceremonies. 

The walls of Palongcheng enclose an area of only 7.5 
hectares (19 acres) but were clearly constructed to house 
the elite in society, for a substantial raised rectangular 
platform in the northern sector bore a colonnaded build- 
ing that may well have been a palace. The platform is at 
least 60 meters (198 ft.) long and more than 10 meters 
(33 ft.) wide. Beyond the walls and moat, excavations 
have revealed a BRONZE-CASTING area, complete with the 
remains of copper slag and broken crucible fragments. 
Many of the bronzes were placed in the cemetery that 
was evidently restricted to the elite members of the com- 
munity; one such grave contained 63 bronzes, including 
ritual vessels, weapons, and tools. There were also many 
items of jade and the skeletons of three sacrificial victims. 
These rich graves were set apart also on the basis of elab- 
orate wooden coffins and linings in the tomb. The bronze 
vessels in one elite burial were placed around the princi- 
pal interment. The assemblage included vessels for serv- 
ing food and wine, heating, and offering ritual items. A 
common characteristic of such tombs is the provision of a 
yaokeng, or waist pit. These were found under the waist of 
the dead, and one at Panlongcheng contained the remains 
of a sacrificed animal and a broken blade. Other bronzes 
included daggers and a finely decorated ceremonial ax. 
The ornaments on these bronze vessels and weapons are 
closely paralleled at Zhengzhou to the north, and it must 
be concluded that they represent a shared ritual culture. 

Two other cemeteries at this site contain poorer 
graves. In one, the grave goods were only ceramic vessels 
and the rare bronze. A group of moderately wealthy tombs 
in a second group included bronzes, pottery vessels, and 
jades but not in the same quantity as in the richest group. 

Panwol-Song Panwol-Song is a mounded defended 
settlement in the Kyongju Basin of southeast Korea. It 
lies within the area of the future city of KUMSONG, capital 



of the unified SHILLA state. This smaller enclosure was 
probably an earlier Shilla capital, belonging to the fourth 
and fifth centuries C.E. 

Parhae Parhae is a state that flourished in northern 
Korea and south-central Manchuria from its foundation 
in 698 to its fall in 926 C.E. It was founded by Tao Cho- 
yong, a general of the former state of KOGURYO, after its 
fall to SHILLA. The kings of Shilla were unable to extend 
their authority north of the Taedong River, and thus the 
kings of Parhae held sway over a vast part of Manchuria. 
Indeed, Shilla forces constructed a defensive wall along 
the line of the Taedong River to the Bay of Wonsan. 
Much of this territory, which was bisected by the Yalu 
and Tumen Rivers, was occupied by Tungus, semino- 
madic herders, who formed an underclass to the Parhae 
elite. The early rulers were antagonistic toward Tang 
China. Under King Mu (r. 719-737), a Parhae fleet 
attacked the Shandong Peninsula. Parhae further 
expanded its territory under King Mun (r. 737-793) and 
King Son (r. 818—830). Administration was centered in 
the capital, Sanggyong, located near Mudanjiang. This 
walled city was laid out on the same geometric principles 
as the Tang capital of CHANG'an. A walled precinct within 
contained the royal palace and the administrative offices. 
Excavations of the palace have revealed a system of 
under-floor heating by means of flues. The culture and 
administration of Parhae were heavily influenced by 
those of Tang China, to which Buddhist monks traveled 
for education. There was also a vigorous trade relation- 
ship with both China and Japan. 

Under the king, the government of Parhae was 
divided into three chancelleries; the principal minister 
was known as the taenaesang. These were further divided 
into ministries in charge of finance, ritual, war, the law, 
and public works. There were also four regional capitals 
linked by a series of roads. Parhae, however, succumbed 
to invasion in 926, and the leaders moved south to live in 
the southern Korean kingdom of Koryo. 

Parthia Parthia is traditionally located just southeast of 
the Caspian Sea. It was a part of the Seleucid empire, the 
eastern Greek realm founded by SELEUCUS I NICATOR 
(356-281 B.C.E.), a former general of ALEXANDER THE 
GREAT (356-323 B.C.E.). As Seleucid power waned in the 
mid-third century B.C.E. , Parthia declared independence. 
A century later, the Parthian king Mithradates I invaded 
Sind in modern Pakistan. Parthia grew wealthy through its 
control of the goods crossing the SILK ROAD from China to 
Rome, and its COINAGE was minted in many centers, such 
as MERV (modern Mary) on the Mehrgarh River in south- 
ern Turkmenistan. Here the Seleucid city of Alexandria in 
Margiana was greatly expanded under Parthian rule. On 
the eastern edges of the Parthian empire, small states 
began to develop as central control slackened. 



26o Pataliputra 



Pataliputra Pataliputra, modern Patna in India, was the 
capital of the MAURYA EMPIRE (c. 325-c. 185 B.C.E.)- It is of 
elongated form, lying on the southern bank of the Ganges 
(Ganga) River, and was defended by a -wooden palisade 
and a moat that linked with the river. Its precise area, 
which has not been defined, probably exceeded 1,350 
hectares (3375 acres). MEGASTHENES, ambassador of the 
Greek king SELEUCUS I NICATOR, visited the city during the 
reign of CANDRAGUPTA MAURYA (325-297 B.C.E.) and 
described the broad moat and palaces within. He admired 
the palace as one of the finest in the world and noted its 
gilt pillars decorated with gold and silver vines and birds. 
One such palace structure, a hall -with pillars to support 
the superstructure, was identified in 1913. It -was of com- 
plex design and construction, the stone columns resting 
on clay and timber footings buried nearly t-wo meters deep 
into the substrate. Each column would have been nearly 
10 meters (33 ft.) high, although some of its length would 
have been buried in the foundations. It was destroyed by a 
fire in the mid-second century B.C.E. 

Pataliputra -was still renowned in tradition when 
XUANZANG, a Chinese Buddhist monk, visited the site in 
the early seventh century C.E. He described it as ruined 
but still noted the foundations of buildings there. 

Patothamya temple In contrast to the predilection for 
stupa, shown by his predecessor, Anawrahta, King 
Kyanzitta (r. 1084-1111) of PAGAN in Myanmar (Burma) 
founded a rich tradition of temple building. The 
Patothamya temple is an example that probably dates to 
his reign. It has a square central shrine under a bulbous 
to-wer, adjoining a rectangular hall on the eastern side. 
Stone Buddha images -were placed within, and the walls 
bear painted scenes from JATAKA TALES. 

Pattadakal Pattadakal is, with AIHOLE and BADAMI, one 
of the major religious centers of the CHALUKYA DYNASTY 
(sixth— eighth centuries C.E.) of the Deccan in India. They 
date in the main to the reign of King Vikramaditya II and 
are particularly notable for the corpus of INSCRIPTIONS 
that record the founders and even the names of the archi- 
tects and sculptors. Thus the magnificent Virupaksha 
temple was constructed by the architect Sutradhari 
Gunda to celebrate the king's victory over Kanchi in the 
mid-eighth century C.E. It is said that this temple was the 
finest of its time in India. Its embellishments include a 
special pavilion to house Nandi, SIVA'S bull, and reliefs 
showing scenes from the Hindu epics the RAMAYANA and 
MAHABHARATA on the columns. One of these depicts the 
CHURNING OF THE OCEAN OE MILK to obtain the elixir of 
immortality (amrita). This theme became particularly 
popular at ANGKOR in Cambodia. The adjacent Mallikar- 
juna temple is similar in design and style and was also 
built to commemorate the victory of King Vikramaditya 
over Kanchi. It was dedicated to the worship of Siva. 



Periplus of the Erythraean Sea Periplus means "cir- 
cumnavigation," and the Erythraean Sea refers to the area 
of the Red Sea, the Persian Gulf, and the Indian Ocean. 
The document with this name probably dates to the late 
first century C.E. The dating has been controversial, but 
the identification of the Indian king named as Manbanos 
in the Periplus with the Kshaharata king Nahapana and 
the dating of the latter's reign make a late first-century 
C.E. date likely. The author is unkno-wn, but he was prob- 
ably a Greek merchant. His work is a vital source of infor- 
mation on trade between the Roman Empire and India, 
trading ports in the area. Barbarikon was a port near the 
Indus Delta, and there the Greeks took linen, coral, glass, 
and silver and gold vessels. These they exchanged for 
perfumes, jewelry, cotton, and silk cloth. The port of 
Barygaza on the Narmada River is cited for its trade in 
Mediterranean wine, gold COINAGE, copper, tin, and lead; 
Indian exports included agate, carnelian, and cotton and 
muslin cloth. The Greeks were also interested in pepper, 
pearls, ivory, silk, and tortoise shell. 

Although the Western traders at this juncture did not 
regularly visit the ports of eastern India, they -were famil- 
iar with Southeast Asia and China. They thus participated 
in trade along the southern or maritime SILK ROAD, link- 
ing Rome with the ports of Southeast Asia, India, and 
China and generating much wealth for those who con- 
trolled the ports. There was the imposition of customs 
dues by local rulers, but also considerable encouragement 
to piracy. Silk -was in much demand in the West, and the 
Periplus mentions that silk traveling overland from China 
had to be diverted south from BACTRIA to India because 
the Parthians at that juncture barred land access to the 
eastern Roman Empire. The Greeks borrowed Indian 
names for the products obtained by trade, such as the 
words for "cinnamon," "CLOVE," "ginger," and "rice." There 
is also reference to the trade relationship in Indian litera- 
ture. The Shilappadikaram Tamil epic refers to Greek 
ships' bearing gold in exchange for pepper. Early Tamil 
poems describe the arrival of Mediterranean -wine in 
Indian ports. This has been confirmed archaeologically by 
the recovery first at Arikamedu and subsequently at many 
other Indian sites of Roman amphorae, large handled ves- 
sels used to ship -wine. 

See also PARTHIA. 

Phimai The Mun Valley in northeast Thailand was part 
of the kingdom of ANGKOR in Thailand, and Phimai is its 
largest and most impressive Angkorian city. The site has 
prehistoric origins. Just to the southeast of the outer 
walls lies Ban Suai, -where excavations have uncovered an 
Iron Age settlement at least five meters (16.5 ft.) deep. It 
has yielded black burnished pottery kno-wn as Phimai 
black, which dates between about 200 B.C.E. and 400 C.E. 
Inhumation burials and the remains of industrial activity 
have been encountered, including local BRONZE CASTING 



Phimeanakas 261 




The sanctuary of Phimai, ancient Vimayapura, lies in the Mun 
Valley of northeast Thailand. It was the home of the major 
dynasty of Mahidharapura. (Charles Higham) 



and iron forging. Burnishing stones and anvils for shap- 
ing pottery vessels show that the site was also a center for 
ceramic industry. Phimai black pottery -was found below 
the main sanctuary of the Phimai temple complex during 
excavations in 1998, and these lay under a layer of BRICKS 
that represent an early building that probably dates 
within the period 600-800 C.E. Phimai is renowned for 
the range and quality of its stone decoration. Scenes of a 
dancing SIVA, narrative reliefs inspired by the RAMAYANA, 
and Vishnu riding the eagle GARUDA are particularly 
notable, while the floral motifs recall the BAPHUON style 
(11th century C.E.). 

ETIENNE AYMONIER visited Phimai in the late 19th 
century and recorded the presence of several INSCRIP- 
TIONS, together with ruined temple foundations and lin- 
tels indicating adherence to MAHAYANA BUDDHISM as well 
as to gods of the Hindu pantheon. Subsequently, the tem- 
ples have been reconstructed by using the ANASTYLOSK 
method in a joint program of the Fine Arts Department of 
Thailand and the ECOLE ERANCAISE d'extreme ORIENT, 



and the central part of the city now lies within a historic 
park. 

The upper Mun Valley contains several major Khmer 
centers apart from Phimai, and the available inscriptions 
indicate that the line of King JAYAVARMAN VI (1080-1107 
C.E.) originated in this area and founded a new Angko- 
rian dynasty, MAHIDHARAPURA DYNASTY. The principal 
shrine of Phimai, ancient Vimayapura, belongs to his 
reign and in terms of its architectural design anticipates 
several of the features later to be seen at ANGKOR WAT, the 
temple mausoleum of SURYAVARMAN II (1134-50 C.E.), a 
later ruler of the Mahidharapura dynasty. Much of the 
present layout of Vimayapura, however, is from the reign 
of JAYAVARMAN VII (1181-1219 C.E.). This includes the 
city walls, which measure one kilometer by 500 meters 
(1,650 ft.). The southern entrance, known as the pratu 
chai, or victory gate, opens to the southeast, from which a 
road connected the city with a landing stage on the Khem 
Stream, one of the rivers that converge at Phimai. This 
road is flanked on the east by the Kuti Rishi, one of the 
many HOSPITALS built during the rule of Jayavarman VII. 

Little is known of the domestic buildings of the city 
itself, because it remains densely occupied, and no exca- 
vations have been undertaken. The center of the city is 
dominated by an inner wall that encloses the sacred space 
of the temple grounds. These are reached by a raised 
causeway flanked by sacred naga (snakes), which leads to 
an entrance gateway, or gopura. The maintenance of 
Vimayapura as a special location to members of the 
Mahidharapura dynasty is seen in the addition of two fur- 
ther temples, the Prang Hin Daeng and Prang Bhro- 
mathat, in the shadow of the main sanctuary. Two statues 
were found in the latter, one representing Jayavarman VII 
and the other probably his wife, Jayarajadevi. The central 
shrine, which rises to a height of 28 meters (92 ft.), has a 
stone foundation resting on a sand platform. It is inte- 
grally linked with three chambers. The principal cham- 
ber, or garhhagrha, houses an image of the Buddha. The 
tower above rises in five tiers in the form of a lotus. 

Phimeanakas The Phimeanakas, or aerial palace, was 
the temple built by King SURYAVARMAN I (r. 1002-49 C.E.) 
at ANGKOR in Cambodia after he assumed overall control 
of the kingdom. It is a relatively small, steep-sided struc- 
ture with a single sanctuary on the summit terrace, 
located in the walled palace precinct of ANGKOR THOM. A 
later inscription, known as the great stela of the 
Phimeanakas, was discovered smashed to several pieces 
and deeply buried. It was set up by Indradevi to honor 
her sister, Jayarajadevi, queen of JAYAVARMAN VII 
(1181-1219 C.E.), and provides insight into the meritori- 
ous donations made by a highly ranked member of the 
royal family. It mentions both TA PROHM and PREAH KHAN, 
to which Jayarajadevi had offered ritual objects and 
placed her riches at the disposal of the gods and the poor. 



262 Phnom Chisor 



Thus she donated two gold statues of the sacred ox 
Nandi, four gold eagles, and an eternally burning lamp to 
the shrine of her mother-in-law. She donated lions, a mir- 
ror, and a magnificent fly whisk of gold, a golden stool of 
great beauty, a gold box, a cro-wn of gold, and two villages 
to the temple of Preah Khan. To the god of Madhyadri 
(the BAYOn) she donated 100 banners of Chinese fabric, 
and she gilded Vasudhatilaka (probably the Phimeanakas), 
which had been damaged by the CHAMS. 

Phnom Chisor The hilltop temple of Phnom Chisor in 
southern Cambodia was formerly known as Suryaparvata 
(the mountain of Surya). One of four inscriptions set up 
by SURYAVARMAN I (r. 1002-49 C.E.) to mark the bound- 
aries of his kingdom was located there. Its foundation prob- 
ably dates to the reign of Suryavarman. While the temple is 
located on the shoulder of the hill, a large reservoir was 
built on the plain to the south, linked to the shrine by a 
steep flight of steps. Most of the temple -was built of BRICK, 
but the lintels and other stone features include reliefs of 
Hindu deities, for the temple was dedicated to SIVA and 



Vishnu. There are scenes sho-wing the mythical CHURNING 
OF THE OCEAN OE MILK and the birth of Rama. 

Phnom Da This hill is located three kilometers (1.8 
mi.) from ANGKOR BOREI in southern Cambodia. It is 
notable for the number of outstanding stone statues 
dated to the sixth century C.E. These belong to the period 
of transition from the maritime state of EUNAN to the 
inland agrarian states of CHENLA. The statues reflect the 
Hindu religion, with a particular preference for Vishnu. 
There is also a striking image of HARIHARA, Vishnu and 
SIVA combined in one figure. This hill has also furnished 
an INSCRIPTION naming King RUDRAVARMAN (c. 514-50 
C.E.), the last recorded king of Funan. 

Phnom Rung The choice of a hilltop for an Angkorian 
sanctuary reflects the desire to replicate the setting of 
MOUNT MERU, the home of the Hindu gods. Phnom Rung, 
"broad mountain," is the original name of the temple that 
was constructed on top of a volcanic hill in northeast 
Thailand. An early INSCRIPTION, dated to the seventh or 
eighth century, together with a statue of GANESHA in 




Phnom Rung is set high on a hill in northeast Thailand. It is one of the finest examples of a provincial Angorian center. 
(Charles HIgham) 



Plprahwa 263 



eighth-century style, indicates that Phnom Rung was an 
early temple foundation dating to the period of CHENLA. 
However, its main construction dates to the 12th century 
and in particular to the reign of SURYAVARMAN II (r. 
1113-50 C.E.). As at other hilltop temples, such as PREAH 
VIHEAR and PHNOM CHISOR, the layout of Phnom Rung 
has been tailored to the natural conditions. A long access 
stairway leads up to the main precinct. The approach to 
the temple proper is dominated by a long (160-meter) 
causeway flanked by columns leading to a sacred naga, 
"snake," bridge. Such bridges indicate the passage from 
the profane to the sacred world. A further staircase leads 
to a terrace embellished with four water basins and across 
a second naga bridge to the enceinte of the temple itself. 
Phnom Rung is particularly noted for the quality of its 
stone carvings, one of which depicts a war elephant tram- 
pling an enemy. This may be one of the earliest specific 
historic scenes depicted in Angkorian art. Most of the dec- 
oration, however, reflects the role of ascetics in the wor- 
ship of SIVA. A particularly famous lintel bearing a carving 
of Vishnu was stolen and sold to the Art Institute of 
Chicago. Protracted negotiations finally secured its return. 
The 1 1 inscriptions from Phnom Rung are particularly 
notable for the information that they provide for regional 
organization. The local ruling family, the MAHIDHARAPURA 
DYNASTY (c. 802-1219), exercised considerable autonomy 
while still acknowledging their relative Suryavarman II at 
ANGKOR. There was a king called Hiranyavarman, the 
father of JAYAVARMAN VI and Dharanindravarman. King 
Ksitindraditya, grandson of Hiranyavarman, was the father 
of Suryavarman. Narendraditya, a cousin of the king, was 
responsible for the monument of Phnom Rung. His son, 
Hiranya, erected a gold image to him there. 

Phnom Wan Phnom Wan is one of the three large 
Angkorian temples found in the upper Mun Valley in 
Thailand. It has a long history. Excavations in 1997-98 
by the Fine Arts Department of Thailand uncovered an 
Iron Age inhumation cemetery. One prehistoric grave 
only a meter from the foundations of the main sanctuary 
lay on exactly the same orientation as the temple. There 
are also the BRICK foundations of a temple that probably 
dates to the kingdoms of CHENLA (550-800). It was 
added to until at least the early 12th century. It has a cen- 
tral walled temple and two large BARAYS, or reservoirs. An 
inscription mentions how a soldier named Viravarman 
was given property and symbols of status, including a 
golden palanquin and an ivory parasol with peacock 
plumes, by King UDAYADITAVARMAN II (1050-66 C.E.). He 
erected a sanctuary in the settlement of Sukhalaya and 
endowed it with 200 slaves, land, a herd of buffaloes, and 
other animals. He restored 23 villages and built a large 
reservoir, perhaps that seen today beside the sanctuary. 
The MAHIDHARAPURA DYNASTY of King JAYAVARMAN VI (r. 
1080-1107 C.E.) originated from the region of Phnom 



Wan. An inscription from his reign describes the career of 
a certain Subhadra, also known as Murdhasiva. This 
ascetic man, who "shone like a newly lit fire," was 
appointed inspector of sacred property and religious 
foundations with the title bhupendrapandita. Among his 
responsibilities was the sanctuary of Phnom Wan. It later 
became a center for BUDDHISM, to judge from the number 
of statues to the Buddha found in the precinct. 

Pingcheng The Battle of Pingcheng took place in 200 
B.C.E., between the XIONGNU under the Shanyu MAODUN 
and the Chinese Han emperor GAOZU. Maodun was the 
greatest leader of the Xiongnu, a nomadic pastoralist peo- 
ple of Mongolia, whom he united into a formidable state 
in the late third century B.C.E. Gaozu was the founding 
emperor of the Western HAN DYNASTY. For years north- 
western China had been exposed to raids from the steppe 
nomads, and the first emperor, QIN SHIHUANGDI, had 
countered this threat by beginning the construction of 
the GREAT WALL. When Maodun advanced at the head of 
an armed host south of the wall and captured one of 
Gaozu's client kings, the emperor led an army in person 
through bitter winter weather to engage the Xiongnu. 
Maodun, a brilliant tactician, placed only his weakest 
troops in view of Chinese. Gaozu advanced to Pingcheng 
in China and was rapidly surrounded by Maodun's cav- 
alry and cut off from support. For a week the Chinese 
were trapped. Then according to the Chinese historian 
SIMA QIAN, Maodun's wife argued that the Xiongnu could 
never rule China and that the emperor had a powerful 
force of guardian spirits. Maodun allowed the emperor to 
escape through a gap in the investing force. There fol- 
lowed a treaty of appeasement in which the Han bought 
off any future threat through handsome payments of 
gold, silk, and food. 

Pingliangtai Pingliangtai is a walled settlement of the 
LONGSHAN CULTURE, located in eastern Henan province, 
northern China, dated to 2500-2000 B.C.E. The stamped- 
earth walls enclose an area of 3.4 hectares (8.5 acres) and 
were fronted by a 30-meter (lOO-ft.)-wide moat. The 
northern and southern walls, between eight and 13 
meters wide, contained gateways complete with two 
guardhouses. Within the settlement, there were raised 
platforms for major buildings and a subterranean system 
of drains made of terra-cotta. A piece of bronze was 
found in the third period of occupation, and some 
ceramic shards bear written graphs. Kilns in the walled 
area indicate a local ceramic industry; one such kiln was 
attached to a large house. 

Piprahwa Piprahwa is located on the northern margins 
of the Ganges (Ganga) Plain in northern India. It is only 
15 kilometers (9 mi.) from LUMBINI, the birthplace of the 
Buddha, and several claims have been made that it is 



264 plastromancy 



located at the site, or at least near the site, of Kapilavastu, 
the capital of the clan to which the Buddha belonged. 
There is a large stupa at Piprah-wa, surrounded by monas- 
tic buildings, which was examined in the late 19th cen- 
tury. A shaft bored into its center, at a depth of more than 
five meters, yielded a sandstone box containing four 
STEATITE beads and a crystal relic casket. Claims were 
made that this stupa covered those parts of the Buddha 
sent to his birthplace after his cremation. Further excava- 
tions at the stupa and associated monastic buildings, 
beginning in 1971, yielded not only further relic caskets 
contained in BRICK cells at a greater depth than the earlier 
set, but also sealings carrying the name Kapilavastu. The 
newly discovered caskets contained cremated bone and 
date to within the late first millennium B.C.E. Piprawha is 
thus a site of immense significance to BUDDHISM, with a 
long history of monasticism until the site suffered from a 
conflagration in the third century C.E. 

plastromancy Plastromancy is the process of divina- 
tion by applying heat to the lower half of the carapace of 
a turtle to predict future events. Kings of the SHANG STATE 
and WESTERN ZHOU DYNASTY in China from about 1200 
B.C.E. retained court diviners. Carapaces were imported to 
the Shang capital, and their origin was recorded on their 
surface. Female specimens were preferred because they 
were thinner and flatter than their male counterparts. 
Holes were excised, and heat -was applied. The resultant 
cracks were then interpreted by the king, and his prophe- 
cies were inscribed on the bone in archaic Chinese char- 
acters. These covered such subjects as war, the harvest, 
the weather, when to make sacrifices to the ancestors, 
and whether royal consorts would enjoy a safe childbirth. 
The records were then stored in state archives. Many have 
been recovered through archaeological excavations and 
provide the basis for understanding later Shang dynastic 
history. 

See also LI JI; LIU TAIYUN; ORACLE BONES; SCAPULO- 
MANCY; SONG YIRANG. 

pon The social history of the CHENLA period in Cambo- 
dia saw the rise of states under the rule of kings 
(550-800 C.E.). Several dynasties have been identified 
through an examination of the surviving INSCRIPTIONS. 
These were usually set up to record temple foundations, 
aspects of their organization, and the donation of merito- 
rious offerings. They employ the SANSKRIT language for 
the main part of the text, but many also incorporate Old 
Khmer to record such details as the number of slaves who 
supported the foundation through their labor and their 
names and duties. The title pon, probably the same title as 
fan mentioned by the Chinese, occurs in the KHMER LAN- 
GUAGE inscriptions from the earliest period until 719 C.E. 
The status of a pon appears to have been inherited, the 
pon themselves occupying a broad band in the social 



spectrum depending on their rank and wealth. The 
inscriptions reveal how pon assumed political and reli- 
gious leadership in local affairs. 

Sivadatta, the son of King ISHANAVARMAN OE CHENLA, 
who ruled in the early seventh century, bore this title. 
Some pon acted on behalf of the king in the foundation of 
a temple, but others did so on their own initiative. They 
controlled the organization of rice production and the 
deployment of surpluses, took a keen interest in land 
titles and boundaries, and oversaw the provision of labor 
in servicing the physical and ritual needs of their temples. 
Pon are often cited as controlling ponds and swamps, both 
important in the maintenance of communities during the 
long dry season. The title was inherited through the 
female line, as a pon was succeeded by his sister's son. The 
title became rare as inscriptions began to describe the ne-w 
titles and bureaucratic positions established under the 
reign of King JAYAVARMAN I (c. 655-700 C.E.). No pon are 
recorded in the inscriptions after 719 C.E. 

Po Nagar Po Nagar is the major center of Kauthara in 
Vietnam, the most southerly polity of the CHAM CIVILIZA- 
TION. Six BRICK sanctuaries are built on an eminence that 
commands a major estuary. There is a lengthy history of 
construction, commencing in at least the seventh century 
C.E. with a -wooden temple that was destroyed by fire in 
774 C.E. The northwestern tower was built in 813, and 
further sanctuaries were added until 1256. King Jaya 
Harivarmadeva set up an inscription in 1160, claiming 
victory over the Khmer and Vietnamese, as well as the 
Cham kingdoms of Vijaya, AMARAVATI, and Panduranga. 
The site was located so that it could control sea traffic 
from China south to the states of mainland and island 
Southeast Asia. 

Pong Tuk The relatively small and unmoated site of 
Pong Tuk in western Thailand was among the first DVARA- 
VATI CIVILIZATION sites to be excavated. It has yielded the 
remains of Buddhist structures and an exotic bronze 
Byzantine lamp dating to the fifth or sixth century C.E. A 
circular foundation is thought to have been part of a 
stupa, and a square building may have been a caitya, or 
shrine. A third is a rectangular structure to which access 
was gained by a flight of steps. Bases for columns were 
noted, and it is probable that they represent the remains 
of a vihara, or meeting hall. These discoveries were the 
first archaeological evidence in central Thailand for a 
state that had adopted BUDDHISM and could build large 
monuments in stone and brick. 

Prakash Prakash is a deep archaeological site located 
in the Tapi Valley of India, where the Tapi and Gomai 
Rivers converge. It was excavated by B. K. Thapar in 
1955, and a stratigraphic sequence 17 meters (56 ft.) 
deep -was exposed. There was a long prehistoric period of 



Preah Khan of Kompong Svay 265 



occupation dating back to the early second millennium 
B.C.E. and running through the Iron Age. From the sec- 
ond century B.C.E. until about 500 C.E., the settlement 
continued in occupation; finds included shell and glass 
je-welry and coins typical of the center of UJJAIN. 

Prakrit Prakrit is a Middle Indo-Aryan language that 
originated from SANSKRIT but evolved into about 16 
dialects with regional distinctiveness. It is the language 
employed in Indian INSCRIPTIONS from the third century 
B.C.E. until the early centuries C.E., but in time it was 
replaced by Sanskrit. By the fourth century C.E., it ceased 
to be employed. There are several regional dialects. In 
the Asokan inscriptions, eastern Prakrit, spoken in the 
capital PATALIPUTRA, was used, but this practice changed 
in the west and northwest of the MAURYA EMPIRE 
(324— c. 200 B.C.E.). In the latter area, for example, a 
northwestern Prakrit known as Gandhari was used in 
conjunction with the KHAROSHTHI script. Gandhari had a 
wide currency, extending as far east as the LOU-LAN king- 
dom of the TARIM BASIN. 
See also ASOKA. 

Prambanan Prambanan is the name of a village in cen- 
tral Java in Indonesia that is often used when referring to 
a complex of nearby Hindu temples known as Candi Loro 
Jonggrang. It is ascribed to King Dhaksa of Mataram, who 
succeeded King Balitung in about 913 C.E. The three 
largest shrines in a group of eight were dedicated to SIVA. 
Vishnu, and Brahma; a further shrine was for the worship 
of Nandi, Siva's sacred ox, but the dedication of the 
remainder is not clearly understood. The temples are par- 
ticularly notable for their reliefs, which depict scenes 
from the RAMAYANA. 

Prasat Kravan Prasat Kravan is a temple located at 
ANGKOR in Cambodia. It was dedicated, according to its 
foundation INSCRIPTION, in 921 C.E., and has an unusual 
linear arrangement of five brick sanctuaries. Notable 
reliefs in BRICK of Vishnu are found within. 

Pratisthana Pratisthana, now known as Paithan, is a 
series of mounds covering an area of more than four square 
kilometers (1.6 sq. mi.), on the Godavari River in Maha- 
rasthtra province, central India. It was the capital city of the 
MAHAJANAPADA of Asmaka. The PERIPLUS OF THE ERYTHRAEAN 
SEA, composed in the first century C.E., knew of this center 
and named it Paethana. Evidently it was renowned as a 
source of onyx. That its inhabitants were involved in long- 
distance trade is evidenced by the presence of coins of the 
Roman emperors Augustus and Tiberius. It also had a mint 
for the issuing of Satavahanan coins. Small excavations 
have revealed evidence for SATAVAHANA occupation above 
prehistoric remains, but little is known of the site's history. 



Preah Khan Preah Khan, originally known as Nagara 
Jayasri, "holy city of victory," is a temple complex built 
by royal order of JAYAVARMAN VII (1181-1219 C.E.) just 
outside the northeastern corner of ANGKOR THOM in 
northwest Cambodia. The foundation stela was written 
by Virakumara, one of the king's sons, who stated that it 
was built where his father had defeated the CHAMS. The 
temple was constructed to make merit for the king's 
father, whose image was consecrated in 1191 C.E. His 
statue was located in the central shrine and was accompa- 
nied by 283 other images. The foundation eulogizes the 
king and contains a description of his ancestry. The num- 
ber and placement of images to a pantheon of gods are 
then set out. One was in the rice warehouse, four in the 
pilgrims' rest house, and three in the HOSPITAL. Twenty- 
four were placed in the four entrances to the temple. The 
text lists the food dedicated to the gods, other offerings, 
villages needed to support the sanctuary, and an inven- 
tory of the temple property. 

The buildings of Preah Khan are on the same level, 
surrounded by a moat and wall 800 by 700 meters in 
extent. Access is by four causeways flanked by gods and 
giants who hold sacred naga, or snakes. The interior 
incorporates two enclosures with numerous shrines and 
intervening courts. Brief INSCRIPTIONS associated with the 
shrines detail the name of the images within and their 
initiator. Some temples were established by aristocrats to 
honor the images of their ancestors. 

The text also enumerates the food needed to sustain 
the gods, listing rice, sesame, peas, butter, fresh milk, 
honey, and molasses. There follows a list of 645 lengths 
of white and red cloth to clothe the gods as well as to use 
for bedding and seating. Silk mosquito nets were required 
to protect the deities. Food for the temple officials, with 
special reference to the New Year and feast days, is then 
set out in a list that includes oil, possibly used as a cos- 
metic after ritual ablutions. The grand total of offerings 
included pine resin, presumably for lighting and tapers, 
423 goats, 360 pigeons, and peacocks. The king ascribed 
5,324 villages housing 97,840 people to the service of 
this temple, including cooks and 1,000 dancers. The 
inventory of temple property includes large quantities of 
gold and silver vessels, precious stones, 112,300 pearls, 
and a brown cow with gilt horns and hooves. 

Preah Khan of Kompong Svay Preah Khan of Kom- 
pong Svay is one of the largest Angkorian centers, if not 
the largest one. It lies east of ANGKOR in Cambodia and 
was first recorded by Louis Delaporte in 1873. Air pho- 
tographs taken in 1937 revealed that the outer walls 
enclose an area of 25 square kilometers (10 sq. mi.). The 
interior contains a further two-walled enclosure culmi- 
nating in the central shrine. An inscription from the sec- 
ond enclosure records the presence of SURAVARMAN I 
(r. 1002—49 C.E.), and some architectural features belong 



266 Preah Ko 



to his reign. However, it was also a major center during 
the reign of JAYAVARMAN vil (r. 1181-1218 C.E.) and has 
hirnished arguably the most famous of Angkorian portrait 
busts, that of Jayavarman himself. Further archaeological 
research is needed to unravel the history of this site, for 
some of the buildings are from later periods. Unfortu- 
nately, as a result of its remoteness and civil disorder, this 
site has been severely damaged by vandals and looting. 

Preah Ko Preah Ko is one of the major temples built 
by INDRAVARMAN I, king of ANGKOR, at HARIHARALAYA in 
northwest Cambodia. It is a recent name meaning "sacred 
ox," after the statues of the bull Nandi, SIVA's sacred 
mount, which guard the entrance. It was dedicated in 
January 880 C.E. The complex is surrounded by a 50- 
meter (165.5-ft.) -wide moat measuring 600 by 550 
meters on each side and incorporates six major shrines. 
The three towers of the front row were dedicated to 
RUDRAVARMAN and Prithivindravarman, the king's mater- 
nal grandfather and father, and the central tower was 
dedicated to King JAYAVARMAN II. The three rear temples 
were dedicated to their wives. This was thus a temple for 
the worship of deified ancestors whose presence would 
have advertised the king's credentials. 

Preah Vihear This temple was built in the most spec- 
tacular of all locations, on the crest of the Dang Rack 
range, so as to command a view to the south across the 
plain of northern Cambodia. Preah Vihear was associated 
with miracles, and an official named Sukavarman main- 
tained a record of all the offerings made as a conse- 
quence. A reference to these miracles dates to 1038 C.E. 
and to the reincarnation of the god Bhadresvara as 
Sikharesvara at Preah Vihear, as a result of the king's 
ascetic devotion. Preah Vihear functioned as a retreat for 
ascetics and a center for pilgrimages. Its mountaintop set- 
ting afforded it particular sanctity. The date of the initial 
foundation is not known, but many Khmer kings con- 
tributed to its maintenance and embellishments, from 
YASHOVARMAN I (r. 889-910) to SURYAVARMAN II (r. 
1113-50). SURYAVARMAN I (r. 1002-49) was particularly 
interested in this foundation. It was approached by a 
series of causeways lined by boundary pillars and punctu- 
ated by entrance pavilions (gopuras) flanked by water 
basins. The temple decoration is renowned for its scenes 
from Hindu legends, such as the CHURNING OE THE OCEAN 
OF MILK to obtain the elixir of immortality (amrita). 
Many of the surfaces still bear a red pigment, made from 
hematite, which was probably a base to receive gold leaf. 

The INSCRIPTIONS on the walls of the second gopura 
indicate a foundation by Suryavarman 1, because the ear- 
liest, dating to 1018 C.E., describes the establishment of a 
LINGAM bearing the name Suryavarmesvara. A further text 
provides the name of this temple, Sikharesvara, and men- 
tions Sukavarman, the keeper of state archives who main- 



tained the records of the kings going back to mythical 
ancestors. 

Prei Monti There are several temple enclosures at the 
Roluos Group (hariharalaya), southeast of ANGKOR in 
Cambodia. While the complex as a whole owes much to 
King INDRAVARMAN I (r. 877-889 C.E.), the temple of Prei 
Monti could on stylistic grounds belong either to his 
immediate predecessor, JAYAVARMAN III (834-877 C.E.), 
about whom virtually nothing is known, or to the founder 
of the kingdom of Angkor, JAYAVARMAN II (c. 770-834). 

Pre Rup When King RAJENDRAVARMAN of ANGKOR in 
Cambodia reestablished the capital at ANGKOR in 944 C.E. 
after his brother, JAYAVARMAN IV (r. 928-42 C.E.), had built 
the new center of KOH KER (Lingapura), he ordered the 
construction of a large temple pyramid in a location 
south of the YASHODHARATATAKA, the EASTERN BARAY. It is 
known today as PRE RUP, the "turning of the body," as in 
the cremation ceremony, but this cannot have been its 
original title. It was designed to honor the king and his 
ancestors in the context of the god SIVA. Its five major 
towers rise on two laterite tiers and were originally cov- 
ered in stucco. The central sanctuary on the uppermost 
tier housed Rajendrabhadresvara, the royal LINGAM. The 
four subsidiary towers were dedicated to Isvara Rajen- 
dravarmesvara, representing the king; Rajendravesvarupa, 
in favor of the Brahman Vishvarupa, a distant ancestor of 
the king; the king's aunt, Jayadevi; and his predecessor; 
Harshavarman. The temple also housed numerous sub- 
sidiary shrines, libraries, and entrance pavilions in two 
walled precincts. 

Prinsep, James (1799-1840) James Prinsep was the 
master of assays at the British mint in Calcutta, India. 
In 1837 he made what has been described a "the single 
most important discovery in the unraveling of India's 
ancient history" by identifying the letters d and n on an 
inscription at the Buddhist stupa at SANCHI. He found that 
the language in question was PALI and was able to trans- 
late the INSCRIPTION as a record of a donation of stones to 
the building of the temple. This opened the door to fur- 
ther translations, and explorations into early history pro- 
ceeded. Foremost among these was his work on the 
meaning of the Asokan column inscriptions and a Bud- 
dhist inscription from SARNATH. Through his intensive 
efforts, historic figures began to emerge from oblivion. In 
1838 he published a paper on the name of Antiochus the 
Great, named in two of ASOKA's (268-235 B.C.E.) edicts. 

Puranas The Puranas are a group of Indian religious 
works of great antiquity, although there is no certainty as 
to the date of their origin. There are traditionally 18, each 
dedicated to a particular god. They record in SANSKRIT 
religious doctrine, law, legends, and dynastic histories. 



Puso Sansong 267 




Pre Rup rises aloft just south of the Eastern Baray at Angkor. It was the temple mausoleum of King Rajendravarman, a king "who 
could cut an iron bar as if it were a banana stalk." (Charles Higham) 



The gods to whom the Puranas are dedicated include 
SIVA, Vishnu, Skanda, and GARUDA. The Puranas thus 
form the basic creed for the Hindu rehgion. 

Purandarapura The cave of Prah Kuha Luon in Cam- 
bodia has furnished an INSCRIPTION dated to 674 C.E., 
which contains a rajna (edict) of King JAYAVARMAN I 
(c. 635-80) from the palace at Purandarapura, confirming 
the ownership of fields, cattle, buffaloes, servants, and 
gardens by ascetics and not by any private person. Unlike 
ISHANAPURA, the former capital, which has an undoubted 
identification with modern SAMBOR PREI KUK, Purandara- 
pura has not been positively identified. This is a matter of 
regret, because Jayavarman I was responsible for the cen- 
tralization of authority that indicates state formation. 
Michael Vickery has assembled all the relevant informa- 
tion, and on balance a location in or near the large center 
of BANTEAY PREI NOKOR seems the most probable. 

Purnavarman (hfth century C.E.) A king named Pur- 
nayarman is known through four inscriptions located on the 
western coast of Java in Indonesia. 



Dated to the fifth century C.E., they describe how the 
king had a canal built for IRRIGATION, about 15 kilometers 
(9 mi.) in length. Two of the inscriptions also contained a 
representation of his footprint. Purnavarman evidently 
ruled a state called Taruma and worshiped Hindu deities. 

Pushkalavati See charsada. 

Puso Sansong Puso Sansong, also known as Sabisong, 
is part of the capital of the PAEKCHE state (18 B. C.E. -663 
C.E.). Paekche was one of the three kingdoms of Korea, 
occupying the southwestern part of the peninsula. It suf- 
fered constant threats from its northern rival, KOGURYO, 
and finally yielded to the SHILLA state in the seventh cen- 
tury C.E. From 538 C.E. Sabi was the Paekche capital, and 
Puso Sansong seemed to have fulfilled a military and 
defensive function as part of the capital complex. Its 
walls cover an area of 237 hectares (592 acres), and three 
further walled precincts lie within them. One of these 
incorporated granaries and a lookout tower; the others 
also had watchtowers in the citadel area. The walls linked 
with further long defensive walls on the exterior, 



268 Pyu civilization 



designed to protect the palace and residential area, 
which, from the sixth and seventh centuries, was laid out 
on a grid plan akin to those of Tang China. 

Pyu civilization The Pyu civilization was developed 
in the dry zone of central Myanmar (Burma) between 
about 200 B.C.E. and 900 C.E. It is best known on the 
basis of three large walled cities, BEIKTHANO, SRI KSETRA, 
and HALIN. All were located in tributary valleys of the 
Irrawaddy River, where it was possible to harness the 
local rivers and streams for IRRIGATION purposes. There 
is compelling evidence at Beikthano for a pre-Buddhist 
mortuary tradition involving large brick and timber halls 
containing the cremated remains of high-status individu- 
als. By the fourth or fifth centuries C.E., however, BUD- 
DHISM had taken root; many large public buildings 
included stupas, and monasteries were constructed. 
Meanwhile, the cremated dead were interred in large 
ceramic mortuary jars set in brick structures outside the 
city walls. The Pyu spoke a Sino-Tibetan language and 
employed Indian scripts in their INSCRIPTIONS. They were 
proficient bronze casters; one set of figurines from Sri 
Ksetra shows dancers and musicians richly appareled 
and ornamented. Skilled artisans also made silver Bud- 



dhas, images of great beauty. They took part in a 
widespread trading network that included India. The 
civilization was ultimately to be succeeded by the state 
of PAGAN. There is a major destruction layer at Halin. 
However, many of the Pyu arts, crafts, and ideas were 
incorporated into the Pagan civilization. It is recorded 
that King Anawratha of Pagan removed votive tablets 
and offerings from Sri Ksetra and placed them in his 
Shwesandaw temple at Pagan. 

The Pyu or Tircul people of Myanmar (Burma) were 
first mentioned in a mid-fourth-century C.E. Chinese text 
listing the tribes on the frontier of southwestern China. 
The author, Chang Chu, described them as the Piao. 
Other early Chinese records that survived in later edi- 
tions describe the Piao as civilized, "where prince and 
minister, father and son, elder and younger, have each 
their order of precedence." The Chinese called them the 
Pyu, but the Mon people knew of them as the Tircul. 

Further reading: Donovan, D. G., H. Kukui, and T. 
Itoh. "Perspective on the Pyu Landscape," Southeast Asian 
Studies 36 (1998): 19-126; Stargardt,J. The Ancient Pyu of 
Burma. Vol. 1, Early Pyu Cities in a Man-Made Landscape. 
Cambridge: PACSEA Cambridge and ISEAS Singapore, 
1990. 




Qandahar See kandahar. 

Qi The state of Qi was located in northeastern China, 
centered on the modern provinces of Shandong and Hebei. 
The Ji River flowed through this region, and it was one of 
the richest of the Warring States of China, in terms of both 
agriculture and marine and mineral resources. Qi, as had 
several other states that came to the fore politically during 
the Spring and Autumn period (770-476 B.C.E.), had its 
origins in the wars of succession that followed the death of 
KING WU (d. c. 1043 B.C.E.), the first ruler of the WESTERN 
ZHOU DYNASTY. The succession should have passed to his 
oldest son, Song, who under the name Cheng was to rule 
from about 1042 until 1006 B.C.E. However, a younger 
brother of King Wu, Zhou Gong Dan, declared himself 
regent instead, on the grounds that Song was too young to 
rule alone. This fomented a civil war between the forces of 
Zhou Gong Dan and Cheng on the one hand and those of 
Dan's brothers on the other. Zhou Gong Dan fought suc- 
cessful campaigns to the east of the capital and greatly 
expanded the area under Zhou control. In time-honored 
tradition, rulers of the new territories were found among 
the loyal members of the ruling lineage or powerful sup- 
porters, and Tai Gong Wang, a leading military comman- 
der, was granted the fief that was to develop into the state 
of Qi, with LINZl as its capital. While under the Western 
Zhou such fiefs owed fealty to the emperor; they assumed 
independence with the end of the Western Zhou dynasty 
in 771 B.C.E. Qi thus became an independent state during 
the period of the EASTERN ZHOU DYNASTY (770-221 B.C.E.). 

Qiemo (Cherchen) Qiemo was one of the major sites 
of the SHAN-SHAN kingdom in northwest China, which 



controlled the SILK ROAD as it traversed the southern mar- 
gin of the TARIM BASIN. The cemetery of Zaghunluq lies in 
the area of Qiemo, and excavations there in 1985 uncov- 
ered burials in which textiles had been exceptionally well 
preserved. The bodies themselves were amazingly intact. 
The grave of a man interred about 1000 B.C.E. is particu- 
larly important, for it provides evidence of the ethnic 
group that contributed to the development of the first 
oasis states of the Tarim Basin a millennium later. The 
body lay in a pit almost 3.5 meters (12 ft.) deep, cut into 
salty soil that through desiccation would have con- 
tributed to the preservation of organic remains. The 
mouth of the grave contained a woolen blanket, the man's 
saddle, as well as a felt blanket, layers of reeds and tree 
branches, and tanned horse hides. The man himself had 
been laid out on top of mats woven from willow 
branches. He wore a short beard, and his hair was 
braided. His clothing was woven from sheep's wool and 
was dyed in a wide variety of colors. He wore woven 
trousers and a shirt made of lengths of cloth stitched 
together, while his leggings were brightly colored strips 
of wool wrapped around his lower legs. His boots were of 
deer leather, and he held an enigmatic strip of leather in 
his left hand. Ten hats were found in the grave, one in the 
form of a beret, another with a peak similar to those worn 
by the Phrygian people who had settled in northern 
Turkey at about the same time as the Qiemo burials. One 
of the WOMEN found in the same grave also wore white 
deerskin boots and a large woolen shawl; another had 
yellow leggings with red spiral decoration. This tomb 
seems to have contained the members of a family, for 
their clothing shows many similarities in manufacture 
and color. It is notable that the man wore trousers and 
was interred with his saddle, two vital constituents to life 



269 



270 Qijia culture 



in this open region, while his ancestors are most logically 
sought in the expansion of agriculturalists from the west 
into the Tarim oases. 

Qiemo was to become the major center of the state of 
Shan-shan. It was particularly prosperous during the sec- 
ond and third centuries C.E., when Chinese power in the 
area encouraged peaceful conditions and favored trade. 
Indeed, Qiemo was the base for the Chinese administra- 
tion in their -western regions during the Western HAN 
DYNASTY. Exposure to new ideas also sa-w the establish- 
ment of BUDDHISM. Qiemo was, according to the surviving 
documents of Shan-shan, formerly known as Cala- 
madana. Because the ancient site is occupied today, little 
is known of the layout of Shan-shan Qiemo, but one 
stupa foundation was noted by SIR AUREL STEIN. The sur- 
viving documents in the KHAROSHTHI script of Shan-shan, 
however, do illuminate aspects of life in ancient Qiemo. 
One text relates how wine must be packed, sufficient to 
be carried by five camels and transported to Calamadana 
on the fifth day of the fourth month. SLAVERY was also 
part of life in this site. Thus on the fourth year of the 
reign of the great King Mairi, the son of heaven, it is 
recorded that foreigners named Supis entered Cala- 
madana, plundered the country, and seized the inhabi- 
tants. One of the captives is named as the slave Samprina. 

Qijia culture The Qijia culture is a regional variant of 
the LONGSHAN CULTURE, which succeeded the Machang 
phase of the YANGSHAO CULTURE in Gansu province, 
northeast China. The sites have been dated between 2300 
and 1700 B.C.E. Their interest lies in the fact that 
although located in the remote northwest, they have fur- 
nished the earliest group of bronze artifacts in China. It 
might at first seem surprising to find the earliest evidence 
for bronze in remote Gansu rather than the home of the 
SHANG civilization on the central plains. However, the 
Gansu corridor is China's natural route to the steppes of 
Central Asia and beyond, to India, the Near East, and 
Rome. In later years, this was named the SILK ROAD, but 
recent archaeological research has stressed its early begin- 
nings. The movement of people and spread of ideas most 
probably introduced to western China a knowledge of 
copper-based metallurgy, which is manifested in the finds 
from the settlements and associated cemeteries of the 
Qijia culture. The Qijia sites are of central importance in 
any consideration of the origins of the Chinese Bronze 
Age; the weight of evidence now points to the transmis- 
sion of knowledge across the steppes ultimately from the 
Near East. 

At Qinweijia, rows of graves have been unearthed, 
together with a series of pits. The dead were interred with 
pottery vessels, pigs' jaws, and bone artifacts. The pits 
have yielded copper or bronze implements, including an 
ax, awl, disks, and rings. The ax, after being cast in a 
stone mold, was heated and hammered repeatedly, a pro- 
cess known as annealing, to harden it. This is a techni- 



cally sophisticated procedure. Dahezhuang is a second 
site to reveal the presence of bronze and copper artifacts. 
One knife v^^as recovered from near the foundations of a 
house, with millet still adhering to it. There were also 
knives, chisels, awls, and rings, in contexts radiocarbon 
dated to about 2000 B.C.E. Excavations at Huangniangni- 
angtai have uncovered the remains of houses, pits, and 
burials, as well as 32 bronzes from occupation contexts 
and burials. Some were cast from copper, others from a 
tin bronze, and the preferred artifacts were knives, awls, 
chisels, and a ring. 

Qin The state of Qin in central China was the ultimate 
victor during the WARRING STATES PERIOD (475-221 
B.C.E.). The political situation in 361 B.C.E. included 
seven major states; Qin ranked equally with the others, 
but also with many smaller states. SIMA QIAN describes 
how the feudal lords were ruling by force and attempting 
to subdue and annex one another. In these conflicts, Qin 
consistently showed itself superior to the state of WEI, 
defeating it in 354 B.C.E. and taking its former capital, 
Anyi, two years later. These two victories were instigated 
by SHANG YANG, who persuaded the duke Xiao of the dan- 
gers presented by the state of Wei. His Machiavellian 
approach to diplomacy and war is well illustrated in the 
deceitful methods he employed. After inviting the general 
of the Wei forces to parley and agree to a truce, he had 
the general arrested and then destroyed the Wei army. 
After victory the Qin rulers had to devise some means of 
ruling a huge area of former rivals, populated by subju- 
gated and disaffected populations. The king of Qin first 
chose a new name, QIN SHIHUANGDI (259-210 B.C.E.). 
This is a highly symbolic title, meaning "august 
emperor." Administratively, the Qin authorities devised a 
series of policies to unify the newly created empire, one 
that the emperor planned should last for limitless genera- 
tions. The legal system, based on the tenet of mutual 
responsibility, was applied uniformly. This meant that a 
misdemeanor by an individual would involve punish- 
ment for his extended family. The sentences were also 
designed to ensure that there would be no repeat offense. 
Some were draconian: being boiled alive, cut in two, torn 
apart by chariots, or castrated as a commutation for the 
death sentence. The burning of the books was the most 
notorious of the policies promulgated under the Qin 
dynasty. After a court intrigue, the legitimate successor to 
the first emperor was ordered to commit suicide on the 
basis of a forged directive, and the throne passed to the 
second emperor HUANDI, who was then aged 21. His reign 
was brief. Rebellions broke out in 209 B.C.E., and the sec- 
ond emperor committed suicide two years later, bringing 
the Qin dynasty to an early end. 

Qin was located in the valley of the Wei River, 
known as the Guanzhong, "land within the passes." This 
name recognized its ideal defensive position, with access 
restricted to the Wu Pass to the southeast and the Hangu 



Qin 271 



Pass on the eastern border. Qin came to prominence at 
the beginning of the Spring and Autumn period 
(770-476 B.C.E.) of the eastern ZHOU dynasty, after the 
capital was moved to LUOYANG. Over a period of four cen- 
turies, its capital vi^as moved on at least seven occasions, 
and archaeological investigations have traced the remains 
of at least three centers. They were invariably large and 
imposing, containing palaces and large domestic resi- 
dences, as well as manufacturing facilities, within walls of 
stamped-earth construction. Yong, the capital founded in 
677 by Duke Degong, covered an area of 4.5 by two kilo- 
meters (2.7 by 1.2 mi.). Under Duke Xiangong in 383 
B.C.E., the capital was located at Yueyang. It covered 1.8 
by 2.2 kilometers, and, according to the excavations, six 
gates severed its walls. The final capital at XIANYANG was 
the biggest of all, and its foundation reflects a major 
political move. Not only was Xianyang strategically 
placed for trade, but it was also closer to the rival states 
that were to assume such a prominent position during 
the Warring States period. It provided a clean slate to 
work out new social and political agendas, free of the 
dynastic and lineage loyalties that encumbered the previ- 
ous capitals, particularly Yong. 

CHANGES OF SHANG YANG 

These basic social changes were in many respects 
inspired by the reformer Shang Yang. He hailed from the 
state of Wey and after traveling to Qin gained the ear of 
Duke Xiao Gong. He set aside the old feudal order and its 
serf labor, freeing farmers to become tax-yielding citizens. 
Shang Yang further instituted changes vital to securing 
the power of Qin. His policies enforced military conscrip- 
tion and, through changes in the administration of the 
kingdom, called on people of talent rather than those 
owing their position to hereditary titles and place in the 
hierarchy. His new laws were dedicated to cementing the 
king as the unrivaled head of state. Hints as to the impor- 
tance of the new laws are found in the documents recov- 
ered from a tomb at Yunmeng, dated to 217 B.C.E. The 
statutes set out the proper duties and behavior of state 
officials and the way in which they communicated infor- 
mation from the outlying districts to the capital. The 
social changes of Shang Yang were accompanied by a pol- 
icy of centralized organization of arms production so that 
the most up-to-date weaponry was available for the army. 
With such backing, the Qin became a formidable and 
powerful state that was ultimately to forge rivals into a 
unified empire. 

The capital was not walled, but stretched along the 
bank of the Wei River. The historian Sima Qian states 
that it was decided not to build, according to tradition, an 
ancestral temple as the first construction in the new capi- 
tal, but rather two imposing halls called the Ji wue. This 
probably reflected the practice of posting imperial edicts 
on palace gate towers. The Jique palace followed. Excava- 
tions have revealed a massive structure raised high on 



stamped-earth foundations. It stood three stories high, 
the lower story dominated by a long colonnaded hall. 
The interior chambers, covered in plaster, were decorated 
with painted scenes that included a four-horse chariot 
and elegant WOMEN. Roof and floor tiles were embel- 
lished with geometric images and pictures of exotic birds. 
The Jique palace was but one of up to 300 palaces that 
describe in microcosm the successful military campaigns 
waged by successive Qin rulers. 

QIN EXPANSION 

The pattern of expansion of the Qin state from its Wei 
Valley heartland began in the mid-fifth century, when it 
moved southwest against the smaller states of BA and SHU 
in Sichuan. This was a vital strategic move, because the 
Shu, who had long since been established in the vicinity 
of Chengdu, controlled the rich rice-growing land of this 
region. Swallowing the Shu state, however, was a long 
and difficult task, and only after a century did the Qin 
reenter the struggle for power in the central plains. The 
takeover of Sichuan was a seminal move for Qin, because 
it made available a vast area of rich agricultural land as 
well as mineral resources. It also outflanked the mighty 
state of CHU on its western boundary. From 316 B.C.E. 
when the decisive move south commenced, there devel- 
oped a most intriguing political situation in which one of 
the world's earliest totalitarian states was faced with the 
task of imposing its governance on a large, sophisticated, 
powerful, but alien society. At first, administration was 
imposed through the appointment of the son of the for- 
mer king as a marquis subservient to the Qin court. But 
real power in Sichuan lay in the hands of the appointed 
administrator and military commander, both of whom 
moved from Xianyang to take up their posts. 

This device was a failure, because not only the new 
line of marquises, but also the first administrator rebelled 
against the Qin authority. In due course, many new 
bureaucrats were appointed, and major centers were for- 
tified. The walls of Chengdu, the capital of the now 
dependent commandery, were raised to a height of 23 
meters (76 ft.), around a city extending more than 250 
hectares (625 acres). A mint was established to expedite 
commercial development, and according to a series of 
important BAMBOO SLIPS or tomb texts, thousands of new 
settlers were dispatched south, and the rigorous Qin sys- 
tem of land tenure was established. Some of the immi- 
grants are recorded to have branched out successfully 
into salt production, iron smelting, and mining of 
cinnabar. Absorption took several generations, but the 
grain and other goods, not to mention the increased pop- 
ulation that became available to the rulers of Qin, played 
a major, perhaps decisive, part in the wars that lay ahead. 

In 364 B.C.E. Qin defeated the forces of Wei at the 
battle of Shimen. This was described by Sima Qian in his 
history: "Qin fought with Jin at Shimen and cut off sixty 
thousand heads. The Son of Heaven congratulated Qin 



272 Qin 



with an embroidered sacrificial garment." On this occa- 
sion, Sima Qian still described Wei as Jin despite the fact 
that Jin had by then split into three states. Four years 
later, Qin again defeated Wei at the Battle of Shao Liang 
and took its general captive. 

The new era of struggle between the contending 
states saw further rapid changes in military organization 
and tactics. There were now universal military conscrip- 
tion and an increasing reliance on large bodies of well- 
trained and equipped infantry, in place of the former 
dominance of chariots. New weaponry included the 
replacement of the old traditional longbow with the 
powerful crossbow, which fired a triangular-headed bolt. 
There were also bronze swords and iron swords. With 
the proliferation of defensive walls and walled cities scal- 
ing ladders and tunneling to take enemy strongholds 
were developed. The Qin leaders were foremost in devel- 
oping such new techniques for total warfare. As the 
fourth century B.C.E. progressed, they consolidated their 
hold over the Shu in the Sichuan Basin and began to 
develop major irrigation schemes there. Another major 
rival to the south was the state of Chu, which com- 
manded rich agricultural land and mineral resources. In 
312 B.C.E. General Zhang defeated the Chu at the Battle 
of Danyang on the Chang (Yangtze) River, captured his 
opposing leader Chu Gai, and allegedly cut off 80,000 
heads. This effectively ruled Chu out of further serious 
contention for supremacy. 

The next phase of vi^arfare saw the dominance of a QI- 
led alliance, but by 294 B.C.E. Qin armies were again on 
the move. By 288 B.C.E. the dominance of Qin to the west 
and Qi in the east encouraged a pact whereby the two 
rulers assumed the divine title of DI. This truce was of 
brief duration. The power of Qi was virtually extinguished 
by alliances of rival states, leaving Qin free to overwhelm 
Chu. The general Bo Qi attacked and occupied its capital, 
Ying, and converted the area into a Qin province. With Qi 
and Chu defeated, only ZHAO and HANN stood between 
Qin and total dominance. In this period the rise to promi- 
nence of Fan Sui (d. 255 B.C.E.) occurred. He became the 
chief minister of Qin and established a policy of total wars 
of annihilation. In the final locking of horns, a three-year 
struggle between Qin, led by Bo Qi, and the combined 
forces of Hann and Zhao occurred. It ended with the Zhao 
army encircled, then starved into submission, and finally, 
its soldiers buried alive. 

THE FIRST EMPEROR'S REFORMS 

The first king of Qin resolved not to follow the Zhou 
precedent of providing kingdoms within the empire for 
relatives, because this system historically had held the 
seeds of disaffection and rivalry. Rather, he created 36 
provinces, or commanderies, each subdivided into coun- 
ties. These provinces were placed under the rule of three 
centrally appointed and salaried bureaucrats. There was a 
shou, or governor; a wei, or military commander; and an 



inspector, who ensured that the central directives were 
enforced, known as a jian yushi. With additions and 
minor modifications, this provincial system has contin- 
ued to the present. There was, hovifever, the problem of 
dealing with the leaders of the former rival kingdoms. 
This was resolved by moving them and their entourages 
to the Qin capital, where a series of replicas of their 
palaces were constructed to house them. In the mean- 
time, their former capitals had their defenses razed to the 
ground to remove any likelihood of local rebellions. 

The emperor's ambition proved unsuccessful, 
although the Qin dynasty lasted about 15 years. The 
reforms involved first the script. For a millennium, the 
Chinese script had developed strong regional characteris- 
tics. Under the Zhou, it was known as the large SEAL 
script, and the Qin reformers found that many of the 
graphs had grown obsolete as objects or ideas were con- 
signed to history. These were removed from the lexicon, 
and uniformity was then applied to the remaining vari- 
ants under the new small seal script. This was a vital step 
in consolidating hold over a unified state. The same pol- 
icy was applied to weights and measures and sensibly 
even to the gauge of wheeled vehicles. Many different 
forms of currency had existed during the Warring States 
period, but these were set aside in favor of COINAGE in 
gold and bronze. The coins themselves, of circular form 
with a central square hole, set the style of Chinese cur- 
rency for the next 20 centuries. 

The burning of the books involved specifically the 
destruction of historical texts, which could be employed 
by academics to criticize the Qin legalist regime, such as 
the Book of Documents and the Book of Songs. It also 
extended to any historic tract describing former rival 
states. The order to destroy these historic documents was 
sent out to all the commanderies, linked with the com- 
mand to punish severely those who ignored it or con- 
nived at the retention of the proscribed texts. 

STATE LABOR PROJECTS 

Under strong encouragement of agriculture at the 
expense of trade, the state disposed of sufficient surpluses 
to maintain huge resources of labor. These were deployed 
on massive construction projects designed to knit 
together the regions and defend the state against external 
threats. The road system, for example, radiated out from 
the capital, with a standard form in which the thorough- 
fares were lined with trees. A force estimated at 300,000 
was set to work on the construction of the GREAT WALL, 
which stretched like a shield along the northern frontier, 
while more than twice that number were, by 212 B.C.E., 
engaged on building the great tomb of the first emperor. 
As part of his military expansion, transport also involved 
the cutting of canals to permit the passage of bulky 
goods. This move involved a canal across the watershed 
that had separated the Chang River catchment from the 
rivers flowing south to Lingnan. 



Qin Shihuangdi 273 



THE ROYAL TOMB 

Qin Shihuangdi made many progresses through the 
empire on what today are termed fact-finding missions. 
These led to ne-w pohcies, not least the resettlement of his 
subjects in thinly populated regions to strengthen defense 
and increase agricultural production. It was on one such 
progress that he died -when aged only 49. In 11 years he 
had transformed China from a series of powerful rival 
states into a unified empire, but it was the Han emperors 
rather than his own dynasty that reaped the rewards of 
this achievement. His body was returned to the capital, 
where it was interred at Mount Li. His mortuary complex 
is the largest known. Early Chinese records describe its 
extent, and it is known from archaeological excavations. 
The records describe the layout and contents of the inte- 
rior of the great pyramid that dominates the above- 
ground portion of the site. Evidently — for it has never 
been examined scientifically — the interior held a tomb 
chamber filled with the emperor's personal belongings. 
The roof displayed the heavens, while the ground dis- 
played the extent of the empire and was ringed by rivers 
of flowing mercury. Great lamps with walrus oil were lit 
to burn for a very long time. For the last known time in 
Chinese history, members of his harem were immolated 
within the tomb, while the construction workers who 
would know the internal layout and contents were 
butchered. Crossbows were placed with tripwires to kill 
unwanted intruders. Whether this tomb survived the 
destruction of the capital that accompanied the wars that 
followed the collapse of his dynasty is not known, but it 
is extremely unlikely. However, the subterranean cham- 
bers that surrounded the pyramid, although damaged 
during those wars, have survived sufficiently to allow 
reconstruction. Some of these were filled with terra-cotta 
replicas, cast at life-size, of the emperor's armies, includ- 
ing the infantry, chariots, cavalry, and a command center. 
Each soldier, individually modeled, was painted and 
armed. There were also the imperial zoological garden 
and a half-sized replica in bronze of the royal chariot 
resplendent with four horses and charioteer. 

Further reading: Li Xueqin. Eastern Zhou and Qin 
Civilizations. New Haven, Conn.: Yale University Press, 
1985; Loewe M. A Biographical Dictionary of the Qin, For- 
mer Han and Xin Periods (221 BC-AD 24). Leiden: Brill, 
2000; Loewe, M., and E. L. Shaugnessy, eds. The Cam- 
bridge History of Ancient China. Cambridge: Cambridge 
University Press, 1999. 

Qin Shihuangdi (259-210 b.c.e.) Qin Shihuangdi is 
renowned as the first emperor of China, responsible for the 
largest mortuary complex known. 

He was born with the name Zheng toward the end of the 
WARRING STATES PERIOD (475-221 B.C.E.). The circum- 
stances of his birth are rather mysterious. His father was 
King Zhuang Xiang of QIN, and when still a prince. 



Zhuang Xiang was sent as a hostage to the court of the 
state of Zhao. While restricted there, the prince had a 
relationship with a concubine, and it was uncertain 
whether the father of the future emperor was Zhuang 
Xiang or one LU BUWEI, who supplied the concubine, pos- 
sibly already pregnant. Zhang Xiang in due course ruled 
Qin, and Zheng succeeded him in 246 B.C.E. , at the early 
age of 13. He followed the legalist doctrine of centralized 
autocratic authority, increasing the efficiency of agricul- 
ture and training his troops to be brutally efficient in war. 
They never took prisoners. By 221 B.C.E. , Qin finally tri- 
umphed over its rival states, and King Zheng took the 
new title of Shihuangdi, "august emperor." The irony of 
the career of Qin Shihuangdi is that with furious energy 
he forged an empire from previously warring states, but 
his career as emperor spanned only II years, and his 
dynasty barely outlived his death. But it is in death that 
he is now best known, through the incredible remains of 
his tomb. 

QIN SHIHUANGDI'S REFORMS 

His brief period of imperial rule, which lasted 11 years, 
produced the most rapid and drastic reforms in the history 
of China. He standardized the script, which had developed 
along several distinct paths over the preceding millen- 
nium, and ordered that there be only one official currency. 
The legal system was systematized, and he decreed savage 
punishments for transgressors on the principle of joint 
responsibility. This meant that the relatives of a criminal 
were deemed equally guilty. Axle widths were set at the 
same gauge throughout the empire, and new roads and 
canals ensured rapid and efficient transport. 

There was also a massive building program at the 
capital, Xianyang, where his own palaces and those of 
conquered rulers spread along the margins of the Wei 
River. The latter were constructed to house former 
sovereigns and their families were moved to Xianyang to 
reduce the risk of provincial insurrections. The GREAT 
WALL of China was begun with a force of conscripted 
labor, and it is recorded that nearly 750,000 workers were 
eventually deployed in the construction of the royal 
tomb. When certain scholars used ancient texts to criti- 
cize the legalist regime, the emperor ordered that they be 
branded and dispatched to help build the Great Wall and 
that the books they quoted be burned. Some scholars 
were also put to death. 

We know little of the emperor's personal life, except 
that he engaged soothsayers and medical specialists in an 
attempt to secure immortality. It was, however, on one of 
his imperial progresses that he died and was returned to 
Xianyang for burial. By the time of his death, he had 
transformed China from seven major competing states to 
a unified empire divided into 36 commanderies, or 
provinces, each governed by central appointees. The suc- 
ceeding Western HAN DYNASTY inherited this unified state, 
which was to endure for more than four centuries. 



274 Qin Shihuangdi 



THE TOMB 

Today Qin Shihuangdi is more widely known for his 
tomb than for his reforms. In spring 1974, peasants exca- 
vating a well more than a mile from his mausoleum at 
Mount Li encountered life-size terra-cotta figures and 
bronze weapons. The early historical records of the tomb 
itself described a magnificent chamber with a bronze 
roof, in which the constellations were set in pearls. The 
reconstruction of the empire was surrounded by the 
oceans filled with flowing mercury, and there were lamps 
filled with "man-fish" oil, set to burn for a very long 
time. The term man-fish might refer to a walrus or a 
marine mammal such as a whale. The historians SIMA 
QIAN and BAN GU concur that vast riches were accumu- 
lated in the tomb, which was not quite completed at the 
time of the emperor's death, even after being under con- 
struction for more than 30 years. Sima Qian described 
how work on the tomb began as soon as the emperor 
took power as king of Qin. Workers excavated deep into 
the ground and poured molten bronze to form the outer- 
most coffin. The tomb chambers incorporated replicas of 
the palaces and towers, and there were countless rare and 
beautiful offerings. Protection against tomb robbers 



involved the placement of armed crossbows, while those 
involved in the construction of the interior, with knowl- 
edge of its contents and layout, were exterminated. 

Underground Chambers 

The discovery of the first terra-cotta figures set in train a 
series of major excavations, which have revealed the pres- 
ence of many subterranean chambers filled with repre- 
sentations of the emperor's armies, retainers, chariots, 
and possessions. The entire complex included two walled 
enclosures covering an area of 5,600 hectares (14,000 
acres). The central pyramid once reached a height of 
about 115 meters (380 ft.), though erosion has now 
reduced the height to about 70 meters. While no formal 
excavations of the tomb pyramid itself have been under- 
taken, borings have revealed unusually high readings of 
mercury in the central part of the pyramid, thus confirm- 
ing the historic accounts of rivers and oceans filled with 
quicksilver that constantly flowed by means of an inge- 
nious mechanical device. Soundings in the periphery of 
the pyramid have also uncovered magnificently finished 
bronze bells inlaid with gold and silver, huge eave tiles, 
sewer pipes, bricks, and burial pits. The pits containing 
the remains of the terra-cotta divisions of the Qin army 




The terra-cotta army of Emperor Qin Shihuangdi is one of the most remarkable archaeological monuments in the world. 
(O Keren Su/CORBIS) 



Qin Shihuangdi 275 



have been excavated in part. These have provided a 
gUmpse of not only the energy devoted to equipping the 
emperor's tomb, but also the nature of the structure and 
arms of the all-conquering Qin military machine. 

Largest Chamber 

The largest of the pits contains a formation, probably in 
excess of 6,000 individual soldiers, each life-size and indi- 
vidually modeled. They were originally painted and bore 
real armaments: halberds, crossbows, and spears of 
bronze, with a few weapons of iron. These weapons are 
particularly interesting, for they reveal not only the skill of 
the manufacturers, but also the degree to which even their 
form and size were standardized. The alloy mix varied in 
each type of weapon to suit the stresses it would have 
been exposed to in battle. Many, particularly the swords, 
bear small inscriptions in the standardized Qin small SEAL 
script, denoting the workshop in which they were pro- 
duced or their date of manufacture and the craftsperson 
who made them. The bronze swords have retained their 
finely honed surface even after two millennia under- 
ground, and detailed metallographic analyses have 
revealed that they were coated in a layer of chromium that 
was only 10 to 15 micrometers (400 to 600 |J,in.) thick. 
Apart from the abundant spears, halberds, and arrows, 
there are a few unusual double-edged long knives in the 
form of a hook, known as the wu hook, because they orig- 
inated in the state of the same name. A weapon known as 
a pi, or short dagger, was also found for the first time. 

The battle formation began at the front, with a van- 
guard of crack archers, divided into three units of 68 
men. Behind them were 11 long corridors that had origi- 
nally been roofed with timber beams, in which the main 
force was arrayed. This included chariots drawn by four 
horses and supporting infantry. The flanks and rear were 
made up of guards against surprise attack, each group 
looking in a different direction. 

Second Chamber 

A second pit lies adjacent to the first and is smaller, measur- 
ing 124 by 98 meters (410 by 323 ft.), and reaching a depth 
of five meters. It has not been exposed to the same extent as 
the first, from which more than 1,000 warriors have been 
uncovered. However, it is known that the second pit con- 
tains another detachment of infantry, chariots, and cavalry, 
the chariots made of wood. The archers with their powerful 
crossbows are situated so that as one line has finished fir- 
ing, the second is ready to take its place in the line to fire in 
turn. A force of 64 four-horse chariots each carrying three 
men, foUo-ws behind the archers. The third section is made 
up of further chariots, associated with infantry and cavalry, 
while the last group is a wing of cavalry. This must have 
been a highly mobile and flexible division of the Qin army. 

Third Chamber 

A third pit was opened in 1979 and found to be much 
smaller than the other two, measuring only 520 meters 



square. The method of construction was clearly apparent, 
because it had not been damaged by fire. It was U-shaped 
and opened to the east by means of a ramp. Descending 
the ramp led to a chariot with four horses. High-status 
warriors stood behind it. Sixty-four figures of soldiers 
stood in the two corridors thus created by the U-shape of 
the structure. Those in the northern sector face inward, 
looking at one another across a gap. The figures in the 
southern part stand in two detachments of 12 or with 
their backs to the corridor walls. The presence of a large 
collection of animal bones, along with the shape of the 
pit and disposition of the soldiers and the chariot, sug- 
gests that this pit was the command center, and the sol- 
diers formed an honor guard. The presence of the animal 
bones is a reminder that sacrifices were made as good 
omens for an impending battle. 

Other Discoveries 

The pits so far identified and uncovered are likely to form 
but a small fraction of the subterranean feature that made up 
the mortuary complex. One pit to contain further echelons 
of the imperial army lies unfinished. In 1980 archaeologists 
investigated a rectangular pit seven meters (23 ft.) long by 
2.3 wide (7.6 ft.), which reached a depth of nearly eight 
meters. This pit was located only 20 meters west of the 
actual mausoleum pyramid and was found to contain a 
wooden chamber, in which were the remains of two stun- 
ning bronze conveyances and of hay to feed the horses. One 
was a chariot drawn by four horses; the other was a sumptu- 
ous decorated carriage. They were found in a collapsed and 
ruined condition, but a lengthy and arduous restoration 
now conveys not only the outstanding skill of the Qin 
bronze specialists, but also the manner in which the 
emperor traveled on his progresses. The horses drawing the 
chariot were bedecked with plumes and fine decorated har- 
nesses. Even the bridles were made of gold and silver. The 
charioteer stands under a raised parasol. He wears a long 
tunic and double swallowtailed hat, while his long sword 
hangs behind him from his belt. The shaft of the parasol was 
inlaid with golden designs. The second carriage was also 
drawn by four horses, the driver seated in front of a closed 
compartment. The doors and interior were decorated with 
painted designs. The predominant color employed for the 
horses and chariots was white, traditionally the color of the 
west, from whence the Qin originated. The other four colors 
employed — red, blue, black, and yellow — represent, respec- 
tively, the south, east, north, and center. Motifs included 
cloud patterns and geometric designs. 

There are 19 tombs near the central pyramid that 
probably contained the remains of the emperor's retain- 
ers, and his stables are represented by nearly 100 pits 
with hundreds of horse skeletons and their grooms ren- 
dered in terra-cotta. The emperor's menagerie is repre- 
sented by pits containing models of birds and animals. 

Further reading: Li Xueqin. Eastern Zhou and Qin 
Civilizations. New Haven, Conn.: Yale University Press, 



276 Qiuwan 



1985; Loewe, M. A Biographical Dictionary of the Qin, For- 
mer Han and Xin Periods (221 BC-AD 24). Leiden: Brill, 
2000; Loe-we, M., and E. L. Shaugnessy, eds. The Cam- 
bridge History of Ancient China. Cambridge: Cambridge 
University Press, 1999. 

Qiuwan Qiuwan is a remarkable site of the late SHANG 
STATE period (1766-1045 B.C.E.) located in the Huai River 
Valley of Jiangsu province in China. It was probably a 
major center of the Dapeng state, which was mentioned in 
the Shang ORACLE BONES as being at times an ally, at others 
an enemy. The oracle bones also describe ritual sacrifices 
to the ancestors, and at Qiuwan the site of one such sacri- 
ficial area has been excavated. Around four upright 
stones, 32 skeletons were found, of which 22 were 
human, the remainder dogs. The human victims were 
found in a crouching position, heads to the ground, with 
their hands behind their backs. Two people were repre- 
sented only by skulls. 

quarry sites Temples at ANGKOR in Cambodia were 
made of BRICK, sandstone, and laterite. Often the sand- 
stone had to be quarried at some distance from a temple. 
That for Angkor, for example, was from sources in the 
KULEN HILLS 30 kilometers to the north and may have 
been transported to the temple site by canal. Two large 
sandstone sources have been identified in Thailand. At Si 
Khiu, the cut marks for stone that was never removed are 
visible over a considerable area. Similarly, the Ban Kruat 
quarry, which lies about 20 kilometers south of PHNOM 
RUNG and Muang Tam, was intensely exploited. Laterite 
is an iron ore that can be cut out of the ground when soft 
to the form required. It then hardens on exposure to air. 
It has been suggested that the excavation of the WESTERN 
BARAY, the only reservoir at Angkor created by digging 
rather then raising of dykes, provided laterite for the 
nearby temple of BAPHUON. 
See also PHNOM WAN. 

Qufu Qufu, a town in Shandong province, China, was 
formerly the capital of the state of LU during the Western 
and Eastern Han dynasties. It is notable in Chinese history 
as the birthplace of CONFUCIUS (551-479 B.C.E.), China's 
most famous and influential political philosopher and 
teacher. The earliest known temple to Confucius at Qufu 
was built a year after the sage's death. During the WARRING 
STATES PERIOD (475-221 B.C.E.) and the QIN dynasty 
(221-206 B.C.E.), LEGALISM was favored, giving rulers the 
right to autocratic rule. Under QIN SHIHUANGDI, philo- 
sophical books were ordered burned, and scholars were 
immolated alive. However, Confucianism returned to 
favor under the Han, and in 195 B.C.E. under the rule of 
Emperor GAOZU, sacrifices were made at the tomb of Con- 
fucius. From the first century B.C.E., the family of Confu- 
cius was ennobled and granted land. The family home was 



built adjacent to the temple. A temple to Confucius 
remains at Qufu to this day. Qufu is important not only 
because it was the home of Confucius, but also because it 
was continuously occupied from the early WESTERN ZHOU 
DYNASTY (1045-771 B.C.E.) to the HAN DYNASTY (206 
B.C.E. -220 C.E.). The intensive archaeological investiga- 
tions there have provided details of Western Zhou city 
planning hitherto hardly known. Thus the concentration 
of workshops and habitations in the northern part of the 
city was matched by the proximity of the gates to one 
another to facilitate the passage of goods and people. 

LITERARY REFERENCES TO CITY 

The association with Confucius, linked with the exem- 
plary ritual conservatism of the rulers of Lu, has stimu- 
lated many literary references to the city. BAN GU in the 
HANSHU (History of the Former Han Dynasty), for example, 
covers the association of Lu with the duke of Zhou and 
Confucius. The Guoyu (Discourses of the States) dedicates 
one of its eight parts to the state of Lu between the 10th 
and sixth centuries B.C.E. The most notable literary text, 
however, is the CHUNQIU (Spring and Autumn Annals), 
which describe the period from 722 to 481 B.C.E., which 
followed the reigns of the 12 dukes of Lu. The editing of 
this text is traditionally ascribed to Confucius himself. 

HISTORY AND ARCHAEOLOGY 

The state of Lu was enfeoffed to the duke of Zhou early 
in the Western Zhou dynasty, and the duke sent his son 
there to rule. The royal Ji clan continued to control Lu 
for much of the remainder of the Zhou dynasty. The city 
name means "curved hillock" after a raised feature that 
lies within its walls, and as were many other Chinese 
cities, it was situated between two rivers. Archaeological 
investigations in the ancient city have revealed its walled 
defenses that enclose an area of 1,200 hectares (3,000 
acres). The research began in 1977 and was systemati- 
cally applied to most of the enclosed area. Particular 
attention was paid to the walls, burials, raised platforms, 
and rubbish pits. This revealed that the city was founded 
at least by the Western Zhou period and that it was prob- 
ably constructed over an even earlier urban complex dat- 
ing to the late Shang dynasty called Shao. The walls had 
11 gates linked with the roads that ran across the city 
interior. A large palace precinct was found in the center 
of the city, and as is almost invariably the case with such 
cities, there were precincts set aside for the specialist 
manufacture of bronzes and bone and ceramic products. 
Several cemeteries have been found, and their interpreta- 
tion has proved controversial. One school of thought 
identified two groups, one representing the local pre- 
Zhou population and a second group of burials belonging 
to the ruling Ji clan and its newcomers from Shaanxi 
province, based on distinctions in wealth, tomb structure, 
and the orientation of the body. On the other hand, sur- 
vival of two such distinct groups in parallel for so many 



Qu Yuan 277 



centuries is inherently unlikely, and the alternative inter- 
pretation — that the cemeteries reflect lineage groups with 
differing wealth — is more likely. 

The axial distribution of the central palace, the raised 
ceremonial and ritual platform, and the Pheasant Gate 
into the city indicates careful central planning. The roads 
are wide and impressive. The grid layout includes main 
routes up to 17 meters (56 ft.) wide linking the center 
with the gates. There are Western Zhou bronze foundries 
in the city walls; during the Warring States period, iron- 
working facilities were established. 

In 249 B.C.E., the widely admired state of Lu, 
respected for its adherence to traditional rituals during 
the period of the EASTERN ZHOU DYNASTY (770-221 
B.C.E.), fell to the forces of Chu. The latter established a 
XIAN, or local administrative unit there, an administra- 



tive system also used by the Qin and Han emperors. In 
154 B.C.E. Emperor JINGDI enfeoffed his son, Liu Yu, as 
prince of Lu, and the latter built the notable Spirit Light 
temple. It was during this Western Han dynasty that the 
third major city wall was constructed. Smaller than its 
predecessors, it still incorporated Han workshops and 
residences. 

Qu Yuan (c. 340-278 b.c.e.) Qu Yuan was a minister of 
the Chu kingdom of China, who is thought to have written 
the Chuci, or Songs of the South. 

This collection of poems provides a vital source of infor- 
mation on the nature of Chu society during the WARRING 
STATES PERIOD (475-221 B.C.E.). Qu Yuan committed sui- 
cide by drowning, but his poems survive as a romantic 
reflection of life in the warm southern regions. 




Rabatak In March 1993 fragments of a stone INSCRIPTION 
were found at Kafir's Castle, a hill in the Rabatak region of 
Afghanistan. It has 23 lines of Greek text and decoration of 
lion paws and lotuses. The text began by naming King KAN- 
ISHKA I, the KUSHAN, the righteous, the just, the autocrat, 
and the god, worthy of worship, who obtained kingship 
from Nana and all the gods. It listed the cities in India that 
acknowledged his overlordship, a list that includes PATAL- 
IPUTRA and KAUSAMBI. The king then recorded his founda- 
tion of a sanctuary to a series of deities, including Umma, 
Nana, Sroshard, Narasa, and Mihr, together with their stat- 
ues, in honor of his ancestors. Vitally, the inscription then 
lists Kanishka I's royal line, beginning with his great-grand- 
father, KUJULA KADPHISES, followed by his grandfather, Vima 
Taktu, then by his father, Vima Kadphises. As a conse- 
quence, it is now known that a Kujula Kadphises -was the 
father of a king called Wima Tak [to] . . . (the rest of his 
name remains unknown as a result of the fragmentary 
nature of the inscription). He, in turn, was the father of 
Vima Kadphises and grandfather of Kanishka. The approxi- 
mate dates of these rulers have also clarified: Kujula Kad- 
phises reigned from 30 to 80 C.E., Wima Tak [to] from 80 
to 90 C.E., Wima Kadphises from 90 to 100, and Kaniska 
from 100 to 126. 

Rahal Baray The Rahal BARAY is the reservoir con- 
structed under the king JAYAVARMAN IV (r. 928-42 C.E.) of 
ANGKOR in Cambodia at KOH KER (Lingapura). It mea- 
sures 1200 by 560 meters (3,960 by 1,850 ft.); less mas- 
sive than those at Angkor, it is still notable, because it 
was partially hewn from living rock. 

Rajagriha Rajagriha, modern Rajgir, was the capital of 
the kingdom of MAGADHA before the establishment of the 



capital of the MAURYA EMPIRE at PATALIPUTRA in India. Its 
name means the "seat of royalty," and it is located in a 
position of natural strength on the southern margin of 
the Ganges (Ganga) Valley. The site has strong associa- 
tions with the Buddha, who is said to have visited and 
stayed there often. A series of six caves in the vicinity of 
the city may be the Saptaparni site, the location of the 
first Buddhist council held shortly after the death of the 
Buddha, and the remains of a monastery might be that 
given to the Buddha by a person named Jivaka. 

Archaeological excavations have now shown that the 
site was first occupied during the late Iron Age at about 
500 B.C.E., but that the mud ramparts were built over a 
deposit radiocarbon dated to the mid-third century B.C.E. 
The walls of the second city, which have been sectioned, 
stood at least 7.5 meters (25 ft.) high and were very broad 
at the base. They were later embellished with brick sup- 
port. However, despite its naturally defensive position, 
religious associations, and presence of hot springs, Rajgir 
was abandoned as a royal capital with the establishment of 
Pataliputra as the capital of the Maurya empire. 

When the Chinese Buddhist monk FAXIAN visited Raja- 
griha in the early fifth century C.E., he found the city 
deserted. Nevertheless, he wrote that the city had once been 
the capital of King Bimbisara and that there were four stu- 
pas, including "at a bend of the mountain city wall," the 
remains of the Jivaka monastery, and the hollow in the 
ground where an old well was still visible. When a Dr. 
Buchanan visited the site in I8I2, the local people told him 
that the site was known as Hangsapurnagar, an ancient city. 

INVESTIGATION AT THE SITE 

The site itself has a massive stone wall that encircles a 
series of hills and incorporates further walled divisions 



278 



Ramannadesa 279 



■within. A second walled complex, known as New Rajgir, is 
located beyond the north gate of the old city. The associa- 
tion with the Buddha encouraged a series of explorations 
that began in the 19th century under SIR ARTHUR CUN- 
NINGHAM. Early efforts -were directed at finding structures 
■with historical associations, and these are always difficult 
to relate to the actual events or foundations recorded in 
the Uterature. In 1905, SIR JOHN MARSHALL and D. R. Sahni 
undertook extensive excavations and surveys of the -walls. 
The excavations revealed three major levels, the lowest 
containing SEALS dated to the second or first century B.C.E. 
Between 1912 and 1914, V. H. Jackson prepared a 
detailed plan of the city, despite the difficulties posed by 
dense jungle cover. The ramparts still survived, particu- 
larly along the southern edge, where the walls stood more 
than 10 meters (33 ft.) in height. On the eastern side, the 
■walls were fronted by a moat partially cut from rock, and 
the city gate at this point crossed the moat by a bridge 
■whose foundations were still visible. The interior con- 
tains a number of elevated areas that supported building 
foundations. One of these, which Jackson called a fort, 
has thick stone walls with bastions. It is also most 
intriguing because it is one of the few parts of the city 
commanding a view of a hill that formerly held a Buddha 
statue. There is a tradition that ■when King Bimbisara was 
imprisoned by his son, he could see that statue of Buddha 
from his cell. A second fort or citadel, represented by 
solid stone foundations, was found beside the ■western 
■wall. This survey also traced the course of some of the 
main city streets and encountered many ■wells, some cut 
into the living rock and still containing water. Several 
rectangular water tanks were also found. 

rajakulamahamantrin During the course of the his- 
tory of ANGKOR in Cambodia, there was a steady accretion 
of titles and associated duties given to high state officials. 
The title rajakulamahamantrin appears first in a text dat- 
ing to the reign of Harshavarman I (910-22 C.E.). Several 
INSCRIPTIONS show this ruler's involvement in considering 
tax immunity for religious institutions and permission for 
the joining of foundations. He also exercised authority in 
the sacred court, with powers to punish those who trans- 
gressed a royal edict. Thus the Tuol Pei inscription dating 
to 922 C.E. describes an order from of Harshavarman 1 to 
the rajakulamahamantrin exempting the foundation from 
the tax on rice. 

Rajasri See neak plan. 

Rajavihara See ta prohm. 

Rajendravarman (r 944-968 c.e.) Rajendravarman was 
king of Angkor in Cambodia and returned the court to 
Yashodharapura after the interval at Lingapura under his 
younger brother, Jayavarman IV. 



Rajendravarman's inscriptions claim that he had superior 
qualities as a king compared with his predecessor, Har- 
shavarman 11, who ■was both his cousin and his nephew. 
Rajendravarman restored the temple of BAKSEI CHAMKRONG 
in 948, dedicating it to the previous kings. His two major 
temple pyramids are located east of the city of YASHO^VAR- 
MAN. The EASTERN MEBON was placed on an island in the 
middle of YASHODHARATATAKA, while PRE RUP lies to the 
south. His accession ■was not peaceful, according to an 
inscription at Pre Rup. The inscription includes a eulogy to 
the king, setting out his illustrious royal ancestry traced to 
the mythical founders of Cambodia. 

It is evident from his inscriptions that Rajendravar- 
man had to fight for the succession and then maintain 
himself as king of kings through military means. His 
inscriptions contain many vivid descriptions of the king 
in battle, his sword red with the blood of his enemies. 
There is some evidence, however, that former semi- 
independent regions became increasingly under central 
control as provinces during his reign, and he ■was also 
sufficiently po^werful to mount a military campaign 
against the neighboring Chams. 

See also CHAM CIVILIZATION. 

Rakhigarhi Rakhigarhi is one of the most easterly sites 
in India with remains of the pre-INDUS VALLEY CIVILIZA- 
TION. The site, as do many of the Indus Valley civiliza- 
tion, has two mounds, a small citadel to the west, and a 
larger mound also to the ■west. It lies on the now-dry 
bank of the Chautang River about 90 kilometers north- 
■west of Delhi. In due course, this site gre^w into one of the 
largest of the Indus cities, covering an area in excess of 
80 hectares (200 acres). 

Ramannadesa The Mon people were responsible for 
the DVARAVATI CIVILIZATION (400-900 C.E.) of the CHAO 
PHRAYA BASIN in Thailand and also for a state that devel- 
oped in the lower reaches of the Salween and Sittang 
Rivers in southeastern Myanmar (Burma). This kingdom 
■was known as Ramannadesa and also on occasion as 
Su^wannabhumi, the "land of gold." Little is known of 
this kingdom, although it occupied a strategic position 
commanding the Three Pagodas Pass that links India 
■with Southeast Asia. The area received Buddhist influence 
in the form of missionaries during the third century 
B.C.E., and BUDDHISM flourished from early beginnings. 
The capital city is known as THATON. It is of rectangular 
plan, demarcated by two laterite walls and a moat, and it 
covers an area of about 275 hectares (690 acres). A palace 
precinct occupies the area just north of the center of the 
enclosure. There are several impressive Buddhist temples. 
The present Shwezayan temple is thought to overlie a 
fifth-century foundation housing four teeth of the Bud- 
dha. Five 11th-century INSCRIPTIONS in the Mon language 
have been found on the temple grounds. A few of the sur- 



28o Ramayana 



viving terra-cotta plaques that embellished the Myathein- 
dan temple survive and illustrate 11th-century images of 
passages in the life of the Buddha. Hinduism at Thaton is 
seen in ninth- and 10th-century reliefs of Vishnu, SIVA, 
and Brahma. Other major settlements of this state have 
been identified at the walled center of Taikkala, probably 
originally known as Suwannabhumi, and the decorated 
wall at Ksindat Myindat. 

Ramayana With the mahabharata, the Ramayana is 
one of the epic histories of India. In seven books, it is 
reputedly the work of Valmiki. It was probably completed 
by the first century B.C.E. The saga centers on the person 
of Rama, the god Vishnu in human form, who descended 
to Earth at the behest of the gods to end the dominance 
and churlish behavior of the giant Ravana. Born as the 
son of the king of Ayodhya, Rama developed heroic pro- 
portions and won the hand of Princess Sita in an archery 
competition. By now the crown prince, he was exiled by 
his father and spent 14 years in the wilderness, accompa- 
nied by his wife, Sita, and his faithful brother. When Sita 
was seized by the giant Ravana, Rama resolved to find 
and free her. He formed an alliance with Sugriva, a prince 
of the monkeys, and Hanuman, a monkey general. Hanu- 



man learned that Sita was a prisoner in the palace of 
Ravana, and the mighty Battle of Lanka between Rama 
and his monkey allies and the forces of Ravana ensued. In 
single combat, Rama killed Ravana and regained Sita. 
Having been abducted and taken to the Lankan palace, 
however, Sita was required by Rama to undergo an ordeal 
of fire to test her purity. After she survived the test, Sita 
and Rama returned in triumph to Ayodhya for their coro- 
nation. There are numerous twists and turns and many 
subplots in the seven chapters of the saga, which is 
widely perceived as a triumph of good over evil. Various 
allusions to places and events render it at least partly use- 
ful to historians. 

The Ramayana was adopted and modified in the early 
Southeast Asian states. Known as the Rieamker in Cam- 
bodia and the Ramakien in Thailand, it was a rich source 
of the legends depicted on the temple reliefs. Many 
notable scenes from the Ramayana may be seen on the 
Angkorian temples. At BANTEAY SREI and ANGKOR WAT in 
Cambodia, Ravana is depicted shaking Mount Kailasa. 
Angkor Wat also includes the archery contest in which 
Rama won the hand of Sita. The abduction of Sita by 
Ravana appears at Banteay Srei, but probably the most 
popular theme is the Battle of Lanka. 




Scene from the Ramayana depicted on a stone lintel in Thailand (@ Wolfgang Kaehler/CORBIS) 



Rehman Dheri 281 



Rang Mahal Rang Mahal is a site on the former course 
of the SARASVATI RIVER in Rajastan province, northwest 
India, which has given its name to a distinctive cukure 
dated about 250-550 C.E. More than 20 other sites with 
the distinctive pottery styles of Rang Mahal are known 
from this region. The coins recovered from excavations 
undertaken in 1952-54 show that the most intensive 
occupation of the site occurred during the reign of the 
KUSHAN king Kaniska III. Eight periods of construction 
have been identified, in which the houses were built of 
mud BRICK. Gandharan influence has been suggested in a 
number of terra-cotta plaques belonging to the period of 
the early GUPTA EMPIRE. 
See also GHANDARA. 

Rangpur Rangpur is a settlement located on the Bhadar 
River in the Kathiawar Peninsula, western India. It was 
first investigated in 1935, but the major excavations took 
place between 1953 and 1956. There is an early prehis- 
toric phase, but the principal interest in this site lies in the 
Period IIA occupation in 2000-1500 B.C.E. of the INDUS 
VALLEY CIVILIZATION. The typical mud-BRICK houses had 
baths, and there was a public drainage system. STEATITE, 
carnelian, and agate beads and ceramics were found. No 
SEALS or sealings, however, were recovered. Further inter- 
est lies in the continuity of occupation during the course 
of the second millennium B.C.E. , properly defined as a 
post-Indus civilization. Phase IIB did not reveal evidence 
for mud-brick structures, baths, or drains, but brick struc- 
tures were again encountered in the layers dated 
1100-800 B.C.E. Unlike many Indus sites, Rangpur was 
not abandoned, although the relationship between the 
earlier and later occupants remains conjectural. 

Rawak Rawak, "high palace" or "mansion," is a major 
site of the HOTAN state located northwest of the capital, 
Yotkan, on the road to NIYA in western China. It -was dis- 
covered by SIR AUREL STEIN in 1901, when it was a tall 
mound virtually covered in sand, rising to a height of 
nine meters (30 ft.). His excavations uncovered the foun- 
dations of a stupa raised on square platforms whose size 
decreased upward toward the dome. It was surrounded 
by an enclosing wall measuring 49 by 42 meters. This 
exterior wall was embellished by a remarkable series of 
clay and stucco statues of the Buddha, outstanding exam- 
ples of early Buddhist sculpture in Central Asia. Stein 
suggested, on the evidence of Chinese coins, that the site 
dated to the fourth to seventh centuries C.E. In 1928 a 
further excavation took place under German direction, 
and more statues were uncovered. The complete assem- 
blage known through the surviving statues or pho- 
tographs now includes about 116 individuals items, most 
life-size but some larger than life. The sculptures fall into 
two main chronological groups. The earlier, dated to the 
late third or early fourth century C.E., show marked par- 



allels with sculptures from the west, including MATHURA, 
TAXILA, DALVERZIN TEPE, and TOPRAK KALA. This group 
does not include any BODHISATTVAS and might belong to a 
period in Hotan when Hinayana, or Low, BUDDHISM pre- 
dominated. The second group has been dated to the first 
half of the fifth century C.E. and includes bodhisattvas 
and door guardians. By this juncture, MAHAYANA BUD- 
DHISM seemed to have achieved dominance in the region. 

Red Eyebrows The name Red Eyebrows refers to an 
army of rebellious peasants from Shandong province, 
China, who rose up against the emperor WANG MANG in 
22 C.E. This uprising followed a series of disastrous 
floods as the Huang (Yellow) River burst its banks and 
followed new channels. Such flooding led to crop failure 
and the threat of starvation. Peasants painted their fore- 
heads red for easy identification on the battlefield, and 
their revolt led members of the old Western Han royal 
line to rise up in concert, leading to the death of Wang 
Mang and the establishment of the Eastern HAN DYNASTY. 
The History of the Later Han (hou HANSHu) contains an 
intriguing reference to the means taken in the country- 
side to counter the threat of the Red Eyebrows. It 
describes how, at the end of the reign of Wang Mang, 
there was a plague of bandits and outlaws. A local leader 
called Diwu Lun attracted many kinsmen and other fol- 
lowers, and he organized the construction of a walled 
fortress. He then armed his men with bows and arrows; 
despite attacks by the Red Eyebrows on several occasions, 
this group was never defeated in its stronghold. 

Rehman Dheri Rehman Dheri is a site of the INDUS 
VALLEY CIVILIZATION, located in the Gomal Valley to the 
west of the Indus River. It was occupied from about 
3000-2000 B.C.E. It is considered likely that the Indus 
River was once closer to the site, to judge from an ancient 
course just five kilometers away. The site covers 19 
hectares (47.5 acres) and rises to a height of six meters 
(20 ft.) above the surrounding plain. It was excavated by 
E A. Durrani in the late 1970s and again in 1991. Eour 
areas were opened, ranging from the center of the mound 
to its periphery, and three occupation phases were discov- 
ered. The initial settlement took place during the KOT DIJI 
phase of the Early Harappan, and a series of mud-slab 
walls were exposed. A large wall of similar materials sur- 
rounded the site. The radiocarbon dates for this early 
phase place initial settlement in the vicinity of 3000 
B.C.E., a date of considerable interest, for it is associated 
with an ivory SEAL bearing three possible antecedents of 
the INDUS VALLEY CIVILIZATION SCRIPT. The seal was also 
embellished with images of mountain goats, scorpions, 
and a frog. The second period has furnished pottery of 
the Kot Diji style decorated with peacocks and pipal 
leaves. Artifacts representative of the mature Harappan 
civilization of the Indus Valley have been recovered from 



282 Ribadeneyra, F. Marcello de 



the upper deposits. These include carneUan, LAPIS LAZULI, 
and TURQUOISE beads, many in an unfinished state, indi- 
cating local manufacture. There is also some evidence for 
a formal layout, for a street divides the site into two parts. 
The inhabitants cultivated wheat and barley, maintained 
domestic cattle, sheep, and goats, and also fished and 
hunted the local wild fauna. 

The Rig-Veda asserts: "If we have deceived, like 
gamblers in a game of dice," a passage that recalls the 
common discovery of gambling dice in sites of the 
Indus Valley civilization. 

Ribadeneyra, F. Marcello de (16th century) F. de Rib- 
adeneyra published Historia de las Islas del Archipelago y 
Reinos della gran China, Tartaria, Cochinchina, Malaca, 
Siam, Camboxa, y Japan . . . in 1601, the first account of 
Angkor in Cambodia in a European language. 
He wrote: 

We suppose that the founders of the kingdom of Siam 
came from the great city which is situated in the middle 
of a desert in the kingdom of Cambodia. There are the 
ruins of an ancient city which some say was built by 
Alexander the Great or the Romans, it is amazing that 
no one lives there now, it is inhabited by ferocious ani- 
mals, and the local people say it was built by foreigners. 

Rig-Veda Vedas are sacred ritual hymns that survived 
through oral tradition in India until first transcribed in the 
14th century C.E. They have been intoned by Hindu priests 
during religious ceremonies for millennia, especially dur- 
ing ceremonies incorporating sacrifice and the soma ritual. 
The gods worshiped include the principal deities of Hin- 
duism in their early manifestations: Foremost is Agni, the 
god of fire; Surya, the Sun god; Rudra, god of storms; and 
INDRA and Vishnu, the gods of war. The Rig- Veda is the 
principal and earliest such collection of hymns. These con- 
tributed to the later Yajur Veda and the Sama Veda. The 
vedas continue to be recited to this day. 

WHEELER'S VIEW EQUATING PEOPLE OF 
RIG-VEDA WITH END OF INDUS CIVILIZATION 

SANSKRIT, the language of the Rig-Veda, belongs to the 
Indo-European family. Dating the hymns takes on pro- 
found significance, for it would indicate not only the 
presence of Indo-European languages in India, but also 
the nature of the societies at that time. There is no agree- 
ment on the chronological context or even the archaeo- 
logical correlates of the activities and places described in 
the Rig- Veda. Indeed, there are at least two diametrically 
opposing schools of thought and groups that occupy the 
middle ground. 

First, a widely repeated view is that the Indo-Euro- 
pean peoples of the Rig-Veda swept into northwestern 
India and Pakistan in the early second millennium B.C.E. 



and were responsible for destroying the cities of the 
INDUS VALLEY CIVILIZATION. This view has its clearest 
expression in the writings of SIR MORTIMER WHEELER, who 
was the director-general of archaeology in India during 
the 1940s and adviser to the Pakistan government after 
partition in 1947. He excavated at MOHENJO DARO and 
HARAPPA, the two major Indus cities, and at the former, he 
found a number of skeletons and evidence for burning: 
"Men, women and children, some bearing ax or sword 
cuts, found lying on the topmost level in the sprawled or 
contorted positions in which they fell." Wheeler then 
proceeded, in his own words, with a "guess." He pro- 
posed that the Indus cities fell to the invading Aryans, 
whose sacred chants incorporated in the Rig- Veda con- 
stantly refer to an onslaught on walled cities. The barbar- 
ians responsible, he noted, were not accustomed to city 
life, but were nomadic people from the steppes. These, 
Wheeler noted, were nothing more than conjectures, but 
the linking of the Mohenjo Daro "massacre" with the 
Aryan invasion was a tempting path to follow. 

ERAWLEY'S VIEW THAT RIG-VEDA PEOPLE WERE 
THE INDUS CIVILIZATION 

However, his conjecture has drawn considerable criticism 
from many quarters, and David Frawley has countered it 
on every front in a lengthy essay. In the first case, were 
there nomadic warriors and the destroyers of cities? 
There is no doubt that the Vedics mention their gods as 
the conquerors of cities, but they themselves were also 
city dwellers. The cities destroyed were also evidently 
occupied by other Vedic people. One reason for war, it is 
said, was that one group destroyed the dam belonging to 
another. The alleged barbarian nomads also cultivated 
barley and maintained herds of cattle. They dug wells, 
used buckets to remove the water, and employed IRRIGA- 
TION channels to sustain their crops in fields that were 
plowed for planting. Details of houses can be culled from 
a reading of the sacred hymns. It is possible to recon- 
struct aspects of urban life from the Rig-Veda. There was 
always a sacred fire burning in a room "where Agni, the 
fire god, rests at ease." There was a room set aside for 
WOMEN; there were couches with pillows. The life 
described is one of opulence in spacious homes. The peo- 
ple held wealth and generosity in sacrificial rituals in 
high esteem. There was mention of traveling merchants, 
and the accumulation of riches; words for price, value, 
costly, and debt are found. There was a standard for 
exchange. Wealth was measured in gems, gold, silver, 
land, horses, and cattle. Ships with 100 oars were men- 
tioned, and the sea with billowing waves was described. 
The city dwellers consumed beans, grain, and sesame 
cooked with milk. They were fond of gambling: The Rig- 
Veda asserts, "If we have deceived, like gamblers in a 
game of dice," a passage that recalls the common discov- 
ery of gambling dice in sites of the Indus Valley civiliza- 
tion. There were numerous references to weavers, the art 



ritual bronze vessels 283 



of weaving, and shuttles, and many spindle whorls and 
remnants of cloth were found at Mohenjo Daro. However, 
early vedas mention -wool and silk rather than cotton. 

Where were these cities located? The river most 
often described is the sacred Sarasvati, the gold-streamed 
course of which flowed to the sea past green fields. The 
rulers of these cities possessed horse-drawn chariots, and 
their prestige increased with their sacrifices of horses and 
cattle, particularly to the god of fire. Frawley, noting the 
vital importance of the SARASVATI RIVER to the Vedic peo- 
ple, asks ho-w they could have knovi^n about it if it had 
dried up before the proposed second millennium B.C.E. 
date of their arrival. Again, the Vedas reveal familiarity 
■with the entire course of the Sarasvati and of much of 
northern India and Pakistan. 

Archaeological Evidence Confirming Frawley's View 

What, then, is the archaeological legacy of the society so 
richly documented in the Rig-Veda? There should be evi- 
dence of an urban society with religious leaders and evi- 
dence for a sacrificial bull cult and a god of fire. There 
should be evidence for trade by river and sea, large houses 
for an elite, plows and irrigation employed in the cultiva- 
tion of barley and -wheat, dairy cows, metal, and horse- 
drawn chariots. Finally, there should be the cities 
themselves. Given that there is no conclusive evidence for 
the date of the original Vedas, Fra-wley finds no reason to 
ignore as the prime candidate the civilization of the Indus 
Valley itself. The archaeological evidence is indeed con- 
vincing. Sites such as Kalibangan have furnished fire altars 
and sacrificial pits containing cattle bones on the BRICK 
temples. SEALS show horned gods and animal sacrifice. 
There were opulent houses, and the elite wore gold orna- 
ments. Some seals bear images of large boats. Indus seals 
in Mesopotamia and Mesopotamian seals in India indicate 
sea trade. The remains of a plo-wed field have been uncov- 
ered at Kalibangan. Terra-cotta figurines of horses survive, 
as do models of wheeled vehicles. The Indus civilization 
relied on the cultivation of barley and wheat. Harappa has 
a large series of threshing floors beside a granary. Many 
dice reflect a passion for gambling. 

It would indeed be fascinating if the great body of 
religious lore contained in the Rig-Veda did in fact 
describe the cities of the Indus civilization, for the script 
remains undeciphered, and kno-wledge of the social orga- 
nization is hazy at best. Further implications have the 
potential to alter profoundly the appreciation of the 
course of Indian civilization. Thus, are the gods seen on 
the Indus seals and the stone LINGAMS recovered from 
such sites as Mohenjo Daro representatives of early Hindu 
deities? If the people of the Indus civilization spoke an 
Indo-European language, for ho-w long had their ancestors 
been present in this region, and how did a branch of this 
language family reach South Asia? Many authorities con- 
sider it likely that the early Vedas date between 1800 and 
1000 B.C.E. However, there remains the possibility that 



some are considerably earlier and -would thus fall within 
the compass of the Indus civilization. Indo-European 
speakers -were also early farmers who expanded from the 
Near East and took with them knowledge of agriculture. 

THE MIDDLE GROUND 

The equation of the Rig-Veda with the Indus civilization, 
however, has not received -widespread acceptance. There 
remains a substantial middle ground of scholars with a 
third view, -who accept neither this straightforward link- 
age nor the notion of an invading horde of nomadic bar- 
barians. Raymond Allchin, for example, has suggested 
that far from being an invading force, the Indo-Aryan 
people infiltrated Pakistan over many centuries. 

ritsuryo A ritsuryo is a civil and penal code. Several 
■were issued by Japanese emperors in the late seventh and 
early eighth centuries to establish the legal basis of the 
imperial late YAMATO and NARA STATE. They were modeled 
on the Chinese system and provided the framework for a 
tightly structured aristocratic regime in which the state 
owned all the land and people. The emperor Tenchi 
issued an early set of laws when ruling from Omi in 662 
C.E. Revised in 689 C.E. these formed the basis for the 
minute regulation of society embodied in the Taiho Code 
of 701 C.E. and the YORO CODE of 718 C.E. No copy of the 
former survives, but the latter is embodied in later com- 
mentaries. The purpose of the codes was to provide for 
social stability and establish the status of the ruling fam- 
ily and aristocracy. In the same context, the NlHONGl -was 
ordered at the same time as the Yoro Code to confirm the 
antiquity and legitimacy of the royal lineage. 

ritual bronze vessels In the Chinese ritual tradition 
bronze vessels played a key role. Many thousands have 
been recovered under controlled conditions from tombs, 
particular those dating to the SHANG STATE (1766-1045 
B.C.E.) and WESTERN ZHOU DYNASTY (1045-771 B.C.E.); 
more have been looted and sold to collectors. One of the 
most important aspects of the study of these bronzes is 
that many, particularly during the Western Zhou dynasty, 
were embellished with INSCRIPTIONS of inestimable his- 
torical value. The bronzes also changed over time in both 
form and decoration, and the quality and quantity of ves- 
sels can be used to identify both the tomb occupant and 
the person's status. 

The vessels -were cast by using the complex piece- 
mold system, in -which a ceramic negative in separate 
pieces was assembled over a corresponding clay core 
before the casting procedure. This was a distinctive Chi- 
nese technological accomplishment that demanded high 
skill of specialists. Their accomplishments are nowhere 
more clearly reflected than in the tomb contents of EU 
HAO (c. 1200 B.C.E.), royal consort to King Wu Ding, at 
ANYANG. More than 200 bronzes -were found, totaling 



284 rock monasteries 



1,600 kilograms (3,520 lbs.) of bronze, some ■weighing 
up to 70 kilograms (154 lbs.) each. These were Fu Hao's 
ritual and banqueting ware, one feature of -which was an 
assemblage of more than 50 wine vessels, or git. Other 
major forms were used for serving food and drink. 

During the period of Eastern Zhou, ritual bronzes 
continued to be cast in considerable quantities, and the 
inscriptions that recorded their owners and the circum- 
stances of casting provide a vital source of historical infor- 
mation. Often bronzes along with chariots were given by 
the king, and the services that attracted such rewards are 
recorded. Indeed, the first historic document describing 
the successive rulers of the Western Zhou dynasty and 
their achievements is found on the SHI QIANG pan, a vessel 
from the ZHUANGBAI hoard (c. 771 B.C.E.) of 103 items 
belonging to five generations of an aristocratic family. 



the site of the weights and SEALS so characteristic of this 
civilization. Again, the typical food plants, wheat and bar- 
ley, gave way at Rojdi to the harder millet. The site was 
ringed by a stone defensive wall that began two meters 
wide, but vi^as later strengthened; while the houses were 
typically built of mud over a stone base, there is no evi- 
dence for a drainage system. Rojdi thus represents a singu- 
lar Harappan adaptation of considerable durability in this 
inland region of Gujarat. 

Rong Chen The temple pyramid of Rong Chen is 
located on the KULEN HILLS north of ANGKOR in Cambo- 
dia. It is widely considered to be the most likely location 
for the consecration of JAYAVARMAN II as CHAKRAVARTIN, 
supreme king of kings, in 802 C.E., thus initiating the 
kingdom of Angkor. 



rock monasteries More than 1,000 rock monasteries 
have been identified in central and southern India. They 
were built between the second century B.C.E. and the 
ninth century C.E. as centers of Buddhist life and learning. 
They typically have rooms for the monks, with stone beds 
and pillows, a mandapa, or hall for meetings and religious 
ceremonies, and a sanctuary, or caitya, incorporating a 
stupa. A stupa is a mounded structure that in the early 
days of the rock monasteries represented the Buddha and 
would be deemed to contain a relic of the Buddha or one 
of his followers. Early examples in the Deccan are seen at 
Lomasa Rishi and Sudama. Their architecture clearly 
reveals that they were built in imitation of wooden struc- 
tures with a thatched roof. As at Lomasa Rishi, which has 
a simple caitya and apsidal-end chamber, the early rock 
monasteries of the Decan began with a small and spare 
plan, extending only about 10 meters (33 ft.) in the rock 
face and terminating with a circular chamber containing 
the stupa. Over the course of time, these temples became 
larger and of more complex design. At Bhaja, for example, 
the interior had a series of columns, and similar trends are 
seen among the earliest caityas at AJANTA, dated to about 
70 B.C.E., and soon to be embellished with the first paint- 
ings. The most famous at ELLORA and Ajanta are major 
architectural achievements, incorporating fine sculptures 
and paintings. All are now deserted. 

Rojdi Rojdi is a settlement site that falls broadly in the 
tradition of the INDUS VALLEY CIVILIZATION but also reveals 
a number of distinctive local characteristics. It is located 
on the Saurasthra Plateau in Gujarat state, India. Its loca- 
tion beside the Bhadar River might explain its long but 
narrow form, 500 meters (1,650 ft.) in length but only 150 
wide (495 ft.). Excavations in 1982—86 and again in 
1992—95 showed that a threefold sequence, dating within 
the outer limits of the Indus Valley civilization (2500-1700 
B.C.E.). The ceramics show only a few parallels with those 
of sites to the west, while there is a notable absence from 



Rongkab Rongkab is the name of a village mentioned 
in a copper plate INSCRIPTION dating to 901 C.E. from cen- 
tral Java in Indonesia. The actual find spot of this inscrip- 
tion is not known. It records how the villagers were 
granted exemption from paying a certain form of tax. The 
minor officials involved were paid measures of silver in 
return. It also mentions the names of village elders, one 
of whom held the office of chief of the rice supply. 

Ropar Ropar, also known as Rupnagar, is a settlement 
and cemetery of the INDUS VALLEY CIVILIZATION (2500-1700 
B.C.E.) located on the south bank of the Sutlej River in 
northwestern India. It was excavated in 1950 and again 
in 1982. There are three distinct mounds, the northern 
21 meters (70 ft.) high and revealing evidence for settle- 
ment from the early and mature Indus civilization 
through the period of PAINTED GREY WARE (800-500 
B.C.E.) and into the Indian medieval period. The western 
mound covers an inhumation cemetery in which the dead 
were interred with the head to the northwest and associ- 
ated with pottery vessels, personal ornaments, and, in 
one case, the skeleton of a dog. Deep soundings in the 
northern mound have revealed the remains of mud-BRICK 
houses on stone foundations, together with a typical 
Indus material culture that includes stone weights, a 
STEATITE SEAL, the remains of clay bearing three separate 
sealings, and terra-cotta carts. Copper arrowheads and 
spears are also characteristic of the Indus civilization. 

royal palaces 

SOUTHEAST ASIA 

The presence of a royal palace is widely seen as one of the 
indications of civilization. In Southeast Asia, palaces were 
built principally of wood and therefore have not survived. 
However, there is a continuous thread of evidence for 
their existence from the earliest state of FUNAN (150-550 
C.E.) to the duration of the kingdom of ANGKOR. Two 



royal palaces 285 



Chinese emissaries who visited Southeast Asia during the 
third century C.E. described walled settlements and a 
palace. Some temples of the CHENLA period (550-800 
C.E.) were decorated with what have been termed flying 
palaces. An example from ISHANAPURA shows elevated and 
richly decorated pavilions with windows separated by 
columns. Figures can be seen within, presumably members 
of the aristocracy. The lintel of Wat En-Khna of the same 
period shows the enthroned king in his palace, surrounded 
by retainers. The description of a Chenla palace has sur- 
vived in the writings of Ma Duanlin. The king gave an 
audience in a hall containing a wooden throne embellished 
with columns of inlaid wood and fine fabrics. At the 
Roluos Group (hariharalya) of INDRAVARMAN I at Angkor, 
there is a raised rectangular area between the moat and the 
wall of the second enclosure at FREAH KO that might well 
be the foundation for the royal palace. Indravarman's own 
inscription mentions his "lion throne, a vehicle, the palace 
Indravimanaka and a golden pavilion." 

Namasivaya was a royal herdsman with responsibility 
for the sacred cattle. It is recorded on an inscription that 
under JAYAVARMAN VI (r. 1080-1107 C.E.) he led the cattle 
in a procession around the royal palace. During the reign 
of JAYAVARMAN VII (1181-1219 C.E.), the royal palace lay 
north of the BAYON, where today there is a walled precinct 
dominated by the temple of the PHIMEANAKAS. Tranquil 
basins lie between this temple and the northern enclosing 
wall. This area has recently been excavated, and huge 
wooden post foundations were encountered, presumably 
the foundations for the palace. 

ZHOU DAGUAN in 1296-97 visited Angkor and 
described this palace as being set apart by its own walls 
and guards: "The Royal Palace lies to the north of the 
Golden Tower and east of the bridge of gold; its circum- 
ference is nearly 2.5 kilometers (1.5 mi.). The tiles of the 
central dwelling are of lead, other parts of the palace are 
covered in yellow pottery tiles. Lintels and columns, all 
decorated with carved or painted Buddhas, are immense. 
The roofs too, are impressive. Long colonnades and open 
corridors stretch away, interlaced in harmonious relation. 
In the chamber where the sovereign attends to affairs of 
state, there is a golden window. ... I have heard it said 
that within the palace are many marvelous sights." Simi- 
lar walled precincts around the royal palace may be seen 
today in Phnom Penh and Bangkok. 

CHINA 

Royal palaces form a central part of the architectural tradi- 
tion of China from the XIA DYNASTY to the early 20th cen- 
tury, as can be seen in the Forbidden City and the Summer 
Palace in Beijing. The earliest evidence for a palace struc- 
ture is from Phases 3 and 4 at the site of ERLITOU in the 
Huang (Yellow) River Valley, dated to the first half of the 
second millennium B.C.E. It included an enclosed court 
measuring 108 by 100 meters (356 by 330 ft.); the palace 
itself was located facing south. The complex was raised on 



a stamped-earth platform. A second, slightly smaller palace 
was also uncovered during the excavations; a large but 
unfortunately looted grave lay within the enclosed 
precinct. The early Shang capital of ZHENGZHOU was a large 
walled city. Here again the foundations for a large 
columned building were found, and these are thought to 
be the remains of a palace that was surrounded by a moat. 

Shang Palaces 

Excavations at Xiaotun, the core of the Late Shang capital 
known as ANYANG, have uncovered the foundations for a 
large series of buildings raised on stamped-earth founda- 
tions. These cluster in three groups, known as the north- 
ern, central, and southern. The northern group, which 
includes the foundations for 15 buildings, is thought to 
be the earliest. The expansion of this royal area then saw 
the 21 buildings of the central group constructed, and, 
finally, the southern group completed the complex. The 
buildings of the last group were associated with many 
human and animal sacrificial burials. As it grew, the 
palace incorporated earlier royal tombs, including that of 
EU HAO, a principal consort to King Wu Ding. An overall 
interpretation of this complex leads to the conclusion 
that the northern group was the royal residential area, 
while the ancestral temples are found in the middle 
group. The southern buildings held ritual ceremonials. 

One of the palace buildings measures 85 by 15 
meters (280 by 50 ft.); another covers an area of 70 by 40 
meters. They were raised above the ground on stamped- 
earth foundations and built on a north-south axis. Access 
to a broad verandah was gained by ascending broad stair- 
cases. The principal structure was a long building with a 
columned front, and the roof was made of thatch. The 
central area included many sacrificial burials, chariot 
burials, and subterranean pits for storing grain. Such pits 
were also used to house ORACLE-BONE archives. 

Western Zhou Palaces 

The construction of substantial palaces continued during 
the WESTERN ZHOU DYNASTY (1045-771 B.C.E.). Excava- 
tions at Fengchu and Zhaochen in Shanxi province have 
uncovered the foundations of substantial buildings. At 
Fengchu there was an area of nearly 1 ,500 square meters 
(1,800 sq. yds.), enclosed on all sides with three court- 
yards within. The recovery of oracle bones during the 
excavations indicates that this building would have been 
occupied by royalty. The entrance pavilion gave access to 
a large court, while the flanking buildings were broad 
columned passageways linked to eight rooms on each 
side, each room three meters (10 ft.) wide and up to seven 
meters long. The court was the location for the investiture 
ceremonies described in detail in the inscriptions on 
bronze vessels. The central hall, reached by a series of 
steps, was 17 meters wide and six meters deep and 
bisected the complex. Beyond lay two smaller courts, 
divided by a covered passageway leading to the rear exter- 
nal corridor. The walls and floor were plastered and then 



286 royal palaces 



decorated with patterns formed by inserting mother of 
pearl. A system of subterranean pipes faciUtated drainage. 

Excavations at Zhaochen, only 2.5 kilometers from 
Fengchu, yielded the remains of a later palace. It also had a 
large central hall, demarcated today by the large holes 
designed to receive the supporting pillars. One of these 
had a diameter of almost two meters; the others were half 
this size. Columns of such size could have spanned a con- 
siderable space, compatible with the descriptions of grand 
halls in the Western Zhou palaces contained in the con- 
temporary inscriptions. By this period, the thatched and 
plastered roof was replaced by interlocking tiles. These 
Western Zhou palaces were screened from the outside and 
had enclosed courts bordered by colonnaded walkways 
and residential chambers. This pattern was continued, but 
on a grander scale, in the EASTERN ZHOU DYNASTY (770-221 
B.C.E.) and Spring and Autumn period (770-476 B.C.E.) at 
Yong. This was the capital of the state of QIN, and the 
palace now incorporated five linked courtyards with a total 
length of more than 300 meters. According to a section 
from the Shijing, or Book of Odes, this enclosed set of 
courtyards was designed to impart the feeling of mystery. 

Warring States Palaces 

With the progress of the WARRING STATES PERIOD 
(475-221 B.C.E.) and the unification of China under the 
first emperor, QIN SHIHUANGDI (259-210 B.C.E.), the 
nature of the palace changed from indicating mystery to 
projecting might. The establishment of large and power- 
ful states created a demand for monumentality, and the 
new cities that sprang up during the Warring States 
period had their own precinct to house the royal palace 
and associated buildings. These new palaces were raised 
on a structure known as a tai, a high earth platform the 
size of which projected the image of royal power. Xu 
Wan, the minister of the king of WEI, found it necessary 
to remind his sovereign, who nurtured the ambition to 
build a tai halfway to heaven, that this would require his 
conquering all the neighboring states simply to obtain a 
sufficient area of land for the foundations. 

LINZI was the capital of the state of QI, which domi- 
nated Shandong province during the Warring States 
period. The palace there was raised up on a high mound 
that still stands 14 meters above its surroundings. This 
building and its associated temples occupied a special 
walled enclave in the southwestern part of the city. The 
palace platform was known as the platform of the duke 
Huan. At Xiadu, capital of the remote northwestern state 
of YAN in Hebei province, the palace stood atop a mighty 
raised mound that is still 20 meters high above the rest of 
the city. HANDAN in the state of Zhao also included raised 
platforms to elevate the palace well above the surround- 
ing cityscape. By building an earth platform and con- 
structing terraced pavilions against it, it also became 
feasible to make a palace appear much larger and more 
impressive than it actually was. 



Indeed, the labor required to construct such vast 
platforms engendered a critical literature. One such plat- 
form in the state of Wei was called the platform that 
reaches half way to heaven, and there are numerous refer- 
ences in historical sources to rulers using the magnitude 
of their palaces to symbolize and project their power. 
This is seen in the creation of a new capital at XIANYANG 
by SHANG YANG (d. 338 B.C.E.), the great reformer of the 
state of Qin. He set aside the traditional task in construc- 
tion of a new foundation — building the ancestral tem- 
ple — and rather had a new palace, known as the Jique, 
built. This was a major innovation: The name translates 
as posting a royal order on the gate tower, and it empha- 
sizes the new administrative and legal reforms that Shang 
Yang was to promulgate. The Jique palace is a monumen- 
tal structure built around its earthen core. There are three 
stories, the lowest fronted by a long verandah supported 
by a row of 38 columns. Above the verandah rise two sets 
of chambers that in section are a mirror image of each 
other. Excavations there have uncovered a rich assem- 
blage of decorated floor tiles bearing geometric motifs 
and painted plastered walls. These include images of ele- 
gant court women and a chariot drawn by four horses. 
This was but the first of many palaces built at Xianyang 
over the ensuing century, culminating in the victory of 
Qin over its rivals and the creation of the first Chinese 
empire under Qin Shihuangdi. 

Qin Palaces 

The vital symbolic role of the palace during this period of 
Warring States is clearly reflected in the writings of SIMA 
QIAN in the SHIJI: "Each time the Qin had conquered a 
state, a replica of its palace was built on the northern 
bank of the Wei River." Thus not only was the defeated 
king's palace destroyed, but its image was removed to the 
Qin capital at Xianyang. The noble families, those who 
survived each conquest, were likewise removed to Qin. 
The first emperor, again in the words of Sima Qian, found 
his predecessors' palaces too small. He therefore ordered 
the construction of his Efang Palace south of the Wei 
River. The historian described it as being 500 paces wide 
with a terrace large enough to accommodate 10,000 peo- 
ple, and from which huge banners could be suspended. 
However, this splendid edifice and the myriad other 
palaces barely outlived the life of the first emperor. In 206 
B.C.E., the buildings were sealed and retained under the 
orders of the first ruler of the new HAN DYNASTY, GAOZU. 

Han Palaces 

Four years later, when he returned there, the entire com- 
plex had been razed to the ground. An orgy of looting con- 
tinued for months under General Xiang Yu (232-202 
B.C.E.), and there was nothing left. Only the Xingle Palace 
remained habitable, and this was restored for the new 
ruler. The restoration and extensions took 18 months to 
complete, and when it was fit again for use, it was renamed 
the Changle Palace. The compound measured 2.6 by 2.6 



royal palaces 287 



kilometers, covering 676 hectares (1,690 acres), and con- 
tained 14 halls, two lakes, and the massive bronze statues 
that the Qin emperor had cast from the melted-do-wn 
■weapons of his adversaries. The Li Ji (Book of Rites) pro- 
vides a compelling view of the first major ceremony of the 
new dynasty that was held in the Changle Palace: "Before 
da-wn, the master of guests, -who was in charge of the rit- 
ual, led the participants in order of rank through the gate 
leading to the hall. Within the courtyard, chariots and cav- 
alry -were dra-wn up. ... At this point the emperor, borne 
on a litter, appeared from the inner rooms, the hundred 
officials holding banners and announcing his arrival." 
Every official or noble present then came for-ward to swear 
allegiance, trembling according to the Li Ji, with a-we and 
reverence. The emperor concluded: "Today, for the first 
time, I realize how exalted a thing it is to be an emperor." 

Gaozu rarely used this palace but had a ne-w com- 
pound built just to the southwest, called the Weiyang 
Palace. The choice of site was highly symbolic, for here 
rose a hill in gradual stages, the summit of -which com- 
manded a vie-w over CHANG'an and the surrounding land- 
scape. Moreover, it -was visible for miles in every direction. 
The hill also had a mythological and auspicious aspect, for 
it was reputed that a black dragon had gone to the Wei 
River to drink and that the top of the hill represented the 
dragon's head. Black was also the preferred color of the 
new dynasty. The Changle Palace represented continuity 
^vith the previous and hated Qin dynasty, but it was 
designed to symbolize the new grandeur of Han. The hill 
■was converted into a series of ascending terraces with the 
main hall on the peak. The distance from the entrance to 
the summit, which involved passing through three succes- 
sive courts, -was more than 350 meters (1,155 ft.). Indeed, 
such was the scale of the complex, -which is no-w quite 
destroyed, that the emperor remonstrated -with the head 
architect and in words recorded by Sima Qian, the grand 
historian, complained: "The empire is still in turmoil. . . . 
We cannot tell whether we will have final success. What 
do you mean by constructing palaces like this on such an 
extravagant scale?" The answer from Xiao He reveals the 
ultimate purpose: "If the Son of Heaven does not dwell in 
magnificence and beauty, he will have no way to manifest 
his authority, nor -will he leave any foundation for his heirs 
to build upon." 

The Weiyang Palace was embellished and expanded 
over the course of the ensuing reigns, but during the rule 
of Gaozu, according to the surviving texts, it included the 
central hall and two pillar-gates. Much new building at 
Chang'an also took place during the 54-year reign of 
Emperor Han WUDI (157-87 B.C.E.) After a period of peace 
and prosperity, this ruler set in train an expansionary pol- 
icy of imperial conquest and at home authorized a huge 
building program. Within the city walls of Chang'an, three 
new palaces emerged: the Mingguang Palace (palace of 
brilliant light), the Bei, or Northern, Palace, and the Gui, 
or Cassia, Palace. Beyond the -walls and to the southwest. 



he ordered the construction of Shanglin Park, which incor- 
porated palatial buildings around Kunming Lake. 

Shanglin Park 

Contemporary records provide an image of this remark- 
able complex. It housed animals from every point of the 
compass, including a rhinoceros from Thailand, white 
elephants, and albino deer, each accompanied by a view- 
ing pavilion. It was studded with more than 70 pleasure 
palaces large enough to house thousands. The extensive 
Kunming Lake was embellished with three large stone 
statutes, one of a whale to indicate that it represented the 
sea. All three have been recovered through archaeological 
research. 

Ganquan Palace 

The most extraordinary construction of all, ho-wever, -was 
the Ganquan Palace, located 60 kilometers to the north- 
west of the capital. Han Wudi was an enthusiastic fol- 
lo-wer of soothsayers and astrologers, one of -whom, Shao 
Weng, found that the emperor had suffered the bereave- 
ment of one his favorite consorts. Shao Weng promised 
that the ruler would see her again and ensured that he 
did through the medium of a shadow play. Delighted, 
Wudi favored him and responded when Shao Weng rec- 
ommended the construction of a palace "patterned after 
the shapes of the spirits." There, he declared, the emperor 
would be able to communicate with the spirit -world. 
Thus was constructed the Ganquan Palace, the palace of 
s-weet springs. Huge to-wers were built and a terrace that 
was said to pierce the clouds. Another soothsayer. Gong- 
sun Qin, recommended that the emperor lay out jujubes 
and dried meat to attract the immortals, who liked to live 
in such high pavilions. 

Wudi's Last Palace 

The final edifice raised by Han Wudi at Chang'an -was 
kno-wn as the Jianzhang Palace. Contemporary accounts 
describe its appearance. The central Jade Hall, for exam- 
ple, -was built of -white marble. The entrance portal stood 
60 meters (198 ft.) high. A bronze pillar supported an 
immortal holding aloft a bowl to collect dew, which, 
mixed -with po-wdered jade, was given to the emperor. 
The complex -was conceived as a paradisiacal realm for 
Wudi to inhabit. 

Wang Mang's Palaces 

WANG MANG (45 B.C.E. -23 C.E.) was the nephew of the 
dowager empress Wang and thus a highly ranked mem- 
ber of the imperial court. He seized the throne in 9 C.E. 
and founded his own XIN (Ne-w) DYNASTY. He swept away 
the buildings of Han Wudi and recycled the materials in 
advancing his own plans. These involved the construc- 
tion of the Mingtang (bright) hall to the south of the city 
-walls, a monument based on Confucian ideals for the 
-worship of the ancestors. 

With the death of Wang Mang and after a long and 
bitter civil war, Guang Wudi (5 B.C.E. -57 C.E.) emerged 



288 royal palaces 



as the new emperor. Chang'an had been destroyed and 
the imperial tombs looted. Guang Wudi moved the capi- 
tal downstream to LUOYANG. The walled city accommo- 
dated two palaces at the northern and southern borders, 
each covering an area of 1,300 by 700 meters (1,430 by 
770 yds.). They were linked by a straight, elevated corri- 
dor four kilometers long. This complex lacked the mag- 
nificence and spiritual aura of Chang'an and did not 
survive beyond 190 C.E., when the whole city was razed 
to the ground. 

JAPAN 

The earliest excavated palaces in Japan belong to the 
seventh-century YAMATO state, but an important inscrip- 
tion on the Imariyama sword attests to their presence at 
an earlier date. The text says that the owner of the sword 
was head of the sword bearers when the court of the great 
king Wakatakeru was in the palace of Shiki. This sword, 
which was from Tomb 1 on a keyhole kojun, or burial 
mound, is dated to 471 C.E. 

Palaces in Nara Basin 
Palaces reflected the social relations in the ruling elite. 
Emperors tended to have multiple consorts, who would 
live in their natal region for some years after a relationship 
was formalized, so the emperor would move his residence 
from time to time, living in one of several relatively mod- 
est palaces. Investigations at Asuka in the southern Nara 
Basin, which begin in 1951, uncovered foundations of 
what may have been the Itabuki Palace, occupied in 643 
C.E. It is difficult without the precise dating evidence sup- 
plied by the MOKKAN, wooden slips containing dated 
records, to be sure which of many palaces mentioned in 
the NIHONGI correspond to foundations revealed through 
archaeology. The same problem of ascription applies to 
the Naniwa site, where two layers have been found. It has 
been suggested that the earlier represents the remains of 
the Nagara Toyosaki Palace of Kotoku, who reigned 
645-654 C.E. The Nihongi recorded that on the ninth day 
of December 645 C.E., the emperor "removed the capital 
to Toyosaki in Nagara at Naniwa." By autumn 652, the 
palace was complete. It was clearly an impressive struc- 
ture, for the Nihongi noted: "The building of the palace 
was completed. It is impossible to describe the appearance 
of the palace halls." Excavations have revealed the layout 
of this complex. The royal residence, two structures 
joined by a passageway, the whole covering an area of 113 
by 123 meters (373 by 406 ft.), lay at the north. To the 
south a massive gate opened onto a courtyard containing 
official administrative buildings. On each side of the gate 
there stood octagonal towers. This court was walled and 
could be entered by a further gate on the southern wall. 
The records note that the palace was destroyed by fire, 
and this has been confirmed by the quantities of ash 
encountered during the excavations. With the death of 
Kotoku, the palace was abandoned and moved, under the 



emperor TENJI (r. 668-671 C.E.), to Otsu north of Nara 
city. It was occupied for only a few years until the 
emperor's death; its location was identified in 1993. 

Palaces in Capital Cities 

Toward the end of the seventh century a major policy 
change saw the construction of large and visually impres- 
sive capital cities, first at FUJIWARA and in 710 C.E. at 
HEIJO-KYO. Each had at its center a palace compound that 
combined living quarters for the ruler, an audience hall, 
and administrative offices for the bureaucracy. There can, 
therefore, be no doubt as to the authenticity of the palace 
at Fujiwara, the capital between 686 and 707 C.E. built 
under the orders of the empress JITO (r. 686-97 C.E.). 
Measuring nearly a kilometer square and located centrally 
in the new city, it was surrounded by a large stone wall 
flanked on the inside and on the exterior by moats. The 
royal residence was placed in the northern part of this 
precinct, and although largely destroyed, it is known to 
have covered an area of 305 by 350 meters (1007 by 1155 
ft.). To the south lay an impressive audience hall and 
beyond it the buildings of the state administration. Much 
energy was expended in the construction of this palace, 
including the moving of 4,000 wooden posts seven meters 
high from a distance of 54 kilometers. However, with the 
death of Emperor Mommu in 707 C.E., this city was aban- 
doned in favor of a new capital at Nara. The choice of the 
new capital and palace was determined by several factors. 
First, GEOMANCY and divination decreed the most auspi- 
cious site. This happened to be precisely to the north of 
Fujiwara, the existing capital, and 20 kilometers distant. 
In more mundane terms, the site provided easy and direct 
riverine access to the Inland Sea to the west. 

The capital at Nara was longer lived than its prede- 
cessors, and the energy expended in its construction 
exceeded that at Fujiwara. Massive tree trunks had to be 
rafted to the site, stone quarried, and thousands of 
ceramic tiles fired. Modeled on the Tang capital of 
Chang'an, then the largest city in the world, the walled 
palace at Nara covered an area of 1.3 by 1.0 kilometers 
and was entered by 12 gateways. Archaeologists have 
identified through the recovery of mokkan the founda- 
tions of the war ministry at the southwest corner of the 
complex and the imperial stables, including barns for the 
storage of hay. The kitchens were associated with huge 
wells, and the status of the palace as a virtual city within 
a city is further to be seen in the presence of processing 
plants, such as that for the preparation of rice wine. Plea- 
sure gardens were laid out on a grand scale. There were 
two distinct parts of the royal palace complex, the west- 
ern and the eastern. These were constructed over a large 
kofun, or keyhole tomb, that had to be removed. Both 
parts of the palace were modified over the course of time, 
leading to the presence of two construction layers. Dur- 
ing the earlier phase, the western palace had two com- 



Rupnagar 289 



pounds. One contained four long halls of unknown func- 
tion. The northern section probably contained an audi- 
ence hall. The eastern part was more complex with three 
precincts, the northern one the living quarters of the 
emperor. A more complex series of buildings was con- 
structed during the second phase, including an additional 
compound on the eastern section. The two new halls and 
those in the compound to the north were designated for 
administrative officials' use. These in turn gave way to 
the audience hall, with the imperial residence beyond 
that. It has been suggested that the construction of two 
separate palaces was a deliberate attempt to copy the lay- 
out of the Tang palaces of Chang'an in China. 
See also CONFUCIUS. 

Rudravarman (c. 514-550 C.E.) Rudravarman (Protege 
of Siva) is mentioned in Chinese records as being the king of 
Funan who sent a tribute mission to China in 519 C.E. 



He was the younger son of JAYAVARMAN OF FUNAN and 
overthrew his older brother to claim the throne. Michael 
Vickery has noted that succession of the younger son is 
not unusual in Angkorian politics. An INSCRIPTION from 
Kdei Ang dated 667 C.E. gives the names of successive 
members of an elite family and the kings they served. It 
begins -with Brahmadatta, a retainer of King Rudravar- 
man of Funan, and then proceeds to list those who 
served early rulers of a CHENLA kingdom. Not only does 
this text confirm the existence of a king Rudravarman 
detailed in the Chinese records, but it also reveals a 
thread of political continuity between Funan and 
Chenla. 



Rummindei See lumbini. 



Rupnagar See ropar. 



Sahri-Bahlol Sahri-Bahlol is a walled city associated 
with a number of extramural temple mounds located in 
the Peshawar district of northwest Pakistan. It -was first 
examined in the 1860s, at a time when the looting of 
such sites for collectible items of sculpture for sale to 
members of the occupying British army was a popular 
pastime. It was excavated again between 1906 and I9I0 
and the foundations of two Buddhist temples were 
uncovered. The most fruitful period of research, however, 
took place under the direction of SIR AUREL STEIN in 
1911-12. He excavated a series of monasteries and Bud- 
dhist shrines, the latter the source of more than 1,000 
stone sculptures of the Gandharan school (first to fifth 
century C.E.). The solid stone foundations of Buddhist 
halls and temples were accompanied by stucco orna- 
ments around the bases and by many stone statues. The 
latter included images of the Buddha and of BODHISATTVAS 
with clear Hellenistic influence, for until the establish- 
ment of the Gandharan school of art in this region, the 
Buddha was depicted symbolically, not as a person. At 
Sahri-Bahlol, the Buddha takes on a clearly Western 
image. Such statues also incorporate miniature represen- 
tations of the benefactors, who are often seen worshiping. 
The Gandharan tradition was extinguished with the inva- 
sion of this area by the White Huns in the fifth century 
C.E. It is said that the Hun king Mihirakula destroyed 
1,600 Buddhist foundations in this area in the sixth cen- 
tury, even though the foundations of Sahri-Bahlol were 
among the architectural wonders of Asia. 
See also GANDHARA. 

Sa Huynh culture The Sa Huynh culture encompasses 
a series of occupation and cemetery sites located along 



the coast of Vietnam from the Hai Van Pass to Saigon. 
The Sa Huynh groups occupied the same territory as the 
later Cham states. The Cham language is Austronesian, 
with its closest parallels in Borneo. All available evidence 
points to a relatively late intrusive settlement of this 
region by sea from Borneo, a move that resulted first in 
the culture of Sa Huynh, then in the development of the 
CHAM CIVILIZATION. This culture dates to c. 300 B.C.E.-200 
C.E. and is particularly distinguished by the cremation 
burial rite involving the interment of human ashes in 
large lidded vessels, accompanied by a range of offerings. 
This contrasts with a preference for inhumation burial in 
other Iron Age societies of mainland Southeast Asia. Over 
time, cemeteries grew to include many hundreds of mor- 
tuary jars. The urnfield at Hang Gon near Saigon covered 
an area of about 100 by 50 meters (330 by 165 ft.), and 
many burial offerings were ritually broken. Smashed pot- 
tery vessels were placed inside the large urns. Polished 
stone adzes were damaged, bowls deformed, and even the 
sockets of iron axes broken. Ear pendants and beads of 
imported carnelian, agate, olivine, and zircon were found 
at Hang Gon, as well as blue and red glass beads and a 
solitary bead of gold. There was also a distinctive 
nephrite ear pendant representing a double-headed ani- 
mal. Iron working is documented in the form of slag, as 
well in axes and swords. 

A major excavation at Giong Co Va near Saigon has 
uncovered 339 jar burials and 10 inhumation graves. The 
dead were interred in vertically placed jars often in a 
seated position and were accompanied by a wide variety 
of grave goods, foremost being 21 double-animal-headed 
ear ornaments in glass and jade. There were also beads 
and bangles of shell, exotic stone, and glass, and some 
ornaments were fashioned of gold. Another cemetery of 



290 



Samguk Yusa 291 



Giong Phet furnished many carnelian, jade, and agate 
beads, indicating late prehistoric maritime trade. The 
strategic location of these sites near the Mekong Delta 
and the wealth of exotic ornaments represent a critical 
late prehistoric stage in the subsequent formation of the 
FUNAN state (c. 100-550 C.E.)- The distribution of dis- 
tinctive double-headed ear ornaments, for example, 
reveals wide maritime exchange links including with Tai- 
■wan, central Thailand, and the Philippines. 
See also CHENLA. 

Sailendra The Sailendra (Kings of the Mountain) 
dynasty ruled the KEDU PLAIN of central Java from the 
middle of the eighth century C.E. for at least a hundred 
years. The rulers followed MAHAYANA (or High) BUDDHISM 
and -were responsible for a group of extraordinary monu- 
ments that still defy full understanding. Foremost among 
these is BOROBUDUR, a temple on 10 levels, which pre- 
scribes the path to enlightenment on its successive stages. 
The success of the Sailendras may well have been related 
to their control over irrigated rice fields of the rich Kedu 
Plain and their attachment to BUDDHISM as a means of 
legitimizing their po-wer. They styled themselves MAHARA- 
JAS great kings, in INSCRIPTIONS. 

Saimei (594-661 C.E.) Saimei was the tenno, or 
sovereign, of the YAMATO state in Japan. 

She is counted as the 35th and 37th tenno because she 
ruled first under the name Kogyoku from 642 to 645 
and subsequently as Saimei from 655 C.E. until her 
death six years later. She was the mother of the later 
emperors TENJI and TEMMU, and during her reign she 
organized military expeditions to extend her kingdom 
or to assist her Korean ally, the state of PAEKCHE. She 
died while in Kyushu during the preparation for an 
expedition to Korea that led to the naval disaster for 
Yamato at the Battle of Hakusukinoe. 



Saivism Saivism is the cult of SIVA who, with Vishnu, is 
one of the major gods of the Hindu religion. He is often 
associated -with power and may have been a god of the 
INDUS VALLEY CIVILIZATION, in which SEALS bearing a god 
sitting in Siva's accustomed yogic position have been 
identified. His symbol, the phallus, or LINGAM, has been 
found at sites such as MOHENJO DARO in Pakistan. He later 
■was combined with the god Rudra, who symbolized the 
forces of destruction. Thus Siva ultimately represented 
both destructive power and regeneration. He was married 
to Devi, and Skanda and GANESA -were his sons. The wor- 
ship of Siva is widespread in India, and he also became 
very popular in the ANGKOR civilization of Cambodia. 
There, the king and Siva were often linked by name and 
symbolized in the state lingam. RUDRAVARMAN, for exam- 
ple, -was an early king of the state of FUNAN. 



Sakas The Sakas or Scythians originated as nomadic 
groups on the Eurasian steppes who, pressed from the 
east, moved to the -west during the third and second cen- 
turies B.C.E. until they reached a solid wall of Parthian 
resistance in the region of the Caspian Sea. They then 
moved south into north-western Pakistan and established 
there a state in the early first century B.C.E. The principal 
evidence for the names of the Saka kings is derived from 
their coins, which -were minted at TAXILA in Pakistan and 
Puskalavati. The earliest, named Maues, styled himself 
Maharaja (great king) Moasa on his coins. Some of his 
early issues had his image overstruck on coins of his BAC- 
TRIAN GREEK predecessor Apollodotus II. He was followed 
by Azes I, Azilises, and Azes II. The Sakas were tolerant 
of the religious beliefs of others and showed considerable 
enthusiasm for BUDDHISM. They also followed many of 
the customs of the Bactrian Greeks, particularly in their 
COINAGE, architecture, art, and town planning. At the city 
of SIRKAP, Taxila, they continued to follow the Greek city 
layout. However, it is also possible to detect Indian influ- 
ence in some of their styles and motifs. The Saka rule of 
this area, centered on Taxila, has been dated between 50 
B.C.E. and 30 C.E., after which the area was taken by the 
Indo-Parthian king Gondophares. The Saka dating system 
began in 78 C.E. and was -widely used in India, as well as 
in Angkorian and CHENLA INSCRIPTIONS. 

Sambor Prei Kuk See ishanapura. 

Samguk Sagi The Samguk Sagi (History of the THREE 
kingdoms) was compiled by Kim Pu-Sik (1075-1151 
C.E.) during the reign of King Injong (1122-46 C.E.) and 
is the principal historic source for the development of 
early Korean states. Based on earlier documents that have 
not survived, it provides the foundation date for each of 
the three kingdoms of KOGURYO, PAEKCHE, and SHILLA and 
then lists the respective kings. It is also an invaluable 
source of information on battles, regulations for agricul- 
ture and IRRIGATION, and trade relations with China. 
However, the author had the objective of providing legiti- 
macy for the Koryu dynasty of Korea, and his dates can- 
not be relied on other than in the most general sense. 

When presenting his work to the king, Kim PUSIK 
recorded how the Chinese had consistently produced his- 
tories of their dynasties, referring in particular to the 
Spring and Autumn Annals (CHUNQIU FANLu) of Lu written 
by CONFUCIUS. He acknowledged royal patronage in the 
preparation of his lengthy work and the need to match 
Chinese models. 

Samguk Yusa The Samguk Yusa (Memorabilia of the 
Three Kingdoms) is a historic work on the history of 
Korea that was compiled by the monk Iryon (1206-89 
C.E.) and added to by the Confucian scholar Pack 
Munbo, -who died in 1374. It contains information not 



292 Samhitas 



referred to in the SAMGUK SAGl, with a strong Buddhist 
emphasis. For example, it is the first document of Korea 
to mention the mythical founder of the state, Tangun. 
The Confucian ethic is clearly seen in the introduction to 
this -work, -where Iryon wrote: "Sages of the past enabled 
states to flourish through propriety and music and fos- 
tered learning through humaneness and righteousness." 
See also CONFUCIUS; SHILLA. 

Samhitas The Samhitas include the four sacred Hindu 
hymnals known as the RIG-VEDA, Yajur Veda, Sama Veda, 
and Atharva Veda. These are essentially religious hymns 
or chants, the oldest of which, the Rig- Veda, has consid- 
erable antiquity. It is often placed in the second millen- 
nium B.C.E., and some authorities maintain that it entered 
India with Aryan invaders, who destroyed the INDUS VAL- 
LEY CIVILIZATION. This would have occurred in the early 
to mid-second millennium B.C.E. However, other authori- 
ties place the Rig-Veda within the Indus civilization itself, 
giving it an antiquity as early as the mid-third millen- 
nium B.C.E. This dating dilemma has not been solved but 
is of considerable interest. The Rig-Veda often mentions 
fire worship and a stimulating drink known as soma. Fire 
altars have been documented archaeologically in Indus 
sites, such as KALIBANGAN. The curious receptacles often 
represented on Indus SEALS have been interpreted as con- 
tainers for soma. Again, the Indus civilization sites pro- 
vide evidence for a bull cult and the manufacture of stone 
phalluses (lingams), both of which continue to be associ- 
ated with the Hindu god SIVA. With time, the Samhitas 
assumed a central position in Indian religious develop- 
ment and were the subject of lengthy interpretation 
works, known as Brahmanas, and the philosophical 
implications were explored in a series of works called 
Upanishads. 

The Rig- Veda described many gods based on natural 
forces, but INDRA was preeminent. He was responsible for 
the creation of the human race vi^hen he killed the demon 
serpent Vritra and released the elements vital for exis- 
tence: heat, light, and water. Worship and sacrifice to the 
gods required the chanting of sacred hymns, undertaken 
by a person known as a Brahman. The Brahmans, those 
who had the knowledge and power to fulfill rituals, ulti- 
mately occupied a central position in society. 

Samudragupta (335-380 c.e.) Samudmgupta was hy 
common consent one of the greatest kings of the Gupta 
dynasty, if not the greatest. 

His military successes expanded the GUPTA EMPIRE to 
cover much of modern India, victories recorded in an 
INSCRIPTION at Allahabad. One of his coins has a text in 
SANSKRIT, written in the BRAHMI script, which describes 
him as "the invincible king, victor of a hundred battles." 
A confirmed Hindu, he performed the rite of horse sacri- 
fice and was entitled maharajadhiraja, or great king of 



kings. Another coin issue shows him performing this rit- 
ual. Indeed, one of his enduring achievements was the 
establishment of the monetary system of the Gupta 
empire. Stimulated by the Kushan COINAGE of northwest 
India, which in turn was based on the Roman system, 
Samudragupta issued coins known as dinara, after the 
Roman dinarius. While clearly a most successful leader in 
warfare, he also had a musical talent, seen in his rare 
coins portraying him playing the lyre, accompanied by 
the text "Maharajadhiraja Sri Samudragupta." 

Sanchi Sanchi, in Madhya Pradesh near the city of 
Bhopal, is one of the most important and impressive Bud- 
dhist centers in India. It was discovered in 1818 by of the 
Bengal Cavalry and was soon despoiled by treasure 
hunters, looters, collectors, and vandals who, among 
other acts, destroyed an Asokan column to make a sugar- 
cane press. Four years after its discovery. Sir Herbert Mad- 
dock drove a shaft to the center of Stupas I and 2 without 
finding anything of importance, instead causing great 
damage. In the 1840s, however. Lieutenant F Maisey initi- 
ated the recording of the temples and sculptures. The 
great stupa of Sanchi, decorated with reliefs depicting the 
life of the Buddha, commands a hill near the Betwa River. 
It is associated with an Asokan column and a monastery, 
and the original third century B.C.E. foundation clearly 
owes much to the zeal of the MAURYA EMPIRE king ASOKA. 
It was one of the many hundreds of INSCRIPTIONS at this 
site that provided the key to the translation of the Asokan 
columns in 1837 by JAMES PRINSER 

MARSHALES EXCAVATIONS, 
REEIEFS, AND SCUEPTURE 

Major excavations were undertaken on the Sanchi Hill by 
SIR JOHN MARSHALL in 1912. At that stage, only the Great 
Stupa and one or two walls were visible; the remainder of 
the site was covered by debris and concealed by thick 
vegetation. Marshall's excavation of the foundations of 
the Asokan column, together with the earlier discovery of 
a brick core to the stupa, convinced him that the brick 
represented the original structure, probably begun in the 
third century B.C.E. under Asoka, but that the facing 
stone represented a later enlargement. The encircling wall 
of massive stones and the four toranas (gateways) were 
added during the first century B.C.E. Two further stupas 
were built later, one during the first century B.C.E. and a 
third during the early first century C.E. The Great Stupa is 
surrounded by a railing incorporating four toranas that 
stand at the pinnacle of the art of this period. They are 
decorated with narrative reliefs depicting events in the 
life of the Buddha and JATAKA TALES or legends of his pre- 
vious lives. The Buddha himself is never depicted as a 
person but is represented in the form of footprints, an 
empty throne, or the "wheel of the law" (dharmacakra). 
Others provide illuminating scenes of war, with battle 
elephants, the walls of a besieged city, and groups of 



Sankisa 293 




The four gateways at the Great Stupa of Sanchi were decorated with scenes taken from the life of the Buddha. This was one of the 
major Buddhist centers in India, patronized by Emperor Asoka. (O Archlvo Iconografico, S.A./CORBIS) 



archers. Horse cavalry and chariots join the siege, -while 
the defenders reply from the battlements with bows and 
arro-ws or repel attackers with clubs. These gateways also 
incorporate yaksha figures, female symbols of fertility 
that are ent-wined in a tree and again represent the pinna- 
cle of early Buddhist sculpture. More than 400 inscrip- 
tions give details of the history of the site. One, for 
example, records the donation of one of the reliefs by a 
guild of ivory workers. Others, found on reliquaries, 
record the names of the monks who led missionary jour- 
neys at the behest of Asoka. Another text of Asoka for- 
bade the development of schisms in the Buddhist 
congregation. 

Two smaller stupas are also found on the hilltop. One 
of these, Stupa 3, was examined earlier by SIR ALEXANDER 
CUNNINGHAM, who identified STEATITE caskets containing 
the relics of t-wo of Buddha's disciples, Sariputra and 
Mahamogalana, together with the foundation offerings. 
These sacred stupas were located among a cluster of tem- 
ples and monasteries. The latter form a square courtyard 
around -which are rows of monks' cells. The center of 
Sanchi had a long history. A Gupta period temple -was con- 



structed in the early fifth century, and the complex as a 
whole remained active until at least the 11th century, giv- 
ing the complex a history well in excess of a millennium. 

Sankisa Sankisa is a large city site located in the 
Ganges (Ganga) Valley of northern India. JAMES PRINSEF 
sought the city of Sankisa by its stated relationship to the 
kno-wn center of MATHURA and identified it as a huge 
mound that was subsequently examined by SIR ALEXAN- 
DER CUNNINGHAM and K. N. Sastri. This site is known as 
Sankasya in the RAMAYANA and is venerated by Buddhists, 
because it was here that the Buddha descended from 
heaven by means of a gold ladder. Hence, it became a pil- 
grimage site. The Chinese traveler XUANZANG described 
an Asokan pillar and several stupas there. The capital of 
this pillar survives to this day, and Cunningham identi- 
fied one of the mounds at the site as a monastery. The 
city itself -was enclosed by a wall with three entrances, 
■while the excavations have revealed prehistoric founda- 
tions to the site, followed by layers dated to the period of 
MAHAJANAPADAS (600-350 B.C.E.) and the SAKAS (50 
B.C.E.-30 C.E.). 



294 Sannathi 



Sannathi Sannathi is a fortified city covering about 40 
hectares (100 acres) in Karnataka state, southern India. It 
is located in the valley of the Bhima River, and despite a 
lack of excavations, surface finds of coins reveal it to have 
been a center during the SATAVAHANA dynasty (late first 
century B.C.E. -third century C.E.)- Other finds include 
carnelian beads, shell bangles, and the foundations of a 
stupa dating to the first two centuries C.E. 

Sanskrit Sanskrit is an Indo-European language belong- 
ing to the Indie branch of the Indo-Aryan subgroup of 
this family. The pioneering work of Indologists, such as 
SIR WILLIAM JONES (1746-94) and sir CHARLES WILKINS 
(1749-1836), led to the realization that Sanskrit has close 
genetic links with Latin and Greek, leading scholars to 
identify the Indo-European language family. Some have 
suggested that Sanskrit was introduced into India during 
the mid-second millennium B.C.E., for it is the language of 
the RIG-VEDA. In the fourth century B.C.E. , a grammarian 
called Panini worked to perfect and refine the language, 
and he gave it its name, which means "cultivated" or "per- 
fected." Classical Sanskrit, as opposed to the earlier Vedic 
version, remains to this day the literary and priestly lan- 
guage of Hinduism and is traditionally written in the 
Devanagari alphabet, which originated ultimately in the 
BRAHMI script. 

Sanskrit as a priestly and refined language existed 
alongside related vernacular languages, known as 
PRAKRITS. The best known of the latter is PALI. Curiously, 
the early INSCRIPTIONS of India, particularly those of the 
Mauryan emperor ASOKA (268-235 B.C.E.), were written 
in regional Prakrits, whereas Sanskrit texts appeared later. 
The earliest Sanskrit inscriptions in India date to the first 
century B.C.E. and are from Ayodhya, Ghosundi, and 
Hathibada. These record temple foundations. The San- 
skrit inscriptions from MATHURA belong to the first and 
second centuries C.E. The earliest of these, inscribed early 
in the first century C.E., again records a temple dedica- 
tion. The Junagadh inscription of the WESTERN SATRAP 
King Rudradaman, dated to 150 C.E., is widely seen as an 
important text because of the standard Sanskrit employed 
and its poetic meter. Sanskrit was first employed in 
inscriptions rather later in southern India than in the 
north; the earliest examples are from NAGARJUNAKONDA 
and date to the late third century C.E. Sanskrit was pre- 
ferred when the text used poetic rhythms rather than a 
prose style. After the fourth century C.E. in southern 
India, Prakrit inscriptions ceased, and Sanskrit domi- 
nated. This trend was expedited from the same century 
under the GUPTA EMPIRE, when Sanskrit became the pre- 
ferred language of virtually all the inscriptions in their 
extensive domains. 

This ascendance has important implications when 
considering the inscriptions of Southeast Asia. The earli- 
est of these, from VO CANH in southern coastal Vietnam, 



was written in Sanskrit, as were those of the coastal state 
of EUNAN. Indeed, Sanskrit was the preferred language of 
all the major inscriptions of CHENLA and the kingdom of 
ANGKOR, in Cambodia, although Old KHMER was also 
used in subsidiary texts on many occasions. The quality 
of the Sanskrit employed was admirable, as seen in the 
long dedicatory inscriptions of the temples of the PRE RUP, 
PREAH KHAN, and TA PROHM at Angkor. 
See also MAURYA EMPIRE. 

Sanxingdui Sanxingdui is a huge walled city of the 
SHU kingdom in China. In its own right, Sanxingdui 
stands out as a massive early urban center and capital of 
the long-lived Shu state. The site, however, is best known 
for two remarkable discoveries made quite by accident in 
July and August 1986 by local workers excavating for 
clay to make bricks. On July 18, they encountered 
ancient jades and bronzes. Archaeologists were called to 
the site, and excavations proceeded at once. The artifacts 
were contained in a pit about 4.5 by 3.5 meters (15 by 12 
ft.) in extent and 1.6 meters deep. The uppermost layer 
in the pit contained about three cubic meters (10.5 cu. 
ft.) of burnt bones from cattle, pigs, sheep, and goats 
together with 13 elephant tusks. The excavators then 
encountered jades in the form of yazhang blades and ge 
daggers before reaching the basal contents. These were 
objects of bronze, gold, and jade. The sheer quantity of 
the finds, all of which had been burned before deposi- 
tion, was stunning. There were 178 items of bronze, four 
gold artifacts, 129 jades, and other objects of stone and 
pottery. Exotic cowry shells were also present. Radiocar- 
bon dates indicated that this pit dates to the 13th or I2th 
century B.C.E. 

A few days later, again by chance when digging for 
BRICK earth, a second pit was discovered about 40 
meters from the first. It measured 5.3. by 2.3 meters and 
was as deep as the first. This pit was slightly later in 
date, perhaps belonging to the 12th or the 11th century 
B.C.E., and it was also markedly richer in terms of the 
burnt offerings. The bottom layer included relatively 
small items of bronze, jade, gold, and stone, including 
BRONZE CASTINGS of trees and diamond-shaped fittings. 
The next layer had the most extraordinary range of 
finds among a unique assemblage. There were a gigantic 
bronze statue, 44 bronze heads, bronze masks, a large 
bronze tree complete with birds perched on the 
branches, and bronze vessels containing jade and cowry 
shells. This layer was capped by 60 elephant tusks, but, 
on this occasion, no burnt bone. The final count 
revealed 735 bronze items, 61 gold, 486 jade, and sev- 
eral items of TURQUOISE. There were also tigers' teeth 
and ivory. The name Sanxingdui means "three star 
mounds," so-called because three mounds in the city 
resemble a stellar constellation. It is located 40 kilome- 
ters north of Chengdu in Sichuan province, southwest 



Sanxingdui 293 



China. The Chengdu Plain is reno-wned for the cultiva- 
tion of rice, and the presence of LONGSHAN CULTURE 
walled settlements that anticipate the local development 
of a powerful state is now well attested at Baodun, 
Mangcheng, and Yufu. The walls of Sanxingdui enclose 
an area of about 450 hectares (1125 acres) and lie adja- 
cent to the southern bank of the Yazi River. The Mamu 
River flows through the site. 

EARLY DISCOVERY OF JADES 

In 1929, a pit containing a large number of jades was dis- 
covered within the city precincts by the members of the 
Yan family. They kept the discovery secret for several 
years and then sold them to the Chendu antiques market. 
An English priest, V. H. Donnithorne, managed to per- 
suade local authorities to get at least some of them into 
their possession and place them in the museum of Huaxi 
University. In 1964 and 1974, further jades were discov- 
ered, leading local archaeologists to conclude that this 
site had been a jade manufacturing center, for some were 
unfinished. 

EXCAVATIONS OF CITY 

In 1980, excavations of the three star mounds revealed 
that they were part of the city walls, made by following 
the same technique of stamped earth known from the 
well-documented Shang cities to the northeast. These 
walls were massive, up to 47 meters (155 ft.) wide at the 
base, and probably up to 10 meters high, fronted by a 
deep moat. The walls are dated to about 1400-1300 
B.C.E. Archaeological inquiries have revealed that the city 
had a long history, beginning 6,000 years ago with a 
Neolithic settlement. This was followed by occupation 
dating to the same period as the XIA and early SHANG 
dynasties as seen at ERLITOU in the central plains. The 
third and fourth phases were contemporary, respectively, 
with the Middle and Late Shang dynasties. Shang 
dynasty ORACLE BONES refer to a state called Shu, and at 
least one Shang ruler. King Wu Ding, campaigned 
against them, although the capitals are more than 1,000 
kilometers apart. The wall was constructed during the 
period of the early Shang state, and the site was appar- 
ently deserted by the early Zhou period. There were 
domestic dwellings in the city and large halls. But the 
city also spread beyond the walls, to cover an area of at 
least 15 square kilometers (6 sq. mi.). 

Excavations in 1980, 1982, and 1986 over an area of 
1,325 meters uncovered many items of jade, ceramics, 
lacquer, and bronze, allowing activities within the walls 
and beyond them to be assessed. Specialized craft activi- 
ties were located in the vicinity of the city, including 
ceramic production. The discovery of many unfinished 
jades also indicates specialist lapidaries. By contrast, the 
bronze-casting workshops were located inside the city, 
where fragments of clay molds and bronze residues have 
been recovered. 



THE PITS' CONTENTS 

The purpose of the pits has been the subject of consider- 
able speculation and has stimulated further archaeologi- 
cal inquiries. The most exciting possibility is that they 
were associated in some way with the royal burials of the 
kings of Shu, but as yet no such tombs have been uncov- 
ered. The burning of the contents of the pits, despite 
their intrinsic value, rarity, and beauty, strongly suggests a 
sacrificial or ritual purpose. Many of the items were 
deliberately damaged before being buried. There are, for 
example, bronzes that have lost their form entirely 
through extreme heat. Other items were probably compo- 
nents of artifacts made of different materials, some of 
which have perished. This makes it unlikely that the pits 
were intended for storing precious items, despite the fact 
that the pit discovered in 1929 and another deposit inves- 
tigated in 1988 contained jade cong tubes and bi disks 
neatly stacked one on another. The majority opinion 
among specialists now is that they were probably pits 
associated with sacrificial ceremonies connected with 
royally inspired rituals. The quality of the offerings is 
only compatible with extreme wealth, and some of the 
smaller objects themselves provide clues. There are for 
example, many yazhang jade blades. One of these is rep- 
resented on a small bronze figure seen in a kneeling pos- 
ture from Pit 2. In the same pit was another kneeling 
figure supporting a zun bronze vessel on his head. Both 
seem to indicate a form of worship or sacrifice. Shang 
oracle-bone texts and later Zhou records provide support- 
ing evidence, for they describe the burning of sacrificial 
items and their burial. This interpretation, however, is 
not a final one. There are also records that a violent 
change of dynasty could be accompanied by the destruc- 
tion of the sacred symbols of the previous rulers. In this 
context, it is possible that the pits represent the seizure of 
power in the Shu state by Duyu, who established the 
fourth dynasty when he defeated his predecessor, Yufu. 
This interpretation does not explain the probable gap in 
time between the two pits, however. Whatever the expla- 
nation, the contents of the pits provide an unrivaled 
opportunity to examine the beliefs and technical exper- 
tise of a major but little known contemporary of the 
Shang state. 

Unique Bronze Figure 

The most extraordinary of all bronzes is from Pit 2. It is a 
complete statue of a man 2.61 meters (8.6 ft.) high and 
weighing 180 kilograms (396 lbs.). The figure stands on 
top of a four-legged stool, the legs of which are four styl- 
ized animal heads, and this, in turn, stands on a bronze 
support. The human figure is 1.8 meters (5.9 ft.) high 
and is the only bronze casting of a person known from 
this period of Chinese history. The face resembles many 
others from the pit, which might themselves have 
belonged to complete statues before they were broken up 
and damaged by intense heat. It has a disturbing, mask- 



296 Sanxingdui 



like face. The man -wears a circular crown under an elabo- 
rate headdress, anklets, and three bangles. His outer tunic 
is richly decorated -with dragons, animal heads, and 
crowns. It lies over another tunic that ends in pointed 
swallowlike tails and is again enriched with dragon and 
animal-head designs. A band runs across his chest and is 
tied at the back. But it is the arms and hands that attract 
immediate attention, for they are larger than life-size and 
are so positioned that they must have formerly held 
something large and heavy. The curvature between the 
two hands and the size of the intended grip make it likely 
that he held an elephant's tusk. Sixty-seven tusks had 
been placed in the same pit. The motifs cast into the 
clothing and stool strongly recall those found on Shang 
RITUAL BRONZE VESSELS, and the casting technique was 
also similar, for the different parts of the statue -were cast 
separately in piece molds over a clay core before being 
joined together. 

There are other human figures in bronze, but none so 
complete as this specimen. One has survived only from 
the waist up, but it still stands to a height of almost half a 
meter (1.6 ft.). It too has hands outstretched as if to hold 
something impressively large, and its tunic is finely deco- 
rated -with a pattern of dragons and meanders. There is an 
impressive animal headdress with a huge mouth, eyes, 
and ears standing out prominently. A third figure is a man 
with a bird's feet, standing atop two highly stylized bird 
figures. The human, of which only the body from the 
waist down has survived, wears a fringed kilt or skirt cov- 
ered in a geometric set of bands infilled -with spirals. 
Instead of human feet, the person has robust bird talons, 
each of which grasps a bird head on top of a long and 
decorated body. 

Unique Bronze Trees 

A second unique type of bronze takes the form of a tree, 
standing on a circular base and reaching a height of 
nearly four meters (13.2 ft.). Birds perch in the 
branches, -which bear leaves, fruit, and buds. Although 
reassembled from many pieces as far as possible, it 
remains incomplete. A dragon entwines itself around 
the trunk, descending from the heavens. There are many 
holes for suspension of dangling objects, and some frag- 
ments from other trees still retain such jade or bronze 
disks. There is also provision at the top of the trunk for 
the placement of a further embellishment that might 
well have been one of the bronze bird images recovered 
from the same pit. This -would almost certainly have 
been a representation of a crow, which in Chinese leg- 
ends lives in the Sun. Such a crow linked -with the Sun 
is seen much later in the tomb banner from MAWANGDUL 
Two other incomplete trees were also found. These must 
have held considerable ritual importance. The traces of 
gold are still found on some of the fruit. One tree had 
trunks that terminate in a hybrid human-bird figure 
wearing a crown. 



Human Heads and Masks 

A similar figure is found on part of a bronze altar half a 
meter high, made up of a dragon, human figures -wearing 
crowns, masks, and birds. The human heads cast in 
bronze are also unique to this period in China. They are 
about 40 to 50 centimeters (16 to 20 in.) high, and many 
would have worn a headdress or crown. Others wear a 
flat cap cast first and then later cast on to the face. One of 
these heads contained jades, co-wry shells, bronze dag- 
gers, and a gold ornament in the form of a tiger. Four of 
the bronze heads in the second pit wore gold masks 
secured to the face by a resin. Only the eyes and holes for 
the attachment of ear ornaments are not covered. Other 
gold masks -were found in Pit 2, but they have not been 
matched with individual heads. A large human head, half 
a meter high, wore an elaborate headdress in the form of 
two yazhang blades; another wore a turban, and his ears 
were pierced three times, probably to retain ornaments. 

The human heads are thought to have worn masks. 
In other bronzes, the masks themselves are complete 
and separate. Some are massive. One example is 60 cen- 
timeters (2 ft.) wide and weighs 13.5 kilograms (29.7 
lbs.). This bronze was apparently cast in one pour, a tes- 
tament to the skill of the specialists who -worked at 
Sanxingdui. Holes left at strategic places suggest that it 
was once attached to a face sculpted in another 
medium, such as -wood. In a second type of mask, which 
is bigger than the previous group, the masks combine 
human and animal faces and have grotesquely promi- 
nent eyes on protruding stalks. One of these is almost 
1.4 meters wide, with pointed ears, tight lips -with a 
slightly protruding tongue, and jutting chin. There is a 
rectangular hole on the forehead that -was cut out after 
the mask had been cast. This might well have held in 
place a tall bronze projection with curved ends and an 
ornamental forepiece like that seen on a second giant 
animal mask. This projection is known as a kuilong, or 
dragon image -without horns. The mask also has broad 
lips and pointed ears, but the eyeballs are rounded and 
projected in front of the face in tall, slanted eyes. Again, 
it has square holes under the ears probably to attach the 
mask to a body. Purely animal masks were also cast. 
Their schematized but forbidding features are matched 
on the designs cast into the ritual vessels of the period, 
but these masks are large, measuring up to 30 centime- 
ters -wide. Some of the ritual bronze vessels from Sanx- 
ingdui show marked similarities to those from the late 
Shang capital at ANYANG. A large lei vessel, for example, 
a little more than a half-meter in height, matches the 
shape and decoration of analogous vessels at Anyang. 
On the other hand, details of the casting techniques 
employed at Sanxingdui reveal local preferences. In 
casting a lei the Shu casters used four-piece molds, 
against the three preferred at Anyang. 

The massive bronzes -were probably decorations for 
one or more large ritual structures. Their placement may 



Sarasvati River 297 



be reconstructed on the basis of a bronze model of an 
altar, a little more than a half-meter in height, that has 
been reconstructed from fragmentary remains from Pit 2. 
It has a series of tiers separated by platforms, supported 
by a four-legged animal. The first tier incorporates bronze 
figures closely resembling the large face masks, each 
holding in outstretched hands a curved offering of some 
sort. These match the small model of a kneeling man 
holding a yazhang blade in the same posture. The upper- 
most tier of the altar includes rows of kneeling figures in 
half-relief, -with their arms again in a position of holding 
a ceremonial offering of some sort. 

Animal Figures 

Animal castings were abundant at Sanxingdui. Apart from 
the birds, there is a unique complete snake resembling a 
python, about 1.1 meters long. The body is richly orna- 
mented with geometric designs. Two lugs beside the head 
were probably intended to suspend or hold it against 
another object. 

JADES FROM PITS 

Jade was one of the most prestigious materials found in 
Shang period burials and had a long period of use preced- 
ing the first states. At Sanxingdui, many jades of the 
highest quality were recovered. The ge is a dagger with a 
broad blade and a hilt. Eighteen such daggers in jade 
were found in Pit 1, and 21 were taken from Pit 2. A 
yazhang is a long-handled blade or knife, characteristic of 
the period beginning with the Xia dynasty (2100-1766 
B.C.E.) and ending with the early WESTERN ZHOU DYNASTY 
(1045-771 B.C.E.). They are widely distributed in China, 
including Hong Kong, and even extend into northern 
Vietnam. However, only about 200 specimens are known. 
The importance of the two pits at Sanxingdui can, there- 
fore, be appreciated when it is considered that 57 
yazhang were recovered. Some show local design prefer- 
ences. There is, for example, a blade with a forked end 
and hooks close to the handle. It is very long and weighs 
almost a kilogram. Even this specimen, however, pales 
before a broken blade from Pit 1, which would have been 
more than a meter and a half long. The recovery of a 
small bronze figure of a kneeling man holding just such a 
forked blade in front of him emphasizes their probably 
ritual function. 

Other jades include axes, rings, and the cong, a ritual 
object of considerable longevity, and all these forms are 
widespread. Two types of jades, however, are unparal- 
leled: There are a jade pendant, and a long chisel, of 
which 43 were found in a bronze vessel. Another unique 
object recovered from the first pit is the gold sheath for a 
staff of some sort, decorated with fish and human faces 
wearing earrings and a crown. 

RESULTS OF EXCAVATIONS 

The site of Sanxingdui has reoriented the appreciation of 
early civilization in China. Hitherto, virtually all atten- 



tion had been paid to the central plains and the Shang 
state, with its huge royal graves, oracle bones, palaces, 
and rich culture of ritual bronzes, but there was another 
early state in Sichuan, the state of Shu. While adhering to 
the same ritual traditions and following the same sym- 
bolic designs, such as the TAOTIE (animal's head) mask so 
familiar at Anyang, the rulers of Sanxingdui encouraged a 
remarkable local school of bronze casting that delighted 
in the gigantic. There are few, if any, parallels in the 
ancient world for the size of the freestanding statue of a 
man, the trees, or the huge masks with animal features 
and eyes on stalks. The trees reveal remarkable and inno- 
vative skill, and even the jades show a taste for the spec- 
tacular and novel. One bronze of a woman holding above 
her head the model of a bronze zu.n container indicates 
how ritual offerings were probably made. Further excava- 
tions at this great city and its environs can only produce 
more remarkable discoveries. 

Sanxingdui was almost certainly the seat of a power- 
ful Shu kingdom, for ceramics similar to those recovered 
there have also been found over large parts of Sichuan 
province, including Yaan to the south and Yangzishan in 
Chengdu city. The latter site has revealed a large earthen 
platform, probably designed to perform rituals. It stood at 
least 10 meters (33 ft.) high, and its base was a little more 
than 100 meters square (120 sq. yds.). A further impor- 
tant site has been examined at Chengdu. It was a long 
wooden structure; one significant find there was a clay 
spindle incised with a written character. 

Sapallitepa Sapallitepa is a prehistoric settlement 
located on the delta of the Ulanbulaksai River, a tributary 
of the Amu Dar'ya, in northern BACTRIA (now 
Afghanistan). It was excavated in the early 1970s, and 
although estimating its area has proved difficult, it is 
thought to have covered at least four hectares (10 acres). 
It was occupied during the Bronze Age between 2200 and 
2000 B.C.E. and aids an understanding of growing social 
complexity in this strategic region. A large palace com- 
plex covers about a hectare of the site and includes sepa- 
rate occupation areas, revealing the presence of specialists 
in the manufacture of bone, horn, and bronze artifacts. 
Late in the occupation period, the palace area was used as 
a cemetery, and 138 inhumation graves have been uncov- 
ered. Female graves in this cemetery not only contained 
more wealth measured in terms of ceramic and bronze 
artifacts, but they also were the only burials to contain 
certain high-prestige items, such as SEALS. The male 
graves are outnumbered by a ratio of 2:3 by the female 
and contained far fewer bronzes. 

Sarasvati River The Sarasvati River was formerly a 
sacred river originating in the Himalayas and entering the 
sea at the Rann of Katchchh. It is now extinct, although 
its course, roughly parallel to and east of the Indus River, 



298 Sarnath 



can still be traced. It was mentioned as a living river in 
the RIG-VEDA. Archaeological surveys along its course 
have yielded many sites, including those occupied during 
the period of the INDUS VALLEY CIVILIZATION (c. 2500- 
c. 1770 B.C.E.). Of these, KALIBANGAN is probably the best 
known. In about 1750 B.C.E. the water that had fed the 
Sarasvati appears to have been diverted east into the 
Ganges (Ganga) system, leading to a major abandonment 
of settlements along its course. 

Sarnath Sarnath, near Varanasi (Benares), in India, is 
the location of the Buddha's first sermon and thus holds a 
special place in the history of this religion. Now ruined, 
the earliest monasteries at Sarnath are thought to have 
been constructed during the Buddha's own lifetime but 
attracted much further building under the Mauryan king 
ASOKA. The Great Stupa, thought to date to the fifth cen- 
tury C.E., survives despite the removal of the outer dome. 
The substructure contains -wall niches and relief carvings. 
Between 1834 and 1836, SIR ALEXANDER CUNNINGHAM 
opened the monument, a monumental task that required 
scaffolding and the employment of quarrymen from the 
Chunar sandstone quarries. The stupa had large stone 
blocks secured in place by iron cramps, and removing 
them over a depth of 33 meters from the top revealed a 
layer of bricks. The basal soil was reached after continu- 
ing down for a further 8.5 meters, and then galleries were 
run out at the level of the bricks, but no foundation 
deposit was encountered. Apart from stupas and monas- 
teries, Asoka had the most famous and elegant of his 
columns erected there; one has as its capital four lions 
facing the cardinal points of the compass. Many religious 
buildings were constructed over the centuries, including 
the Dhamekha stupa, and the Dharmacakrajinavihara has 
the distinction of being among the latest monasteries 
built there before the slaughter of the monks at the hands 
of Muhammed Ghori in 1194 C.E. Sarnath was also a 
major center of Buddhist art, based on the locally avail- 
able Chunar sandstone. This art style had its origins in 
the fifth century C.E., and its justifiably most famous 
work represents a seated Buddha. 
See also MAURYA EMPIRE. 

Sassanian empire The Sassanian empire of Persia was 
founded by Ardashir I in about 216 C.E., when he 
defeated the last Parthian king, Artabanus V. One of 
Ardashir's ancestors, Sasan, gave his name to this ne-w 
dynasty. Ardashir's early eastern conquests included the 
strategic MERV (no-w Mary) oasis in Margiana. His son, 
Shapur, continued the expansion of the Sassanian empire, 
most notably by defeating and capturing the Roman 
emperor Valerian at the Battle of Edessa in 260 C.E. He 
also consolidated and expanded the eastern provinces, 
claiming success over the western KUSHANS by taking 



Purusapura, modern Peshawar in Pakistan, as well as 
BACTRIA, and extracting tribute. He had fortresses con- 
structed on the eastern frontiers and greatly expanded 
Mary (Merv). This vital oasis center was formerly under 
semi-independent rulers, who were replaced by Sassanian 
appointees. Already by the third century C.E., Mary 
boasted a Christian monastery as well as Buddhist foun- 
dations. It was also a trading and manufacturing center 
for armaments, and a quarter of the city -was given over to 
the production of ceramics. The stability provided under 
Sassanian rule stimulated trade across the SILK ROAD at 
least until the demise of the empire in the mid-seventh 
century C.E. 

The archaeological evidence of trade is abundant. 
Chinese silks have been recovered from Palmyra, and 
Sassanian glass reached China and even farther east in 
Korea and Japan. The Sassanians also showed consider- 
able interest in maritime trade that incorporated India, 
Sri Lanka, and beyond. The principal source of evidence 
for this trade network is the Topographia Christiana 
(Christian Topography) of Cosmas Indicopleustes of 
Alexandria in Egypt, -which dates to about 550 C.E. This 
text emphasizes Sri Lanka as a key player in Sassanian 
eastern trade. Cosmas describes how Chinese and South- 
east Asian goods reached Sri Lanka, including silk, 
CLOVES, and sandalwood, and -were then taken west by 
Sassanian merchants. Eurther items of Indian origin, 
obtained by the same means, were elephants, copper, 
and pepper. Such was the Western demand for silk via 
this route that the Byzantine historian Procopius (born 
bet-ween 490 and 507 C.E.) indicated that it -was impossi- 
ble to buy in Indian ports because the market was domi- 
nated by Persians. It is even possible that the Sassanians 
traveled beyond Sri Lanka. The Nestorian Annals note 
that one of the bishops attending a synod in 410 C.E. -was 
entitled. Metropolitan of the Islands, Seas and Interior, of 
Dabang, Chin, and Macin. Dabang was probably Java; 
the other two locations -were in China. By the end of the 
Sassanian empire between 637 and 651 C.E., dominance 
of the Eastern maritime trade -was complete. 

Satanikota Satanikota is a walled SATAVAHANA city 
site, located on the Tungabhadra River in central India. 
It is particularly notable for the -work put into its sur- 
rounding moat, which was chiseled from rock to a 
depth of up to three meters. The principal phase of 
occupation falls between 50 B.C.E. and 250 C.E., -when 
the walls and moat were constructed; the former was 
equipped with gateways and probably a drawbridge. 
There -were once many BRICK structures in the defended 
area, but brick robbing has destroyed most of the evi- 
dence. Ho-wever, an impressive assemblage of material 
cultural remains were found, in particular a wide range 
of beads in glass and semiprecious stones, including 
carenelian, opal, jasper, and agate. 



Sdok Kak Thorn 299 



Satavahana The Satavahana dynasty dominated the 
Deccan in India from the late first century B.C.E. to the 
third century C.E. and resisted invading elements from 
the northwest. The people are known as the Andhras, 
Dravidians -who spoke Telugu. Their state had two great 
rivers, the Krishna and the Godavari, and commanded a 
long tract of coast looking east across the Bay of Bengal. 
By this location, the kingdom was able to dominate the 
growing trade between the East and the Roman Empire, 
and the PERIPLUS OF THE ERYTHRAEAN SEA mentions two 
sites that participated, Pratisthana and Tagara. Finds of 
COINAGE and INSCRIPTIONS also indicate the importance 
under the Satavahanas of SANNATHI, -which grew to cover 
an area of 40 hectares (100 acres) in the defensive walls. 
Other important urban centers were Kondapur, Banavasi, 
and Madhavpur. The success of the Satavahanas has been 
ascribed to their dominance of a growing trade with the 
West, in which command of these passes linking the 
■western coast of India with the cities of the interior -was a 
paramount consideration. 

NANAGHAT, commands a vital pass linking the capital 
Paithan -with the sea, and there the Satavahana consorts 
of King Satakarni set up images of themselves and 
inscriptions describing their sacrificial donations. These 
date 60-70 B.C.E. , but according to reports from Agath- 
archides of Alexandria, the Indian trade had been domi- 
nated by Arabs already half a century earlier. 

HISTORY OF THE SATAVAHANAS 

The date of the first Satavahana king, Simuka Satavahana, 
is not known -with certainty. Some claim that he ruled 
during the third century B.C.E., just after the Greek envoy 
MEGASTHENES described the Andhras as a powerful peo- 
ple. However, evidence from coins suggests a slightly 
later end to his reign but certainly by 120 B.C.E. He -was 
followed by two other powerful leaders, Kanha and 
Satakarni, the latter ruling until about 60 B.C.E. At its 
zenith, under a succession of charismatic leaders, the 
Satavahana empire covered much of central and southern 
India. An image of Simuka was formerly in the Nanaghat 
cave, along with representations of later Satavahana 
rulers. This bright beginning was followed by fragmenta- 
tion and defeat at the hands of the Kshaharata satraps 
under Nahapana, who ruled the area for almost 50 years. 
Gautamiputra Satakarni (c. 103-127 C.E.) is usually 
regarded as the greatest Satavahana king, and his military 
prowess resulted in the incorporation of territory from 
Rajasthan to Andhra and from Gujarat east to Kalinga. He 
■was described as the restorer of Satavahana glory, the 
king who defeated Nahapana. He was followed by 
Pulumavi in 110 C.E. and then by Vasishtiputra Siri 
Satakarni in 138 C.E. The latter consolidated his position 
through a strategic marriage with the daughter of the 
powerful WESTERN SATRAP leader Rudradaman. When his 
reign ended in 145 C.E., his successor, Shivaskanda, -was 
t-wice defeated in battles by Rudradaman, and the main 



line of kings ended in 181 C.E. with the death of Yajnasri 
Satakarni. 

The later history of the dynasty is best traced 
through the coin issues. The coins of Yajnasri Satakarni 
bear images of ships, which might represent naval and 
trading success. The last king, Pulumavi IV, ruled until 
about 225 C.E., and during this period many major Bud- 
dhist monuments were constructed at Nagajunakonda 
and Amaravati. After his reign, the power of the empire 
declined, as it fragmented into smaller regional entities, 
and the Satavahanas pass from vie-w by the early fourth 
century. 

Satingpra Satingpra is a city site on the east coast of 
isthmian Thailand, one of the early sites that grew rich 
on the basis of the southern maritime SILK ROAD. It is a 
moated site covering an area of 1,600 by 900 meters 
(5,280 by 2,970 ft.), and excavations by Janice Stargardt 
have revealed that settlement began between about 300 
B.C.E. and 200 C.E. From the sixth century, the site 
assumed an urban form, linked -with the development of 
hydraulic engineering works that encompassed canals 
and storage tanks. These -were probably employed to 
increase rice production on the alluvial soils north of the 
center. A sixth-century temple was dedicated to Vishnu, 
and the ceramics are clearly very similar to those from OC 
EO, the trading port of the state of EUNAN. 

scapulomancy Scapulomancy is the process of divina- 
tion by applying heat to scapulae or shoulder blades to 
produce cracks used to predict future events. The earliest 
record of this procedure is from the Shandong LONGSHAN 
CULTURE site of Chengziyai (2500-1900 B.C.E.), in China, 
■where 16 specimens have been recovered. Kings of the 
SHANG STATE and WESTERN ZHOU DYNASTY in China from 
about 1200 B.C.E. retained court diviners. Cattle scapulae 
had holes excised, and heat was applied. The king then 
interpreted the meaning of the resultant cracks, and his 
prophecies were inscribed on the bone in archaic Chinese 
characters. These covered such subjects as -war, the har- 
vest, the -weather, -when to make sacrifices to the ances- 
tors, and whether royal consorts would enjoy a safe 
childbirth. The records were then stored in state archives. 
Many have been recovered through archaeological exca- 
vations and provide the basis for understanding later 
Shang dynastic history. 

See also LI JI; LIU TAIYUN; ORACLE BONES; PLASTRO- 
MANCY; SONG YIRANG. 

Sdok Kak Thom Sdok Kak Thom is a small temple 
located just inside Thailand. Its original name -was Bhad- 
raniketana. It has an outer laterite wall that encloses a 
moat and an inner set of -walls. Three temple sanctuaries 
lie -within. The site is particularly well kno-wn because of 
a lengthy INSCRIPTION that was set in place by Sadasiva, a 



300 seals 



member of an aristocratic priestly family, who traced his 
ancestors back to the time of JAYAVARMAN II (c. 770-834 
C.E.) of ANGKOR in Cambodia. Although its prime pur- 
pose was to record the erection of a LINGAM and gifts 
from the king, it also describes the history of the Shiv- 
akaivalya family. Interwoven with this dynastic record are 
vital clues to the establishment of the state of Angkor by 
Jayavarman II. It describes, for example, how Jayavarman 
returned from Java to rule in the holy city of INDRAPURA. 
The king then moved with his followers to the vicinity of 
modern Angkor. The inscription records the establish- 
ment by Jayavarman more than 250 years before the text 
was inscribed of a cult honoring the KAMRATENG JAGAT TA 
RAJA. This title, which translates into SANSKRIT as 
DEVARAJA, means "the god who is king." Shivakaivalya 
and his descendants were given the exclusive right to 
undertake the rituals associated with this god. 



seals 

INDIA 

Seals are one of the most significant and productive arti- 
facts recovered from excavations in the sites from the 
INDUS VALLEY CIVILIZATION (c. 2500-1700 B.C.E.) to the 

GUPTA EMPIRE (c. 320-c. 500 C.E.). In 1872, sir Alexander 
CUNNINGHAM discovered a seal at HARAPPA decorated with 
the image of a unicorn and a text in a still undeciphered 
script. This indicated the possibility of a civilization in the 
Indus Valley earlier than any then known on the subconti- 
nent. Subsequently, hundreds of seals have been recov- 
ered, and the images have provided much information on 
the life and thoughts of the people of the Indus civiliza- 
tion. An unfinished specimen from MOHENJO DARO shows 
the outline of a unicorn on the surface of a piece of 
STEATITE nearly three centimeters square (0.48 sq. in.) as 




Steatite seals are a vital source of information on the Indus civilization. They incorporate texts in the undeciphered Indus script, 
ritual scenes, and the images of animals. (Borromeo/Art Resource, NY) 



seals 301 



■well as faint outlines of a text. This shows beyond doubt 
that manufactories -were established in major sites. 

Most seals were made of steatite, which was first 
incised with the appropriate text and motif that stand out 
from the background, then polished and fired to harden 
the surface. Rarely were seals made of silver and copper. 
They -were used to make an impression on a clay sealing 
affixed, it is assumed, to merchandise destined for trade. 
Where the actual clay seal impressions are found, they 
have on occasion the impressions on fabric or string on 
the reverse side. Few seals exceed five by five centimeters 
(2 by 2 in.) in size, and most were equipped -with a perfo- 
rated boss or a hole through them for suspension by the 
owner. Broken seals are not uncommon and have been 
recovered from houses and the streets of the major sites. 

Motifs 

The motifs employed include in the main a male animal, 
often associated -with a vessel raised on legs under the 
head, which might be an altar or a feeding stand. Bulls are 
commonly depicted; a fine example from Mohenho Daro 
■was found without a feeding stand, but with a clear text of 
six pictographic characters. Unicorns are regularly encoun- 
tered. Other animals include antelopes, elephants, tigers, 
■water buffaloes, gharials, crocodiles, and rhinoceroses. A 
second specimen from Mohenjo Daro has a bull on one 
side and a swastika motif on the other and is pierced 
through the center. Script alone is seen on a third exam- 
ple from this site. The depiction of boats emphasizes the 
importance of river and maritime trade. One such speci- 
men shows a boat with a cabin and rudder, with both 
stern and pro^w raised up from the level of the deck. Per- 
haps the most revealing, however, are those seals that 
depict a deity. Although a seal with a god figure from 
Mohenjo Daro is only 2.7 centimeters (1 in.) in height, it 
sho^ws a remarkably detailed image of a male god seated 
on a throne with legs in a yogic position. His arms are 
covered in bangles, and he wears an elaborate horned 
headdress with three branches of a pipal tree. The throne, 
presumably of wood, has feet carved in the form of 
bovine hoofs. An even more complex scene of a deity 
incorporates a god standing within a sacred fig or pipal 
tree, again ■with a horned headdress and many bangles on 
each arm. A figure kneels before the god, associated with 
a ram. Below, seven people are seen in a row. All this 
imagery, ■with script, is set out in a seal barely exceeding 
four by four centimeters (1.6 by 1.6 in.). 

The possible ritual importance of animals, perhaps in 
sacrifice to the deities as in the case of the ram, is seen in 
an extraordinary seal from Mohenjo Daro with an animal 
■with a human face, elephant's trunk, bull's hooves, but- 
tocks of a tiger, and a cobra as a tail. Gods are also seen 
battling ■with animals: A terra-cotta tablet that might have 
served as a seal from Harappa has a goddess on top of an 
elephant, holding off t^wo tigers on one side, and the 
killing of a water buffalo in front of the horned, seated 



god on the other. Many seals show a unicorn in front of a 
bowl-shaped receptacle raised on a pedestal, which itself 
supports a mushroom-shaped object with three disks 
above it. The purpose of this enigmatic but commonly 
depicted artifact remains controversial; none has sur- 
vived, but an ivory miniature has been recovered from 
Harappa. It is also seen in a ritual procession scene. It has 
been suggested that it was a filter to make the intoxicat- 
ing ritual drink soma, which is described in Vedic texts. 
There are also some seals or sealings from Mohenjo Daro 
that depict a remarkable scene of acrobats vaulting over 
the horns of a bull. Others sho^w a bull being sacrificed by 
a man ■with a foot on the bull's horns and reaching over to 
spear the animal in the neck, as a modern matador 
■would. This scene and details of associated figures such 
as a tree and a dove are matched in similar scenes from 
Minoan Crete. 

These seals probably hold the key to any future deci- 
pherment of the INDUS VALLEY CIVILIZATION SCRIPT. They 
■were probably in personal, corporate, or temple owner- 
ship, and the texts might ■well be royal titles, personal 
names, or other names or attributes of a temple. The 
symbol for a structure, which might be a temple, is often 
associated with a seal depicting the horned god. Their 
distribution is widespread, and the location of specific 
varieties again holds a key to reconstructing trade rela- 
tionships. This is seen clearly in the remains of sealings 
from a burned warehouse at the site of LOTHAL, which 
bore images of a unicorn, an elephant, and a swastika, 
although the seal in question has not been found. The 
presence of Indus seals in Mesopotamia provides com- 
pelling evidence for long-distance trade. 

Later Seals 
Seals continued to be used in the Maurya and Gupta 
empires. They ■were made of ivory, bone, various varieties 
of stone, and terra-cotta and normally contain the name 
of the o^wner in the BRAHMI script. The excavations of 
BHITA yielded a large sample of both seals and sealings 
dating from the MAURYA EMPIRE to the Gupta empire. 
Some ivory seals, ■with the names of individuals or in one 
instance a corporation or guild, were found in houses, 
and the excavator, SIR JOHN MARSHALL, gave their names 
to the residences they may once have occupied. Unlike 
the Indus seals, those of Bhita can be translated and thus 
provide much more information. There are seals issued 
by kings. Those of the Gupta empire also include the 
titles of officials, naming military leaders, police, chiefs of 
police, and administrators assigned to the office of a 
crown prince. Individuals, probably merchants, had their 
own seals, and the motifs employed, such as bulls, pea- 
cocks, or LINGAMS, provide insight into their religious 
preferences. 

SOUTHEAST ASIA 

Seals inscribed in the Brahmi script have been recovered 
from the site of OC EO on the Mekong Delta and provide 



302 seismograph 



compelling evidence for the presence of Indian traders in 
Southeast Asia between 200 and 500 C.E. 

CHINA 

Although two bronze seals are thought to date to the 
Shang dynasty, seals in China only became widely used 
during the period of EASTERN ZHOU DYNASTY (770-221 
B.C.E.)- They were made of a variety of materials, includ- 
ing jade, bronze, silver, opal, antler, and bone. The seals 
employed in the various Warring States were of distinc- 
tive regional shapes and forms of script. A particularly 
well-known example probably from Shandong province 
was used to brand horses. Others were used by local offi- 
cials or army officers. During the HAN DYNASTY (206 
B.C.E. -220 C.E.), there were seals of gold. 

Early Seals 

The seals were usually square with a pierced knob. Until 
the QIN unification of China, they were known as xi, but 
thereafter, this term was used only for official govern- 
ment seals, and others were known as yin. Throughout 
the WARRING STATES PERIOD (475-221 B.C.E.), seals were 
given to officials to reflect their status. They were nor- 
mally worn at the waist and indicated the rank of the 
owner. They could also easily be removed. The Warring 
States had their own distinctive form of seals, which usu- 
ally bore the name of the office held by the owner and the 
place where he undertook his duties. One seal of the state 
of YAN, for example, mentions an official in charge of a 
market at Danyou. Some of the state of QI seals are dis- 
tinctive for their large size. A Zhou seal was evidently 
used for branding horses. Seals were also used to stamp 
manufacturers' or owners' marks on fabric: Burial 44 at 
Zuojiatang, a tomb of the CHU state, bore the imprint of a 
red seal mark. A looted grave found at Majiaxiang in 
Sichuan province, dating to the Warring States period, 
yielded a seal that probably belonged to the dead individ- 
ual interred there. It has on the reverse animal face 
(taotie) mask designs, while the surface was inscribed 
with emblems of the undeciphered Ba-Shu script. 

Later Seals 
With the expansion of the empire under the Han dynasty, 
emperors gave seals to client rulers to confirm them in 
office. These hold a particular attraction, because the 
form of the knob seems to reflect local traditions or inter- 
ests. Thus a gold seal described in the Records of the 
Grand Historian (sHIJi) as being conferred on the king of 
Dian in 109 B.C.E. had a knob in the form of a snake. The 
snake was a symbol of prosperity among this tribe in 
Yunnan province far to the south, and the seal text reads, 
"Seal of the King of Dian." It was found in a royal grave 
at the necropolis of SHIZHAISHAN during the excavations 
there. Nine seals were found in the tomb of the second 
king of Yue (r. 137—122 B.C.E.), all placed close to his 
body, which had been interred in a jade suit. The largest 



is inscribed, "Administrative seal of the Emperor Wen," 
and the handle is in the form of a coiled dragon. This seal 
is the largest of its type found, measuring 3.1 centimeters 
(1.2 in.) square. A seal in bronze from Yushigeti in 
remote western Xinjiang had a knob in form of a sheep. 
The local tribes people were sheep pastoralists, and their 
ruler was given the official title gui yi to confirm his offi- 
cial status. In 1979 a bronze seal was found at Sunjiazhai 
in Qinhai province. It conferred the right to rule there on 
the chief of the Xiongnu, and the knob in this case was in 
the form of a camel. The History of the Later Han Dynasty 
(hou HANSHu), compiled in 445 C.E., recorded the gift of a 
gold seal and ribbon to a delegation representing the 
ruler of Na, a small state in Japan, by the Han emperor 
GUANG WUDI in 57 C.E. In 1784, a golden seal was found 
at Fukuoka in Kyushu, inscribed, "The king of Na of Wa 
of Han." It measures 2.35 centimeters (0.94 in.) across, 
and its knob was in the form of a snake. This is quite 
probably the same seal recorded in the history. 

The Han people themselves could own their own 
seals for closing documents or letters, and these often 
had an auspicious saying or the figure of a human, ani- 
mal, or bird. A rare example of the use of sealings was 
found in the tombs of the marquis of Dai, his wife, and 
son, from MAWANGDUI. Dated to 168 B.C.E. in the case of 
the marquis and a few years later for his wife, these 
graves were found in a remarkably well-preserved condi- 
tion. Tomb 1, for example, was covered by layers of char- 
coal and clay to exclude air and damp. Within lay 
bamboo cases containing a wide range of mortuary offer- 
ings, and these were sealed with the words "Steward of 
the house of the Marquis of Dai." 

See also EUNAN; RIG-VEDA; SILK BURIAL OEEERINGS. 

seismograph The world's earliest known seismograph 
was manufactured by Zhang Heng during the reign of the 
Chinese emperor SHUNDI in 132 C.E. It is a large cylindri- 
cal bronze vessel with a diameter of almost two meters 
(6.6 ft.). The center of the vessel contains a long, vertical 
bronze rod that could move laterally as a pendulum when 
the vessel was rocked or moved, as in an earthquake. The 
edges of the vessel had eight levers that would be 
depressed downward when touched by the central rod. 
On being touched and moved, the corresponding eight 
cast dragons on the exterior of the vessel would rotate 
with the mouth downward, thereby releasing a bronze 
ball held in the mouth. The bronze ball would then fall 
into the waiting mouth of a toad, positioned on the base 
of the seismograph under each dragon. It is said that this 
instrument was so delicate that it could record a tremor 
imperceptible to human senses and point to its direction. 

Selagiri Hill Selagiri Hill is located near Kyauktaw, in 
the upper reaches of the Kaladan River in ARAKAN 
(Rakhine) province, western Myanmar (Burma). It is a 



Shangjun Shu 303 



location of the greatest sanctity, because according to leg- 
end the Buddha and some followers flew here from India. 
This led to the casting of the MAHAMUNI (Great Sage) 
image of the Buddha, said to be the only such representa- 
tion cast in his likeness during his lifetime. After being 
revered at the Mahamuni shine at DHANYAWADI for more 
than a millennium, the image was moved to Mandalay in 
northern Myanmar in the late 18th century. There it con- 
tinues to attract the deepest possible veneration and is so 
covered in gold that its original form cannot be dis- 
cerned. Investigations on Selagiri Hill have identified a 
brick stupa, associated with a series of magnificent sand- 
stone reliefs depicting events in the life of the Buddha. 
While clearly showing Indian inspiration, the local 
school of sculptors created some innovations. One shows 
the Buddha's enlightenment as he sits on a throne under a 
stylized bodhi tree, surrounded by a scalloped backdrop 
representing radiant light. The style of this and the other 
reliefs indicates an origin in the period when Vesali was 
the capital of this region in the sixth and seventh cen- 
turies C.E. A second sculpture, found complete and 
undamaged, sho-ws the Buddha delivering his first ser- 
mon in the Varanasi (Benares) Deer Park. Again he sits 
on a throne, his feet resting on a stool. Two ascetics kneel 
beside him, and a deer lies in the foreground. A third 
example shows the Parinirvana, the death of the Buddha. 
He is seen lying under three trees, while mourners kneel 
beside him. A fine example of a BODHISATTVA -was also 
found in this group, its presence indicating that 
MAHAYANA BUDDHISM had a Strong hold in this region. 

Seleucus I Nicator (356-281 b.c.e.) Seleucus 1 Nicator 
was a prominent general of Alexander the Great. 
He was born in Macedonia and died in Thrace. He took 
part in Alexander's eastern campaigns, and after the death 
of ALEXANDER THE GREAT (356-323 B.C.E.) and the division 
of his empire, Seleucus took control of Babylon and Persia. 
In 305 B.C.E. he took the title of basileus, or king, and set in 
train a campaign to recover the ground lost in northwestern 
India. This campaign, ho-wever, failed in the face of opposi- 
tion from CANDRAGUFTA MAURYA (r c. 325-297 B.C.E.). He is 
renowned for having founded the Seleucid empire. 

Shangcunling Shangcunling is a cemetery located in 
Henan province, China. It -was in use for about 120 years 
until the defeat of the small state of Guo by the JIN in 655 
B.C.E. Two hundred forty-three burials have been exca- 
vated there, and they have provided unusually clear evi- 
dence for the status differences -within a senior line of the 
Guo lineage. Texts of the later WARRING STATES PERIOD 
(475—221 B.C.E.) stated that status distinctions were 
reflected in mortuary rituals by the presence or absence 
of tomb chambers and multiple wooden coffins. This 
cemetery also provides compelling evidence that even 
■within related members of the same lineage, distinctions 



■were made in the number of ding tripod bronze vessels, 
the presence of bell sets, and the provision of chariots 
and horses. The excavations at Shangcunling illustrate 
the importance of large-scale excavations in cemeteries 
that concentrate on the total assemblage of burials, be 
they rich or poor. In this way, vital social information 
confirming what is kno^wn from textual records can be 
obtained through archaeological research. 

Information is available on the cemetery's spatial lay- 
out. Small graves tended to cluster around two large and 
rich tombs, ■which probably contained the remains of the 
lineage heads of the time. The largest burial. Tomb 2009, 
included multiple sets of bronze ding tripods, bells, and 
ritual bronzes as well as a large assemblage of jade orna- 
ments. Some jades ■were placed over the head and body. 
Large chariot and horse pits were associated with this 
burial, ■which held two coffins, one placed ■within the 
other. An inscription reveals that the dead person had 
been the head of a younger branch of the lineage. The 
inscription on the halberd from Tomb 2001, which also 
had sets of ding tripods, ritual vessels, and jades, states 
that the dead person was a senior member of a junior 
Guo lineage. Tomb 1052 is also a large and opulent inter- 
ment. The text on the halberd states that it belonged to 
Yuan, the heir apparent to Guo. It has two ■wooden cham- 
bers and a coffin. Bells and bronze vessels were found in 
the northeastern corner of the tomb, while a chariot and 
its fitting lay in the northeast. Weapons had been placed 
east and ■west of the coffin. The prince had worn jade ear- 
rings, and other jade ornaments lay on his chest. Ten 
chariots and twenty horses lay in the associated pits. 
High-status burials also contained MINGQI, miniature 
bronze wine vessels of a form that had not been used 
since the ritual reforms of the preceding WESTERN ZHOU 
DYNASTY (1045-771 B.C.E.). Rare cast-iron artifacts, 
including a dagger ■with jade handle and TURQUOISE inlay 
on the blade, ■were found in silk-lined leather sheaths. 

One grade of burials was associated with three ding 
tripods. Those without ■weapons are particularly interest- 
ing, because they contained the remains of high-status 
princesses from the state of Su, a polity that had marriage 
relations with Guo. Lower-ranked members ■were buried 
■with one or t^wo ding, but the majority of the tombs had 
only ceramic mingqi vessels and jades, and some had no 
grave goods at all. 

See also EASTERN ZHOU DYNASTY. 

Shangjun Shu The Shangjun Shu (Book of the Lord 
Shang) is a text that reflects the policy of SHANG YANG (d. 
338 B.C.E.), the first minister of the state of QIN in China 
during the WARRING STATES PERIOD (475-221 B.C.E.). He 
advocated a totalitarian regime in ■which an autocratic 
king ruled through a rigorous and impartial legal system 
designed to strengthen agriculture and the military. This 
school of thought, known as LEGALISM, was generated in 



304 Shangqiu, Treaty of 



an atmosphere of endemic and merciless -warfare that 
resuked in the final triumph of the state of Qin. It was 
diametrically opposed to the philosophy of CONFUCIUS 
and MENCIUS and had its fulfillment in the burning of 
books and execution of scholars under the regime of QIN 
SHIHUANGDI (259-210 B.C.E.), the first emperor of China. 

Shangqiu, Treaty of The Treaty of Shangqiu, signed 
in 546 B.C.E., is probably the earliest arms-limitation pact 
known. The Spring and Autumn period of China (c. 
772— c. 481 B.C.E.) saw rapid political developments that 
transformed the earlier Western Zhou feudal system. In 
place of loyalty by the lords of feudal states to the Zhou 
king, there was a major move toward independence. At 
first rivalries were contained under the BA SYSTEM, 
whereby one state would be accorded a leadership role. 
This was first held by the state of ZHENG, then QI, and 
finally JIN. However by the sixth century B.C.E. , lesser 
states had been increasingly absorbed by larger and more 
powerful ones, and four stood supreme: Qi in Shandong, 
QIN in the -west, Jin in the center, and CHU in the Chang 
(Yangtze) Valley. The smaller surviving rulers were sub- 
jected to increasing threats to their security and -warfare. 
The meeting at Shangqiu was designed to reach agree- 
ments between the big players and resulted in the limita- 
tion of the number of chariots that each could maintain 
and deploy. Four decades of relative peace ensured. 

See also EASTERN ZHOU DYNASTY; WESTERN ZHOU 
DYNASTY. 

Shang state Shang is the name given to the second 
historically documented state of China. Although Shang 
was a literate civilization, virtually no texts survived for 
modern analysis until the discovery of the ORACLE BONES. 
Most oracle-bone archives have been recovered through 
excavations. Many graves, from that of the meanest com- 
moner to those of members of the royal family, have been 
opened, and Shang cities have been examined. Fieldwork 
has expanded beyond the Shang heartland in the central 
plains of the Huang (Yellow) River, and the extent of 
Shang influence has been recognized. Such work has also 
emphasized that the Shang were not alone in the forma- 
tion of Chinese civilization. In Sichuan, for example, the 
separate and independent state of SHU has been identified 
as being a contemporary of late Shang society, -with its 
capital at the city of SANXINGDUI. 

The documentary and archaeological evidence for 
Shang reveals that it was a markedly stratified society, 
ruled by a royal clan in -which the succession followed in 
the male line, either from father to son or from brother to 
brother. The ruling elite controlled widespread trade net- 
works that carried necessary goods to the capital, includ- 
ing the vital turtle bones from the south, copper and tin 
from the mines, salt from coastal sources, and surplus 
agricultural products from the sustaining countryside. 



Specialist manufacturing complexes -were established for 
the casting of the large RITUAL BRONZE VESSELS and metal 
armaments. One of the features of late Shang military 
equipment, the chariot, would have demanded consider- 
able expertise. Specialization -was an important aspect of 
the Shang centers. There were outstanding ceramics, bone 
workshops, and the manufacture of a -wide range of orna- 
ments, weapons, and ritual objects from jade, TURQUOISE, 
shell, and ivory. Silk was being -woven into fine fabrics. 

The name Shang derives from that used for the first 
capital. Traditionally, the Shang state dates from 1766 
B.C.E. and ended with its defeat at the hands of the Zhou 
at the BATTLE OE MUYE in 1045 B.C.E. However, the 
unusual field of archaeoastronomy has afforded a more 
precise date. A conjunction of five planets that occurred 
in 1576 B.C.E., described in later Zhou records, has pin- 
pointed the year 1554 B.C.E. as that in which Cheng Tang, 
the founder of the Shang dynasty, began his reign. Until 
the late 19th century, kno-wledge of the Shang was con- 
fined to Chinese histories, particularly the SHIJI of SIMA 
QIAN. These texts listed the names of 30 Shang kings and 
14 rulers who preceded the establishment of the dynasty 
back to its mythical origins. They also named seven capi- 
tals, the last Yin, ruled by 12 Shang kings. Knowledge of 
Shang was dramatically increased by the discovery of ora- 
cle bones in the 1890s and the inception of archaeologi- 
cal research in 1928 at Yin, also kno-wn as ANYANG. 

ORACLE BONES 

The oracle bones are flat bones, preferably turtle shells or 
cattle ribs and shoulder blades, that -were used by the 
Shang rulers for divining the future. Cracks formed 
through the application of heat to pits cut in the under- 
side of the bone were regarded as oracular predictions. 
They were accompanied by INSCRIPTIONS that described 
the issue under consideration and the result of the div- 
ination. Advice was sought on whether to attack a given 
enemy, to go hunting, and how to appease the ancestors 
and thereby relieve the emperor of some ailment. Others 
were concerned with the -weather, with particular refer- 
ence to the agricultural round. Rain in the growing sea- 
son, for example, was regarded as vital to the interests of 
the state. 

When an oracle bone was no longer used, it was 
placed into a pit. Some archive pits at Anyang contained 
thousands of specimens, and their texts have significantly 
increased knowledge and understanding of the Shang civ- 
ilization. Kings formerly kno-wn only through much later 
histories, such as that of Sima Qian, appear in the oracle 
texts in a vital part of their royal role, communication 
with the ancestors and planning of their policies. Specific 
instances of -warfare and the results of such conflicts are 
recorded in these texts. The only intact royal tomb at 
Anyang contained the remains of a royal consort, FU HAO, 
whose name is recorded in oracle bones. 



Shang state 305 



EXCAVATIONS OF CAPITAL CITIES 

Excavations at three of the capitals described in the his- 
toric records have revealed the layout of urban centers. 
ZHENGZHOU was occupied during the middle Shang 
period and was probably the capital known as Ao, 
founded by Zhong Ding, the sixth king whose name is 
known. Located in Henan province at the confluence of 
two rivers, Zhengzhou was surrounded by massive walls 
made of stamped earth. These survive in part to this day 
in the modern city. These walls enclose an area of 335 
hectares (838 acres); the entire urban complex, including 
its satellite cemeteries, occupation areas, and specialist 
workshops, extended over an area of 25 square kilome- 
ters (10 sq. mi.). The northeastern quarter of the walled 
precinct contains extensive raised platforms, also of the 
HANGTU, or stamped-earth construction, thought to have 
been part of a palace area. This part of the city also con- 
tained some elite graves, with fine jade and bronze ves- 
sels as mortuary offerings, as well as some fragments of 
the oracle bones that denoted royal activity. The city as a 
whole contained other such platforms, indicating a dense 
population, although the presence of a modern city 
makes extensive excavation difficult. 

The extramural area included a bronze workshop. The 
clay-mold fragments indicate the local casting of vessels, 
daggers, knives, and arrowheads. Some of the bronzes 
attained monumental proportions. One cache found out- 
side the city walls contained 13 fine bronze ritual vessels, 
including a ting that stood one meter (3.3 ft.) high and 
weighed 86.4 kilograms (190 lbs.). Large kilns were associ- 
ated with the ceramic workshops at Zhengzhou, and bone 
workers produced ornaments and weapons. 

In late 1999, a walled Shang city was found at Huan- 
bei. The central part of the walled area included a very 
large palace and temple complex, covering an area of 10 
hectares (25 acres). The stamped-earth foundations of 
more than 25 individual buildings were identified 
through excavations in 2001, one of which covered 170 
by 95 meters. Roads have also been found, one still bear- 
ing the rut marks of wheeled vehicles. Liu Zhongfu has 
suggested that the site might have been the capital 
known as Xiang, founded by He Tan Jia, the 12th king of 
the dynasty. 

Anyang is the name given to the Shang capital that 
probably replaced Huanbei. It was the last capital and 
was ruled by 12 successive kings. Unlike for its predeces- 
sors, no central walled city has been found. The remains 
of this site, described by the occupants as Shang, occupy 
an extensive area north and south of the Huan River. 
Toward the end of its occupation, it covered at least 24 
square kilometers (9.6 sq. mi.). It was discovered when 
scholars attempted to trace the source of the oracle bones 
that were being used for medicinal purposes in Beijing. 
Excavations, which began in 1928, uncovered the foun- 
dations for a series of large buildings raised on stamped- 



earth foundations south of a bend in the Huan River. 
These form the royal core of Anyang and cluster in three 
groups. The northern group, at least 15 buildings, is 
thought to be the earliest. The expansion of this royal 
area then saw the construction of the 21 buildings of the 
central group, and, finally, the southern group completed 
the complex. The buildings of the last group were associ- 
ated with many human and animal sacrificial burials. As 
it grew, so the palace area enclosed earlier royal tombs, 
including that of Fu Hao, a principal consort to King Wu 
Ding. The complex included the palace precinct, ances- 
tral temples, and repositories for the oracle-bone records. 
Some pits also held complete chariots and the skeletons 
of the horses and charioteers. 

Royal Tombs 

In 1933, during the eighth season of research there, the 
team was informed of the discovery on the northern bank 
of the Huan River of some exceptionally large bronze ves- 
sels. Further inquiries led them to a subterranean tomb of 
massive size. Subsequently, an area of 8,000 square 
meters (3.2 sq. mi.) was opened, and four tomb chambers 
up to 13 meters (43 ft.) deep were excavated. Although 
long since looted, the disturbed fill of the graves still con- 
tained fine jades and some large bronze ritual vessels. 
Moreover, more than 400 smaller burials of sacrificial vic- 
tims interred as part of the royal mortuary rituals were 
uncovered. In 1935 nearly 10,000 square meters was 
excavated, and three further royal graves were cleared 
together with 800 smaller burials. 

The seven royal graves were dominated by a deep cen- 
tral pit that had contained the wooden tomb chamber. It 
was reached by four ramps that entered from each side. In 
the case of Burial HPKM 1004, the central pit reached a 
depth of 12.2 meters below the ground surface and mea- 
sured 15.9 by 10.8 meters at the base. The southern and 
longest entrance corridor was 31.4 meters long. The base 
of the pit contained a wooden chamber entered from the 
south. The space between the tomb and the sides of the pit 
was filled with pounded earth. Lengthy rituals would have 
accompanied the interment of the body, including the sac- 
rifice of those found in the smaller graves in the vicinity. 

A small part of another grave had escaped looting, 
and the finds revealed the wealth of the Shang kings. Two 
huge bronze cauldrons were found in the central pit, at a 
level just two meters above the top of the wooden burial 
chamber. These overlay a deposit of bronze weapons, 
including 360 spearheads and 141 helmets. Jade figures 
of animals, including turtles, frogs, and monsters, were 
found in the looters' pits. 

One of the most intriguing aspects of this royal 
necropolis is that the number of shaft graves matches the 
number of kings named in the Anyang oracle bones. The 
oracle bones state that humans and animals were sacri- 
ficed to the dead royal ancestors. Excavations have con- 
firmed this. Extensive rows of graves in the vicinity of the 



3o6 Shang state 



royal tombs have been grouped into clusters, each repre- 
senting a sacrificial event. Some contain the remains of 
complete human skeletons, others only skulls, and still 
others individuals who had been beheaded. Most were 
young men, but some victims were female. Children were 
found in a position suggesting that they had been bound 
and immolated while still alive. Animals were also 
slaughtered to appease the ancestors. Some pits contain 
multiple burials of horses; others include the remains of 
monkeys. The two largest pits, however, contain the 
skeletons of elephants, along with their keeper. 

According to the oracle bones, the ruling elite of the 
Shang state were members of the Wang Zi, the royal seg- 
ment of the Zi clan. Other clans of less exalted status made 
up the rest of Shang society, and some of them were 
encouraged to open new land to cultivation and establish 
town settlements. PANLONGCHENG is just such a foundation. 

Tomb of Fu Hao 

The location of the graves of their queens is not known. 
However, the discovery of intact Burial M5 in 1976, 
which housed the remains of FU HAO, has enlarged the 
understanding of the wealth of royal women's graves and 
their possible location at Anyang. This tomb, which 
belonged to a consort of King Wu Ding, contained con- 
siderable wealth, expressed in bronzes and jades of out- 
standing quality. The base of the pit was lined with wood 
to form a chamber, in which lay nested and lacquered 
wooden coffins. Sixteen individuals, a number that 
included men, WOMEN, and children, accompanied the 
primary burial. Some burials were placed in wall niches 
on each side of the tomb; others rested within the grave 
fill, which was composed of layers of stamped earth. 

This tomb is most renowned for the wealth of the 
mortuary offerings for the dead person. Among them are 
468 bronzes, including the most significant group of ritual 
wine and food vessels known from Shang contexts. Some 
of these were inscribed with the name of Fu Hao, thereby 
for the only time in the history of Shang studies illumi- 
nating the burial of a person specifically named in the 
oracle bones. The grave also contained about 7,000 cowry 
shells, 755 items of jade, hundreds of bone ornaments, 
and three rare ivory cups decorated with TURQUOISE inlay. 
The two largest bronze vessels weighed 120 kilograms 
(264 lbs.) each. Several other cemeteries at Anyang con- 
tained the graves of the population at large. These seem 
to have been structured along lineage lines, as the senior 
members had the largest and best furnished chambers. 

Workshops 

As at Zhengzhou, greater Anyang incorporated a series of 
specialist workshops. One of these at Miaopu, dedicated 
to the casting of ritual bronze vessels, covered one hectare 
(2.5 acres). Another bronze workshop specialized in cast- 
ing tools and weapons. Bronze weapons were clearly a 
vital element in the maintenance of the Shang dynasty. 
They include dagger axes, spearheads, and arrowheads. 



Shields were strengthened with bronze, and this metal was 
used in the components for chariots. There were also 
ceramic centers, bone workshops, and an area dedicated 
to making stone artifacts. One pit, for example, contained 
as many as 1,000 sickles, some of which were incomplete. 
Bone workshops produced a wide variety of items, includ- 
ing hairpins, awls, and arrowheads. 

PROVINCIAL CITIES 

The oracle bones often mention centers beyond the capi- 
tal but under Shang control, and one example of such a 
site at Panlongcheng, in the middle Chang (Yangtze) Val- 
ley, has been examined. It had been occupied between 
about 1500 and 1200 B.C.E. As was Zhengzhou to the 
north, it was surrounded by stamped-earth walls, and 
much evidence of industrial activity was located beyond 
this central area. It is, however, much smaller, the walls 
enclosing an area of only 7.5 hectares (18.75 acres). The 
local ruler lived in a palace raised on a stamped-earth 
platform in the city, but again the extramural area 
included a bronze-casting area, complete with the 
remains of copper slag and broken crucible fragments. 
Many of the bronzes were placed in the cemetery that 
was evidently restricted to the elite members of the com- 
munity; one such grave contained 63 bronzes, including 
ritual vessels, weapons, tools, many items of jade, and the 
skeletons of three sacrificial victims. There are two other 
cemeteries at this site, one containing moderately 
wealthy individuals, and the other poor graves with only 
a pottery vessel as a mortuary offering. 

TAIXICUN is a second major provincial Shang site, 
located in Hebei province. It covered at least 10 
hectares (25 acres), within which excavations have 
revealed houses of between one and three rooms con- 
structed of stamped earth and unfired clay BRICK, in 
addition to the foundations of a much larger house. 
Sacrificial remains of humans and animals associated 
with the large residence suggest that it was occupied by 
an elite member of the community. The cemetery con- 
tains a small number of well-endowed, graves including 
fine bronze vessels, weapons, jades, gold ornaments, 
and oracle bones. One burial incorporated a ledge to 
retain sacrificed bodies. Other graves, however, were 
markedly poorer and contained only ceramic vessels 
and the occasional bronze. Pottery shards include 
scratched written graphs, and a particularly interesting 
find, an ax, was made from meteoric rather than 
smelted iron. Far to the north, a grave has been found 
at Pinggu in Beijing, where a second meteoric iron ax 
has been found together with Shang ritual bronze ves- 
sels. It is intriguing to note the presence of gold orna- 
ments more typical of the LOWER XIAJIADIAN CULTURE 
than that of metropolitan Shang. 

SUEUTUN is a further important site dated to the 
period of the Shang dynasty. It is located to the east of 
Anyang, in Shandong province. Four elite graves were 



Shang Yang 307 



excavated, and the wealth of mortuary offerings indicates 
the presence of a royal center. One of the four graves fol- 
io-wed the layout -well kno-wn at the Shang capital, having 
a central rectangular tomb chamber linked -with a large 
main entrance ramp and three entrance passageways. The 
junction of the ramp and the tomb chamber was choked 
■with the remains of human sacrificial victims, among 
■which 47 individuals ■were counted. There were also five 
dog skeletons. More than 4,000 co^wry shells were recov- 
ered, symbolizing wealth and fertility. The grave pit was 
surrounded by a podium in ■which three ancillary burials 
■were placed. The northern ■wall of the podium contained 
t^wo further pits for large ceremonial bronze axes. This 
grave in all probability was that of a regional king of the 
state of Bogu, which is mentioned in the oracle bones as a 
Shang ally. 

RAW MATERIALS 

The wide reach of the Shang kings involved not only 
dependent settlements, but also the control of sources of 
vital raw materials. Oracle-bone texts make it clear that 
the success of the millet and rice harvests was of 
paramount importance in providing the surpluses neces- 
sary to sustain the court, and the symbols used in the 
■writing system include hoes, spades, and probably a plow. 
The king owned agricultural estates and sent royal labor 
gangs to open new land in his name. Officials were given 
instructions to develop ne^w estates. The Shang land- 
scape, however, appears to have been dotted with villages 
associated with millet fields. Cultivation of this crop was 
probably afflicted by natural pests and inclement weather 
conditions, if the oracle divinations are any guide. 
Domestic stock was also important, and the bone work- 
shops of Anyang processed the remains of cattle, sheep, 
pigs, dogs, and horses. Some of the cattle shoulder blades 
and ribs were further used in divination. One oracle text 
described the provision of 50 pairs of ox scapulae for this 
purpose. 

Supplies of copper and tin were of major strategic 
importance for providing the ritual vessels that were used 
in feasts to propitiate ancestors, as ■well as casting 
■weapons and tools. Jade ■was an essential raw material for 
satisfying the elite; hundreds of jades were found in the 
tomb of Fu Hao. The nearest known source to Anyang 
■was nearly 400 kilometers away. Cowry shells were a cur- 
rency unit, and some of these had to be from ■warm tropi- 
cal seas thousands of kilometers to the south. Turtle 
shells for use in divinations also had to be transported 
from the Chang Valley or farther south still. Hence the 
control of sources or, failing that, the trade routes ■was 
necessary to maintain these important links in the trade 
network. 

DEITIES 

In the royal capital, much energy was expended in the 
■worship of a range of deities. Temples formed a major 



portion of the central precinct of Anyang. The gods fall 
into a number of categories beginning with DI, the high 
god, and those associated with natural forces, such as the 
sun, rain, thunder, and wind. Oracle-bone texts confirm 
di's control over nature. Thus, in one example, it ■was 
divined "di, in the fourth Moon, ■will order rain." He 
might also influence military matters by ordering war on 
an enemy state. Ultimately, the Zhou described how it 
■was the di ■who enjoined them to attack and destroy the 
Shang themselves. 

Ho^wever, at Anyang after the reign of Wu Ding, di 
■was less frequently cited as responsible for controlling 
the elements, while the ancestors increasingly assumed 
this role. The ancestors ■were a major group of divinities. 
Preference was given to the principal former kings in 
direct line of descent and their consorts who were moth- 
ers of a king. Their individual spirit tablets were located 
in temples where the ritual obligations were fulfilled. 
Wine was consumed, meat cooked, and humans and ani- 
mals sacrificed. These ■were undertaken to seek the 
ancestors' benign influence in the provision of, for exam- 
ple, rain, success in ■war, safe deliverance of sons, and 
good harvests. These rituals were attended by senior 
members of the royal clan and were accompanied by 
feasting. A graph describes a ritual shows t^wo men fac- 
ing a large vessel. Again, the casting of huge wine and 
food containers of bronze ■was a key element in the 
Shang bronze repertoire. 

The Shiji contains a graphic account of the end of the 
Shang dynasty. The last king was dissolute and licentious. 
He tortured his enemies, and leading ministers defected. 
King Wu of Zhou marshaled his forces to attack Shang 
and defeated them at the BATTLE OF MUYE in about 1045 
C.E. The defeated king "put on his jade suit and jumped 
into a fire." A thousand years later, we learn that jade 
suits ■were worn by dead members of the royal family to 
ensure immortality. However, the last Shang ruler ■was 
decapitated by the Zhou king, who was then accorded the 
MANDATE OF HEAVEN. 

Further reading: Chang, K.-C. The Shang Civiliza- 
tion. New Haven, Conn.: Yale University Press, 1980; 
Keightley, D. N. Sources of Shang History: The Oracle 
Bones of Bronze Age China. Berkeley: University of Cali- 
fornia Press, 1978; Loe^we, M., and E. L. Shaugnessy, eds. 
The Cambridge History of Ancient China. Cambridge: 
Cambridge University Press, 1999. 

Shang Yang (fourth century B.C.E.) Shang Yang was one 
of the foremost statesmen of the ■WARRING STATES Period 
(475-221 B.C.E.) in China. 

SIMA QIAN in his great history of China, the SHIJI, devoted 
a biographical chapter to him but clearly had no sympa- 
thy for his policies and reviled his achievements. Shang 
Yang adopted a ruthless and totalitarian approach both to 
local administration and to ■war, ■when he took the field. 
Shang Yang was born in the small state of WEI and rose to 



3o8 Shang Yang 



prominence in the royal household. When the leading 
minister fell ill, this minister advised the king to appoint 
Shang Yang his successor. The minister had recognized 
the qualities of Shang Yang, because he warned the king 
that if he did not appoint Shang Yang, he should have 
him killed to prevent him from crossing the border and 
serving another state. The advice went unheeded on both 
counts, and soon thereafter Shang Yang heard that the 
duke Xiao of QIN (r. 361-338 B.C.E.) was actively seeking 
men of talent to join his administration. He was pre- 
sented to the duke on three occasions, but without being 
offered an appointment. On the fourth interview, the 
duke was taken by Shang Yang's advice on strengthening 
his administration and securing fame in his own lifetime. 
Shang Yang was appointed and set in train a series of 
reforms that were to change the very nature of the state 
and equip Qin with the social and physical means of 
dominating its rivals. 

LEGAL REFORMS 

The Shiji describes how Shang Yang first turned his atten- 
tion to the legal system. To control the rural population, 
he created laws providing for the division of the popula- 
tion into groups of five to 10 households. Every member 
was required to watch and report on others. Punishment 
for those who failed to report a criminal was draconian: 
to be cut in half at the waist. But there were rewards for 
those who reported criminal activity. This marshaling of 
the populace was a prelude to a system of taxation that 
fostered production: If two adult men lived in the same 
household, their military tax would be doubled. This 
measure was designed to ensure that all men were 
encouraged to undertake agricultural production. Like- 
wise, the families who worked hard to grow large quanti- 
ties of grain or produce silk and cloth were exempt from 
the need to work for the state. The indolent would be 
conscripted as slaves and forced to work. At first, the 
laws were highly criticized, but in due course the absence 
of banditry and the clear path to rewards and honor for 
those who worked or achieved in battle led to widespread 
approval. Such rewards were carefully graded for those 
who fought in the Qin army. Promotion turned on battle- 
field success, measured in the number of enemy heads 
severed. The higher the rank, the greater the rewards, 
including land grants and property. 

ADMINISTRATION 

Shang Yang had the land of Qin divided by pathways into 
uniform blocks that could be cultivated by a single 
household and then imposed an extra poll tax on the 
families with more than one adult man living together. 
This encouraged the splitting of households and the 
departing male's to move to a new block of land to farm. 
Detailed population registers were maintained, and the 
establishment of a territorial subdivision known as a xian 
was instituted. It was the duty of the xian administrator 



to maintain the register and collect the poll or head tax. 
There were 41 such xian in the state of Qin, and each 
formed the basis for recruiting men for the army, all being 
registered from the age of 15. At the same time, Shang 
Yang discouraged merchants by sending them on 
extended garrison duties, forbidding them to wear silk 
clothes, and saddling them with higher taxes. A system of 
graded titles, which had benefits for those who showed 
valor and success in battle, was instituted. They were 
given land and the use of slave labor, often involving pris- 
oners of war. The height of a person's burial mound and 
the number of trees planted on it were determined by 
rank. 

MILITARY ACTION 

Shang Yang was not only a political but also a military 
leader. He led victorious Qin forces against Wei at the 
Battle of Maling in 341 B.C.E. The following year, he 
showed a distinct Machiavellian touch when he per- 
suaded the duke Xiao that the state of Wei should be the 
prime target for a military campaign because of its prox- 
imity and potential danger. The duke agreed and sent 
Shang Yang with an army to attack Wei. Shang Yang per- 
suaded Ang, the Wei commander, to parley a truce. Hav- 
ing agreed to a covenant of peace, he then had his guards 
capture Ang and launched a successful onslaught against 
the Wei army. This led to their retreat, the abandonment 
of Anyi, and the ceding of land. 

CAPITAL CITY 

The establishment of a totalitarian state under the guid- 
ing hand of Shang Yang is also seen in the move to a new 
capital at Xianyang. This strategic location along the 
bank of the Wei River provided an opportunity for an 
entirely new approach to the tradition of first building an 
ancestral temple. He set in train the construction instead 
of the Jique Palace. This building program began with 
two ceremonial halls that were described by Sima Qian as 
Jique, or the gate towers on which official notices were 
posted. The palace itself was raised on three levels sup- 
ported by an earth core, its size and height clearly pro- 
jecting the power of the ruler. Its halls were decorated 
with painted scenes including four-horse chariots and 
elegant WOMEN. 

SHANG YANG'S END 

In 338 B.C.E., Duke Xiao died, to be succeeded by King 
Hui Wen. Shang Yang's fall from grace and death were 
graphically described by Sima Qian. First, he was accused 
of fomenting a rebellion, and hearing that troops had 
been dispatched to arrest him, he fled and sought shelter 
in an inn. There the inn owner reminded him that it was 
necessary for him to register his name under the laws of 
Shang Yang himself. He then went to the state of Wei, 
where the local administration, recalling his treachery, 
returned him to Qin. He then made his way to his own 



Shan-shan 309 



manor and there met his end when Qin troops arrived. 
King Hui ordered that he be torn to pieces by chariots 
and his entire household exterminated. His influence, 
memory, and -writings, ho-wever, lived on. He was often 
quoted by Han historians, and his legal reforms laid the 
foundations for the rise to power of Qin and the estab- 
lishment of a single Chinese state under the first 
emperor. 

Shan-shan Shan-shan is the name of a state that was 
founded in the first century B.C.E. in the southern and 
eastern margins of the TARIM BASIN in western China. At 
its greatest extent, it encompassed the city of NIYA far to 
the west and progressing eastward the areas and cities of 
ENDERE, QIEMO (Cherchen), CHARKLIK, MIRAN, and LOU- 
LAN. The last site lies at the junction of the Kuruk Dar'ya 
and Lop-nor Lake, a highly strategic location on the SILK 
ROAD where the traveler could take either the northern or 
the southern route around the Taklamakan Desert. The 
latter would in theory involve the transit of the state of 
Shan-shan. This region was unsettled and continuously 
subject to warlike incursions of the XIONGNU. 

The history of the Shan-shan kingdom was closely 
tied with that of China. During periods of central power 
in China, Shan-shan remained a client state, but when 
China was weak, as it was during the late second and 
early third centuries C.E., Shan-shan would have been vir- 
tually free of foreign domination. The documents recov- 
ered from Shan-shan sites, particularly those from Niya, 
provide much information on this state between about 
230 and 335 C.E. The wealth of Shan-shan and its politi- 
cal vicissitudes were intimately related to the traffic of 
goods along the Silk Road. In Shan-shan the establish- 
ment of BUDDHISM can be appreciated through the many 
religious foundations that have been identified and inves- 
tigated. The site of Miran is best known for the wall 
paintings collected and recorded by SIR AUREL STEIN. 
These include scenes of the Buddha and JAKATA TALES, 
sometimes with Western-looking figures. There can be no 
doubt that the third century was a period of strong West- 
ern influence in the kingdom of Shan-shan. 

ORIGIN OF NAME 

The name Shan-shan originated in 77 B.C.E. after conflict 
between the Han Chinese, who kept a close watch on this 
area, and the Xiongnu. Both the SHIJI (Records of the 
Grand Historian) and the Han Shu (History of the Former 
Han) describe how the Han official Zhang Qian visited 
this area and took home accounts of the walled cities 
there. He described the state of Lou-Ian as having 1,570 
households with 14,100 people, located 1,600 li from the 
Jade Gate, the official western border of the Han empire 
at that juncture. It was a region, he said, of sandy and 
salty soil and few agricultural fields but lay on the Han 
communication route westward along the vital Silk Road. 
In 77 B.C.E. a Han envoy visited the court of the king. 



who had been installed as a puppet ruler by the Xiongnu. 
The Hanshu describes how everyone enjoyed a drunken 
dinner party and then the Chinese cut off the king's head 
and mounted it on the northern gate of the city. 

The rebels replaced him with a nominee of their 
own, one Weitu Qi. This member of the local princely 
line had been living as a hostage in China, and he was 
given an official SEAL of office. However, the sons of his 
murdered predecessor were still at large, and the new 
king felt decidedly vulnerable to assassination. He there- 
fore asked for and secured the establishment of a Han 
military garrison to protect him — thus developed a close 
paternal relationship between the Han and their client 
ruler, whose kingdom was now renamed Shan-shan. The 
location of the capital of Lou-Ian before the name was 
changed is controversial. If the documentary records are 
accurate in detail, however, the site known as Lou-Ian E 
is the most likely candidate, for it is the only one known 
with a northern gate. Air photographs reveal to this day 
the rectangular outline of a walled city in the sandy 
wastes, a city with no evidence for BUDDHISM and there- 
fore of the appropriate time span. Nor is the capital of 
Shan-shan known; some think that it was Miran, but 
Stein preferred Charklik. 

WRITTEN EVIDENCE 

It is recorded that in 222 the ruler of Shan-shan sent trib- 
ute to the Chinese court, and during the reign of the 
Western JIN emperor WUDI (265-289 C.E.), a period of 
relative stability in China, the western routes were 
cleared. A remarkable collection of surviving documents 
on wooden slips, cloth, and paper provides insight into 
the state of the kingdom during the later third century. 
Most come from Lou-Ian, others from NIYA. The vast 
majority date to the Western Jin dynasty, with a concen- 
tration in the years 266—270 C.E. The documents were 
issued by local officials. We learn of the presence of Chi- 
nese military commanders and those who supervised 
agriculture. The son of the king was sent as a hostage to 
the Western Jin court in 283 C.E. While most of the Lou- 
Ian documents were written in Chinese, most of those 
from farther west at Niya and Endere appear in the 
KHAROSHTHI script. Kharoshthi documents on silk have 
also been found at Miran. 

The documents were written in Niya or Kroran 
PRAKRIT, using the Kharoshthi script. It is possible that 
this resulted from influence by the KUSHANS, a notion 
supported by the long and elaborate titles used by the 
kings of Shan-shan in their documents. These include 
royal orders, messages, and issues of Buddhist adminis- 
tration. Since they include place names, it is possible to 
trace references to specific locations and learn the origi- 
nal names of certain centers: Kroran refers to Lou-Ian, 
and Calmadana is now called Qiemo (Cherchen). Endere 
was then known as Saca, and Niya was Cadota. HOTAN's 
former name, Khotamna, is little changed. Some of the 



3IO Shan-shan 



wooden documents have survived complete with their 
original sealings, and the corpus as a whole has made it 
possible to reconstruct with some degree of accuracy the 
names of the kings of Shan-shan and their approximate 
reign dates. 

The sequence began with Tomgraka, foUo-wed by 
Tajaka, Pepiya, Amgvaka, Mahiri, Vasmana, and finally 
Sulica. The last name was recovered only in 1981, when a 
document for divorce bearing his name -was found at 
Niya. Amgvaka probably reigned between 255/8 and 
293/6 C.E., Mahiri from 292/5 to 320/3 C.E., and Vasmana 
from 321/324, but the duration of the latter's rule is not 
known. Their royal titles began as maharaja (great king), 
but this -was to change to maharaya. During the reign of 
Amgvaka, his documents were also sealed with the title 
"The Chinese high commissioner for Shan-shan," which 
might well indicate a degree of Chinese influence in 
administration. The kingdom was a major center for Bud- 
dhism, and during his journey west in 399 C.E. the Chi- 
nese monk FAXIAN noted that the then ruler was a 
Buddhist, and the state included several thousand monks. 
In 442-445, Shan-shan was attacked by Chinese armies, 
and it succumbed to the northern Wei in 445. This was 
not the final foreign domination of Shan-shan. In due 
course, the HEPHTHALITE HUNS and in the sixth century 
the Turks controlled this region. Then the Chinese under 
the Tang returned in the mid-seventh century and per- 
mitted the local rulers a considerable degree of autonomy 
until 751 C.E., -when the Tang were defeated by the Arabs. 

Administration 

The Kharoshthi documents are a key source for under- 
standing the administration of this state in the third and 
fourth centuries C.E. The state was divided into districts 
known as rajas, each under the control of a rajadaraja, or 
royally appointed governor. One surviving text describes 
ho-w the rajadaraja was required to detain the family of 
the leader of an embassy to Hotan until his return to 
Shan-shan. These provinces were further divided into a 
region known as a nagara or avana. Then there -was a fur- 
ther division into satas, supposedly comprising about 100 
households. The king was assisted in his rule by a num- 
ber of court officials. There was an ogu, who seems to 
have been a highly ranked administrator. The legal sys- 
tem was under the control of the kitsaitsa and the gusura. 
Local affairs were run by a lesser official known as a 
cojbho. Taxation was paid at least in part in kind and was 
overseen by the sothamga. The assessment was based on 
the production of each sata and was assessed by 
sothamgas. The texts mention taxation levied on the pro- 
duction of butter, wine, sheep, carpets, cereal crops, and 
camels, a list that -well describes the agricultural wealth of 
the oases and the industries that flourished. To maintain 
the records, there were scribes (divira), and messengers 
(lekhaharaga) and dutiyae. The title of cojbho and their 
duties are often found in the surviving documents. They 



helped to administer land ownership disputes, for exam- 
ple, and to fulfill royal decrees. 

Much land was o-wned by the king, and high mem- 
bers of the nobility owned estates. It was possible for 
people to o-wn and dispose of or buy land. The many 
Buddhist monasteries had their own landholdings. Some 
documents set out contracts for the purchase of slaves, 
people who might -well have been taken in the many con- 
flicts. Other texts record marriage and divorce. Although 
many of these documents have been described as admin- 
istrative ephemera, they provide a virtually unparalleled 
glimpse of the inner workings of a state. 

The wealth of detail contained in the Kharoshthi doc- 
uments provides a remarkably rich picture of the adminis- 
tration of the state. On one occasion, the king ordered the 
dispatch of 10 camels to Calmadana, even mentioning the 
name of the camel driver, Lyipeya. Another text describes 
how the king bought a woman for 41 rolls of silk. The 
purpose of the sealed wedge-tablet was to order an official 
to inquire -whether she was genuinely purchased. If this 
inquiry did not produce a clear conclusion, the matter 
was to be referred to the royal court. 

EVIDENCE OF TRADE 

Many examples of Chinese silks have been recovered 
from the graves in the kingdom, while the Chinese 
received jade from the Hotan source, Persian TURQUOISE, 
as well as Western LAPIS LAZULI, coral, pearls, glassware, 
and artifacts in gold and silver. Buddhist monks moved 
between the oases, and it -was by this means that Bud- 
dhism penetrated beyond the TARIM BASIN and into China. 
Its spread east can be dated to at least the second century 
C.E., when Hotan was renowned as an early and vigorous 
center of Buddhism. 

EVIDENCE OF BUDDHISM 

The Buddhist establishments are found at the cities in the 
area of Lou-Ian, Niya, Qiemo, Endere, and, particularly, 
Miran. The main center, which seems to have controlled 
other monasteries, -was located at Lou-Ian A. This site 
was discovered in 1901 by Sven Hedin. His recovery of a 
document in Kharoshthi sparked much interest, and this 
walled city -was examined by Sir Aurel Stein five years 
later. The walls form a near square, each side measuring 
about 300 meters (990 ft.). Stein mapped a series of 
buildings within, which included a large stupa in the 
northeastern part of the site occupying a dominant ele- 
vated position. This monument was raised on a series of 
three square platforms of diminishing size, capped by the 
mound of the stupa proper. Even today, it rises to a 
height of 10 meters (33 ft.). Svedin also recovered a 
remarkable panel of wood, a meter long, -which may have 
been a structural lintel. Only under the dry conditions of 
the Tarim could wood survive in such good condition; it 
was carved into the form of four successive niches, each 
containing an image of the Buddha. 



Shiji 311 



The site of Miran -was discovered fortuitously by 
Stein in 1906. It lies southwest of Lou-Ian and northeast 
of Charklik amid an arid and desolate part of the Tarim 
Basin. Stein returned the following year to excavate and 
map the site, -which lies between two dried-out river 
beds. He found traces of old canals and Buddhist monu- 
ments in sun-dried brick in a northern and a southern 
group. Most of these sites -were small stupa shrines, but 
there were also walls of -what was probably a monastery. 
The stupa forms in themselves are important in sho-wing 
clear influence from the West. 

Paintings of Miran 

Stein had great difficulty at the time photographing the 
extraordinary paintings of Miran and removed some that 
are now to be found in the National Museum of India. 
When he returned to Miran in 1921 to photograph them 
again, they had been destroyed. The style of the paintings 
indicates a date in the third century C.E., the heyday of 
the Shan-shan kingdom. The paintings on the plastered 
■walls of the shrines depict a wide range of scenes. Per- 
haps the most interesting from a social point of vie-w is a 
prince leaving his palace on horseback as his -wife and 
t-wo children look down from a window. He is -wearing a 
diadem, and the wall behind him is richly decorated. This 
has been identified as a scene from a Buddhist jataka 
story. A second example from Miran Structure V sho-ws a 
young man of distinctly Western appearance, with a sec- 
ond person -wearing a tall Phrygian-style peaked cap. 

Semicircular panels contain images of clean-shaven 
men with short hair and -wearing simple round-necked 
tunics. They sprout wings from their shoulders. Above, a 
young man is seen fighting a -winged griffin. There is a 
painting from Structure III of a decidedly Western- 
looking Buddha followed by a group of six disciples. The 
Buddha has short hair and a mustache. The same struc- 
ture was also decorated with a painting of two seated 
male figures who again suggest a court scene: One is 
splendidly dressed in a flowing robe, and another -wears 
an elaborate hat identical to that seen on the prince leav- 
ing his palace. The name of at least one of the artists is 
given in an inscription in Kharoshthi script that reads, 
"This fresco is the -work of Tita, who has received 3000 
bhamakas for it." The name Tita, as Stein noted, matches 
Titus, which -was popular in the Eastern Roman Empire. 
A second inscription describes one of the people in the 
jataka illustration as Isidata, the son of Bujhami. 

Marylin Rhie has summarized the style and relations 
of these paintings both East and West. She finds parallels 
as far afield as a portrait of the Roman emperor Septimius 
Severus from Egypt and the art of Palmyra, Airtam, and 
TOPRAK KALA. Details of the armor on some paintings are 
closely matched in Gandharan images. 

Sculptures 

The monastery at Miran examined by Stein, known as 
Structure II, incorporated a ro-w of huge seated Buddha 



statues, each measuring about t-wo meters (6.6 ft.) across 
the knees. They were not complete, but some Buddha 
heads are of the same style and could have been from this 
row. Stylistically, the statues are later than the paintings 
and confirm that Buddhism flourished in Shan-shan into 
the fifth century C.E. as mentioned in historic records of 
visits by the monks Eaxian and Dharmaksema. 

Shaogao The Shaogao, "Shao announcement," is a sur- 
viving document that describes the foundation of a ne-w 
city after the Chinese Zhou dynasty replaced the last king 
of the SHANG STATE after the BATTLE OE MUYE in 1045 
B.C.E. It is an important source for the notion of the MAN- 
DATE OE HEAVEN as the legitimizing force underlying Chi- 
nese dynastic rule. In it, the duke Zhou, uncle of the 
young king, Cheng, describes the foundation of a ne-w 
capital. It was first necessary to consult the oracles and 
make sacrifices. The duke then expounded on the need 
for the king to be virtuous and prudent in his rule, 
al-ways ensuring prosperity and harmony with his sub- 
jects. He described ho-w the Xia and Shang rulers had at 
first adhered to such moral precepts, but -when later kings 
failed to observe proper decorum and became corrupt 
and depraved, the mandate was withdrawn. 
See also XIA DYNASTY. 

Shichishito The Shichishito is an iron sword with gold 
inlay that bears an INSCRIPTION. It has been stored for 
centuries in the Isonokami shrine, located in the Nara 
Basin of -western Honshu Island, Japan. The inscription 
states that it was forged in 369 .C.E. in the Korean king- 
dom of PAEKCHE and presented to the king of the YAMATO 
kingdom. The sword is 75 centimeters (2.5 ft.) long. A 
passage in the NIHONGI historical text of the early eighth 
century C.E. described the presentation of such a sword 
to the Yamato king and the prediction by the Koreans 
that good relations between the t-wo kingdoms would 
ensue. 

Shiji The Shiji (Records of the Grand Historian) was the 
outstanding history of the Chinese people -written by 
SIMA QIAN (c. 145-90 B.C.E.) and completed in about 100 
B.C.E. Sima Qian was a scholar member of the court of the 
Han emperor WUDI. He succeeded his father, SIMA TAN, to 
the post of grand historian in 108 B.C.E. and, obeying his 
father's dying -wish, continued to write the history. The 
-work might never have been completed. Sima Qian 
offended the emperor by supporting a disgraced general 
and was condemned to suffer castration. As a matter of 
honor, the punishment required suicide. Sima Qian, how- 
ever, determined to suffer the disgrace to complete his 
-work. In his own words: "I submitted to the extreme 
penalty without rancor. When I have truly finished the 
-work, I will deposit it in the Eamous Mountain archives. 
If it may be handed down to men who -will appreciate it. 



312 Shijia 



and penetrate to the villages and great cities, then though 
I shall suffer a thousand mutilations, what regret -would I 
have?" Sima Qian's predictions have been amply borne 
out by history, for the Shiji not only is a unique source of 
historic information on Chinese history, but it also pro- 
vided a precedent for all subsequent dynastic histories for 
two millennia. Moreover, it called on written sources that 
have subsequently been lost. 

The volumes set out to describe the history of China 
from the earliest times down to the first reigns of the HAN 
DYNASTY (206 B.C.E.-220 C.E.). This was not an easy task, 
given the plethora of states that came and went, particu- 
larly during the Zhou dynasty, and the disparate and 
often conflicting sources. However, Sima Qian triumphed 
through a dedicated resolve to weave a consistent historic 
pattern. His description of the WARRING STATES PERIOD 
(475-221 B.C.E.) and the rise of the autocratic QIN 
dynasty remains a remarkable fount of information, while 
his text also incorporates biographies of many of the key 
historic figures over many centuries of Chinese history. 

Under the Qin and Han dynasties, China embarked 
on an extraordinary imperial expansion that saw much 
land and many peoples incorporated into the empire. To 
the south Lingnan and northern Vietnam -were con- 
quered, and to the northeast the Han occupied Korea. 
These new lands were divided into provinces, or com- 
manderies. Sima Qian took a considerable interest in the 
conquered peoples and incorporated descriptive chapters 
in his history. 

Sima Qian provided his own comments on the virtues 
and vices of previous rulers, reserving particular venom for 
the first emperor, QIN SHIHUANGDI, whose military genius in 
concluding the Warring States period in favor of the state of 
Qin -was not matched by the subsequent administrative and 
legal reforms that cemented repressive autocratic measures. 
In this context, it is paradoxical that he should suffer such 
indignity at the hands of a ruler -who reintroduced Confu- 
cian ideals to the government of the Han empire. 

See also CONFUCIUS. 

Further reading: Nienhauser, W. H., ed. The Grand 
Scribe's Records. Vol. 1, The Basic Annals of Pre-Han China, 
by Ssu-ma Ch'ien. Bloomington and Indianapolis: Indi- 
ana University Press, 1994. 

Shijia Shijia is a city site on the right bank of the Huang 
(Yello-w) River in Shandong province, central China. It was 
first occupied during the period of the late LONGSHAN CUL- 
TURE (2500-1800 B.C.E.), when a wall and moat enclosed 
an area of a little less than five hectares (12.5 acres). Dur- 
ing the ensuing XIA DYNASTY (2100-1766 B.C.E.), the 
inhabitants used ORACLE BONES; the middle Shang period 
there witnessed early INSCRIPTIONS on cast bronzes. 

Shijiahe Shijiahe is a very large urban site located on 
the left bank of the Han River above its confluence with 



the Chang (Yangtze). It belongs to the central Chinese 
Qujialing (3300-2500 B.C.E.) and Shijiahe cultures 
(2500-2000 B.C.E.). This makes the site approximately 
the contemporary of similar early urban sites of the 
LONGSHAN CULTURE in the central plains and Shandong. 
The stamped-earth defensive walls form a square, in 
which lie residences, burials, and a jade workshop. A 
piece of bronze has also been found. For decades, the 
central plains to the north have been given precedence in 
terms of state formation in China. Shijiahe is one of sev- 
eral sites in the middle Chang Valley that reveal that simi- 
lar trends to complexity also occurred in central China. 

Shilla The state of Shilla was one of the THREE KING- 
DOMS of Korea and -was located in the southeastern part 
of the peninsula. It overcame its rivals KAYA, KOGURYO, 
and PAEKCHE during the sixth and seventh centuries, to 
rule Korea unchallenged. The unification of Korea was 
associated with deep-seated changes in government, cen- 
tered on the growing authority of the king. The high aris- 
tocracy were given villages as re-wards for meritorious 
service, and they were able to accumulate very great 
wealth as a result. The contents of the royal graves of 
Shilla reveal a rich and opulent society in -which gold 
ornaments played a prominent part. The unification of 
Korea under Shilla control in 668 C.E. is the period 
known as Great Shilla. This unified state endured until 
918, when the state of Koryo was founded. Great Shilla 
had its heyday in the eighth century and was in regular 
contact with the court of Tang China. Indeed, it is said 
that the capital, known as the city of gold, -was modeled 
on the Chinese city of CHANG'an and might have attained 
a population of more than a million people. BUDDHISM 
flourished under Great Shilla, and many temples with 
statues of the Buddha were spread across the landscape. 
The granite widely employed in sculpture encouraged the 
survival of complete works of art. 

Mythical and much later historic records ascribe the 
origins of Shilla to a confederation of clans who in 37 
B.C.E. resolved on an alliance against external dangers. 
Gradually this group developed into a po-werful state that 
had regular conflict along its borders -with Kogyuro to the 
north and Paekche to the west. In the early days, the king 
was entitled kosogan, or big man, but by the fourth cen- 
tury, vital in the full development of Korean states, he 
became the maripkan, or hereditary king. The rules of 
succession incorporated queens, and three are known to 
have succeeded. The early success of the Shilla state may 
well have been based on the rich iron ore deposits of 
Hwangsong-dong, which lie near the capital of Kyongju. 
Iron was among the most likely of Shilla exports to Japan. 

RANKS IN SHILLA 

The ranks of the Shilla state were determined by ancestry; 
hone was the term to denote status. Thus the supreme 
rank, songgol, or holy hone, designated the highest eche- 



Shilla 313 



Ion -with the right to rule. The chingol, or true bone, were 
ranked next before three further ranks and then the com- 
moners. This last group was largely engaged in rice agri- 
culture or worked in one of the 14 state departments 
specializing in the production of fine silk, leather goods, 
metal weapons and implements, woolen garments, tables, 
and -wooden containers. Much of this output was used for 
trade, particularly with China. Unlike Koguryo and 
Paekche, Shilla preferred to retain its own shamanistic 
religious practices against the spread of Buddhism, which 
did not take hold until the early fifth century C.E. 

TANG ALLIANCE 

The Shilla kingdom had its capital in the Kyongju basin 
at PANWOL-SONG. The surrounding hills were peppered 
■with hilltop defensive fortresses. The capital had scribes, 
for inscriptions in Chinese have been found, for example, 
at Naengsiri. These reveal the existence of seven grades of 
administrators and date to the early sixth century C.E. A 
second, from Bongpyong, relates how King Pobhung took 
a region into his kingdom in 524 C.E. King Chinhung (r. 
540-576 C.E.) set boundary markers inscribed in Chi- 
nese to demarcate his kingdom. These stretch from 
Maunnyong in the north to Pukhan Sansong in the west. 
Their need, however, was short lived. The two decades 
before 660 C.E. were politically tumultuous. In 642 C.E. 
King Uija (r. 641-660 C.E.) of Paekche attacked Shilla, 
capturing 40 strategic forts and forcing Shilla to withdraw 
from the frontier. King Muyong of Shilla immediately 
sought an alliance with Koguryo to repel this incursion, 
but the latter's demands for land were too high. Muyong 
therefore sought an alliance with the Tang emperor. 
When this was forthcoming, Paekche was subjected to a 
pincer attack: A Tang fleet landed in the west, while 
Shilla advanced and defeated the Paekche defensive 
forces at Yonsan. Both allies then advanced on the 
Paekche capital of Sabi, bringing this kingdom to its 
knees in 660 C.E. The allies then turned their attention to 
the kingdom of Koguryo. In 661 C.E. a Tang force was 
rebuffed at the mouth of the Taedong River. However, 
disaffection at the autocratic regime of King Yon Kaeso- 
mun and rivalry over the succession when he died weak- 
ened Koguryo resistance, and it succumbed to Shilla in 
668 C.E. This brought the Three Kingdoms and the old 
Shilla period to an end and heralded in its place the 
United Shilla state, with authority throughout Korea 
south of the line from the Taedong River to the Gulf of 
Wonsan. To the north of this line, a Koguryo general 
named Tao Cho-yong founded the new kingdom of 
Parhae, with its capital far to the north at Sanggyong. 

The Tang alliance was not, from the Chinese point of 
view, undertaken without an ulterior motive, and the true 
intentions soon became apparent. In the former kingdom 
of Paekche, the Chinese turned five old provinces into 
Chinese commanderies, or provinces, and appointed the 
son of the former Paekche king, Puyo Yung, to administer 



Ungjin commandery. For Shilla, the Chinese created the 
grand commandery of Kyerim under King Munmu. Far- 
ther north, they converted old Koguryo into nine com- 
manderies and appointed a supreme governor for the 
peninsula, under the title protector-general to pacify the 
east, to reside in Pyongyang. The king of Shilla, however, 
refused to accept this undisguised attempt by China to 
absorb the Korean Peninsula. In a series of battles, mainly 
in the valley of the Han River, he drove back the Tang. In 
671 C.E. Shilla captured the vital fortress of Sabi and 
thereby controlled all the former kingdom of Paekche. 
The protector-general and his office were moved back to 
Manchuria, and a unified Korea ejected the Chinese. This 
was a crucial period in the history of Korea, for had Shilla 
not triumphed, it is unlikely that the Chinese would ever 
have withdrawn. 

KINGS OF SHILLA 

The unification of Korea is best understood in the con- 
text of the rigid set of social ranks that prevailed. These 
distinguished among the royal line, aristocracy, and 
commoners. There were two royal lines, known as the 
holy hone and the true bone clans, whose members were 
accorded ranks 1-5. The aristocracy fell into ranks 
6—27, and the three grades of commoners had no rank 
at all. These distinctions are manifest in the reign of 
King Hungkok, whose edict recorded in the SAMGUK 
SAGI noted: "There are superior and inferior people, and 
humble persons, in regard to social status." Until the 
death of Queen Chindok (r. 647-654 C.E.), the 
sovereign was drawn from the holy bone clan. A civil 
war then saw the accession of King Muyol (r. 661-681 
C.E.), who had been responsible as Kim Ch'unch'u for 
inviting Tang China into Korean affairs. He was a mem- 
ber of the true hone clan, and he and his successors pur- 
sued a policy of strengthening kingly authority. King 
Sinmun (681-692 C.E.) had rivals and dissidents liqui- 
dated. He also faced the issue of ruling over conquered 
kingdoms of Paekche and Koguryo. Achieving this 
required that the former independent states were 
divided into provinces (chu). There were three each in 
Paekche, Kaya, and Koguryo. Each was further divided 
into prefectures (kun), which in turn were made up of a 
series of counties (hyon) and villages (ch'on). The 
administrators of the provinces were appointed from the 
capital at Kyongju, but the capital itself was now located 
far to the southeast of the new kingdom, and a move 
was considered but rejected. Rather, five new subcapi- 
tals were strategically placed, and members of the aris- 
tocracy were sent to live in them. They also housed the 
defeated rulers and their families. However, local 
administration below the province level incorporated 
regional magnates, whose loyalty was ensured through 
the sangsuri system, whereby they were periodically 
required to live in the capital as hostages to the local 
loyalty of their kinsmen. 



314 Shilla 



ADMINISTRATION AND ARMY 

The New History of the Chinese Tang Dynasty recorded, 
"Wealth flows constantly to the high officials, who pos- 
sess as many as 3,000 slaves, and many weapons, cattle, 
horses and pigs." Grain from ascribed villages was also 
provided to members of the administration. It seems that 
the specialists who made the armaments and other neces- 
sities were attached to the aristocratic households in the 
manner of slaves. The villages, whose production under- 
wrote the survival of the state, were subject to triennial 
census registers. A surviving document dating to 755 C.E. 
shows that the population was counted, together with the 
productive capacity of each village. The latter included 
the numbers of stock of various kinds, even the number 
of mulberry and nut trees, and the amount and quality of 
the land. Some of the villages were occupied by free fami- 
lies, but there were also many communities of conquered 
people or criminals, who were sent there as slaves to 
work the land for the state. However, the lives of the 
peasantry were at least spiritually alleviated by the rapid 
spread of a popular form of Buddhism, known as the 
Pure Land faith. Under its principal advocate, the monk 
Wonhyo, it asserted that everyone could expect rebirth 
into paradise. 

The army underwent a major restructuring under 
King Sinmun, who recognized the need to control new 
territory. Nine divisions were stationed in the capital, 
each distinguished by the color of the collar on the uni- 
form. Soldiers were drawn from all parts of the kingdom. 
The strategic province of Hanju was provided with two 
garrisons, while each of the remaining eight provinces 
was accorded one military garrison. The army was under 
the direct control of the king, a further index of the trend 
to centralization. 

To establish a philosophy of government, Sinmun 
turned to Chinese precedents, and in 682 C.E. he founded 
a national academy as a medium to teach Confucian 
ethics. The Saniguk Sagi recorded that the basic texts of 
instruction were the Spring and Autumn Annals, 
(CHUNQIU), the classic of Changes (Yijing), and the Classic 
of Documents (Shujing). The period of learning lasted for 
nine years. Students were strictly graded, and those who 
excelled were given preference for government positions. 
Those who failed to achieve were expelled. This was a 
prelude to the long and peaceful reign of his second son, 
Songdok (702-737 C.E.). The government was organized 
around the chipsahu, an executive council who pursued 
royal policy. Under the chungsi, the head of the council of 
state, there were six ministries that covered taxation, jus- 
tice, the legal code, war, defense, and intelligence. 

BURIALS 

The archaeological remains of Shilla before unification 
are dominated by burials. The earliest phases of state for- 
mation might well be represented at Choyangdong. Dat- 
ing to the first to second centuries C.E. the pit graves 



from this site have furnished Han-style bronze mirrors 
and exotic glass beads from as far afield as the Mediter- 
ranean world. The burials from Kujongdong also include 
pits containing wooden coffins. Grave goods included 
iron spears and bronze swords. The six principal phases 
of Shilla mortuary remains date from 300 to 550 C.E. 
They are dominated by the royal graves at Kyongju, 
where 155 mounds survive of a total that formerly 
included many more. The construction technique made it 
difficult to loot and plunder the contents of the tombs, 
and fortunately several have survived intact. These are 
usually named after a particularly notable item of grave 
furniture. 

The construction of the tombs began with a burial 
chamber constructed of wood. That uncovered at the 
TOMB OF THE HEAVENTY HORSE was 6.5 meters (21.5 ft.) 
long and 4.2 meters (13.9 ft.) wide. A lacquered wooden 
coffin was placed within, positioned so that the head 
pointed to the rising Sun. A wooden container was adja- 
cent to the coffin for the storage of mortuary offerings. 
This was then covered by a massive tumulus of thou- 
sands of heavy river boulders, with no reentry passage. At 
the Heavenly Horse tomb, this cairn rose to a height of 
7.5 meters (24.8 ft.), with a diameter of 47 meters (155 
ft.). In turn, the stone mound was covered in earth to a 
height of nearly 13 meters (43 ft.). The lack of any pas- 
sage or entrance into the tomb chamber made it very dif- 
ficult to loot, but the natural decay of the wooden 
structure meant that in due course the weight of stone 
boulders above crushed and destroyed it. 

Foremost in the royal tombs are the gold crowns, 
which took the form of treelike or antlerlike projections, 
possibly an echo of shamanistic beliefs. Jade and gold 
ornaments were attached to the trees, some in the form of 
leaves. Other gold attachments fell as tassels from the ring 
of the crown. The royal dead wore elaborate golden belts, 
the one from the Golden Crown tomb attaining a length 
of two meters. Again, they were embellished with gold 
dangling ornaments, including a model of a fish and a 
basket. The symbolism of these additions is not known. 
The Washing Vessel tomb, so-called on the basis of the 
bronze vessel found within, is dated by an inscription to 
415 C.E. The burial also yielded a lacquered wooden mask 
embellished with blue eyes and a gold background. Gold 
finger and toe rings, bracelets, and heavily ornamented 
earrings are also regularly encountered. The kings and 
queens wore bronze shoes with gold attachments on the 
soles, an impractical form of footwear possibly signifying 
that they were regularly carried aloft on ceremonial occa- 
sions. Male burials included much armor. There were iron 
swords, arrowheads, helmets, as well as accoutrements for 
horse riding, such as saddles, harness, and stirrups. Many 
pottery vessels were placed as mortuary offerings, and 
these are interesting largely for the decoration. There are 
incised figures of animals, such as deer, boats, and war- 
riors. Occasionally, human figurines are encountered. 



Shi Qiang 315 



OLD SHILLA ARCHITECTURE 

The architectural remains of Old Shilla, is the period 
before it controlled the -whole peninsula, are not great. 
Sites are dominated by fortresses, several of which were 
strategically placed around the capital of Kyongju. 
Panwol-Song is the most significant, because it housed 
the royal palace, as well as several other buildings whose 
stone foundations are still visible. A stone-walled fort also 
protected the important port of Pusan, where trade with 
Japan was undertaken and two warehouses were built. 
Buddhist temples were also constructed, one of which, 
built by Queen Sondok in 645 C.E., survives to this day. 
Investigations there have revealed the presence of Tang 
dynasty Chinese porcelain, confirming that trade contact 
with China was also pursued. The queen also had a nine- 
meter-high astronomical observatory built. 

There is a ninth-century record that detailed the 
presence of 178,936 households in 1,360 residential 
quarters. The fabulous wealth of the ruling aristocracy 
was reflected in the presence of 35 mansions, whose 
owners had one residence for each of the four seasons. 
Endless rows of houses with tiled roofs, each set around a 
private courtyard, were described. 

UNIFIED SHILLA REMAINS 

Excavations at Kyongju have provided a rare glimpse of 
palace life; the great ornamental lake, known as the 
Anapchi Pond, once part of the royal compound, was 
investigated in 1975. After dredging, the original stone 
banks revealed a lake that formerly covered 1.5 hectares 
(3.75 acres). The eastern and northern banks were 
indented and formed into a map that resembles Korea, 
Japan, and the island of Taiwan, while the southern and 
western banks were straight and flanked by interconnected 
pavilions. The mud at the lake bottom has provided a rich 
array of artifacts relating to palace life, including wooden 
tablets bearing written records of administrative details. 
These are dated between 751 and 774 C.E., but the roof 
tiles were all dated in the two-year span of 679—80 C.E. 
Evidently the pavilions had been given a new roof at that 
period, or these years may have seen the completion of the 
lake, because it has been ascribed to King Munmu, who 
reigned from 661 to 681 C.E. A wooden die was inscribed 
with brief recommendations, one of which exhorted young 
men not to abandon an ugly woman partner. Four boats 
were also recovered, a set of gilt bronze scissors, and sev- 
eral gilt bronze images of the Buddha and BODHISATTVAS. 

A fine example is from Mount P'algong, 60 kilome- 
ters northwest of Kyongju. The Buddha is seen in a cave, 
flanked by two bodhisattvas. Shilla craftspeople were also 
adept at casting bronze figures, as seen in the guardians, 
each standing about 22 centimeters (8.8 in.) in height, 
from the Kamun-sa temple and dating to the late seventh 
century C.E. Gold was also used as a medium for portray- 
ing the Buddha. Two fine examples are from the Hwang- 
bok-sa temple at Kyongju. 



The specific Shilla style of architecture and associ- 
ated sculpture developed by the eighth century; the most 
prominent example is the SOKKURAM cave temple at 
Mount Toham, near Kyongju. This famous site has three 
chambers constructed of granite blocks; the circular 
shrine room, with a diameter of eight meters (26.4 ft.), 
contains the finest Shilla Buddha sculpture, standing 3.3. 
meters (10.9 ft.) high. The Buddha sits serenely on a 
throne, accompanied by images of bodhisattvas and disci- 
ples located on the surrounding walls. The view of the 
Buddha from the antechamber was enhanced by the two 
large columns that supported the entrance arch at this 
point. One unusual aspect of later Shilla sculpture was 
the casting of images of the Buddha in iron, which was 
then gilt. Some Shilla specialists maintained this tradition 
after the rise of the Koryo state in 918 and the transfer of 
the center of power in Korea to Kaesong, north of Seoul. 

See also KUMSONG. 

Further reading: Barnes, G. State Formation in Korea. 
London: Curzon Press, 2001; Nelson, S. M. The Archaeol- 
ogy of Korea. Cambridge: Cambridge University Press, 
1993; Portal, J. Korea: Art and Archaeology. London: 
British Museum, 2000. 

Shimanosho Ishibutai Shimanosho Ishibutai is a 
large kofun, or burial mound, of the late YAMATO period, 
located in the southeast Nara Basin of western Honshu, 
Japan. It was built in the seventh century C.E., and there- 
fore was close in date to the first local Japanese historical 
texts. It might have been the burial mound of a leader 
who lived at Shimanosho and died in 626 C.E. Unfortu- 
nately, the burial was looted centuries ago, and little 
remained in the central burial chamber in terms of mor- 
tuary offerings aside from fragments of pottery. However, 
archaeological investigations have revealed the massive 
nature of the internal tomb structure, constructed of 
granite slabs from three kilometers away. The larger of 
the two roof slabs is estimated to weigh 77 tons, and the 
smaller 64 tons. This tomb chamber was reached by a 
long stone passageway and had been built on top of a 
square platform supported by stone walls. 

Shi Qiang (late 10th century B.C.E.) Shi Qiang may he 
regarded as the first recorded person to attempt to write a 
history of China. 

In 1975, a chance discovery in Fufeng county, Shaanxi 
province, led to the recovery of an intact hoard of 103 
bronzes that had been carefully secreted in a pit during 
the turbulent times that attended the end of WESTERN 
ZHOU DYNASTY (1045-771 B.C.E.) rule and the move east 
to LUOYANG. This hoard represents the bronze ritual ves- 
sels of a noble line of courtiers. The bronzes had been 
neatly stacked in three tiers, obviously with the intention 
of recovering them undamaged when calm returned, but 
this was not to be. The basal layer incorporated basins. 



3i6 Shitenno-ji 



wine flasks, and larger bells. Some of the smaller items 
had been carefully packed in larger ones. The middle and 
upper layers contained successively smaller items. Fortu- 
nately, many of the bronze vessels bore INSCRIPTIONS that 
reveal they belonged to successive generations of the Wei 
family including one of the first references to a state 
known as Chu. 

The text on the Shi Qiang pan described a line of Zhou 
kings and their military exploits. King Wu (c. 1049-1043 
B.C.E.) defeated and ruled over the people of Yin. King 
Cheng (r. 1042-1006 B.C.E.) defeated his enemies and 
strengthened the Zhou state. It is most fascinating to read 
that King Zhao (r 977-957 B.C.E.) tamed Chu and opened 
the route to the south. Having extolled the virtues of the 
line of Zhou rulers, the text then describes how his own 
ancestors served the central court, before praying that his 
descendants might use this vessel for 10,000 years. 

Shitenno-ji The Shitenno-ji in Osaka, Japan, was a 
Buddhist temple built by PRINCE SHOTOKU during the 
reign of Empress Suiko (r. 592-628 C.E.). It was thus one 
of the earliest Buddhist complexes in Japan and owes 
much to influence from the Korean state of PAEKCHE. The 
temple was built by following the standard unit of mea- 
surement used in the KOGURYO kingdom of Korea, the 
koma-jaku, approximately 35 centimeters (14 in.). There 
is a cloistered corridor built around a central pagoda. A 
kondo, or hall for images of the deities, was built in a cen- 
tral position in the court created by the cloisters. A lec- 
ture hall was built slightly later on the northern wall. 
Beyond this central area lie a bell tower and a hall to con- 
tain sacred manuscripts. The monks were housed in two 
dormitories on the northern edge of site. 

Shit-thaung The Shit-thaung Pagoda is located at 
MRAUK-U, in the Rakhine (formerly ARAKAn) region of 
western Myanmar (Burma). The massive monuments 
there were built by King Min Bin in 1531, but the most 
important single item housed there is the Shit-thaung pil- 
lar, an INSCRIPTION in SANSKRIT that was added to by 
kings of the Rakhine (Arakan) Candra dynasty from the 
sixth century C.E. According to tradition, the pillar was 
regarded as a legitimizing force and was moved between 
successive capitals before reaching Mrauk-U. The most 
important and informative section of the inscription, the 
work of King Anandacandra, dates to 729 C.E. It details 
the names of 22 kings dating from the fourth century. It 
also describes his religious foundations and endowments 
and donations to monasteries as far afield as Sri Lanka. 

Shizhaishan Shizhaishan is a late Iron Age royal ceme- 
tery located on a hill that dominates the southeastern 
margin of Lake Dian in Yunnan province, China. Excava- 
tions there in 1954-60 and again in 1998—99 uncovered 
graves of outstanding wealth, whose goods provide 



insight into life and society. The site dates between the 
second century B.C.E. and the first century C.E. Chinese 
dynastic records refer to the powerful chiefdoms of Ling- 
nan, the southern provinces of China, as the southern 
barbarians who were forcibly incorporated into the HAN 
DYNASTY during the last two centuries B.C.E. The DIAN 
CHIEEDOM grew in power and wealth in the face of this 
imperial expansion. According to Chinese historic 
sources, the people of Dian continued to resist Chinese 
rule well into the first century C.E. 

The most wealthy burials were rectangular graves up 
to five meters (16.5 ft.) long and two (6.6 ft.) wide, the 
depth varying between one and almost three meters. The 
corpse was placed in a large wooden coffin over a layer of 
ash to insulate it against damp. Surviving fragments of 
wood reveal that the coffin was covered with lacquered 
decoration. The coffins were large enough to contain a 
wide variety of grave goods. These included exotic beads 
of TURQUOISE, agate, and jade, as well as bronze and iron 
weaponry, armor, bronze figures, and, perhaps most 
notable of all, bronze receptacles filled with cowry shells. 
These, which often take the form of drums, were embel- 
lished with scenes incorporating small figures taking part 
in rituals and battles. The cowry shells, symbolizing 
wealth, were obtained by exchange from the Indian 
Ocean and indicate far-reaching trade relations. 

Burial 6 is particularly notable because it contained 
a golden SEAL inscribed, "the seal of the King of Dian," 
in Chinese characters. This is in all probability the seal 
given to the king of Dian by Han WUDI, the emperor, in 
109 B.C.E. Other grave goods include an iron sword 
with a bronze hilt and gold scabbard, a bronze mirror, a 
group of bronze drums and cowry containers, and a 
bronze tomb guardian holding a ceremonial staff. There 
were also a set of bronze bells, a cattle figurine, horse 
and chariot fittings, a wine container, and a jade arm 
ring. One of the most important aspects of this grave 
was the recovery of the component parts of a jade suit, 
made of slats of jade that would have been stitched 
together with thread of gold or silver. Such suits were 
by imperial decree worn only by the highest royal 
members of the Han dynasty. Complete examples have 
been found at Mancheng and in the tomb of the 
emperor of Yue. The former incorporated gold thread, 
the latter silver. Unfortunately, the acidic soils pre- 
vented more than fragmentary human remains from 
surviving. 

The scenes depicted on bronze cowry containers pro- 
vide an unparalleled glimpse into the life of this rich 
chiefdom on the margins of the Han state. There are sev- 
eral battle scenes, in which the Dian leaders are depicted 
larger than others and covered in gold. The Dian warriors 
fought with swords, spears, and crossbows. There are also 
representations of rituals in which aristocratic WOMEN 
played a leading role and which involved human sacri- 
fices. These are thought to have been dedicated to the 



Shotoku, Prince 317 



agricultural seasons. Gilt images of high-status women 
are also seen receiving tribute. Graves of females usually 
contained artifacts for weaving. Models of houses raised 
on piles -were also found. They depicted feasting activity. 
Court activities included hunting, bullfighting, and music 
and dance, but the most notable model shows a raised 
pavilion on -which the paramount chief is meeting -with 
subchiefs -while a feast is being prepared. 

Further reading: Higham, C. E W. The Bronze Age of 
Southeast Asia. Cambridge: Cambridge University Press, 
1996. 

shoen A shoen was a manor or agricultural estate 
founded and managed in Japan from the period of the 
NARA STATE. Although land was in theory owned By the 
TENNO, or sovereign, from 711 C.E. it -was decreed that 
virgin rice land could be developed at private expense. A 
later decision made it possible for such improved land to 
be passed to the descendants of the person -who initiated 
the investment. Institutions were also able to invest in 
land in the same manner. Thus the authorities of the 
TODAIJI temple in HEIJO-KYO owned shoen. The introduc- 
tion at the same period of copper COINAGE made it more 
practical to employ labor to work on the estates. 
Although labor was in theory under strict state controls 
and was not mobile, in practice it was possible to hire 
local farmers, who could supplement their income with 
cash payments. 

The Nara state relied on surplus rice production for 
the maintenance of the ruling elite, and opening ne-w 
land to cultivation in this way placed central finances on 
a firmer footing. 

Shoku Nihongi The Shoku Nihongi (Continued Chroni- 
cle of Japan) is a historic document, completed in 797 
C.E., that covers the principal events in the court centers 
of Japan between 697 and 791 C.E. Unlike its predecessor 
the NIHONGI, which incorporates much myth and legend, 
it is regarded as being historically accurate. 

ShortUghai Shortughai is a small settlement, covering 
about 2.5 hectares (6.25 acres), that lies near the conflu- 
ence of the Amu Dar'ya and Kokcha Rivers in northern 
Afghanistan. This is an area renowned for its deposits of 
LAPIS LAZULI and rubies, and the excavations there have 
revealed that it was occupied during the period of the 
INDUS VALLEY CIVILIZATION (c. 2500-C. 1770 B.C.E.). The 
recovery of steatite SEALS of Indus type and structures 
built of mud brick indicate settlement from the south. 
Marine shell and the raw materials for the manufacture of 
ornaments from lapis lazuli, carnelian, and TURQUOISE 
leave no doubt as to the site's role in long-distance 
exchange. The economy was based on irrigation agricul- 
ture and the cultivation of flax. 



Shotoku, Prince (d. 622 C.E.) Prince Shotuku is the 
patron saint of Japanese Buddhism. 

He was appointed heir to Empress Suiko, who was 
enthroned in 592 C.E. and was one of the major early sup- 
porters of Buddhism in Japan. Much knowledge of the 
prince is from the NIHONGI, a historic tract dating to 720 
C.E., but myth is combined with history in the accounts. 
Thus he is described as being able to talk at birth and to 
sit in judgment on 10 cases simultaneously. He became a 
Buddhist cult figure; some would say a Buddha himself. 
He had the Ikaruga Palace built for himself at Nani-wa, 
south of the Yodo River as it approaches Osaka Bay. This 
palace was identified and examined archaeologically in 
1939. He was also author of a constitution that advocated 
obedience to state requirements. These famous 17 injunc- 
tions, allegedly formulated in 604 C.E., reveal close adher- 
ence to Buddhism and Confucianism. One recommends 
conversion to Buddhism to be able to follow established 




Prince Shotoku was the patron saint of Japanese Buddhism. 
He introduced Chinese ideals of government into japan and 
wrote a constitution requiring obedience to the emperor. 
(Art Resource, NY) 



3i8 Shotorak 



teaching. Another requires absolute obedience to the 
emperor's wishes; others advise against jealousy and 
express the need to start work early and end late. He was 
thus a vital force in the introduction of Chinese political 
philosophy and the Buddhist religion to Japan. On his 
death, he was interred in a mounded tomb 57 meters (188 
ft.) in diameter, entered through a stone-lined passage. It 
was evidently still intact in the 14th century, when a 
monk entered it and described three lacquered coffins. 
However, by the 19th century it had been looted, and only 
fragments of the lacquered coffin survived. 

See also CONFUCIUS; SHITENNO-JI; YAMATO. 

shotorak Shotorak is a major Buddhist temple over- 
looking the Koh Daman Plain, five kilometers (3 mi.) dis- 
tant from the capital of BEGRAM in northern Afghanistan. 
A main courtyard is dominated by a stupa, with a second 
stupa and court lying adjacent to it. It is well known for 
its reliefs that depict JATAKA TALES. The recovery of a coin 
of Vasudeva, linked with the art style, dates this site to 
the second to fourth centuries C.E. At Shotorak, the 
reliefs differ in style from those typical of Gandharan art. 
The portrayal of the Dipamkara Buddha, the last Buddha 
before Sakyamuni, shows flames rising from his shoul- 
ders, symbolizing divine power. This interest in flames 
may have derived from KUSHAN notions of the sacred fire. 
See also BAMIYAN; KAPISI. 

Shu The Chinese state of Shu was located in Sichuan 
province. This fertile region lies in southwestern China 
beyond the Chang (Yangtze) gorges. The history of Shu 
became inextricably tied to that of the states lying to the 
north and east. The homeland was early occupied by rice 
agriculturalists. One of the major recent discoveries in 
China has been the opening of the sacrificial pits at SANX- 
INGDUI and the realization that here flourished a state 
contemporary with that of Shang in the central plains. 
The ritual and power evidenced by the bronzes, gold, and 
ivories of Sanxingdui provide compelling confirmation of 
the Shu people mentioned in the Shang oracle INSCRIP- 
TIONS. Its relative remoteness meant that the Shu people 
were hardly mentioned in WESTERN ZHOU DYNASTY 
(1045-771 B.C.E.) records, and they escaped much of the 
turmoil of the WARRING STATES PERIOD (475-221 B.C.E.). 
However, the predatory povi^er of the QIN put them in the 
mainstream of Chinese politics, wherein they played a 
key role during the HAN DYNASTY (206 B.C.E. -220 C.E.). 
Relatively remote, Shu culture might well extend as far as 
the remarkable walled city of Sanxingdui, a contempo- 
rary of the late SHANG STATE of the central plains, which 
has produced an outstanding assemblage of bronzes in a 
style unique in East Asia. Little is known of the develop- 
ment of Shu until the middle years of the first millen- 
nium B.C.E.; however, when it became the object of the 
predatory state of Qin, centered in the Wei Valley. In 441 



B.C.E. Qin forces invaded Sichuan, but only after a strug- 
gle lasting at least a century did Shu become absorbed in 
the Qin realm. Thereafter, there are references to rebel- 
lions against foreign rule. 

CHANGJIANG CIVILIZATION 

The growing knowledge of the Shu state and finds from 
the lower reaches of the Chang River have led to the pro- 
posal that these areas made up the Changjiang civilization. 
The finds contrast in many basic ways with the better 
known Shang and Zhou states of the Huang (Yellow) and 
Wei River Valleys to the north. This civilization was also 
based on the intensive cultivation of rice, which as is now 
known, has a history in the area that extends back at least 
five millennia before the first states were formed. 

MEANING OF SHU 

The graph for Shu has a controversial origin and mean- 
ing. A first-century B.C.E. dictionary gave its meaning as 
can, "silkworm." This has vague support in the name Can 
Cong, the name of the first Shu king, and silk was cer- 
tainly an important product of Sichuan, as is seen in the 
decoration on an early bronze showing people collecting 
mulberry leaves. However, this is only one of several pos- 
sible explanations. There are references that probably 
allude to the Shu in the ORACLE-BONE archives of the 
Shang state and the Western Zhou dynasty. One Shang 
example questioned whether or not to send envoys to 
Shu; another referred to a body of 300 Shu archers. These 
oracle-bone inscriptions refer to the Shu with a graph not 
in the form of a silkworm, but of an eye with a curved 
projection below it. A much later text says that Cancong, 
a legendary king of the Shu, had vertical eyes. Clearly, 
eyes had some importance in Shu legends, and this is 
manifested also in the huge projections on the eyes of the 
bronze masks from Sanxingdui. 

SHU AND SHANG CONFLICT 

An important collection of Western Zhou oracle bones 
mention a military expedition against the Shu. This is not 
surprising: The late Shang and early Zhou records make 
it plain that it was a period of endemic strife between 
rival states and of a ferment of political alliances. The dis- 
coveries at Sanxingdui, Chengdu, and Yaan in the rich 
Sichuan basin are unanimous in disclosing the presence 
of a powerful state that commanded respect. Indeed, the 
SHANG SHU text lists eight states that combined to attack 
the Shang state, and Shu was one of them. 

CONTACT WITH MAINSTREAM CHINA 

Archaeologically far less is known of the Shu state than of 
virtually any other of the EASTERN ZHOU DYNASTY period 
(770-221 B.C.E.). There is also the problem that the Shu 
inscriptions are in a script that has not yet been deci- 
phered. That there remained, as at Sanxingdui, a distinc- 
tive Sichuan BRONZE-CASTING tradition is evidenced in the 
styles of the many halberds and willow-leaf swords that 



Shu 319 



have been found. But participation in the BATTLE OF MUYE 
in 1045 B.C.E. as a Zhou ally probably moved the people 
of Shu into the mainstream of Chinese politics and intro- 
duced them to new forms of weaponry and tactics. This is 
seen in weapons from the site of Shuiguanyin and a fine 
collection of ritual jade objects characteristics of the cen- 
tral plains repertoire, including ceremonial cong tubes, Ju 
axes, and yazhang blades. A collection of halberds dating 
to the Western Zhou period from Shuiguanyin and the 
hoard from Zhuwajie alike show a preference for this 
weapon in war, whereas the chariot does not seem to 
have been adopted by the Shu. 

Distinctiveness from the culture of the central plains 
in this southwestern part of China is also identified in the 
references to the people as having their own knotted 
hairstyle and local forms of dress. Nor does the state of 
Shu feature in the records of alliances and diplomatic con- 
tacts that survive from the period of Western Zhou, apart 
from a handful of equivocal references. One problem is the 
lack of indigenous written records, for what texts survive 
were written in a script that remains to be deciphered. 
With the Eastern Zhou dynasty, encompassing the Spring 
and Autumn period and the Warring States period, there 
are some vague literary references to Shu. A king Duyu, 
took the title of king and DI, implying semidivine status. 
Another reference noted that a certain Beiling from the 
state of CHU became king of Shu in the middle of the sev- 
enth century B.C.E. He allegedly founded a dynasty of 12 
rulers. One of these, Lu Di, is said to have attacked the 
state of Qin, an unwise move as events unfolded, and 
interacted increasingly with the BA STATE people to the east. 

NEW BURIAL CUSTOMS 

The Ba move west from their bases in eastern Sichuan as a 
response to Chu pressure introduced new influences dur- 
ing the fifth and fourth centuries B.C.E. One of these prob- 
ably produced a novel mortuary tradition in which the 
dead elite were interred in boat-shaped lacquered coffins. 
The best instance of this is in the tomb at Jiuliandun, 
dated to the early fourth century B.C.E. The burial cham- 
ber was cut into the ground with access by an eight-meter- 
long ramp. Within lay a severely plundered burial, the 
centerpiece of which was a boat-shaped coffin in a grave 
fully 10.5 meters (34.7 ft.) in length and almost as wide. 
Fortunately, one section for offerings remained unviolated 
and was found to contain sumptuary sets of five bronze 
vessels, including ding tripods. There were also bells and 
even a bronze saw still retaining its wooden handle and 
bindings for attachment. A similar boat coffin was found 
in the burial unearthed at the Chengdu Baihuatan middle 
school, this time in association with nearly 50 bronze 
tools, weapons, and vessels. Boat-shaped coffins contin- 
ued to be in vogue in the area of the Shu state, centered at 
Chengdu, long after the conquest by Qin. 

The boat coffins invariably contain weaponry, sug- 
gesting that they were reserved for fighting men. The 



spears, halberds, and battle axes often have Ba text 
inscriptions. Not all burials of this period, however, 
involved boats. The rich interment at Xindu was a series 
of chambers replicating an elite palace and is thought to 
have been the tomb of one of the later kings of the Kaim- 
ing dynasty. Trade with other states is evidenced by the 
presence of Chu vessels as grave goods and a mirror from 
the state of JIN. The weapons also show a number of 
innovations, such as the development of swords and 
crossbow in reaction to the increasingly dangerous politi- 
cal conditions. 

ECONOMIC ADVANCES 

This period of early Warring States was also marked by 
economic progress. Sericulture was a major industry, and 
rice cultivation was improved through the creation of 
IRRIGATION works. In one instance the Min River was 
diverted. SEALS were used, indicating an increase in trade, 
and these bore written symbols. A RITUAL BRONZE VESSEL 
from the Baihuatun grave in Chengdu bears decorative 
scenes that illustrate aspects of Shu life. There are people 
collecting mulberry leaves in baskets and cooking on the 
ground. Most of the scenes involve warfare, both on land 
and on water. The land warriors use a variety of weapons, 
including bows, arrows, and long spears tipped with hal- 
berds. One man is being decapitated; another falls dead 
with his head severed from his body. The boats had richly 
ornamented prows and sterns and were poled or rowed 
by oarsmen. A well-equipped and -organized army was 
essential in the troubles that lay ahead and that first man- 
ifested themselves in the Battle of Nanzheng in 387 
B.C.E., which pitted Shu against its nemesis, Qin. 

CONFLICT WITH QIN 

The Warring States period drew into its maelstrom the 
powerful rulers of the central plains, Shandong, the 
northeast, and Qin, extending south to Chu in the Chang 
Valley. The Shu in their Sichuan fastness might have been 
expected to remain remote from the conflicts, but this 
was not to be. The Qin were interested not only in secur- 
ing their southwestern flank, but also in seizing the rich 
agricultural and mineral wealth of Sichuan. The prelude 
to war between the two states involves a notable story 
steeped in legend. The Shu king Kaiming XII heard that 
his Qin counterpart owned five stone cattle that defecated 
gold. He asked for them as a gift, and King Hui of Qin 
agreed. A fine new road was built to enable the heavy 
sculptures to be transported to the Shu capital over the 
mountains. This provided access, and in 316 B.C.E. Qin 
invaded. 

The Qin triumphed in the following battle. King 
Kaiming was captured and killed, and the Qin forces 
wheeled on Ba, their ally, and expanded over much of 
Sichuan. The state of Qin had adopted legalist principles 
in government. This involved a rigid central control over 
the populace on totalitarian lines. Already involved in the 



320 Shu 



internecine strife that characterized the period of Warring 
States, Qin rulers sa-w that to succeed, they had to expand 
their power base. What better place than Sichuan, with 
its rich plains, mineral resources, stores of cattle and 
horses, and potential to produce rice surpluses, to give 
Qin the impetus to succeed in wars of annihilation? The 
ensuing century witnessed arguably the earliest case in 
world history of a totalitarian regime faced with the orga- 
nizational problem of absorbing another state imbued 
with different people, unique customs, and long and 
independent traditions of its own. 

Absorption of Shu into Qin 

The resulting experiment in absorption began with the 
appointment of Kaiming XII's son, Yaotong, as a marquis 
rather than a king, subservient to the Qin court at 
Xianyang. At the same time, a Qin military governor and 
a minister were appointed, and many Qin families were 
encouraged to move south and settle in Sichuan. The 
land of the Shu thus became a dependent province, but in 
311 King Hui of Qin died, and Zhang Ruo, his governor 
in Sichuan, saw his chance and murdered the marquis 
before declaring independence. This insurrection was put 
down by the dispatch of Qin armies, for Sichuan was too 
rich a prize to risk losing, and Zhang Ruo was executed. 
A new marquis was found, and steps were taken to fortify 
the capital Chengdu and other major centers. The former 
city now lay behind 23-meter (76-ft.)-high walls and cov- 
ered an area of 250 hectares (62.5 acres). Marquis Hui 
suffered from a vicious family intrigue. Intent on ingrati- 
ating himself with the Qin court, he undertook appropri- 
ate sacrifices and had the special meat sent north to 
Xianyang. But his mother-in-law intercepted the caravan 
and had the meat laced with poison. On arrival, she sug- 
gested that the food be tested before being placed before 
the king. When the unfortunate taster died, the king 
ordered that Hui be required to commit suicide. So, in 
300 B.C.E., a third marquis was found, but he also 
revolted against Qin dominance, perhaps as he saw his 
native patrimony being increasingly exploited through 
the new offices of salt and iron control and the regular 
dispatch of rice wagons north to Qin. 

Economic Reforms in Shu 

Economic reforms had a greater impact on Shu than the 
machinations of the ruling nucleus. A mint was estab- 
lished to promote trade and industry, and according to an 
important BAMBOO-SLIP text from Qinchuan in northern 
Sichuan, the Qin system of land division, involving 
strictly laid out plots on a grid pattern intersected by 
raised pathways, was applied. A further tomb text from 
Shuihudi in Hubei describes how Qin and other peoples 
from the north secured through conquest were route- 
marched to settle Sichuan, in a rush to the southwest to 
secure land and economic opportunities. Some of the 
newcomers branched out from agriculture to extract salt, 
smelt iron, or mine cinnabar. To enhance agricultural 



output linked with the newly parceled plots of land, the 
Qin conceived, or at least persisted with, the huge irriga- 
tion scheme based on the water of the Min River. Known 
as the Dujiangyan (capital river dam) project, it was 
directed by Li Bing, the governor of Shu appointed in 277 
B.C.E. The Min River flows down from the mountains east 
of Chengdu and is prone to serious flooding. Li Bing, 
later locally deified for his efforts, divided the river into 
two channels. One continued on to its junction with the 
Chang, and the other, inner channel was directed along 
canals hacked through the surrounding upland and so 
onto the Chengdu Plain. There the water was reticulated 
to a vast area of rice fields. 

The effect of the colonization of Sichuan was to 
greatly strengthen Qin, and in a domino effect the rival 
states fell one by one to its armies. By 221 B.C.E., Qin 
replaced Zhou as the ruling dynasty, but whereas Zhou 
had lasted for seven centuries, the Qin empire survived 
barely a decade. The death of the first emperor, QIN SHI- 
HUANGDI, fostered court intrigues and the rise of the 
Western Han dynasty. In 210 B.C.E., there was a compli- 
ant and orderly regime in Sichuan, while other areas of 
China had barely been brought under central control and 
still resented rule from anywhere but their own capital. 

EMERGENCE OF HAN 

At this juncture, Sichuan and the Han Valley took center 
stage in the impending power struggle to fill the vacuum 
left by the demise of Qin. It was a period of warlordism, 
with two principal protagonists, Liu JI, a man of humble 
origins but great leadership qualities, and Xiang Yu of the 
state of Chu. The former was first to take the Qin capital 
of Xianyang, but the latter, who adopted a highly destruc- 
tive punitive policy, was more powerful. Liu Ji found 
himself placed as the king of Han, with charge over the 
Han Valley and the territory of Shu and Ba. This remote 
placement was designed to rid him from the central 
plains, the center of political power in China. Liu Ji bided 
his time. First, he ripped up the very road that had taken 
him to Sichuan, to indicate his decision not to return. 
Then he raised troops locally, from an area that had 
escaped the recent wars of attrition, and maintained a 
prosperous and productive economy. With a settled base, 
Liu Ji advanced again on Xianyang, took it for a second 
time, and from 206 until 202 B.C.E., engaged the forces of 
his rival in a war that still endures in Chinese memory as 
one of the greatest struggles in their long history. 
Throughout these years, the loyalty of Sichuan and the 
supplies transported over the mountains to sustain his 
army proved decisive. With final victory and his elevation 
to the position of first Han emperor GAOZU, Shu loyalty 
was not unrewarded. 

Shu under Han Rule 

The Han administrative system involved commanderies, 
or provinces, governed by central appointees and king- 



Sidun 321 



doms established to re-ward loyal supporters of the 
emperor. Sichuan was divided into commanderies. 
Guanghan commandery lay in the northern part of the 
Shu homeland and Shu commandery to the south. Each 
■was further divided into counties. With the establishment 
of Han, LEGALISM went into abeyance as Confucian 
thought returned to favor. A training school for imperial 
administrators was established at the capital, and under 
such governors as Wen Weng, appointed to Shu in 141 
B.C.E., selected young men were sent to Chang'an for edu- 
cation. While Shu still provided a grain surplus, trans- 
porting it in quantity, even when much of the rest of 
China suffered famine, presented enormous difficulties. A 
scheme to cobble together a riverine route using the Bao 
and Xie Rivers failed. However, other products were 
lighter and more easily transported and provided the 
foundation for rising prosperity. Tea, for example, grew in 
the Shu territory and was exported by this period to other 
parts of China. The area was also noted for silk manufac- 
ture, metal, and lacquer products. LACQUER was manufac- 
tured at Chengdu and Guanghan and widely exported. 
This is seen on the inscriptions and seals on the finished 
products. A fine lacquered ladle from Tomb 1 at Mawang- 
dui, for example, is inscribed with its origin in Chengdu. 
Even farther afield, a food bowl found in LELANG com- 
mandery. North Korea, originated in Sichuan. It was 
made, according to its inscription, in 69 C.E. A bowl from 
the tomb of Zhu Ran at Ma'anshan in Anhui province, 
dated to the late Eastern Han dynasty, was inscribed, 
"Strongly constructed in the Shu commandery." It must 
have been manufactured in Sichuan for export. Cinnabar, 
a material highly in demand for its alleged life-prolonging 
qualities, was mined. There were also large iron foundries 
employing thousands of people and major salt-producing 
enterprises. Sichuan enjoys a milder climate than the cen- 
tral plains, and many local delicacies were exported. 

See also CONFUCIUS. 

Further reading: Bagley, R. W. "A Shang City in 
Sichuan Province," Orientations 21 (1990): 52-67; Bagley, 
R. W. Ancient Sichuan. Seattle and Princeton: Seattle Art 
Museum, 2001; Gao Dalun. "Bronze Ritual Artefacts of 
the Shu Culture: A Preliminary Survey," Orientations 32 
(2001): 45-51; Sage, S. E Ancient Sichuan and the Unifica- 
tion oj China. Albany N.Y.: SUNY Press, 1992. 

Shundi (Liu Bao; Submissive Emperor) (115-144 c.e.) 
Shundi was the seventh emperor of the Eastern Han dynasty. 
He was the only son of ANDI and acceded in 126 C.E. His 
reign was intriguing from a historic point of view, for a 
number of leading scholars had the temerity to criticize 
the central administration for corruption and nepotism. 
An earthquake at LUOYANG in 133 C.E., for example, moti- 
vated Zhang Heng, the inventor of the world's first SEIS- 
MOGRAPH, to urge on the court the restoration of power 
to the emperor, the "Son of Heaven," rather than see 



power continue to lie in the hands of royal cliques and 
eunuchs. There was also criticism of court extravagances, 
and a rebellion in the deep south was resolved through 
the dispatch of senior officials to restore order rather than 
the staging of a punitive military expedition. 

Shunga dynasty The Shunga dynasty of India was 
founded by Pushyamitra, a Brahman who killed the last 
Mauryan king in about 180 B.C.E. The dynasty lasted for 
about a century. 

See also MAURYA EMPIRE. 

Shwe Zigon The Shwe Zigon stupa at PAGAN in Myan- 
mar (Burma) was begun by King Anawrahta (1044-77) 
and completed by King KYANZITTHA (r. 1084-1111). It is 
said to house the clavicle, part of the skull, and a tooth of 
the Buddha. Its design set a precedent for many later 
Burmese stupas. The circular stupa is raised on three ter- 
races each decorated with glazed plaques illustrating 
JATAKA TALE themes. Subsidiary temple buildings housing 
images of the Buddha are located on each side. 

Siddhartha Gautama (b. c. 560 b.c.e.) Siddhartha Gau- 
tama was the name oj the Buddha before his enlightenment at 
the age of 35. 

His date of birth is controversial: He may have been born 
in about 560 B.C.E. of a royal family, at LUMBINI in Nepal, 
or up to 140 years later. Little is known of his early life, 
since the evidence is almost entirely from oral tradition 
rather than written records. The foundation of the Bud- 
dhist religion was to have a major impact on the states of 
Southeast Asia, many of which adopted his teachings. 

See also BAYON; BOROBUDUR; BUDDHISM; JAYAVARMAN VII. 

Further reading: Bhikkhu Nanamoli. The Life of the 
Buddha: According to the Pali Canon. Seattle: BPS Pariyatti 
Editions, 2001; Thich Nhat Hanh. The Heart of the Bud- 
dha's Teaching: Transforming Suffering into Peace, Joy, and 
Liberation: The Four Noble Truths, the Noble Eightfold 
Path, and Other Basic Buddhist Teachings. New York: 
Broadway Books, 1999. 

Sidun Sidun is a major site of the LLANGZHU CULTURE, 
which dominated the lower Chang (Yangtze) Valley of 
China from about 3000 to 2000 B.C.E. It is located 
between the Chang River and Lake Taihu in Jiangsu 
province and was defended by a series of moats that 
enclosed an area of about 90 hectares (225 acres). A cir- 
cular platform containing elite graves is the outstanding 
feature of this site. One young man, for example, was 
interred with 24 jade rings and 33 cong, a jade ritual arti- 
fact with a circular interior and square surface. These 
were very high-status items, and some were embellished 
with carved designs of animal masks and birds. 



322 Sigiri 



Sigiri Sigiri is a remarkable complex located in central 
Sri Lanka, which dates probably to the late fifth century 
C.E. It is a palace and a fortified settlement and is 
reno-wned for its frescoes depicting female figures. 
Among the earliest surviving examples of Sri Lankan art, 
they are thought to represent princesses -who resided on 
Mount Kailasa, home of the gods. 

Sikri Sikri is a site that has yielded many examples of 
Gandharan art. It was discovered in 1888 in the Mardan 
district of Pakistan. Although it claimed to be the first 
site of this school of art to have been properly investi- 
gated, its location is not known with certainty. The site is 
best known for the statue of the fasting Buddha, but 
many other examples of Gandharan art were also recov- 
ered. These reveal many aspects of the architecture of the 
day, including Corinthian and Persian columns, city gates 
guarded by soldiers, and a -woman at a square well 
pulling up -water. Scenes include the Buddha's first medi- 
tation and the JATAKA TALE of the Dipamkara Buddha. 
Thirty-five episodes in the Buddha's life are incorporated 
in the reliefs from the stupa bases. 

After the excavations, a site plan -was prepared, and 
the sculptures -were lodged in the Lahore Museum. Fore- 
most among these was the base of a subsidiary stupa lib- 
erally ornamented with 13 panels of reliefs. Eleven 
further panels, curved to fit around the drum base, prob- 
ably are from the monastery's main stupa. The collection 
was divided with the partition of India and Pakistan in 
1947, some to Chandigarh, most remaining in Lahore. 

See also GANDHARA. 

Silk Road The Silk Road is a name given to the routes 
by -which China was linked with India and the Roman 
Empire through the passage of trade goods. Exchange 
was also the medium by -which information and ideas 
flowed in both directions, particularly in the spread of 
BUDDHISM from India to China, Korea, and Japan. The 
northern Silk Road had very early origins, in the prehis- 
toric period. Knowledge of copper and tin smelting and 
BRONZE CASTING, reached China from the West along 
what -was to become the Silk Road. At a slightly later 
date, the chariot was introduced to the rulers of the Chi- 
nese SHANG dynasty (1766-1045 B.C.E.) along the same 
route. By the first half of the first millennium B.C.E. , 
knowledge of iron technology probably spread west into 
China. A century ago, parallels -were noted between the 
art styles found in the area of the Black Sea of the seventh 
century C.E. and those in China. 

Archaeological investigations into possible early links 
between China and the West have advanced rapidly over 
the past 20 years. These have been spurred by the 
increasing number of cemeteries in the TARIM BASIN that 
have provided compelling evidence for the presence of 
individuals with clothing of clear Western affinities, pre- 



served by the arid conditions there. These cemeteries 
have been linked with the survival into historic times of 
people who spoke the Indo-European Tocharian group of 
languages. The presence there of such groups by the third 
millennium B.C.E. documents the early passage of people, 
goods, and ideas over the vast distances of Central Asia. 

Although the origin of the term is often traced to K. 
Richthofen, -writing in 1878, the Silk Road -was well 
known to the Romans, and the Roman historian Ammi- 
anus Marcellinus coined the term in his History dating to 
the fourth century C.E. In the early third century C.E. the 
division of the Han empire into three separate kingdoms 
barred the southern kingdom of Wu from access to the 
lucrative Silk Road, and in consequence the Wu emperor 
sought an alternative by dispatching representatives by 
sea to the south. One of these, Kang Dai, reported that he 
had encountered in a state called EUNAN (in modern Viet- 
nam and Cambodia) clear evidence of trade bet-ween 
Southeast Asia and India, giving rise to the term "the 
maritime Silk Road." 

By the HAN DYNASTY (206 B.C.E.-220 C.E.), the land 
route was regarded as vital to Chinese interests. It was said 
at the time that "messengers come and go every season of 
the month, foreign traders and merchants knock on the 
gates of the great wall every day." There were many 
branches and linkages along the 8,000-kilometer (4,800 
mi.) journey from the Mediterranean to the gates of China. 
Moreover, few merchants would have traveled the entire 
length. Instead, goods were exchanged at the centers that 
flourished through trade. Moving -west from China, the 
route followed the Gansu Corridor, noted for its expansive 
grasslands and fine horses. DUNHUANG was an important 
stepping-off point for the most perilous part of the entire 
journey that skirted the TAKLAMAKAN DESERT. This rich and 
important settlement was located close to the Buddhist 
sanctuaries at MOGAO. The northern route took the traveler 
through the oases of Turpan, Yanqi (Karashahr), and Kuqa. 
The southern passed through MIRAN, HOTAN, and NIYA, 
before both joined at KAXGAR. It then became rather easier 
with the passage through EERGHANA, noted for its heavenly 
horses, and on to FANJIKENT and Samarqand. Goods from 
India joined the Silk Road via BACTRIA and the valley of the 
Amu Dar'ya River. To the -west lay the oasis of MERV (no-w 
Mary) and then the Caspian Sea. After the traveler had 
skirted the Caucasus range, the Black Sea beckoned and 
beyond lay the cities of the Roman Empire. 

The importance of the Silk Road to Asian civilization 
is to be seen in many different fields. It -was a conduit for 
ideas. The spread of Buddhism into Bactria, China, and 
ultimately Korea and Japan followed the traders of the 
Silk Road. There -was a constant flow of innovative ideas 
in the arts and architecture in both directions. City-states 
developed along its labyrinth of routes. Armies followed 
its course, and sites such as BEGRAM display luxury items 
from many regions, valued by the KUSHANS during the 
first few centuries C.E. 



silk tomb offerings 323 



Further reading; Grotenhuis, E. T. Along the Silk 
Road. Washington, D.C.: Arthur M. Sackler Gallery, 
Smithsonian Institution, 2002; Hopkirk, P. Foreign Devils 
on the Silk Road: The Search for the Lost Cities and Trea- 
sures of Chinese Central Asia. Boston: University of Mas- 
sachusetts Press, 1984; Tucker, J. B. The Silk Road; Art and 
History. Chicago: Art Media Resources, 2003; Umesao, T., 
and T. Sugimura, eds. "Significance of the Silk Roads in 
the History of Human Civilizations." Senri Ethnological 
Studies No. 32 (1992); Whitfield, R., S. Whitfield, and N. 
Agnew. Cave Temples ofMogao: Art and History on the Silk 
Road. Los Angeles: Getty Conservation Institute and the 
J. Getty Museum, 2000. 

silk tomb offerings The frequency with which silks 
are found in tombs or described in the inventories of 
tomb contents, taken in conjunction with the skill of the 
silk weavers, makes it clear that silk fabrics were abun- 
dant during the WARRING STATES PERIOD and the HAN 
DYNASTY. This abundance carries with it important impli- 
cations for understanding of the SILK ROAD that linked 
China with India and the Western world. The frozen 
tombs of nomads in the Altai region of Siberia have 
yielded Chinese silks embroidered with phoenixes, dated 
to the fifth century B.C.E. Silk must indeed have been 
exported in considerable quantities. Silk is the spun 
cocoon of the silkworm Bombax mori. The fine silk fila- 
ments are reeled off the cocoon and can then be woven 
into fabric. Silk was the foundation of considerable 
wealth for the Han Chinese (206 B.C.E. -220 C.e), when 
the trade link known as the Silk Road expanded across 
Central Asia. The silkworm feeds on the leaves of the 
Jusang (mulberry) tree, and images of this tree in art of 
the SHANG STATE (1766-1045 B.C.E.) suggest that silk was 
already woven at that period. This is confirmed by the 
recovery of impressions of silk fabric on Shang bronzes 
from ANYANG. It seems that finely woven silks, embroi- 
dered with mythical animal designs, were used to wrap 
bronzes before interment in elite burials. 

SILK IN THE WESTERN ZHOU PERIOD 

Silk was used as a medium for inscriptions and paintings 
in China from at least the Warring States period 
(475—221 B.C.E.) Its fragility, however, means that few 
complete silks have survived. It is highly likely that silk 
wrappings and garments were in use at a far earlier date. 
When adjacent to bronze or iron, fabric is often present 
in the form of a pseudomorph or even as fragments of 
silk itself. Silk has been recovered from the Shang site of 
Taixi in Hebei province, attached to bronze vessels and 
weapons. The weavers were able to produce a marked 
variety of weaves reflecting a sophisticated industry with 
a long tradition behind it. A woman is seen working at 
her loom in a scene incised on a stone slab from Jiaxian, 
Shandong province. The quality of silk production is seen 
in the fine materials unearthed at the Western Zhou site 



of Rujiazhuang, where patterned weaves and rich red col- 
ors have survived. However, the material dating to and 
after the Spring and Autumn period (770-476 B.C.E.) is 
best known, as a result of particularly rich finds from 
sites belonging to the state of Chu. The production of silk 
during this period undoubtedly benefited from the inven- 
tion of the spinning wheel, which replaced the laborious 
technique of hand spinning using a rod and whorl. 

WARRING STATES PERIOD 

Burial 44 at Zuojiatang, which dates to the Middle War- 
ring States period, was found to contain a large quantity 
of silk garments in the coffin of the deceased. The quality 
is clearly seen in the range of weaves, the rich colors, and 
the patterned images of dragons, phoenixes, and geomet- 
ric forms. There must have been highly specialized 
weavers; the brocade-weaves are very fine, vi^ith up to 120 
strands of silk per square centimeter, and the remains of a 
stamp from a SEAL on one fragment might have been 
placed there by the weaving establishment responsible. 
Mazhuan is another Chu cemetery, where excavations in 
1982 uncovered a remarkably complete set of silks dating 
to the period of Warring States. Tomb 1 held a coffin in a 
wooden chamber. The importance of silks in the mortu- 
ary rituals can be appreciated through the quantity of 
clothing and the variety of weaves, embroideries, and pat- 
terns. The skeleton of the tomb master was found under 
a silk quilt and a robe. Clothing included trousers, fur- 
ther robes, and a silk square over the face. All were tied 
with silk ribbons. Silk ribbons had also been tied around 
the thumbs and big toes. Apart from the clothing, there 
was a silk painting and bags for containing other mortu- 
ary furniture. Examination of the silks themselves 
revealed the outstanding quality of the weavers. There 
were brocades and gauzes as well as plain weaves and a 
variety of finishes, including one brocade with 170 fila- 
ments of silk to the square centimeter. Some of the 
clothes were embroidered with patterns that include 
images of phoenixes, tigers, dragons, plant designs, and 
human figures. The colors survived: red, yellow, green, 
blue, black, and brown. 

There are two particularly interesting silk banners 
dating to the Warring States period (the third century 
B.C.E.): one from Chenjia dashan, the other from 
Zidanku, both in the vicinity of Changsha. The silk ban- 
ner from Chenjia dashan was looted, but the robber 
allegedly found it on or in a suitcase adjacent to the 
corpse. The Zidanku painting had been placed on top of 
the coffin, facing upward. Both are thought to be 
mingjing, a name banner that played an important role in 
mortuary rituals and that bore a portrait of the dead per- 
son. That from Chenjia dashan shows an elegantly 
dressed woman standing on a crescent Moon under a 
phoenix. The bird seems to be rising up in anger against 
a snake. The man from Zidanku rides on a dragon boat. A 
crane has alighted on the dragon's tail, and a carp swims 



324 Silk tomb offerings 



in the -water belo-w. Most interestingly, the sword the man 
wears matches that found in the tomb. Again, the man in 
the banner appears to be of middle age; the tomb master 
was kno-wn to be a middle-aged man. This particular silk 
painting also has a length of bamboo on the upper edge 
and a ribbon attached, just as on modern banners. 

HAN DYNASTY SILKS 

The most famous silk garments and paintings of the Han 
dynasty, including a further mingjing tomb banner, are 
from Tomb 1 at MAWANGDUI. The chamber of this burial 
was covered in layers of charcoal and clay and, effec- 
tively sealed from air and the damp, was exceptionally 
well preserved. It contained the remains of the wife of 
the marquis of dai, who was interred not long after her 
husband, who died in 168 B.C.E. The innermost of the 
four nested and lacquered coffins was covered with a 
painted silk banner of three pieces of fabric sewn 
together into a T-shape. 

Mawangdui Silk Banner 

The painting was intended to act as a guide for the spirit 
of the deceased woman to the next world. For the Chu, 
there were two spirits of the dead, one known as the HUN, 
the other as the po. At death, the former traveled to 
heaven; the latter remained in the ground and became a 
ghost, or gui. To satisfy the needs of the po, it was neces- 
sary to supply offerings that were useful or desirable; 
hence the many artifacts and personal effects listed on 
bamboo tomb inventories and placed with the dead. 

The hun, however, had to undertake a dangerous 
journey on its route to celestial heaven. This remarkable 
banner was probably carried in the funerary procession. 
The painting can be divided into three linked representa- 
tions of the journey to heaven. At the base, there is a 
scene of the underworld. Two entwined fish indicate the 
watery world below, while two large dragons emerge from 
the depths, and their bodies pass through a jade ring 
before they ascend into the middle part of the banner. 
Their tails are linked by a snake that lies on top of the 
fish, while a giant, also standing on the fish, holds aloft a 
floor that contains a remarkable scene: the body of the 
marchioness of Dai lying on her back surrounded by six 
mourners. Sacrificial vessels lie in front of the dais con- 
taining the body, wrapped in a silk shroud, and other ves- 
sels are set on a table beyond. A large jade pendant is 
suspended from the jade ring, and together they symbol- 
ize the link between the world of people and the heavens. 
Part of each dragon's sinuous body supports a leopard, 
which in turn supports a platform richly ornamented 
with lozenge patterns. The central figure of the banner 
stands on this platform: She is a richly dressed older 
woman holding a stick. Three servant women stand 
behind her, one dressed in white, one in red, and the 
third in blue. Two men kneel in front of her, each carry- 
ing a tray. This woman is the marchioness of Dai. She 



wears an elegant patterned robe incorporating cloud pat- 
terns matched by the fabric on the platform below that 
bears her prostrate body. 

A further platform hangs over this scene, supported 
by an owl. It bears two phoenixes, creatures waiting to 
escort the spirit to heaven. This celestial realm is depicted 
on the upper third of the banner, lying beyond two por- 
tals protected by leopards. The heavens contain numer- 
ous symbolic figures. The Sun is seen encircling the crow 
that represents it, both positioned over a fusang (mul- 
berry) tree, through which smaller solar disks can be 
seen. This scene is full of symbolic meaning. The early 
texts refer to the fusang tree as the link between Earth 
and heaven. There were formerly 10 Suns, all of which 
are represented over and through the branches of this 
tree. The large disk over the tree incorporates the jingwu 
bird, the crow, which carries the solar disk across the 
heavens daily and rests over the tree at night. To the top 
left is the crescent Moon. Two more dragons occupy the 
middle of the scene, and there are deities on horseback 
who surround a bell. The most intriguing figure is a 
human head and torso with a serpent's tail. This probably 
represents the dead woman transformed into an ancestral 
deity. A similar male figure with a serpent's tail is found 
in the same location on the silk banner from Tomb 3 at 
Mawangdui. 

Other Silk at Mawangdui 

This unique banner was not the only remarkable silk 
painting from Mawangdui. Two other tombs were also 
uncovered; however, in neither case was the preservation 
of organic remains so perfect. One contained the remains 
of the marquis of Dai; their son is the person probably 
buried in Tomb 3. This last pit contained manuscripts 
written on silk. Silk was widely used as a medium for 
written documents during the Han dynasty, and those 
from Mawangdui must represent part of this aristocrat's 
library, for they include some well-known texts. The 
Yijing, for example, is a renowned book on divining. 
Another text covers medical remedies and includes pic- 
tures illustrating breathing exercises. There are also three 
remarkable maps showing the topography and location of 
military garrisons in the region of which Mawangdui was 
part. A second banner like that found in Tomb 1 was also 
recovered. 

Silk was used as a medium for writing before the 
invention of paper, and it might also have played a role in 
the evolution of printing. A Chu tomb at Changsha was 
found to be stamped with the name of either the owner 
or the manufacturer. Similar designs imparted to the silk 
by means of a stamp were found on some of the Mawang- 
dui fabrics. 

Further reading: Klimburg-Salter, D. E. The Silk 
Route and the Diamond Path. Los Angeles: UCLA Art 
Council, 1982; Li Xueqin. Eastern Zhou and Qin Civiliza- 
tions. New Haven, Conn.: Yale University Press, 1985; 



Sima Qian 323 



Loewe, M., and Shaugnessy, E. L., eds. The Cambridge 
History of Ancient China. Cambridge: Cambridge Univer- 
sity Press, 1999; Umesao, T., and T. Sugimura, eds. "Sig- 
nificance of the Silk Roads in the History of Human 
Civihzations." Senri Ethnological Studies No. 32. (1992). 

sima A sima is a term found in ninth- and 10th-century 
INSCRIPTIONS from Java in Indonesia to describe a charter 
issued by royal authority for the determination of taxa- 
tion payments. The sima were recorded on stone and cop- 
per inscriptions and provide much information on the 
way in which taxes on rice field production could be 
diverted to the maintenance of temples or the provision 
of facilities such as aqueducts. 

Sima Qian (145-85 b.c.e.) Sima Qian was the grand 
astrologer to the Han court during the reign of Emperor Han 
Wudi. 

He succeeded his father, SIMA TAN, in this post in 108 
B.C.E., having already spent several years in the court 
undertaking a variety of functions. In 111 B.C.E. he was 
sent to the newly won southwestern provinces on a tour 
of inspection. One of his first responsibilities after his 
appointment was to reform the Chinese calendar in 104 
B.C.E., but his enduring importance rests on the SHIJI (The 
Records of the Grand Historian). His work set out to be the 
definitive history of the Chinese people; in his own 
words, "I have wanted to study everything that concerns 
heaven and man, to understand the evolution that has 
been proceeding from antiquity to our own times." The 
Shiji set a new standard for Chinese historic scholarship 
that not only is a valued source of information on Chi- 
nese history to this day, but also provided a model for the 
many subsequent dynastic histories over a period of two 
millennia. There are 130 chapters and five sections, 
known as the annals; the history of dynastic houses; 
biographies of leading individuals; the history of foreign 
peoples; and treatises. It was written under considerable 
duress, for Sima Qian infuriated the emperor by defend- 
ing General Li Ling, who had suffered disgrace. He was 
charged with the offense of defaming the emperor and 
although he was reprieved from the death penalty, he suf- 
fered the punishment of castration in 98 B.C.E. Despite 
this punishment, he continued to serve in the imperial 
court, rising to the important post of zhongshuling, head 
of the secretariat. 

SIMA QIAN'S SOURCES 

Writing a history of China at that time was not straight- 
forward. The unification of China under the first 
emperor, QIN SHIHUANGDI (259-210 B.C.E.), had replaced 
a series of independent states under the nominal rule of 
the ZHOU DYNASTY (1045-256 B.C.E.) with a centralized 
autocracy, and Sima Qian's sources were disparate and 
often contradictory. His work included an essay written 



by his father, Sima Tan, who was grand historian between 
about 140 and 110 B.C.E., on the six early traditions of 
political philosophy. This provides an invaluable insight 
into the reaction of a major historian to the tenets of such 
schools of thought as LEGALISM ("They are harsh and lack 
compassion"), the Confucians, and the Taoists. Sima 
Qian began his own great contribution by outlining the 
history of the dominant kingdom first at any given time 
and then within one chronological framework describing 
the development of each state. There follow detailed his- 
tories of each kingdom and a series of biographies of 
important individuals. These were used as vehicles for 
illustrating the pitfalls and opportunities presented by 
different approaches to the art of government. 

The Han dynasty under Han Wudi was undergoing 
an unprecedented period of imperial expansion. To the 
south, the many chiefdoms of Lingnan and Vietnam were 
being absorbed in the empire, while to the north, Korea 
was occupied, and there was much warfare and expan- 
sion to the northwest. Sima Qian therefore incorporated 
as far as he could the available information on the peo- 
ples who lived beyond the border or were in danger of 
being absorbed in it. 

His work, particularly as it concerned events close to 
his own life, when memories were still fresh, provides a 
remarkable insight into the turbulent end of the WARRING 
STATES PERIOD (475-221 B.C.E.), the advent of the brief- 
lived QIN dynasty (221-206 B.C.E.), and the inception of 
the HAN DYNASTY (206 B.C.E. -220 C.E.). At the same time, 
it must be stressed that he had every reason to criticize 
the autocracy of Qin Shihuangdi, the first emperor, to 
embellish the image of his own emperor. He was also crit- 
ical of the faults and strengths of former regimes. There is 
a Confucian element to his comment: "One who succors 
the weak and aids the weary, as the ruler of a great king- 
dom is commanded to do, need never worry that he will 
not gain his way with the lands within the seas." By con- 
trast, he says of Qin Shihuangdi: "The First Emperor 
trusted his own judgment, never consulting others, and 
hence his errors went uncorrected." The second emperor, 
HUHAI, "carried on in the same manner, never reforming, 
compounding his misfortune through violence and cru- 
elty. ... Is it not fitting that they perished?" 

DEATH OF QIN SHIHUANGDI 

Sima Qian provides a vivid picture of the life, death, and 
burial of the first emperor, who was interred beside the 
terra-cotta army at Xi'an. Qin Shihuangdi exercised an 
enormous influence on China for centuries after his 
death. Sima Qian wrote, "The First Emperor was greedy 
and short-sighted, never trusting his meritorious offi- 
cials." He was violent and cruel, harsh and deceitful. 
Just before his death, he wrote that his son. Prince 
Fusu, should undertake the burial rituals and presum- 
ably succeed him. But palace officials destroyed the let- 
ter and forged another, requiring Fusu to commit 



326 Sima Tan 



suicide and declaring their own choice of successor. The 
emperor's body -was returned secreted in a carriage 
accompanied by fish to disguise the odor of putrefac- 
tion, in case ne-ws of the death encouraged insurrec- 
tions. The interment of the emperor in his tomb at 
Mount Li near Xi'an involved a huge investment of 
labor, including a bronze outer coffin and innumerable 
treasures. Crossbows were put in place to deter looters, 
the king's wives who had not borne a son were sacri- 
ficed, and the workers who knew of the interior layout 
of the tomb were immured alive. 
See also CONFUCIUS; TAOISM. 



Sima Tan (active 140-110 b.c.e.) Sima Tan was the 
grand historian to the Han court in China. 
The unification of China under the QIN dynasty in 221 
B.C.E. saw the replacement of many conflicting states by 
one centralized autocracy. This provided for the first time 
a sense of imperial unity given further impetus under the 
HAN DYNASTY (206 B.C.E.-220 C.E.), with its policy of 
imperial expansion. Sima Tan was therefore in a position 
to initiate the idea of a great history of China from its ear- 
liest dynasties. However, he died before he could com- 
plete the text. As recorded by his son, SIMA QIAN, Sima 
Tan described how their ancestors had for generations 
been historians to the Zhou emperors and exhorted his 
son to continue his work. Sima Qian did succeed his 
father as grand historian and completed the work in 
about 100 B.C.E. He incorporated the writings of his 
father on the six major traditions of political philosophy 
in the SHIJI (Records of the Grand Historian). 

Simhapura See tra kieu. 

Sindok (early 10th century C.E.) Sindok was a Javanese 

king who ruled in the Brantas River Valley in east Java in 

Indonesia. 

The earliest INSCRIPTION to name Sindok as king is dated 

to 929 C.E. The Brantas River area was strategic both for 

rice cultivation and for international trade, particularly in 

spices. 

Sirkap Sirkap is the local name for the second city at 
the site of TAXILA in northern Pakistan. Strategically situ- 
ated to take advantage of major trade routes, Sirkap was 
occupied during the Indo-Greek and Scythian-Parthian 
periods, from the second century B.C.E. until the con- 
quest by the KUSHANS in the late first century C.E. Excava- 
tions by SIR JOHN MARSHALL revealed a rigid grid plan to 
the city and the stone foundations of substantial domestic 
dwellings. Marshall also uncovered a palace structure and 
the northern gate, which formed part of a heavily fortified 
stone wall equipped with bastions. 



Sirsukh Sirsukh is the local name for the third city of 
TAXILA in northern Pakistan. Founded by the KUSHANS in 
the late first century C.E., it was heavily defended by a 
stone wall incorporating regularly spaced bastions. 

Sisupalgarh Sisupalgarh, ancient Tosali, is located to 
command the lower reaches of the Mahanadi River sys- 
tem in Orissa province, eastern coastal India. It is a large 
walled city covering an area of 130 hectares (325 acres), 
and excavations within the walls have revealed an occu- 
pation sequence to a depth of eight meters (26.4 ft.), with 
four major periods of occupation. The first has revealed 
little material culture and is not dated. The pottery, how- 
ever, is probably earlier than 500 B.C.E. Period 2A lasted 
from about 500 to 200 B.C.E., but it was during the next 
period, 2B, that the fortifications were constructed. The 
fortifications date to between 200 B.C.E. and 200 C.E. and 
are a massive wall of mud, 10 to 12 meters wide at the 
base and rising to a height of at least eight meters. 

The excavations of the western gateway revealed a 
large and impressive structure of cut laterite, including 
guardrooms, corridors, and steps to the upper rampart. 
This gateway was, according to an INSCRIPTION, severely 
damaged by a cyclone and later rebuilt, events confirmed 
by archaeology. The interior of the city was at this time 
laid out in a regular grid of streets, and substantial 
houses were constructed of laterite. Rut marks on the 
roads reveal the regular passage of wheeled vehicles. It 
was during this phase that an inscription was raised at 
Udayagiri Hill 10 kilometers (6 mi.) from the city that 
mentioned the reconstruction of a canal by King Khar- 
avela, who reigned during the first century B.C.E., that 
carried water to the city. It is likely that this strongly 
defended fortress was his major center. It is well posi- 
tioned to take advantage of maritime trade with South- 
east Asia and with southern India, as the presence of 
rouletted ware confirms. 

Siva Siva was one the great trinity of Hindu gods. He 
was commonly worshiped in the form of a LINGAM, or 
phallus. One of the earliest lingams in southern India is 
from a a second-century B.C.E. context at Gudimallam. 
Siva had many names, including Rudra, Mahadeva, Trine- 
tra, and Sitikantha. He became very popular in Southeast 
Asia, adopted into the pantheon of gods worshiped in the 
kingdom of ANGKOR, in Cambodia and among the CHAMS. 
Many lingams were placed in the temples, and the name 
of Siva was linked with that of the ruling sovereign. 

Siyelik Siyelik is a site of the HOTAN kingdom, China. It 
was discovered by SIR AUREL STEIN in 1906, during his 
expedition to the TARIM BASIN, lying south of the large Bud- 
dhist temple of Rawak. The area of Siyelik has several Bud- 
dhist temples and stupas, dating probably to the fourth 
century C.E. 



Sogdiana 327 



Skandagupta (455-467 c.e.) Skandagupta was the 
Gupta emperor in India who had to withstand the HEPH- 
THALITE incursions. 

The Junagadh INSCRIPTION describes him as "the chosen 
one of Sri Lakshmi, goddess of -wealth." The GUPTA 
EMPIRE -was kno-wn for its prosperity, which is reflected in 
the coin issues of the successive kings. Skandagupta's 
issues are no exception, and the themes show him with 
his divine queen, Lakshmi, and with the mythical Garuda 
after his victory over the Huns. 

slavery It is clear that Chinese emperors commanded 
huge pools of labor. In the case of the SHANG DYNASTY; 
however, the ORACLE BONES have not provided any 
instance of a word that means "slave." The two terms to 
describe people who work or undertake duties for the 
ruler, zhong and ren, do not imply a condition of slavery. 
Nor do the many burials associated with the royal tombs 
of ANYANG, which might just as well contain the remains 
of retainers with no implication of their being slaves. 

The documentary sources for the period of the GUPTA 
EMPIRE in India reveal the presence of a form of slavery 
that was linked with the caste system. Thus members of 
the Brahmin cast could not be enslaved. If a free woman 
married a slave, she herself became one, but in the con- 
trary case, a woman marrying a free man was freed from 
slavery. There are also allusions in Gupta dramas to 
unsuccessful gamblers becoming slaves to repay debts. 

CAMBODIA 

The issue of slavery in the history of states in Cambodia 
is not easy to resolve, because it is highly likely that the 
status of potential slaves changed over the course of 
1,500 years. Many INSCRIPTIONS employ the KHMER word 
knum to designate slave. Although this word means 
"slave" in Khmer today, Michael Vickery has pointed out 
that in Old Mon, a language closely related to Old Khmer, 
the word means "child." Thus, early inscriptions might 
be referring to junior relatives of emerging leaders when 
employing this word. There is no doubt, even in the 
period of CHENLA, that many men and women worked for 
the temple. Again, however, this might have been a 
means of making merit rather than the result of coercion. 
An inscription from Wat Prei Val mentions King JAYAVAR- 
MAN I who ruled in the second half of the seventh century 
C.E. It specifies that he ordered that the great-nephew of 
the two founders of the sanctuary have the exclusive 
rights over the donations made by his great uncles, 
including the animals, slaves, forests, and fields. An 
inscription of the same reign noted that the king joined 
others in endowing a foundation with fields, gardens, cat- 
tle, many buffaloes, and slaves. The inscriptions of the 
first dynasty of ANGKOR (about 800-1000 C.E.) refer to 
elite aristocrats and their meritorious acts but also con- 
tain details of land ownership, field boundaries, and 
duties of the retainers. Again, there are many references 



to slaves, but it would wrong to regard this as a slave- 
based society. The rural populace donated part of their 
time and labor to maintain the local temple. 

A text from the reign of JAYAVARMAN IV (928-942 
C.E.) includes an order from the king to join two temples. 
The benefactor of the temple provided 117 male and 
female slaves for the dark fortnight when the moon is 
waning and 130 for the period of the waxing moon, each 
group with its person in charge. This important insight 
suggests that there was a rotation system in which work- 
ers were required to provide labor for half the month to 
the temple and presumably worked for themselves during 
the rest of the month. A text from Phnom Mrec, inscribed 
during the late 10th century C.E., describes how a certain 
Soma gave an endowment of land to a sanctuary of SIVA. 
He paid two pairs of buffaloes and four jyan of silver for a 
piece of land. For a second parcel, he paid two slaves, a 
measure of gold, a pair of buffaloes, and two cattle. The 
prices paid for slaves assigned to the temple of the god- 
dess Bhagabati are set out in an inscription from Phum 
Mien. Several were exchanged for other slaves, and one 
was bought from a Vietnamese for silver. An inscription 
from Phnom Kanva, Battambang, describes how a worker 
named Viruna escaped from the estate where he was born 
and on his recapture had his eyes gouged out and his 
nose cut off. It was also customary in listing workers to 
include their children and even grandchildren. Writing of 
his visit to ANGKOR THOM in the late 13th century, ZHOU 
DAGUAN described how rich families would maintain 
more than 100 slaves; poorer families had only a handful 
or none at all. These slaves, while able to speak Khmer, 
were acquired from the forested uplands. Recaptured 
slaves who had attempted to escape were to be confined 
by an iron collar or anklet. 

It thus seems likely that at least some form of tied or 
corvee labor predominated, at least in the kingdom of 
Angkor, for the inscriptions contain so many allusions to 
workers required to donate half their time to a temple 
foundation. The inscriptions from KOH KER (Lingapura), 
the capital of Jayavarman IV, also list numerous workers 
from various districts who labored on the construction of 
the temples and reservoir. The status of those listed as 
knum during the Chenla period, however, may have been 
that of junior kin of the social elite, whose work for the 
temple provided at least a measure of personal merit. 

Sogdiana Sogdiana lies in the basins of the Zerafshan 
and Kashka Dar'ya Rivers, between the Syr Dar'ya and 
Amu Dar'ya Rivers in Kazakhstan, south of the Aral Sea. 
Sogdian cities were flourishing centers for trade, agricul- 
ture, and the arts. The building technique involved con- 
struction in compressed loess and mud brick. Large town 
houses and palaces often had three stories. Interiors were 
decorated with vigorous and accomplished wall paint- 
ings, which illustrate the sumptuous way of life of aristo- 
cratic merchants and rulers. There are, for example. 



328 Sokkuram 



images of the receipt of ambassadors, feasting scenes, 
hunting, and travel in elegant boats into the reedy mar- 
gins of lakes rich in waterfowl. Horse riding and images 
of warriors were popular, as were mythical events. Rich 
houses, too, included a hall with images of the deities. 
Wooden statues and reliefs have also survived; silver- 
smiths were skilled in the production of ceremonial or 
feasting vessels, which elegantly depict camels and deer. 
The broad canvas of Sogdian trade and travel meant that 
many religions and scripts are represented: Christian and 
Buddhist texts have been found scratched on pottery ves- 
sels. The dead were excarnated and the bones placed in 
decorated ossuaries. A scene from one such ossuary 
shows two worshipers on their knees before a fire altar. 
In the sophisticated dress of the upper classes at cities 
like Panjikent, status was indicated through belts with 
golden plaques. This flourishing and sophisticated soci- 
ety finally succumbed in the eighth century to the east- 
ward expansion of the Arabs. 

Farther east than the rich agricultural land of 
KHWARIZM, Sogdiana was not so exposed to foreign domi- 
nation, although it was described as the most easterly of 
the Seleucid satrapies. Its main center during the early 
historic period, also the most easterly known Greek city 
foundation, was Alexandria Eschate (modern Khojand). 
Sogdiana was a satrapy of the ACHAEMENID EMPIRE from 
the sixth century B.C.E. but was subdued during the east- 
ern campaign of ALEXANDER THE GREAT in 329-327 B.C.E. 
and thereafter was incorporated in the independent state 
of BACTRIA-Sogdiana under Diodotus I in the middle of 
the third century B.C.E. Sogdiana itself assumed indepen- 
dence from Bactria, an event long assumed to have taken 
place after the death of King Euthydemus I in about 200 
B.C.E. However, new numismatic evidence now places 
this event toward the end of that king's reign. Sogdiana 
was not fully incorporated into the KUSHAN empire but 
was briefly subdued by the HEPHTHALITE HUNS during the 
early sixth century C.E. Sogdiana thereafter is best known 
as a vital node in the SILK ROAD, controlling as it did the 
east-west caravans, and it was as well the source of furs 
from the north. The History of the Tang Dynasty noted: 
"They excel at commerce and love profits. . . . Men of 
Sogdiana have gone wherever profit is to be found." 

SOGDIAN CITIES AND COLONIES 

Thus there developed a series of major cities, whose 
wealth grew not only on the success of their merchant 
class, but also on the returns from extensively irrigated 
fields and the establishment of craft workshops to weave 
silk. The Sogdian language was eastern Iranian and 
became a lingua franca of the Silk Road. There was a Sog- 
dian colony at distant DUNHUANG, and their letters home 
have survived in the archives of the ruler of PANJIKENT, 
Divashtich, dating to the early eighth century. Although 
Divashtich claimed sovereignty over all Sogdiana, there 
appear to have been local polities based in the major cen- 



ters, of which AERASIAB, modern Samarqand, was the 
largest with an area of about 220 hectares (550 acres). 
Other urban centers were Panjikent and VARAKSHA. Each 
such center was ruled by a local prince. 

The Sogdians established trading settlements sub- 
ject to their own laws, at strategic points along the Silk 
Road. In 1907 SIR AUREL STEIN was working at one such 
site near Dunhuang when he discovered a mailbag con- 
taining letters from the local Sogdian community for 
delivery to Samarqand. It never reached its destination; 
its contents are most revealing. One letter was written 
by a woman abandoned by her husband. Another, from 
the hand of a merchant named Nanai-vandak, provides a 
clear image of the political upheavals that beset China, 
and in its description of historical events it can be dated 
to June or July 313 C.E. It describes famine in the capi- 
tal, LUOYANG, and war with the XIONGNU. It also lists 
some of the goods that were traded along the Silk Road, 
including gold and silver, linen and woolen fabrics, 
wheat, pepper, and camphor. Intriguingly, it does not 
mention silk. 

Further reading: Marshak, B. I., and N. N. Negmatov, 
Sogdiana. In History of Civilizations of Central Asia, Vol. 
Ill, edited by B. A. Litvinsky Paris: UNESCO, 1996; Mar- 
shak, B. I., V. A. Livshits, and W. A. Pini. Legends, Tales, 
and Fables in the Art of Sogdiana. New York: Bibliotheca 
Persica, 2002. 

Sokkuram Sokkuram is without doubt one of the most 
famous of all Buddhist shrines in Korea, if not the most 
famous. It is located at Mount Toham near Kyongju in 
the southeastern part of the peninsula and dates to the 
mid-eighth century C.E. By that juncture, the kingdom of 
SHILLA had overcome the other states of the Three King- 
doms period, PAEKCHE and KOGORYU, and ruled all Korea 
from the capital of Kyongju. BUDDHISM had taken hold in 
this area five centuries previously and was enthusiasti- 
cally followed from the seventh century. The Sokkuram 
shrine incorporated first an antechamber, then a small 
vestibule, before entering the circular shrine room. It was 
constructed of large slabs of granite hewn from the neigh- 
boring rock and covered with a tumulus to resemble a 
rock-cut temple. A sculpture of the enthroned Buddha 
standing 3.3 meters (10.9 ft.) high dominates the shrine 
room and is rendered with matchless serenity and power. 
Behind, on the walls, are 11 figures of BODHISATTVAS, 
gods, and disciples. The most famous of these is the 11- 
headed Bodhisattva Avalokitesvara. 

Song Yirang (early 20th century) Song Yirang was a 
leading scholar and student oj the Anyang oracle-hone texts. 
In his 1917 publication Chiwenjuli (Examples of ORACLE- 
BONE inscriptions), he noted, "At last, I found some way 
to understand the meanings of these ancient documents." 



spice Islands 329 




The eighth-century shrine at Sokkuram, Korea, is one of the finest examples of Shilla architecture. The temple contains a notable 
stone image of the Buddha standing to a height of more than three meters (about 1 feet). (© Carmen Redondo/CORBIS) 



Sonkh Sonkh is a major urban settlement located near 
the middle reaches of the Jamuna River in Uttar Pradesh 
state, India. As have many other cities of the MAURYA to 
GUPTA EMPIRES, it has a long sequence of preceding IRON 
AGE occupation, dating to between 800 to 400 B.C.E. 
There foUo-wed a Mauryan occupation during which 
houses were constructed of mud and roofed with -wood 
and reeds. During the ensuing period of SUNGA rule 
(185—73 B.C.E. ), mud-brick structures, houses having sev- 
eral rooms grouped around a courtyard, -were recovered. 
There were a street system and public drains. Excavations 
in 1966—74 also encountered a temple building raised on 
a platform and dated to the first century B.C.E. It had 
undergone several rebuilding phases. Occupation contin- 
ued through the KUSHAN period into the period of the 
Gupta empire, again with houses grouped along a street 
grid and equipped with bathrooms and latrines. 

Sothi Sothi is a four-hectare (10-acre) settlement 
located in the former valley of the extinct Drishadvati 
River in northern India. Limited excavations in 1978 
revealed two phases of occupation, the lo-wer belonging 
to the SOTHI-SISWAL phase of the early Harappan culture. 



and the second to the fully developed INDUS VALLEY CIVI- 
LIZATION (c. 2500-c. 1770 B.C.E.). 

Sothi-Siswal Sothi-Siswal is the name given to one of 
the four pre-Harappan phases of cultural development in 
India. The sites in question concentrate in the valley of 
the extinct rivers SARASVATI and Drishadvati. The name 
derives from two of the typical sites of the period; 
KALIBANGAN in its early phase and Banawali are the best- 
kno-wn settlements. In terms of size, the vast majority of 
the villages were less than five hectares (12.5 acres) in 
area and reveal evidence of ceramic industries, long-dis- 
tance trade in marine shells and LAPIS LAZULI, and a 
kno-wledge of copper smelting. Some of the sites might 
have been occupied only on a temporary basis, for subsis- 
tence included animal herding as well as agriculture. A 
date in the third millennium B.C.E. is most likely, but the 
chronology of this phase remains equivocal. 

See also INDUS VALLEY CIVILIZATION; SOTHI. 

Spice Islands Spices -were one of the major export 
commodities of Southeast Asia, and their cultivation and 
trade generated considerable wealth for the local rulers. 
CLOVES, NUTMEG, and mace were particularly favored and 



330 Spring and Autumn period 



grew only in the Maluku (Moluccas, or Spice Islands in 
Indonesia). They include about 1,000 islands, many of 
which are small and uninhabited, east of Sula-wesi and 
west of Papua New Guinea. 

Spring and Autumn period See eastern zhou 

DYNASTY. 

Sras Srang The Sras Srang, "royal bath," is a small 
BARAY (reservoir) measuring 700 by 300 meters (770 by 
330 yds.) located south of the EASTERN BARAY at ANGKOR 
in Cambodia. It was constructed during the reign of 
RAJENDRAVARMAN (944-68 C.E.), and a contemporary 
INSCRIPTION decrees that tame elephants should not be 
permitted to bathe in it or damage its earth dykes. The 
haray was embeUished under JAYAVARMAN VII (1 181-1219), 
who added a laterite and sandstone platform, a large 
statue of GARUDA, and access stairs to the water. A chance 
discovery at the northwest corner of the Sras Srang 
uncovered three pottery jars containing cremated human 
remains associated with bronze Buddha images. The 
French archaeologist B.-R Groslier subsequently exca- 
vated extensively and found further mortuary jars con- 
taining human ashes. Offerings included Chinese ceramic 
vessels, ceramic figures, bronze mirrors, iron weapons, 
ingots, and pieces of lead. A tin vessel was associated 
with one cremation, and one pot contained seven lead 
ingots. In one instance, a pair of bronze mirrors was 
found on an east-west orientation. The ivory handle sur- 
vived on another mirror. Bronze images of the Buddha 
and Vishnu riding the eagle Garuda were also recovered. 

Sravasti Sravasti was the capital of the MAHAJANAPADA of 
Kosala. It was designated one of the cities fit to receive the 
remains of the Buddha after his cremation and is located 
next to a former channel of the Rapti River, a tributary of 
the Ganges (Ganga) River in northern India. The city was 
visited by XUANZANG, a Chinese Buddhist monk, in the 
early seventh century C.E. He described the old palace city 
as lying in ruins but was still able to trace its boundaries as 
measuring about 12 kilometers (7.2 mi.). A disciple of the 
Buddha, Sudatta-Anathapindika, founded a monastery 
there for the use of the Buddha, and this is known as the 
Jetavana Vihara. This gift is recorded in a second-century 
B.C.E. INSCRIPTION on one of the railing pillars of the stupa 
there; the text describes how Anathapindika bought the 
Jetavana Park by covering it with coins and presenting it to 
the Buddhist community. This monastery forms the 
nucleus of Saheth, that part of Sravasti that was the focus 
of Buddhist pilgrimage and worship. It is enclosed by a 
wall. Xuanzang described this monastery as lying about 
three kilometers south of the city, but it too lay in ruins. 
He also saw two stone columns standing 20 meters (66 ft.) 
high, one topped with a wheel, the other with the carving 
of a lion. Both were erected, he said, by King ASOKA. 
Maheth, on the other hand, is the fortified city of Sravasti. 



The Jetavana monastery was examined in detail by SIR 
ATEXANDER CUNNINGHAM in 1875-76. He found the site 
covered in jungle and used an elephant to move through 
the dense vegetation to identify walls and foundations. 
Excavations undertaken in 1959 identified three periods. 
Initial settlement took place during the period when 
NORTHERN BTACK POTISHED WARE was in vogue, dated to 
about 500-300 B.C.E. The mud ramparts, with a fired-brick 
addition, belong to Period 2, when punch-marked coins 
were used. This period belongs to the last three centuries 
B.C.E., and during the third period, occupation continued 
into the first centuries C.E. The monastic establishment 
continued for many centuries, for an inscription of the 
12th century recorded a gift of land to the Jetavana 
monastery. 

See also COINAGE. 

Sreshthapura See wat phu. 

Sri Ksetra The Chinese monk I CHING in the seventh 
century C.E. described a city probably located in the 
Irrawaddy Valley of Myanmar (Burma), which he named 
Sri Ksetra. 

EXCAVATIONS AT SRI KSETRA 

Reporting in 1926, Charles Duroiselle described his exca- 
vations at the Khinba mound. This site was identified after 
villagers found stone sculptures representing Vishnu, but 
the mound turned out to be the base of a Buddhist stupa. 
Many votive terra-cotta tablets were found; the prize was 
the intact relic chamber, sealed with a large stone. This 
slab bore a relief carving of a stupa, whose form matched 
that of the large stupa of Bawbawgyi. Removal of this 
stone revealed a brick-lined chamber in the center of 
which lay a miniature silver stupa surrounded by four 
Buddha figures each with an attendant. The stupa was 
inscribed in Pyu and PALI of a style characteristic of the 
sixth century C.E. Each text names the figure facing it as 
being one of Buddha's disciples. A Pyu text also names 
two individuals, Sri Prabhuvarma and Sri Prabhudevi, 
who are probably the founding king and the queen. Other 
items in this relic chamber provide some idea of the 
wealth that is missing from other such monuments as a 
result of widespread looting. They include a superb gold 
statue of the Buddha standing 15 centimeters (6 in.) high, 
seated on a throne. A second such gold statue was found, 
but without the throne. No fewer than 50 other Buddha 
statues were recovered, in gold, silver, and lead, varying in 
height from 2.5 to 12.5 centimeters (1 to 5 in.). There 
were 24 silver or gold plates with relief images of the Bud- 
dha, a glass image of the Buddha, silver plates bearing 
images of door guardians, many silver bowls, silver or 
gold caskets, and five gold trays. Forty-five silver coins 
were also found among the offerings, together with 20 
inscribed gold leaves. Extraordinarily, these gold leaves 
were bound together with gold wire, which was threaded 
through two holes on each leaf. When the wire was cut, it 



Sringaverapur 331 



■was possible to unfold and read the texts. Each leaf incor- 
porated three lines in Pali of sacred Buddhist texts. The 
DHARMA preached by the Buddha is one of the four objects 
of veneration that might be included in a stupa reliquary; 
the others are the actual remains of the Buddha, his per- 
sonal belongings, or items from places the Buddha had 
visited. The catalogue of finds from this remarkable 
deposit continues with a large assemblage of beads in 
gold, quartz, carnelian, amethyst, chalcedony, glass, and 
jade and 12 jade figurines of elephants. One of these is 
only 12 millimeters (0.48 in.) long. There are silver and 
gold lotuses, gold and silver bells, gold and silver cups, 
butterflies, statuettes of deer in gold, and a silver duck. 
These finds, which could have originated only with a 
royal foundation, stress the extraordinary amount of 
information that has been lost to the widespread looting 
that had afflicted such monuments even a century ago. 

Two years later Duroiselle continued his research at Sri 
Ksetra with the examination of a series of 34 stupas and 
burial mounds. One stupa foundation contained a brick- 
lined chamber just over one meter square, in which he 
found eight bronze images of the Buddha, each about 10 
centimeters (4 in.) tall. This chamber lay over a second, 
which contained many terra-cotta votive tablets of 10th- 
century style, bearing SANSKRIT holy texts. Outside the city 
walls, he investigated a low mound also with a relic cham- 
ber and found a superb hollow gold image of the Buddha. 
It contained a tiny silver casket full of cremated ash. Dur- 
ing this season, a villager took to Duroiselle a strip of gold 
about 20 centimeters (8 in.) long, on which an inscription 
in Pali set out a Buddhist sacred writing. Such gold plaques 
have also been found in the FUNAN sites of the Mekong 
Delta. A further archaeological discovery in the 1966-67 
excavation season provided insight into the skill of the 
bronze casters and aspects of city life: a group of five fig- 
ures each standing 110 centimeters (3.6 ft.) in height. Two 
are dancing, while the others play musical instruments. 
The elegant hairstyles and profusion of jewelry worn by 
these Pyu entertainers enhance the appreciation of life in 
this huge urban complex. A further bronze of Avalokites- 
vara had been found near the Bobogyi stupa in 1911. 

XUANZANG, a Chinese pilgrim, described this Buddhist 
capital of a state in about 643 C.E. The large walled and 
moated city of Hmawza is widely considered to have been 
a major capital of this PYU CIVILIZATION. A SANSKRIT 
inscription dating on stylistic grounds to the seventh cen- 
tury C.E. describes two cities, each ruled by a separate 
dynasty. Sri Ksetra was probably one of these cities. 
Another inscription in Old Mon from the Shv^^ehsandaw 
temple describes the mythical founding of Sri Ksetra in 544 
B.C.E. It lies in the valley of the Nawin River just east of the 
modern city of Prome. Here the rivers flowing from the 
Pegu Yoma are a source of irrigation water in an area where 
rainfall itself is insufficient for the cultivation of rice. 

Burmese tradition has it that Sri Ksetra was founded by 
King Duttabaung about 2,400 years ago. He captured 
Princess Panhtwar of BEIKTHANO and took her to his city. 



This piece of oral history might well reflect warfare between 
rival Pyu centers: Both at Beikthano and at HALIN there is 
widespread evidence for destruction by fire. Sri Ksetra fell 
into a decline during the ninth century and was abandoned. 

THE CITY PLAN 

Sri Ksetra has an oval plan, demarcated by a massive BRICK 
wall and a moat enclosing an area of 1,880 hectares (4,700 
acres). A rectangular enclosure just south of the city cen- 
ter, measuring 650 by 350 meters (715 by 385 yds.), was 
probably a palace precinct. There are also many other 
moated enclosures, both within and beyond the walls, 
which may have enclosed religious structures. The study 
of aerial photographs has also identified two large reser- 
voirs within the city walls and the large eastern reservoir 
beyond the eastern walls. Janice Stargardt has further 
noted possible field systems that would have been fed by 
IRRIGATION water. Several stupas have survived, confirm- 
ing the dominance of BUDDHISM in the Pyu state. The Bob- 
ogyi stupa, dating to the seventh or eighth century on the 
basis of its votive tablets, has a cylindrical form above five 
circular terraces and lies just south of the city v^rall. The 
Lemyethna temple, also outside the city wall, is of square 
form with four entrances. The foundations of a large hall 
have been uncovered by excavation near the Shedaga city 
gate. It was 30 meters (99 ft.) long and 20 (66 ft.) wide, 
and the superstructure was made of wood. The Payamagyi 
stupa lies north of the city wall, and an adjacent brick 
structure contained stone mortuary vessels inscribed with 
the names of three kings. These have been translated by 
Charles Blagden as follows: "A relative of Suryavikrama 
died in 673 C.E. Suryavikrama died in 688 C.E. at the age of 
64. Harivikrama died in 695 C.E. at the age of 41, and 
Sihavikrama died in 718 C.E. at the age of 44 years." It is 
highly likely that these kings were members of a ruling 
dynasty. Other large stone urns have also been recovered 
and were in all probability the burial places of the elite. 
Finely decorated stone "thrones" have been recovered, con- 
firming a megalithic aspect of the Pyu monumental carving. 
Many brick mortuary structures lie outside the city 
walls, as at the related Pyu city of Beikthano. The brick 
temples and stupas were formerly covered in plaster and 
presumably decorated. Many of the plans and elevations 
anticipate those of PAGAN, and large stone images of the 
Buddha and Hindu deities, particularly Vishnu, make 
clear the religious leanings of the Pyu rulers. Small statues 
and precious artifacts in gold and silver have been found. 

Sringaverapur Sringaverapur is a historic Indian city site 
located on the banks of the Ganges (Ganga) River. Already 
known as a major site mentioned in the RAMAMNA, it was 
excavated in 1977-85 under the direction of B. B. Lai. Late 
prehistoric settlement was revealed, followed by occupation 
during the MAURYA EMPIRE (324-c. 200 B.C.E.), when a 
remarkable tank was constructed to store floodwaters from 
the Ganges (Ganga) River. This was followed by KUSHAN 
occupation, during which houses were constructed. 



332 Sri Thep 



Sri Thep Sri Thep is strategically located in the valley 
of the Pa Sak River in central Thailand. It is a large 
moated settlement covering 4.7 square kilometers (1.88 
sq. mi.). As many DVARAVATI CIVILIZATION sites have, it has 
prehistoric origins; historic occupation began in the sixth 
century and lasted at least into the 13th century C.E. Sev- 
eral monuments lie -within the moated precinct, most 
prominent of which is the Khao Klang Nai temple with its 
stucco friezes. One frieze depicts crouching d-warfs, some 
with the head of a lion or a cow. Further finds include part 
of a "wheel of the law" (dharmacakra) and bronze images 
of the Buddha. Lying on the western margins of the king- 
dom of ANGKOR in Cambodia, the site was heavily influ- 
enced and probably incorporated into this state. Prang 
Song Phi Nong and Prang Sri Thep were built in the 11th 
to 12th centuries; images of SIVA, Vishnu, Surya, and 
Krishna have been found at or near Sri Thep. 

Srivijaya Srivijaya was a kingdom centered on the 
island of Sumatra in Indonesia. Several inscriptions in Old 
Malay recovered from the vicinity of PALEMBANG reveal the 
presence of a king named Jayanasa, who followed BUD- 
DHISM, created a public park for making merit, and 
expanded his domain through maritime and land-based 
military campaigns. According to the Chinese monk I 
CHING, there were then a walled capital and a population 
of more than 1,000 Buddhist monks versed in the sacred 
scriptures. According to his report, they had gold and sil- 
ver images of the Buddha and gold ritual vessels in the 
form of lotus flowers. Palembang, the capital, was situated 
on the bank of the Musi River, which gave it direct access 
to the sea and international trading routes. The -wealth 
and po-wer of Srivijaya were largely based on this favorable 
location for participating in trade, which linked China 
with India and Persia. However, its continued prosperity 
also depended on controlling rival port states, and the 
INSCRIPTIONS and contemporary accounts suggest that 
Srivijaya incorporated potential rivals in its own polity. 

Thus Palembang was first and foremost a port. It is 
located on the southeastern part of Sumatra, so as to con- 
trol the Strait of Melaka to the north and the Sunda Strait 
that separates Sumatra and Java to the south. As Chinese 
trade began to bypass the Mekong Delta and go directly to 
Sumatra, the state of FUNAN declined, and Srivijaya 
expanded. Aerial pictures have revealed possible docking 
facilities at Palembang. An inscription dated to 683 C.E. 
describes a military expedition -with a force of 2,000 against 
the rival port center of Jambi-Malayu. A second inscription 
from Nakhon Sri Thammarat on the east coast of peninsu- 
lar Thailand illustrates this point, for it describes how in 
775 C.E. a Buddhist king of Srivijaya founded a monastery 
there. Further archaeological evidence for Srivijayan pres- 
ence in peninsular Thailand, and therefore control of the 
transisthmian trade routes, is from the sites of Chaiya, 
where the temples of Phra Boromathat and Wat Kaew were 



constructed, and from Yarang in the valley of the Pattani 
River on the east coast of the peninsula. 

The Musi River is also rich in silt, and flooding 
would have laid down alluvia that encouraged rice pro- 
duction in the vicinity of Palembang. It would also have 
been possible to augment rice production through IRRIGA- 
TION based on tidal flows and therefore flooding on the 
margins of the lo-wer river. This would have been vital in 
sustaining the large number of visitors and members of 
the Srivijayan merchant marine. 

Further reading: SPAFA. Consultative Workshop on 
Archaeological and Environmental Studies on Srivijaya (1- 
W2h), Jakarta, Padang, Prapat, and Medan, Indonesia, 
September 16-30, 1985 Final Report. Bangkok: SPAFA, 
1885; Wolters, O. W. The Fall of Srivijaya in Malay His- 
tory. London: Lund Humphries, 1970. 

Steatite Steatite is a variety of talc that is soft and 
therefore easily carved and has a fine luster. It was 
widely used in India for beads, seals, boxes, and stat- 
uettes. Steatite was a vital part of the material culture of 
the INDUS VALLEY CIVILIZATION, particularly in the manu- 
facture of SEALS. After detailed engraving or shaping, 
steatite can be heated to above 1100°C (20I2°F) to 
harden it. Steatite paste can also be molded into shape 
and then finished by heating. 

Stein, Sir Aurel (1862-1943) Hungarian-horn explorer- 
archaeologist who more than any other scholar brought the 
cultures of the Silk Road to prominence. 

Born in Budapest, Hungary, Aurel Stein studied Persian and 
Indian archaeology at the University of Tubingen in Ger- 
many before settling in England in 1884 to undertake fur- 
ther studies in classical and eastern archaeology at the 
University of Oxford. In 1888 he -was appointed registrar of 
Punjab University at Lahore, Pakistan, and during his free 
time began archaeological explorations in Kashmir and the 
Northwest Frontier. Twelve years later, -with the enthusias- 
tic support of the viceroy of India, Lord (George) Curzon, 
he embarked on the first of his four major exploratory jour- 
neys to Inner Asia. These took him to the oasis cities of the 
TARIM BASIN in western China; the Han Chinese -western 
limes, or frontier; and, most famously, to the MOGAO caves. 
There he secured a fabulous collection of Buddhist 
manuscripts that now reside in the British Museum. His 
Central Asian research, which he pursued with unflagging 
energy under the most arduous of circumstances, resulted 
in a series of massive reports on his findings. When politi- 
cal conditions ruled out proposed fieldwork in Central 
Asia, he turned his attention to the Roman Empire's eastern 
border with PARTHIA and the itinerary of Alexander's con- 
quest of the Persian Empire. His long-term desire to under- 
take fieldwork in Afghanistan, continually thwarted by the 
authorities there, was finally permitted in 1943. Ho-wever, 
he suffered a stroke and died only a few days after reaching 
Kabul, -where he was buried. 



Sulamani temple 333 



See also CHERCHEN; DUNHUANG; ENDERE; GANDHARA; 
LOU-LAN; MIRAN; NIYA; SHAN-SHAN; SILK ROAD. 

Sufutun Sufutun is an important site dated to the 
period of the SHANG STATE in Shandong province, China. 
In 1965 four large graves were excavated, and the wealth 
of finds, despite severe looting, indicated the presence of 
a royal center. One of the four graves followed the layout 
well known at the Shang capital of ANYANG in having a 
central rectangular tomb chamber linked with a large 
main entrance ramp and three entrance passageways 
forming a cruciform shape. The chamber itself measured 
15 by 11 meters (49.5 by 36.3 ft.), and the longest access 
ramp, the only one to give direct access to the tomb, was 
26 meters (85.8 ft.) long. The junction of the ramp and 
the tomb chamber was choked with the remains of 
human sacrificial victims, of whom 47 individuals were 



counted. There were also five dog skeletons. Despite the 
destruction of this burial by robbers, more than 4,000 
cowry shells were recovered. Cowries symbolized wealth 
and fertility and could have been obtained only through 
long-distance trade with the south. The grave pit was sur- 
rounded by a podium in which three ancillary burials 
were placed. The northern wall of the podium contained 
two further pits for large ceremonial bronze axes. This 
grave, in all probability, was that of a regional king of the 
state of Bogu, which is mentioned in the ORACLE-BONE 
records as being an ally of the Shang. 

Suixian See leigudun. 

Sulamani temple The Sulamani temple at PAGAN in 
Myanmar (Burma), built during the reign of King Narap- 
atisithu in 1181, is a colossal temple in a walled precinct. 




The Sulamani temple at Pagan, Myanmar (Burma), was built under the reign of King Narapatisithu in 1181. It is one of the largest 
temples at this remarkable site. (O Luca I. Tettoni/CORBIS) 



334 Sunga 



It has two floors surrounded by terraces bearing smaU stu- 
pas. It represents the last major phase of temple construc- 
tion at this royal capital in central Myanmar (Burma). 

Sunga The Sunga dynasty of India was founded when 
Pushyamitra Sunga killed Brihadratha, the last Mauryan 
king, in 185 B.C.E. He had inherited the considerable 
extent of the MAURYA EMPIRE and defended it against the 
BACTRIAN GREEK incursions in the west and those of King 
Kharavela of Orissa in the east. By degrees, however, 
much territory was lost, including the area of Sind, and 
the 10th and last king, Vasudeva, was himself killed in 
about 73 B.C.E. 

Sunzi (c. fourth century B.C.E.) Sunzi, or Master Sun, 
was the leading militarist thinker during the Spring and 
Autumn period (770-476 B.C.E.) in China. 
The tension at this time was but a prelude to the WARRING 
STATES PERIOD (475-221 B.C.E.). Many philosophers arose 
in this period of social ferment. On the one hand, CONEU- 
CIUS and MENCIUS advocated righteousness, humanity, 
and old chivalric values. On the other, the legalists and 
militarists took a pragmatic view rooted in the principle 
of survival. While the legalists argued for autocratic cen- 
tral power, the militarists laid down a new ethic in battle, 
which ran counter to the long tradition of chivalry. He 
probably lived during the late Spring and Autumn period. 
A contemporary of Confucius, Sunzi advocated an 
entirely new and totalitarian approach to war. Sunzi 
stressed the vital importance of knowledge of every possi- 
ble aspect of war: the terrain, the weather, the morale and 
psychology of the troops, the state of the enemy, and their 
tactics. As in a game of chess, he urged the importance of 
timing: "What is meant to be skilled is to be victorious 
over the easily defeated." 

His words were written during the third century 
B.C.E. and have long been influential. Further texts relat- 
ing to Sunzi have been found on BAMBOO SLIPS from Tomb 
1 at Yinqueshan in Shandong province, dating to the sec- 
ond century B.C.E. These incorporate questions and 
answers on war between Sunzi and Wuzi. The Confucian 
school particularly resented his advocacy of deception as 
a military tactic. "When able," he said, "manifest inabil- 
ity. Attack when the enemy is unprepared." While recom- 
mending orthodox tactics such as not attacking when 
backed by water, or when there is no escape, he also 
identified the means to take advantage of the unusual or 
unorthodox. He was also incisive in setting out appropri- 
ate strategy, for example, when deep in enemy territory: 
"Throw the troops where they cannot leave, for facing 
death, they will not be routed." 

Surkh-Kotal Surkh-Kotal was a temple set in a fortress 
built during the reign of KANISHKA I, the KUSHAN king 
who ruled from 100 to 126 C.E. Located near the headwa- 



ters of the Amu Dar'ya River in Afghanistan, it included a 
series of four platforms linked by stairways that culmi- 
nate in a colonnaded temple probably dedicated to the 
Kushan ancestors. Its design shows strong Achaemenid 
Persian influence. 

Surkhotada Field surveys undertaken in 1964-68 on 
the eastern margins of the Rann of Kachchh in Gujarat 
province, India, identified a series of sites ascribed to the 
INDUS VALLEY CIVILIZATION. This Rann is now much silted, 
but it was formerly an arm of the sea that facilitated mar- 
itime trade, and many Harappan sites are found along its 
shoreline. Surkhotada is one of these. It is a very small 
rural settlement when compared with the great cities far- 
ther west, covering only 1.4 hectares (3.5 acres). Never- 
theless, the spatial layout incorporated, as in the main 
Indus cities, a citadel adjoining a residential quarter, both 
created in about 2300 B.C.E. The difference between this 
small site and the major cities of the Indus is that the so- 
called citadel and the residential area are of the same size. 
Mud-brick houses, baths, and drains were all laid out, 
and SEALS and the INDUS VALLEY CIVILIZATION SCRIPT on 
pottery vessels indicate literacy and trade. The finding of 
horse bones confirms the presence of this domestic ani- 
mal in Indus sites. 

The defenses are a particular feature of this site, being 
thick and fortified at the corners with bastions. Excava- 
tions along the line of the southern fortification wall have 
revealed two entrance gateways, giving access to each half 
of the site, while a third gateway links the two parts of the 
settlement internally. As at RANGPUR, the site continued to 
be occupied into the second millennium B.C.E. The fortifi- 
cations were strengthened during this period, and houses 
with an average of five rooms were in use. Excavations by 
J. P. Joshi in 1971-72 revealed that the site was occupied 
during the mature Harappan phase; there were three sub- 
phases dating to 2500-1900 B.C.E. However, 300 meters 
(990 ft.) northwest of the walls, he found a cemetery 
demarcated by stone cairns with capstones over inter- 
ments in oval or rectangular shallow graves. This method 
of disposing of the dead has not been found at other 
Harappan sites. The human remains were fragmentary, 
and one such grave contained none. However, the mortu- 
ary vessels were more akin to early Harappan styles. 

Suryaparvata See phnom chisor. 

Suryavarman I (r. c. 1002-1049 c.e.) Suryavarman I 
(Protege of the Sun) was the first king of a new dynasty who 
ruled at Angkor in Camhodia. 

His origins and legitimacy remain obscure, and some have 
traced his ancestry to a homeland in Malaysia. His out- 
standing achievement was arguably the construction of the 
WESTERN BARAY at Angkor, the largest reservoir (baray) of 
the Angkorian kingdom. Beyond the capital, he energeti- 



svami 335 



cally ordered building works at Preah Vihear, PREAH KHAN 
OF KOMPONG SVAY, and Phnom Chisor and -was responsible 
for the construction of roads and rest houses. Michael Vick- 
ery, on the basis of 13 lengthy INSCRIPTIONS that set out the 
dynastic histories of the great aristocratic families of the 
preceding t-wo centuries, has suggested that Suryavarman 
■was a member of the elite Saptadevakula lineage, -whose 
members claimed descent from King INDRAVARMAN I 
(877-89). If so, under the flexible rules of succession, he 
and his faction could have claimed legitimacy. The surviv- 
ing texts make it clear that years of civil -war between 
Suryavarman and Jayaviravarman preceded the former's 
reign. Suryavarman's early inscriptions concentrate in east- 
ern Cambodia, but after 1005 no more is heard of Jayavi- 
ravarman, and by 1010 Suryavarman appeared at Angkor. 
Shortly thereafter, his inscriptions, or those mentioning his 
name, are also found to the west of the capital. 

In 1011 King Suryavarman I summoned his officials 
to swear an oath of allegiance. They offered their lives and 
unswerving devotion to the king in the presence of the 
sacred fire. The officials promised to safeguard the merito- 
rious foundations of the country and urged the king to 
punish severely those who supported any rival. Further 
to consolidate his position, in 1018 he had inscriptions 
set in place at PREAH VIHEAR, PHNOM CHISOR, Wat Baset, 
and an unidentified location probably to the east of 
Angkor, in -which LINGAMS named Suryavarmesvara were 
erected to identify the boundaries of his kingdom. 
Suryavarman was responsible for a burst of building 
activity at Angkor. He placed his palace north of the 
BAKHENG, within the bounds of the future ANGKOR THOM, 
and ordered the construction of the relatively small royal 
temple of the PHIMEANAKAS. 



Suryavarman II (r. 1113-1150 C.E.) Suryavarman U 
(Protege of the Sun) was king of Angkor in Cambodia. 
His temple mausoleum, known today as ANGKOR WAT, is 
one of the -world's outstanding buildings. A devotee of 
Vishnu, Suryavarman took po-wer in a battle against his 
great-uncle. For the first time for any Angkorian king, it 
is possible to see his image, carved on the reliefs of 
Angkor Wat. He is portrayed in battle and in his court 
receiving high officials. He was also renowned as a -war- 
rior who fought against the Chams and pushed north and 
-west into Thailand. 

See also CHAM CIVILIZATION. 

Sutkagen Dor Sutkagen Dor is the most westerly of all 
INDUS VALLEY CIVILIZATION sites. It lies on a rocky shore in 
-western Pakistan and -was discovered in 1875. SIR AUREL 
STEIN briefly worked there, and limited excavations -were 
later undertaken by George Dales. The site is dominated 
by a rectangular stone--walled citadel measuring 335 by 
200 meters (369 by 220 yds.), but the extent to which 
there was occupation outside the defensive walls remains 
to be determined. The walls are robust, to 7.5 meters 
(24.8 ft.) wide at the base. It is possible that this site owes 
its existence to the passage of Indus trade vessels to Near 
Eastern ports. The pottery recovered belongs to the 
mature Indus tradition of the later third millennium B.C.E. 

svami (late fourth to the early third centuries B.C.E.) 
KAUTILYA, a chief minister to King Candragupta Maurya 
(325-297 B.C.E.) of the maurya empire in India, authored 
a treatise on statecraft known as the Arthasastra. He iden- 
tified seven vital elements, of -which the svami, or king, 
occupied the key position. 




tai-fu Under the HAN DYNASTY (206 B.C.E.-220 C.E.) the 
tai-fu was the most senior member of the government. His 
official duty was to provide moral guidance to the emperor, 
and the title has been translated as "grand tutor." The 
office changed significantly between the Western and East- 
ern Han dynasties. During the Western Han there were 
only four such appointments, beginning with Wang Ling 
in 187 B.C.E. and ending with WANG MANG, the future 
usurper. As far as can be judged, the post was used mainly 
as a -way of manipulating venerable but senior mandarins 
into a virtual sinecure. With the enthronement of GUANG 
WUDI in 25 C.E., however, the office was constantly filled, 
beginning with Zhuo Mao. Many of the grand tutors under 
the Eastern Han -were also appointed to the important post 
of intendant of the Masters of writing and, with a large sec- 
retariat, were responsible for the proper flow of informa- 
tion to the emperor. 

Taika Reforms The Taika Reforms were a vital part of 
the increasing centralization of imperial authority in Japan. 
In 645 C.E., the powerful Soga clan was eliminated from its 
position of power in the YAMATO court. For generations 
members of this clan had intermarried with the royal line 
and dominated the political scene. Two men, the future em- 
peror TENJI and Fuji-wara no Katamari, proceeded to intro- 
duce in the name of the emperor Kotoku a series of laws 
designed to weaken provincial resistance to the imperial 
court and establish an autocracy on the model of Tang 
China. The new regulations struck at the heart of the pro- 
duction system of Japan by reallocating land from nobles 
and designating it for the use of peasants. This was associ- 
ated with a new system of taxation based on production. 
Such a system necessitated a census to establish the tax base. 



The reforms provided state support for the Buddhist 
temples, a strong force in promoting the notion of impe- 
rial supremacy. The long tradition of employing lavish and 
ostentatious burial mounds (kofuns) to project the status 
of local elites -was terminated by ne-w regulations limiting 
the size of mounds and the number of people permitted to 
work on them. This change can be confirmed, archaeolog- 
ically, with a sharp fall in their number and size at this 
juncture. The Taika Reforms were folio-wed by further 
centralizing trends, particularly illustrated by the ne-w set 
of penal and administrative laws established in 701 C.E. 
and the rigid grading of ranks that ultimately led to the 
autocratic NARA STATE centered at HEIJO-KYO. 

Taixicun Taixicun is a major site of the SHANG STATE 
(1766—1045 B.C.E.), located near Shijiazhuang in Hebei 
province, China. There are three large mounds in an 
occupied area of at least 10 hectares (25 acres). Excava- 
tions have uncovered houses of between one and three 
rooms constructed of stamped earth and unfired clay 
BRICK, in addition to the foundations of a much larger 
house. Sacrificial remains of humans and animals asso- 
ciated with the large residence suggest that it was occu- 
pied by an elite member of the community. The 
presence of a social hierarchy is also evidenced in the 
cemetery, where 58 graves have been opened. A small 
number are particularly well endowed with mortuary 
offerings, including fine bronze vessels, -weapons, jades, 
gold ornaments, and ORACLE BONES. One burial incorpo- 
rated a ledge to retain sacrificed bodies. Other graves 
were markedly poorer and contained only ceramic ves- 
sels and the occasional bronze. Pottery shards include 
scratched written graphs, and a particularly interesting 



336 



Taosi 337 



find, an ax, was made from meteoric rather than 
smeUed iron. 

Takamatsuzuka Takamatsuzuka is a late kofun, or 
burial mound, of the YAMATO state of Japan, located in the 
Nara Plain region of Honshu Island, Japan. It is signifi- 
cant because, although long since looted, the central 
burial chamber contained the remains of a lacquered cof- 
fin. The chamber walls -were embellished with painted 
scenes of the celestial bodies, mythical creatures, and 
people dressed in the style of Korea. It dates to the late 
seventh century C.E. and, with a diameter of 15 meters 
(49.5 ft.) is a relatively small burial complex that might 
have housed a courtier of Korean origin. 

Taksasila See taxila. 

Tamluk Tamluk is the modern name of the port city at 
the mouth of the Rupnarayan River in India. It was men- 
tioned by both Pliny (first century C.E.) and Ptolemy (sec- 
ond century C.E.) as Taluctae or Tamalities. Other recorded 
names are Tamralipta and Tamralipti. Excavations have 
identified a long sequence of occupation with deep prehis- 
toric roots and the presence of a flourishing port during 
the Mauryan, SUNGA, and Gupta periods (325 B. C.E. -500 
C.E.) Ceramics and intaglios evidence trade with the 
Roman Empire. Although the modern occupation has 
made extensive excavation difficult, it was a major center 
of BUDDHISM, according to the reports of the Chinese 
monks FAXLAN and XUANZANG. The latter emphasized the 
wealth of the inhabitants in the seventh century C.E. 
See also GUPTA EMPIRE; MAURYA EMPIRE. 

Tanjung Rawa Tanjung Rawa is a site located on an 
island at the mouth of the Selinsing River, on the west coast 
of Malaysia. It documents early trade contact with India, in 
the form of a gold ring with a Hindu motif and a seal of car- 
nelian dated to the fourth or fifth century C.E. on the basis 
of a brief text in SANSKRIT. It also has imported Chinese 
glazed pottery; radiocarbon dates suggest a lengthy period 
of occupation between the third and eighth centuries C.E. 
The inhabitants interred the dead in wooden boat coffins. 

Taoism Taoism represents one of the two major philo- 
sophical schools of thought on the organization and 
administration of the Chinese state; the other is Confu- 
cianism. Taoism stresses detachment from the affairs of 
the world, in contrast to Confucianism. The term taoist 
does not enter the Chinese literature until the early HAN 
DYNASTY, but preceding texts on the Taoist way are 
known as the Huang Lao (Teachings of the Yellow 
Emperor), or the Teaching of LAOZI. The date and career 
of Laozi, "old master," is not known. There may have 
been more than one author of the Daodejing, but there is 
no doubting its importance in subsequent Chinese theo- 



ries of governance. In 1973 a remarkable discovery in a 
tomb at MAWANGDUI, dated to 168 B.C.E., included a ver- 
sion of the Daodejing written in silk. 

In attempting to appreciate the subtleties and nuances 
of the Daodejing, it is necessary to understand the political 
ferment during the course of its compilation. This WAR- 
RING STATES PERIOD (475-221 B.C.E.) saw the replacement 
of the old feudal order of the Zhou dynasty by a period of 
constant warfare among a diminishing number of states, 
as QIN achieved military preeminence. QIN SHIHUANGDI, 
the first emperor of a forcibly united China, introduced a 
centralized autocracy rooted in repression and military 
power. His dynasty barely outlived his own life, however, 
and the ensuing Han rulers inherited a vast new empire 
without any established rules of conduct. Were they to 
follow in the autocratic footsteps of their predecessor or 
develop a new form of government that could still hold 
together the many divergent and formerly independent 
kingdoms that made up their empire? 

In contrast to Confucianism, which was compiled dur- 
ing the Spring and Autumn period (770—476 B.C.E.) and ad- 
vocated a direct, compassionate, and humanistic approach 
of the sovereign, Taoism adopted a mystical and almost 
metaphysical approach rooted in the concept of Tao. Tao- 
ism encourages acceptance of the concept of wuwei, a word 
not subject to simple translation. It involves the ruler's dis- 
tancing himself in a remote and tranquil way from the lives 
of the people, through a harmonious and yielding accep- 
tance of order eschewing warfare, ostentation, and vanity. 

The Daodejing became particularly influential during 
the first six decades of the HAN DYNASTY. It comprises 81 
chapters and is written partly in prose and partly in 
poetry. By employing a rich variety of metaphors, it 
explores the nature of the way: 

Thirty spokes conjoin in one hub; 

there being nothing in between, 

the cart is useful. 

clay is molded into a vessel; 

there being nothing inside, 

the vessel is useful. 

doors and windows are carved out to make a room: 

there being nothing within, 

the room is useful. 

thus, with something one gets advantage, 

while with nothing one gets usefulness. 

(de Bary and Bloom 1999) 

Further reading: De Barry, W. T., and I. Bloom, eds. 
Sources of Chinese Tradition. New York: Columbia Univer- 
sity Press, 1999; Kohn, D., ed. Daoisni Handbook. Hand- 
book of Oriental Studies, 14. Leiden: Brill, 2000; Miller, J. 
Daoisni: A Short Introduction. Oxford: Oneworld Publica- 
tions, 2003. 

Taosi Taosi is a major site of the TONGSHAN CULTURE, 
located north of the Huang (Yellow) River in Shanxi 



338 taotie 



province, China. The radiocarbon dates obtained during 
the excavations between 1978 and 1985 indicate that it 
was occupied during the last few centuries of the third mil- 
lennium B.C.E. With an area of at least 300 hectares (750 
acres), it is the largest Neolithic site known in China. The 
finds included the remains of houses, kilns for firing 
ceramic vessels, and storage pits, but it is best known for 
its cemetery, which covers three hectares (7.5 acres). 
Almost 1,000 graves have been uncovered. The most 
important aspect of the cemetery is the division of burials 
into three groups on the basis of their size and mortuary 
offerings. These three groups have been subdivided into a 
further seven types on the basis of size and grave furniture. 

The nine elite graves were up to three meters (10 ft.) 
in length and were exclusive to adult males. They were 
richly endowed with grave goods, including fine ceramic 
vessels decorated with red painted designs. One such 
design reveals a coiled snake in red against a black back- 
ground, its tongue fully extended and scales represented 
by alternating red and black forms. Wooden vessels also 
survived, some painted and others covered in LACQUER. 
The jades included adzes, knives, cong tubes, and hi disks 
that were in all probability used by the leaders of Taosi in 
rituals. The man buried in Tomb 3015 v^^as accompanied 
by two wooden drums, painted and incorporating alligator- 
skin striking surfaces, as well as stone chimes and three 
dogs. These burials also included whole pig skeletons, 
large chime stones, and stone arrowheads. 

The majority (87 percent) were small, barely large 
enough to take the body. There are two subgroups: those 
with no grave goods and those equipped only with such 
items as a bone pin, a pottery vessel, or part of a pig's 
jawbone. 

Eighty graves (11.4 percent of the sample) belong to 
the medium group. These were large enough to take a 
wooden coffin and reached a length of 2.5 meters (8.25 
ft.) and a width of up to 1.5 meters (4.95 ft.). One of 
these included a copper bell, indicating, as do other late 
Longshan settlements, that metallurgical skills had 
reached the central plains. The absence of any evidence at 
Taosi for smelting or casting makes it likely that this item 
was imported. The rich subset of this medium group 
were interred in a wooden coffin with cinnabar, a group 
of painted ceramic vessels, wooden bowls, and jade orna- 
ments together with pigs' jawbones. A middle subgroup 
also contained cinnabar, but no pottery vessels and few 
pigs' jawbones and jades. The poorest graves in the 
medium sample were buried with one or two pigs' 
mandibles, a bone pin, and stone ornaments. 

This site is one of the clearest indicators of social 
ranking before the development of the XIA DYNASTY based 
at ERLITOU. 

taotie The taotie symbol is an image of an animal's head 
in frontal view, formed from two animals facing each 



other, found on early Chinese ritual bronzes. It probably 
had a much earlier ancestry before the development of 
casting decorated bronze vessels dating from the early 
SHANG STATE (1766-1045 B.C.E.) to the middle to late 
WESTERN ZHOU DYNASTY (1045-771 B.C.E.). The bronze 
frontlet with TURQUOISE inlay from a tomb belonging to 
Period 2 at ERLITOU (c. 1900-1800 B.C.E.) has a simple 
form of taotie mask. Possibly the earliest examples are to 
be seen on the pottery vessels of the LOWER XIAJIADIAN 
CULTURE at DADIANZI (2300-1600 B.C.E.). The actual term 
is documented first in the ZUOZHUAN (770-481 B.C.E.), 
where it was described as one of four evil animals given 
to gluttony, and indeed the depiction of the taotie usually 
incorporated a human or an animal in the creature's 
mouth. It is not known what the motif was called during 
the Shang dynasty. Its earliest form is virtually confined 
to a pair of eyes surrounded by abstract designs, but over 
time its rendition began to include more animal-face fea- 
tures without metamorphosing into a recognizable crea- 
ture. Its use was widespread over time and space in 
China. It is found, for example, on a ritual ax from the 
Shang tomb of EU HAO and on a vessel from the early site 
of PANLONGCHENG (1500-1200 B.C.E.). Many examples 
are from the Western Zhou dynasty corpus of bronzes, 
such as the Zhifangtou tomb and the Zhuangbai hoard 
(771 B.C.E.). It is also, however, represented on bronzes 




The Shang rulers of China had ritual vessels cast in bronze to 
feast the ancestors. This example was decorated with taotie 
mask images. (O Asian Art & Archaeology, Inc./CORBIS) 



Tariiti Basin 339 



from SANXINGDUI in Sichuan (1400-1200 B.C.E.). A fine 
example of a jade taotie mask was found in the tomb of 
the second king oi yue, dated to the second century B.C.E. 
This example held in its mouth a jade hi disk. The latter 
■were regarded as auspicious symbols. While it is hard to 
be precise on the symbolic meaning of the taotie itself, its 
presence on bronzes designed to feast and honor the dead 
ancestors makes it probable that it represented death. 

Ta Prohm The temple of Ta Prohm, formerly known as 
Rajavihara, was built to honor the mother of JAYAVARMAN VII 
(1181-1219 C.E.) of ANGKOR in Cambodia. Set within a 
■wall of laterite one kilometer long by 600 meters (1100 by 
660 yds.) lie two courts enclosed by passageways, each con- 
taining many small single-chambered temples. The founda- 
tion stela was written by Sri Suryakumara (the Sun prince), 
one of the king's sons, and was set in place in 1186 C.E. The 
temple housed many statues of divinities. The principal 
image, said to be covered in gems, represented the king's 
mother in the form of the mother of Buddha. There ■were 
also many other images. Indrakumara mentions 260 in the 
shrines. Brief INSCRIPTIONS name the statues that once stood 
■within, and they suggest that the complex incorporated not 
only the principal image of the king's mother, but also fam- 
ily shrines with images of the ancestors of members of his 
court. Thus the monument was a center for the worship of 
deified ancestors. The foundation inscription provides a 
glimpse of the temple in its heyday, revealing it as a symbol 
of royal and dynastic power and a generator of both reli- 
gious and economic activity, around which a whole society 
in miniature operated. Eighteen high priests and 2,740 offi- 
cials lived and worked there, together with 2,202 assistants, 
■who included 615 female dancers; 12,640 people had the 
right to lodge there. 

Feeding and clothing this multitude involved the 
provision of rice, honey, molasses, oil, fruit, sesame, mil- 
let, beans, butter, milk, salt, and vegetables, all the quan- 
tities scrupulously listed for appropriation from the royal 
foundations and warehouses. Clothing ■was also required, 
and even the number of mosquito nets is set down. In all, 
79,365 men and WOMEN ■were assigned to supply the tem- 
ple. The foundation's assets included gold and silver ves- 
sels, 35 diamonds, 40,620 pearls, 4,540 precious stones 
such as beryl, copper goblets, tin, lead, 512 silk beds, 876 
veils from China, cushions, and 523 sunshades. There 
■were musical instruments "to charm the spirit," and for 
nightfall or for rituals, there were 165,744 ■wax torches. 

Tarim Basin The Tarim Basin in western China occu- 
pies a strategic position west of the Gansu Corridor and 
east of TRANSOXIANA, on the SILK ROAD. It lies north of the 
Kunlun Shan range and south of the Tien Shan. The 
rivers flowing from these mountain ranges enter the low 
and flat basin and form oases before they dry up as they 
enter the arid Taklamakan Desert. These oases are poten- 



tially productive and attracted settlement from the pre- 
historic period. Indeed, there is now a consistent body of 
evidence to indicate that the favorable oases around the 
Tarim Basin ■were occupied from at least the second mil- 
lennium to the dawn of the historical period. The people 
in question must have moved into the area from the ■west 
and almost certainly spoke an Indo-European language or 
languages ancestral to the historically recorded Tochar- 
ian. With the quickening of trade during the QIN and HAN 
dynasties, many small centers emerged under local rulers. 
They ■were, ho^wever, so ■widely distributed around the 
southern and northern margins of the basin that they 
formed independent polities. As such, they were not suf- 
ficiently po^werful to withstand pressure from the people 
kno^wn as the XIONGNU, ancestors of the Huns ■who 
exerted considerable influence through the speed of their 
horses and their ability to concentrate forces. As the Han 
Chinese sho^wed increasing interest in what they called 
the western regions during the second century B.C.E., so 
the states of the Tarim Basin fell under Chinese control, 
gaining independence only during periods of central Han 
■weakness or preoccupation elsewhere. The History of the 
Former Han (hanshu) and the SHIJI both provide historic 
accounts of the Han expansion to the northwest. They 
name 36 polities and provide both a census and the num- 
ber of soldiers that each could deploy. Essentially, the Silk 
Road could follow two routes that passed through these 
little kingdoms. Both began at DUNHUANG in the east and 
terminated at KAXGAR (Kashgar) in the west. The north- 
ern route passed from east to ■west through LOU-LAN or 
Turpan, Yanqi, Kuqa (Kucha), and Yarkand. The southern 
route foUo^wed the oases lying on the southern fringe of 
the Kunlun range, through QIEMO, NIYA, and HOTAN. 

CHINESE EXPANSION 

During the disruptions caused by the end of the Qin and 
the establishment of the Western Han dynasty, the Tarim 
states were tributaries of the Xiongnu. Consolidation 
under Han ■WUDI (r. 141—87 B.C.E.), however, presented 
the opportunity for the Chinese to exert their influence 
in the Tarim Basin. The emperor dispatched Zhang Qian 
on a diplomatic mission in about 138 B.C.E. to secure 
intelligence on this area and attempt to forge alliances 
against the power of the Xiongnu. His journey is 
recorded in the Shiji of SIMA QIAN and provides one of the 
first eyewitness accounts of the Tarim Basin and beyond 
to BACTRIA and FERGHANA. Of the Lopnor region of the 
eastern Tarim Basin, he wrote, "The Loulan and Gushi 
peoples live in fortified cities along the Salt Swamp. The 
Salt Swamp is some 5,000 li from CHANG'an." 

A Chinese military expedition in 108 B.C.E. put the 
eastern settlements of the Tarim Basin under Han control, 
and a decade later the ■whole area ■was taken. This hege- 
mony was disrupted during the WANG MANG interregnum 
(8-23 C.E.), but the trade along the Silk Road was too 



340 Tarim Basin 



important to forgo, and by the mid-first century C.E., 
Eastern Han authority -was reasserted. The passage of 
trade caravans to the west was then accompanied by the 
spread of BUDDHISM to the east. 

EARLY INVESTIGATIONS 

Both the description in Chinese accounts of walled cities 
and the known spread of Buddhism have attracted a 
number of scholars interested in the peoples of the area. 
Abel Remusat (1788-1832) wrote the first history of the 
state of HOTAN. Early expeditions were undertaken largely 
by Russian explorers. Chokan Valikhanov (1835-65) 
identified evidence for Buddhism near Kuqa (Kucha); 
Nikolay Przhevalsky (1839-88) led a series of expedi- 
tions to the Tarim region and encountered the desiccated 
prehistoric burials of people with European features. 
Later archaeological expeditions to the Tarim Basin dur- 
ing the late 19th and early 20th centuries led to the dis- 
covery and exploration of some major sites. Between 
1868 and 1872, Freidrich von Richthofen (1833-1905) 
recognized the now dry lakebed of Lopnor, the same salt 
swamp noted by Zhang Qian. Sven Hedin (1865-1952) 
undertook many major scientific expeditions and identi- 
fied important archaeological sites that included the des- 
iccated mummies of the Qawrighul culture. Paul Pelliot 
(1878-1945) was a French Sinologist who visited and 
removed a considerable number of documents from the 
Buddhist caves of Dunhuang. SIR AUREL STEIN (1862-1943) 
was the most active archaeologist to explore the Tarim 
Basin in the early years of discovery. Beginning in 1900 
he mounted four expeditions into Central Asia. The first 
took him to Hotan, a center in the southwestern margin 
of the Tarim Basin. He also inveigled himself into the 
good offices of the overseer at Dunhuang and managed to 
secure a huge collection of Buddhist manuscripts that are 
now housed in the British Museum in London. 

RECENT EXCAVATIONS 

In recent years archaeological research in the Tarim Basin 
has provided much vital and surprising information. The 
area is so dry that organic material has survived in sites 
often covered by drifting sand after their abandonment. It 
is evident that the oases were settled by farming commu- 
nities originating in the West. Surviving documents have 
been found to be written in the Tocharian language, a 
member of the Indo-European family. Moreover, the des- 
iccated mummies from Tarim burial sites have clear 
European rather than East Asian features. Their woolen 
clothes were also woven with patterns matched in west- 
ern Europe. 

Early Sites 

Qawrighul in China is the earliest cemetery site to fur- 
nish human remains with Western affinities. It is located 
in the Konchi River Valley in the northeastern fringe of 
the basin and dates between 2000 and 1500 B.C.E. The 



dead were interred under woolen blankets and were asso- 
ciated with sprigs of ephedra, a plant with medicinal 
qualities thought to have been a component of soma. 
Soma was drunk during rituals by the Indo-Iranian- 
speaking peoples and was mentioned in the Vedic texts of 
India. A well-preserved woman interred at this site had 
fair hair. The nearby site of Kroran has also furnished 
burials of the same period, the most notable that of a 
woman who died when aged about 45 years. She wore 
woolen clothing, a felt hat with two goose feathers, and 
leather boots. Her facial features were emphatically West- 
ern, and her hair was fair. These people took with them 
to the Tarim oases sheep and goats, wheat, and barley. 

Later Sites 

To the northeast of Qawrighul, the cemetery of Qizil- 
choqa has been excavated and found to date to the early 
first millennium B.C.E. Again, Western features are char- 
acteristic of the dead, and the presence of barley and 
body tattoos also points to a westerly origin. In 1992 a 
cemetery was excavated at Subeshi on the northern mar- 
gin of the basin. Several burials were uncovered, dating to 
about 400 B.C.E. One man wore a felt helmet, sheepskin 
coat, and leather leggings. He has been labeled a warrior, 
because he was accompanied by a bow and arrows made 
of bronze, iron, and bone. Perhaps the most extraordi- 
nary of the finds from this site were the remains of 
WOMEN interred with tall pointed hats resembling those 
associated with witches in European society. One of them 
was interred with a leather bag containing her cosmetic 
set, including a COMB. 

Similar material has been found at Qaradong, near 
the later center of Kuqa (Kucha). Excavations there 
revealed the remains of a settlement, in which the houses 
were made of wood and the inhabitants cultivated millet. 
The southern margins of the Tarim Basin also attracted 
early settlement. At Zaghunluq, a remarkable grave nine 
meters (29.7 ft.)deep was excavated in 1985. It contained 
the remains of a man and three women, who had been 
covered by layers of matting, animal skins, and wood. 
The clothing from this burial only extremely well pre- 
served and abundant and was also important from the 
point of view of weaving techniques. One cap had been 
knitted, and a shirt was of woven wool. The man wore 
woolen trousers with a multicolored belt and high leather 
boots. The weaving technique here and in the site of 
Qizilchoqa employed a plaid twill with a tartan design 
whose closest parallels were founded in contemporary 
sites in western Europe. 

CHINESE-DOMINATED SITES 

The Han Chinese refer to the presence of the 36 city- 
states of the western region. Based on their fertile oases, 
these polities were in all probability occupied by the 
descendants of those found in the preceding prehistoric 
cemeteries. They were never powerful enough singly to 



Tarim Basin 341 



■withstand the power of the Xiongnu, nor were they able 
to coalesce into a larger political unit because of their iso- 
lation. Therefore, they were always subjected to either 
Xiongnu raids or Han Chinese expansion. 

Niya 
The best documented is the oasis state of Niya, on the 
southern margin of the basin. Here the remains of the 
ancient settlement line the dried-out bed of the Niya 
River over a distance of 25 by 10 kilometers (15 by 0.6 
mi.). The remains of wooden house posts still stood over 
the drifting sand when the site was explored by Sir Aurel 
Stein, who also found the remains of a wooden bridge 
over the ancient river course. The houses had been con- 
structed of wooden uprights bearing a wattle frame cov- 
ered with mud daub. Each had a fireplace, and the mud 
of the living space floors contained wheat straw and co-w 
dung. The inhabitants were most proficient in iron work- 
ing, and the long prehistoric tradition of weaving contin- 
ued, as is evidenced by the outstanding -woolen, linen, 
and cotton garments recovered from the graves. Stein's 
record of his visit to Niya illustrates the extraordinary 
preservation of the remains of this settlement. He found, 
for example, wattle walls of tamarisk twigs that still stood 
to a height of about 60 centimeters (2 ft.). A second 
building was almost completely covered by sand, but on 
removing it Stein found pottery vessels and -wooden arti- 
facts. Beyond the houses, he encountered the remains of 
an ancient vineyard. It was enclosed by a fence covering 
an area of 230 by 135 meters (253 by 149 yds.), in which 
the posts that -would have supported the trellises 
remained in serried rows about five or six meters apart. 
Even the vine stems survived against their supporting 
posts. Fruit trees also grew there: apricots, peaches, 
apples, and walnuts. 

Kroran, Hotan, Kaxgar, Kuqa 
Kroran, another city-state, is located at the eastern end of 
the Tarim Basin. Its stamped-earth -walls cover an area of 
about 10 hectares (25 acres), and the interior of the city 
included the foundations of temples, residences, and offi- 
cial buildings. Hotan in the far west of China was one of 
the major city-states, located where several rivers flo-w 
into the piedmont from the mountains to the south. It 
has long been renowned as a source of jade, while its 
strategic position rendered it vulnerable to more powerful 
peoples. Kaxgar (Kashgar) in northwest China was one of 
the richest city-states of the Tarim, and there are many 
early sites in the area around the modern city. It was also 
notable for the early development of a silk industry. Kuqa 
(Kucha) in northwest China -was the center of a flourish- 
ing city-state with a long history. There are many early 
settlements there, including the temples of Subeshi, 
-where inscriptions in the Tocharian language have sur- 
vived. These are but the major states of the Tarim, and 
they present many important issues needing further reso- 
lution, not least the degree to which the populace 



included the descendants of the Indo-European-speaking 
peoples who seem to have introduced Western agricul- 
tural crops, livestock, and weaving technology. 

HAN DOMINANCE AND TRADE 

The ensuing phase of Tarim Basin history saw the 
increasing dominance of the Han Chinese, as they estab- 
lished western provinces, sent garrison troops, and built 
their o-wn military settlements. This led to an influx of 
Han objects and expansion of trade. Chinese silks were 
imported, often as gifts from the emperor to dependent 
rulers; cotton from India was also found. Vines were 
introduced from the west; mulberry trees and sericulture 
originated in the east. The city-states in the broad reach 
of the Han also used Chinese coins, -which are abun- 
dantly found in the Tarim Basin, except in Hotan, where 
the coins were minted with the local king's name in the 
KHAROSHTHI script. Archaeologically, -watchto-wers are the 
most obvious remains of the Han period. These were 
designed to warn the local garrisons of an impending 
attack by the Xiongnu, and some still stand up to 10 
meters (33 ft.) in height. These towers -were integral units 
of small walled enclosures with a building within to 
accommodate the guards. The top of these beacons con- 
tained a facility for burning wood by night or emitting 
smoke by day. From Kuqa to the Jade Gate and then on to 
Dunhuang and China proper, it was possible to transmit 
-warnings of the gathering of the Xiongnu to the capital of 
Chang'an within a day. 

The garrisons themselves -were established to control 
and ward off attack from the Xiongnu. They -were sup- 
posed to supply themselves locally, and their IRRIGATION 
canals to carry water to the fields and the field ridges 
themselves are still visible on the margins of the Qizil 
River. The irrigation system of the Miran River area was 
particularly sophisticated, involving subterranean chan- 
nels to carry water from melted snow to the fields. There 
-were main and branch canals in a complex distribution 
system. Much information on these military colonies, 
-which introduced a marked infusion of Chinese settlers 
into the western regions for the first time, can be gained 
from the -written documents on wood that have survived 
in this arid environment. Colonists and their families 
from all regions of the Han empire settled and engaged in 
both agricultural and defense. The presence of Han sol- 
diers also provided the peaceful conditions necessary for 
the operation of the trading caravans that plied the Silk 
Road. The walled cities acted as intermediaries or way 
stations in this exchange, as increasing quantities of Chi- 
nese silks were taken westward. 

INTRODUCTION OF BUDDHISM 

But such exchange also involved the spread of ideas that, in 
the Tarim Basin, saw the establishment of foreign enclaves 
in the walled cities and the introduction of Buddhism. 
Buddhist monuments and their precious archives of 



342 Taruma 



manuscripts, have survived from the third century C.E., and 
Sir Aurel Stein was responsible for discovering and opening 
several Buddhist sites of outstanding importance. On 8 
December 1906, he encountered by chance the site of 
MIRAN. He returned to excavate it the following year and 
uncovered a series of extraordinary wall paintings and mas- 
sive stucco images of the Buddha, documents dating to the 
fourth century C.E., and the foundations of stupas. The sub- 
sequent research on the material at this site has confirmed a 
flourishing community by the third century C.E., whose art 
shows strong parallels with that of western Central Asia. 

The area of Kuqa also contains important evidence 
for the establishment of Buddhism from the west. Qizil 
and Qumtura incorporate shrines cut into the hillside. At 
the former, the temples contain -wall paintings, one of 
which depicts benefactors wearing sumptuous long 
embroidered coats -with long sleeves and trousers, with 
swords hanging from their belts. The women -wore long 
flowing skirts and tightly fitting bodices, both with 
matching patterned decoration. One painting even sho-ws 
the artist at -work. These people -were depicted with blond 
or red hair, and the graffiti on the cave walls contained 
instructions to the artists in the Tocharian language. 

Niya has also furnished evidence of Buddhist -worship. 
Stein found the remains of a stupa, and a large assemblage 
of documents -written in Kharoshthi and Chinese dating to 
the third century C.E. These include permits issued by the 
Chinese to merchants traversing the Silk Road and indicate 
that during that period Niya was part of the kingdom of 
SHAN-SHAN. More recent research has led to the discovery 
of more documents and a double burial of a man and a 
woman dating to the third or fourth century C.E. It 
included a complete and elegant coat of silk embroidered 
with Chinese characters and fragments of paper. 

Further reading: Barber, E. W. The Mummies of 
Urumchi. New York: W. W. Norton, 2000; Mallory, J. P. In 
Search of the Indo-Europeans: Language, Archaeology, and 

Myth. London: Thames and Hudson, 1991; ., and 

Mair, V. H. The Tarim Mummies: Ancient China and the 
Mystery of the Earliest Peoples from the West. London: 
Thames & Hudson, 2000. 

Taruma Four inscriptions in the style of the mid-fifth 
century C.E. have been identified in western Java in 
Indonesia. They mention a state called Taruma and its 
king, Purnavarman. These are the earliest evidence in 
Java for the formation of states ruled by kings who had 
adopted Indian names and Hindu religion, suggesting 
that as in the maritime state of EUNAN on the mainland, 
international trade was deeply affecting strategically 
placed island communities. 

Tatetsuki Tatetsuki is a large mounded tomb located 
near Kurashiki on the northern shore of the Inland Sea in 
Japan. During the third century C.E., the YAMATO state 



developed in its heartland, the Nara Basin. It was charac- 
terized by kojun — dominating earthen mounds covering 
stone-lined mortuary chambers. These contained the 
dead aristocrats -who formed the basis of Japan's first civi- 
lization. Some scholars have suggested that this develop- 
ment owes much to the intrusion of elite horse-riding 
warriors from the Korean Peninsula. Ho-wever, Tatetsuki 
is a mounded tomb that some authorities date to the pre- 
ceding late YAYOI period (300 B. C.E. -300 C.E.), although 
some doubt exists as to whether it should in fact be 
ascribed to the early Yamato period itself. It measures 70 
meters (23 ft.) across at its maximal extent. The evidence 
from the tomb suggests the possibility that there were 
local precedents for the kojun so characteristic of the 
Yamato state. 

Excavations in 1976 showed that the top of the 
mound had been deliberately leveled, and five large 
stones had been put in place. Three of these lined the 
edge of the central burial pit. The surviving parts of two 
projections from the circular main mound had been 
paved. The principal grave was a pit in which a -wooden 
chamber had been constructed. This contained a wooden 
coffin two meters (6.6 ft.) long, the base of which was 
lined with as much as 30 kilograms (66 lbs.) of cinnabar. 
Grave goods included a necklace made of jade, agate, and 
jasper beads and an iron dagger. Jasper and glass beads 
lay beside the dagger. The burial chamber had been filled 
with soil and a layer of pebbles that included broken pot- 
tery vessels and parts of a stone statue. It is considered 
likely that these accumulated during feasting or mortuary 
rituals. A smaller burial was found on the mound, but it 
was poorly preserved and smaller than the main tomb. 
The exotic beads of jasper and the presence of cinnabar 
point to exchange -with other parts of Japan for exotic 
goods. Contemporary Yayoi sites also included HANIWA, 
clay cylinders that recur regularly in Yamato contexts. 

Taxila Taxila in modern Pakistan is one of the great 
cities of ancient India. It -was first described by SIR 
ALEXANDER CUNNINGHAM, who discovered the ruins of 
Taxila during his 1863-64 field season. The successive 
cities there flourished for about 1,000 years, from the 
fifth century B.C.E. until the city was razed by the Huns. 
When the site was visited by the Chinese pilgrim XUAN- 
ZANG in the seventh century C.E., it was deserted, but he 
commented on the fertile soils of the region, mild cli- 
mate, many springs, and luxuriant vegetation. Taxila 
changed hands on many occasions, and three separate 
cities can be identified on the site: the BHIR MOUND, 
Sirkap, and Sirsukh. The initial foundation saw Taxila as 
the capital of GANDHARA, a province controlled by DARIUS 
THE GREAT, king of Persia, -who invaded northeast India in 
518 B.C.E. HERODOTUS OE HALICARNASSUS described this 
province as the richest in the Persian empire. After a 
short period of Greek control, the city -was incorporated 



Taxila 343 



into the MAURYA EMPIRE under CANDRAGUPTA MAURYA (r. 
325—297 B.C.E.)- It thus became a regional or provincial 
center under the ultimate control of the Mauryan kings at 
Pataliputra. It was during this period that the city no-w 
known as the Bhir mound was constructed. With the col- 
lapse of the Mauryans, Taxila fell under the control of the 
Indo-Greek kingdom of BACTRIA, and until the first cen- 
tury B.C.E. the second city known as Sirkap was occupied. 
Brief periods under the Scythians, known in India as the 
SAKAS, and Parthians followed. In about 60-79 C.E. Taxila 
again changed hands and fell under the dominance of the 
KUSHANS under Kujula Kadphises. In the fourth century 
C.E., Taxila was conquered by the Sassanian king Shapur 
II, and a century later the Chinese pilgrim EAXIAN com- 
mented on the number of Buddhist shrines there. This 
■was the prelude, however, to the destruction of the city 
by marauding White Huns between 390 and 460, and it 
never recovered. 

The original name, Taksasila, the city of cut stone, is 
probably an allusion to the use of stone in the construc- 
tion of the defenses and buildings within. It owed its 
■wealth to its strategic location, for it lies near the left bank 
of the Indus and the eastern entrance to the Khyber Pass. 
It also has easy links across the Punjab to the Ganges 
(Ganga) Valley. It thus commanded a crossroads, with 
access to the SILK ROAD to the north, the rich communities 
of the Ganges (Ganga) to the east, and through the Khy- 
ber Pass to the Western world. MEGASTHENES, ambassador 
of SELEUCUS I NICATOR to the Mauryan court at PATALIPU- 
TRA in about 300 B.C.E., described the royal road linking 
the capital ■with Taxila and then on to the ■west. This loca- 
tion, however, was also a liability because the same routes 
that carried trade gave access to invasions. 

ACHAEMENID, GREEK, SAKA, 
AND PARTHIAN RULERS 

Initially, the Achaemenid province was strictly controlled 
from Susa, the capital of the ACHAEMENID EMPIRE. But as 
the central po^wer began to slacken under the reign of 
Artaxerxes II (404-359 B.C.E.), the rulers of Taxila began 
to exert independence. The city then fell to the conquer- 
ing army of ALEXANDER THE GREAT of Macedon in 326 
B.C.E., and the local ruler Ambhi allied himself with the 
Greek host. It is recorded that Ambhi cemented this 
alliance with gifts of elephants, bulls, and sheep. Lavish 
hospitality and the exchange of gifts foUo^wed, and 
Alexander then placed Philip, one of his generals, in 
charge of Taxila. Philip's control ■was short lived, for he 
■was assassinated in 324 B.C.E., and Greek control rapidly 
dissolved. Greek written sources do not illuminate any 
aspect of the city but do mention some of the local cus- 
toms, such as the burning of wido^ws and exposing of the 
dead to be consumed by birds. The author Philostratus 
described the city's fortifications and the grid pattern of 
the roads. The Scythian conquest ■was achieved under a 



leader called Moga or Maues in Greek, ■whose name is 
recorded on a copper inscription at Taxila dated probably 
70-80 B.C.E. He took the title hasileus in Greek and 
Maharaja in the KHAROSHTHI texts seen in his COINAGE. 
The Scythians succumbed to the Parthians under King 
Gondophares in the early years of the first century C.E. 
This ruler is best known in the West on the basis of a 
record in the Apocrypha that Saint Thomas the apostle 
visited India and encountered him. A large earthquake 
afflicted the city during this period, and many buildings 
■were destroyed. Rebuilding to a ne^w and stronger design 
followed. 

KUSHAN AND SASSANIAN DOMINATION 

One notable result of the Kushan attack was that the 
inhabitants of Sirkap seem to have buried their valuables, 
recovered by SIR JOHN MARSHALL 2,000 years later. His 
excavations encountered t^wo pottery vessels containing 
exquisite treasures. One had an image of Eros and Psyche 
five centimeters (2 in.) high in gold repousse ■work. A pair 
of golden earrings ■was found in the same vessel. They are 
in the form of a crescent with pendants attached. There 
are three pendants of flowers and gold bangles. One of the 
most outstanding pieces is a necklace made of 43 individ- 
ual plaques joined by two thin gold wires. The plaques 
incorporated oval insertions made of crystal, surrounded 
by tiny fish facing one another, each embellished with tiny 
pieces of inlaid shell. A gold belt ■with no fewer than 494 
pieces threaded together is another tour de force of the 
gold worker's art. Nearly all the items in the vessel ■were 
made of gold; there ■were also items of silver, copper gilt, 
glass, chalcedony, and silver coins. One ■was issued by a 
king Sapedana, a ruler who acknowledged Pacores as 
overlord. Pacores succeeded King Gondophares, who 
ruled Taxila in the mid-first century C.E. This knowledge 
assists in the dating of these hoards. 

A silver inscription dated to 78 C.E. discovered in a 
chapel at the Buddhist temple the DHARMARAJIKA refers to 
the king of Taxila as supreme king of kings, son of the 
gods, the Kushana. This probably refers to Vima Kad- 
phises. His successor, the Kushan king KANISHKA I, 
founded the third city, known as Sirsukh. The Kushan 
kings were Buddhist, and they were responsible for many 
large religious monastic foundations, including the 
Kalawan, Giri, and Mohra Moradu. 

As Kushan power declined, so that of Sassanian Per- 
sia grew. King Ardashir, ■who founded the Sassanian 
dynasty, expanded his kingdom into northwest India. An 
inscription from Persepolis in Persia records that the Sas- 
sanian king Shapur II in 356 C.E. occupied modern Kabul 
and instituted campaigns in the Punjab. 

EXCAVATIONS 

This rich textual record and the many allusions in West- 
ern and Indian sources to the wealth of Taxila present an 
intriguing challenge to archaeology. Taxila was discovered 



344 Taxila 




Taxila was one of the centers of Candharan art. This frieze, 
dating to the early centuries C.E., shows the Buddha and 
devotees. (Art Resource, NY) 



in the late 19th century by Sir Alexander Cunningham 
and -was the focus of major excavations by Sir John Mar- 
shall between 1913 and 1935; SIR MORTIMER WHEELER 
worked there in 1944-45. 

Bhir Mound 

Excavations by Marshall at the Bhir mound, the earliest 
city, reached the natural substrate at a depth of about 5.5 
meters (18 ft.) and encountered the remains of four super- 
imposed structures. The earliest, of which little is known 
because of its depth and destruction by later construction 
activity, dates to the fifth century B.C.E. at the latest. The 
second was in occupation during the fourth century B.C.E. 
and would have witnessed the arrival of Alexander the 
Great. The third phase corresponds to the period of Mau- 
ryan control, and the last probably belongs to the period 
after the decline of the Mauryas and the arrival of the BAC- 
TRIAN GREEKS in the second century B.C.E. The excavations 
revealed streets, lanes, and domestic houses. The quality 
of the stone masonry developed over time from fairly 
rough to a much more compact form, and the walls were 
covered in a mud plaster strengthened with straw. 

Most of the available plans derive from the third 
period, the Mauryan city. The layout of the streets and 
houses is irregular. It is evident that the main street and 
various squares were retained throughout the life of the 
city, whereas houses were leveled and rebuilt on occasion, 
but on the same site and often following a plan similar to 
that used for their predecessors. Some lanes branching off 
the main streets are very narrow. The drains running 
along the main street were to take rainwater. There was 
no city sewage system, but each house was equipped with 
a deep pit to receive human waste. Such latrines were 
also placed in public squares. There were several types of 
latrines. They have in common a deep circular well-like 
hole extending up to seven meters (23 ft.) into the 
ground. Some were filled with broken pottery shards to 



allow wastes to filter downward. Others were lined with 
ceramic rings: One of these held 14 such liners, each 65 
centimeters (26 in.) wide. A third type was filled with 
large ceramic jars one on top of the other, each having 
the base removed to form one continuous tube. Large 
stone rubbish bins were also strategically placed in public 
areas, and excavations revealed broken pottery and ani- 
mal bones. The houses were a series of large rooms 
grouped around a courtyard. Windows looking onto the 
street were tall but very narrow. Many rooms were small, 
and others had a street frontage and were probably shops. 
One appears to have been the business of a shell worker, 
since Marshall found much cut shell within. 

As might be expected in the excavation of so large an 
area of an ancient city, many artifacts were recovered. 
Beads had many forms, with a preference for glass, car- 
nelian, and agate. Other semiprecious stones included 
onyx, amethyst, beryl, and garnet. A remarkable hoard of 
1,167 silver coins was discovered in the second city, 
including a silver Persian coin and two coins of Alexander 
the Great. Among the bronzes, particular attention is 
given to a third-century B.C.E. bowl made of an alloy con- 
taining 21.55 percent tin. This alloy and the shape of the 
vessel recall those found in the Thai cemetery of BAN DON 
TA PHET. Iron vi^as used for weapons, particularly arrow- 
heads, spears, and daggers; for tools such as chisels, adzes, 
and tongs; nails for construction purposes; and for hoes. 

Sirkap 

Sirkap, the second city, covers approximately 111 hectares 
(278 acres). The Bactrian Greeks who founded it early in 
the second century B.C.E. chose a location of relatively flat 
terrain immediately east of a small stream and incorpo- 
rated in its walls a walled citadel. The outer wall is mas- 
sive, varying between six and nine meters (20 and 30 ft.) 
wide, with regularly spaced bastions. Local limestone was 
used as the building material. Excavations of the northern 
gateway revealed a substantial structure that was probably 
more than one story high, which included guardrooms 
and a well. About 180,000 square meters (72,000 sq. mi.) 
of the northeastern quarter has been opened by excava- 
tion and seven phases of occupation recognized. This 
massive excavation encountered seven cultural phases 
with a maximal depth of 6.6 meters. The lowest, Layer 7, 
preceded the Greek foundation. The Greek city is found 
in Layers 5 and 6, the early Scythian or Saka city is Layer 
4, the late Scythian and Parthian cities are represented by 
Layers 2 and 3, and there is some Kushan material on the 
surface. Layer 1. In the Greek city the regular grid pattern 
of streets and buildings followed the development of 
Greek city plans in the West, and some idea of a Greek 
dwelling can be derived from a house of 11 rooms around 
a court. One room included a large ceramic storage jar. 

By far the greatest quantity of cultural material is 
from Layer 2, the Scythian-Parthian occupation. The reg- 
ular grid pattern of the streets continued in use through- 



Taxila 345 



out, while the domestic buildings underwent modihca- 
tions and rebuilding after a major earthquake. Marshall 
published a plan of the city as it -would have appeared in 
about 40 C.E. under the rule of the Parthian Gondo- 
phares. New houses of stone were plastered and painted 
in a variety of colors: blue, red, green, and yellow, as well 
as white. Shops flanked the main thoroughfare, but the 
visitor entering the city from the north gate and walking 
down the main street would have noticed on the left the 
stupa of a temple and, after another two city blocks, the 
walled precinct of a Buddhist temple. The domestic 
houses lie behind the shops and have one or more court- 
yards as the focus of surrounding rooms. There are a few 
latrines in the form of deep circular pits, but far fewer 
than at the Bhir mound. Walls were of stone faced with 
plaster. This appears to have been a rich quarter of Taxila, 
for many opulent items of jewelry were recovered. A 
ceramic jar in House 3B, for example, held gold ear pen- 
dants, a gold necklace, gold bangles, a second gold neck- 
lace of 83 beads, two solid silver bangles, and a carnelian 
seal in a gold casing engraved with the figures of Eros 
and Psyche. Several other hoards of golden jewelry were 
found in other houses. Farther up the main street lies 
what Marshall described as a palace. It has many rooms 
linked by corridors, courts, and a stupa. This reconstruc- 
tion of a substantial part of a city plan emphasizes the 
potential of such archaeology in other major urban center 
in the subcontinent. In the southeastern quarter, Marshall 
identified a large building with multiple courts and 
chambers that he described as the Mahal Palace. 

Images of Daily Life 

One of the most fascinating aspects of the excavation of 
Sirkap, however, were the intimate glimpses into the 
lives of the ordinary citizens provided by such extensive 
excavations. In the 1928-29 season Marshall uncovered 
the remains of 30 houses in an area of about one 
hectare. An ivory comb had on one side an incised por- 
trait of a man and woman, perhaps the people who 
owned the house, and on the reverse side an energetic 
goose. The man had short hair and a mustache; the 
woman wore large ear pendants, and her hair was tied 
in an elegant bun at the back, with short bangs at the 
front. An adjacent house yielded a broken copper 
medallion showing a woman holding a flower in a 
design that Sir John Marshall found to be Greco-Roman. 
Anther house held a schist plaque showing a man and 
woman with elegant dress and hairstyles, holding cups 
that may well have contained wine. There was also a 
small iron vessel described as an inkpot. It still held the 
remains of black ink and brings to mind the writing 
found on birch bark scrolls dating to this period. 
Another inkpot was made of bronze and had a serpen- 
tine handle. A tiny figure carved in stone, standing no 
more than 10 centimeters (4 in.) tall, is of a woman 
holding a casket in both hands. She wears a tunic with 



sleeves, a necklace, bangles, and anklets. The pleasures 
of Sirkap, however, are nowhere better illustrated than 
on a circular stone plaque 16 centimeters (6.4 in.) in 
diameter on which a drinking scene has been carved. A 
man is seated on a bench with his left arm around his 
female companion as she offers him a glass of wine. A 
woman plays a lyre, and a young man the panpipes. To 
the right, two men tread on grapes in a large vat. In the 
left foreground, a man pours wine into a large con- 
tainer, while another samples it. Two further figures lie 
in front of the wine containers, blissfully oblivious of 
their surroundings. 

Coinage 

The coins from Sirkap are particularly instructive from a 
historical point of view, for they give the names of the 
Greek kings who ruled the city. The first dynasty 
included Demetrius, followed by Pantaleon, Agathocles, 
Apollodotus I, Menander, and Strato. A new line of rulers 
followed, with the names Heliocles, Lysias, Antialcidas, 
and Archebius, of the dynasty of Eucratides. The coins 
bore the name of the ruler in Greek and Kharoshthi 
scripts. Greek inspiration is also seen in some of the 
terra-cotta figurines. The names of the subsequent 
Scythian kings, such as Azilises, Azes I, and Azes II, are 
also known from their issue of coins. 

Marshall's excavations at Sirkap, particularly those 
relating to the Scythian-Parthian phase in the upper lay- 
ers, provide a remarkable image of life in this city. There 
were numerous Buddhist temples and stupas and opulent 
houses. Coins were in general circulation, and molds 
indicate a local mint. The successful wore elegant gold 
and silver jewelry and used mirrors, scent flasks, ear 
cleaners, hairpins, toothpicks, and combs. There is little 
evidence for the disposal of sewage. This may have 
accounted for a visitation of plague. Children played with 
toy carts and models of birds and animals. There is even 
toy furniture of bone and ivory. 

Sirsukh 
The third city, known as Sirsukh, was founded by the 
KUSHANS 1.5 kilometers to the northeast of Sirkap. It cov- 
ered an area of 1,400 by 1,000 meters (1,540 by 1,100 
yds.) and lay behind a large stone wall fortified with semi- 
circular bastions. Little is known of the interior because of 
lack of excavation but Marshall did uncover part of a large 
stone building with rooms around a courtyard. 

BUDDHIST SHRINES 

A number of Buddhist monasteries were located beyond 
the confines of the three cities described, but the most 
intriguing of all the temples in the area of Taxila, albeit 
not within a city wall, is the Jandial. It is located 600 
meters north of Sirkap, adjacent to the main road leading 
to the Indus River. It was a classical Greek temple with 
Ionic columns. It almost certainly belongs to the Bactrian 



346 Temmu 



Greek period of occupation at Sirkap. The largest Bud- 
dhist stupa and associated monastery at Taxila are kno-wn 
as the Dharmarajika; possibly built by ASOKA (268-235 
B.C.E.) of the Mauryan dynasty during his period as 
viceroy there. 

Further reading: Allchin, F. R. ed. The Archaeology of 
Early Historic South Asia. Cambridge: Cambridge Univer- 
sity Press, 1995; Dani, A. H. The Historic City of Taxila. 
Delhi: Unipub, 1987; Marshall, J. Taxila, an Illustrated 
Account of the Archaeological Excavations. Cambridge: 
Cambridge University Press, 1951. 

Temmu (6317-686 C.E.) Temmu was the 40th emperor 
of Japan, who ruled the state of Yamato between 672 and 
686 C.E. 

He married his niece, who later became the empress JITO. 
As Prince Oama, he rebelled against the succession of his 
nephew in 672 as Emperor Kobun and fomented the civil 
war known as the JINSHIN DISTURBANCE. His victory led to 
his own succession and the move of the capital of Yamato 
to Asuka. From there, he instituted a series of fundamen- 
tal reforms that led to the establishment of central impe- 
rial power over Japan. These involved the reduction in 
the power of regional noble families in favor of the impe- 
rial line. One means of achieving this objective was the 
sponsorship of the official history of Japan, which in due 
course appeared as the NIHONGI (720) and the KOJIKI 
(712). These gave recognition to the ancient and sacred 
origins of the royal lineage. He instituted land and social 
reforms to order the tax base. Land was taken from the 
noble families and vested in the emperor himself. He set 
in train the legal reforms that led to the Taiho Code of 
701. His ruling principles were recalled centuries later in 
Japanese history. 

Tenji (626-672 c.e.) Tenji was the 38th tenno, or 
sovereign, of Japan. 

The son of Emperor Jomei (593-641), he was known as 
Prince Naka no Oe. On his father's death, his mother. 
Empress Kogyoku, was enthroned, at a time when the 
Soga family was all-powerful in the YAMATO state. When 
aged 19, he conspired to overthrow this clan and then 
began to introduce reforms based on his knowledge of 
Tang Chinese administration, which favored a strong, 
centralized state founded on the sanctity of the ruling 
family. These are known as the TAIKA REEORMS. He acted 
as the powerful regent during the reign of his uncle, 
Kotoku, and again when his mother was again created 
the tenno. From this position, he had more ability to 
operate the levers of power than if he had been emperor. 
His reign officially began in 661, but he was not conse- 
crated until 668, by which time he had relocated the cap- 
ital of Yamato to Otsu. His foreign policy was not 
uniformly successful, for his support of FAEKCHE in its 
struggle with SHILLA and Tang China led to a major mili- 



tary defeat in 663. After his death, there was a bitter civil 
war, known as the JINSHIN DISTURBANCE, between his 
brother and his son, leading to the reign of the former, 
who became Emperor TEMMU. 

Tenjinyama Tenjinyama is a large settlement of the 
middle YAYOI culture, located in eastern Honshu Island, 
Japan, facing west toward the Inland Sea. There are many 
sites in this region, representing the expansion of early 
rice cultivators from their original area of development in 
Kyushu. The Yayoi culture, dated from 300 B.C.E. to 300 
C.E., was the seminal period in the evolution of Japanese 
civilization and owes much to the arrival of newcomers 
from southern Korea. After the long Jomon period of 
hunting and gathering (10,000-300 B.C.E.), the Yayoi cul- 
ture was characterized by wet rice cultivation, metallurgy 
involving both iron and bronze, and expansion of mar- 
itime trade. Tenjinyama is one of the sites that provide 
evidence for a middle Yayoi settlement, with its house 
plans, storage pits, and a probable community building 
nearly seven meters (23 ft.) long in a ditched, defended 
enclosure. It is likely that the city's foundation took place 
as a result of a population spurt in the region as rice cul- 
tivation formed the basis of a regular food supply to 
sedentary village farmers. Two DOTAKU bells, both buried 
in the vicinity of the site, may have been used in a ritual 
activity. 

tenno Tenno was a title taken by Japanese rulers of the 
late YAMATO and NARA STATES from the rule of Emperor 
TEMMU (6317-86 C.E.). It entered common usage under 
Empress JITO (645-702). During this period, there were 
many empresses, and the title, which means "heavenly 
sovereign," is equally applicable to male or female rulers. 
In the NIHONGI, completed in 720 C.E., sovereigns were 
retrospectively accorded the title in a deliberate policy to 
glorify the royal lineage. 

Ter Ter is a major city located in the central Indian 
state of Maharashtra, equidistant between the east and 
west coasts of India. Commanding the Godavari River 
routes, it occupied a strategic position for trade and was 
described in the PERIPLUS OF THE ERYTHRAEAN SEA as 
Tagara, a place that produced muslin cloth and played an 
entrepreneurial role in the transmission of trade goods. 
Limited excavations have provided convincing evidence 
that the site was, in fact, a Satavahanan center during the 
first century C.E. Molds for producing figurines and orna- 
ments reveal the presence of craft workshops. A large 
brick stupa was built during the following century, and it 
seems that it was fortified with a wooden palisade. 
See also SATAVAHANA. 

Termez Termez commands a strategic location on the 
upper reaches of the Amu Dar'ya River in Uzbekistan. It 



Thap Mam 347 



formed a nodal point on the SILK ROAD, linking Mary 
(merv) with KAXGAR (Kashgar) to the east and BEGRAM to 
the south. Termez was a foundation of the BACTRIAN 
GREEKS, its name derived from its founder. King 
Demetrius. Little is known of the site in its earliest phase 
of occupation because the layers are buried deep below 
later cities. However, it has yielded many Bactrian Greek 
coins and Greek-style stone column bases. There is also 
substantial evidence for occupation during the KUSHAN 
period. By the early centuries C.E., the city walls enclosed 
350 hectares (875 acres) and were surrounded by an 
extensive area under agriculture. It was visited in the mid- 
seventh century C.E. by the Chinese monk XUANZANG, 
who commented on the number of Buddhist stupas and 
monasteries there. 

See also COINAGE. 

Terrace of the Leper King The Terrace of the Leper 
King is situated in the center of the city of ANGKOR THOM 
in northwest Cambodia. It faces a huge reviewing ground 
where the king provided tournaments. It is misnamed the 
terrace of the leper king because of a statue dating proba- 



bly to the 14th century, representing the god of death. 
GEORGES CCEDES suggested that this terrace might have 
been the location for royal cremation ceremonies. The 
high reliefs that front the terrace portray many gods and 
demons, as well as numerous sacred nagas (snakes). A 
second wall immediately behind the front and hidden 
from view contains similar scenes. 

Thap Mam Thap Mam is an archaeological site in cen- 
tral Vietnam that has given its name to a late style of 
Cham art, dated from the end of the llth to the begin- 
ning of the 14th century. It was during this period that 
the Cham navy attacked and sacked ANGKOR in Cambo- 
dia, and Emmanuel Guillon has noted certain Khmer 
influences in this style, seen for example in the GARUDA 
figure from Son Trieu in Vietnam. The sculptures concen- 
trate on Hindu deities and ascetics. Some were very large 
indeed: A door guardian from Thap Mam had a head 60 
centimeters (2 ft.) in height; most of the body is missing. 
There are also fine renditions of dancers. The individual- 
ity of Cham sculpture is seen in the fine statues of ani- 
mals, such as the splendid lion-elephant that has 




The Terrace of the Leper King at Angkor incorporates many reliefs showin 
Angkor Thorn, adjacent to the royal palace. (Charles Higham) 



g gods and demons. It lies at the center of the city of 



348 Thatbyinnyu temple 



survived intact and stands 2.15 meters (7.1 ft.) high. It 
has a raised trunk and tusks and a lion's paws. 
See also CHAM CIVILIZATION. 

Thatbyinnyu temple The Thatbyinnyu temple at PA- 
GAN in Myanmar (Burma) was buih under the reign of 
King Alaungsithu (1113-60 C.E.). It represents a depar- 
ture in design from that of the preceding temples dedi- 
cated to the Buddha in both size and form. The central 
spire of this temple rises to a height of 60 meters (198 
ft.). It is also equipped with windows that render the 
interior much lighter than the dark recesses and corridors 
of earlier structures. 

Thaton Thaton is the name of the capital city of a Mon 
state in southeastern Myanmar (Burma) known as Raman- 
nadesa. It lies behind twin stone ramparts and a moat and 
has at its center a royal palace precinct. The strategic loca- 
tion at the western end of the Three Pagodas Pass would 
have facilitated trade contact with both India and the 
related Mon states of Dvaravati in central Thailand. It was 
a center of BUDDHISM, and there are several large Buddhist 
temples with foundations dating back to at least the fifth 
century C.E. The city was taken by King Anawrahta of 
PAGAN (1044-77 C.E.), and the artisans were removed to 
Pagan, thereby ensuring a strong Mon influence on the art 
and architecture of central Myanmar (Burma). 
See also DVARAVATI CIVILIZATION. 

Thaungthaman Thaungthaman is an Iron Age site 
located just above the Irrawaddy River floodplain south 
of Mandalay in Myanmar (Burma). Excavations there 
have uncovered inhumation burials dating to about 
500—100 B.C.E. The dead were laid out on their backs and 
were accompanied by a range of offerings that include 
pots, beads, iron knives, short swords, and fishhooks. 
Some rich graves include round etched onyx beads as 
offerings, and these may well have originated in Indian 
workshops. There is evidence for a workshop for making 
stone tools and for houses raised on wooden posts. Clay- 
lined hearths have also produced rice remains. The site is 
important for illuminating the late prehistoric Iron Age 
culture from which the PYU CIVILIZATION developed dur- 
ing the first millennium C.E. 

Theravada Buddhism After the death of the Buddha, 
there were two great councils to discuss the basic tenets 
of the religion. The first took place shortly after his death; 
the second occurred about a century later. By the time of 
the second council, a schism had developed between the 
so-called mahasanghikas, "members of the great order," 
and the Theravada Buddhists, who followed "the teach- 
ing of the elders." The former stressed the existence and 
values of BODHISATTVAS, that is, divine adherents who saw 
it as their duty to help humanity to attain nirvana. The 



Theravada school strictly followed what it saw as the doc- 
trine of the Buddha — that salvation from continuous 
cycles of rebirths and attendant sorrow resulted from the 
abandonment of individuality and the attainment of the 
state of nirvana. This word means the "blowing out," as 
of a light, and most followers saw its meaning as a state 
of transcendent bliss. The complete canon of Theravada 
BUDDHISM, known as the Tripitaka, has three sections that 
cover the proper rules of conduct for monks and nuns; 
discourses, some of which might have originated with the 
Buddha; and doctrines. It was preserved in Sri Lanka, a 
great stronghold of Theravada thought and practice, and 
was allegedly first written down during the reign of King 
Vattagamani (89—77 B.C.E.). Now absent from India, the 
Theravada branch of Buddhism is found in Myanmar 
(Burma), Thailand, Laos, and Cambodia. 

Three Kingdoms The period of Three Kingdoms in 
Korea involved three states, known as SHILLA, KOGURYO, 
and PAEKCHE. During this vital period in Korean history, 
the three kingdoms played a part in the burgeoning trade 
network that linked China with the West, and several 
exotic items from China and farther west have been 
found in royal graves. Indeed, the royal graves, particu- 
larly of the Shilla kingdom, but also the intact grave of 
King Muryong of Paekche, have yielded remarkable 
assemblages of gold crowns, ornaments, and clothing. 
Shilla was also a major producer of iron, which was used 
for armor and weaponry as well as for export. BUDDHISM 
was adopted in Korea during the Three Kingdoms period 
and, after a slow start, particularly flourished in late Shilla 
contexts, in which many fine renditions of the Buddha 
and his followers were cast in bronze and iron or carved 
from granite. Temples were also constructed, linked with 
monasteries. The Three Kingdoms settlements were given 
strong defenses in view of the endemic warfare of the 
period, and the landscape was filled with many fortresses. 
Chinese writing was adopted, and INSCRIPTIONS were set 
up to mark boundaries or pronounce edicts. There was 
also a strongly defined class system, involving the royal 
elite, administrative officials, and commoners. The states 
were reliant on agriculture, with rice predominant in the 
warmer south, but there were also groups of specialist 
metalworkers, potters, weavers, and woodworkers. 

According to the SAMGUK SAGI, the history of the 
period written by Kim Pu-Sik (1075-1151 C.E.), the three 
kingdoms were founded in 57, 37, and 18 B.C.E. Archaeo- 
logical research has suggested otherwise: The inception of 
states in Korea was a phenomenon of the third and fourth 
centuries C.E. Koguryo dominated the northern half of the 
peninsula, Paekche the southwest, and Shilla the south- 
east. There were several other states, such as the compo- 
nents of KAYA, but they were always under threat from the 
big three and were absorbed over time. Ultimately Shilla 
defeated all rivals, and Korea became unified under Shilla 



Tillya Tepe 349 



control in the early seventh century C.E. The period ended 
when Shilla defeated its two rivals in 668 C.E. 

Tianma-Qucun Tianma-Qucun, near Houma in 
Shanxi province, China, was the capital of the WESTERN 
ZHOU DYNASTY State of JIN. Founded in the late 11th cen- 
tury B.C.E. by Tangshu Yu, the brother of King Cheng of 
Zhou, it developed into a powerful polity in its own right. 
Investigations there by Beijing University have identified 
the cemetery of the rulers of Jin during the ninth and 
eighth centuries B.C.E. , including more than 600 tombs. 
Some of these not only were very richly endowed with 
grave offerings, but also showed remarkable preferences 
for jades and for placement of antique pieces with the 
dead. The burials took the form of deep pits containing a 
wooden coffin, with access by ramps. There were also 
pits containing chariots and horses. Burial 31 held an 
antique jade disk with a SHANG STATE inscription. The 
dead ruler's face had been covered by a jade mask made 
of 79 individual pieces that would probably have been 
sewn onto a fabric backing. Burial 8 incorporated either 
an original or a copy of an antique ritual jade cong tube of 
LIANGZHU CULTURE origin, as well as a pectoral of jade 
plaques, agate, and carnelian beads. A second pectoral 
from Burial 63 also included pieces of jade and agate in 
addition to FAIENCE. RITUAL BRONZE VESSELS displayed a 
series of local innovations; some were cast in imitation of 
older forms or even as MINGQI, representations of vessel 
forms that could have served no useful purpose. 

Tianxingguan Tianxingguan is a CHU state cemetery 
near Jiangling in Hupei province, China. In 1978 Tomb 1 
was excavated. The BAMBOO SLIPS within identify this as 
the burial of Pan Cheng, lord of Diyang, who died in the 
mid-fourth century B.C.E. The grave took the form of a pit 
12.2 meters (40.3 ft.) deep, at the base of which stood a 
wooden mortuary structure with a central burial chamber 
and side rooms to contain the offerings. Many of these 
offerings, according to the records found in the tomb, 
were gifts to the lord from friends and relatives. One of 
the ancillary chambers contained musical instruments, a 
second was an armory, and the third held LACQUER fig- 
ures. One of the most extraordinary offerings was a lac- 
quered tomb guardian in the form of a double-bodied 
creature with antlers. Standing 1.7 meters (5.6 ft.) high, 
this figure probably represents Tu Bo, named in the CHUCI 
(The Songs of the South) as god of the underworld. The 
collection of bamboo slips also record the turtle and MIL- 
EOIL divinations made on Pan Cheng's behalf. Would he 
obtain benefit over the ensuing year in serving the king? 
The answer was auspicious, but sacrifices to the spirits 
would be necessary. 

Tianzimao Tianzimao is a late prehistoric cemetery of 
the DIAN CHIEEDOM, located on the northeastern margin 



of Lake Dian in Yunnan province, China. Dating to the 
last two centuries B.C.E., it is particularly notable for the 
44 burials uncovered and the insight provided into the 
social structure at a provincial rather than an elite royal 
level. The cemetery is dominated by one outstandingly 
large burial. Contained in a grave measuring 6.3 by four 
meters (20.8 by 13.2 ft.) and four meters deep, were 
many fine mortuary offerings. The lower part of the grave 
was lined with a wooden floor supporting a coffin that 
contained the remains of an adult and a child. Grave 
goods were found in the coffin, on the wooden platform, 
and in boxes or wrapped in silk. There was much bronze 
weaponry, including 18 swords, spearheads, axes, hun- 
dreds of arrowheads, shield ornaments, and armor. These 
were superbly decorated. A bronze situla was decorated 
with boats, birds, and cattle. There are a bronze headrest 
and thousands of malachite beads. In contrast, other 
graves are far less wealthy and fall into groups distin- 
guished by the presence of either weapons or spindle 
whorls. These represent the men and WOMEN of a com- 
munity that seems to have had a paramount leader. Such 
a situation conforms with what is known of the social 
organization at SHIZHAISHAN to the south of this site, 
where a scene on a bronze container depicts the king of 
Dian receiving subsidiary chiefs such as the individual 
portrayed in the rich grave of Tianzimao. 

Tieyun Cangui The six volumes of Tieyun Cangui writ- 
ten by Liu Taiyun in 1903 were the seminal publication 
on the texts of the Shang ORACLE BONES. During the first 
three decades of the 20th century until the excavations at 
ANYANG got under way, this publication stimulated many 
Chinese scholars to collect and safeguard this precious 
archival material. 

See also SHANG STATE. 

Tillya Tepe Tillya Tepe, "Golden Hill," is located in a 
commanding position south of the Amu Dar'ya River, in 
northern Afghanistan. Its wealth and long sequence of 
occupation are related to its strategic location for trade 
and the opportunities for agriculture afforded by the fer- 
tile Bactrian Plain. It was first occupied in the second 
millennium B.C.E., when a temple probably devoted to 
fire worship was built. During the period of Achaemenid 
dominance in the sixth to fourth centuries B.C.E., it was 
converted into a palace with the addition of a high BRICK 
rampart. However, it suffered a severe fire, probably at the 
hands of the invading Greeks in the fourth century B.C.E. 
The site is best known for the KUSHAN-period cemetery 
dating to the first century C.E. In 1970 an Afghan-Soviet 
team examined this mound, beginning when it was 
intact. At the end of the first season, much of the site was 
removed by contractors for road fill, but the archaeolo- 
gists arrived just in time to save the small intact area. 
Their excavations revealed six graves about two meters 



350 Tillya Tepe 



(6.6 ft.) in depth. No surface markers were apparent; the 
dead had been interred in wooden plank coffins rein- 
forced with iron clamps. Five of the coffins had been cov- 
ered in shrouds embellished with gold plaques, while the 
sixth was encased in black and brown leather. The six 
bodies had been interred fully clothed, with about 20,000 
gold ornaments that were embellished with inlays of 
TURQUOISE, garnet, and mother-of-pearl. Some personal 
possessions lay beside the bodies. The disposition of the 
gold in an assemblage dominated by plaques that had 
been attached to at least three layers of clothing allowed 
the styles of dress to be reconstructed. These six graves 
belonged to a local Kushan princely family and have been 
assigned, on the basis of the associated coins, to the first 
century C.E. 

BURIAL 1 

Burial 1 was that of a woman aged between 25 and 35 
years at death. Wearing a long robe, trousers, and shoes, 
she was interred in a grave measuring 2.5 by 1.3 meters 
(8.3 by 4.3 ft.). A cloak over her shoulders had been 
embellished with a gold ornament showing a man riding 
on the back of a dolphin. She wore a gold earring in the 
form of a boat and a hairpin of gold, pearls, and leaf- 
shaped attachments. Her ivory toilet box still contained a 
white face powder, and other cosmetics included anti- 
mony crystals and pieces of pink rouge. Even her tweez- 
ers with a wooden handle survived. 

BURIAL 2 

Burial 2 was found in a coffin of wooden planks secured 
by heavy iron clasps; the coffin had been covered in a 
shroud embroidered with gold and silver plaques. The 
woman, -who died when aged between 30 and 40, was 
oriented with her dead pointing to the north and wore a 
remarkable array of ornaments, including a gold diadem 
and a gold torque. The beads of her necklace were made 
of gold and ivory, and ornaments of musicians, also in 
gold, lay beside each shoulder. A Chinese bronze mirror 
had been placed on her chest. Tiny models of feet, a fish, 
hands, and an ax were found at the wrists. Gold bangles 
were decorated with images of antelopes, and the surface 
wear shows that they would have been worn in life. She 
wore a long robe that had been held in place by a remark- 
able clasp depicting two identical dolphins being rode by 
cupids. The dolphin motif is of Greco-Roman inspiration, 
but features of this artifact, such as the bracelets and 
anklets on the cupids, reveal local input. One of the two 
rings on her left hand bears an image of Athena, together 
with the name Athena incised backward on the surface. 
This suggests that it had been used as a SEAL. 

BURIAL 3 

Burial 3 also held a female, aged between about 18 and 
25 years at death. The coffin had been placed between 
two layers of animal hide, one painted black and the 



other brown. The coffin was oriented with the head to 
the north. This burial had been disturbed by rodent activ- 
ity, but it was still evident that the head had been placed 
over a gold bowl. She wore at least three layers of cloth- 
ing, as can be determined by three clasps one over the 
other on the chest. These lay near a Chinese silver mirror. 
A silver coin of the Parthian king Mithridates II (r. 
123—88 B.C.E.) was found beside the hands, as if she had 
been holding it, and a golden coin of the Roman emperor 
Tiberius, minted in the French city of Lugudunum 
between 16 and 21 C.E., was found outside the coffin. 
The mass of gold ornaments included a large torque 
around the neck and a pendant in the form of two horses, 
inlaid with garnet and turquoise. The popular theme of 
cupids riding dolphins is also found in this burial in the 
form of a clasp. The intriguing point about these motifs is 
that the dolphin image was popular in Greek art, as seen 
depicted at AY KHANUM in northern Afghanistan, but the 
dolphins were transformed in Kushan art into local river 
fish. Greco-Roman influence is also illustrated by another 
clasp from this burial in the form of a warrior armed in 
Mediterranean style, the helmet closely paralleled in the 
portraits of Greco-Bactrian kings on their coin issues. 
This woman also wore a unique pair of shoes with gold 
soles, fastened by gold plaques. Her cosmetics were 
placed in the grave in ivory containers, together with an 
ivory comb. 

BURIAL 4 

A horse's skull was found in the fill of Burial 4, the coffin 
of which had been covered by a lattice of wooden laths, 
which had supported a mat. This would have prevented 
the fill of the grave from raining down on top of the coffin. 
The coffin contained the skeleton of a man judged to have 
stood nearly two meters tall. His head lay on a gold vessel 
associated with a tree fashioned from gold with fruit of 
pearls. A model of an ibex, of clear Bactrian Greek origin, 
had also been attached to this vessel. He wore weaponry: a 
sword and a dagger both in gold-plated scabbards and a 
second dagger with an ivory hilt. A quiver with a deco- 
rated silver lid was filled with iron arrowheads, and two 
bows lay nearby. The dagger with gold sheath also has a 
gold haft, decorated with fantastic animals that include a 
dragon embellished with turquoise inlay. A bear cub is 
seen on the pommel of this weapon, gripping a vine with 
grapes in its mouth. One coin was found in the grave. It 
depicts the wheel of the law (dharmacakra) and a lion, 
with the inscription "as fearless as a lion." It is unique, but 
coins that are not dissimilar were minted at Ay Khanum in 
the reign of the Bactrian Greek king Agathocles. The style 
of dress represented by the surviving ornaments can be 
partially reconstructed and compared with known reliefs 
depicting Kushans. These show men wearing trousers 
tucked into short boots and a tunic fastened at the waist by 
a belt into which a scabbard is fixed. 



titles 351 



BURIAL 3 

Burial 5 had been interred in a log coffin wrapped in a 
shroud embellished with silver disks. The young woman 
■was aged between 15 and 20 years at death, and it may be 
that her youth accounts for the less opulent set of grave 
goods. Nevertheless, she was interred with a silver wand 
or scepter, gold anklets, and a superb pectoral of gold, 
garnet, and turquoise. Her mirror was fashioned from sil- 
ver and had been encased in fabric embroidered in gold 
thread and pearls. 

BURIAL 6 

The last burial was equipped -with a wooden plank cof- 
fin, again covered by a wooden trellis that had supported 
mats to exclude the soil that backfilled the grave. It con- 
tained a woman who died when aged between 25 and 30 
years. Her head lay on a silver bowl, and she wore a gold 
crown. A gold figurine of a -winged goddess lay on her 
chest, and she held in her right hand a golden scepter. 
Her shoes had been adorned with gold disks. As with 
other women in this cemetery, personal cosmetics had 
been placed in the grave, together with iron tweezers 
and a Chinese mirror. A silver coin had been placed in 
her mouth, a Greek custom. Its Greek text attributes it to 
the Parthian king Phraates IV (r. 38-32 B.C.E.). A later 
stamped text belongs to the reign of an early Kushan 
leader named Sapaleisis. A unique gold Parthian coin 
■was clutched in the left hand of the dead -woman. 

The treasure from these six royal burials reveals sev- 
eral sources. There are, for example, items of clear Bac- 
trian Greek origin (300-145 B.C.E.), such as the gold 
figure of an ibex and an intaglio of a ruler wearing a 
Greek-style helmet. Chinese mirrors dating to the HAN 
DYNASTY (206 B.C.E.-200 C.E.) were found, together with 
v\rhat appear to be local imitations. There are also 
Roman and Parthian coins. The local goldsmiths, how- 
ever, also took exotic motifs and re-worked them within 
their o-wn experience, most clearly seen in the figures 
riding dolphins, in which the sea mammal -was depicted 
as a local river fish. Certain forms also hark back to the 
art of the steppes, as seen in the Scythian animal forms. 
It is evident that the early Kushan rulers of -what was 
once a Greek kingdom relished costumes virtually cov- 
ered in gold ornaments, and only by the narro-west of 
margins were the 20,000 golden items from Tillya-tepe 
saved from the bulldozer and grave robber. 

See also BEGRAM; OXUS TREASURE. 

Further reading: Sarianidi, V. I. The Golden Hoard of 
Bactria: From the Tillya-tepe Excavations in Northern 
Afghanistan. New York: H. N. Abrams; Leningrad: Aurora 
Art Publishers, 1985. 

Tircul Tircul is the Mon name for the PYU CIVILIZATION 
of Myanmar (Burma). 



titles Titles reflecting specific tasks and ranks in a hier- 
archy are a recurrent feature of early states, and their very 
presence is indicative of social complexity and the devel- 
opment of a central bureaucracy. Chinese histories describ- 
ing the mythical earliest states begin with the Shi ben 
(Roots of the Generations), which was available to SIMA 
QIAN (145-85 B.C.E.) when he wrote his history of China 
but has since been lost. It refers to ancient heroes that 
include emperors and bureaucrats, an archivist, diviners, 
and those in charge of wedding rituals. This period proba- 
bly corresponds archaeologically -with the XIA DYNASTY. 
With the SHANG DYNASTY we have the records contained in 
ORACLE-BONES texts. These reveal that the title di was 
accorded kings, -whose continuing influence on events 
after their death caused them to call regularly on the orac- 
ular ceremonials. The royal lineage incorporated a series of 
titles. Zi, for example, -was the title accorded royal princes. 
Lesser male members of the royal line were given the titles 
duo zi or duo zi zu. The oracle bones also provide us -with 
other titles. There were quan, or dog officers, charged with 
assisting in hunting; guards (wei); and officials who 
worked in the area of agriculture (tian). Cultivation of 
crops was recognized as a vital area for state intervention, 
so -we read in one oracle text that "the king ordered many 
yin [officials] to open ne-w fields in the west." Animal hus- 
bandry was also regulated by officials, such as the duo quan 
and duo ma, concerned with dogs and horses respectively. 

Inscriptions on bronze vessels, which -were often cast 
to celebrate the conferral of a royal appointment, are an 
important source of titles during the WESTERN ZHOU 
DYNASTY. These reflect a po-werful central bureaucracy. 
There were court scribes, kno-wn as shi, who maintained 
records that refer to the three principal ministers. These 
■were known as the sima, situ, and si gong. Shanfu were 
responsible for ensuring that royal commands were trans- 
mitted to the right authorities. Land disputes were medi- 
ated by judges, indicating the establishment of a legal 
system. 

Titles took on increasing political meaning with the 
EASTERN ZHOU DYNASTY, during which a series of powerful 
states vied for dominance. Ba means the "senior one." 
Zhuan Gong of the state of Zheng, -who died in 701 B.C.E. , 
■was foremost in protecting Ping, the first king of Eastern 
Zhou, after his move east at the end of the Western Zhou 
dynasty. He was the first ha who, in practice, was the leader 
of a coalition central plains states during the Spring and 
Autumn Period (770-481 B.C.E.). At the same time, the sys- 
tem of rule involving members of a royal kinship ^web, 
known as the zongfa, broke down, to be replaced by admin- 
istration involving appointed officials. Land divisions dur- 
ing the seventh century B.C.E. came to be kno^wn as XIAN, 
administered by yin, or governors. Their staff included 
stewards and sheriffs (zai and shou). 

The period of ■WARRING STATES (475-221 B.C.E.) saw 
the development of totalitarian rule. This ■was most evident 



352 titles 



in the state of QIN, whose senior administrator, SHANG 
YANG, instituted a system of graded titles. The height of a 
person's burial mound, and the number of trees planted 
upon it, were determined by rank. By the mid-fourth cen- 
tury B.C.E., Hui Hou, ruler of Wei, adopted the royal title of 
king, a move soon followed by other leaders of the major 
states. In 288 B.C.E. the leaders of the two emerging pow- 
ers, Qin and Qi, declared themselves, respectively, the east- 
ern and western di, a divine title not hitherto accorded any 
leader in China. This presumption was short-lived, but the 
followers of the king of Qin persuaded him to assume the 
title huangdi, or "emperor," when he finally defeated his 
rival states. The administration of the first emperor (see 
QIN SHIHUANGDl) involved many ranks and titles. He even 
gave the title of fifth-rank counselor to a tree, under which 
he had been sheltered from the rain. 

The HAN governmental machine was headed by three 
senior statesmen, whose titles can be translated as "chan- 
cellor," "imperial counselor," and "commander of armed 
forces." Security in the capital city was under the control 
of an official with the title "bearer of the gilded mace." 
The commandant of waters and parks was an office cre- 
ated in 115 B.C.E. His officials were numerous and among 
other duties, ensured the maintenance of royal parks, the 
provision of food for the royal table, and building and 
maintaining the pavilions that dotted the extensive impe- 
rial pleasure gardens. The prefect of the stables ensured 
that the emperor's horses -were -well cared for. Ranks were 
instituted in the royal harem, where up to 14 different 
titles were accorded the women, from the "brilliant com- 
panion" at the top to the "pleasing maid" at the bottom. 
In 178 B.C.E., during a crisis in the harvest, it was decided 
that grain could be made into a negotiable commodity 
and used to purchase titles. 

JAPAN AND KOREA 

The use of titles also reflects the rise of the state in Japan. 
Fifth-century finds of inscribed swords, for example, 
reveal the existence of an official group of sword bearer 
guards of the royal palace. An example from EDAFUNA- 
YAMA on west coast of Kyushu, included the word for 
king, okimi. In cementing control over their kingdom, 
these YAMATO kings controlled the uji, or clan, and the he, 
or specialist group. Both were under the control of the 
kahane, a title confessed by the king. There were several 
ranks of kahane, ranging from village headmen to high 
officials of state. The seventh-century Asuka enlighten- 
ment involved the creation of imperially appointed ranks 
based on merit and ability. There were 12 ranks, identi- 
fied on the basis of the color of the feathers worn in a 
purple silk hat embellished with gold and silver. The 
senior rank bore the title "greater virtue," then descend- 
ing through such terms as "greater propriety" and 
"greater justice" to the lowest of all, "lesser knowledge." 
These ranks of state officials replaced the former system 
of hereditary access to positions of influence. 



In Korea, the ranks of the SHILLA state were deter- 
mined by ancestry. Thus the highest rank, songgol, or 
"holy bone," involved only those with the right to rule. 
The ehingol, or "true bone," were ranked next, before 
three further ranks and then the commoners. 

INDIA 

The lack of an accepted translation of the INDUS VALLEY 
CIVILIZATION SCRIPT rules out any investigation of the 
titles that almost certainly were in place, given that state's 
social complexity. However, the Vedic literature of early 
India refers to warrior nobles, or kshatriyas, and the 
leader, or rajan, who was elected from their number. With 
the development of the JANAPADAS, or early states, in the 
Ganges (Ganga) Valley during the sixth to the fourth cen- 
turies B.C.E., we encounter a set of highly significant 
titles. These include the purohita, or high priest; senapati, 
or army commander; and gramani, or village headman. 
The administrative machine of the MAURYA EMPIRE can be 
considered on the basis of the writings of KAUTILYA and 
MEGASTHENES and the inscriptions of ASOKA. The empire 
was divided into four provinces, each under the rule of a 
princely viceroy, known as a kumara or aryaputra. These, 
in turn, made up districts under the jurisdiction of 
mahamatras, officials who doubled as judges, or nagara 
viyohalakas. Lower-order officials included yuktas, 
rajukas, and pradeshlkas. The fourth of Asoka's pillar 
inscriptions records that a rajuka had administration over 
many hundreds of thousands of people. The orders from 
the emperor were transmitted by pulisani. 

In 402 C.E., the Chinese monk FAXIAN visited India 
during the reign of the GUPTA king CANDRAGUPTA. He 
noted that the court officials were all paid a salary, along 
the lines recommended much earlier in the writings of 
Kautilya. The emperor, who was now approaching divine 
status, was known as the maharajadhiraja, or "great king 
of kings." There was a new ministry of war and peace 
under a sandhivigrahika, while, as before, provinces were 
under the rule of royal princes. Subsidiary districts came 
under the control of kumaramatyas or visayapatis. There 
were also local or district boards made up of four officials, 
known as the guild president, the chief merchant, chief 
artisan, and chief scribe (nagara-sresthin, sarthavaha, 
prathamakulika and prathamakayastha respectively). 

Northeast India and Pakistan were subject to a series 
of incursions by foreign peoples who either brought their 
own or adopted alien systems of titles. The KUSHAN king 
KANISHKA I (100-126 C.E.) took the title devaputra, or "son 
of god," as well as maharajadhiraja. Kushan provinces 
were controlled by mahaksatrapas, and other officials held 
the titles mahadandanayakas and dandanayakas. 

CENTRAL ASIA 

Many states that developed on the SILK ROAD developed 
their own system of graded titles, and the KHAROSHTHI 
documents of SHAN-SHAN provide a clear example of this 



Todaiji 353 



polity in the third and fourth centuries C.E. It was divided 
into districts (rajas), each under the control of a gover- 
nor, or rajadaraja. These provinces were divided first into 
nagaras, then satas, each composed of about 100 house- 
holds. The king was assisted in his rule by a number of 
court officials. There -was an ogit, who seems to have been 
a highly ranked administrator. The legal system was 
under the control of the hitsaitsa and the gusura. Local 
affairs -were run by a lesser official known as a cojhho. 
Taxation was paid at least in part in kind and was over- 
seen by the sothamga. The assessment was based on the 
production of each sata and was assessed by sothamgas. 
Scribes (divira) and messengers (lekhaharaga and 
dutiyae) ensured efficient communication. 

CAMBODIA 

The titles and duties of officials in the CHENLA and 
Angkorian kingdoms are contained in the contemporary 
INSCRIPTIONS. These provide a means of identifying the 
growth of the bureaucracy and the duties seen as relevant 
in maintaining the state. 

Chenla Titles 

The dominant honorific title in the early history of the 
Chenla kingdom was the PON. Always male, the title -was 
inherited through the female line. Pon are seen as district 
chiefs, organizers of temple donations and transactions 
and water resources, until they disappear from the histori- 
cal record in 719 C.E. The mratan, on the other hand, was a 
title that appears to have been approved by the sovereign 
for aristocrats given special functions and was not inher- 
ited. The growing numbers of the latter suggest increasing 
central control over regional administration. Under 
JAYAVARMAN I OE CHENLA, who ruled 635-80 C.E., there was 
a proliferation of titles. A certain Jnanacandra -was 
described as an amatya, or official, of high birth. There is 
also mention of a rajasahhapadi, "president of the royal 
court." Officials were given the right to carry symbols of 
their status, and this president -was honored with a white 
parasol and a golden vase. A family from Dharmapura held 
the priestly position of hotar. There were a samantagajapadi 
(chief of the elephants) and a dhanyakarapati (chief of the 
grain store). The king also had a sahha, or state council. All 
these titles suggest that Jayavarman I had a growing 
bureaucratic administration. Although his ancestors had 
been given the divine title dhulijen vrah kamraten an (dust 
of the feet of the lord) after their death, Jayavarman -was 
the first king to bear the title while still living. 

Angkor Titles 

The kingdom of ANGKOR in Cambodia saw a great prolif- 
eration of titles. Vap, for example, meaning "father," were 
first encountered in a retrospective inscription describing 
a land grant to a follower of JAYAVARMAN II (c. 770-834 
C.E.). INDRAVARMAN I (877-99 C.E.) appointed Amarab- 
hava as a chief of religious foundations, and YASHOVARMAN 
I (r. 889-910 C.E.) later gave him the title acaryadhipati, or 



head acarya. Under Yashovarman, a mratan was given the 
title vyapara of the second rank and charged to determine 
land boundaries. His successor, Harshavarman I, issued an 
order to an official -with the ne-w title rajakulamahamantrin 
exempting the foundation from the tax on rice. RAJEN- 
DRAVARMAN (r. 944-968 C.E.) appointed one Ksetrajna as 
royal barber with the title mahendropakalpa. JAYAVARMAN V 
(r. 968-1001) commanded t-wo officials with the title 
khlon glan (chief of the warehouse) of the second and 
third ranks to settle a land dispute. The dynasty founded 
by Jayavarman 11, over its two centuries of development, 
incorporated many titles and grades. The hotar and vrah 
guru fulfilled religious duties. The klon visaya -was con- 
cerned with land ownership, and even at the village level 
there were klon sruk. 

After the long civil war that finally saw SURYAVARMAN 
I (r. c. 1002-49) enthroned, the king ordered all his offi- 
cials to swear an oath of allegiance. Many tamrvac of the 
first to fourth ranks offered their lives and unswerving 
devotion to the king in the presence of the sacred fire. 
Some names were later erased, perhaps because they 
failed in their intention. The long family inscriptions 
inscribed at the same time list hereditary court functions, 
such as carrier of the royal fly -whisk and chief of the fan 
carriers. These symbols of kingship and those charged 
with their employment reflect a court that incorporated a 
legion of grandees, many of whom -were related to the 
royal line. The author of the SDOK KAK THOM inscription, 
Sadasiva, was successively given the exalted titles kamsten 
an Jayendrapandita and dhulijen vrah kamraten an Jayen- 
dravarman. ZHOU DAGUAN noticed the graded titles at 
Angkor in 1296-97. He set down their titles: Mratan had 
gold handles for their parasols, while those of the sresthin 
■were made of silver. 

Todaiji The Todaiji was the centrally important Bud- 
dhist temple of the Nara capital, HEIJO-KYO, in Japan. This 
city was occupied bet-ween 710 and 784 C.E., with a brief 
period of five years when it -was abandoned during a rebel- 
lion against Emperor Shomu. In 743 C.E., when the court 
■was located 40 kilometers (24 mi.) to the north at Shi- 
garaki, the emperor ordered the casting of a massive 
bronze of Buddha in his guise as Vairocana, source of cre- 
ation. Known as the Daibutsu, it -was to be covered in 
gold. On the court's return to Heijo-kyo in 745 C.E., the 
Todaiji was selected as the location of this statue. Shomu 
ordered a huge team of workers to level the area to the 
east of the Heijo-kyo, and all the copper supplies of the 
country were directed to the casting of the statue. When 
completed in 749, after at least two years of casting, it 
stood nearly 11 meters (36.3 ft.) tall, reaching almost dou- 
ble that height when its lotus pedestal is included. It was 
surrounded by a large hall that originally measured 52 by 
47 meters (172 by 155 ft.) and stood to a height of 47 
meters. It -was rebuilt on a smaller scale in the 12th cen- 
tury, but, even so reduced, it remains the largest single 



354 tomb models and reliefs 



wooden building in the world. Two pagodas, each about 
100 meters (330 ft.) high, were added to this complex. 

The construction of this structure, described as the 
largest state temple ever constructed in Japan, involved a 
huge deployment of resources. In March 1988, this process 
was illuminated by the discovery of 226 MOKKAN, wooden 
slips containing written records, just outside the hall for the 
bronze Buddha. These included shipment tags for the 400 
tons of copper that went into the casting. One record notes 
the receipt by the palace of 7.6 tons of high-grade copper. 

As the center of Nara BUDDHISM, this temple played a 
key role in the life of the state. It is also known that the 
authorities invested in agricultural estates known as shoen. 
That at Kuwabara was founded in 754 C.E. and included 
irrigable rice land, sluices, farm tools, and agricultural 
buildings. The profits were accumulated by the temple. 

tomb models and reliefs During the warring states 
PERIOD (475-221 B.C.E.) and the long life of the HAN 
DYNASTY (206 B.C.E. -220 C.E.) in China, rulers and wealthy 
nobles were interred with rich assemblages of mortuary 
offerings. These included wooden and ceramic models that 
provide compelling evidence for houses, boats, agricultural 
practices, and people. The available texts state that during 
this period the concept of MINGQI, which helps in the inter- 
pretation of the symbolism underlying these models, 
evolved. Mingqi describes articles of spiritual importance, 
which can be regarded as spirit articles. Thus a figurine 
may be taken to represent the person designated to serve 
the tomb occupant in the afterlife. In the state of CHU dur- 
ing the Warring States period, such figurines were made of 
a block of wood with movable arms affixed by dowels to 
the body. Quite the best example of the use of wooden fig- 
ures where in former times sacrificial victims had been 
placed in the tomb is from Burial 1 at Changtaiguan in 
Henan province. There are seven chambers in a tomb mea- 
suring 10 by seven meters (33 by 23 ft.). The middle room 
contained the coffins in which the dead were interred with 
rich offerings of jade and gold. That representing a stable 
to the north included two figurines of drivers. Two cooks 
had been placed in the kitchen to the south. Behind the 
main chamber is the study, in which two figurines repre- 
sent clerks. Their high status is reflected in the quality of 
their clothing. A guard was placed in the storage room, 
which contained large pottery vessels. Immediately behind 
the tomb chamber, another room included four figurines, 
one of which had a bamboo point impaling its chest, 
together with a mysterious antlered creature with a long 
protruding tongue and staring eyes. 

At Zhangqui in Shandong, the models assumed 
miniature proportions. Modeled from clay, an ensemble 
of 36 figurines was recovered, of which 10 were dancers 
standing barely eight centimeters (3.2 in.) high. There are 
also musicians playing the zither, drums, and bells, and a 
further 10 people are thought to represent the audience. 



QIN SHIHUANGDI TOMB FIGURES 

The pits associated with the mortuary complex of QIN 
SHIHUANGDI (259-210 B.C.E.), the first emperor of China, 
are one of the foremost archaeological sites in the world. 
The complex is located near Xi'an. When digging a well 
in 1974, farmers encountered a jumbled mass of life-size 
clay soldiers, still bearing their original paint and hold- 
ing bronze weaponry. They had stumbled on the silent 
army that had protected the tomb of Qin Shihuangdi, for 
two millennia. 

Set in a rectangular walled precinct 2.25 by one kilo- 
meter (1.35 by 0.6 mi.), the tomb complex is known 
from two sources. The first is archaeology, and the second 
is the historical record as described by SIMA QIAN. Pit 1 
contains rows of terra-cotta warriors in long, parallel 
chambers. A chariot and four horses stand out toward the 
front. The infantry soldiers stand erect, holding long-han- 
dled bronze spears or a quiver of arrows, the edges still 
sharp to the touch. The uniforms and body armor pro- 
vide a remarkable insight into the appearance of the QIN 
army. A second pit nearby contains the cavalry division of 
more than 100 chariots and 100 war horses, while the 
third pit houses the army headquarters staff. 

HAN DYNASTY MODELS OF PEOPLE 

This practice of including models of people rather than 
sacrificial victims continued with the Han dynasty. Thou- 
sands of clay models of soldiers have been recovered from 
a pit adjacent to the tomb of a king of Chu at Shizishan 
in Jiangsu province. Infantry and cavalry were repre- 
sented, but there were no chariots. The same mix of foot 
soldiers and cavalry is seen at a rich royal tomb at Yangji- 
awan in Shaanxi province of the same Western Han date. 
In contrast to the Qin army, which was represented by 
life-size figures, those from Yangjiawan stand about a 
half-meter (1.65 ft.) in height. There are 1,800 foot sol- 
diers, 580 horse riders, and some model chariots. The 
infantry soldiers were arrayed in rows and columns, each 
person in full battle dress richly painted in red and black 
and holding a shield, likewise painted with identical red 
heraldic symbols on a black background. Tomb 1 at 
MAWANGDUI in Hunan, dated to about 168 B.C.E., 
included wooden figurines of ladies-in-waiting to the 
marchioness of Dai. Standing a half-meter tall, they wore 
costumes splendidly rendered in black and red designs. 
Perhaps the most extraordinary assemblage of figurines is 
that from the pits adjacent to the tomb of Han Jingdi 
(188-141 B.C.E.). These cover an area of almost 10 
hectares (25 acres) and are said to contain at least 40,000 
figurines at about a third life-size, each painted and 
clothed in silk or hemp garments. 

HAN HOUSE MODELS AND RELIEFS 

The clay models and reliefs of houses and agricultural 
activities provide much insight into the social conditions 



tomb models and reliefs 355 



under the Han dynasty. A model of a fortified domestic 
residence of the Eastern Han dynasty from the far south, 
in Guangzhou, shows a series of buildings in a walled 
compound. The walls have watchtowers at each corner, 
and, although only 40 centimeters square (6.4 sq. in.), 
the model includes the lord of this estate, his servants, 
and armed guards. Just such an armed retainer for a local 
magnate is seen in a tomb from Sichuan. He wears a 
round cap and has a sword at his belt. A scene incised on 
a stone slab from Yinan in Shandong, dating to the end of 
the Eastern Han dynasty, shows the house of a relatively 
well-to-do person. It provides an intimate aerial view of 
the property, which had two ranges of buildings on one 
level, each surrounding a courtyard. Access to the house 
was through a large doorway decorated with a mask, 
beside which there stands a frame from which a gong or 
drum is suspended. Two tall watchtowers lie beyond the 
walls, and birds are flying over trees. One hen is feeding 
chicks on the ground. The residence includes rooms 
grouped around two courtyards. The first contains a cir- 
cular well surrounded by a wooden fence, and a pulley 
and rope are suspended from a wooden frame. Two 
doors, one ajar, lead to the second court. These doors are 
embellished with face masks. A box, a large vessel, and 
possibly a table lie in this second court around which the 
living rooms are grouped. A second Han-period house 
was depicted on an impressed brick from Sichuan. This is 
a rather larger residence that incorporates four courts. 
Two men converse in an elegant columned room, while 
cranes disport themselves in the court in front of them. A 
servant is seen sweeping the ground of a second court, 
while a dog plays. There is also a tall storied tower with 
steps leading from the ground floor to the rooms above. 

AGRICULTURAL MODELS AND RELIEFS 

A grave of the Western Han dynasty at Shaogou in Henan 
province contained the model of a well almost a half- 
meter in height. There are even a pulley wheel and 
ceramic vessel for drawing water from a depth and a 
trough alongside for water storage. Such wells could have 
been used to irrigate field plots. Agricultural activities are 
themselves represented in a model of a person holding a 
hoe from Sichuan province, and a figure is seen in an 
Eastern Han burial from Laodaosi, Shaanxi province, 
holding a spade. Such iron spades had a considerable 
impact on farming during this period. The most informa- 
tive of agricultural models, however, is from Shuangfuxi- 
ang in Sichuan. Dating to the Eastern Han dynasty, it is a 
flat plaque measuring 81 by 48 centimeters (32.4 by 19.2 
in.). The surface is divided into two by a wall. On one 
side of the wall, two kneeling figures are seen in a field, 
transplanting rice. Behind them lie heaps of manure for 
spreading. The other scene shows a farmyard with a pond 
and aquatic animals: a duck, crab, water snail, and lotus 
plants. There is even a small boat. This model, from an 



area subject to monsoon rains, illustrates that the system 
of transplanting rice into small plots demarcated by low 
banks was already developed. Transplanting in this man- 
ner provides for higher yields than broadcasting, because 
it reduces competition for light and nutrients between 
the growing plants. It is the backbone of rice agriculture 
throughout the lowlands of Southeast Asia at present. 

Rice Agriculture 

Rice was a particularly important crop, because surpluses 
could be stored and used to support the many specialists 
and administrators who made up the upper reaches of 
Han society. Therefore, it is not surprising to find that 
advances in rice processing and storage are also promi- 
nent in the clay tomb models. One relief, also from 
Sichuan, shows a group of people harvesting with hand- 
held sickles; another shows people husking rice with a 
tilt hammer. This is a much more efficient procedure than 
use of an old-fashioned pestle and mortar. A model of a 
granary for storing rice from Hernan province shows the 
sophistication of such a structure, with its floor raised to 
prevent dampness from penetrating the storeroom above 
and a row of windows to provide ventilation. This gra- 
nary also had a pitched roof, and the walls were deco- 
rated with red painted designs that include depictions of 
people working on the placing of the grain within. Pigs 
and chickens were raised on a large scale, and other clay 
models show a hen coop and a pig pen. The latter was 
attached to a latrine, depicting the use to this day in 
China of animal and human wastes to fertilize the fields. 
It was elevated above the level of the pigsty and reached 
by a flight of nine steps, presumably to provide room 
below for the collection of wastes. 

Other Industrial Activities 

There are also clay reliefs that portray other industrial 
activities undertaken during the Han dynasty. One shows a 
winery. There are rows of vessels for producing wine, a 
shop, a customer, and even a worker leaving to deliver a 
consignment. Another shows in great detail salt produc- 
tion in Sichuan. The brine was raised by bucket and pulley 
from its source and reticulated by a long pipe to the work- 
shop, where it was boiled in a row of pottery vessels over 
an enclosed furnace. Meanwhile, in the background, two 
men are seen hunting with bow and arrows and their dogs. 
A market scene reveals a special walled precinct, in which 
people run their stalls and purchasers, who have entered 
by the East Market Gate, as indicated in an explanatory 
inscription, buy. There is also a tower from which a flag 
was flown when the market was open for business. 

Such tomb models and scenes illustrate with impres- 
sive clarity aspects of life during the Qin and Han dynasties. 

Further reading: Bagley, R. W. Ancient Sichuan. Seat- 
tle and Princeton: Seattle Art Museum 2001; Loewe, M. 
Chinese Ideas of Life and Death. London: Allen and 
Unwin, 1982; Loewe, M., and E. L. Shaugnessy, eds. The 



356 Tonglushan 



Cambridge History of Ancient China. Cambridge: Cam- 
bridge University Press, 1999. 

Tonglushan Tonglushan is one of the largest and most 
impressive copper-mining sites in China. It is located 
about 140 kilometers south of Wuhan in Hubei province. 
The intensity of exploitation can be appreciated when it 
is considered that the deep mine shafts penetrated up to 
60 meters (198 ft.) below the present ground surface and 
were then interlinked with tunnels to gain access to the 
malachite and cuprite ores. This great depth reached well 
below the water table, and long wooden troughs had to 
be installed to carry underground water to sumps, where 
it was raised to the surface in wooden buckets. There was 
also a system of closing off older shafts to direct air to 
that part of the mine being worked at a particular time. In 
earlier centuries, the pits and shafts were as narrow as 50 
centimeters (1.65 ft.), but with the advent of more effi- 
cient iron tools, this span was more than doubled. The 
underground workings had to be reinforced with wooden 
supports and frames to guard against roof collapse, and in 
the airless lower reaches of the mine, these have survived. 
Other wooden items preserved in this manner include the 
wooden buckets used to raise water and the ore itself and 
the windlasses that aided both operations. 

The word Tonglushan means "great smelting place," 
and as early as 18 C.E. contemporary records describe 
how the hill shone with verdigris flowers after heavy rain. 
The ancient mining complex was recognized when fur- 
ther exploitation began in 1965, and for a decade begin- 
ning in 1974, intensive excavations revealed the full 
extent of the early activity at the site and the extent of ore 
extracted. The slag resulting from a millennium of min- 
ing, which began toward the end of the second millen- 
nium B.C.E., covers 140 hectares (350 acres), and it has 
been estimated that the total weight is in the vicinity of 
nearly a half-million tons. 

Bronze was a vital commodity in early Chinese civi- 
lization. Probably introduced from the West via the 
ancient SILK ROAD during the late third millennium B.C.E., 
it was employed in the casting of ritual vessels during the 
XIA DYNASTY (2100-1766 B.C.E.). During the SHANG STATE 
(1766-1045 B.C.E.) there was an extraordinary increase in 
the quantity and quality of such castings, and in addition 
bronze was used for chariot fittings and weaponry. The 
Shang bronze workers employed the piece-mold tech- 
nique, and some of their castings weighed much more 
than 100 kilograms (220 lbs.). Bronze continued to be 
highly valued during the succeeding Zhou dynasty 
(1045-256 B.C.E.), and some of the finest of all bronzes 
are from the period of the Qin dynasty, in particular the 
horse-drawn chariots from the tomb complex of QIN SHI- 
HUANGDI, the first emperor of China. 

The need to secure regular supplies of copper was a 
preoccupation of major states. Copper was strengthened 



by the use of bronze for weaponry during the troubled 
times that characterized the period of the Zhou dynasty; a 
state without ready access to copper ore would have been 
seriously weakened. Tonglushan lies in the area controlled 
by the kings of the state of CHU. As may be seen in the 
Chu cemeteries such as XIASI, bronzes were abundant in 
aristocratic graves, and the Tonglushan mine must have 
contributed much wealth to the rulers. The complex is 
also of vital importance not only because wooden artifacts 
have been preserved in the underground workings, but 
because its use spanned the introduction of iron. Thus the 
impact of iron on mining technology can be gauged. 

The ore was initially hacked out with bronze mat- 
tocks and pickaxes, but from at least the third century 
B.C.E. such bronze implements were replaced with iron 
tools, including hammers and spades designed specifi- 
cally for this mining operation. On reaching the surface, 
the ore was hand sorted and then crushed by anvils and 
heavy stones. Several large enclosed furnaces have been 
excavated. Iron ore was used as a flux to assist smelting, 
and the resulting ingots contained up to 93 percent cop- 
per and 5 percent iron. The furnaces themselves had the 
refinement of two chambers, a lower one for tapping the 
molten copper and an upper one for firing the chamber. 

The social dimension of the Tonglushan mine is little 
known, but it is self-evident that it employed many hun- 
dreds of miners in its heyday, as well as a specialized staff 
of copper processors on the surface. Part of the complex 
has been transformed into a museum. 

Tonle Sap See great lake. 

Toprak-kala Toprak-kala is a walled city covering 250 
hectares (625 acres), located on the right bank of the 
lower Amu Dar'ya River in ancient Khwarizm (Uzbek- 
istan). Excavations that took place between 1945 and 
1950 revealed evidence for three major phases of occupa- 
tion. The city was founded during the first century C.E. 
and was to become a royal capital of the KUSHANS. It con- 
tinued to be a royal center into the sixth to eighth cen- 
turies. The defensive walls incorporated vaulted corridors 
and were built of sun-dried brick. The top was crenel- 
lated, and the sides were equipped with loopholes. A 
moat lay in front of the walls, crossed by an entrance only 
at the southern side. The city had a rectangular form 
divided by a street system into a series of blocks. The 
southern half of the city contained the residential area; a 
citadel that dominated the lower city was visible from a 
great distance. It incorporated a massive palace with 
more than 100 rooms on the ground floor alone, and 
numerous sculptures and fine wall paintings have sur- 
vived. Some of the sculptures are thought to depict mem- 
bers of the ruling royal families. An almost complete 
statue in unfired clay probably represents a queen. She 
wears an elegant robe of Hellenistic inspiration. There is 



Tra Kieu 357 



also the head of a warrior wearing a headband. These had 
been placed in niches in one of the great halls. This part 
of the city also contained a large open area in which thick 
ash layers were encountered. It is thought to have been a 
fire temple for Zoroastrian worship. Excavations also 
revealed a workshop for manufacturing bows and written 
records in the Khwarizm language on wood and leather 
containing the accounts of the city. 

Toro Toro is one of the most important excavated sites 
of the Japanese YAYOI culture (300 B.C.E.-300 C.E.). This 
culture represents a major change in the prehistory of 
central and southern Japan, because it involved the 
widespread adoption of wet rice agriculture, metallurgy, 
maritime exchange, and the development of social elites. 
The technique of rice production was similar, if not iden- 
tical, to that of mainland China at the same time, and it is 
beyond reasonable doubt that Yayoi farmers were 
indebted to the long tradition of rice cultivation in the 
Chang (Yangtze) Valley. All contributed to the rapid 
development of the early Japanese states. Few Yayoi sites 
have provided such complete evidence for the way of life 
of agricultural communities that stand at the origins of 
the Japanese civilization. 

RICE CULTIVATION 

Toro is located in the delta of the Aba River where it 
reaches the southern shore of central Honshu. This 
region was subjected to regular flooding, and the occupa- 
tion, which spanned the latter part of middle Yayoi and 
the early years of the late period (about 50-150 C.E.) was 
more than once damaged by serious floods, the last of 
which sealed its end. These floods laid down deposits 
that have led to the preservation of organic remains in 
profusion as well as prehistoric rice fields. Rice cultiva- 
tion involved the construction of low banks to control 
the flovi? of water across the landscape. At Toro these have 
survived and were retained in place by vertically placed 
posts. The individual plots were about 30 by 30 meters 
(100 by 100 ft.) square. Ditches that crossed the culti- 
vated area, again revetted with wood, could have borne 
water to the rice fields when necessary, and one of these 
was equipped with a sluice gate to control water distribu- 
tion. The large size of the Toro rice fields is unusual. 
Many other sites have revealed far smaller fields, even as 
small as four by seven meters (13 by 23 ft.) in extent. The 
survival of wooden clogs of virtually identical form to 
those in use today by workers transplanting rice suggests 
further parallels of rice cultivation with China. 

EARM IMPLEMENTS 

Wooden farm implements have survived. Large blades are 
thought to have been used for plowshares. Plowing itself 
represents a major advance in agricultural efficiency, 
since traction animals and a plow can put a much greater 
area under cultivation than human labor alone, and turn- 



ing and harrowing of the soil produce larger returns of 
rice. There were also spades, rakes, and hoes among the 
inventory of surviving wooden tools. 

THE SETTLEMENT 

In the settlement itself, which lay adjacent to the rice 
fields, the outlines of substantial wooden houses have 
been identified. The interiors were equipped with a cen- 
tral hearth and wooden benches around the periphery. 
The houses were probably roofed with a thatch of rice 
straw, some of which has survived. Matting was placed on 
the floor. Rice was stored in wooden structures and pro- 
cessed by using wooden pestles and mortars. Stone net 
sinkers and bone fishhooks were employed, and both 
freshwater and saltwater fish bones have survived. 
Domestic cattle were raised, and deer were hunted, pre- 
sumably with the bow and arrow, as seen on Yayoi 
bronzes. Iron tools were used to fashion the many 
wooden artifacts, which included swords and scabbards, 
and trade carried exotic glass beads to the site. 

Tosali See SISUPALGARH. 

T'osong-ni T'osong-ni was the capital of the Chinese 
commandery of LELANG in North Korea. The expansion of 
the HAN DYNASTY in the late second century B.C.E. saw the 
establishment of commanderies, or provinces, in captured 
territory. In Korea, the commandery of Lelang was 
founded in 108 B.C.E. and endured for at least three cen- 
turies. T'osong-ni was probably the capital of this 
province. It is located on the southern bank of the Tae- 
dong River, opposite the modern capital of Pyongyang. Its 
walls enclosed an area of 31 hectares (77.5 acres) and for- 
tified a hill that already afforded natural protection from 
attack. Excavations that began in 1936 revealed all the 
items of material culture typical of a Han colony. There 
were Chinese coins and the molds for local casting of cur- 
rency. Bronze mirrors, eave tiles, and SEALS, one of which 
bore the title of the governor of Lelang, were recovered. 
Beyond and south of the walls, five cemeteries have been 
identified, containing more than 2,000 Han tombs. These 
were either subterranean pits containing chestnut wood 
chambers or surface tombs of BRICK covered by a mound. 
The grave offerings reflect the wealth of provincial society. 
They include fine bronzes, ceramic vessels containing 
food, LACQUER tables and plates, and personal ornaments 
of jade. Iron weaponry included typical Han crossbow 
mechanisms, swords, daggers, and halberds. 

Tra Kieu Tra Kieu is a walled city of the CHAM CIVI- 
LIZATION, located in the kingdom known as AMARAVATI in 
Vietnam. As with other Cham centers, it was located at a 
junction of two rivers. Tra Kieu has also given its name to 
a Cham art style current during the 10th century C.E., 
and the most famous example of this period is the 
pedestal found at Tra Kieu itself. The base, 1.75 meters 



358 Transoxiana 



square (2.1 sq. yds.), was embellished with superbly 
carved scenes of the life of Krishna as described in the 
Bhagavad Purana. The original name of Tra Kieu was 
Simhapura, and the first excavations were undertaken by 
J. Y. Claeys in 1927-28. He uncovered the foundations of 
a sanctuary structure and recovered much statuary and 
some INSCRIPTIONS, as well as evidence for settlement in 
the fifth and sixth centuries C.E., but most of the evi- 
dence, including 11th-century Chinese coins, is of later 
date. More recent excavations have encountered a strati- 
graphic sequence three meters (10 ft.) deep, and 18 
radiocarbon dates indicate initial occupation in the last 
two or three centuries B.C.E. until at least the sixth or sev- 
enth century C.E. One fragment of Indian pottery from 
the lowest layer is similar in style to the ceramics from 
ARIKAMEDU in India, indicating the early existence of 
maritime trade. Later layers included a considerable 
quantity of locally made ceramics strongly influenced by 
Chinese wares, as well as tiles and bricks. 

In Tra Kieu style, Indian influence pervades the 
design and even the clothing worn by the people carved 
on the reliefs of the pedestal from that site. One scene 
shows Krishna about to cure a female hunchback; 
another shows merchants bearing offerings to the god. 
The quality of the carving is outstanding, and details of 
the personal jewelry, clothes, and hairstyles are reveal- 
ing of the upper ranks of Cham society. Indian influence 
is also evident on a second pedestal from Tra Kieu, 
named after the dancers and musicians portrayed on the 
sides. The pose of the dancers with the hands and fin- 
gers outstretched remains a widespread feature of this 
art in Southeast Asia to the present day. The role played 
by music in ritual and dance is at once evident from the 
vibrant renditions of the musicians on this same 
pedestal. 

Transoxiana The region known as Transoxiana (in 
modern Uzbekistan and Kazakhstan) occupied a strategic 
position on the ancient SILK ROAD that linked the empires 
of China and Rome from 200 B.C.E. on-ward. It had been 
occupied by numerous peoples and received cultural 
influences from Achaemenid and Seleucid Persia, India, 
PARTHIA, the Scythians (SAKAS), and Greece. During the 
early first millennium, the KUSHANS and the SASSANIAN 
EMPIRE impinged on Transoxiana. It lies south of the Aral 
Sea and has the Amu Dar'ya River (Oxus) as the western 
border and the Syr Dar'ya River (Jaxartes) on the eastern 
flank. Three ancient regions lay within these t-wo rivers: 
BACTRIA, SOGDIANA, and Khwarizm. From TERMEZ the Silk 
Road linked with a route leading south to BEGRAM, TAX- 
ILA, and MATHURA. 

See also ACHAEMENID EMPIRE. 

travail A travan was an artificial tank or pond. They are 
often mentioned in the CHENLA and Angkorian INSCRIP- 



TIONS in Cambodia as demarcating land divisions. This is 
clearly illustrated in an inscription from Tuol An Tnot, 
dated to 681 C.E. King JAYAVARMAN I OF CHENLA united 
two foundations. The description of the land boundaries 
includes references to the travan of various PON (local 
leaders). Where a travan was dug to belo-w the water 
table, it would have been a constant source of water dur- 
ing the dry season. Robert Acker has suggested that they 
were important in maintaining rural food production for 
this reason. 

See also ANGKOR. 

Tribhuvanadityavarman (r. 1165-1177) King Trihhu- 
vanadityavarman (protege of the rising Sun of three worlds) 
of Angkor in Cambodia was a usurper who seized the throne 
in about 1165 C.E. 

It is said that this event led to JAYAVARMAN VIl's returning 
from Champa. In the civil war that ensued, Jayavarman 
(r. 1181-1219) was victorious and became one of 
Angkor's greatest kings. 

Tripuri Tripuri is an urban center on the bank of the 
upper Narmada River in Madhya Pradesh state, central 
India. Excavations were undertaken on the mound, 
which rises to a height of seven meters (23 ft.), bet-ween 
1951 and 1959. Five periods of occupation -were encoun- 
tered, beginning in about 1000 B.C.E. with ceramic 
remains and a stone industry. During the second period, 
which began in about 400 B.C.E., Tripuri was probably a 
major center, if not the actual capital, of the MAHAJANA- 
PADA of Cedi. The site by no-w incorporated mud-BRICK 
houses with terra-cotta tiles and punch-marked COINAGE. 
Exchange is seen in the presence of carnelian and agate 
beads, and there was an iron and glass industry. Late 
stone SEALS of this phase, which lasted for one or two 
centuries, belong to the period of the MAURYA EMPIRE. The 
site continued to flourish under the period of Mauryan 
dominance during the third phase, which lasted until 100 
B.C.E. when SATAVAHANA influence is seen in the presence 
of their coinage. During the ensuing period, dated from 
100 B.C.E. into the second century C.E., two Buddhist 
monasteries were constructed; the final phase yielded 
sealings that contain a sequence of royal names belonging 
to a local dynasty postdating the Satavahanas. 

Turpan Basin The Turpan Basin lies to the northeast of 
the TARIM BASIN and occupies a strategic location on the 
ancient SILK ROAD that linked China with the West. Its 
eastern border gives access to the Gansu Corridor. It cov- 
ers an area of 250 by 300 kilometers (275 by 330 yds.) 
and incorporates Lake Ayding, the second lowest location 
in the -world. Environmentally, the basin is very dry, but 
water from the surrounding mountains feeds rivers that 
form oases, thus encouraging IRRIGATION and agricultural 
settlements. A series of states developed in the Turpan 



turquoise 359 



Basin largely through their control of trade. Yarghul, 
founded in at least the third century B.C.E., -was the main 
center, until it -was superseded by Idiqut in the fifth cen- 
tury C.E. During the long struggle to control the Silk Road 
between the Han Chinese and the XIONGNU, Turpan occu- 
pied a vital strategic location because it provided access to 
the caravans for the Xiongnu. In 108 B.C.E., a Han army 
defeated the people of Turpan and opened up a route for 
the control of the so-called -western regions. 

Idiqut was a -walled city, the defenses standing to a 
height of 11 meters (36.3 ft.). The area -within incorpo- 
rated a palace and residential and commercial precincts. 
The nearby cemetery of Astana has yielded a rich array of 
grave goods, -which illustrate clearly the -widespread trade 
links. There are silks and both Persian and Roman coins. 
The textiles were particularly well preserved and reveal a 



continuation of a long tradition of fine -weaving evi- 
denced in the prehistoric fabric remains from such sites 
as Zaghunluq and Subeshi. 
See also HAN DYNASTY. 



turquoise Turquoise is a blue-green gemstone widely 
used in the ancient world in the manufacture of jewelry. 
The principal source is the region of Kyzyl Kum 
between the Amu Dar'ya and Syr Dar'ya Rivers in 
Uzbekistan. There are also sources in Iran and India. 
There is evidence for the manufacture of turquoise 
beads at the INDUS VALLEY CIVILIZATION site of Mundi- 
gak. Turquoise was widely used for je-welry and for dec- 
orative inlays in China, at least from the period of the 
LONGSHAN CULTURE (c. 2500-1800 B.C.E.). 




Udayadityavarman II (r. 1050-1066 c.e.) Udaya- 
dityavarman U was king of Angkor in Canihodia. 
He succeeded SURYAVARMAN I, but his relationship to his 
predecessor is not known. He was responsible for the 
BAPHUON, a splendid temple pyramid, and the WESTERN 
MEBON. His reign was punctuated with rebellions, which 
are recorded in a number of INSCRIPTIONS, one of which 
related how his general Sangrama defeated the rebel 
Kamvau and was then called on to head south to defeat a 
second uprising under Aravindhahrada. 

Udozuka Udozuka is a kojun, or burial mound, over- 
looking the Nara Plain of western Honshu, Japan. It is 
one of about 20 in a group that was, according to early 
historic records, the burial ground of a powerful clan in 
this region during the sixth century C.E. Unfortunately, 
this tomb, which attained a length of 60 meters (198 ft.), 
had been pillaged in antiquity. A stone-lined passageway 
led to the central chamber, which contained the remains 
of a large stone coffin. A second and smaller stone coffin 
was found in the passageway, together with fragments of 
ceramic HANIWA figures representing houses and armor. 
What remained of grave goods after the looting included 
iron swords and halberds and horse trappings. The per- 
son had been interred with gold and bronze rings and 
glass beads. The size and wealth of such burials are elo- 
quent testimony to the power of the YAMATO elite. 

uji An uji was a social and political unit of the YAMATO 
state and beyond in Japan. The origin of the system prob- 
ably lies in the PAEKCHE state of Korea. It included those 
related by blood as well as their tied laborers, who made 



up a unit known as a he. The leader of the uji was given a 
title, or kahane, by the Yamato sovereign. The rank of the 
kabane was determined by that individual's status and 
duties at court. This system allowed the ruler to exercise 
authority through the uji and obtain tax payments in 
kind from the sustaining territory. The most notable uji of 
the first half of the sixth century were the Soga, Imbe, 
Nakatomi, and Otomo lineages. The Soga were particu- 
larly powerful. After the centralizing TAIKA REFORMS of 
645 C.E., the uji system was replaced by the ascription of 
fixed rank to permanent administrators, a system that by 
685 C.E. recognized 48 grades. These people were drawn 
from the noble families. 



Ujjain Ujjain lies on the east bank of the Sipra River in 
Madhya Pradesh province, India. It is one of India's seven 
holy cities and was also well known as a site of historical 
importance as early as 1834, when Edward Connelly 
observed that the town beggars would try to sell curios 
they had collected, such as glass and stone beads, SEALS, 
and ornaments, to Europeans. Excavations undertaken in 
1955-58 identified a long sequence of occupation, begin- 
ning in the late prehistoric period when iron was already 
in use and a mud wall surrounded the settlement. The 
moat beyond was fed by the river. An iron spade and the 
impressions of wicker baskets in the dried mud indicate 
how the rampart was excavated and formed by digging 
out material from the moat. During the second phase of 
occupation, structures were made of mud BRICK and some 
fired brick. It was during the earlier part of this period 
that Ujjain was the probable capital of Avanti, one of the 
16 MAHAJANAPADAS, or incipient states centered on the 



360 



U-Taphao 361 



Ganges (Ganga) Valley. But according to an INSCRIPTION 
of ASOKA, it became a vice-regal center during the MAURYA 
EMPIRE (c. 324-c. 200 B.C.E.), and the quickening of 
industrial skills can be seen in the excavation of a major 
facility for iron working and workshops for the produc- 
tion of bone arrowheads and stone beads. The iron indus- 
try produced a wide range of tools and weapons, 
including arrowheads, spearheads, spades, chisels, horse 
bits, and choppers. A road entering the city was con- 
stantly repaired and marked by the ruts of wheeled vehi- 
cles. Already by the second century B.C.E., the inhabitants 
were using ivory seals inscribed in the BRAHMI script. 

The importance of trade during the third phase, 
which began in about 200 B.C.E., is seen in the reference 
to Ujjain as Ozene, a site noted for its trade with Rome, 
in the PERIPLUS OF THE ERYTHAEAN SEA. During the cen- 
turies to the middle of the first millennium C.E., Ujjain 
reveals SUNGA, KUSHAN, and GUPTA periods of occupation. 
An extremely rich material culture has been unearthed, 
including beads from a wide range of precious or semi- 
precious stones, glass, bone, and ivory; ivory COMBS; 
many animal figurines; and coins. It was also a center for 
the production of beads from chalcedony. 

unicorn The unicorn, or q'din, along with the phoenix 
and dragon, was one of the mythical animals often por- 
trayed in China, particularly during the HAN DYNASTY 
(206 B.C.E.-220 C.E.). It was held to be auspicious, and its 
appearance would predict the birth of a virtuous emperor 
and good government. Unicorns are depicted on tomb 
doors as a protection measure. A fine wooden specimen 
has been excavated from a Han tomb at Mocuizi in Gansu 
province. It is almost one meter in length and was 
painted with red and black designs. In a belligerent 
charging posture, the figure was chiseled from seven 
pieces of wood joined by dowels. A second example in 
bronze from Xiaheqing, also in Gansu, had been placed at 
the tomb entrance as a guardian against unwanted intru- 
sion. The same protective position for a unicorn occurred 
at LEITAI. 

Uriyudo Uriyudo is a large and important site of the 
YAYOI culture, located in the area of Osaka city in Japan. 
When occupied during the early and middle Yayoi peri- 
ods (300 B.C.E.-IOO C.E.), it commanded excellent low- 
lying and well-watered rice land but was also subject to 
regular and often catastrophic flooding. This would have 
been exacerbated by forest clearance with iron tools and a 
climatic warming that resulted in raised river levels. Thus 
the early Yayoi settlement was covered by a thick flood 
deposit, and the site was abandoned after further deep 
flooding at the end of the middle Yayoi period. Excava- 
tions have confirmed the importance of rice cultivation, 
not only in the presence of rice remains, but also in the 



wooden tools of cultivation: spades, hoes, and pestles for 
grinding in a mortar. There are also stone reaping knives. 
The settlement contains many postholes, defying any 
attempt to identify the distribution of houses and other 
structures, because of constant rebuilding of the founda- 
tions. However, the recovery of organic remains reveals 
that in addition to rice, people consumed melons, 
peaches, plums, and walnuts and cultivated wheat. 

The dead in middle Yayoi times were interred either 
in jars or under mounds in wooden coffins. Neither type 
of grave contained grave goods, but the coffin mounds 
were associated with ceramic vessels distributed around 
the mounds, which may well represent offerings to elite 
individuals. The concentration of sites in the Kawachi 
Plain, linked with the abundance of stone arrowheads, 
suggests intercommunity conflict, a spur to the develop- 
ment of social elites that characterized late Yayoi culture. 

Ushtur-MuUa The site of Ushtur-MuUa is a Buddhist 
monastery of the Kushan-Sassanian period (78-c. 651 
C.E.), located in the upper reaches of the Amu Dar'ya 
River in Tajikistan. There are cells for monks, a stupa, 
and a large hall for meetings. 

See also KUSHANS; SASSANIAN EMPIRE. 

Ustrushana Ustrushana was a small polity east of SOG- 
DIANA on the left bank of the Syr Dar'ya River in Kyrgyzs- 
tan. It was closely related linguistically and culturally to 
Sogdiana but had its own currency and capital at Kala-i 
Kahkaha (Bunjikat). Its prosperity was based on extensive 
irrigated agriculture, which supplied barley, wheat, cotton, 
and grapes. This area is also rich in minerals, and its 
strategic location on the SILK ROAD led to widespread for- 
eign contacts and a wealthy merchant class. This success 
is reflected in the size and architectural sophistication 
seen in the city of Kala-i Kahkaha, where a three-storied 
palace dominated the settlement during the seventh and 
eighth centuries. This palace was built on a raised plat- 
form and incorporated a series of courts, staterooms, 
kitchens, halls, and a throne room. Fine mural paintings 
and wooden statues decorated the walls and halls of the 
palace. Motifs include the four-armed goddess Nana rid- 
ing a lion and a series of demons. Wooden friezes reveal 
elegant floral and geometric patterns and the heads of 
deities. The capital also included a quarter for the special- 
ist manufacture of ceramics and detached family homes. 

U-Taphao U-Taphao is a Dvaravati city in central 
Thailand, the rampart, or wall, surrounding the site 
being up to 10 meters (33 ft.) high to this day. It has 
yielded a large sample of DVARAVATI CIVILIZATION 
(400-900 C.E.) coins stamped with the conch shell, fish, 
and srivatsa (mother goddess) motif. A stone rendition 



362 U-Thong 



of the "wheel of the law" (dharmacakra) contains an 
INSCRIPTION in PALI recording Buddhist doctrine, while 
large quantities of iron slag provide evidence for an 
industrial aspect to this settlement. The area of U- 
Taphao is known for the quality of its iron ore. 

U-Thong The DVARAVATI CIVILIZATION (400-900 C.E.) 
center of U-Thong in Thailand was encircled by an oval 
moat covering an area of 1,690 by 840 meters (1,860 by 
924 yds.). This moat was linked to a small stream. A cop- 
per INSCRIPTION recorded the accession of Harshavarman 
to the lion throne. Most structures are of Buddhist inspira- 



tion, and they are found in and beyond the moats. Excava- 
tions have revealed the foundation for a Buddhist assembly 
hall and three octagonal brick stupas. The fragments of 
stucco ornamentation for these buildings include plants, 
mythical GARUDAS (eagles), makaras (marine monsters), 
and nagas (sacred snakes) as well as lions. To judge from 
the description of the lion throne in the U-Thong copper 
tablet and the number of terra-cotta models of the lion dis- 
covered, this animal might have had some special signifi- 
cance to the occupants of this site. The lion was often used 
to symbolize the Buddha in the period before representing 
him as a person became acceptable. 




Vaisali After the cremation of the Buddha, his ashes 
were distributed to seven places, of which Vaisah was 
one. The site is located north of the Ganges (Ganga) 
River in Bihar province, India. It is recorded that the Bud- 
dha visited Vaisali, already a major center, on several 
occasions. The excavation of a stupa between 1950 and 
1962 indicated a long history, beginning with a clay 
mound with a diameter of about eight meters (26.4 ft.), 
which was subsequently increased. The first embellish- 
ment took place probably during the fourth or third cen- 
tury B.C.E., the second during the reign of ASOKA 
(268-235 B.C.E.). A relic casket was found to contain 
gold leaf, two glass beads, and a conch shell. The clay 
stupa is beyond doubt one of the earliest Buddhist struc- 
tures known and might well be that constructed over the 
remains of the Buddha himself. 

The original urban complex is seen today as a walled 
enclosure. It was visited in the early seventh century by the 
Chinese Buddhist monk XUANZANG, who found the city 
wall badly collapsed and the interior sparsely populated. 
He recorded that the king obtained bones of the Buddha 
after the cremation and had them preserved under a stupa. 
The monk went on to relate that King Asoka later opened 
the relic chamber and removed eight of the nine fragments 
of bone and described an Asokan column at the site with a 
lion at the top. Excavations there in the early years of the 
20th century uncovered a large sample of SEALS dated to 
the GUPTA EMPIRE, but the site is considerably earlier. 

Vaisnaism Vaisnaism is the cult of the god Vishnu the 
protector. He is referred to in the RIG-VEDA and is thus of 
considerable antiquity. He was known and worshiped in 
several incarnations, such as Rama and Krishna. 



Varaksha Varaksha is a city in SOGDIANA (Uzbekistan) 
well known for its palace and mural paintings of the sev- 
enth century C.E. One vigorous series of wall decorations 
shows scenes of lions attacking riders on elephants. 

Vardhamana Mahavira (599-527 b.c.e.) Vardhamana 
Mahavira was the 24th tirthankara, or leader, of the Jain 
religion in India. 

JAINISM, one of the old religions of India, developed at the 
same time as BUDDHISM, during the period of JANAPADAS, 
when regional states in the Ganges (Ganga) Valley were 
striving for dominance during the sixth and fifth cen- 
turies B.C.E. He was from a noble family in the area of 
Vaisali and sought enlightenment during a 12-year period 
of wandering. He attracted thereafter a following of 
monks, who advocated peace, reflection, and righteous- 
ness and who wore no clothes. He died near Patna at the 
age of 72. Jainism, which takes its name from the title 
jina, or conqueror, accorded him at enlightenment, con- 
tinues, with its two sects, to flourish in India. 

varman Varman, "shield" or "protege of," is a title 
taken by kings of the PALLAVA dynasty of the Andhra 
region of eastern India during the late third century C.E. 
This region of India, which had a strong Buddhist tradi- 
tion, was engaged in trade with Southeast Asia. By the 
fifth century C.E., inscriptions in the lower Mekong Val- 
ley, central Thailand, and the island of Java in Indonesia 
were naming local kings who had themselves adopted 
varman as part of a royal name. The title was universally 
employed by the rulers of ANGKOR in Cambodia and was 
also conferred as an honorific title on highly ranked 
members of the aristocracy. 



363 



364 Varuna 



Varuna In the RIG-VEDA, Varuna was the god who 
controlled cosmic order. The Rig- Veda says that Varuna 
set the Sun on its daily path, oversaw regular rainfall, 
ensured that the ocean did not overflow, and tamed the 
water in the rivers so that they would not fill the 
oceans to overflowing. Varuna also ensured that human 
as well as cosmic law was upheld. 

Veda A Veda is a sacred hymn chanted during religious 
ceremonies. Vedas originated in the culture of Indo- 
European speakers, and their language is archaic SAN- 
SKRIT. Transmitted verbally from a remote past, they 
illustrate many aspects of life and behavior before the 
development of writing in the BRAHMI or KHAROSHTHI 
script. The earliest Veda, the RIG-VEDA is said to date to 
about 1500 B.C.E. with invading peoples responsible for 
the destruction of the cities of the INDUS VALLEY CIVILIZA- 
TION. According to a second school of thought, the earli- 
est Vedas are contemporary -with the Indus civilization 
and were composed by the priests of the time. Since there 
are no means of dating their origin, this dialogue contin- 
ues. The Vedas are full of references to the early gods who 
later formed the basic pantheon of Hinduism, such as 
Surya the Sun god, Agni the god of fire, and INDRA the 
god of -war. In addition to the Rig- Veda, there is the rather 
later Yajur Veda, -which was recited by the priest in charge 
of the sacred fire and contains much material derived 
from the Rig-Veda. The Sama Veda was chanted during 
sacrificial ceremonies. The Athar Veda is rather different 
in that it includes a considerable body of folklore. 

Further reading: Arya, V. K. The Book of the Vedas: 
Timeless Wisdom from Indian Tradition. Rockport: Fair 
Winds Press, 2003; Doniger, W., ed. The Rig Veda: An 
Anthology: One Hundred and Eight Hymns. New York: 
Viking Press, 1982; Griffith, R. T. Hymns of the Rigveda. 
Columbia, Mo.: South Asia Books, 1999. 

Vesali Vesali is a major city site and former royal capi- 
tal located in Rakhine (formerly ARAKAn) in western 
Myanmar (Burma). The outer moat and brick walls 
enclose an oval area covering approximately 540 hectares 
(1,350 acres). A second walled precinct in the northern 
half of the city housed the palace complex. The city lay 
beside the Rann Chuang, a river that provides access to 
the Bay of Bengal and the trading opportunities that 
developed with the major maritime exchange routes. 
Vesali seems to have superseded DHANYAWADI as the capi- 
tal of this area during the early sixth century C.E. Excava- 
tions in the 1980s revealed a number of Buddhist 
foundations, including monasteries, an ordination hall, 
and a cult building incorporating a statue of a bull. The 
last structure could indicate devotion to SIVA, whose 
sacred mount -was the bull Nandi. BUDDHISM, however, 
dominated at Vesali, as is seen in the SHIT-THAUNG 
INSCRIPTION text ascribed to King Anandacandra. One 



section of the stela dating to 729 C.E. describes how the 
king founded monasteries and donated slaves, fields, and 
buffaloes for their maintenance. He also sent gifts to the 
monastic communities of Sri Lanka. Trade and commerce 
centered at Vesali are reflected in the recovery of locally 
minted coins. One side has the image of a bull, symbol of 
the ruling family, and the other has the srivatsa (mother 
goddess) motif, as in the DVARAVATI CIVILIZATION COINAGE 
of central Thailand, which symbolizes prosperity. Some 
Vesali coins have been recovered from Bangladesh sites. 
Trade also took to Vesali an intaglio ornament that origi- 
nated in the Mediterranean and gems bearing brief 
inscriptions in South Indian characters. In this respect, 
the site falls into a -wide range of other port cities in 
Southeast Asia, including OC EO in Vietnam and KHUAN 
LUKPAD in Thailand. 

Vichigrama See bhita. 

Vidisanagara See besnagar. 

Viet Khe Viet Khe is a cemetery site of the Dong Son 
culture, located in Haiphong province in northern Viet- 
nam. It is dated to the last fe-w centuries B.C.E. and is 
notable for the wealth of grave goods in one of the 
wooden boat coffins found there. Offerings include spears 
and axes of bronze as well as a wide range of bronze cere- 
monial vessels. One of these, a thap, is almost half a meter 
(1.65 ft.) high even in a broken condition and is orna- 
mented with ro\vs of plumed warriors and a massive -war- 
ship also carrying warriors. This and other bronzes seem 
to have been used in ritual feasting, for there is also a ladle 
ornamented with a man playing a khen, a type of reed pipe 
still popular in the area today. Several bronzes are likely to 
have been imported from southern China. These include a 
tripod, ring-ended knives, and a bronze counterweight 
placed on the end of a spear. It is evident that the wealthy 
Dong Son chiefs were exchanging goods with their coun- 
terparts to the north. 

Vijayapura See nagarjunakonda. 

Vima Kadphises (r. 90-100 c.e.) Vima Kadphises was 
the king of the Kushan empire, which his grandfather, Kujula 
Kadphises, had established. 

The empire extended into Afghanistan and northern 
India from its initial base north of the Hindu Kush range. 
Vima Kadphises minted outstanding gold coins, which 
bear his image. He is seen as a military leader, wearing a 
helmet, coat, and boots. 

See also COINAGE; KUSHANS. 

Vimayapura See phimai. 



Vo Canh 365 

visaya A visaya was a territorial subdivision, perhaps a Vo Canh Vo Canh, which is located near Nha Trang on 
province, of the kingdom of ANGKOR in Cambodia. First the southern shore of Vietnam, is the find spot of the ear- 
used during the Angkorian period, it is often cited as evi- liest known SANSKRIT inscription on the mainland of 
dence that formerly independent kingdoms were falling Southeast Asia. It is dated to the third or fourth century 
under central administrative control. C.E. on stylistic grounds. 




Wall, the Great The construction of long defensive 
walls in China originated during the EASTERN ZHOU 
DYNASTY (770-221 B.C.E.)- With the unification of China 
in 221 C.E. under the first emperor, QIN SHIHUANGDI, 
defensive measures were instituted against a foreign 
adversary, the XIONGNU barbarians to the north. The 
emperor drafted hundreds of thousands of workers to 
construct the first major -wall under the direction of his 
great general MENG TIAN. During the succeeding HAN 
DYNASTY (206 B.C.E.-220 C.E.), there was a constant ten- 
sion between China and the Xiongnu, as periods of peace 
were punctuated by war. Moreover, the Han -were keenly 
interested in promoting trade along the SILK ROAD that 
linked their empire with India and Rome. They therefore 
extended the wall in a -westerly direction and resettled 
many communities there. The -wall was extended to a 
length of about 10,000 kilometers (6,000 mi.), incorporat- 
ing forts, -watchtowers, and tall signal beacons to warn the 
center against imminent attack. Many of these compressed 
earth towers survive to this day. The length of wall most 
visited today, north of Beijing, was built much later, dur- 
ing the Ming dynasty. The first Ming emperor ruled from 
1368 C.E., a time of danger from the Mongols. 

Techniques for building city walls however, have a 
long history dating back to the LONGSHAN CULTURE in the 
third millennium B.C.E. The soft loess soil was com- 
pressed in a wooden framework in what is known as the 
HANGTU form of construction. Extensive city walls survive 
at many sites, such as ZHENGZHOU of the SHANG dynasty 
(1766-1045 B.C.E.). The political situation during the 
Eastern Zhou dynasty has been divided into the Spring 
and Autumn period (770-476 B.C.E.) and the WARRING 
STATES PERIOD (475-221 B.C.E.). It was a time of endemic 



conflict, during the course of which iron working was 
introduced into China. Capital cities were defended by 
high walls; to counter these attackers used so-called 
cloud ladders to gain entry into besieged centers. The 
states also adopted the measure of constructing long 
walls to mark their boundaries and aid in defense. 

The Han Great Wall was regarded as a defensive 
mechanism as -well as a symbolic divide between the Chi- 
nese and the Xiongnu mounted -warriors beyond. The 
Han emperor WENDI sent a message to the Xiongnu 
leader in 162 B.C.E.: "The land north of the Great Wall, 
where men -wield bow and arro-w, is to receive its com- 
mand from the Shanyu, while that -within the wall, whose 
inhabitants d-well in houses and wear hats and girdles, is 
to be ruled by us." 

Wangcheng Wangcheng, "royal city," -was the seat of 
the Kings of the EASTERN ZHOU DYNASTY. It was located 
at the junction of the Luo and Jian Rivers and, accord- 
ing to archaeological investigations, was of approxi- 
mately rectangular outline. Many tombs have been 
excavated within and beyond the city walls. These have 
been divided into seven phases, the last of -which dates 
to the end of the Eastern Zhou dynasty in the third cen- 
tury B.C.E. Discoveries include a few rich pit burials 
with -wooden chambers and coffins and fine bronze ves- 
sels. One, to judge from its INSCRIPTION, belonged to a 
bureaucrat in the service of the royal family. On the 
other hand, the majority of burials contained either a 
few ceramic vessels or nothing other than the dead per- 
son. Thus they reveal the spectrum of the population at 
this royal capital from wealthy administrators to the 
poorer section of the community. 



366 



Wang Guowei 367 




The Great Wall of China was commenced by the first emperor, Qin Shihuangdi, in about 220 b.c.e. It followed in a tradition of 
defensive wall building over the previous three centuries and was added to and maintained for 2,000 years. (Erich Lessing/Art 
Resource, NY) 



The city was demarcated by a large city -wall and 
moat, the northern length of -which attained a length of 
2.4 kilometers (1.44 mi.). This was not as large as many 
other contemporary cities in China. The interior included 
specialist manufacturing areas for bone, ceramics, and 
stone. Ceramic pipes indicate a drainage system, and 
there are both literary reports and archaeological evi- 
dence for the royal palace. Its existence was threatened by 
the moving channels of these rivers in the 22nd year of 
the reign of King Lingwang, 550 B.C.E. The city contin- 
ued after the fall of the dynasty and became a smaller 
■walled regional center during the Western Han period. 

Wangchenggang Wangchenggang is a LONGSHAN CUL- 
TURE walled site located in Henan province, China. The 
■walls enclose an area of only one hectare (2.5 acres), mak- 
ing it more a fort than a settlement, but within the precinct 
there are 10 stamped-earth platforms and pits containing 
the remains of people who were probably sacrificed when 
the buildings were founded. There are traces of a second 
■walled enclosure to the west. Some potsherds have written 
characters scratched on the surface, and the remains of a 



bronze alloy of copper, tin, and lead have been found. This 
item is the only Longshan bronze that could be from a cast 
vessel. Very thin and elegant ceramic vessels from this site 
also suggest the presence of a specialized ceramic work- 
shop. There is evidence for long-distance trade in exotic 
goods in the inclusion of one jade ring and some 
TURQUOISE. The walls date to about 2400 B.C.E. 

Fang Yanming has described Wangchenggang as a 
central place in the local Longshan culture, emphasizing 
the fact that most of the settlements in the Ying River val- 
ley lacked the walls, jades, fine ceramics, and evidence 
for early writing. 

See also QIN DYNASTY. 

Wang Guowei (1877-1927) Wang Guowei was one of 
the foremost early scholars of the Anyang oracle hones. 
In two articles published in 1917, he reported on the 
results of his research on the dynastic succession of the 
SHANG STATE (1766-1045 B.C.E.) kings. This was based on 
his piecing together oracle-bone texts concerned ■with 
sacrificial ceremonies to honor ancestral spirits. These 
mentioned the names of kings in such a manner as to 



368 Wang Mang 



make it possible to order the names chronologically. He 
concluded that there were 31 Shang kings over a period 
of 17 generations. His research lasted for a decade until 
1927, when he committed suicide by drowning in the 
lake of the Summer Palace in Beijing. 

Wang Mang (45 B.C.E.-23 C.E.) Wang Mang, formerly 
known under his title of the marquis ofXindu, was the founder 
and only emperor of the Xin (New) dynasty of China. 
Wang Mang revealed himself to be a man of considerable 
energy and resolve. His accession followed a long period 
of central weakness, during which a succession of young 
emperors were manipulated by their relatives. Corruption 
was rampant; the peasantry were near revolt as rich land- 
lords increased their landholdings and turned the land- 
less farmers into serfs. There were floods in a countryside 
filled with bands of brigands and thieves. One of the new 
emperor's first tasks was to tackle the problem of land 
tenure. His policy was sweeping in its intensity, for he 
resolved to nationalize all land, renaming it, "the king's 
fields." This was a prelude to redistributing it to the peas- 
antry under the old well-field system. This hearkened 
back to the days before QIN absolutism, when eight fami- 
lies would be attached to a well unit, with sufficient land 
for them to sustain themselves and to give a proportion 
of the production to the state. No private sales of land 
were allowed, and SLAVERY was abolished. Since the 
implementation of this crushing edict lay in the hands of 
the very people who would most suffer from its conse- 
quences, the reaction can easily be imagined. Wang Mang 
alienated those on whom any emperor relied for support, 
and after only three years the edict was revoked. 

Wang Mang took power after a long period in which 
court families vied for power through placing on the 
throne a succession of helpless infants. Thus Pingdi (9 
B.C.E.-6 C.E.) was only eight years old when he became 
emperor, and his successor, Ruzi, was only two years 
when he succeeded Pingdi in 7 C.E. Wang Mang at least 
showed a humanitarian attitude when he decided not to 
have Ruzi killed but rather arranged for the boy to marry 
his granddaughter. Wang Mang's ascent to power pro- 
vides in microcosm a classic example of how a family 
could rise through associations with the court. 

RISING POWER OF WANG MANG 

His ancestors were middle-range administrators until his 
aunt, Zheng Jun (71 B. C.E. -13 C.E.), was admitted as a 
concubine of Emperor XUANDI. She was later transferred 
to the harem of Emperor Yuandi when he was the heir 
apparent and bore him a son. This son was in due course 
to be chosen as emperor under the title Chengdi, and 
Zheng Jun became empress in 48 B.C.E. This led automat- 
ically to the ennoblement of her family. Her father 
became a marquis, and Wang Mang, marquis of Xindu, 
was given several court sinecures. His place at court 
seemed secure, since he was the emperor's cousin. In 8 



B.C.E. , he was appointed regent. However, the death of 
Chengdi the following year led to the appointment of 
Aidi as emperor, and Wang Mang was dismissed as regent 
and retired to his country estate. When Aidi died in 1 
B.C.E., he was succeeded by another child, Pingdi, who 
was the last male heir of Yuandi. Wang Mang now 
returned as regent and betrothed his daughter to the 
young emperor. Despite the poor and biased reporting of 
his regency in the surviving texts, it is evident that he 
was a sensible and able administrator. He had a new road 
cut over the mountains to Sichuan and called conferences 
to discuss philosophical issues of the day. He also set 
about reforming provincial schools. But his regency was 
imperiled when his son-in-law, the emperor, suddenly 
died in 6 C.E. This precipitated a crisis. There were no 
more male descendants of Yuandi from whom to choose a 
successor. But returning a generation to the descendants 
of Xuandi, who had died half a century earlier, the choice 
extended to at least five kings and 50 marquises. Wang 
Mang engineered the appointment of a great-great- 
grandson of Xuandi, another infant, to the succession 
and had himself appointed acting emperor. 

WANG MANG AS EMPEROR 

The immediate aftermath of his appointment saw several 
uprisings against him, linked with accusations of his poi- 
soning the young emperor. These were soon put down, 
and Wang Mang entered into a period of relative calm. In 
this period, from 6 to 8 C.E., a series of manufactured 
portents favored Wang Mang as the recipient of the MAN- 
DATE OE HEAVEN, and in 9 C.E. he announced that he was 
the emperor of the New, or Xin, dynasty with his capital 
at the old HAN DYNASTY center of CHANG'an. 

In the year after his accession, he reimposed and 
strengthened the establishment of state monopolies over 
many areas of production and trade, particularly in such 
vital commodities as iron, salt, and liquor. The marketing 
of basic commodities — foodstuffs and silk — was also 
deemed a state monopoly. Tax at the rate of 10 percent 
was imposed on incomes, and through a series of issues, 
the COINAGE was changed and in effect debased. At the 
same time, private holdings of gold were forcibly pur- 
chased for less than their face value, another measure 
designed to alienate those on whom any emperor 
depended. 

On the frontiers, Wang Mang faced problems similar 
to those that confronted the rulers of both the former and 
later Han dynasties. There were rebellions among the 
tribal groups in the far south, in Yunnan. On the northern 
frontier, restlessness among the XIONGNU led to a major 
mobilization of more than a quarter-million troops. Puni- 
tive expeditions also had to be dispatched against rebel- 
lions as far west as the TARIM BASIN. 

One of the problems in summarizing the reign of 
Wang Mang is that he was given a poor press by BAN GU 
(32-92 C.E.), who succeed his father as compiler of the 



Warring States period 369 



HANSHU (History of the Former Han). It has been argued 
that had Wang Mang and his new dynasty survived 
under the Mandate of Heaven, he would be remembered 
in official histories as a great reforming emperor. His fail- 
ure indicated that he did not possess the Mandate of 
Heaven and was therefore no more than a usurper. In 
fact, Wang Mang's policies had many precedents among 
his major and successful Han predecessors. The imposi- 
tion of state monopolies was not his innovation, and the 
reform of land tenure was widely seen as being timely 
and necessary. Other emperors had also attempted to 
reform the currency. The population of China during his 
reign shows a vast concentration of people in the valley 
of the Huang (Yellow) River. However, this river burst its 
banks and changed course several times with catas- 
trophic results for the peasant farmers. This, and the 
rural insurrections that followed, could well have been 
the root cause of his downfall. The immediate reason for 
the fall of Wang Mang, however, was a revolt originating 
in Shandong by a group of rebellious peasants known as 
the RED EYEBROWS. The inhabitants of this peninsula 
were in a desperate condition after the flooding of the 
Huang River, and not even an army of central troops 
could quell their insurrection. The success of the Red 
Eyebrows encouraged the descendants of the Western 
Han emperors to rise up, and after several engagements 
the forces of Wang Mang were severely defeated at the 
Battle of Kunyang. The net then closed on Wang Mang, 
who was closeted in his palace at Chang'an. Rebellious 
forces entered the city on 4 October 23 C.E., and two 
days later he was decapitated. 

Further reading: Gu Ban et al. Wang Mang: A Transla- 
tion of the Official Account of His Rise to Power China Stud- 
ies: From Confucius to Mao Ser. New York: Hyperion Press, 
1977; Loewe, M. A Biographical Dictionary of the Qin, For- 
mer Han and Xin Periods (221 BC-AD 24). Leiden: Brill, 
2000; Thomsen, R. Ambition and Confucianism: A Biography 
of Wang Mang. Aarhus: Aarhus University Press, 1988; 
Twitchet, D., and M. Loewe, eds. The Cambridge History of 
China. Vol. 1, The Ch'in and Han Empires, 221 B.C.-A.D. 220. 
Cambridge: Cambridge University Press, 1986. 

Wangxian The city of Wangxian was the capital of the 
state of CHOSON in Korea, before the area was conquered 
by the Han Chinese and reorganized into a commandery, 
or province, in 108 B.C.E. After the Chinese conquest, 
Wangxian continued as the center of the new Lelang 
commandery. The walled site covered an area of 42 
hectares (105 acres), and excavations in 1935 revealed 
the presence of streets lined with brick and the founda- 
tions of various structures. Not only Han coins but also 
the molds for casting coins indicate a developed Chinese 
settlement with a mint. Bronze and iron arrowheads were 
also recovered, but the extent of the site during the Cho- 
son period is not known. 

See also COINAGE; HAN DYNASTY. 



Wang Yiyong (fl. late 19th century) Wang Yiyong was a 
scholar and dean of Hanlin College, north China, in the late 
19th century. 

He was the first person to appreciate the importance of 
the inscribed tortoiseshells, or ORACLE BONES, which were 
the majority of the written records of the late SHANG STATE 
(1766-1045 B.C.E.). At that time, these irreplaceable 
records were dug up by villagers for sale to drug dealers. 
They were powdered and incorporated in medicines, 
thought to be effective to cure cuts and abrasions. When a 
member of Wang Yiyong's family sickened with malaria, 
the doctor prescribed a medication that included "decayed 
tortoiseshell." Wang examined this particular ingredient 
and found that the surface of the shell was inscribed with 
ancient Chinese written characters. He asked the phar- 
macy owner for the origin of the bones and was told that 
they were from a place called ANYANG and were very 
cheap. He forthwith purchased the entire stock of bones 
and those from other stores in Beijing and initiated the 
study of the archives of the Anyang kings. 

Wang Yuanlu (late 19th-early 20th century) Wang 
Yuanlu was a Taoist monk who settled in the Buddhist center 
of Mogao in western China in the late 19th century and 
began restoration of some of the cave shrines there. 
He was responsible for the discovery of a cave sealed dur- 
ing the troubled times that had accompanied the Arab 
expansion to the east in the early 11th century. It con- 
tained an archive of precious Buddhist manuscripts and 
paintings on silk. He informed the government, who 
ordered that the cave be sealed again. Seduced by SIR 
AUREL stein's persuasiveness, in 1907 he allowed a collec- 
tion of thousands of manuscripts and paintings to be 
removed. These are now housed in the British Museum in 
London. 

Wari-Bateshwar Wari-Bateshwar was a major trading 
site located in Bangladesh, on a former channel of the 
Brahmaputra River. There is no obvious settlement 
mound or defenses, but the site has been known for 
many decades for the number of punch-marked coins 
and hard stone beads and must formerly have been a 
major port. 

Warring States period The period of Warring States, 
a vital period in the history of China, dates from 475 to 
221 B.C.E. It corresponds to the last three centuries of the 
EASTERN ZHOU DYNASTY. 

The Warring States period saw many developments 
in urban architecture, agriculture, art, and literature. 
Cities, for example, were provided with massive defen- 
sive walls. The projection of power through architecture 
and art by rival sovereigns led to a flowering of specialist 
skill in many fields, a move quickened further by the 
interment of rich personal possessions in elite aristocratic 



370 Warring States period 



burials. They intricately decorated bronze vessels were 
not as in the past intended to honor the ancestors 
through rituals, but to enjoy in the present, to use while 
entertaining to a background of music and dance, and to 
project an image of opulence. 

The fortunate survival of fabrics from a tomb at 
Mashan has revealed the complexity of weaves and rich 
design motifs of the silk weaver during this period. Jade, 
which had long been used for ritual objects, was now 
transformed into superb personal ornaments, including 
headdresses, pectorals, and pendants. One of the most 
compelling innovations of the Warring States period lay 
in the new free-flowing painting of scenes from daily life. 

The changes in the form and decoration of bronzes, 
lacquerware, and personal ornaments carried through to 
the disposal of the dead. Traditionally the cemeteries were 
designed to house successive members of the same lin- 
eage. The individual graves would be set out in a formal 
order, often in proximity to one another. With the War- 
ring States period, burials began to emphasize the person 
rather than the lineage. Emphasis was placed on above- 
ground structures that, like the palaces, were raised on 
high mounds known as shanlmg, or mountain mausolea. 

MILITARY STRUGGLES 

Politically, the Warring States was a period of tumultuous 
wars between a diminishing number of rival states; the 
most prominent being QIN in the west, CHU in the south, 
Yan in the far northeast, QI, ZHAO, HANN, and WEI. These 
major states progressively absorbed lesser polities, such 
as Lu, the home state of CONFUCIUS. Temporary alliances 
were punctuated by changing fortunes on the battlefield, 
a situation that bred increasingly totalitarian forms of 
government. This saw the rise of LEGALISM, a school of 
political thought that stressed the autocratic power of the 
ruler rather than the benevolence advocated by the 
school of Confucius. Technologically it was also the 
period when iron was brought into play, and weaponry 
saw a major leap in proficiency and deadliness. The 
crossbow, for example, was developed into a powerful 
addition to armory. Scaling ladders were also used, for the 
political situation stressed the provision of large defensive 
walls around cities, and long walls were constructed to 
demarcate state boundaries. 

ORGANIZATIONAL CHANGES 

The stresses of war led to major changes in the organiza- 
tion of the increasingly powerful states that grew up out 
of the fiefs granted to close kin by the early rulers of the 
WESTERN ZHOU DYNASTY. The dispersal of centers of 
authority dependent on the Zhou capital was replaced by 
multiple capitals of contending states, wherein authority 
lay with the monarch and his administrative appointees. 
Thus, in the state of Jin, the regional power centers of 
highly ranked lineages were progressively replaced by 
xian, districts administered by court appointees. Under 



these circumstances, the Eastern Zhou emperors resident 
in LUOYANG became ciphers whose power was symbolic 
rather than real. 

These changes of policy toward realpolitik are best 
seen in the career of SHANG YANG, who rose to become the 
chief minister to Duke Xiao of Qin (r. 361-338 B.C.E.). 
Shang Yang first turned his attention to the legal system. 
To control the rural population, he put in place laws pro- 
viding for the division of the population into groups of 
five to 10 households. Every member was required to 
watch and report on others at risk of severe capital pun- 
ishment. He then imposed a system of taxation favoring 
production. Rewards for those who excelled in war 
turned on battlefield success, measured in the number of 
enemy heads severed. The higher the rank, the greater 
the rewards. His detailed population registers and foun- 
dation of 41 xian provided an efficient, centrally directed 
system of taxation. These administrative and legal 
reforms laid the foundations for the rise to power of Qin, 
which ultimately defeated all rivals. In 221 B.C.E., the 
king of Qin proclaimed himself QIN SHIHUANGDI, the 
august first emperor of China. 

CHANGES IN ARCHITECTURE 

The growth of cities assumed extra impetus as capitals 
changed hands and new centers were founded. It is, for 
example, recorded that the state of Chu established five 
new capitals in a half-century Iron was applied not only 
to a new range of armaments, but also to agriculture and 
construction. With a ready supply of cheap iron tools, it 
became easier to install large-scale IRRIGATION works, to 
establish more efficient mining operations, and to con- 
struct large buildings or deep and impressive tombs. Mili- 
tary activity went hand in hand with increasing 
commercial ventures so that the new cities were far larger 
than their predecessors and supported unprecedented 
numbers and classes of people. At such foundations as 
LINZI and HANDAN, there was a separate royal enclosure for 
the palace and administration, and a larger adjacent 
walled area was for the populace at large. As the power of 
the king grew, the form of the palace assumed greater 
prominence. Earlier palaces were places of secrecy and 
mystery, built on, at best, a shallow platform and includ- 
ing successive courts and columned walkways. But with 
the Warring States period, rulers vied with one another to 
raise their palaces on top of huge ta'i platforms, to exhibit 
to the populace the grandeur of the ruling house. Some of 
these stand to this day up to 20 meters (66 ft.) tall. Scenes 
on contemporary bronzes show such palaces: Steps led up 
to the raised platforms on which people performed rituals 
that involved large, presumably bronze, vessels. The 
palace of the state of Wei was so large that a contemporary 
described it as a platform "reaching halfway to heaven." 
The Jique palace of the state of Qin at Xianyang has been 
excavated over many seasons. It was raised high on a tai 
platform, and the interior was decorated with fine wall 



Wat Baset 371 



paintings. There was a flourishing industry producing 
decorated ceramic tiles and bronze ornamental fittings. 

BRONZE CASTING 

One of the most spectacular burials from this period 
belonged to Zeng Hou Yi of Zeng (Hubei province), who 
died in about 433 B.C.E. His bronzes are among the finest 
ever cast. By employing the lost-wax casting technique, it 
■was possible to smother the vessels in minutely intricate 
decoration, seen in its most impressive form in the set of 
two vessels, a zun and a pan, covered in tiny writhing 
dragons. A further innovation in the art of BRONZE CAST- 
ING was the production of human and animal figures, 
■which ■were used as part of composite artifacts. One of the 
best examples, seen in the bell stands from Leigudun, 
includes human figures ■with swords at the waist. The 
tallest stands a meter (3.3 ft.) high and weighs 359 kilo- 
grams (790 lbs.). Some bronzes were also ornamented 
■with gold and silver inlay to accentuate the decorative 
motifs. It is not surprising that this period also saw a pro- 
liferation in the casting of mirrors. These concentrate in 
the area of the Chu state but are found in lesser quantities 
in the north. They were embellished on the back with 
motifs, again highlighted by inlaid gold and silver threads, 
and glass, TURQUOISE, or jade insets. The same trend 
toward intricate ornamentation and elaboration of colors 
and designs is seen in the lacquerwares. 

SILKS, PAINTINGS 

One compartment in the tomb of Mashan contained fig- 
urines standing 60 centimeters (2 ft.) high ■wearing silk 
clothing. The woman herself was ■wrapped in successive 
layers of fabric tied into a tight bundle ■with nine brocade 
bands. She had been interred fully dressed in a skirt, robe, 
and gown. She was accompanied by many varieties of 
■woven and embroidered fabric, embellished with dragons, 
phoenixes, and tigers. Clothing was also enhanced ■with 
belt hooks that were used as vehicles for inlaid designs 
highlighted in gold, silver, and semiprecious stones. One 
notable painting from BAOSHAN in Hubei province shows a 
nobleman on a chariot journey through a countryside pop- 
ulated by wild boars and cranes until he reaches his desti- 
nation and alights. A TACQUER duck from LEIGUDUN 
illustrates a stand of bells being played. Palace walls, as at 
Xianyang, now bore painted mural scenes. Silk was also a 
medium for painted images. In an example from Zidanku, a 
silk painting had been placed on top of the coffin, facing 
upward. It showed the tomb master riding on a dragon 
boat. A crane has alighted on the dragon's tail, and a carp 
swims in the ■water below. A painting from Chenjia dashan 
sho^ws an elegantly dressed woman standing on a crescent 
Moon under a phoenix. The bird seems to be rising up in 
anger against a snake. 

BURIALS 

The ultimate development in burials is seen in the mau- 
soleum of Qin Shihuangdi, the first emperor, where his 



tomb lay belo^w a colossal pyramid surrounded by an 
enclosing wall. Such funerary parks had developed dur- 
ing the preceding two centuries, as seen at Tomb 1 at 
Zhaoshan. Here the earliest architectural plans known 
from China survive to show the layout of the enclosure, 
■with its five pavilions ■within. 

This emphasis on the individual ■was reflected also in 
the subterranean part of the tomb. The traditional vertical 
pit was maintained, but it now contained a set of rooms 
to receive the tomb master's personal belongings needed 
for eternal life. Special care was taken to protect the tomb 
chamber by enveloping it in stones, clay, and charcoal. At 
Baoshan Tomb 2, surviving bamboo texts give clear 
insight into this procedure, for they describe the contents 
of each chamber and their future role. One room, for 
example, was set aside for items needed when traveling. 
Another was used to store food, a third for the goods 
used in the actual mortuary rituals. Nowhere is this trend 
more evident than in the tomb of the marquis of Zeng at 
Leigudun, with its sumptuous bronzes, lacquers, and 
tomb figures. Here three categories of mortuary goods 
■were recognized: Those used in war, such as his armor 
and weaponry, ■were placed in a separate compartment. 
There was also provision for his ritual paraphernalia and 
his musical instruments. 

The inclusion of MINGQI, symbolic goods especially 
manufactured for inclusion in the tomb, gained momen- 
tum during this period. Servants or retainers, for exam- 
ple, were represented by clay or wooden models, often 
carefully painted and clothed. Again, this trend reached 
its climax in the tomb of the first emperor. 

Further reading: Lawton, T. Chinese Art of the War- 
ring States Period. Bloomington: Indiana University Press, 
1983; Li Xueqin. Eastern Zhou and Qin Civilizations. New 
Haven, Conn.: Yale University Press, 1985; Loe^we, M., 
and E. L. Shaugnessy, eds. The Cambridge History of 
Ancient China. Cambridge: Cambridge University Press, 
1999; Yu Weichao, ed. Journey into China's Antiquity, Vol. 
2. Chicago: Art Media Resources, 1998. 

Wat Ban Song Puay Wat Ban Song Puay, a site in north- 
east Thailand, has yielded an inscription that mentions a 
king Paravarasena and his capital center of Sankhapura. 
Dated stylistically to the seventh or eighth century C.E., it 
provides evidence for small regional polities or kingdoms 
during the period known as CHENLA (550-800 C.E.). 

Wat Baset The temple of Wat Baset in the province of 
Battambang, Cambodia, was formerly kno^wn as Jayakse- 
trasiva. It was designated one of four temples by SURYAVAR- 
MAN I (r. c. 1002-49 C.E.) setting the limits of his 
kingdom. In the reign of JAYAVARMAN IV (r. 928-42 C.E.), 
Queen Indradevi had given an image of the god Jayara- 
jamahesvara to the temple of Jayaksetrasiva. 
See also ANGKOR. 



372 Wat Phu 



Wat Phu Five kilometers (3 mi.) to the west of Mount 
Lingaparvata in Laos lies the temple complex known as 
Wat Phu. This is one of the major temples of the kingdom 
of ANGKOR, in Cambodia, and the visible vestiges belong to 
the 11th and 12th centuries. However, it was occupied and 
venerated from at least the fifth century C.E. There is an 
inscription of the reign of YASHOVARMAN I (889-901), set- 
ting out the rules for the ashrama, or religious retreat, that 
he founded there. SURYAVARMAN I (r. c. 1002-49) visited the 
site during his quest for supreme rule over the kingdom of 
Angkor, and JAYAVARMAN VI (1080-1107) made donations 
to the temple. After the consecration of his descendant. 
King SURYAVARMAN II, in 1113 C.E., the high priest 
Divakarapandita embarked on a pilgrimage to make offer- 
ings at holy shrines. He began at Wat Phu, for the king had 
provided him with a script to be engraved on all the goods 
donated to temples. Divakarapandita donated valuables 
and ordered the construction of BARAYS (reservoirs). Two 
large harays survive to this day and link with a causeway 
that ultimately leads to a cleft in the base of the mountain, 
where there is a continuous supply of water. The causeway 
passes two stone buildings known, probably inaccurately, 
as palaces. A further causeway leads past a temple to 
Nandi, the sacred mount of SIVA, to a terrace that supports 
a cruciform building and then to a series of steps to the 
terrace on which stand six brick shrines. The main sanctu- 
ary is reached only by climbing another set of steep stairs. 
With PREAH VIHEAR and PHNOM CHISOR, Wat Phu was one 
of the foremost Angkorian temples outside Angkor. 

Mount Lingaparvata lies about 60 kilometers (36 mi.) 
south of the junction of the Mekong and Mun Rivers in 
Laos, its peak taking the form of a LINGAM (phallus). 
Known as Lingaparvata and visible for miles, the moun- 
tain remains a place of pilgrimage and veneration to this 
day, and a series of springs at its foot, taken in conjunc- 
tion with the natural lingam on the summit, attracted 
early attention during the period of state formation. An 
INSCRIPTION dated to the second half of the fifth century 
names a king DEVANIKA, meaning "celestial protection" or 
"divine inspiration." He ascended to rule there from afar 
as supreme king of kings, having gained victory over 
innumerable enemies. His celebratory rituals involved, he 
said, the donation of thousands of cattle. The site of this 
inscription incorporates the rectangular outline of an early 
city. The city lies on the bank of the Mekong River and 
contains a series of internal walls, one of which might rep- 
resent the outline of the earliest urban foundation. There 
are also numerous mounds, now severely looted, that 
almost certainly represent temple foundations. It is possi- 
ble that this city was formerly known as Sreshthapura, a 
site often mentioned in the Angkorian inscriptions as 
being seminal in the origins of the Cambodian people. 

Wei The state of Wei was formed from the breakup of 
JIN. The Jin state had been a dominant force during the 
Spring and Autumn period (770-476 B.C.E.) in China, but 



by 409 B.C.E. it was divided into three states: Wei, Hann, 
and Zhao. Wei dominated the Fen River Valley and part of 
the Huang (Yellow) River plains but was strategically 
stressed by the existence of powerful rivals on all sides, 
particularly QIN to the west. Less powerful than Qin, it 
had, according to contemporary records, 700 chariots and 
an infantry force of 360,000. These figures, however, are 
valuable only in a comparative sense; the corresponding 
figures for Qin are 1 million infantry and 1,000 chariots. 
This vulnerability might have underlain the Wei invest- 
ment of much labor in the construction of a defensive 
wall along the Luo River. During the second half of the 
fourth century B.C.E., the problems posed by juxtaposition 
between powerful neighbors intensified, and Wei suffered 
a series of military defeats at the hands of the state of QI. 
The most serious of these took place in 353 and 341 B.C.E. 
These were followed by further disasters against Qin, 
which led in 322 B.C.E. to a virtual takeover of Wei by the 
king of Qin. 

ROYAL TOMBS 

The first capital of WEI was at Anyi, a large walled city with 
an inner palace precinct, but after its move to Daliang in 
361 B.C.E. a further defensive wall was constructed there. A 
tomb of a Wei king has been investigated at Guweicun in 
Henan province: It includes three subterranean pits, each 
of which was covered with a funerary temple. Unfortu- 
nately, the site was extensively looted before proper archae- 
ological investigations could take place. Swedish and 
Japanese collectors took away fragments of lacquered 
coffins and bronzes. Scientific examination of the remains 
between 1935 and 1951 revealed three massive tomb struc- 
tures, the largest having a walled chamber measuring 18 by 
17 meters (59.4 by 56.1 ft.). It had been entered by south- 
ern and northern ramps, the former more than 125 meters 
(412 ft.) in length. Wei state coins were found, as were the 
remains of a pit meant to contain two chariots. This tomb 
might have belonged to either King Huiwang or Xiang- 
wang, both of whom reigned in the late fourth century 
B.C.E. Further Wei tombs have been excavated at Shan- 
biaozhen. One, known as the Jizhong tomb, was investi- 
gated as early as 279 C.E. It contained the BAMBOO SLIPS 
known as the Zhushu Jinian, or BAMBOO ANNALS. The latest 
entry on this vital set of documents was dated to the reign 
of King Xiangwang of Wei in 298 B.C.E. Further excava- 
tions in 1935 yielded a rich harvest of new finds. One 
tomb, measuring eight by seven meters (26.4 by 23.1 ft.), 
contained four sacrificial victims and nearly 1 ,500 bronzes. 
A remarkable battle scene had been cast onto one vessel, 
showing archers, spearmen, and soldiers wielding halberds 
and fighting from boats. There is also a wheeled scaling 
ladder to assault defensive walls. One panel depicts decapi- 
tated soldiers. A large and well-equipped army was vital to 
survival during those troubled times. 

Weizhi The state of Wei formed after the breakup of the 
Eastern HAN DYNASTY in China in 220 C.E. and endured 



Wendi 373 



for 45 years; this state was unrelated to the Wei of the first 
millennium B.C.E. The Weizhi {History oj the Wei Dynasty) 
■was compiled toward the end of the third century C.E. and 
contains passages that describe the life and customs of the 
Wa, the people of the Japanese archipelago. It is known 
that the Wa sent tribute missions to China in 57 and 107 
C.E., and the Weizhi is a major source of information on 
Japan during the late YAYOI phase (300 B.C.E. -300 C.E., 
■when the Wa inhabitants ■were on the brink of early state 
formation. The relevant passages begin ■with a description 
of early contact with China during the Han dynasty and 
the existence of more than 100 communities in Japan. 
Thirty, it proceeds, maintained such contact ■with the Wei 
court by dispatching envoys. 

The account of the Wa people is highly informative 
about the social conditions of the third century C.E. and 
presents a challenge to archaeologists to find, test, and 
verify its findings. The people had body tattoos, which 
varied by region and class. The ruler ■was a woman 
shaman called Himiko, who lived secluded in a palace 
attended by 1,000 WOMEN and was rarely seen. When she 
died, she ■was interred under a mound 100 paces across, 
■with 100 sacrificed victims. After the death of Himiko, 
there was much unrest until a young ■woman was found 
to replace her. There ■was a marked class system, whereby 
the lower orders would bow before aristocrats. The latter 
■were also interred under mounds. War was conducted 
■with halberds, shields, and bo^ws and arrows, the latter 
made of bamboo with a stone or iron head. Before 
embarking on a major venture, the Wa would heat animal 
bones and divine the future through interpreting the 
resulting cracks. There were a legal and a taxation sys- 
tem, and the economy was based on cultivation of wet 
rice and of mulberry trees to raise silk^worms. These 
records provide an important glimpse of the Wa people as 
they approached the transition to early states. 

•well-field S'ystem The well-field was a system of land 
division that was established in China as part of the 
expansion of the WESTERN ZHOU DYNASTY from the 10th 
century B.C.E. until it was abandoned during the EASTERN 
ZHOU DYNASTY (770-221 B.C.E.). The system was estab- 
lished at a time when the king in theory owned all land, 
■which ■was enfeoffed to his senior relatives as new states 
■were formed in outlying areas. The system, according to 
MENCIUS, involved nine plots of land assigned by the lord 
for the use of eight families of the same lineage. Each 
family ■was permitted to till its o^wn block, but the fami- 
lies combined to farm the lord's central ninth block for 
his benefit. The word well is from the Chinese ■written 
symbol for a ■well, an important component of daily life in 
such a community. This essentially feudal and communal 
system broke down as regional states gre^w in strength 
during the Spring and Autumn period (770—476 B.C.E.) of 
Eastern Zhou. Under the new regimes, the state sought 
taxation revenue, which in turn promoted private o^wner- 



ship and the establishment of large estates and more effi- 
cient agriculture aided by the ne^w availability of iron 
implements and draft animals. This saw, in northern 
China, the rotation of large fields under millet and wheat, 
allowing the harvesting of three crops every two years. 
The well-field system during the HAN DYNASTY (206 
B.C.E.— 220 C.E.) remained in the consciousness as a 
Utopian system, but it was never again seriously adopted. 

Wendi (Liu Heng; Literary Emperor) (202-157 b.c.e.) 
Wendi was the fifth son of Gaozu, the founding emperor of 
the Western Han dynasty. 

Wendi ruled longer than the sum of all his Han predeces- 
sors' reigns (r. 180-157 B.C.E.). He ■was blessed with a 
principal consort who preferred philosophy to political 
ambition and an heir who followed perforce in her foot- 
steps. A lengthy period of relative peace and a stable suc- 
cession combined to strengthen the legitimacy and po^wer 
of the Han dynasty. This period produced important 
political changes in the structure of the empire. Although 
the foundation of kingdoms under the control of royal 
sons might have induced a measure of stability under 
Gaozu, ■with time the relationship between the center and 
the peripheral states became more distant. On his acces- 
sion, Wendi controlled 19 commanderies and 11 king- 
doms, but when an opportunity presented itself, he 
dissolved a kingdom and replaced it with commanderies 
or divided a kingdom into smaller units. This reduced the 
likelihood of powerful kings revolting. Thus in 174 B.C.E. 
the large kingdom of Huainan was replaced by comman- 
deries, and the death of the king of QI with no heirs was 
followed by the creation of five smaller kingdoms ■with 
centrally appointed rulers. The need to have available a 
corps of administrators encouraged Wendi to approve the 
foundation of a civil service examination in 165 B.C.E. 
Competitive examinations tested knowledge of the Con- 
fucian ethics of government. Wendi died in 157 B.C.E. 
and was succeeded by his son, Jingdi. 

BACKGROUND TO WENDI'S EMERGENCE 

The years after the death of Wendi's father in 195 B.C.E. 
had been extremely difficult. The senior ■wife of Gaozu, Lu 
Hao, dominated the weak second emperor of the dynasty 
and, acting as regent, placed members of her own family in 
positions of po^wer both at court and in the provinces. This 
caused considerable resentment, which was exacerbated by 
the structure of the empire after Gaozu's reforms. These 
had involved a twofold political system. The eastern parts 
of China were divided into kingdoms, the rulers of which 
■were selected on the basis of loyalty to the emperor. The 
■western tracts were commanderies under the governorship 
of political appointees. Many of the former kings of these 
commanderies were members of the royal family, ■who 
could under conditions of instability advance their own 
claims for the succession to the imperial title. 

After the death of Lu Hao and the opportunity to rid 
the court of the members of her family, the empire was 



374 Western Baray 



unstable. There were at least three regional kings who 
could claim succession rights. The kings of Dai and 
Huainan were sons of Gaozu by minor wives, while the 
king of Qi was a grandson of Gaozu, but of senior descent 
to his uncles. This last claimant had also led his armies to 
Xi'an to topple the regent and had lost considerable parts 
of his territory to land seizures by Lu Hao. However, the 
king of Qi suffered a major disadvantage: His mother was 
powerful and ambitious and might have followed the 
same path as the widely detested Lu Hao. The choice 
therefore fell on Liu Heng, the king of Dai, who became 
emperor in 180 B.C.E., with the regnal name WENDI. 
See also CONFUCIUS. 

Western Baray The Western baray is the largest such 
reservoir of the kingdom of ANGKOR. No inscriptions 
survive to date its construction, but since the southern 
dyke partially covers the temple of AK YUM, which was 
still functional in 1001 C.E., and its island temple was 
built in the style of UDAYADITYAVARMAN II, it has been 
ascribed to the reign of SURYAVARMAN I (r. c. 1002-49). 
Its massive earthen dykes enclose 17.6 square kilome- 
ters (7 sq. mi.), and it retains a considerable body of 
water. This has been augmented by recent modifications 
that now feed IRRIGATION water through a sluice gate 
into canals. Whether or not it was originally designed 
for irrigation is controversial. B.-P. Groslier maintains 
that Angkor was a hydraulic city dependent on irrigated 
rice for its survival. Others maintain that even when 
full, this haray could have contributed only a tiny frac- 
tion of total production through irrigation, nor is there 
any evidence for the existence of a canal distribution 
system during the period of the Angkorian kingdom. A 
temple known as the WESTERN MEBON lies in the center 
of the reservoir, and it formerly housed a colossal 
bronze statue of Vishnu. It is likely that the original 
purpose of the Western Baray lay in representing the 
sacred oceans surrounding MOUNT MERU, home of the 
gods. 

Western Mebon The Western Mebon is the temple 
located on an island, in the center of the WESTERN BARAY 
at ANGKOR in Cambodia. It was built in the reign of King 
UDAYADITYAVARMAN II in the early 11th century C.E. The 
temple is ringed by a wall 100 meters square (40 sq. mi.), 
and a causeway gives access to the foundations of the 
central shrine. A shaft in the shrine contained the 
remains of a huge bronze statue of Vishnu. 

western satraps Between the first and fourth cen- 
turies C.E. much of the territory now comprising Sind, 
Gujarat, and Rajasthan in western India and southern 
Pakistan was ruled by the so-called western satraps. A 
satrap is a viceroy; however, the rulers of the western 
satraps were independent rulers of SAKA origin. The old- 



est dynasty is known as Kshaharata, and its earliest kings 
were Bhumaka and Nahapana. The latter, who assumed 
the title raja, or king, was defeated by a long-standing 
rival, the SATAVAHANA dynasty under Gautamiputra 
Satakarni. The Kardamaka dynasty then took control of 
the western satraps, the most successful Kardamaka ruler 
being RUDRADAMAN. An inscription from Junagadh, dated 
to 150 C.E., described his military prowess and the wide 
extent of his domain. He turned the balance of power in 
his favor against that of the Satavahanas to the south. 
Such success encouraged him to assume the title Mahak- 
satrapa (Great Satrap). Internal rivalries as much as exter- 
nal threats then beset the later satraps, until their line 
was extinguished by CANDRAGUPTA II. 

Western Zhou dynasty It is widely appreciated that 
the Western Zhou dynasty was a vital and formative 
period in Chinese history. Study of its characteristics is 
a rich and dynamic historical field, because of the grow- 
ing number of contemporary documents being found 
through archaeological research. It links the still rather 
shadowy SHANG dynasty (1766-1045 B.C.E.) with the 
Spring and Autumn period (770-476 B.C.E.) of the EAST- 
ERN ZHOU DYNASTY and presents many cultural develop- 
ments that were to be incorporated into Chinese culture. 
Literature and poetry flourished, there was clearly a vig- 
orous musical tradition, and the techniques and prod- 
ucts of the bronze foundries reflect changing cultural 
preferences. Considerable demands were placed on the 
supply of raw materials to feed the need for fine 
bronzes, ceramics, and lavish palaces and tombs, and 




Bronze casting in China maintained a state of great skill. This 
wine vessel in the form of an elephant dates to the Western 
Zhou dynasty (1045-771 B.C.E.), during which many new 
forms developed. (Nimatallah/Art Resource, NY) 



Western Zhou dynasty 375 



the organization of trade encouraged ne-w administrative 
structures. Politically, the dynasty began -with a policy of 
enfeoffing members of the royal clan -with new states to 
ensure border stability and provide a protective shield. 
This system was in due course to engender the very 
opposite effect as regional rulers sought independence 
from the central court, -which led to a weakening at the 
center and the final relocation of the capital to found 
the successor Eastern Zhou state in 770 B.C.E. 

TEXT SOURCES FOR WESTERN ZHOU HISTORY 

In contrast to the Shang dynasty, which the Western 
Zhou overthrew at the BATTLE OF MUYE in 1045 B.C.E., the 
Western Zhou dynasty is -well documented in the historic 
as well as the archaeological record of China. The tradi- 
tional historic sources include the basic Chinese histori- 
cal texts known as the Classic of Odes (Shijing), the 
Classic of Documents (Shujing), and the Classic of Changes 
(Yijing). Some of the texts in the Classic of Documents 
contain sections that record the speeches of founding 
members of the dynasty, although the oldest surviving 
texts -were written at a much later date. The Classic of 
Odes incorporates sacred hymns chanted during cere- 
monies at the ancestral Zhou temples. There is also much 
important information on the SHIJI (Records of the Grand 
Historian) , which was completed during the Western HAN 
DYNASTY by SIMA QIAN in about 100 B.C.E. Sima Qian 
could call upon a much wider range of historical sources 
than are presently available. The BAMBOO ANNALS are a 
remarkable source of information. They include a narra- 
tive history of China up to 298 B.C.E., when they were 
placed in the tomb of King Xiang of WEI. More than five 
centuries later, in 279 C.E., the tomb was rifled and the 
precious BAMBOO SLIPS exhumed. 

TEXTS ON BRONZE VESSELS AND 
ARCHAEOLOGICAL EVIDENCE 

A second and growing source of documentary informa- 
tion on the Western Zhou dynasty are contemporary texts 
cast into bronze vessels. It was the practice of those who 
could afford the metal and had access to appropriate spe- 
cialists to have vessels cast to commemorate a significant 
event in their life. These documents -were often interred 
in the o-wner's tomb and provide an unparalleled source 
of contemporary events. Thus the text often includes ref- 
erence to the date, ruling king, and important events, 
such as campaigns against named enemies or court ritu- 
als that involved the o-wner of the bronze in question. 
The social role of the investiture ceremonies that pre- 
ceded the casting of a commemorative bronze has been 
reconstructed in some detail. The original term for the 
ceremony was ceming, "to give and record and order." 
The king would take his position in his great hall, look- 
ing do-wn on his scribes, the recipient of the order, and 
court officials. Behind him there was a screen decorated 
■with axes that symbolized his royal power. The king 
■would read the order, and the recipient ■would proceed to 



have a bronze cast to record this significant event in his 
career. 

Thus vital historic details emerge from these bronzes, 
and as the total number known grows through further 
excavations, so these contribute to writing the history of 
Western Zhou. A vessel known as the Song gui ■was cast 
to commemorate an official position and responsibilities 
given to the owner by King Xuan (r. 827-782 B.C.E.). It 
records how the king in state commanded him to take 
charge of a new royal warehouse and gave him fine cloth- 
ing and a horse's bridle. The accumulation of many such 
texts sho^ws how an initial period ■when royal relatives 
■were provided ■with important regional positions was 
replaced by one in which bureaucrats were appointed on 
the basis of their merit. 

For the preceding Shang state, the dominant source 
of historic information are the divination texts incised on 
the ORACLE BONES. This practice continued into the early 
Western Zhou period, as is recorded in the historical doc- 
uments and the bones themselves. However, the oracle 
bones are markedly less abundant and play a relatively 
minor role in the assessment of Zhou history. On the 
other hand, the growing evidence of archaeological exca- 
vations is the principal means whereby further knowl- 
edge can be gained. These have gathered pace since 1970, 
leading to the recovery of many inscriptions on bronze 
vessels placed with the dead. For example, in 1976 the LI 
GUI was discovered at Lintong in Shaanxi province. Its 
text described the victorious campaign of the Zhou in 
defeating the last Shang ruler. Archaeologists have inves- 
tigated many hundreds of Zhou dynasty cemeteries, 
yielding a rich harvest of finds and information. In addi- 
tion, research at settlement sites has added to knowledge 
of technological developments and the economy. 

ORIGINS OF ZHOU 

The origins of the Zhou have not been definitively set- 
tled. One source of information is the allusion to a polity 
named Zhou in the actual Shang oracle bones dated to 
the reigns of King Wu Ding and Zu Geng, late 12th cen- 
tury B.C.E. These name the Zhou as an enemy located in 
the valley of the Fen River some 160 kilometers (96 mi.) 
east of the Shang capital at ANYANG. Not long after these 
texts ■were inscribed, the Zhou seem to have moved far- 
ther ■west into the valley of the Wei River, at which point, 
being farther removed from Anyang, they cease to be 
mentioned in the oracle-bone archives. The Wei Valley is 
not only highly strategically placed, but also well 
endowed with fertile agricultural land. The soil is soft 
and easily worked, and the recovery of agricultural tools 
from excavations at the site of Zhangjiapo shows that the 
local shell and animal bone, as well as stone, were used to 
fashion spades, knives, and sickles. Bronze tools may also 
have been important but are probably underrepresented 
as a result of the ease with which bronze can be recast. 
The Book of Odes describes how the land ■was cleared of 



376 Western Zhou dynasty 



forest cover and opened to agriculture under the early 
Zhou rulers. 

Battle of Muye and Its Aftermath 

The Western Zhou dynasty encompassed 13 kings from 
the victory at Muye in 1045 until 771 B.C.E. It was thus 
one of the longest dynasties of China and -was looked back 
on in later centuries as a golden age. It was a period when 
historic writing and poetry developed to a high pitch of 
excellence, and methods of government -were established 
that were followed, at least in part, for centuries after its 
demise. Archaeological findings have shown that among 
the reasons for the Zhou success in war -were innovative 
ne-w armaments. The Zhou developed a new form of 
bronze halberd and cast swords of greater potency than 
that of the daggers of their Shang adversaries. It is recorded 
that chariots took part in the Battle of Muye, along with 
the so-called tiger-warrior infantry, 3,000 strong. The Zhou 
also developed a form of bronze armor that was more effi- 
cient and allo-wed greater flexibility than that of the Shang. 
The Li gui text describes the battle itself, and several 
other bronze vessel inscriptions cover its aftermath. The 
Ho zun, for example, recounts how King Cheng (r. 
1042-1006 B.C.E.) recalled the plan of his ancestor. King 
Wu, to move his capital from the Wei Valley to the land of 
the XIA DYNASTY, which together with his holding the MAN- 
DATE OE HEAVEN "Would have given him enhanced legiti- 
macy. The postconquest policy in general witnessed the 
movement and redeployment of the experienced Shang 
scribes and other administrators. This is described in the 
text of the Shi Qiang pan. It was also necessary to send out 
the troops for mopping-up operations, in which, as con- 
temporary sources describe, 750 states were defeated. In 
this context, a state -was probably little more than a local 
community, but it is clear that pacification of the former 
Shang dependencies was necessary. This was foUo-wed by 
the development of a feudal policy, in which close relatives 
of the king, usually his sons or cousins, were enfeoffed 
with land on the borders of the Zhou domain to provide a 
loyal buffer against outside danger. As many as 71 such 
vassal states were ascribed to the initiatives of the duke of 
Zhou, -who exercised regency po-wers bet-ween 1042 and 
1036 B.C.E. The MAI ZUN text describes in detail the proce- 
dure that -was involved when a leading follower of the 
sovereign was so authorized to command a border area. 
Under King Cheng (r 1042/35-1006 B.C.E.), Xinghou Zhi 
was sent to take charge of a new colony 100 kilometers (60 
mi.) north of Anyang. The king presented him with hand- 
some gifts, including horse harnesses, fine clothing, sol- 
diers, and 200 families to assist in the new settlement. This 
process was followed by King Kang (r 1005/3-978 B.C.E.), 
who during a reign later characterized as peaceful sent his 
brothers to rule in new vassal states. 

ZHOU EXPANSION 

The degree to which this reign was in fact peaceful can be 
questioned on the basis of the texts on two bronze vessels 



cast by one Yu. The Da Yu ding, for example, describes 
ho-w Yu, the grandson of a previous high official in the 
government, was appointed the supervisor of the armed 
forces. Yu's military success -was recorded two years later 
on another vessel, which went into minute detail about 
not only the number of captives and amount of booty 
taken, but also the subsequent court ceremonials and cel- 
ebrations. Two leaders of the Guifang people who lived 
north of the Zhou domain were taken, along -with 13,055 
of their soldiers. The text describes the capture of 30 
chariots and their horses, cattle, and sheep. King Kang 
celebrated with the sacrifice of one of the Guifang to his 
ancestors, divinations, and a grand banquet. 

During the reign of King Zhao (977/5-957 B.C.E.), 
there was an attempt to expand to the south. This put the 
Western Zhou state up against the Chu, -who commanded 
the Han and Middle Chang (Yangtze) Valleys. Several 
bronze inscriptions record this southern adventure. The 
Ling gui, for example, -which was looted from a site near 
TUOYANG in 1929, employs a so-called great event date 
"■when the king was attacking the elder of Chu." A sec- 
ond vessel, the Yiyu gui, describes ho-w Yiyu participated 
in the southern war. The attraction of a southern expan- 
sion of the Zhou realm probably lay in the wealth of its 
resources, which included gold, copper, and tin. The cop- 
per mine at TONGLUSHAN, for example, is one of the 
largest investigated in East Asia. Subsequent allusions to 
this campaign are oblique, but it appears that the cam- 
paign was a disaster for the Zhou. The king lost his life, 
allegedly by drowning when the bridge over the Han 
River collapsed, taking him with it. 

CONFLICT WITH OUTLYING AREAS 

With the reign of King Mu (956-918 B.C.E.), the Western 
Zhou dynasty reached its first century, and the dragons' 
teeth sown in the early years began to sprout. The basic 
problem was the enfeoffment of royal relatives to control 
the border regions. As long as there was mutual trust, this 
was a sensible arrangement often used in early states. 
However, -with the passage of time blood ties slackened, 
and the outlying regions, instead of being supportive, 
began to seek independence. This naturally led to friction 
and strife. In the case of the Western Zhou, contemporary 
accounts describe an invasion of the capital by the Zhu 
Rong people, a confederation of rival states on the eastern 
border. Countering this threat, which had its first por- 
tents with the disastrous defeat at the hands of the Chu 
in the south, involved a reorganization of the military 
command structure, as seen in the text cast into the Li 
fangyi. This describes ho-w Li was given control of armies 
and showered with gifts by the king. At the same time, 
the central bureaucracy was strengthened -with new 
appointments to supervise departments of state. One of 
these involved landownership. As the Zhou realm con- 
tracted on the margins under the reign of King Gong 
(917/15—900 B.C.E.) and the population grew, there was 



Western Zhou dynasty 377 



evidently friction over land tenure, and disputes and the 
redistribution of property are encountered for the first 
time in the inscriptions. 

The historical framework of the following three 
reigns, which involved the kings Yih (899-873 B.C.E.), his 
brother and probable usurper, Xiao (872-855 B.C.E.), and 
Yih's son, Yi (865-858 B.C.E.), are unclear. However, some 
texts and later accounts point to further problems with 
maintaining territorial integrity. The state of Qi on the 
eastern border was one of the major and earliest founda- 
tions that followed the Battle of Muye, but it is recorded 
that its king was captured during the reign of King Yi and 
killed by being boiled in a cauldron. At the same time, 
there is compelling evidence that the powerful Chu from 
the south invaded the Zhou heartland and, as seen in the 
Yu gui inscription, were repulsed only with difficulty. 

King Yi was succeeded by King Li (857/53-842/28 
B.C.E.). The Shiji (Records of the Grand Historian), written 
seven centuries later, recounted that the new ruler refused 
to take proper advice and through his reckless behavior 
gravely risked losing the Mandate of Heaven. Sima Qian 
wrote: "The king acted cruelly and extravagantly. The peo- 
ple in the capital spoke of the king's faults." When this was 
brought to King Li's notice, he appointed spies to report to 
him on such criticisms. Those identified were executed. 
The king was pleased with his success in putting an end to 
such sedition but was reminded that stopping people from 
talking was like trying to stop a river. When it burst its 
banks, it caused trouble. Rivers should be dredged and 
water would flow. People should be allowed to speak their 
minds, or there would be rebellion. The king would not 
listen to such advice, and the prediction was realized. After 
three further years, the people rose up in rebellion, and the 
king fled. Before fleeing. King Li had requisitioned the 
casting of a magnificent bronze vessel, known as the Hu 
gui. This offered his own version of events and sought a 
long life and sage counsel. It did not prevent his fleeing 
into exile in or about 842 B.C.E. 

DECLINE OF WESTERN ZHOU 

The government of the Western Zhou after the deposition 
of King Li was clarified by the text on the Shi X gui. The 
inscription makes it clear that in 841 B.C.E. , because the 
rightful heir was an infant, a regency was established 
under Gong He. This lasted for 14 years, until King Li 
died, and his son. King Xuan (r. 827/5-782 B.C.E.), 
acceded to the throne. During both the regency and the 
reign of Xuan, the Zhou were under constant threat from 
the western barbarians known as the Xianyun. The Xi Jia 
pan text describes a victory against this adversary; Xi Jia 
himself was rewarded with a four-horse chariot. The 
inscription provides important information that the Zhou 
still controlled the trade and taxation revenue for eastern 
border states that had long assumed a strong measure of 
independence from the central court. There were further 
victories until 816 B.C.E. against the Xianyun, but there- 



after the tide turned, and the Zhou found themselves 
under mounting pressure. On the king's death in 782 
B.C.E. by assassination, when an arrow is said to have 
pierced his chest, the king was succeeded by his son. You, 
who reigned for a decade. However, there were three seri- 
ous natural portents of disaster at the beginning of his 
reign: eclipses of both the Sun and the Moon and a severe 
earthquake. Along with his resolve to replace his legiti- 
mate heir with the son of his favorite concubine, further 
inroads from the west that ultimately sacked the capital 
Zongzhou, and the king lost both the Mandate of Heaven 
and his life. In 771 B.C.E. the Western Zhou dynasty came 
to an end, but this did not spell the end of the Zhou lin- 
eage. The rulers of the eastern states of JIN and Qin went 
to the aid of the Western Zhou aristocracy, moving them 
to the new eastern capital and installing as king Yi Jiu, 
the son of You and his legitimate successor. As King Ping, 
he reigned for 50 years until 720 B.C.E., now under the 
name of the Eastern Zhou dynasty. 

ADMINISTRATION OF EMPIRE 

The skeletal dynastic history, while stressing warfare and 
crises, nevertheless represents one of the longest periods 
of rule by any Chinese state. Having conquered the Shang, 
early Zhou rulers found themselves in charge of a far 
larger area than their ancestors were accustomed to, an 
area that expanded farther over time. Keeping control 
over such a domain was a problem that confronted many 
other early Asian states, and a widespread solution was to 
appoint members of the royal house to rule over depen- 
dent and compliant states. In the case of the Zhou, this 
has often been described as the feudal system, and many 
inscriptions from the RITUAL BRONZE VESSELS confirm the 
way it operated. Later Chinese writings also explain how 
the establishment of vassal states immediately followed 
the defeat of the Shang, a process known as Jengjian. It is 
recorded in the writings of Xunzi that there were 71 vassal 
states after the implementation of this policy, of which 53 
were placed under the control of members of the royal 
clan and the remainder given to those who had married 
into royalty. In the case of the foundation of the state of 
Jin, King Cheng appointed his brother. Prince Tangshu 
Yu, to proceed to a part of the kingdom and take control. 
Kangshu, one of King Wu's younger brothers, was sent to 
the new state of Wei. The appointee would take his own 
relatives and a large group of people to be resettled in the 
new area. Many texts describe the lavish gifts given to the 
new leader by the Zhou king, including weaponry, 
bronzes, chariots and horses, and fine clothing. These 
gifts were in effect the symbols of authority conferred on 
the ruler of the new state. They centered on the special 
chariot and fittings, ritual bronzes, pennants and scepters. 

SUBSIDIARY STATES 

With his entourage and followers, the ruler would form 
the administrative and social elite over the indigenous 



378 Western Zhou dynasty 



inhabitants. He would be expected to remain a vassal to 
the central court and provide for defense to shield the 
capital against outside aggression. The regional armies 
were likewise ordered on the basis of kinship. Once 
formed, the administrative structure in the vassal state 
became in microcosm a replica of the original. Junior 
kinsmen were sent out from secondary centers to found 
new settlements and construct their vital ancestral tem- 
ples for worship. In this context, the role of the ceremo- 
nial bronzes with their inscriptions can be easily 
appreciated. They were to fulfill part of the rituals of 
ANCESTOR WORSHIP, rituals that linked the participants to a 
bonded lineage. The temples themselves, to judge from 
the surviving texts, were graded in terms of size. The royal 
temple had seven shrines each dedicated to one ancestor, 
while temples for feudal overlords had five, and those for 
a minister three. The temple was also used for investiture 
ceremonies often described in the bronze inscriptions. 

A plethora of states was thus formed, and their defini- 
tion was based first on the people rather than on a territory 
with fixed boundaries. Indeed, most of the states, estimates 
of whose numbers vary between 20 and 70, were relocated 
from one part of the Zhou kingdom to another. Under this 
zongfa system, the vassal princes had their own adminis- 
trative officials in a descending hierarchy. 

BURIAL PRACTICES 

Jin, with its capital of Tianma-Qucun in Henan province, 
was one of the major states of the Western Zhou. Excava- 
tions there have unearthed more than 600 burials of vary- 
ing degrees of wealth. Some later tombs incorporated 
remarkable images of faces fashioned from pieces of jade. 
There were also fine bronzes and pits for chariots and 
horses. Rich burials have been excavated in the cemetery 
of Xincun, which belonged to the state of Wei in Henan 
province. The richest of these took the form of deep mor- 
tuary pits, embellished with two access ramps on the 
northern and southern sides. Again, horses and chariots 
were part of the grave furniture. Farther east, small states 
were established in Shandong. To the north, the state of 
Yan was founded. Again, there is documentary evidence 
for a founding prince of very high status in the Zhou 
royal line, for texts on bronzes refer to Tai Bao, the title 
accorded Shao Gong, the half-brother of King Wu himself 
(r. 1049/45-1043 B.C.E.). The cemetery of Fangshan, 
located near Beijing, has been examined archaeologically 
and found to contain extremely rich burials. Bronze ves- 
sels of this state were of the highest quality, and there 
were also multiple chariot burials and horse interments. 

SHANG BORROWINGS 

One of the key points to emerge from recent archaeologi- 
cal research is the way in which the early Zhou adopted 
ritual and mortuary practices from the Shang. For exam- 
ple, typically Shang forms of bronze vessels were cast for 
use in banquets to feast the ancestors. Many such vessels 



had inscriptions that expressed the wish that they be 
used by the descendants of the original caster for genera- 
tions lasting 10,000 years. During later times of danger, 
such vessels were accumulated and placed in under- 
ground hoards, such as the exceptionally rich one 
unearthed at Zhuangbai. The conjunction of bronzes cov- 
ering decades and, on occasion, centuries of evolution 
indicates that they were indeed used over many genera- 
tions of the same lineage. The interment of chariots, 
horses, and charioteers in pits associated with the nobil- 
ity was also a practice adopted from the Shang, and the 
form of the chariots themselves was a clear link between 
the two dynasties. However, the Zhou expressed their 
own preferences in their bronzes, and there were marked 
regional styles over the extensive area they controlled. 

ZHOU CITIES 

While excavations in the cemeteries have yielded a rich 
harvest of information, archaeological research in the 
cities and other settlements is no less important in pro- 
viding a complete picture of the Western Zhou state. The 
foundations of a palace, for example, have been uncov- 
ered at Fengchu in the so-called Zhouyuan, the plain of 
the Zhou. Raised on a stamped-earth foundation, this 
building had large wooden pillars that formed two 
enclosed courts. A large hall dominated the center 
between the two courtyards, which themselves were 
flanked by covered passageways providing access to sub- 
sidiary rooms. This site is notable for the discovery in the 
foundations of a set of inscribed oracle bones, suggesting 
that it was occupied by a high-ranking member of the 
royal family. More practically, the structure was drained 
by a complex system of ceramic pipes. 

This site formed part of a much larger complex that 
included a further palace area. The most important result 
of the excavations there has been the opening of the foun- 
dations of a great hall measuring 22 by 14 meters (about 
72 by 46 ft.). It is possible that this represents the sort of 
structure in which the vital investiture ceremonials took 
place. It incorporated substantial postholes one meter 
wide to accommodate the supporting columns and one 
particularly large one in the center, almost two meters 
across, to take the main weight of the roof. This site also 
included specialist ceramic workshops, bronze foundries, 
and locations where bone artifacts were manufactured. 

BRONZE INDUSTRY 

The location of bronze foundries in a major settlement 
with a palace precinct recalls the layout of earlier Shang 
cities such as Anyang. Indeed, the Zhou bronze industry 
was clearly related to that of the Shang, in terms of both 
the vessels and weapons cast and the techniques of manu- 
facture. It is highly likely that the early Zhou rulers seized 
the opportunity to redeploy Shang specialists in their own 
workshops. Excavations at Luoyang have uncovered a 
bronze-working area that once covered at least 700 by 300 



Wheeler, Sir Mortimer 379 



meters (2,310 by 990 ft.). Apart from the d-wellings of the 
■workers, it has produced many fragments of clay molds 
and furnaces used to heat molten bronze. The scale of 
production, which lasted from early in the dynasty until 
the second half of the 10th century B.C.E., was very great. 
The BRONZE-CASTING technique employed the Shang sys- 
tem of clay piece molds. These could be decorated or 
incised with texts before being fired and then pieced 
together with mortise-and-tenon joints over a central clay 
mold. As many as 10 separate pieces were necessary in the 
case of complex vessels. There is evidence in other 
foundry areas for specialized production, where vessels 
■were cast by one group and chariot fittings or weapons by 
another. Such bronze workshops were established in the 
royal domain as well as in the vassal states, and hence the 
latter could produce their own important ritual vessels as 
■well as weaponry that would in due course support com- 
petition and civil friction. Indeed, it is through the analy- 
sis of the cast bronzes that social change, described by 
Jessica Ra^wson as a "ritual revolution," can be traced. 

EVOLUTION IN BRONZE VESSELS 

This series of changes has been dated to a relatively brief 
period during the first half of the ninth century B.C.E. The 
changes are best documented in the mortuary record, the 
forms of the vessels being cast, the manner in which chari- 
ots were interred, and the increasing importance of jade 
grave goods. The principal evidence for change is taken 
from the ritual bronzes. Whereas formerly there had been a 
range of vessels to serve food or wine, no^w sets of virtually 
identical forms were cast with longer and similar or identi- 
cal inscriptions. They were also much heavier than their 
predecessors. Wine containers and cups for serving were 
no longer found, and a series of new vessel forms was 
introduced, such as the dou, xu, and yi. Well-tried vessels, 
formerly rendered in clay, ■were now cast in bronze, and the 
individual rank of the owner could be detected in the 
number of virtually identical vessels owned. At the same 
time, sets of bells were cast. Bells had been virtually absent 
from the earlier Western Zhou tombs, but they were now 
adapted from southern prototypes and ■would have added 
an important musical element to ritual occasions. More- 
over, these changes were not confined to the central power, 
for identical changes and sets of bronzes were found over 
the entire Zhou realm. The same multiple sets of identical 
vessels are also found in the hoards that were buried dur- 
ing this period of change. It would seem that the multiple 
sets of bronzes that could be augmented if resources per- 
mitted were a way to exhibit the status and achievements 
of particular lineages. The practice encouraged the mass 
production of virtually identical pieces and the commer- 
cialization of a bronze industry hitherto dedicated to the 
provision of specific items for court ritual purposes. 

See also TONGLUSHAN. 

Further reading: Hsu, Cho-yun, and K. M. Linduff. 
Western Zhou Civilization. New Haven, Conn.: Yale Uni- 



versity Press, 1988; Ra^wson, J. "Statesmen or Barbarians? 
The Western Zhou as Seen Through Their Bronzes," Pro- 
ceedings of the British Academy 75 (1989): 71-95. 

Wheeler, Sir Mortimer (1890-1976) Sir Mortimer 
Wheeler was one of the leading British archaeologists of the 
20th century. 

Wheeler specialized in the Iron Age and Roman periods 
in Europe and ■was best known for his meticulous excava- 
tion technique and the promptitude ■with which he pub- 
lished his results. The excavations of Maiden Castle in 
Dorset and Verulamium, a large Roman city near Saint 
Albans in Hertfordshire, were among his best known 
achievements. In 1943, while serving with the British 
army in North Africa, he was invited to become the new 
director-general of the ARCHAEOLOGICAL SURVEY OF INDIA. 
On his arrival in India, he faced the enviable task of orga- 
nizing a series of excavations that took him to the major 
historic and prehistoric sites in the subcontinent. His first 
choice fell on TAXILA, where excavations doubled as a 
training school for promising Indian students of archaeol- 
ogy. His research at the BHIR MOUND, TAXILA, recovered a 
hoard of Greek coins dated to about 300 B.C.E. in a layer 
overlying those containing NORTHERN BLACK POLISHED 
WARE (c. 550-100 B.C.E.). This led to the dating of this 
important and widespread style of pottery. Wheeler was 
responsible for major excavations of HARAPPA and 
MOHENJO DARO, among other sites in India and Pakistan 
and for his clarification of aspects of the INDUS ■VALLEY 
CI^VILIZATION. His emphasis on precise archaeological 
techniques and record keeping shaped archaeological 
efforts in many parts of the world. 

ROMAN TRADE WITH INDIA 

In 1945 he turned his mind to the frequent recovery of 
Roman coins, particularly in southern India. This, he sur- 
mised, could ■well assist in identifying a site where trade 
had taken place and permit archaeological inquiries. A 
chance visit to the Madras Museum, then deserted after a 
Japanese airstrike, led to his recognizing a Roman 
amphora, a ceramic vessel employed to ship wine. Fur- 
ther inquiries identified its find spot as ARIKAMEDU, a site 
near Pondicherry 130 kilometers to the south. His imme- 
diate visit to Arikamedu took Wheeler to the local library, 
■where a glass case revealed shards of bright red Arretine 
ware, a type of pottery manufactured in Italy from the 
first century B.C.E. until the first century C.E. The impor- 
tance of the subsequent major excavation of this port is 
hard to overestimate, not only because it documented the 
Roman trade with India so clearly described in the 
PERIPLUS OF THE ERYTHRAEAN SEA, but also because datable 
Roman material might be found together with Indian 
artifacts of unknown age. On the 12th day of excavations, 
an Arretine-ware shard was discovered with a potter's 
stamp on the base that read VIBIE. This identified it as 
originating in the workshop of the Vibieni at Arezzo. 



38o Wilkins, Sir Charles 



From Tuscany, this and other Roman exports reached 
Podouke Emporion, a trading port in distant India. 

MAJOR SITES IN INDIA 

In 1946 Wheeler turned north again to Harappa in Pak- 
istan. Up to that point, it was thought that the cities of the 
Indus Valley civilization lay undefended in a pacific social 
atmosphere. Fresh from the battlefields of North Africa, 
Wheeler rapidly traced the path of a massive defensive 
wall around the site on a base 13 meters (143 ft.) wide. He 
proceeded to excavate a trench that sectioned the site 
against and below the defensive wall, thereby identifying 
the cultural remains that underlay it. He also sectioned 
between Cemeteries H and R37 to find their stratigraphic 
relationship. 

After the independence of India and the formation of 
Pakistan in August 1947, Wheeler turned his attention to 
Mohenjo Daro, now located in the latter state. Here he 
uncovered a huge platform on the citadel that he inter- 
preted as an ancient granary. These excavations resulted 
in a major collection of artifacts and prompted him to 
suggest that the Indus civilization sites were destroyed by 
invading Aryans, authors of the RIG-VEDA. 

In 1958 Wheeler undertook his last major excavation 
at CHARSADA. This site, famed as a city that resisted the 
forces of ALEXANDER THE GREAT (356-323 B.C.E.) for 30 
days, was little studied. Wheeler was able to piece 
together its sequence, again through the management of 
an excavation of audacious size, and published a full 
report a few years later after his time in India that had a 
profound impact on subsequent excavation procedures 
and achievements. His influence, however, extended east 
of India. A Chinese graduate student, XIA NAI, was one of 
his field workers at Maiden Castle in 1936 and learned 
there the techniques of trial trenching and a grid layout 
involving baulks between the excavation squares. Xia Nai 
was greatly affected by this, his first excavation after 
working on the royal tombs at ANYANG, and took back his 
enthusiasm to China. There he rapidly rose through the 
ranks of Chinese archaeologists, and the Wheeler system 
was and remains widely applied in China. 

Wilkins, Sir Charles (1749-1836) Sir Charles Wilkins 
was one of the foremost early Western pioneers in the study 
of Sanskrit languages in India. 

In 1781 he published the paper "A Royal Grant of Land 
Engraved on a Copper Plate Bearing Date Twenty-Three 
Years before Christ; and Discovered among the Ruins of 
Mongueer. Translated from the Original Sanskrit by 
Charles Wilkins." He went on to translate further inscrip- 
tions, including a notable text in BRAHMI from Nagarjuni. 
See also JONES, SIR WILLIAM; PRINSEP, JAMES. 



women 



CHINA 



The historic importance of women in the history of 
China can be traced back to the SHANG DYNASTY, 



although rich prehistoric graves of women indicate that 
their social prominence long preceded the foundation of 
early states. EU HAO, known in her cult temple as Mother 
Xin, is the clearest example of a prominent female mem- 
ber of the Shang court. During her life, she was men- 
tioned in the ORACLE BONES of the emperor Wu Ding, for 
she was one of his three principal consorts. She was a 
wealthy landowner who undertook important court 
rituals to consult with the ancestors. She commanded 
troops in a number of military campaigns, and the king 
himself consulted the oracles to ensure her health and 
well-being during pregnancies. Her death was marked 
by long mortuary rituals, and she was laid to rest in 
a tomb of fabulous wealth. Her son, who died before 
he could become emperor, was worshiped under the 
name of Elder Brother Ji. The mortuary evidence for 
high status accorded some women is seen much later in 
the WESTERN HAN burial of Xin Zhui, wife of the marquis 
of Dai, at MAWANGDUI. Her tomb, found 17 meters 
(56 ft.) below ground, was encased in charcoal and 
clay to withstand the forces of decay. This led to the 
preservation of the hundreds of items that accompanied 
her in death, including a tomb banner that portrayed 
her attended by servants before her ascent to heaven. 
Her fine silk clothing, LACQUER ware, favorite recipes, 
and even her theater where she was entertained with 
fine music confirm her luxurious life as a high-ranking 
woman. Similar attention was given the royal consorts 
of the Han emperors, of which there were numerous 
grades. At its height, there were up to 3,000 women in 
the royal harem, and the ranks increased progressively 
from six to as many as 14, with salaries and living 
quarters commensurate with status. Empresses were 
often involved in court intrigues in favor of their 
sons against those of their rivals and, hence, wielded 
much power. 

JAPAN 

Women in Japan could achieve the same high social 
standing as men. The Chinese text known as the Weizhi 
(History of the Kingdom of Wei) describes female leaders 
in Japan who were interred in tumulus graves. One of 
them, Himiko, evidently lived in a heavily guarded 
palace. In the period of the YAMATO state, women had 
access to the most exalted title of TENNO, or sovereign. 
Empress SAIMEI, for example, was the 35th tenno. During 
her reign, she organized military expeditions to extend 
her kingdom or to assist her Korean ally, the state of 
Paekche. Jito (645-703) was the 41st tenno. Daughter of 
Emperor Tenji, she is particularly remembered for found- 
ing Fujiwara, the Nara capital. Jito was succeeded by her 
sister Genmei, the empress who ordered the construction 
of HEIJO-KYO. She was followed by her daughter Gensho 
(680-748 C.E.), and on Gensho's abdication in 724, her 
nephew Shomu (701-756 C.E.) was enthroned. He was 
succeeded by his daughter Koken (718-770 C.E.). The 
opulent life of a highly ranked female aristocrat is clearly 



Wu, King 381 



seen in the excavations that have uncovered the private 
residence of Princess Kibi, wife of Prince Nagaya, at 
Heijo-kyo. Located close to the royal palace, the princess 
was an extensive landowner, and tribute came to the 
compound where she lived from all quarters of the Nara 
state. 

INDIA 

The social role of women in the early history of India is 
best assessed on the basis of the SAMHITAS, the sacred 
hymns of the Hindu. The oldest of these, the RIG VEDA, 
incorporates hymns that were composed by woman 
priestesses, known as hrahmavadinis. The lives of women 
are also richly illustrated in the RAMAYANA and the MAHA- 
BHARATA. Here, we find women such as Anasuya, wife of 
the sage Atri, who through meditation and self-privation 
reached the heights of spiritual enlightenment. Low-caste 
women, too, such as Sramani Sabari, were able to reach a 
high spiritual plane through self denial. The most notable 
of all women in Indian literature, however, is Sita. Seized 
by the giant Ravana, Sita was held captive until freed by 
the hero Rama after the Battle of Lanka. Rama then 
required Sita to undergo an ordeal to test her purity 
before the couple returned for their coronation in Ayodh- 
ya. These ideals were tarnished with time, and in the 
notable Manu Samhita, (Laws of Manis) the author has 
much to say on the status of women. Since it has had a 
long and profound influence on Hindu conduct over the 
centuries, the contents are a vital source. Manu, while 
advocating the importance of women in the household, 
also stated that they should at all times be protected, 
whether by father, husband, or son, at various stages of 
their lives. Marriage, in which the father took a promi- 
nent part in securing a husband for his daughter, did not 
admit divorce. In one statement, Manu said that "women 
were not fit for freedom." However, PANINI, writing in the 
fourth century B.C.E., noted that the word for wife, patni, 
meant "one who shared religious ceremonies with her 
husband." 

SOUTHEAST ASIA 

As far back as the prehistoric period, women were 
accorded degrees of wealth similar to men's in mortuary 
rituals. While men were often interred with weaponry, 
both men and women wore rich and often exotic jew- 
elry. NOEN U-LOKE, an Iron Age site in northeast Thai- 
land, has furnished 126 graves, often clustered into 
what appear to be family groups. One woman was 
interred with gold, agate, bronze, and silver beads and 
bangles. Women continued to play a central role in early 
states. Indeed, the evidence from INSCRIPTIONS indicates 
a matrilineal system of inheritance whereby a man was 
succeeded by his sister's son. During the period of the 
CHENLA kingdoms (550-800 C.E.), there is compelling 
evidence of women's assuming positions of the highest 
possible status. An inscription dated to 639 C.E. from 



the Mekong Delta cites a woman with the title kanhen 
vrah an Ian gus, which can be translated as queen or 
princess. A text of 803 C.E. was set up by a queen of 
Sambhupura, whose mother and grandmother also had 
the royal title kanhen kamraten an. JAYAVARMAN I OF 
CHENLA (c. 635-80 C.E.) was succeeded by his daughter, 
Jayadevi, who ruled in the region of ANGKOR in Cambo- 
dia. Her sister, Sobhajaya, bore the title ge klon, which 
was accorded high-status women, some of whom are 
recorded as donating meritorious gifts to temples. Tan is 
a title given to minor temple officiants, who were often 
women whose duties included the recording of holy 
days and offering of flowers and perfume to the gods. 
The Chenla inscriptions contain lists of those serving 
the temple in the capacity of perfume grinders and rice- 
field workers. Women are listed in considerable num- 
bers, women continued to be assigned to temple duties 
during the Angkorian period, but the records also make 
it clear that some continued to wield considerable 
wealth, power, and influence. In the great stela of the 
FHIMEANAKAS, for example, Indradevi described the mer- 
itorious gifts and good works of her sister. Queen 
Jayarajadevi. The queen had given gold ritual vessels 
and statues to her husband's temple foundations and 
founded a safe haven for 100 girls abandoned by their 
mothers. In 1296-97, ZHOU DAGUAN visited Angkor and 
described many scenes involving women. He noted that 
they were active in the marketplace and returned to 
work only a day or two after giving birth. Beautiful girls 
were sent to the palace, he said, and his description of 
the court included many references to women retainers 
and even female armed guards. 

Wu, King (d. c. 1043 B.C.E.) King Wu was the first ruler 
of the Western Zhou dynasty. 

The LI GUI incorporates an important INSCRIPTION 
recording the victory of Wu over the last Shang emperor 
at the BATTLE OE MUYE in 1045 B.C.E. Wu had a reign of 
only three years. SIMA QIAN's account of this overthrow 
of the SHANG STATE contained in his SHIJI is graphic. The 
last Shang emperor had lost the MANDATE OF HEAVEN 
through his lustful and sadistic behavior. Leading mem- 
bers of the nobility who displeased him were roasted on 
a rack or cut into strips of meat. He ordered bacchana- 
lian orgies that lasted deep into the night. Emperor 
Chow of Shang, dressed in his jade suit, was immolated 
when he jumped into a fire. Wu, son of King Wen of 
Zhou (r. 1099-1043 B.C.E.), bided his time before the 
final and successful attack on the Shang. His reign was 
brief. The Shangshu says that only two years after his 
conquest of Shang, the king became sick and uncom- 
fortable. The duke of Zhou undertook divinations lead- 
ing to an improvement, but then Wu died. A similar 
series of events is recorded in the second-century B.C.E. 
text known as the Huainanzi, stating that the king 
reigned for three years only. 



382 Wucheng 



Wucheng The importance of Wucheng and the associ- 
ated XIN'gan burial Ues in documenting a major center of 
civilization contemporary with, but different from, that of 
the Shang in the central plains of the Huang (Yellow) 
River. Until sites such as SANXINGDUI in Sichuan and 
Wucheng were discovered, the SHANG STATE (1766-1045 
B.C.E.) was seen as the sole center of early Chinese civi- 
lization. It is clear that the middle reaches of the Chang 
(Yangtze) River Valley sustained an equally impressive 
civilization based on the cultivation of rice. 

Wucheng is a settlement site located near the Can 
River in Jiangxi province, China. It was discovered in 
1973. Excavations there have uncovered evidence for a 
sophisticated BRONZE-CASTING tradition involving the 
casting of tools and weapons in stone and ceramic molds. 
The typology of the artifacts dates this activity to the sec- 
ond half of the second millennium B.C.E. Ceramic vessels 
of the same period were inscribed with written symbols, 
but these cannot be deciphered. The middle-period 
ceramics from Wucheng are virtually identical to the ves- 
sels from the spectacular tomb of Xin'gan, located 20 
kilometers (12 mi.) away, discovered in 1989. The Xin'- 
gan burial, the second richest of its date in China, falls in 
the 13th century B.C.E., immediately before the establish- 
ment of ANYANG as the Shang capital. 

Wudi (Liu Che; Martial Emperor) (157-87 b.c.e.) Wudi 
was one of the greatest emperors of the Western Han dynasty 
of China. 

He was aged only 16 on the death of his father and was to 
rule China for 54 years. His reign witnessed a series of 
fundamental changes. With a long and relatively peaceful 
internal situation and the inheritance of a stable, prosper- 
ous agricultural system, Wudi's ministers embarked on a 
series of major territorial expansions. The major thrust 
was to the northwest, where the Gansu Corridor and land 
beyond to DUNHUANG and the Jade Gate were absorbed 
and new commanderies formed. This gave the Han easy 
access to the SILK ROAD, and with new state sponsored 
caravans-trade greatly expanded. To secure this frontier 
region, veterans were settled in new agricultural colonies, 
and many of the settlers were granted honorific titles. 
The records of these settlers have partially survived in the 
form of written documents. The GREAT WALL was 
extended as far as Dunhuang, and for a period the 
XIONGNU were held at bay. The emperor then dispatched 
his envoy ZHANG QIAN on two great journeys of discovery 
along the Silk Road as far as BACTRIA and SOGDIANA. 
Expansion also proceeded in a northeasterly direction 
into Korea, where four new commanderies were estab- 
lished. To the south, the strategic and mineral-rich land 
of Yunnan was taken, and the local leaders given hon- 
orific Chinese titles and seals. The Yuan (Red) River Delta 
up to the Truong Son foothills was likewise invaded by 
Han armies, and commanderies were established. The 



cost of imperial expansion, no less than the extrava- 
gances of the central court, took their toll. Internal con- 
flicts increased in the years before Wudi's death. 

ADMINISTRATION 

This process of imperial expansion entailed the need to 
provide good administrators. In 136 B.C.E. official posts 
were established for academicians, and the major Confu- 
cian texts were identified as basic for the instruction of 
officials trainees. Twelve years later, 50 such trainees a year 
were sent to study Confucian notions of government 
before joining the bureaucracy. The role of provincial 
administrators in the 84 commanderies was complex and 
included the provision of written reports, implementation 
of government policy, and taking of censuses, for the mili- 
tary expansion and the maintenance of an army required 
new measures of taxation. There was a poll tax and 
imposts on market transactions and agricultural produc- 
tion. Where the iron and salt industries had been orga- 
nized on the basis of private enterprise, Wudi nationalized 
them and appointed former entrepreneurs as government 
administrators. The issuing of currency also became a state 
monopoly, and he took control of the marketing of alcohol. 

Local Rulers 

Although 18 kingdoms continued to exist, their role 
decreased with the growth of newly created comman- 
deries. After a rebellion, the kingdom of Huai Nan was 
dissolved. There were, however, many honorific ranks 
that were liberally used to reward loyalty, and many mar- 
quisates, the highest such rank, were created. The wealth 
and style of the local rulers are clearly reflected in the 
Mancheng tomb of Liu Sheng, whose mortuary suit had 
more than 2,000 jade tabs stitched together with gold. 
Wudi himself emerges from the contemporary records as 
a man who participated in civil ceremonials, but whose 
precise role in the administration might have been 
remote. He poured resources into the construction of 
magnificent palaces and pleasure gardens and became 
obsessed with the attainment of immortality. Diviners and 
magicians who satisfied him were given estates, gold, and 
even a royal daughter in marriage. 

END OF WUDI'S REIGN 

Increased taxation fostered rural discontent, and the long 
reign, involving many consorts and descendants, fostered 
rivalries over preferment and the succession. In 90 B.C.E. 
increasing banditry was recorded. In 91 B.C.E. these rival- 
ries led to open conflict, and the Wei family, relatives of 
the empress, were virtually exterminated, and the 
empress herself was required to commit suicide. Three 
years later, there was an attempt to assassinate the 
emperor himself. The powerful Li family also practically 
died out after the loss of one of their number in a battle 
against the Xiongnu. In 87 B.C.E. Wudi fell into a termi- 
nal decline, and one of his leading councillors, Huo 



wu Xing 383 



Gang, took a leading role in determining the succession. 
One of the foremost considerations was to identify a son 
of the emperor who was not associated -with any of the 
rival factions, and the choice fell on the eight-year-old 
Liu Fuling. Under the control of a powerful triumvirate 
■who included Huo Gang, the new emperor, ZHAODI, suc- 
ceeded in 87 B.C.E. 

The emperor was interred, as befitted his exalted sta- 
tus and long reign, in a huge funerary complex at Maol- 
ing, near Xi'an. The mound covering his tomb measures 
480 by 414 meters (528 by 455 yds.) and was surrounded 
by a wall six meters (19.8 ft.) thick. Written reports indi- 
cate that up to 5,000 people were permitted to live in the 
funerary park to tend the gardens and guard the tomb not 
only of the emperor, but also of the many aristocrats 
buried in his vicinity. The tomb itself, which has not been 
opened, may have suffered looting during the periods of 
unrest that followed the end of the HAN DYNASTY in the 
third century C.E.. 

Wu Guang (late third century B.C.E.) Wu Guang was, 
according to the SHIJI (Records of the Grand Historian) and 
the Hanshu (History of the Former Han), one of two peas- 
ants who instigated a revolt against the second Qin emperor 
in 209 B.C.E. 

After the institution of a centralized repressive dictator- 
ship by QIN SHIHUANGDI, thus forming the first Chinese 
Empire in 221 B.C.E., the common people -were moved by 
imperial -whim to different parts of the empire to under- 
take construction -work as on the GREAT WALL or to fulfill 
garrison duties. Wu Guang and his fello-w peasant CHEN 
SHE were assigned garrison duties but -were delayed from 
arriving at their destination by heavy rain. Late arrival 
meant death, so they rose up and killed their command- 
ing officers and fomented a successful revolt that ulti- 
mately led to the establishment of the HAN DYNASTY. 

Wu State The state of Wu was located in the lower 
Chang (Yangtze) Valley of China and gained the attention 
of historians in the late sixth century when it was 
recorded that the Wu army attacked and defeated the 
forces of CHU in 506 B.C.E. The lower Chang Valley, rich 
in agricultural land and minerals, had been prominent in 
the prehistoric period because of the rich LIANGZHU CUL- 
TURE. The concentration of research in the central plains 
of the Huang (Yellow) River Valley by Chinese archaeolo- 
gists has often ignored developments in the rice-growing 
areas to the south. Ho-wever, from the SHU state of 
Sichuan through the state of Chu in the middle reaches of 
the Chang to the delta area dominated by Wu, there were 
po-werful states strong enough to challenge their counter- 
parts formed to the north -with the establishment of the 
WESTERN ZHOU DYNASTY in the late 11th century B.C.E. 
The Wu had access to rich deposits of copper ore, but tin 
■was scarce. The cast bronzes adopted individual forms. 



■while some earlier Western Zhou vessel types antedating 
the "ritual revolution" continued in favor. The lack of 
bronze was compensated for by adding lead to the cast- 
ings; many Wu bronzes also contain a high proportion of 
iron. The ceramic industry, based on a long prehistoric 
heritage, was also highly proficient, but the hallmark of 
the Wu specialists lay in the field of weaponry. Wu 
bronze swords were highly prized and often inlaid ■with 
gold inscriptions. These record the names of Wu kings. 
The local industry was also at the fore in the application 
of iron to war and industry. Perhaps on the basis of their 
impressive output of swords and halberds, the Wu state 
achieved considerable political ascendance. After defeat- 
ing the mighty state of Chu to the west in 506 B.C.E., Wu 
became the BA STATE in 482 B.C.E., but nine years later its 
southern rival, YUE, administered a major defeat while the 
Wu king was engaged in the north. 

It is hardly surprising to find that the mortuary prac- 
tices and the material culture of Wu, as far as it is cur- 
rently understood, differed from those of metropolitan 
Zhou traditions. In contrast to the pit tombs of Zhou, the 
Wu preferred raising a tumulus over the dead, who were 
sometimes placed on a bed of stones or in a stone-lined 
chamber. A substantial mound-burial cemetery has been 
examined at Jianbi-Dagang on the southern bank of the 
Chang River in Jiangsu province. It covered the period 
from the ninth to fifth century B.C.E. and may have been a 
necropolis of the ruling royal group. Some later tombs are 
richly furnished, including chariot and horse pits. The 
major settlements also differ from those characteristic of 
the central plains. No longer are the beaten earth HANGTU 
foundations identified at such walled centers as 
Yancheng, an enigmatic site that incorporates three large 
tumuli but no obvious remains of occupation sites in the 
enclosures. 



WU xing The notion of wu xing is a Chinese philosophi- 
cal construct meaning "five phases." Five phases or ele- 
ments are ascribed to the passage of time and the destiny 
of human beings and dynasties. The origin of this idea in 
Chinese historic tradition is not kno^wn ■with certainty, 
but it was a major element in the explanation of the 
cyclic rise and fall of cosmic and human affairs during 
the HAN DYNASTY (206 B.C.E. -220 C.E.). It was integrated 
■with the ideas of yin and yang, in ■which each has a phase 
of dominance foUo^wed by retraction and succession of 
the other. Objects and animals were deemed to corre- 
spond to the five phases and the rise and fall of yin and 
yang. These began with the rising power of yang, corre- 
sponding to wood and a green dragon. There followed 
the apogee and phase of maturity, corresponding, respec- 
tively, to fire and a scarlet bird. The equilibrium between 
yang and yin ■was represented by earth, ■while the rise and 
apogee of yin were indicated by metal and water, a white 
tiger, and a turtle. Each phase sa^w one element supersede 



384 Wuyang 



its predecessor in the sense that fire burns ■wood and cre- 
ates ash or earth, from -which metal is extracted in the 
form of hquid. These concepts are represented on the 
bronze mirrors placed with the dead in Han tombs as tal- 
ismans that directed the HUN or spirit of the deceased on 
the route to the land of the eastern isles or the mother of 
the west. 

See also BO. 

Wuyang Wuyang, also known as Xiadu, was a major 
urban center of the YAN state of northern China. Yan was 
located north of the central plains, with its main center in 
the area of Beijing. Wuyang lies between the northern 
and southern branches of the Yi River in Hebei province. 
It was occupied from the WESTERN ZHOU DYNASTY 
(1045-771 B.C.E.) at least until the demise of Yan at the 
end of the WARRING STATES PERIOD in 222 B.C.E. Wuyang 
had three distinct enclosed areas that cover about 3,200 
hectares (8,000 acres). Little is known of Beijing because 
of later urban development, but at Wuyang it has been 
ascertained through excavations that began in 1930 and 
continued in the 1950s that the t-wo eastern enclosed 
areas, which are separated by an east-west wall, were ear- 
lier than the western city. The latter was probably added 
late in the Warring States period, and few remains have 



been identified there. On the other hand, the older city 
incorporates the foundations for palaces in association 
with decorated ceramic roof tiles and fine ceramic 
remains. There are also several cemeteries. One excavated 
tomb, although long since looted, still yielded many 
MINGQI pottery vessels imitating bronze forms, as well as 
the presence of seven ding tripods indicating that the 
deceased was a man of ministerial rank. His other grave 
offerings included a set of musical instruments, among 
them bells and chimestones. A second remarkable burial, 
dated to the late Warring States period, incorporated 22 
badly mutilated skeletons associated with individual 
deposits of iron weapons and Yan state coins. This is 
thought to have been a war grave containing soldiers who 
died in battle. 

The provision of the best available -weaponry to the 
Yan army, essential during the period of Warring States, is 
demonstrated in the presence of iron foundries. There 
were also locations in the old city where bronze mirrors 
were cast, for the clay molds have been recovered in con- 
siderable numbers. The city also contained a mint and 
bone and ceramic workshops. One site yielded 108 
bronze halberds that bore inscriptions naming Yan lords 
hitherto known only from documentary sources. 

See also EASTERN ZHOU DYNASTY. 




Xia dynasty The Xia has long been regarded as the 
first dynasty of China. Knowledge of this mythical state is 
in the main from the SHIJI (Records of the Grand Histo- 
rian), a -work -written by the Han scholar SIMA QIAN and 
completed in 100 B.C.E. Sima Qian devoted considerable 
space to the Xia in his section on basic annals. The initial 
events revolved around Yu, the son of Gun, and his 
achievements. On occasion too fantastic to credit, they 
nevertheless touched on a series of issues central in the 
early formation of states. The story began with a serious 
problem over flooding in the basin of the Huang (Yellow) 
River. Gun was charged by the emperor to solve this 
problem, but, after trying for nine years, he failed and 
was sent into exile. Shun, the emperor, then selected Yu 
to take on this task on the advice of his vassals and advis- 
ers. Yu traveled widely over a period of 13 years, keenly 
aware that failure would be punished. He traveled in the 
hills, along rivers, over marshes, and to the seashore. 
Many of the places mentioned by Sima Qian can be iden- 
tified on the ground today, from Mount Hukou near the 
Huang River in Shanxi province to Mount Chi, about 50 
kilometers (30 mi.) north of Xi'an, and from Henan to 
Shandong, south to the mouths of the Chang (Yangtze) 
River and up the course of that river to Lake Poyang and 
the marshes of the river's floodplain. His strategy to con- 
trol flooding involved the digging of channels to expedite 
the flow of floodwater to the sea, the drainage of marsh- 
land, and the creation of reservoirs. One of the most 
intriguing aspects of this section of the Shiji is the cata- 
logue of land quality in each area and of the goods sent 
by river transport to the capital as tribute. 

Shandong sent LACQUER and silk, while the coastal 
region there supplied salt. The area around Lake Daye in 
Shandong, which had been turned into a reservoir, fur- 



nished soil of five colors for performing ritual sacrifices, 
along with pheasants, stone for chimes, pearls, and fish. 
The wet swampy land of the lower Chang sent jade, bam- 
boo for arrow shafts, three kinds of metal thought to have 
been varieties of bronze, ivory, and animal hide. Joseph 
Needham has suggested that the hide was from 
rhinoceros and was destined for use as armor. From the 
communities of the middle Chang Valley came pheasant 
feathers, ivory metals, cinnabar, and large turtles. While 
rivers were used for transport, Yu also had roads con- 
structed. Once he had resolved the problems of flooding 
and converted swamps and wasteland to agricultural pro- 
duction, he turned his attention to the region of the capi- 
tal, ensuring that the storehouses were always full and 
setting out the tribute requirements in the form of grain. 
He also divided the capital territories into defensive zones 
under local client leaders. 

For these extraordinary achievements, he was given a 
black jade commemorative tablet. The emperor Shun rec- 
ommended Yu as his successor and died 17 years later. 
While doubtless relying on oral history and many later 
documents, Sima Qian identified a number of key 
achievements that credibly were central to the early 
development of the state in China. These included the 
organization of defense, the provision of a central surplus 
to sustain the court, the classification of land, and the 
organization of taxation through tribute for the necessi- 
ties to maintain the state. 

XIA RULERS 

Yu declined the imperial throne and left the capital. But 
the lords entreated him to return. This he did, and the 
name of his state was declared as Xia. Sima Qian then 
traced the line of Xia rulers. Yu had nominated Yi to sue- 



385 



386 Xiajin 



ceed him, but the lords showed a preference for Yu's son, 
Qi. When the You-hu clan refused to accept his rule, Qi 
went to battle and defeated them at Gan, about 25 kilo- 
meters (15 mi.) southwest of Xi'an. Qi was succeeded by 
his son, Taikang. He -was followed by his younger 
brother, Zhongkang, with a dynastic list of rulers from 
Zhong Kang to his son, Xiang, to his son, Shangkang, and 
successively to Dishu, Dihuai, Dimang, Dixie, Dibujiang, 
Dijiong, Diyinjia, and King Dikongjia. There foUo-wed a 
series of revolts against the capital, and the last Xia king, 
Diliigui, was deposed by Tang of Yin after a dynastic suc- 
cession lasting more than 400 years (2100-1766 B. CEO- 
According to the place names recorded in the Shiji, the 
Xia dynasty was located in western Henan and southern 
Shanxi provinces. 

ARCHAEOLOGICAL EVIDENCE 

This history presents an exciting challenge to archaeolo- 
gists. The physical remains of cities ascribed to the SHANG 
STATE (1766-1045 B.C.E.) that succeeded Xia at 
Zhengzhou and ANYANG have been discovered. The ques- 
tion remains. Are there any kno-wn sites earlier than the 
Shang centers that could correspond to the degree of 
social complexity portrayed in the Shiji for the remote 
Xia dynasty? ERLITOU is a large and important archaeolog- 
ical site that was identified in 1957 during a fieldwork 
program specifically designed to find archaeological 
remains of Xia. It is located south of the Huang (Yello-w) 
River in Henan province, and archaeological remains 
cover the large area of more than 300 hectares (750 
acres). Excavations have revealed a buildup of cultural 
remains almost four meters (about 13 ft.) thick, which 
has been divided into four major phases of occupation 
dated in the first half of the second millennium B.C.E. The 
first two phases yielded remains that are widely matched 
in sites of the LONGSHAN CULTURE in the Huang River Val- 
ley: There are stamped-earth building foundations and 
rare bronze grave goods, including a-wls, knives, and 
bells. Some of the bronzes must have been locally cast, 
because crucibles were found. The dead were interred 
with pottery vessels and jade ornaments. Some, however, 
were cast unceremoniously into rubbish pits. 

The third and fourth phases reveal a marked change. 
Among the most significant discoveries were the founda- 
tions of t-wo palaces. The first was located in a walled 
enclosure 100 meters square (120 sq. yds.). It incorpo- 
rated a central columned hall overlooking a large court- 
yard. The second palace followed a similar plan but was 
rather smaller. In the elite burials the dead were interred 
in painted wooden coffins, accompanied by a new range 
of locally cast bronzes. These included the first festive or 
ritual vessels in the form of a tripod jug, or jue, a form 
that stands at the head of a long sequence of similar 
forms over the ensuing centuries. These important ves- 
sels in the history of Chinese bronze industries were cast 




Bronze jue, or wine jugs, are a vital component of the bronze 
industry identified in the later deposits at Eriitou. These are 
thought to represent the shadowy Xia dynasty. (O Asian Art & 
Archaeology, Inc./CORBIS) 



by the piece-mold technique. A typical example stands 
13.5 centimeters (5.4 in.) in height. There are also bronze 
dagger axes and a battle-ax. Jades, including a yazhang 
handled blade, a form that was widely distributed in 
China during the second half of the second millennium 
B.C.E., were found. There are also jade knives, dagger 
axes, and ritual cong cylinders. Excavators have recovered 
several examples of graffiti on pottery vessels that clearly 
anticipate later Chinese written characters. A sheep's 
shoulder blade had been used for divination by subject- 
ing it to heat, then reading the portents expressed in the 
formation of the resulting cracks. 

See also ORACLE BONES. 

Further reading: Chang, K.-C. The Shang Civiliza- 
tion. Ne-w Haven, Conn.: Yale University Press, 1980; 
Fitzgerald-Huber, L. G. "Qijia and Eriitou: The Question 
of Contacts with Distant Cultures," Early China 20 
(1995): 17-68; Loewe, M., and E. L. Shaugnessy, eds. The 
Cambridge History of Ancient China. Cambridge: Cam- 
bridge University Press, 1999. 

Xiajin Xiajin is located in Shanxi province, China, and 
includes a cemetery of the LONGSHAN CULTURE dating to 
2500-2000 B.C.E. As with the huge cemetery of TAOSI in 
the same region, excavations undertaken in 1997-98 
have uncovered hundreds of graves, some of which reveal 
such marked mortuary -wealth as to indicate the estab- 
lishment of societies on the brink of statehood. There are, 
for example, individuals buried -with ritual jades, large 



Xiandi 387 



bracelets embellished with chips of TURQUOISE, and in 
each case a solitary but finely made ceramic vessel with 
red painted decoration. 

xian A xian was an administrative subdivision of a 
Chinese state. The earliest record of such territorial units 
dates to the Spring and Autumn period (770-476 B.C.E.) 
of the EASTERN ZHOU DYNASTY, when xian were set up in 
newly conquered territory as a means of putting them 
under central control. After absorption into the king- 
dom, they could be given to loyal followers. One of the 
major states of the period, JIN, employed xian in this way. 
In 350 B.C.E. SHANG YANG instituted xian in the rising 
state of QIN. The entire country was divided into 41 
units, each under a magistrate with a staff of administra- 
tors. These units were designed to permit tight control 
over the population. Shang Yang also devised a poll or 
head tax, which necessitated the creation of a register of 
the population. The xian were the unit from which 
troops were levied as the conflicts between the Warring 
States became increasingly totalitarian in nature. The 
xian continued as administrative units during the QIN 
dynasty (221-206 B.C.E.) and were employed during the 
HAN DYNASTY (206 B.C.E. -220 C.E.) in the commanderies, 
or provinces. Under direct central control through the 
appointment of their administrative staff, the xian dif- 
fered fundamentally from the former system of privately 
owned noble estates. 

Xia Nai (1910-1985) XiaNai was the leading archaeolo- 
gist in China after the establishment of the People's Republic 
of China in 1949. 

He had studied at Qinghua University in Beijing before 
winning a scholarship to study overseas. Before proceed- 
ing to London, he gained fieldwork experience under LI JI 
at the SHANG dynasty royal tomb excavations at ANYANG. 
In London he enrolled in the Department of Egyptology 
of University College, London, and learned at first hand 
the latest held techniques under SIR MORTIMER WHEELER 
at the site of Maiden Castle during the season of 1936. He 
then gained fieldwork experience in Egypt, where he met 
Sir Flinders Petrie, arguably the father of modern archae- 
ology. Back in China in 1943 and under the most difficult 
of circumstances, Xia Nai undertook fieldwork in Gansu, 
concentrating on Neolithic sites. Faced with the agoniz- 
ing choice of following many colleagues with the Nation- 
alists to Taiwan or not, he decided to remain, and in 1959 
he joined the Communist Party. He conducted a wide 
range of excavations, including at the rich Ming dynasty 
(1368-1644) imperial tombs north of Beijing. He gave 
the first university course on archaeology in China in 
1952 and inspired the exhibition "The Genius of China" 
that drew recent finds to the attention of the West. This 
generated official opprobrium for a gesture of friendship 
with the enemy, but he survived and set up the first 



radiocarbon dating laboratory in China, a move that was 
to transform understanding of the past in his country as 
the first results appeared. He also survived to see the 
excavations of the tomb of EU HAO, the Shang princess, at 
ANYANG; the tomb of the second king of Nan Yue; and the 
opening of the terra-cotta army pits at Mount Li. His 
impact on Chinese archaeology is unrivaled. 

Xiandi (Liu Xie; Dedicating Emperor) (181-234 c.e.) 
Xiandi was the 12th and last emperor of the Eastern Han 
dynasty of China. 

He was the son of Emperor Lingdi and acceded to the 
throne in 189 C.E. Xiandi ascended the throne amid 
chaos and conflict with the help of General Dong Zhuo, 
but his power did not outlast the death of Dong Zhuo in 
192. In 220 C.E. Xiandi abdicated. The choice of Xiandi, 
whose natal name was Liu Xie, was made in competition 
with his older brother, Liu Bian. At first the choice fell on 
Liu Bian, who was accorded the title xiandi. There fol- 
lowed a chaotic palace coup, during the course of which 
the eunuchs were surrounded in the northern palace at 
LUOYANG and exterminated. Their leader, Zhang Rang, 
managed to escape the carnage, taking with him the two 
young half brothers, the older of whom was the titular 
emperor Sundi. Dong Zhuo, a general of the army, now 
took a hand in determining events. Arriving in the capital 
and finding a shambles, with the eunuchs dead and the 
emperor missing, he set out in search of Sundi. He finally 
found the two boys and interrogated them about what 
had been happening. There follows a story engrained in 
Chinese folklore. The older boy, Sundi, in fear of Dong 
Zhuo and his army, fell silent. But Liu Xie explained that 
they had wandered aimlessly during the night and then 
taken refuge in a peasant's cart before meeting Dong 
Zhuo. The general returned the two to Luoyang and 
arranged for the younger of the two, Liu Xie, to replace 
his older brother as emperor with the title xiandi. He then 
took for himself the title minister of works and had the 
empress removed and killed. 

Former high officials who had left Luoyang during 
the coup now began to marshal their forces against Dong 
Zhuo, but the latter held a trump card in the person of the 
emperor and control of the capital. He had the members 
of rival families exterminated, and the former emperor, 
Sundi, who could be used as a rallying cry for opposition 
groups, was murdered. In 190, Dong Zhuo resolved to 
send the emperor and his court back to the old HAN 
DYNASTY capital at CHANG'an for reasons of security, and 
he had Luoyang, including the precious imperial library, 
destroyed. Dong Zhuo himself moved to Chang'an, but in 
192 he was killed, and the only semblance of central 
authority based on the person of the emperor evaporated. 
Against a background of anarchy and chaos, Xiandi 
returned with his retinue and wife to Luoyang in 196 C.E. 
At this juncture, it is possible to recognize at least eight 



388 Xianggang 



regional warlords in charge of different parts of the 
empire. 

It was within the warlords' areas of influence that the 
Han dynasty was laid to rest, and its three successors 
would emerged. One of the -warlords, Cao, had managed 
to secure the person of Xiandi, and his daughter -was mar- 
ried to the young emperor. 

Xianggang See zhao hu. 

Xiasi Xiasi is an important cemetery of the CHU state of 
Henan province, China, which dates to the period 
between about 575 and 490 B.C.E. The excavations have 
revealed many important aspects of Chu political and 
social organization during the Spring and Autumn period 
(770-476 B.C.E.). For example, the principal graves, set 
out in a linear disposition and in a chronological 
sequence, contained the remains of high-ranking mem- 
bers of the Yuan lineage. The members of this line were of 
sufficiently high status to marry into the ruling families 
of dependent states of Chu. They referred to themselves 
as Chu Shuzhisun, meaning the descendants of a junior 
line of the Chu royal family. While some of the nine 
major tombs have been damaged by looting, sufficient 
remains to identify in Tomb 2 the burial of Yuan Zi Feng, 
who acted in the capacity of chief minister to the king of 
Chu in 552-548 B.C.E. His tomb furniture stands out 
because of the quantity and quality of offerings. It con- 
tains a lost-wax casting of an altar unique to this period 
both in the technique of manufacture and in the ornate 
nature of the ornamentation. A second innovation in 
BRONZE CASTING is seen in the use of metal inlay. This 
tomb incorporated 26 bells of graded sizes, suspended by 
lead ropes to their frame. It is a set of extraordinary musi- 
cal sophistication that sounded more than five octaves. 
The bells were made for Wangsun Gao, the grandson of 
the Chu king, and their INSCRIPTION described his dedica- 
tion to the then king and extolled his many virtues. The 
bells were described as "long-vibrating and sonorous, 
with a fine loud sound." They can still be played. 

The ritual and sumptuary bronzes were also of a 
higher quality than those of the remainder of the burials 
and probably originated as gifts from the court during his 
period of royal service. His burial is surrounded by 15 
graves containing the remains of sacrificial victims and 
three other tombs designated for his consorts. A further 
pit contained his chariots and horses. 

See also CHARIOTS AND CHARIOT BURIALS. 

Xibeigang Xibeigang, on the northern bank of the 
Huan River, is the site of the SHANG STATE (1766-1045 
B.C.E.) royal graves of ANYANG. There are two sections, an 
eastern and a western. Excavation that began in 1933 
uncovered seven graves in the western section, each 
equipped with four entrance ramps, and one square 



unfinished tomb. One hundred thirty meters (429 ft.) to 
the east lay five further tombs, one with four entrance 
ramps, three with two ramps, and a single grave with one 
ramp. While all the graves have been long since looted, 
some corners that escaped destruction reveal the wealth 
that they would once have contained. A cache in Tomb 
1004 incorporated 360 spear points and 141 bronze hel- 
mets. 

Xin dynasty In 9 C.E., WANG MANG, formerly regent of 
the Western HAN DYNASTY and marquis of Xindu, pro- 
nounced himself emperor of China and first ruler of the 
Xin dynasty (New dynasty). Wang Mang was related to 
the Han royal line in that his father was the brother-in- 
law of the emperor YUANDI (49-33 B.C.E.). The dynastic 
name has not been recognized by subsequent historians, 
and indeed the period up to the death of Wang Mang in 
23 C.E. is usually described as the interregnum between 
the Western and Eastern Han dynasties. Nevertheless, 
Wang Mang attempted serious reforms, particularly in 
the area of land tenure, by nationalizing land ownership 
and abolishing slavery. This policy was designed to 
reduce the power of the great landowning families and 
reinstate the old WELL-EIELD SYSTEM, in which peasants 
owned a block of land and paid a proportion of their pro- 
duce to the state. He also adopted strict control over 
expenditure, thus accumulating a reputed 140,000 kilo- 
grams (308,000 lbs.) of gold, a policy that had a wide 
impact, even as far west as the Roman Empire. However, 
his reforms created many powerful enemies, and when he 
was murdered in 23 C.E., the Xin dynasty came to an end. 

Xin'gan Xin'gan is a remarkable archaeological site 
located on the east side of the Gan River in Jiangxi 
province, China. This river flows north and empties into 
Lake Poyang. The discovery there in 1989 of an exceed- 
ingly rich and intact tomb dated to the same period as the 
SHANG capital at ANYANG (1200-1045 B.C.E.) has caused a 
radical reconsideration of the distribution of early Chi- 
nese states. The grave, which measured 10.6 by 3.6 
meters (35 by 12 ft.), is slightly earlier than that of FU 
HAO at Anyang and is second only to that royal tomb in 
terms of the quantity and wealth of its mortuary offer- 
ings, including bronze vessels that show local features in 
form and decoration. The discovery of the Xin'gan tomb 
has revealed a powerful early polity south of the Chang 
(Yangtze) River that indicates that parallel developments 
toward early states took place in different parts of China 
and redresses the dominance long held by the central 
plains. The Shang looked south for the supplies of turtle 
plastrons to be used in ORACLE-BONE divinations. The 
rich resources of copper ore locally available here could 
well have underwritten the wealth evidenced at this site. 

The grave shaft was stepped inward to provide space 
to house funerary offerings and contained hints of the 
existence of two lacquered coffins. No bones remained. 



Xintian 389 



but a jade necklace indicated where the body -would 
probably have lain. It contains hundreds of ceramic ves- 
sels, 150 jades apart from the jade beads, and 475 
bronzes. Of these, about half were weapons, while there 
were also 50 vessels and four bells. Three of these, the 
nao form, typify this southern region and add distinctive- 
ness to its early bronze repertoire. The bronzes do not 
slavishly follow Shang forms but reveal distinctive local 
features, such as the casting of tigers onto the handles of 
bronze vessels. Tigers were popular features of this 
BRONZE-CASTING tradition. One bronze tiger, with open 
mouth and impressive canine teeth, stands to a height of 
25 centimeters (9.6 in.), and was accompanied by a bird 
perched on its back. A horned bronze mask 53 centime- 
ters (21.2 in.) high is not readily matched in northern 
contexts. In addition to their designs and decorative ele- 
ments different from those of the Shang repertoire, the 
forms of the RITUAL BRONZE VESSELS present intriguing 
differences, with an emphasis on serving food rather than 
pouring wine. Some vessels reached impressive sizes, the 
tallest, a yan steamer, standing a little more than one 
meter in height. It differs from northern equivalents in 
having four legs rather than three, and its handles were 
embellished with male animals. The grave was equipped 
with a large assemblage of bronze weaponry, made up of 
spears, dagger-axes, knives, arrowheads, and a single 
heavy bronze helmet embellished with a raised mask. A 
small circular projection above would probably have held 
a plume of some sort. 

The weight of research on the early dynasties of Chi- 
nese civilization has been in the central plains, with par- 
ticular reference to the XIA and Shang states documented 
in early histories such as the SHJJJ, and archaeologically 
verified by the discoveries at ERLITOU, ZHENGZHOU, and 
ANYANG. Any bronzes found beyond this core region have 
been considered Shang exports or peripheral settlements. 
At SANXINGDUI a large city containing sacrificial pits has 
documented a second early state center, characterized by 
bronzes and jades of local distinctiveness. The discovery 
of a city site at WUCHENG, about 20 kilometers (12 mi.) 
west of Xin'gan, in 1973 revealed a major center contem- 
porary with the late Shang state. Xin'gan is in all proba- 
bility the royal necropolis of this early state. In 
conjunction the two sites confirm the development of 
civilization south of the Chang (Yangtze) River. 

Xintian Xintian is a huge urban complex located at the 
confluence of the Kuai and Fen Rivers in Shanxi 
province, China. It was founded by Duke Jinggong of the 
state of JIN in 585 B.C.E. and remained the capital until 
369 B.C.E. , when Duke Huangong was forcibly evicted by 
the forces of the states of Han and Zhou. The site, docu- 
mented in early historic accounts, was discovered in 
1956. It has been the object of major excavations over a 
lengthy period. Xintian includes a core of walled cities 



together with specialist industrial areas, extramural 
cemeteries, and ritual pits. The major walled area, known 
as Pingwang, formed a nearly square area covering about 
100 hectares (250 acres). Raised HANGTU (stamped-earth) 
foundations within were probably the foundations for 
palace and temple structures, a feature of which was the 
trend toward raising the palace to provide a visible profile 
symbolizing the power of the overlord. One of the dis- 
tinctive features of Xintian was the existence of such craft 
centers. Several were dedicated to BRONZE CASTING, and 
the clay molds for casting a wide range of RITUAL BRONZE 
VESSELS have been recovered. Many molds indicate the 
casting of swords and arrowheads, while chariot fittings 
were locally manufactured. One mold set had been made 
to cast a bronze axle. The concentration of mold frag- 
ments dedicated to one form of artifact shows that even 
in these workshops specialization prevailed: One area 
was concerned with casting of coins, another with belt 
buckles. The demand for copper, lead, and tin must have 
been considerable, and the output was a measure of the 
power and reach of the Jin rulers. The expertise of their 
specialists can be seen in such vessels as the zheng that 
was cast to commemorate the marriage of the daughter of 
Duke Pinggong in 537 B.C.E. Not only a fine bronze in its 
own right, it was further embellished with gold inlay. 
There were also specific areas for the manufacture of 
bone artifacts and ceramic vessels. 

AREAS OUTSIDE THE MAJOR AREA 

Taishen and Niacun are two further and slightly larger 
enclosures lying just to the south of Pingwang, thought 
to have been added to accommodate lesser families of the 
ruling group, and still more walled areas containing 
stamped-earth foundations were designated for members 
of ministerial families. The majority of the populace lived 
outside these reserved areas, and many of them would 
have been engaged in specialist workshops. At the Beiwu 
settlement, three vast granaries have been uncovered, as 
well as many foundations of domestic structures that 
incorporated ovens, drainage facilities, and underground 
storage pits. 

CEMETERY AND SACRIFICIAL PITS 

The cemetery of Shangmacun at Xintian has also been 
examined through archaeology and found to contain a 
wide range of burials in terms of wealth. One of the rich- 
est took the form of a deep pit containing a wooden 
chamber. Within lay the human remains in a lacquered 
coffin, together with 180 bronze vessels, jades, ceramic 
vessels, and bronze bells. The spears and halberds sug- 
gest that this interment, which dates to the late Spring 
and Autumn period, contained the remains of a man. 
Ritual practices associated with a massive temple build- 
ing dedicated to the Jin ancestors included sacrificial pits 
containing the remains of horses, cattle, sheep, and, 
occasionally, humans. A further area was dedicated to 



390 Xinzheng 



the excavation of pits to incorporate animals sacrificed 
as part of a ceremony known as zaishu. This, according 
to surviving hterary sources, involved sacrificing animals 
during the swearing of oaths of allegiance. Cattle, horses, 
sheep, and chickens were placed in pits up to six meters 
(19.8 ft.) deep, and the text of the oath, inscribed or 
painted on jade, was placed over them. The texts them- 
selves provide an insight into historical events such as a 
dispute within the Zhao family that erupted in 497 B.C.E. 
Loyalty to the leader entailed an oath promising not to 
indulge in magic rites or communion with the rival 
group for fear of divine retribution. The research under- 
taken at Xintian has illuminated the size and grandeur of 
the capital of Jin during the EASTERN ZHOU DYNASTY 
(770—221 B.C.E.), before it was abandoned during the 
rule of Duke Huangong in 369 B.C.E. 

Xinzheng Xinzheng was a major center of the state of 
ZHAO in China; after its defeat at the hands of the HAN 
DYNASTY in 375 B.C.E., it became the capital of the Han 
state. As is often the case with cities of the Western and 
Eastern Zhou, it lay between two rivers. It is a substantial 
city with two walled precincts. Stamped-earth walls sur- 
vive up to a height of 18 meters (59.4 ft.). The old city, 
which lies to the west of the complex, incorporated a sub- 
stantial palace and many house foundations. The later 
eastern addition was probably walled to afford protection 
to the specialist bronze, iron, ceramic, bone, and jade 
workshops that had formerly lain beyond the city walls. 
One part of the wall, for example, loops round a massive 
bronze foundry that covered 10 hectares (25 acres). It had 
been used to cast production tools. The WARRING STATES 
PERIOD ironworks, also found in the western area, covered 
almost half that area and had been used not only for pro- 
duction tools, but also for manufacture of iron swords and 
halberds. 

See also EASTERN ZHOU DYNASTY; WESTERN ZHOU 
DYNASTY. 

Xiongnu The Xiongnu were a tribal confederation of 
pastoralists who occupied the Mongolian grasslands to 
the northwest of the GREAT WALL of China. The name is 
Chinese and, pejoratively, means "fierce slave." Much 
information about them is from Chinese histories and 
archaeological discoveries. As long as they were divided 
into 24 competing tribes, the Xiongnu did not present a 
major threat to China. But toward the end of the third 
century B.C.E. the leader Touman began to form a confed- 
eracy, a trend consolidated by his son, MAODUN, who 
became the shanyu (great leader), in 209 B.C.E., after 
killing his father with a bow and arrow. Much has been 
learned about the Xiongnu through archaeological 
research. The graves reveal the wealth of the Xiongnu 
through the imported and local grave offerings. These 
include Chinese LACQUER; beads of malachite, amber, and 



glass; tiny pyrite crystals pierced for attachment to cloth- 
ing; and fine bronze vessels. 

ANCESTORS OE XIONGNU 

The ancestors of the Xiongnu described in the HAN 
DYNASTY Chinese histories are archaeologically docu- 
mented through the slab graves of Mongolia. These buri- 
als are so called because the dead were interred, usually 
with the head pointing to the rising Sun, within a wall of 
upright stone slabs. Sometimes a stone column decorated 
with animal motifs was also set on the grave. The graves, 
dating to the period 700-300 B.C.E., included many arti- 
facts that reveal far-flung trade, including cowry shells 
and jades of Chinese origin. Ceramic vessels were also 
placed into graves, as well as animal bones that indicate 
the maintenance of domestic horses, cattle, and sheep. 
These people were essentially nomadic pastoralists who 
also cast fine bronzes and forged iron weapons. 

XIONGNU CONSOLIDATION 

The Xiongnu began to pose an immediate problem for 
the Chinese after the rise of Maodun, which led to the 
construction of the Great Wall of China under Emperor 
QIN SHIHUANGDI. In 214 B.C.E. this emperor also sent a 
large military force, said to number 100,000, against the 
Xiongnu under General Meng Tian. As with all later cam- 
paigns, the soldiers had to face vast distances, cold, prob- 
lems of supply, and a mobile, well-organized enemy. The 
Xiongnu had developed their cavalry to a fine pitch of 
skill. They had hardy steppe horses from which they 
wielded large composite bows. 

EXCAVATIONS OE BURIALS AND SETTLEMENTS 

Four major cemeteries have been excavated, and hun- 
dreds of graves opened at Khunui-gol in the upper 
reaches of the Orchon River in central Mongolia near 
Cecerleg, at Noin-Ula, north of Ulaan baatar, and at 
Sudzhinsk and Derestui, south of Lake Baikal. The burial 
ground at Khunui-gol is thought to contain the grave of 
Maodun himself. One of the most important individual 
burials from Noin-Ula was excavated in 1924. It is very 
large, measuring 24.5 meters (80 ft.) on each side, and 
the wooden coffins, preserved in the dry and cold condi- 
tions, were decorated with painted lacquer. These had 
been placed on a fine felt carpet decorated with animal 
designs. This was the tomb of the shanyu Wuzhu lii, who 
died in the early first century C.E. One grave contained a 
bronze crown depicting the head of a wolf. There are felt 
carpets with fine animal and abstract designs, Chinese 
silks, and Western fabric showing the influence of Gand- 
haran art. Archaeology has also shown how the develop- 
ment of a powerful steppe empire influenced settlement 
patterns, for several large fortified settlements have been 
found, as at Gua-Dov and Ivolgnisk east of Lake Baikal. 
Under the shanyu Zhi-zhi, a fort was built at Talas that is 
said to have been influenced by Roman mercenaries who 



Xiongnu 391 



had gravitated east after their defeat at Carrhae in 53 
B.C.E. The Xiongnu also developed their own legal system 
and a script. 

SIMA QIAN'S DESCRIPTION OF XIONGNU 

It was natural that the Grand Han historian SIMA QIAN 
should devote a chapter of his history to these people 
■who exercised such a profound influence on Han foreign 
policy. He described their nomadic -way of life, in which 
they herded their co-ws and sheep and hunted with bows 
and arro-ws from horseback. He was struck by the way in 
■which young boys learned to fire bo-ws and arrows at 
hares and birds from a tender age, developing hunting 
and fighting skills as they grew up. After describing the 
long and difficult relations between the Chinese and the 
Xiongnu since the days of the remote XIA DYNASTY, he 
concentrated on the rise to power of the great leader 
Maodun, a shanyu who -was to play a prominent part in 
the foreign relations of the early Han dynasty. Maodun's 
father, Touman, favoring his younger son for the succes- 
sion, had sent Maodun as a hostage to the Yuezhi. 
Touman then attacked the Yuezhi, anticipating that they 
■would murder Maodun in retribution. Maodun escaped 
and was placed in charge of 10,000 Xiongnu cavalry in 
recognition of his bravery. He developed a whistling 
arro-w and trained his men to fire their own arrows at all 
his chosen targets on pain of death if they disobeyed. 
Many were killed when they hesitated to fire after Mao- 
dun first shot his arro-w at a favorite horse and then at his 
major wife. Having trained the remainder in implicit obe- 
dience, he fired at and killed his father and then mur- 
dered the court nobility. It was this fiery spirit that the 
first Han emperor, GAOZU, had to contend with. 

According to Sima Qian, just as Gaozu, the founder 
and first emperor of the Western Han dynasty, established 
himself after a period of upheaval, Maodun became the 
shanyu of the Xiongnu. The military expertise and unified 
following forged by Maodun created an immediate threat 
to the security of the Han empire, and a confrontation was 
inevitable. In 200 B.C.E. Gaozu led his army in person, and 
he was surrounded and defeated at the Battle of 
Pingcheng. The emperor managed to escape capture but 
thereafter changed his policy toward to the Xiongnu to 
one of diplomacy. A treaty was signed with four major 
provisions. The first was that a royal Han princess should 
be sent to the Xiongnu in a marriage alliance. She should 
be accompanied by expensive gifts of silk and food, and 
the two states should be recognized as equals. Finally it 
■was agreed that their mutual border should be the Great 
Wall of China. This treaty, which in effect was a means of 
reducing the Xiongnu threat through gifts and bribery, 
■was renewed on many occasions, always entailing an 
increased quantity of gifts from the Han, including pieces 
of gold. Maodun died in 174 B.C.E. and was succeeded by 
his son, Ji Zhu, who ruled until 160 B.C.E., and then by 
Jun Chen (r. 160-126 B.C.E.). 



Until 134 B.C.E. the Xiongnu both accepted the gifts 
of the Han emperor and sent raids south of the Great 
Wall ■with relative impunity. Ho^wever, the forceful 
emperor WUDI in 134 B.C.E. reversed this policy and sent 
his armies against the Xiongnu. Successful campaigns in 
127, 121, and 119 B.C.E. saw the Han throw back the 
Xiongnu and establish new commanderies in the ■western 
regions. In the period between these setbacks and 52 
B.C.E., military defeats were exacerbated by internal dis- 
sension. The Xiongnu splintered into rival groups, and at 
one stage there ■were as many as five claiming the title 
shanyu. At the same time, the magnificent and valued 
gifts from the Han court dried up, and there were prob- 
lems with the Han succession, for under the system of 
primogeniture it was possible for very young boys to suc- 
ceed. This might be possible under the Han court system 
■with its entrenched regencies, but it was not adaptive for 
relations with the steppes. Many attempts to renew the 
marriage alliance system ■were rebuffed by the Han, 
because they insisted that the shanyu pay homage to the 
emperor and accept the status of a client state. However, 
the situation was reversed in 52-51 B.C.E. when the 
shanyu Huhanye decided to accept Chinese terms and 
traveled personally to Xi'an. 

The terms involved sending Huhanye's son to the 
Han court as a hostage and paying homage to the 
emperor. He was treated with considerable respect and 
■was not required to prostrate himself. On the contrary, he 
returned home laden with gifts, including five kilograms 
(II lbs.) of gold, 77 suits of clothes, 8,000 bales of silk 
cloth, and 1,500 kilograms of silk floss. Attracted by such 
expensive gifts, he expressed a wish to repeat the cere- 
mony two years later and was given even more in return. 
On each such occasion until the end of the dynasty, the 
gifts increased in quantity until in 1 B.C.E., 30,000 bales 
of silk cloth changed hands. These gifts, a serious drain 
on Han resources, served to maintain peace on the north- 
west frontier and enhance trade along the SILK ROAD. The 
situation changed dramatically for the Xiongnu with the 
"WANG MANG interregnum and the political turmoil in 
China during the civil wars that preceded the establish- 
ment of the Eastern Han dynasty. From 18 to 48 C.E., Yu 
became the shanyu and not only spurned the new 
dynasty's attempts to revert to the client relationship, but 
had an alleged descendant of Emperor WUDI declared 
emperor in the northern region of China so that the pup- 
pet ruler could pay him homage. This episode was short 
lived, ho^wever. The Xiongnu were now divided into 
southern and northern groups. 

In 50 C.E. the shanyu Bi, leader of the southern 
group, again paid homage to the Han emperor. The act of 
prostration ■was well rewarded, for he returned home ■with 
36,000 catde, 10,000 bales of silk cloth, rice, and an offi- 
cial gold SEAL. Thereafter, annual payments to the south- 
ern Xiongnu were regularized, reaching in 91 C.E. the 
sum of 100 million cash, according to the administrator 



39^ Xuandi 



Yuan An. The nomads were also brought in to settle 
south of the Great Wall, alongside Chinese communities, 
in an attempt at assimilation. The Northern Xiongnu, 
ho-wever, were not recognized and were treated as a 
potential enemy. 

Further reading: Loewe, M., and E. L. Shaugnessy, 
eds. The Cambridge History of Ancient China. Cambridge: 
Cambridge University Press, 1999; Psarras, S.-K. 
"Xiongnu Culture: Identification and Dating," Central 
European Journal 39 (1995): 102-136. 

Xuandi (Liu Bingyi; Proclaimed Emperor) (74-49 b.c.e.) 
Xuandi was a grandson of the Han dynasty emperor Wudi, 
who succeeded Zhaodi as emperor in 74 B.C.E. 
In the aftermath of the expansionary policy of WUDI, 
Xuandi's reign was marked by retrenchment and remis- 
sion of taxation. Thus the office in charge of music, 
founded under Wudi, was first reduced in scope in 70 
B.C.E. The reins of power -were in the hands of the minis- 
ter Huo Gang and his family. Intent on maintaining its 
position, the family arranged that the pregnant empress 
be poisoned and replaced by one of its own. After the 
death of Huo Gang, kno\vledge of the plot to poison the 
empress leaked out, and the Huo family, formerly all- 
powerful, was virtually eliminated when it was discov- 
ered that it had planned treason. 

The History of the Former Han (hanshu) is a major 
source of information on this reign. It describes discus- 
sions on policy after the huge expansion under Wudi. It 
was resolved to maintain a hold on the ne-w northwestern 
territories through agricultural settlement rather than mil- 
itary expeditions, and there was even a partial withdrawal 
from Korea. More old kingdoms were replaced by ne-w 
commanderies or subdivided into small realms so that the 
political map now showed scattered islands of kingdoms 
in a broad sea of commanderies. These new policies, 
labeled "reformist," characterized the reign of Xuandi. 

Xuanzang (602-664 C.E.) Xuanzang was a Chinese Bud- 
dhist monk who traveled as a pilgrim to the holy places of 
India and Central Asia and translated the Buddhist texts 
from Sanskrit into Chinese. 

While living in Sichuan as a recent convert to BUDDHISM, 
he was concerned by contradictions in the texts available 
to him and decided to leave China in 629 C.E. to visit the 
major Indian monasteries. His route, devious because of 
the lack of a permit, took him along the SILK ROAD to 
Samarqand, then south to BACTRIA and northwest India. 
He took a boat to travel do-wn the Ganges (Ganga) and 
visited MATHURA. His travels in India were extensive, but 
he spent most time at the Buddhist university center of 
NALANDA. He returned to the Chinese capital after an 
absence of 16 years accompanied by a large collection of 
manuscripts central to Buddhist thought and spent the 
balance of his life engaged in their translation. He also 



wrote an account of his travels, describing the countries, 
peoples, and customs of the places he visited, a vital 
source of information to this day. 

XUANZANG'S EXPERIENCES 

At Tokmak he had been the guest of the great khan of the 
Western Turks. He was treated as an honored guest, and 
after a banquet attended by 200 of the khan's bodyguards 
dressed in fine embroidered silks, he spoke to the assem- 
bled guests on Buddhist doctrine. In Tokharistan he 
described the Hephthalite script as being written from left 
to right, a reference to a script ultimately rooted in the 
BACTRIAN GREEK system of 500 years earher. Of the Heph- 
thalites themselves he noted that they controlled a con- 
siderable area, including -walled cities, but that some also 
lived in felt tents and moved from place to place. 

It is remarkable to have an eye-witness account of 
BALKH, one of the major centers of the Hephthalite 
empire, -which he described as being strongly fortified, 
but with a low population. There were about 100 monas- 
teries there and more than 3,000 Buddhist monks. At 
BAMIYAN he wondered at the colossal statues of the Bud- 
dha carved into the mountainside, now destroyed after 
the Taliban dynamited them, and noted 10 monasteries 
there supporting 1,000 monks. Of Kapisa he wrote: "It 
produces cereals of all sorts, and many kinds of fruit 
trees." There was a flourishing trade, for -which the 
Kapisans used gold, silver, and copper coins. At Kuga he 
described the royal palace as shining in its decoration of 
gold and jade. 

Some of his most interesting comments involved visits 
to particularly revered places, and his descriptions of 
ruined or deserted cities make him virtually the first per- 
son to engage in field archaeology in India. He found 
FATALIPUTRA, the old capital of the MAURYA EMPIRE, in a 
ruined condition -with only the foundations of the former 
monasteries visible. He also made a pilgrimage to the site 
of the hodhi tree where the Buddha had found enlighten- 
ment. The brick -walls surrounding the location were high 
and 500 paces in circumference, he said. There -were a large 
monastery beyond the northern gate and a flower pool 
beside the southern entrance. The tree itself was still there 
but had suffered damage and was not as high as it had 
once been. Each year, on the anniversary of the enlighten- 
ment, kings and monks and a multitude of people irrigated 
the tree with perfumed water and made offerings. 

On his return to China after an absence of 16 years, 
he had hundreds of precious documents and relics of the 
Buddha. A notable mural from MOGAO dating to the Tang 
dynasty sho-ws him on his return journey, accompanied 
by a highly auspicious white elephant. Officially wel- 
comed at DUNHUANG, he visited the Mogao caves and 
then carried on to the capital, CHANG'an. For the remain- 
ing two decades of his life, he translated the texts he had 
returned with into Chinese, and these have become clas- 
sics of Buddhist literature. 



Xunzi 393 



Further reading: Bernstein, R. Ultimate Journey: 
Retracing the Path of an Ancient Buddhist Monk Who 
Crossed Asia in Search of Enlightenment. Ne-w York: Knopf, 
2001; Devahuti, D., ed. The Unknown Hsuan-Tsang. 
Oxford: Oxford University Press, 2001; Wriggins, S. H. 
Xuanzang: A Buddhist Pilgrim on the Silk Road. Boulder, 
Colo.: Westview Press, 1998. 

Xue Xue was a small state located south of the state of 
Lu in Shandong, China. As virtually all the less powerful 
states of the EASTERN ZHOU DYNASTY (770-221 B.C.E.) 
were, it was subject to predatory attacks from larger 
neighbors, and Xue fell during the WARRING STATES 
PERIOD (475-221 B.C.E.) to QI. Intensive archaeological 
investigations have allowed a reconstruction of its capital 
city of Xue. These show that it was initially a LONGSHAN 
CULTURE (c. 2500-1800 B.C.E.) settlement that was 
greatly expanded during the WESTERN ZHOU DYNASTY 
(1045-771 B.C.E.). The city walls at this phase covered an 
area of 900 by 700 meters (990 by 770 yds.). A still larger 
city was then built during the Warring States period, 
which covered 1,750 hectares (4,375 acres), almost 30 
times as large as its Western Zhou predecessor. This is a 
rare indication of the increase in the size of cities over 
time that culminated in the Warring States period, as the 
nature of the city moved from a palace-administrative 
center to one that incorporated industry and trade. With 
the rebuilding, the former Western Zhou center became a 
second inner precinct of the new foundation. Archaeolog- 
ical research has also unearthed a number of rich tombs 



within this city that cover the Spring and Autumn and 
Warring States periods of Eastern Zhou. The former were 
notable for their burial chambers and nested coffins, as 
well as the presence of sacrificial victims. Fortunately, 
some have survived unlooted and provide many fine jade 
ornaments and bronze vessels. The inscriptions on the 
bronzes reveal that the tombs belonged to members of 
the ruling elite lineage of Xue. 

Xunzi (c. 310-215 B.C.E.) Xunzi is the name given to the 
Chinese philosopher Xun Qing. 

Through a long life, he witnessed the final decades of 
the WARRING STATES PERIOD and ultimately the triumph 
of the kingdom of QIN. He spent much of his life as a 
teacher and member of the Jixia Academy in the state of 
QI but also traveled widely to CHU and Qin and wit- 
nessed in the latter a single-minded drive to military 
success that involved long and bloody battles. Such 
experiences probably influenced him toward a less opti- 
mistic view of the human condition than that of MEN- 
CIUS, and his ideas are discussed in a series of long 
essays. His philosophy was rooted in the belief that 
human beings are basically evil and that strict laws are 
required to tutor and control their behavior. He was a 
contributor to the legalist school so popular with the 
first emperor, QIN SHIHUANGDI. During his later life, he 
lived and taught in Shandong province, and his legacy 
beyond his writings is seen in the long list of his pupils 
who lived through the brief life of the Qin dynasty and 
into the Western HAN DYNASTY. 




Yakushi-ji The Yakushi-ji was a Buddhist temple that 
was first constructed at the city of FUJIWARA on the Nara 
Plain in Japan in 698 C.E. Fujiwara was a short-lived capi- 




The Yakushi-ji at Heijo-kyo in Japan was one of the major tem- 
ples of that city. This image of the healing Buddha dates to the 
1 9th century. (Scala/Art Resource, NY) 



tal of the late YAMATO state, and soon after the consecra- 
tion of the temple a new city was constructed 20 kilome- 
ters (12 mi.) to the north at HEIJO-KYO. A new temple 
with the same name was begun at fieijo in 718 C.E. and 
occupied a prominent position in the southwestern quar- 
ter of the city. The complex had an outer cloistered corri- 
dor with a square plan that enclosed the central kondo, or 
shrine hall, and two tall impressive pagodas. On the 
northern cloister, there was a lecture hall beyond which 
lay the monks' quarters, a refectory, bell tower, and 
library for storing sacred Buddhist texts. 

Yamatai The Chinese text known as the WEIZHI (History 
of the Kingdom of Wei) was compiled in the late third cen- 
tury C.E. by Chen Shou (233-297 C.E.). He became the 
official historian of the JIN dynasty. In 280 C.E. Jin 
reunited China after the Three Kingdoms period (begin- 
ning in 220 C.E., with the fall of Eastern Han), and Chen 
Shou began work on his History of the Three Kingdoms that 
had arisen from the HAN DYNASTY: WEI, WU, and SHU. One 
section of this highly regarded document, devoted to Wei, 
included a section on foreign peoples, including the king- 
dom of KOGURYO in Korea and the people of Wa in Japan. 
The section on the Wa described a journey from the vicin- 
ity of modern Seoul, Korea, to a place in Japan named 
Yamatai. There were eight stops en route, five of which 
have been identified with a reasonable degree of certainty; 
the last three, particularly the location of Yamatai, remain 
highly controversial. Archaeologists have, however, identi- 
fied in Japan the late period of the YAYOI culture (late third 
century C.E.) as that corresponding to Yamatai. The rele- 
vant passage describes Yamatai as being ruled by a female 
shaman called Himiko, who lived secluded in a palace. 



394 



Yamato 395 



She sent embassies to the Chinese court and received in 
return gifts of swords, mirrors, and a gold SEAL with a pur- 
ple sash. Yamatai had officials, markets, a taxation system, 
and much conflict. The lower orders bowed before highly 
ranked people. The latter were accorded fine tombs. All 
these aspects of Yamatai indicate that a complex society 
existed, perhaps even Japan's first state. 

The Weizhi raises the question of whether any sites 
are sufficiently complex to correspond to the palaces, 
tombs, and markets described in the history. This ques- 
tion has not been conclusively answered, although 
some Late Yayoi sites, such as Yoshinogari on Kyushu 
Islands, attained a large area (up to 25 hectares [62.5 
acres]) and were defended by a ditch and watchtowers. 
A large mounded tomb could well have been con- 
structed for receiving elite members of this rice-farming 
community. 

Yamato The kingdom of Yamato, centered in western 
Honshu in Japan, developed from the late YAYOI culture in 
the third century C.E. The Yamato state, over a period of 
four centuries, saw the development of an increasingly 
powerful civilization that grew in tandem with the THREE 
KINGDOMS of Korea and, finally, with Tang China. It 
received much influence in terms of ideas and goods from 
the continent but throughout displayed a specific 
Japanese ideology. Thus, although BUDDHISM was 
accepted, the local KAMI spirits continued in importance, 
as they do to this day. The rulers developed increasingly 
efficient forms of rice cultivation, the basic prop of the 
court centers, and disposed of sufficient wealth to deploy 
a naval fleet and armed force across the Tsushima Strait in 
support of their ally PAEKCHE in Korea. Huge royal and 
elite tombs, among the largest ever known, were con- 
structed and filled with opulent grave goods. Heavily 
armed cavalry, another Korean import, were maintained. 
Large cities, palaces, and temples, again on continental 
models, were built. Writing was adopted from the Chinese 
script, and records of tax payments written on wood have 
survived. Japanese civilization can look back at Yamato as 
its seminal period of development that led directly to the 
NARA STATE, when the capital city on the model of Tang 
CHANG'an was built at HEIJO-KYO. 

Yamato was ruled by okimi, or great kings, whose 
tombs under large burial mounds were known as kojun. 
Hence Yamato is also known as the kojun period of 
Japanese history. The Yamato kingdom was rapidly form- 
ing by about 300 C.E., dated on the basis of imported Chi- 
nese mirrors from burial mounds, and lasted for about four 
centuries. Knowledge about the Yamato state has relied on 
three main sources. The first are two early historic 
accounts compiled by royal order in the early eighth cen- 
tury C.E. and known as the NIHONGI and KOJIKI. Next are 
INSCRIPTIONS, for example, on swords recovered from elite 
tombs, and finally there is the evidence of archaeology. 



ORIGINS OF YAMATO 

During the late Yayoi culture, population densities had 
grown as rice agriculture became more efficient. The 
remains of extensive IRRIGATION works have been identi- 
fied during this period, and iron technology became more 
widespread, with applications in both agriculture and war- 
fare. Within a broader frame, complex societies were 
evolving during this period both in Korea and in Japan. 
This trend was given stimulus by the previous foundation 
of Chinese provinces in the northern part of the Korean 
Peninsula, but with their demise, the development of the 
states of KOGURYO, Paekche, and SHILLA occurred. Yamato 
can be seen as a component of the same process. 

EARLY YAMATO ROYAL BURIALS 

Kofun burial mounds are widely found around the shores 
of the Inland Sea of Japan and match in many respects sim- 
ilar large and ostentatious burial mounds in Korea of the 
period. Perhaps by historical accident, particular stress in 
Japan has been given the huge mounded tombs found in 
the Nara Basin as representing the earliest phase of Yam- 
ato. This reflects the later political domination of this 
region during the compilation of the Kojiki and Nihongi 
historical texts in the early eighth century. In this interpre- 
tation, the then rulers sought local origins for their royal 
ancestry. The names of the early Yamato kings are thus 
recorded, and attempts have been made to match them 
with particular burials. In general, this early phase of Yam- 
ato was characterized by large tumuli in which the dead 
leaders were interred in wooden coffins sunk into the tops 
of the mounds. The elite were associated in death with 
exotic high-prestige goods, such as jasper and tuff jewelry, 
bronze mirrors, and iron weaponry, including body armor. 
The earliest dynasty, named after the alleged founder, 
Sujin, included five kings. Sujin himself is said to have 
reigned from 219 to 249 C.E., followed by Suinin, Keiko, 
Seimu, and Chuai, the last reigning from 343 to 346. Sujin, 
described as "he who ruled first," was closely involved in 
the worship of the kami of Mount Miwa in the southeast- 
ern flank of the Nara Plain and thereby sought sacred pow- 
ers of legitimacy. Here at the foot of Mount Miwa six 
colossal kojun have been found and sequenced. The earli- 
est is known as Hashihaka, followed by Nishitonozuka, 
Tobi Chausu-yama, Mesuri-yama, the Sujin tomb, and, 
finally, the Keiko tomb. They vary in length from 207 to 
310 meters (683 to 1,023 ft.). Sujin is also described as a 
military leader who sent out princes to fight his enemies 
and took captives. This implies that there were rival poli- 
ties around the Inland Sea and into Kyushu and that the 
period was one of competition and militarism documented 
in the widespread placement of iron weapons and armor in 
elite tombs. 

SECOND DYNASTY OF YAMATO 

The second dynasty of Yamato is named after its founder, 
Ojin, whose reign dates traditionally fall between 346 and 



396 Yamato 



395. During his reign there is clear evidence for the intro- 
duction of hteracy into Japan through the aegis of Korean 
tutors. The pohtical center initially moved north in the 
Nara Basin to Saki, where a group of very large kofun 
mounded tombs are located. However, by 400 C.E., the 
power base had moved west, out of the Nara Basin and 
onto the Osaka Plains near the store of the Inland Sea. 
Six subsequent rulers are named in the early historical 
accounts, ending with Yuryaku, who reigned from 457 to 
479. If these dates are accurate, Ojin would have been the 
ruler to whom the SHICHISHITO sword was presented by 
the ruler of the Korean kingdom of Paekche in 369. This 
gold inlaid ceremonial -weapon, -which is still kept in the 
Isonokami shrine in the Nara Basin, reflects the strong 
relations that existed between Paekche and Yamato, a 
relationship that drew much valued iron to Japan. The 
elite burials of this phase contained considerable quanti- 
ties of iron weaponry and armor as well as tools. From 
450, gold and silver ornaments of Korean inspiration 
were also found in elite burials. 

The tombs were no-w surrounded by moats, and clay 
HANIWA, representations of houses, people, and animals, 
increased in numbers and complexity as part of the mor- 
tuary ritual. Tomb chambers were no-w lined in massive 
stones and coated -with clay to counter dampness. Char- 
coal and pebble-based drains were also used for the same 
purpose. 

The changes from tomb offerings that stressed ritual, 
such as bronze mirrors, to increasing quantities of 
weaponry and armor have been cited as evidence for an 
actual invasion by foreigners -who introduced cavalry into 
warfare. This "horse-riding" invasion theory has been the 
object of considerable debate but has not been sustained 
by archaeological evidence. The alternative and more 
likely hypothesis is that the second dynasty developed 
from the first with a change in its political center, perhaps 
to take advantage of the po-wer of local clans, in a context 
of increasing political contact -with Korean counterparts. 
This trend involved territorial gains against former rivals 
to the west by the Yamato rulers, intent no doubt on 
securing maritime access to the Tsushima Strait and there- 
fore to Korea. While it is clear that the Yamato kings of 
the fifth century commanded considerable military power 
and engaged in political relations with contemporary 
Korean states, little is kno-wn of the actual mechanisms 
whereby they conducted their administration. They must, 
for example, have been able to control a large force of 
labor to construct their massive tombs and excavate 
extensive irrigation works. Chronicles refer to a number 
of court positions, such as guards and sword and quiver 
bearers, and the close relations with Korea drew immi- 
grant scribes. There were also specialist craft workers. The 
rulers, according to the early historical accounts of the 
period, -were less concerned with rituals and spent more of 
their time in organizing secular activities: provision of irri- 
gation works and suppression of regional dissent. 



Production of Grave Gifts 

Archaeological research has provided compelling evidence 
for the development of specialization in the manufacture 
of the high-prestige goods encountered in the rich burials 
of this period. At Furu on the Nara Plain, for example, 
excavations have uncovered a center for the production of 
iron blades dating 450-550 C.E. The -wet conditions in 
part of the site led to the survival of wooden hilts, both 
complete and unfinished, of knives and swords. There 
were also the foundations of square buildings thought to 
have been storehouses. Soga Tamazukuri -was a site that 
concentrated in the production of stone beads. The 
sources of the talc, jasper, and tuff are exotic to the Nara 
Plain and reveal the transportation of raw materials over 
considerable distances for processing there. 

The move of the political center onto the Osaka 
Plains saw the construction of the largest tombs recorded 
in Japan and probably the largest mounded-earth tombs 
ever constructed. The Furuichi group contains the so- 
called Ojin tomb, which attained a length of 420 meters 
(462 yds.), while the Mozu group incorporated the Nin- 
toku tomb 486 meters in length. The grave offerings in 
the tombs of this period included huge caches of 
weapons: One located near the Qin tomb contained 77 
iron swords. These massive tombs also held assembled- 
chest coffins formed by joining large slabs of stone. 

Inscribed swords provide evidence for the extension 
of Yamato control during the fifth century. That from 
INARIYAMA is dated to 471 C.E., during the reign of King 
Yuryaku (r. 457-479). It had belonged to a member of 
the official group of sword-bearer guards of the royal 
palace, -who -was an official of the court located more than 
300 kilometers west of the tomb. A second inscribed 
sword dating to the same reign from the mound of EDA- 
EUNA-YAMA on the far -west coast of Kyushu included the 
word okimi, "great king," and thus confirms central con- 
trol over a region 550 kilometers to the -west. 

Clans and Specialist Groups 

In cementing control over their kingdom, Yamato kings 
of the fifth century relied on two major social groupings, 
the uji, or clan, and the he, or specialist group. Both were 
under the control of the kabane, a title given to their 
hereditary head by the king. There were several ranks of 
kabane, ranging from village headmen to high officials of 
state. Uji formed the backbone of the agricultural system 
that sustained the central court; the he were specialists, 
living in specific locations, and provided goods or per- 
formed tasks needed by the central authority. Thus 
through the control of the he groups, some of whom were 
immigrants from Korea with special skills, the rulers 
could harness to their o-wn purposes iron workers, mak- 
ers of shields, irrigation engineers, horse trainers, and 
fletchers. Yamato's participation in the affairs of Korean 
states during the fifth century may well have drawn in 
some such immigrants against their will, but nevertheless 



Yamato 397 



as such groups occupied provincial areas of Japan, central 
rule was extended more widely. 

Relations with Korea 

Close relations with Korea also obtained for Yamato the 
developed iron tools that transformed agricultural effi- 
ciency. This particularly applied to the iron-tipped hoe 
and spade, which made it possible to move greater quan- 
tities of soil. Doubtless such implements expedited the 
construction of the massive royal tombs, but at a more 
fundamental level they meant that irrigation facilities, 
canals, and ponds could be completed more efficiently. 
The Furuichi Canal, for example, on the Osaka Plain was 
between 8.5 and 9.5 meters (28 and 31.4 ft.) wide and 
ran for at least 10 kilometers (6 mi.). 

These changes, allied with increasing agricultural 
surpluses, permitted the Yamato kings to play a signifi- 
cant role in Korean affairs. This was doubtless fueled by 
their demands for iron and other strategic or luxury 
goods but was also stimulated by the internecine wars 
being conducted between the Korean kingdoms of 
Koguryo and Shilla against Paekche. The rulers of 
Paekche turned to Yamato for military alliances, sending 
high-ranking members of the royal family to Japan to 
demonstrate their good faith. This policy is well illus- 
trated in a memorandum of 478 sent to the Song court of 
China by the Yamato king Yuryaku (r. 457—479). Having 
described the Yamato conquest of hundreds of kingdoms, 
the memorandum sought the Chinese emperor's mandate 
as supreme commander of an expedition against the 
forces of Koguryo, which, he complained, had been pre- 
venting him from having regular contact with the 
emperor. Yuryaku died in the following year, and in any 
case he was denied the title he sought, and the maritime 
expedition against Koguryo did not eventuate 

LAST RULERS OF YAMATO 

In 507 a new king, named Keitai (r. 507—531), ascended 
the throne. Some have seen this as a dynastic break, but 
Keitai had the same royal credentials as his predecessors, 
and there was no serious rupture in tradition. The court 
center and the royal tombs were now relocated back to 
the Mount Miwa area of the Nara Plain. Fifteen kings and 
three queens were to rule until the end of Yamato, after 
the death of Empress Genmei (r. 707-715). The signs of 
decline in power appeared during Keitai's reign. Yamato 
drew on Korean iron for its weapons industry, particularly 
from areas under its own control in the confederation of 
statelets known as KAYA. These were uncomfortably 
located between the might of Shilla to the east and that of 
Paekche to the west. During the course of Keitai's reign, 
Shilla moved into Kaya, taking territory traditionally 
loyal to Yamato. An expedition to halt this move fell apart 
as a result of an insurrection in Kyushu, where a local 
leader called Iwai refused to cooperate. This required a 
diversion of forces to cope with the disobedience and 



severely delayed action in Kaya, reflective of rising inde- 
pendence in the provinces. 

Late Tomb Architecture 

The Nihongi, quoting an earlier source, described how 
Iwai had a tomb constructed for himself of grandiose pro- 
portions, with 60 stone sculptures of warriors and a 
shrine with statues of men and horses, together with 
stone reproductions of palaces and storehouses. Directed 
to the correct location by descriptions in the Nihongi, 
archaeologists identified this tomb complex and found 
that it conformed to the eighth-century description. Its 
size reflects a widespread phenomenon of the sixth cen- 
tury, namely, a proliferation of kofun burial mounds for 
clan use, equipped with entrance passages to allow 
sequential interments of clan members. This is further 
evidence of the growing status and power of provincial 
clans. Some regional clans owned considerable estates 
and exercised local authority, but royal estates were also 
created at this period, the surpluses from which, be they 
from agriculture or the sea, went directly to sustain the 
court. They became a means of exercising political con- 
trol over distant provinces, for example, on the rich 
Kanto Plain, always a problem for developing states. This 
move was further strengthened with the registration of 
individual workers, which hearkens back to the auto- 
cratic regime of China's QIN dynasty eight centuries 
before. Indeed, registration implies a writing system, and 
there is no doubt, beyond the solid proof of inscriptions 
on swords and mirrors, that the Yamato court now 
employed scribes to maintain its records. These were 
available to those who compiled the first histories, such 
as the Nihongi, early in the eighth century. 

Korean Contacts and Arrival of Buddhism 
While the sixth century saw major land and administra- 
tive reforms at home, contact was maintained in the 
developing political situation in Korea, where Shilla was 
growing increasingly powerful at the expense of Paekche. 
Ongoing crossing of the Tsushima Strait by Korean goods 
and migrants emphasized the importance of maintaining 
central control over northern Kyushu. This, by the mid- 
sixth century, introduced the first currents of Buddhism 
and Buddhist thought into Japan, naturally accompanied 
by monks and sacred texts. Japan was strengthening its 
ties with the continent, as the new religion and the writ- 
ten word took hold. 

Internal Conflicts 

In 585, the rivalries between senior powerful clans reached 
the royal court itself, and civil war broke out over the suc- 
cession with the death in that year of Emperor Bidatsu. 
The problem of the succession was exacerbated by the lack 
of a clear rule for primogeniture and therefore the prolifer- 
ation of possible claimants. Two proteges of Soga no Imako 
were placed on the throne: Yomei for only two years before 
his death, and Sushun for five years before his assassina- 



398 Yamato 



tion arranged by Soga, to be followed by the succession in 
592 of the empress Suiko. With PRINCE SHOTOKU as her 
nominated successor, the empress reigned until 628, a 
remarkably long span for that period. However, it was Soga 
no Imako whose hands rested on the levers of power. 

Chinese Influence in Yamato 

Political conditions in Japan were now strongly influ- 
enced by events in China. After centuries of fragmenta- 
tion, China was reunited in 589 under the Sui dynasty. 
Yamato and the three states of Korea in due course sent 
tribute missions to the Sui court and were impressed by 
the power exercised by the emperor. Not only did he have 
a massive new capital and palace constructed, but he 
laced the empire with a canal system, and through the 
Confucian ethic of obedience to whoever was graced with 
the MANDATE OE HEAVEN received the obligatory homage 
of his subjects. Registration of individuals and an efficient 
system of revenue collection added to the knowledge of a 
powerful state that returned to Japan with members of 
the official mission of 600. These currents of change con- 
tributed to what has been called the Asuka enlightenment 
in Japan, the name from the new court capital located in 
the Nara Basin. 

Rise of Buddhism 

This enlightenment involved not only the rapid entrench- 
ment of writing based on the Chinese script and the con- 
struction of palace capitals on the Sui model, but, more 
significantly, the adoption of BUDDHISM. The struggle over 
the succession leading in 592 to the enthronement of 
Empress Suiko also divided the protagonists on the basis 
of their preferred religion, as Soga no Imako and Prince 
Shotoku favored the new BUDDHISM. Buddhist monks 
were then imbued with the charisma of divination and 
miracle working, and both men vowed that if successful 
they would promote the monks to the full. True to their 
promise, they had massive new temples constructed, 
employing immigrant craftspeople who included carpen- 
ters, painters, and ceramic workers, who were responsi- 
ble for the manufacture of roof tiles. Soga sponsored the 
construction of Asuka, the new capital in the southern 
Nara Basin, of the ASUKA-DERA temple; Shotoku was 
responsible for the SHITENNO-JI temple in Osaka. Both 
broke new ground in the size and splendor of religious 
structures in Japan, although neither temple has survived 
to the present day. The former was badly damaged by fire 
in 1196, and the latter was destroyed by bombing during 
the Second World War and now exists only in the form of 
a concrete replica of the original. 

Buddhism under royal patronage, particularly at the 
hands of Prince Shotoku, rapidly spread, and it is 
recorded that nobles vied with one another to construct 
temples. Their foundation saw the deposit of horse-riding 
equipment and gold and silver ornaments recalling the 
mortuary offerings made in the kojun and indeed contin- 
uing the tradition. A census taken in 623 recorded that 



by that year there were 46 temples, staffed by 816 monks 
and 569 nuns. 

Contributions of Korea in Religion and Society 
It is important to stress the role played by Korean immi- 
grants in the Asuka enlightenment. Korean priests were 
prominent among the 816 monks recorded in 623, 
Korean horse gear in Japan supports the widespread evi- 
dence for armored cavalry of the period with Korean 
influence, and similar currents can be seen in the archi- 
tecture of the grand new temples and burial goods found 
in elite tombs. At the same time, the enlightenment saw 
the establishment of imperially appointed ranks based on 
merit and ability. There were 12 ranks, identified on the 
basis of the color of feathers worn in a purple silk hat 
embellished with gold and silver. The role of Confucian 
ethics is seen in the titles, beginning at the top rank with 
the title "greater virtue" and descending through such 
titles as "greater propriety" and "greater justice" to the 
lowest of all, "lesser knowledge." These ranks of state 
officials replaced the former system of hereditary access 
to positions of influence. The 17 injunctions, said to have 
been formulated in 604 by Prince Shotoku, although this 
has been questioned, confirm a Confucian approach inte- 
grated with complete deference to the emperor's wishes. 
They range from the requirement that officials always 
obey the emperor, to an order not to disturb farmers at 
critical times of the agricultural round, such as planting 
and harvest. Officials are enjoined not to be jealous, to 
confer with others before making important decisions, 
and to work long hours. 

Taika Reforms 

Interest in Chinese unification, art, and culture was mag- 
nified through diplomatic missions sent by the empress to 
the Sui court, a practice that became more accentuated 
after the fall of the Sui and the establishment of the Tang 
dynasty under Emperor Gaozu in 618. However, there fol- 
lowed a period of factional politics in the court, because 
Prince Shotoku died in 622, and the empress Suiko died 
six years later. The obvious choice as successor was 
Shotoku's son. Prince Yamashiro, but his succession was 
opposed by the strong Soga clan. First the ineffectual 
emperor Jomei acceded, to be followed by his wife as 
empress Kogyokui (r. 642-45). Bloodletting followed. 
Yamashiro and his family were eliminated at the hands of 
Iruka, a leading member of the powerful Soga clan. In 645 
Iruka himself was murdered in the royal audience hall, 
setting the stage for the appointment of Emperor Kotoku 
(r. 645-54). One of his first actions was to move the capi- 
tal from Asuka to Naniwa on the coast, followed on New 
Year's Day, 646, by a series of major reforms that provided 
greater powers for the emperor and improvements to the 
tax system. These, known as the TAIKA REFORMS, reveal 
recurrent features in the development of early states. 

There was a census, and the tax on agricultural pro- 
duction was set at 3 percent of the yield. In addition. 



Yan 399 



cloth to be given in tax was set against the area of land 
owned. Other goods required included horses (one horse 
per 100 households), labor for work on government pro- 
jects, weaponry and armor, and even an attractive woman 
to be sent to the court. The new edicts also prescribed the 
size of tombs relative to the rank of the deceased. Was 
this order followed? It seems so, given the dimensions of 
the burial mounds of the period measured by archaeolo- 
gists. These reforms have been seen by some scholars as 
the turning point that saw Yamato develop into a full- 
fledged state on the Chinese model. Others, however, 
deny their relevance, claiming that the reforms were later. 
This issue was illuminated by the discovery in 1975 at 
the site of the Itabuki palace of a MOKKAN, or wooden 
tablet, that stated simply, "Shiragabe 50 households." 
Since the Taika Reforms specified that each administra- 
tive village was to include 50 households, this gave new 
documentary proof of the 646 date. 

THREATS FROM KOREA AND CHINA 

The defeat of first Paekche in 663, Yamato's ally in Korea, 
and then Koguryo in 668 by the combined forces of Tang 
China and Shilla had a profound effect on Yamato. Preda- 
tory enemies, in the form of either the might of the Tang 
empire or a unified Korea under Shilla domination, were 
now at Japan's doorstep. Defensive forts were constructed 
from Kyushu east into the heartland of Yamato. The capi- 
tal at Asuka was abandoned in favor of the more easily 
defended position at Otsu. The strength of the ruling 
dynasty under the emperors TENJI (668-71) and TEMMU 
(673—86) increased at the expense of the powerful clans. 
The investment in charismatic authority of the emperor 
was manifested in the construction of magnificent palace- 
capitals along Tang lines, such as FUJIWARA and in 710 the 
capital of Nara, also known as HEIJO-KYO. These were 
associated with a series of edicts that established the legal 
basis of the imperial rule. The 14-year reign of Emperor 
Temmu saw the construction of the Kiyomihara Palace at 
Asuka, a portent of the royal capitals to come, and 
increased central control over the armed forces. Historical 
records charting the godly origins of the royal dynasty 
were designed as a legitimizing force, and Buddhism was 
encouraged as the state religion. The sutras favoring royal 
rule were widely read. Temmu was succeeded by his 
widow, the empress JITO, who resolved to construct a great 
new capital at EUJIWARA on the Nara Plain, a city she was 
able to occupy in 694, which required huge resources of 
materials and labor to construct. It was designed along the 
lines of the continental cities on a grid layout, with the 
royal palace at its heart. In 702 the Taiho Code, a set of 
laws cementing the aristocratically based Fujiwara regime, 
was issued. It is important to note that the succession to 
the throne was not restricted to the male line, and the 
empress was succeeded by her sister, Genmei. One of the 
new ruler's first decisions was to abandon Fujiwara after 
less than a decade of occupancy and move the capital to 



Heijo-kyo, only 20 kilometers (12 mi.) to the north. This 
move established the Nara state, although the transition 
from Yamato was seamless and involved the same dynasty. 
Further reading: Barnes, G. Prehistoric Yamato: 
Archaeology of the First Japanese State. Ann Arbor: Uni- 
versity of Michigan Press, 1988; Brown, D. M. The Cam- 
bridge History of Japan. Cambridge: Cambridge University 
Press, 1993; Pearson, R. J., ed. Windows on the Japanese 
Past: Studies in Archaeology and Prehistory. Ann Arbor: 
University of Michigan Press, 1986; Totman, C. A History 
of Japan. Oxford: Blackwell, 2000. 

Yan The state of Yan was located in northeastern 
China, centered in the vicinity of modern Beijing. It 
occupied a strategic location between the sea and the Tai- 
hang mountain range, protecting the central plains from 
any attack from a northeastern direction. Yan, as had sev- 
eral other states that came to the fore politically during 
the Spring and Autumn period (770-476 B.C.E.), had its 
origins in the wars of succession that followed the death 
of King WU, the first ruler of the WESTERN ZHOU DYNASTY. 
The succession should have passed to his oldest son. 
Song, who under the name Cheng was to rule from about 
1042 until 1006 B.C.E. However, a younger brother of 
King Wu, Zhou Gong Dan, declared himself regent 
instead, on the grounds that Song was too young to rule 
alone. This fomented a civil war between the forces of 
Zhou Gong Dan and Cheng on the one hand and those of 
Dan's brothers on the other. Zhou Gong Dan fought suc- 
cessful campaigns to the east of the capital and greatly 
expanded the area under Zhou control. In time-honored 
tradition, rulers for the new territories were found among 
the loyal members of the ruling lineage, and Shao Gong 
Shi, a half-brother of Zhou Gong, was granted the fief 
that developed into the state of Yan. While under the 
Western Zhou, such fiefs owed fealty to the emperor, they 
assumed independence with the end of the Western Zhou 
dynasty in 771 B.C.E. Yan thus became an independent 
state during the EASTERN ZHOU DYNASTY. It was the most 
northerly of these states, and one of the smallest, but the 
splendor of the bronzes found in the cemeteries of Fang- 
shan and Liulihe shows beyond any doubt the wealth 
based on agriculture and trade of the ruling Zhou elite. 
Despite surviving through judicious alliances, Yan finally 
fell in the early third century B.C.E. to a powerful alliance 
led by the rival state of QI. 

The Huang (Yellow) River formerly flowed through 
Yan, and it would have been well positioned for trade and 
agricultural production. Excavations at Fangshan near 
Beijing have uncovered rich royal graves that include 
multiple chariots and horses as well as fine bronze ves- 
sels. Some of the vessels bear inscriptions that name indi- 
viduals previously documented only in literary sources 
such as the Shang Shu, including tai hao, a title given to 
Shao Gong Shi. The title yan hou is also found on bronzes 



400 Yangputou 



unearthed at the necropoUs of Fangshan, and further 
chariot burials have been found at Liuhhe. The old liter- 
ary name for Beijing was Yanjing, meaning the "Yan capi- 
tal," and the outstanding bronzes found there tend to 
sustain this interpretation. 

Wuyang or Xiadu, a secondary capital of Yan, was 
founded by King Zhaowang in the late WARRING STATES 
PERIOD (475-221 B.C.E.). It has been investigated archae- 
ologically and includes large walled areas with a canal 
flowing north to south through the center, thus linking 
the northern and central branches of the Yi River. Both 
walled areas cover 3,200 hectares (8,000 acres), the east- 
ern or inner city being further divided by an east-west 
wall. As did virtually all Warring States capitals, Xiadu 
incorporated specialized workshop areas. One was dedi- 
cated to the casting of bronze mirrors, a product that pro- 
liferated during the last few centuries of Eastern Zhou. 
Another was dedicated to iron casting and was perhaps 
responsible for the well-known iron helmet of Xiadu, 
which was made of separate plates that could be joined. 
Yet another area was given over to the casting of coins, 
while there were also bone and ceramic workshops. A 
hoard of ge halberds, most of which bear the inscribed 
names of Yan state lords, has been recovered. In the 
northwestern section of the inner city there is an exten- 
sive cemetery. One of the excavated graves included 
seven ceramic ding tripods and belonged to a minister. 

The records dating to the Warring States period pro- 
vide figures for the size of the armies that took part in the 
internecine strife of the period. Yan is at the bottom of 
the league table with only 100,000 infantry, a tenth of 
that estimated for the state of QIN. The same relative 
weakness is found in the number of chariots and cavalry 
and perhaps explains the ultimate demise of the state. 

Yangputou Yangputou is a major site of the DIAN CHIEF- 
DOM of Yunnan province, southern China. Dian was one 
of the many such chiefdoms spread across southern China 
that flourished during the later WARRING STATES PERIOD 
(475-221 B.C.E.) and the early Western HAN DYNASTY (206 
B.C.E.-9 C.E.). With the imperial policy of the Han, how- 
ever, it was to absorbed as a commandery, or province, of 
the Han in the second century B.C.E. Two major sites 
reveal through the wealth of their grave offerings the pres- 
ence of an aristocratic elite: SHIZHAISHAN and LIJIASHAN. 
Yangputou was excavated on a grand scale in 1998-99, 
when a total of 495 burials was uncovered in an area of 
just over a hectare (2.5 acres). Excavation was undertaken 
ahead of a construction program that covered the site. The 
most important result has been the documentation of 
social divisions in the cemetery; there were four large and 
opulent graves, 23 of considerable wealth, and the balance 
with few grave goods. The rich mortuary offerings 
included items of gold, jade, agate, and TACQUER. Swords 
were retained in gold scabbards, and lacquer bowls of 



probable Sichuan origin were uncovered. Unique features 
of this site were the human-like phalluses of antler or lac- 
quered wood incorporating carvings of animals, such as a 
rabbit, bird, or deer head. The graves were lined with 
wood, and some of the human skeletons have survived to 
provide a rare opportunity of examining the health and 
demographic character of a Dian community in which 
local leaders were apparently identified by their particu- 
larly fine mortuary rituals and offerings. 

Yangshao culture Yangshao is the name given to the 
many Neolithic cultures of north China. The sites date 
between approximately 5100 and 3000 B.C.E. and concen- 
trate in the loess uplands traversed by the Huang (Yel- 
low) River and its tributaries. Loess is a fine windblown 
dust that was deposited in vast quantities during the last 
Ice Age. Soft and easily worked, it encouraged the culti- 
vation of millet. Typical sites, such as Banbo, were large 
villages with an open area in the middle and circular 
houses. The cemeteries were placed outside a surround- 
ing ditch, and individuals were interred with animal 
bones and fine painted pottery vessels, which are the 
hallmark of this culture. There are many regional subdi- 
visions; the most interesting from the point of view of 
early civilization are those to the northwest of the area of 
distribution in the province of Gansu. Here some late 
Yangshao sites of the variants known as Majiayao, Ban- 
shan, and Machang have yielded the earliest evidence for 
a knowledge of BRONZE CASTING. Since bronzes were such 
a vital aspect of the ritual life of early Chinese states, the 
origins and early history of metallurgy in China are issues 
of considerable importance. At first sight, it might seem 
surprising that the earliest bronzes were found in remote 
Gansu. However, this part of China is strategically placed 
to give access to the TARIM BASIN, the Dzungarian Gates, 
and so across the steppes to the West. In later periods this 
came to be known as the SITK ROAD, linking imperial 
China, India, Persia, and Rome. Recent research has 
shown that a knowledge of bronze working, which origi- 
nated in the Near East, spread in an easterly direction 
before it appeared in China. As does that of later cultural 
phenomena that seem to have been transmitted in a simi- 
lar fashion, including use of the chariot and knowledge of 
iron working, the origin of Chinese copper and tin metal- 
lurgy appears to lie in the West. 

The village communities of the Majiayao phase of the 
Yangshao culture, which is dated in the vicinity of 3000 
B.C.E., typically include houses sunk into the soft loess soil 
as a protection against the bitter winter cold. The inhabi- 
tants cultivated millet and maintained domestic stock. 
They fashioned and kiln-fired pottery vessels and used pol- 
ished stone tools. The longevity of these stable villages led 
to the formation of large inhumation cemeteries. Their 
millet was stored in underground pits for winter consump- 
tion, and in one of these pits at the site of Linjia a bronze 



Yaoshan 401 



knife that was bet-ween 6 and 10 percent tin was found. It 
was cast in a double mold and represents one of the earli- 
est bronzes, if not the earliest, from China. Other pits at 
the same site have yielded fragments of bronze as well, but 
the knife is the only actual bronze artifact from this exten- 
sively excavated site. It presents a problem of interpreta- 
tion in that major excavations at sites of the succeeding 
Banshan phase (2700-2350 B.C.E.) of the late Yangshao in 
this region have revealed no other bronzes. This lack is 
particularly notable at Liuwan, where more than 1,000 
graves have been opened. Of these, 257 belong to the Ban- 
shan phase, and 872 to the succeeding Machang phase 
(2400-2000 B.C.E.). Yet no items of bronze -were recovered. 
To-ward the end of the Yangshao culture in the cen- 
tral plains, cultural changes that quickened in the suc- 
ceeding LONGSHAN CULTURE took place; particularly 
important were the first rammed-earth walls encircling 
settlements such as Xishan, near ZHENGZHOU. 

Yantie Lun The Yantie Lun (Discourse on Salt and Iron), is 
an important HAN DYNASTY text that explores the rationale 
for state control over vital industries. The discourse 
touched on many themes that continue to dominate eco- 
nomic policy, such as the relative advantages of state con- 
trol against private enterprise. Its background involved the 
fiscal policies of the emperor WUDI (157-87 B.C.E.). Wudi, 
the "Martial Emperor," had embarked on a major policy of 
imperial expansion. His armies had taken large new tracts 
of land in the northwest, -which extended the empire to the 
Jade Gates and DUNHUANG. This provided immediate access 
to the lucrative SILK ROAD but at the cost of training and 
equipping large numbers of soldiers and extending the 
GREAT WALL many kilometers to the west. To the northeast 
he took the land up to and including the Korean Peninsula, 
creating new administrative provinces, or commanderies. 
He also expanded his southern frontiers to include many of 
the warlike tribes of Yue from modern Yunnan east to 
Guangdong and Vietnam. This policy was very expensive in 
labor and materials, and he had to seek many new and 
unpopular means of raising revenue. These included the 
confiscation of privately owned land for the most specious 
reasons, the sale of titles, and the seizure of private assets 
and businesses concerned with trade in salt, iron, liquor, 
and the minting of currency. In essence, this policy was a 
reversion to the LEGALISM of the QIN dynasty, -whereby a pol- 
icy was justified if it enhanced the power of the state. In 81 
B.C.E. , soon after the death of Wudi and at a time of finan- 
cial duress, a debate took place between legalists and Con- 
fucian followers, and the proceedings are kno-wn as the 
Discourse on Salt and Iron. The principal purpose of this 
meeting, called by the government ministers, was to inquire 
into popular discontent about the effects of this policy. 

The arguments were tossed to and fro between the 
ministers (modernists) and Confucian scholars 
(reformists), at times descending to personal abuse and 



ridicule. One minister said of the scholars: "See them . . . 
in their coarse go-wns and worn shoes they walk gravely 
along, sunk in meditation as though they have lost some- 
thing. These are not men who can do great deeds and -win 
fame." The debate, however, was lively. The ministers 
described the phght at the frontier, where brave troops 
had to withstand the attacks of the XIONGNU, and the 
benefits of the new trade along the Silk Road that 
imported a whole range of new goods: precious stones, 
furs, and new ideas. To this, the Confucians responded 
derisively that Han had no business in Central Asia; they 
should concentrate on the homeland. As for the trade, 
the exotic imports benefited only the rich, for poor peo- 
ple who actually produced the fine silks for export could 
not afford such luxuries. The Confucians stressed the dis- 
tortions that followed state monopolies, in which goods 
■were bought cheaply and retained until prices soared. 
Then they could be sold at a huge profit, encouraging 
racketeering. This likewise diminished the vital impor- 
tance of agriculture and tempted farmers into quick prof- 
its through trade. But the modernists were insistent. State 
control over iron, for example, meant that high-quality 
iron implements could be manufactured and made widely 
available, thus improving agricultural efficiency rather 
than letting any profits remain in private hands. 
See also CONFUCIUS. 

Yaoshan Yaoshan is located between the southern edge 
of Lake Taihu and the Chang (Yangtze) River in eastern 
China. It is a necropolis of the LIANGZHU CULTURE, dated 
3200-2000 B.C.E. The site -was a raised mound almost 
100 meters (330 ft.) long, within which were at least 12 
tombs laid out in two rows. This mound -was surrounded 
by a moat two meters wide and a U-shaped platform. 
There is no evidence for occupation. Such ritual-mortu- 
ary sites are found at other Liangzhu sites such as SIDUN 
and Fanshan and emphasize the high degree of social gra- 
dation that existed in the Liangzhu culture, -where many 
ordinary graves lack the rich grave goods and double 
■wooden coffins with space for the placement of mortuary 
offerings found at Yaoshan. A typical grave gift was a jade 
cong commonly ornamented with monster's mark or face, 
in the form of bulging eyes, a broad nose, and tusklike 
teeth. 

As a result of rice cultivation that employed IRRIGA- 
TION and plowing for added efficiency, the people of 
Liangzhu had fine craft workshops for the production of 
jade, lacquerware, and ceramics. This is seen in the offer- 
ings placed with the dead at Yaoshan, including jade 
cong. The term cong -was coined during the EASTERN ZHOU 
DYNASTY (770-221 B.C.E.) to describe these unusual arti- 
facts. The cong has a circular interior in a square deco- 
rated exterior. Many were found surrounding the 
skeleton of a young man at the related site of Sidun, giv- 
ing rise to the theory that they were used in shamanistic 



402 Yarang 



rituals. Such monster images are also found on a series of 
trapezoidal jade plaques from Yaoshan. One example 
shows the monster flanked by men wearing feathered 
headdresses. Another such plaque was found associated 
with jade beads to form a necklace. These jades were 
made in the Liangzhu cultural area, although the location 
of the source of the jade itself is not known. 

Yarang Yarang is a moated settlement in the valley of 
the Pattani River on the east coast of peninsular Thai- 
land. Excavations have revealed a long sequence of occu- 
pancy. During the early phase there was a small moated 
settlement. This was expanded during the eighth to 10th 
centuries C.E. and involved the construction of several 
temples. The site was involved in widespread trade and 
was under the control of the kingdom of SRIVIJAYA. 

Yashodharapura King yashovarmani (r. 889-910) 
founded his new city of Yashodharapura around his state 
temple on the top of a hill known as Phnom BAKHENG in 
Cambodia. If the moat visible to the southwest of the 
Bakheng formerly enclosed his city, then Yashodharapura 
would have been very large indeed. This has long been 
regarded as likely. However, it has now been shown that 
this enigmatic "moat" was beyond reasonable doubt a 
12th-century construction designed to link the city of 
ANGKOR with a canal leading to the GREAT LAKE. Under 
these circumstances, although Victor Goloubew in 1933 
identified the Bakheng as the center of Yashodharapura 
first on the basis of air photographs and then on investi- 
gation of archaeological features on the ground, there is 
no certainty as to its size or limits. There is no doubt that 
he discovered faint traces of roads flanked by water 
basins, while further excavations have uncovered roof 
tiles, suggesting that elite residences were located around 
the central temple. Given the lack of walls or moats, 
Christophe Pottier has suggested that this and all later 
Angkorian cities had an open plan until the construction 
of ANGKOR THOM under JAYAVARMAN VII. 

Yashodharatataka See eastern baray. 



Yashovarman I (r. 889-910 C.E.) Yashovarman 1 (Pro- 
tege of Renown) succeeded his father, Indravarman 1, as king 
of Angkor in Cambodia in 889 C.E. 

He moved his capital from HARIHARALAYA to a new capital 
named YASHODHARAPURA. His state temple, known as the 
BAKHENG, was built atop a sandstone hill that dominates 
the flat plain north of the GREAT LAKE. In addition to com- 
pleting the INDRATATAKA, his father's reservoir (baray), and 
its island temple of LOLEI, Yashovarman had the massive 
Yashodharatataka (EASTERN BARAy), a reservoir of 
unprecedented size northeast of his capital, built. Tem- 
ples were also constructed on top of the other hills in the 



vicinity of ANGKOR during his reign, and the king also 
founded ASHRAMAS, retreats for ascetics. 

Yayoi During the late 18th century a number of burials 
were investigated in the vicinity of Fukuoka on the north- 
ern shore of Honshu Island, Japan. They were associated 
with bronze objects of clear Chinese inspiration or origin, 
including mirrors, halberds, and daggers. Stone molds for 
casting such items were also recovered. Between 1781 and 
1789 several bronze mirrors and iron swords were found 
in a burial urn at Ihara near Fukuoka. In 1822 the site of 
Mikimo on the northern shore of Kyushu facing Korea 
yielded bronze swords, spears, and halberds as well as 35 
mirrors of a style attributable to the former HAN DYNASTY. 
There were also glass beads similar to specimens found in 
Korea. This site also contained prehistoric burial urns of a 
type now known to be typical of the Yayoi culture. The 
rediscovery of this site in 1974 led to the recovery of fur- 
ther bronzes and glass beads and posed the key issue of 
the relationship between the prehistoric people of Japan 
and the sophisticated states that existed to the west and 
north. The word Yayoi is taken from a suburb of Japan 
where characteristic pottery was first recognized in 1884. 
There are three major phases: early (300-100 B.C.E.), mid- 
dle (100 B.C.E.-IOO C.E.), and late (until 300 C.E.). In 
many respects, the Yayoi period remains controversial. 
The degree to which its origin resulted from a major 
movement of people into Japan from the mainland has 
clear implications for the origins of the Japanese them- 
selves. Alternatively, was there minimal settlement but a 
strong current of diffusion of new ideas into islands long 
occupied by complex hunter-gatherers? During six or 
seven centuries of expansion and change, did the Yayoi 
people establish a state as complex as that described in the 
Chinese texts? These questions remain under review, but 
there can be no doubting the importance of the period in 
the establishment of the quintessential basis of Japanese 
statehood, the stable community of cultivators. 

Yayoi is a vital phase in East Asia because it was dur- 
ing these six centuries that the foundations of Japanese 
civilization were created. These rested on the firm base of 
rice cultivation, linked with bronze and iron metallurgy 
and increasing contact with China and Korea. The issue 
of the origins of Yayoi have not been clearly resolved, 
even if the main points are evident: Rice farming in pre- 
pared fields, following the developed Chinese method, 
was established by about 300-200 B.C.E., along with local 
skills in bronze casting and iron working. During the 
middle Yayoi there was a marked expansion of agricul- 
tural settlement from Kyushu past the Inland Sea and 
into Honshu, while sharp social divisions and large 
regional polities were forming during the late Yayoi. 

BEGINNINGS OF YAYOI CULTURE 

At the inception of the Yayoi culture, however, Japan had 
for millennia been occupied by hunter-gatherer groups 



Yayoi 403 



known collectively as Jomon. By the beginning of the first 
millennium B.C.E. knowledge and practice of rice cultiva- 
tion were spreading into Korea, and it was only a matter of 
time before it crossed into the Japanese islands. The basic 
issue is whether rice farming was introduced along with 
bronze and iron metallurgy into northern Kyushu by a 
wave of immigrants or more gradually entered social con- 
texts involving Jomon groups who in due course inte- 
grated rice farming into their long-established economy. At 
Itazuke, an important site in northern Kyushu, archaeolo- 
gists have recovered early Yayoi style potsherds in associa- 
tion with Yusu ware. The Yusu ware has been assigned to 
the late Jomon culture, although there is a school of 
thought that assigns it to the Yayoi proper. Resolving this 
issue is relevant to the question of Yayoi origins, because 
the remains of wet-rice fields at Itazuke have been found in 
association with Yusu pottery alone. The recovery of rice 
fields in Kyushu with late Jomon material culture, how- 
ever, should not occasion surprise; rather, it indicates con- 
tact with established rice-farming communities in Korea or 
even mainland China, a movement that must have 
involved the settlement of immigrant groups. This point 
does not rely only on the archaeological record of new sub- 
sistence activities and types of artifact. Although not abun- 
dant by any means, the remains of the actual people 
disclose that the Yayoi were taller than their Jomon coun- 
terparts, and their heads were of a different shape. Esti- 
mates of the population of Japan during the late Jomon 
period and that typical at the end of the Yayoi in terms of 
settlement sizes and numbers also indicate that there must 
have been a considerable degree of immigration. 

Adoption of Rice Cultivation 

The Yayoi rice fields represent from the beginning a 
sophisticated method of cultivation. It is known from Han 
tomb models in China that the construction of bunds 
around field plots to control the flow of water, linked with 
plowing and transplanting, underpinned the production 
of vital rice surpluses. This system appeared fully fledged 
in Japan, and it is hard not to see it as a wholesale adop- 
tion of an established system. The Yayoi people perma- 
nently occupied moated villages in proximity to their 
fields and maintained long-term cemeteries. Their tools of 
cultivation, as seen at the TORO site, were solidly con- 
structed of wood. However, it is necessary to emphasize 
that there were other crops as well, some of which were 
better suited to dryland cultivation than to the marshy 
wetland cultivation suited to the rice plant. These 
included two varieties of millet, wheat, and barley. A 
range of fruits were consumed, and acorns and nuts col- 
lected. There is little evidence for the maintenance of 
domestic stock, but hunting and fishing were undertaken. 

MIDDLE AND LATE YAYOI CULTURE 

The establishment of intrusive rice-farming communities 
in Kyushu was followed by a progressive expansion to 



the northeast into Honshu, while the extreme climatic 
conditions of Hokkaido favored the continuation of 
hunter-gatherers whose descendants in all probability 
constitute the surviving Ainu people of northern Japan. 
The initial expansion was probably rapid, a widespread 
feature of agricultural expansions that is also docu- 
mented in Southeast Asia and Europe. In Japan it is 
reflected in the widespread distribution east and west of 
the Inland Sea of a similar pottery style known as Onga- 
gawa ware. This spread appears to have reached north 
even by the end of the early Yayoi, as evidenced by the 
presence of rice fields at Sunazawa in northern Honshu 
and slightly later fields at Tomizawa in northeastern Hon- 
shu. The growth in the number of settlements during the 
middle Yayoi phase and the expansion from low-lying 
coastal flats to elevated terrain overlooking river valleys 
are both contributory factors to the increase in evidence 
for friction and fighting. Sites were ringed by defensive 
ditches, and stone arrowheads proliferated. 

Much tantalizing information on the late Yayoi 
period is found in a Chinese historical text known as the 
WEIZHI (History of the Kingdom of Wei), which dates to the 
late third century C.E. It describes the third-century C.E. 
Wa people of the Japanese islands as possessing a social 
hierarchy in which female shaman leaders were interred 
in large mounded graves. Himiko is named as the ruling 
shaman at that time. She lived in a heavily guarded 
palace. The journey to this place, named YAMATAI in the 
text, is described, but so vaguely that its location is not 
defined and remains highly controversial in some quar- 
ters of Japan. It also makes it clear that warfare was 
endemic, that there were legal and taxation systems, and 
that divination followed the Chinese model of interpret- 
ing cracks generated on animal bones by the application 
of heat. The people of Japan cultivated rice and raised 
silkworms. They had no domestic animals but main- 
tained officially sanctioned and regulated markets. There 
was a taxation system, and warfare involved soldiers 
equipped with bows and arrows, the latter tipped with 
iron. Hiniko in 238 and 243 C.E. sent embassies to China. 
The former led to the emperor's recognizing her as the 
queen of Wa, an ally; he sent her a gold seal, two swords, 
100 bronze mirrors, and beads of jade. 

Such Chinese accounts of foreign people are not con- 
fined to Japan. At about the same time that the Wei 
emperor was in contact with the Wa, the southern Chi- 
nese Wu emperor sent a mission to Southeast Asia, lead- 
ing to a similar account of the people of FUNAN. Both 
described what they saw or heard of through Chinese 
eyes, making their comments unreliable. However, some 
of the descriptive passages on Funan have been con- 
firmed by archaeology, and the challenge to confirm the 
account of Yamatai likewise has led, for example, to 
recognition of possible parallels in sites such as Yoshinog- 
ari on Kyushu. Here excavations have revealed a settle- 
ment that covered 25 hectares (62.5 acres) by late Yayoi 



404 Yayoi 



times. It -was demarcated by a large defensive ditch sup- 
plemented with watchtowers. The finding of a large 
mounded tomb covering an area of 40 by 26 meters (132 
by 86 ft.), associated with ritual pottery deposits, sug- 
gests the presence of an elite rank in the local society. 

New Technology — Pottery, Bronze, Iron 

The wholesale adoption of rice cultivation was matched in 
the area of technology. Pottery vessels had been a major 
aspect of Jomon material culture, but with Yayoi forms and 
decorative techniques changed, and manufacture of a set of 
cooking, serving, and storage vessels became the norm. 
These forms probably mirror the needs of rice farmers. The 
same can be said of stone tool forms, particularly the 
newly arrived stone reaping knives. Their form is 
widespread on the Chinese mainland, where they had been 
in use for millennia. Wear on the blades of these knives 
proves their use in rice harvesting. Weaving likewise had a 
long history in China, and with the Yayoi culture it was 
introduced into Japan, for many spindle whorls have been 



i^^s- 








■■-:'{ 


H. 


^^' ■ 








■ 4 






'1 


W: 


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a. •• 


.■■V-J 


i 



Yayoi period bronze bells had a major ritual significance and 
also illustrate aspects of life at that period in japan. Here we 
see a hunting scene and a raised house. (O Sakamoto Photo 
Research Laboratory/CORBIS) 



found. Silk entered Kyushu from southern China. As for 
wooden tools, the waterlogged conditions at such sites as 
Toro reveal the use of hoes, spades, rakes, and forks. 

The establishment of Chinese provinces in the north- 
ern Korean Peninsula conveyed knowledge of bronze and 
iron closer to the Japanese islands, and with Yayoi bronze 
spears, halberds, swords, mirrors, and bells appeared. In 
each case, the imported items were transformed by local 
bronze casters into forms more suited to local tastes and 
requirements. Thus the weapons were enlarged and 
broadened. The mirrors became smaller, and the bells 
greatly enlarged. The Yoyoi bell is a notable achievement 
of bronze casting, with its decorative scenes and, in the 
largest example, a height of 1.35 meters (4.5 ft.). Much if 
not all the metal cast in Japan appears to have originated 
in imported items that were recycled or copper ingots. 
Earlier bronzes employed Korean metal; later smiths pre- 
ferred Chinese sources. The same applies to iron. There 
are rich iron-ore sources in southern Korea, and finished 
products were traded south into Kyushu and western 
Honshu. Iron tools and weapons are regularly found in 
Yayoi sites, but not in great quantities, and local smelting 
does not appear to have become commonplace until after 
the end of the Yayoi period. There is, however, no doubt 
that iron played a significant role in agriculture, to judge 
from the presence of iron sickles, particularly in late 
Yayoi contexts. The recycling of iron and the propensity 
of iron to rust away under damp conditions might well 
account for its rarity. Links with the continent through 
trade are documented through the presence not only of 
bronze, but also of such imported goods as glass beads. 
These are widely distributed in Yayoi sites even from the 
earliest period. They have, for example, been recovered 
from Yoshitake-Takagi in Fukuoka prefecture and 
Higashiyamada-Ipponsugi in Saga prefecture. The num- 
ber of sites yielding glass beads, which would have 
reached Japan by the emerging sea lanes linking East Asia 
with India and the Mediterranean, increased markedly 
during the middle and late periods of Yayoi culture. Some 
late sites such as Tounokubi and Futatsukayama have 
yielded thousands from mortuary contexts. 

See also LELANG. 

Further reading: Barnes, G., ed. Hoahinhian, Jomon, 
Yayoi, Early Korean States. Oxford: Oxbow Books, 1990; 
Kiyotari, T. , ed. Recent Archaeological Discoveries in Japan. 
Tokyo: The Centre for East Asian Cultural Studies, 1987; 
Pearson, R. J., ed. Ancient Japan. New York: G. Braziller, 

1992; , ed. Windows on the Japanese Past: Studies in 

Archaeology and Prehistory. Ann Arbor: University of 
Michigan Press, 1986. 

yazhang A yazhang was a jade blade. The earliest 
known examples are from LONGSHAN CULTURE (2500-1800 
B.C.E.) sites in the Huang (Yellow) River Valley, such as 
Dafanzhuan, Shangwanjiazhuang, and Simatai on the 
Shandong Peninsula. These may have been from the jade 



Yinjiacheng 405 



manufactories on the Liaodong Peninsula. The image of a 
yazhang has been found carved on a jade disk at Anxi in 
the LIANGZHU CULTURE area of the lower Chang (Yangtze). 
Yazhang continued in use during the XIA and SHANG 
dynasties for ceremonial purposes. About 200 are known, 
their distribution extending from the central plains of the 
Huang River Valley to Hong Kong and northern Vietnam. 
Two sites in particular have yielded impressive samples: 
ERLITOU and SANXINGDUI, where more than 25 percent of 
all known examples have been recovered. The latter site 
has furnished a bronze model of a man holding such a 
blade in a position that suggests a ritual. Yazhang may 
have originated in a metal prototype, for a rare bronze 
from Erlitou has a similar shape. However, the bronze 
version must soon have fallen out of favor. Manufactur- 
ing such large jades was a testing procedure: An example 
from Erlitou dating to the first half of the second millen- 
nium B.C.E. was almost 0.5 meter (1.65 ft.) in length, and 
a massive specimen from Sanxingdui of a slightly later 
date was 1.5 meters. The hafts were bored from one side 
only, presumably to assist in halting, and the area 
between the handle and blade was cut to form a series of 
decorative ridges. After consistent grinding and polish- 
ing, the blade bore a very sharp cutting edge. During the 
Zhou dynasty, these blades became rare and of inferior 
workmanship, before disappearing from the archaeologi- 
cal record. 

Yelang Yelang was a powerful chiefdom based in the 
southern Chinese province of Guizhou. It developed con- 
siderable cultural complexity before being absorbed into 
the empire of the HAN DYNASTY (206 B.C.E. -220 C.E.). Its 
wealth and ranked social structure are best seen on the 
basis of excavations at the cemetery of Liujiagou under- 
taken in 1976-78. Thirty-nine of the 208 graves uncov- 
ered were distinguished by the location, size, and wealth 
of their grave furniture. One of these was 2.8 meters (9.2 
ft.) deep and contained two chambers, 8.1 by 4.7 meters 
(26.7 by 15.6 ft.), entered by a ramp. Grave goods 
included imports from the Western Han state, dated to 
the last two centuries B.C.E., such as bronze mirrors and 
coins. There are also house models in clay, which reveal 
domestic dwellings raised on wooden piles. These have 
several rooms, a pitched roof, and a rice-processing area 
under the floor. Burial 21 had wooden compartments, 
and grave goods included bronze vessels, spearheads, a 
crossbow, chariot fittings, ceramic vessels, and even the 
ceramic frame used when building or lining a well. The 
relatively less opulent graves were smaller and appear to 
have been set out in rows. 

Yellow Springs The Yellow Springs was the place below 
the Earth where, in Han Chinese thought (206 B.C.E.-220 
C.E.), the dead congregated. The Chinese conceived that at 
death a person was divided between the HUN and the BO. 



The former may be translated as the soul, which might 
migrate to the heavens or to the land of the Yellow Springs. 
The latter either remained with the body or migrated to 
the land of the Yellow Springs. If the ho found itself in this 
new land, it needed some means of identification. This 
explains why tombs often contained the dead person's SEAL 
and figurines of servants and retainers. 
See also HAN DYNASTY. 

Yellow Turbans The Yellow Turbans participated in a 
major insurrection against the Eastern Han emperor LINGDI 
and his administration. Lingdi (156-89 C.E.) was one of 
the few later emperors of the Eastern HAN DYNASTY who 
lived long enough to have a political impact. Early in his 
reign when he was still a boy, there was a power struggle 
between the old court families and the eunuchs. The latter 
prevailed, and until the end of the reign they dominated 
the central administration, favoring their relatives and 
opening administrative positions for sale. At the same 
time, new methods of taxation were devised, and the sys- 
tem of providing central aid to commanderies suffering 
crop failures began to break down. This led to serious dis- 
affection in the countryside. There were many local insur- 
rections, the most serious instigated by Zhang Que. He was 
the leader of a sect that claimed that every 60 years a new 
cycle of peace and prosperity began and that the next 
cycle, due to begin in 184 C.E., entailed the end of the Han 
dynasty. Through the organization of the Yellow Turbans, 
which would now be described as terrorist cells, Zhang 
Que fomented a simultaneous uprising across 16 comman- 
deries that stretched the defenses of the court to the limit. 
Military defeat in one area did not bring the rebellion as a 
whole to an end, for although Zhang Que himself died in 
the year of the rebellion, the Yellow Turban movement 
continued to create disturbances in the provinces for many 
years. Some Chinese historians, influenced by the impor- 
tance of peasant revolts, have identified the Yellow Turbans 
as the cause of the fall of the Eastern Han dynasty, but this 
claim is probably exaggerated. 

Ying Ying was one of the capitals of the CHU state of 
central China. According to the SHIJI, it was the capital 
from about 690 B.C.E. until 278 B.C.E. Controversy sur- 
rounds its actual location, but it was probably in the val- 
ley of the Han River. 

Yinjiacheng Yinjiacheng is a settlement site of the 
LONGSHAN CULTURE in Shandong province, China. This 
culture, dated to the third millennium B.C.E., is one of sev- 
eral that, through evidence for social ranking, anticipate 
the transition to early Chinese states, especially notable in 
poor burials associated with each rich grave located near a 
house. Pits probably used for sacrifices are also found. 
More than 2,000 square meters (2,400 sq. yds.) of this site 
has been opened by excavation, revealing a four-phase 



4o6 Yoro Code 



sequence, of -which the third is best documented. The vil- 
lage then had houses associated with pits and burials to 
form discrete residential-mortuary contexts. Burials have 
been divided into five classes depending on their size and 
the wealth of associated grave offerings. The richest of five 
Class 1 burials in Phase 3 measured 5.8 by 4.4 meters (19 
by 15 ft.) and reached a depth of 1.55 meters (5.1 ft.). 
Grave goods included 23 pottery vessels of high quality, 
20 pigs' jawbones, and the scutes (bony plates on the 
skin) of an alligator. This last find is highly significant, for 
the scutes probably formed the striking surface of a drum. 
Such drums have been found at the contemporary Long- 
shan site of TAOSI and were seen in China as symbols of 
royalty. Each rich grave was associated with a group of 
poorer ones. 

The presence of 245 pits in the excavated area is 
intriguing, for at sites such as CHENGZI, also in the Shan- 
dong Peninsula, they are thought to have been used for 
making ritual offerings to the ancestors. Some of those at 
Yinjiacheng probably had the same purpose. Two con- 
tained turtle shells that became prominent for divination 
ceremonies under the SHANG STATE; another included a 
jade knife. Such pits are found in association with the 
richer graves and confirm that the mortuary behavior can 
best identify the intense social ranking that marked the 
genesis of the first civilizations in China. 

Yoro Code The Yoro Code was a set of regulations of 
718 C.E. that provided the legal basis for the NARA STATE of 
Japan. The code covered a wide range of activities, starting 
with the structure of the bureaucracy, for which it named 
and defined the duties of the departments of state. Provi- 
sions for land allocation played a prominent part in the 
organization of labor. Arable land was provided for each 
individual above the age of six. For each male commoner, 
for example, 2,300 square meters (2,760 sq. yds.) was 
made available. Unallocated land was also given to nobles, 
officials, Buddhist temples, and those who provided meri- 
torious service to the court. The code provided for a reallo- 
cation based on population numbers and need every six 
years, but this was difficult to undertake thoroughly 
because of the time it required. Temples were exempt from 
the land tax. For the rest, there was a tax on rice and pro- 
duction of goods, such as cloth. One male member of 
every three in a household had to serve in the military, and 
every commoner had to be registered against his place of 
residence. It was not permitted to move from the home 
area. While the Yoro Code set out to regulate in detail the 
life of individuals in the Nara state, there is recurrent evi- 
dence of difficulties in enforcement. Nevertheless, its exis- 
tence illustrates the desire of the court to take control of 
the penal and legal systems. 

Yue Yue is the name of a state that flourished in south- 
ern China during the period of the EASTERN ZHOU DYNASTY 



(770-221 B.C.E.) until it was incorporated into the Han 
state. This region is rich in agricultural land and minerals 
and was early settled by rice farming communities. The 
concentration of research in the central plains of the 
Huang (Yellow) River Valley by Chinese archaeologists 
has often ignored developments in the south. However, 
from the Shu state of Sichuan through the state of CHU in 
the middle reaches of the Chang (Yangtze) to the delta 
area dominated by the WU STATE, there were states power- 
ful enough to challenge those formed to the north with 
the establishment of the WESTERN ZHOU DYNASTY in the 
late 11th century B.C.E. Yue is one such entity. It is 
recorded in the historical Chinese literature that it 
engaged in internecine conflict with its neighbor state of 
Wu over possession of the strategic lower Chang Valley. In 
496 B.C.E. the Yue army killed the king of Wu, and in 473 
B.C.E. it resoundingly defeated the forces of Wu to become 
effectively the last BA STATE before the advent of the WAR- 
RING STATES PERIOD. The Yue army was well equipped with 
weaponry, to judge from surviving swords made for their 
kings. Several rich Yue burials have been investigated, and 
they show that there was much intercourse with the Chu 
centers to the north. Typical of some rich burials are sets 
of four human-headed staffs, probably symbols of office. 

Wealthy Yue communities were clearly profiting from 
trade with their mighty Chu neighbor to the north. For 
centuries the south had supplied northern Chinese states 
with exotica, including turtle shells for divination, 
rhinoceros horn, cowry shells for currency, pearls, and 
kingfisher feathers to decorate Chu wall hangings. The 
south was also rich in mineral resources, particularly cop- 
per. Awareness of iron reached this part of China, it 
seems, by the fourth century B.C.E. 

Several swords have survived, most famously that 
from Tomb 1 at Wangshan. Inscribed swords have sup- 
plied the names of several of the Yue kings. At the end of 
the Warring States period in 221 B.C.E., QIN SHIHUANGDI, 
the first emperor, sent armies south to incorporate Yue 
into his empire. This empire was short lived, for rebel- 
lions that followed his death in 210 B.C.E. saw the rise of 
a number of kingdoms, one of which, that of Nan Yue, 
covered most of the modern provinces of Guangxi, 
Guangdong, and the Yuan (Hong, Red) River Delta. This 
state was founded by Zhao Tuo (r. 203-137 B.C.E., 
according to the available Chinese records), the former 
governor of the Nanhai commandery, who saw his oppor- 
tunity in the chaos that accompanied the fall of the QIN 
dynasty to reach for independence. He was succeeded by 
his grandson, ZHAO HU, also known as Wen Di (r. 
137—122 B.C.E.). His intact tomb has been found at 
Xianggang in Guangzhou. He was succeeded by his son, 
Ming Wang (r. 122-113 B.C.E.). In 111 B.C.E., the HAN 
DYNASTY under Emperor WUDI returned to the south and 
extinguished the kingdom of Nan Yue, replacing it with 
commanderies answerable to the Chinese court. 



Yutian 407 



BURIALS 

At Matouling, which dates to the late Spring and Autumn 
period, bells and vessels probably imported from the Chu 
state to the north were found in burials in association 
■with bronzes of local inspiration. The latter include four 
bronze staffs with human heads, short s-words, lances, and 
axes. A second grave from this site had many weapons, 
including 22 arrowheads. Four human-headed staffs -were 
found in a large and opulent grave from Nanmendong, 
together -with bells and bronze vessels. The single grave 
investigated at Niaodanshan measured 5.7 by 3.5 meters 
(18.8 by 11.6 ft.) and contained the remains of a wooden 
coffin. The grave goods were dominated by RITUAL BRONZE 
VESSELS and weapons. The four human-headed staffs had 
on this occasion been placed in each corner of the north- 
ern chamber of the grave, facing one another. They must 
represent some form of symbol of office. At Beifushan, 
four human-headed staffs recur in a large and richly fur- 
nished grave that included numerous -weapons, vessels, 
and jades. The richest Yue burial in this region is found at 
Beilingsongshan. It stands apart from all the rest by virtue 
of its size (eight by 4.7 meters) and the opulence of the 
grave goods. More than 100 bronzes were found, among 
■which vessels predominate. There are also two cast s-words 
and a spearhead. The set of vessels includes some Chu 
imports, such as a decorated jar inlaid with silver orna- 
ments. A set of four human-headed staffs was also present, 
■while the coffin itself had been embellished -with bronze 
sheets on the exterior. Other grave goods were made of 
jade and gold. 

In the strategic Wushui Valley, there -was a large 
cemetery at Dagongpingcun, dating from the late Spring 
and Autumn to the Warring States period. Later graves 
included bronze weapons and vessels as mortuary offer- 
ings. To the -west, at Yangjia, northern vessel forms were 
associated with weaponry in the burials. The bronze 
staffs, however, were no-w embellished -with animal rather 
than human heads. Moving a-way from the Zhu River 
Delta into Guangxi province, the burials become 
markedly poorer, further confirmation, if needed, for the 
importance of commanding resources and trade routes. 

Iron Objects 

None of the graves described yielded any iron artifacts, 
but at Yinshanling, a cemetery dating to the late Warring 
States period, some of the 108 excavated graves con- 
tained iron offerings. The importance of this site lies in 
the number of intact graves excavated, their spatial lay- 
out, and the complete inventory of mortuary offerings 
found in each. The graves themselves varied considerably 
in size, in the presence or absence of a waist pit at the 
base, and in the provision of a layer of pebbles and a cov- 
ering tumulus. These, together with as many as 59 differ- 
ent categories of mortuary offerings, make it possible to 
obtain some information on the social structure of a Yue 
community during the Warring States period. 



The range of grave goods includes 10 types of 
ceramic vessels, clay spindle whorls for manufacturing 
yarn, three types of bronze vessels, and bronze s-words, 
arro-wheads, spears, halberds, and battle axes. Bronze 
tools, such as axes, chisels, scrapers, drill points, and 
knives, were also abundant. Sumptuary bronzes included 
the familiar animal-headed staffs, ladles, and bells; iron 
■was employed for spearheads, axes, adzes, knives, and 
scrapers. A statistical analysis of this assemblage of graves 
has revealed a large number of similar graves with a fe-w 
special ones. No grave with a spindle -whorl -was also 
found to include -weaponry, suggesting a division along 
gender lines, but this hypothesis cannot be confirmed 
independently because of the poor survival of human 
bones. Whereas the proposed female graves, those -with 
spindle whorls, also possess iron spades and certain types 
of pottery vessels, only burials with weapons also have 
the animal-headed staffs. Furthermore, this second group 
also has a near-monopoly of rare and exotic Chu imports. 

The emphasis on weaponry in this cemetery stresses 
that it was in use during a period of intense warfare. After 
the victory of the state of Qin in 221 B.C.E., it is recorded 
that Qin Shihuangdi, the first emperor, sent five armies 
south to conquer Yue and take the capital, Panyu. The His- 
tory of the Former Han (hanshu) describes Panyu as "an 
emporium that sent north pearls, ivory, rhinoceros skins, 
fruit and cloth." However, the area of Yue was incorporated 
into the Qin and Han states as a series of provinces or 
commanderies. It was during this period that the tomb of 
Zhao Hu, the second king of Yue under the Western Han, 
was constructed. Discovered in 1983 at Xianggang in 
Guangzhou province, the tomb was entered via a ramp and 
steps nine meters (29.7 ft.) long. Its layout incorporated 
three chambers to-ward the front, a main chamber for the 
coffin, and three ancillary rooms for the storage of mortu- 
ary offerings. One of these has been described as the ban- 
quet room because of the fine bronzes there; another -was 
called the kitchen. Four -wives and seven attendants had 
been buried alive in another room. The mortuary offerings 
were varied, with origins in many different areas. There 
were Chu-inspired bronzes, an Iranian silver box, and 
African ivory. One large bronze container looks similar to 
those found in the DONG SON culture to the south. It -was 
decorated with a boat typical of the bronzes cast in the 
Yuan River Delta. 

Further reading: Chao Hing-wa, ed. Archaeological 
Discoveries of Ancient Yue People in South China Exhibition. 
Hong Kong: Museum of History, 1993; Li Xueqin. Eastern 
Zhou and Qin Civilizations. Ne-w Haven, Conn.: Yale Uni- 
versity Press, 1985; Swart, P. "The Tomb of the King of 
Nan Yue," Orientations 21 (1990): 56-66. 



Yueliangwan See sanxingdul 



Yutian See hotan. 




Zar Tepe Zar Tepe is a city located in the valley of the 
Surkhan Dar'ya in Tajikistan. Atop KUSHAN foundation, 
the walled city enclosed a palace and residential areas 
demarcated by major roads and smaller thoroughfares at 
right angles to one another. The upper layers contain 
coins dated to the Kushan-Sassanian period. 

Zeng Hou Yi (d. c. 433 B.C.E.) Zeng Hon Yi was a ruler 
of the small polity of Zeng, a fief of the Chu state, located in 
the Yun River Valley ofHuhei province, China. 
He was particularly notable for the extraordinary wealth 
of his tomb, which was discovered intact. It contained 
bronzes described as among the finest ever cast. These 
include a set of 64 bells that weigh a total of 2,500 kilo- 
grams (5,500 lbs.) and wine containers, the largest of 
which stands 1.3 meters (4.3 ft.) high. Most bronzes were 
inscribed with the text, "Hou Yi makes and holds onto the 
bronze, using it forever." 

See also CHU; LEIGUDUN. 

Zhangdi (Liu Da; Methodical Emperor) (57-88 c.e.) 
Zhangdi, was the third emperor of the Eastern Han dynasty 
of China. 

He was the fifth son of his predecessor, MINGDI, and 
acceded to the throne in 75 C.E. His reign was brief and 
relatively uneventful but did effect improvements in 
transportation of goods within the empire, particularly in 
the more remote southern commanderies. 

Zhangjiapo Zhangjiapo is a cemetery of the Xing Shu 
clan, a junior line of the royal lineage of the WESTERN 
ZHOU DYNASTY. It is located in the vicinity of XIAN in 
Shaanxi province, China, and contains tombs covering 



the middle Western Zhou period, dating approximately 
975-875 B.C.E. The largest grave. Burial 157, was 
equipped with two entrance passages with a combined 
length of 35.5 meters (117 ft.); other tombs had either 
one such entrance or none. It is thought that such elabo- 
ration turned on the status of the individual buried. 
Wives were interred in graves adjacent to male leaders. 
The social information that could have been obtained 
from this site has been greatly reduced by looting. How- 
ever, it is clear that the person interred in Burial 157 was 
richly equipped in death, for the components of six chari- 
ots were found in association with the tomb, while pits 
for the burial of horses were also located in the vicinity. 
Fragments of tents that would have been placed in the 
burial chambers have also been found. This burial was 
flanked by two graves for WOMEN, and, despite further 
looting, these still retained some fine bells and ritual 
bronze vessels for serving wine. 

Zhang Qian (d. 114 B.C.E.) Zhang Qlan was an emissary 
of the Han dynasty emperor Wudi, who more than anyone 
else opened the western regions to the expanding Han empire. 
Zhang Qian's travels across the SILK ROAD were instru- 
mental in opening the Chinese to the potential of trade 
with the West. After his death, the western regions were 
taken into the Han empire and strongly garrisoned. 
Watchtowers were built to warn of danger. Strong steppe 
horses were introduced into China, and as trade grew, 
BUDDHISM became strongly established. 

The Silk Road had for millennia provided a conduit 
for goods and ideas, linking China with India and the 
West. Its eastern routes passed north and south of the 
TARIM BASIN before reaching the oasis center of DUN- 
HUANG and on to the Gansu Corridor. Access to this 



408 



Zhao 409 



lucrative route from China was effectively controlled by 
the XIONGNU, nomadic pastoralists ancestral to the his- 
toric Huns. It was against the threat of these powerful 
and mobile people that the GREAT WALL was constructed. 
When Xiongnu captives were taken to China and interro- 
gated, they informed the Han that they had defeated a 
people known as the Yuezhi. The Yuezhi had been forced 
to move westward, where they entered history as the 
KUSHANS. Sensing the possibility of securing an ally 
against the Xiongnu, the emperor dispatched Zhang Qian 
to make contact with them. This resulted in an epic jour- 
ney chronicled in the SHIJI of SIMA QIAN and in the History 
of the Former Han (hanshu). 

ZHANG QIAN AND THE XIONGNU 

With Ganfu, a Xiongnu captive, Zhang Qian, then a 
palace attendant, set forth. He was captured and detained 
by the Xiongnu ruler for a decade, during which time he 
married a local woman. But he was able to escape and 
continue his journey westward. After 30 days he reached 
FERGHANA and was welcomed by the local ruler before 
continuing on his journey to the land of the Yuezhi. The 
great king of the Yuezhi did not wish to become 
embroiled in a war with the Xiongnu. Zhang Qian then 
continued his journey to visit BACTRIA before returning to 
China, where he arrived after enduring a second period 
of capture and confinement by the Xiongnu. 

ZHANG QIAN'S TRAVELS WESTWARD 

The information contained in the historical accounts of 
this extraordinary journey was most useful to the Han 
administration and likewise to historians interested in 
the state of affairs in Central Asia during the second 
century B.C.E. Of Ferghana, Zhang Qian wrote: "The 
people are settled on the land, plowing the fields and 
growing rice and wheat. They also make wine out of 
grapes. The region has many fine horses. The people live 
in fortified cities, there being about seventy or more 
cities of varying sizes in the region. The people fight 
with bows and spears, and can shoot from horseback." 
He described the SAKAs, north of the Amu Dar'ya River, 
as living a mobile life following their herds. The Parthi- 
ans still farther west, however, lived in walled cities, 
while the countryside was under wheat, rice, and vine- 
yards. Merchants there traveled by cart or boat over con- 
siderable distances, and he particularly noted that their 
COINAGE bore the image of the ruler. When the king 
died, his coins were replaced by a set with the image of 
the new king's face. Writing was done in horizontal lines 
on strips of leather. Although he did not travel farther 
west than PARTHIA, he heard of Mesopotamia through 
Parthian accounts and described it as hot and damp. The 
people lived by cultivating rice, by which he must have 
meant wheat and barley, and there were huge birds there 
that laid eggs as large as pots. Ostriches are thought to 
have lived then in the Near East. 



He also visited and described Daxia, or BACTRIA, as a 
land with cities but no state organization. Each city had 
its own chief. At the capital, Lanshi (Bactra), there was a 
huge market, and the people were great traders. All sorts 
of merchandise could be seen there. Most intriguingly, he 
recognized cloth from Sichuan for sale in Bactria, and 
when he asked the merchants how it was obtained, they 
replied that they had bought it in India. In India, he 
noted, the people go to war on elephants and live beside 
a great river. Given the difficulties he experienced along 
the Silk Road, he suggested that the route west out of 
Sichuan might be the safest and most reliable. 

RETURN TO CHINA 

The emperor was most interested by all this information 
of rich potential allies and trading partners to the west 
and instructed Zhang Qian to attempt to forge a trade 
route west from Sichuan. This proved virtually impossi- 
ble because of the dangerous tribes who lived en route. 
The Kunming of Yunnan, for example, murdered all Chi- 
nese on sight. 

His career after this epic journey was checkered. He 
was first created a marquis and sent as a guide and assis- 
tant on two Han expeditions against the Xiongnu. How- 
ever, the defeat of the Han army was partially blamed on 
his late arrival at a rendezvous, and he was sentenced to 
death. Commuted from this penalty, he was demoted to a 
commoner. The emperor then consulted him again on the 
internal politics of the Xiongnu, and Zhang Qian told 
him of the people of Wusun, whose king, Kunmo, had 
declared independence from the Xiongnu. Again, Zhang 
Qian set out to the western regions with many followers 
and laden with gifts for Kunmo, in the hope that the ruler 
would accept them and an alliance with the Han. He then 
returned to China, where he was honored once again, but 
he died a year later. 

Zhao Zhao was one of the three states that emerged 
from the disarticulation of the state of JIN in northern 
China toward the end of the fifth century B.C.E. It was 
also the most northerly and thus had the advantage of 
isolation during the WARRING STATES PERIOD (475-221 
B.C.E.). Before the development of total war involving a 
policy of exterminating all enemy forces, the rulers of 
Zhao exercised skilled diplomatic alliances with either 
QIN or QI. There was also a corps of skilled military lead- 
ers, which in 269 B.C.E. was able to defeat the army of the 
powerful state of Qin itself. The size and wealth evident 
in the archaeological remains are matched by contempo- 
rary records describing Zhao. However, the development 
of a policy of total war in the state of Qin under its 
redoubtable minister Fan Sui led to the downfall of Zhao. 
After defeating Qin in 269 B.C.E., the two states entered 
the decisive phase of war. The Qin under general Bo Qi 
and Zhao under Zhao Kuo engaged each other, and Zhao 
suffered terminal defeat. 



4IO Zhaodi 



There were three capitals, beginning with Jinyang. In 
425 B.C.E. a move was made to Zhongmau in Henan and 
39 years later to Handang at the junction of the Qin and 
Zhu Rivers in the southern part of the state. Investigations 
at Handan beginning in 1970 have revealed four major 
walled precincts. There are three at Zhaowangcheng, cov- 
ering 500 hectares (1,250 acres). This area includes raised 
stamped-earth mounds of the royal palace area. The 
precinct, known as the Dragon Platform, covered eight 
hectares (20 acres), and the platform survives to a height 
of more than 16 meters (53 ft.). Such huge so-called tai 
platforms -were a widespread feature of the Warring States 
period, and their construction was said at the time to 
exhaust the resources of the state. Ho-wever, their size was 
seen as a clear symbol of royal power. To the northeast lies 
a 1,500-hectare area that included the craft ^vorkshops. A 
cemetery to the northwest of the city has also been inves- 
tigated. The tombs were placed in vertical pits sunk into 
the ground, and many contained sacrificed victims. 

Zhaodi (95-74 B.C.E.) Zhaodi was the son of a minor 
consort of the Han dynasty emperor Wudi. 
The final years of Zhaodi's father's reign (141-87 B.C.E.) 
had been marked by dynastic strife among the families of 
the emperor's wives, and the choice of Zhaodi, who was 
only eight years old on his accession, as successor -was at 
least in part influenced by the fact that his mother had 
already died, and there was no likelihood of the influence 
of a powerful dowager empress. His reign was dominated 
by a triumvirate that included the powerful minister Huo 
Gang. Huo Gang retained a position of dominance during 
the reign, withstanding several coup attempts that led to 
the death or suicide of the two other members of the 
original triumvirate. Emperor Zhaodi died in 74 B.C.E. of 
unknown causes, and his death was followed by a 
rene-wal of factional strife among the members of the rival 
court factions. 

Zhao Gao (precise dates not known) Zhao Gao was a 
prominent member of the administration of the state of Qin 
toward the end of the Warring States period (475—221 B.C.E.). 
A eunuch, Zhao Gao attracted the attention of the king 
of QIN in about 246 B.C.E. and rose to become the admin- 
istrator of royal carriages, two of -which are represented 
in bronze in the tomb of QIN SHIHUANGDI, the first 
emperor of China. This gave Zhao Gao access to the 
royal court on their progresses through the empire after 
the final military triumph of Qin in 221 B.C.E. When the 
emperor died in 210 B.C.E., Zhao Gao was one of a small 
group who kept the fact secret to allow them time to 
manipulate the succession. This he achieved by securing 
a vital letter appointing the emperor's son, Fusu, to take 
charge of the mortuary rituals and instead sending a 
forged letter over the emperor's seal requiring the heir to 
commit suicide. He then manipulated the weak Ying 



HUHAI onto the imperial throne and proceeded to domi- 
nate the affairs of state himself. The intrigues continued 
against a background of insurrection and revolt in the 
formerly proud and independent kingdoms. Zhao Gao 
forced Huhai to commit suicide and installed Zi Ying on 
the throne with the title of king rather than emperor. 
Time, ho-wever, was running out for Zhao Gao as further 
revolts moved closer to the palace, and he himself was 
murdered in 207 B.C.E. 

Zhao Gong (llth century B.C.E.) Zhao Gong was the son 
of King Wen of Zhou, the ruler who instigated the overthrow 
of the Shang state in the llth century B.C.E., hut he did not 
live to see the final victory at the Battle ofMuye (1045 B.C.E.). 
Zhao Gong was the younger brother of King WU, the first 
king of the WESTERN ZHOU DYNASTY after the overthrow of 
Shang, and although the dates of his life are not known, 
he was active in the center of Zhou government during 
the second half of the llth century B.C.E. On the death of 
King Wu, the rightful heir was Wu's oldest son. Song, 
later known as King Cheng (r. 1042/35-1006 B.C.E.). 
Ho-wever, Zhao Gong declared himself regent because of 
the immature age of the legitimate ruler. A major civil 
war ensued, which saw the factions supporting Zhao 
Gong, or Duke Zhao as he is -widely known, triumph. 
This resulted in Zhao's ruling from the major strategic 
center of Chengzhou, -while his relatives spread the area 
of Zhou control more widely than before, laying thereby 
the foundations of the later states that rose up during the 
EASTERN ZHOU DYNASTY. When, in 6 C.E. the usurper 
WANG MANG put an end to the dynasty of Western Han, 
he cited Zhao Gong's declarations on the nature of the 
MANDATE OF HEAVEN in support of his actions. Over a mil- 
lennium, Zhao Gong's arguments, summarized and 
repeated in later classic Chinese documents, have main- 
tained his historic image as a man of persuasive ideas. In 
sum, he argued that the Mandate of Heaven, the charter 
to rule, was given to the elite, particularly the ministers 
advising the sovereign. The counterargument proclaimed 
at the time when the Western Zhou were establishing 
their kingdom was that the king alone received the man- 
date. With the increasing authority vested in King Cheng, 
Duke Zhou retired from active politics, but his legacy 
lived on. 

Zhao Hu (d. 122 b.c.e.) Zhao Hu, also known as Zhao 
Mo, was the king of the southern Chinese state of Nan Yue, 
who acceded to the throne in 137 B.C.E. 

After his death, he was given the posthumous name of 
Wen-wang. He is principally known for the survival of his 
intact tomb at Xianggang on the Zhu River Delta. The 
survival of this royal tomb, discovered in 1983, is an 
extremely important event. This stone palace complex 
was sought out by Sun Quan, who ruled the southern 
Chinese state of WU in the third century C.E. He had 



Zhao Hu 411 



heard rumors of the treasures it contained and -wished to 
have them. Fortunately, his men were unable to find it. 

Among the rich tomb gifts was an outstanding and 
rare jade found in the king's tomb itself. It was a circular 
lidded bowl decorated with birds and petals. Its value as 
an item for the personal use of Zhao Mo may be judged 
from its association with the king's personal gold SEAL. Its 
INSCRIPTION reads, "Administrative seal of Emperor Wen." 
This is the largest gold seal of the Western Han dynasty 
found, measuring 3.1 centimeters square (0.5 sq. in.). The 
handle is a fine coiled dragon. The grand title, linked with 
the magnificence of the tomb, emphasizes the strategic 
position at the mouth of the Zhu River that Zhao Hu con- 
trolled. Panyu, the capital of Nan Yue, commanded a 
highly strategic location at the mouth of the Zhu River. 
The king was interred with many rich offerings from Han 
China and Vietnam, a silver box from Iran containing 
medicinal pills, and ivory from Africa. It thus provides 
clear evidence for the operation of a major southern mar- 
itime trade route during the second century B.C.E. 

FOUNDING OF NAN YUE 

Bai Yue, a series of states in southern China, was invaded 
in 214 B.C.E. by the forces of QIN SHIHUANGDI, the first 
emperor. Three new commanderies were created, subject 
to the QIN capital. On the first emperor's death, local lead- 
ers revolted against foreign domination and established a 
series of new states, one of which was known as Nan Yue. 
The commander of the former commandery of Nanhai, 
Zhao Tuo (r. 203-137 B.C.E.), founded the kingdom of 
Nan Yue. While nominally a vassal of the Han emperor, 
he exercised virtually complete autonomy, and on his 
death he was succeeded by his grandson, Zhao Hu, who 
in turn was succeeded by his son, Ming Wang (r. 
122-113 B.C.E.). 

PLAN OF TOMB 

The tomb resembles those constructed for Liu Sheng and 
his consort at MANCHENG, with chambers cut into a hill- 
side. The construction of the tomb itself called on the 
placement of huge stone slabs, 24 for the roof, each 
weighing between three and four tons. Its layout had 
three chambers toward the front, a main chamber for the 
coffin, and three ancillary rooms for the storage of mortu- 
ary offerings. Internal doors were of wood, but the main 
entrance and the portal leading to the tomb itself had 
stone doors with a self-locking device that could not be 
reopened once closed. The suite of rooms was built as a 
subterranean palace. The first room to be entered was an 
antechamber, the walls of which were painted with cloud 
designs. The remains of a carriage with bronze fittings lay 
within. The chamber contained some of the king's posses- 
sions wrapped in silk and placed in bamboo and LACQUER 
receptacles. It was flanked by a storeroom to the west and 
a ceremonial chamber to the east. The latter had been 
used for musical instruments, including a set of bronze 



bells and zithers, as well as bronze and ceramic wine con- 
tainers. They were still protected by official clay seals. 
The skeleton of a young man, perhaps a musician, was 
found here, together with two wooden models of 
humans. 

One of the chambers within has been described as 
the banquet room, because of the fine bronzes located 
there; another was called the kitchen, because of the 
remains of oxen, fish, chickens, and pigs. Seven servants 
had been killed and buried in this room. To the right of 
the burial chamber there was a room containing the 
remains of four WOMEN. Entrance to it was barred by a 
lacquer screen with bronze bases, decorated with bronzes 
and feathers. One of the women within was interred with 
a seal giving her name as You Furen, lady to the right. 
The right-hand side was regarded as the more prestigious. 
She wore a jade pendant in the form of two dragons fac- 
ing each other, part of a set of jade pendants that would 
probably have been suspended from the neck. Six other 
sets were found with the women interred near the king. 

TOMB FURNISHINGS 

The tomb chamber itself was protected by two guards, 
buried at the same time as the king. He had been interred 
in a double lacquer coffin with gilt bronze fittings, but it 
had long since decayed through flooding. He wore a 
splendid jade suit made of 2,291 individual wafers. Those 
covering the head, hands, and feet were sewn together 
with silk thread, but others adhered to a backing. The 
remains of his skull and teeth suggested that he died 
when aged between 35 and 45 years. He was accompa- 
nied by a dazzling array of grave goods. His military role 
is reflected in his suit of iron armor and 10 long iron 
swords. Two bronze tallies in the form of a tiger inlaid 
with gold would probably have been used to confirm his 
duties, for the inscription on them reads, "By the king's 
orders." The jades found with him were of the highest 
quality. A single jade disk with a dragon and a phoenix in 
combat was found at his head, but nine other jade hi 
disks, auspicious symbols, were also present. One was 
held in the mouth of a TAOTIE mask. There were rare jade 
drinking goblets with handles of gilt bronze and a drink- 
ing vessel in the shape of a horn, ornamented with 
incised designs. 

There are many other offerings of outstanding inter- 
est. One is a bronze dish from which emerge three sinu- 
ous creatures with catlike faces, gripping in their mouths 
a jade disk supporting a jade cylinder. This is thought to 
have been a dew collector. Documentary records reveal 
that dew conferred immortality, and the HAN DYNASTY 
emperor WUDI would drink dew collected in such a vessel 
to obtain everlasting life. There is a set of eight bronze 
bells, the heaviest weighing 40 kilograms (88 lbs.). They 
are inscribed with the words, "Made by the music depart- 
ment in the ninth year of the reign of WENDl" (129 
B.C.E.). That bronzes were locally cast is shown by the 



412 Zheng 



presence of pieces of clay mold associated with a rectan- 
gular stove still containing the spikes for roasting meat. A 
tall bronze si tula, probably for serving wine, is also a 
local product. It was embellished with images of plumed 
warriors, some in a war canoe. One man, standing on top 
of the cabin, is brandishing a bo-w and arrow. Another 
holds a captive by the hair. Identical motifs were found in 
northern Vietnam in sites of the DONG SON culture and in 
the DIAN CHIEFDOM cemeteries of Yunnan. 

The remarkable wealth of this tomb and the presence 
of exotic items such as a Persian box stress the impor- 
tance of maritime trade during the last few centuries 
B.C.E. Nan Yue was renowned in the Han court for its 
pearls, kingfisher feathers, ivory, marine shells, and turtle 
shells. 

Further reading: Swart, P. "The Tomb of the King of 
Nan Yue," Orientations 21 (1990): 56-66. 

Zheng Zheng is the name of a state that was founded in 
China toward the end of the WESTERN ZHOU DYNASTY in 
806 B.C.E. The enfeoffed first ruler -was Zheng Huan Gong 
(r. 806-771 B.C.E.), younger brother of King Xuan. This 
was the twilight period of the WESTERN ZHOU DYNASTY, 
and the last two kings were supported strongly by the 
rulers of Zheng. Because of the threat from the -west, the 
capital of Zheng -was moved to ZHENGZHOU in Henan 
province. During the first reigns of the new EASTERN 
ZHOU DYNASTY, the rulers of Zheng assumed high promi- 
nence as early leaders of the BA SYSTEM, whereby one of 
the several emerging states became politically dominant. 
However, the third ruler of Zheng, Zhuang Gong, gre-w 
too prominent and clashed with the Zhou king. Ping. 
There folio-wed a battle in 707 B.C.E. in -which the king 
was injured. Zhuang Gong died in 701, and the authority 
of Zheng then declined as it entered into a period of 
internal friction over the succession. Zheng was never 
large or powerful enough to withstand the rising might of 
QI, QIN, CHU, or JIN and was particularly vulnerable to the 
northward expansion of Chu. However, the mortuary 
remains from Zhengzhou and Tanghu attest to the wealth 
of the leaders of this state. The Zhengzhou tomb was 
among the first to be examined -with a semblance of sci- 
entific precision, in 1923. It contained many fine bronze 
vessels, but the INSCRIPTIONS have not survived suffi- 
ciently for a full translation. It is thought that it was the 
tomb of Duke Chenggong, -who died in 571 B.C.E. 

Zhengzhou Zhengzhou is a major historical city, best 
known for its importance during the middle period of the 
SHANG STATE, "which continued to be occupied during the 
WARRING STATES PERIOD (475-221 B.C.E.) and the Han and 
Ming dynasties. It is occupied today and is the capital city 
of Henan province. It is best known as a major royal city 
of the Middle Shang period before the capital -was estab- 
lished at ANYANG. Excavations in the northeastern quarter 



of this city, which had a rectangular shape, have uncov- 
ered stamped-earth foundations that formed a raised plat- 
form at least 60 meters (198 ft.) long. This incorporated 
large circular holes for receiving posts or columns for a 
building so large that it was probably a palace, sur- 
rounded by a moat. The bronzes of Zhengzhou are partic- 
ularly interesting. They tend to be smaller and thinner 
than their counterparts at Anyang, and there are no obvi- 
ous intaglio inscriptions on them. Their designs are less 
complex than those of Anyang, but their quality leaves no 
doubt as to the skill of the specialists at this site. The site 
is located on elevated ground near the confluence of the 
Jinshui and Xionger Rivers, a typical situation for a Shang 
city, and commands the strategic junction of the western 
loess uplands and the broad expanses of the Huang (Yel- 
low) River Plain. Of the several alternatives, most think 
that this site was kno-wn then as Ao, founded by King 
Zhong Ding of the sixth generation of Shang kings. How- 
ever, it might equally have been the site of Bo, the first 
capital of the Shang dynasty (1766-1045 B.C.E.), and in 
the absence of a documentary record, it is hard to see 
ho-w either attribution can be confirmed. 

ARCHITECTURAL REMAINS 

It has proved difficult to open substantial areas of the site 
because it lies under a modern city and extends beyond 
the ancient -walls to cover an area of 25 square kilometers 
(10 sq. mi.). The site was first recognized for its early 
date and historical importance in 1950, when investiga- 
tions took place at a small mound known as Erligang 
near the southeastern outskirts of the city. This site has 
given its name to the middle phase of the sequence of the 
Shang dynasty. To the north lie the stamped-earth city 
walls that survive, in part up to nine meters (30 ft.) high 
and 36 meters (119 ft.) wide at the base. These walls 
enclose an area of about 335 hectares (837.5 acres). Exca- 
vations across and below these -walls reveal that they were 
built during the so-called Erligang period, a finding sup- 
ported by a radiocarbon determination in the vicinity of 
1650 B.C.E. These walls overlay cultural material ascribed 
to the Luodamiao culture and therefore corresponding to 
the last two phases of the occupation of ERLITOU. They 
were constructed of stamped earth, a technique that 
involved stamping down layers of earth about 10 cen- 
timeters (4 in.) thick in a frame-work of -wooden planks. 
The impressions of the planks and the depressions 
formed with the stamping of the surface with a blunt 
instrument have survived. Occasionally skeletons of 
workers employed on the construction have also been 
found. 

SACRIFICES AND OFFERINGS 

A ditch in the northeast area was filled -with a dense clus- 
ter of human skulls, many of which had been cut in half. 
They -were mainly those of young men. Other pits in the 
northern part of the city contained many dogs' skeletons: 



Zhongshan 413 



One had the remains of 23 dogs. Dogs -were often sacri- 
ficed as part of divination rituals at Anyang, and animals 
and people were also commonly slaughtered with the 
construction of new buildings. Other smaller stamped- 
earth foundations elsewhere in the city indicate a dense 
urban settlement. Some graves in the vicinity of the 
palace were equipped with rich mortuary offerings, 
including RITUAL BRONZE VESSELS and jade and bronze 
ornaments, the equipment associated with the aristocratic 
element of society. Some pits contained fragments of ORA- 
CLE BONES. There was also a piece of bovid rib with a 
series of written characters, one of which is probably the 
word zhen. This is a widely used form for ritual divina- 
tion, which makes it likely that Zhengzhou was one of 
the Shang royal capitals. 

WORKSHOPS 

The area outside the city walls has also been investigated 
and found to contain the remains of specialist manufac- 
ture. A bronze workshop yielded not only the remains of 
houses, presumably for the specialists involved, but also 
ceramic molds for casting ceremonial vessels, knives, 
daggers, arrowheads, and bronze residue from the cast- 
ing process. There were also a ceramic workshop 
equipped with large kilns and the wastes of pots not 
properly fired. Once again, stamped-earth houses indi- 
cate that the potters lived adjacent to their places of 
work. There was an atelier for the manufacture of bone 
ornaments and weapons, including arrowheads and hair- 
pins. One cache found outside the city walls contained 
13 fine bronze ritual vessels, including a ting that stood 
one meter high and weighed 86.4 kilograms (190 lbs). 
There are also at least four extramural cemeteries, in 
which grave goods included sacrificed dogs, bronzes, 
jades, and ceramic vessels. 

Further reading: Chang, K.-C. The Shang Civiliza- 
tion. New Haven, Conn.: Yale University Press, 1980; 
Loewe, M., and E. L. Shaugnessy eds. The Cambridge His- 
tory of Ancient China. Cambridge: Cambridge University 
Press, 1999. 

Zhidi (Liu Zuan; Upright Emperor) (138-146 c.e.) Zhidi 
was the ninth eXmperor of the Eastern Han dynasty of China. 
He was the great-great-grandson of Emperor ZHANGDI and 
acceded to the throne in 145 C.E. He was on the imperial 
throne for only 16 months before his death at the age of 
eight. 

Zhongshan Zhongshan was a small state in China that 
survived for much of the EASTERN ZHOU DYNASTY until it 
succumbed to the state of Zhou in 296 B.C.E. It was 
located in the province of Hebei in northern China and 
was hemmed in to the east and west by two more power- 
ful states, Yan and Zhao. A royal funerary park outside 
the capital city of Lingshou was constructed for King Cuo 



of Zhongshan, who died in about 308 B.C.E. The king 
himself was interred in the central tomb, one of the 
largest vertical mortuary pits discovered in early China. 
Archaeological investigations in 1974—78 encountered a 
looted burial chamber but recovered a remarkable bronze 
plaque containing a detailed plan of the mortuary park 
complete with INSCRIPTIONS describing its parts and a 
warning that those who did not complete it according to 
plan would be executed without mercy. It was not to be 
completed because, only a decade after King Cuo's death 
the state of Zhongshan was annihilated. The plan, how- 
ever, revealed that each of the five major tombs in a row 
was covered by raised pavilions in an innovative move to 
project the power and magnificence of the deceased. One 
underground pit contained the royal chariots, four in all, 
with 12 horses, a tent, and weaponry. Another was filled 
with his hunting equipment, including two dogs wearing 
gold and silver collars. Five royal boats filled a third pit, 
into which water could flow through a special channel. 
Other chambers were fortunately not only found intact, 
but filled with a treasury of outstanding bronzes that evi- 
dence the skill of the royal bronze casters. There was, for 
example, a tree with lamps. Birds perched among the 
branches, and men at the base were feeding monkeys. 

The founding population of Zhongshan were thought 
to have been the White Di, a formerly nomadic steppe 
group whose heritage might be seen in the later vigorous 
bronze castings that recall steppe prototypes. However, 
the population was heavily sinicized, particularly during 
a period between 406 and 378 B.C.E. when it was con- 
quered by the state of WEI. Archaeological and literary 
evidence makes it clear that the people of Zhongshan 
were proficient at iron working, and it is recorded that 
they fought with iron armor and weaponry. They were 
also described as a state that could put 1,000 chariots 
into the field. 

Archaeological research at Sanji in Hebei has identi- 
fied the capital city of Lingshou. Its walls cover an area of 
about four by two kilometers (2.4 by 1.2 mi.) and con- 
tained habitation areas and workshops for the production 
of bronze, iron, bone, and ceramic artifacts dating to the 
WARRING STATES PERIOD (475-221 B.C.E.). A royal mau- 
soleum in the southwestern part of the city has been 
identified, known as Tomb 6, and beyond the confines of 
the city walls a royal funerary park has been investigated 
in detail. It includes a double-walled precinct, the outer 
walls covering an area of 410 by 176 meters (451 by 194 
yds.). Moreover, despite the looting and burning of the 
central chamber, excavators encountered a number of 
subterranean pits that contained offerings for the 
deceased ruler. In many respects, these anticipate the 
much larger funerary complex of QIN SHIHUANGDI, the 
first emperor of China, who was interred a century later. 

The central and largest tomb for the king was associ- 
ated with two mausolea on each side, thought to have 
been designated for his queens and principal concubines. 



414 Zhou Daguan 



Five further small tombs north of the king's pit contained 
the remains of court WOMEN, richly endo-wed with grave 
goods, each with her head pointing in the direction of the 
king. A particular feature of the bronze industry was the 
use of gold or silver inlay, seen to perfection on a figure of 
a magnificent tiger consuming a deer. The inlay was 
placed to accentuate the natural musculature of the tiger. 
A second lamp was formed as a human figure with a head 
cast in silver, and there was also a fine bronze table richly 
inlayed with silver over a base of entwined dragons and 
phoenixes. Iron was also used in the manufacture of 
goods designated to accompany the king, and a ding food 
vessel with iron legs was found. Some of the bronzes con- 
tained long inscriptions, which supply information on 
the ruling dynasty and encounters with other states. King 
Cuo, for example, took part in the defeat of the state of 
Yan, but Zhongshan, never large enough to maintain its 
independence, was eliminated soon after his death. 

Zhou Daguan (late 13th-early 14th century) Zhou 
Daguan visited Angkor in Cambodia as a memher of a Chi- 
nese diplomatic mission from August 1296 until July 1297. 
He wrote a description of his impressions, and these are an 
unparalleled source of information on the daily life of the 
inhabitants of ANGKOR THOM during the reign of King 
INDRAVARMAN III (r. 1296-1308). As a diplomat, Zhou 
Daguan was given access to the royal palace, while his trav- 
els to and from the capital enabled him to appreciate life in 
the countryside. It is possible to identify the monuments he 
described and the locations he visited. The southern 
entrance to the city of Angkor Thom today is a massive 
gateway in front of a bridge over the moat. This bridge is 
bordered by giants and demons holding a sacred naga 
snake. Describing the 54 giants, Zhou Daguan said that 
they were holding the snake as if it was trying to escape. 
Within, he described the tower of gold, which must be the 
BAYON temple, which was then gilded. The tower of copper 
was the BAPHUON temple. Today the temples are a gray 
sandstone. He described the PHIMEANAKAS, the temple in 
the walled palace precinct, as being covered with metal. To 
the east of this precinct lay a gold bridge guarded by gilt 
lions, which gave way to a splendid pavilion that stood, 
unmistakably, on the modern ELEPHANT TERRACE. 

From this vantage point, the king and members of 
the court could view the spectacles that took place in the 
open ground between the palace and the temples to the 
east. Zhou Daguan was taken by the size of the great 
BARAYS, describing the Northern Baray (Jayatataka), with 
the NEAK PEAN island temple and the eastern lake, the 
temple on its central island harboring a huge bronze 
statue of the Buddha. Here he seems to have lost his bear- 
ings, for he was probably describing the WESTERN BARAY, 
where a bronze statue of Vishnu has been recovered. 

Zhou Daguan lived in a middle-class home near the 
northern gate for much of his stay. The floor was covered 



by matting, and there were no tables, chairs, or beds. Rice 
was husked on a mortar and cooked over a clay stove 
before being served on pottery or copper plates. Alco- 
holic drinks were made of honey, rice, leaves, and water. 
Social classes were distinguished by their houses, cloth- 
ing, and drinking vessels, ranging from gold for the aris- 
tocracy through silver to tin and pottery. Latrines, 
excavated by a group of families, were in the ground and 
covered with leaves. When full, they were replaced. 
Slaves performed a wide range of tasks. Rich families 
might own more than 100, poor families few or none. 

A wide range of specialists and traders lived within 
the city walls. Astronomers were very skilled and could 
predict eclipses. There was an inspector for the collection 
of live human gall, which was used to give courage to 
men and elephants. Many Chinese traders lived at 
Angkor Thom. They imported Chinese ceramics, LAC- 
QUER, cloth, iron, and copperware. Local WOMEN were 
active in the city market. Three groups of religious func- 
tionaries were present: Buddhists, Hindu Brahmans, and 
Sivaites. The city gates were closed every night. Dogs and 
criminals who had had their toes cut off were barred 
entry. Those guilty of serious crimes had their limbs 
crushed under heavy weights. 

Perhaps the most graphic of all his descriptions was 
that of a royal procession, in which members of the court 
who rode on elephants preceded the king, who, sur- 
rounded by female bodyguards, was holding aloft the 
preah khan, or sacred state sword. An audience with the 
king also involved intense rituals. Music preceded the 
arrival of the king at a gilt window. Supplicants pros- 
trated themselves with the forehead on the ground. King 
Indravarman III wore exquisite clothes made of woven 
floral patterns, a gold diadem, and gold and pearl jewelry. 

Beyond the city gates, Zhou Daguan described 90 
provinces, each with a regional capital. River and lake 
transport was important, but there were also roads and 
stone bridges, with rest houses at strategic intervals. Four 
harvests of rice a year were possible, each involving a dif- 
ferent technique of cultivation. The peasants used plows, 
sickles, and hoes and cultivated a wide variety of vegeta- 
bles, herbs, and fruit trees. 

Zhuangbai In 1975 a remarkable hoard of 103 RITUAL 
BRONZE VESSELS and bells was found in a two-meter-long 
pit at Zhuangbai in Fufeng county, Shaanxi province, 
China. The inscribed vessels had been stacked neatly in a 
manner suggesting that their owners intended to recover 
them after a period of social unrest, probably that attend- 
ing the end of the WESTERN ZHOU DYNASTY in 771 B.C.E. 
The texts indicate that the hoard belonged to the Wei 
family and included heirlooms extending back through 
five generations. One of the most important items was 
the SHI QIANG pan, because its INSCRIPTION recorded the 
history of the Western Zhou kings, together with descrip- 



Zuozhuan 413 



tions of the male ancestors back to the foundation of the 
dynasty and the end of the SHANG. This is often cited as 
the first Chinese historical text. It states that the high 
ancestor of the WEI line was granted land in the Zhou 
Plain by King Wu of Zhou just after the BATTLE OF MUYE 
in 1045 B.C.E. His descendants were Yi, Xin, Duke Yi, and 
then Shi Qiang, who had the vessel cast. Some of the ves- 
sels hoarded were heirlooms cast by these named fore- 
bears, but 36 of the vessels were later cast by Shi Qiang's 
son, Xing, and even more later ones by his grandson. Bo 
Xianfu. This last individual was probably the one who 
had the vessels hidden during the invasion of the plain of 
Zhou by the Quan Rong people in the eighth century 
B.C.E. This hoard, representing as it does at least five but 
possibly more vessels cast by successive generations of 
the same family, provides unique insight into the devel- 
oping bronze styles of the Western Zhou. 

Zhufeng Zhufeng is a site of the LONGSHAN CULTURE in 
Shandong province, China. This culture preceded the 
transition to the first civilization of the Huang (Yellow) 
River Valley, and the excavations at Zhufeng in 1987-89 
uncovered three outstandingly rich burials of the middle 
to late Longshan, dating in the mid-third millennium 
B.C.E. The graves and their contents assist in document- 
ing and understanding the growing size and wealth of the 
communities responsible for the transition. Burial 1 
included a series of wooden compartments in a grave that 
measured 4.4 by 2.5 meters (14.5 by 8.3 ft.). It contained 
the skeleton of a woman in the coffin chamber, associated 
with TURQUOISE and jade ornaments, six fine eggshell- 
thin pottery goblets in a chamber containing a total of 35 
ceramic vessels, and pigs' jawbones. A second burial was 
larger and richer. It measured 6.7 meters (22 ft.) long and 
reached a depth of more than two meters, but its width 
could not be ascertained because of disturbance. The 
dead individual wore a jade headdress and was found 
with jade ritual axes and a knife. Side compartments con- 
tained ceramic vessels of high quality and crocodile 
scutes, the bony parts of the skin, which may well have 
been the striking surface of a drum as at the related site 
of TAOSI. Some of the scutes at Zhufeng bore red, black, 
and white paint. The third grave was equally large, 6.5 
meters (21.5 ft.) long and 4.5 (14.9 ft.) wide. It too con- 
tained internal wooden divisions for the body and mortu- 
ary offerings that included jade and turquoise ornaments 
or ritual objects and 50 ceramic vessels. The presence of 
smaller and poorer graves at this site emphasizes the 
social divisions that were opening up during the course 
of the later Longshan culture. 



ments from Gansu to Liaoning provinces and down the 
course of the Huang (Yellow) River that reveal a marked 
trend to social complexity during the Chinese Early 
Bronze Age. The excavation of Zhukaigou between 1977 
and 1984 revealed five phases of occupation. The earliest 
layers included house foundations, human burials associ- 
ated with pottery vessels, and stone axes and knives; the 
inhabitants cultivated millet and maintained domestic 
sheep and cattle. The second and third phases of occupa- 
tion incorporated a series of important changes: Bronze 
awls and needles were cast, and sickles were now used. 
As is the case across much of northern China at this junc- 
ture, polished animal scapulae were burned and used in 
divination rituals. Many more animals were now placed 
as sacrificial offerings with the dead, and human sacrifice 
also appeared. The ORACLE BONES during Phase IV were 
carefully drilled before being cracked, while mortuary rit- 
uals became more elaborate. This phase has produced 
two radiocarbon dates of 1735 and 1565 B.C.E., making 
this phase equivalent to the late occupation of the site of 
ERLITOU. Finally, the fifth phase saw a proliferation in 
elaborate bronze castings, some of which were under- 
taken on the site, as is seen in the presence of a mold for 
casting an ax. There are also halberds and ritual bronze 
vessels such as the ding and jue. Tomb 1040 furnished a 
long ax and a dagger, as well as a bronze knife. These 
artifacts are clearly related to the repertoire of bronzes 
from the Erligang phase of the SHANG STATE. However, 
burials also include daggers matched in assemblages to 
the west on the steppes. Initially, Zhukaigou and related 
sites in vv^estern Inner Mongolia subscribed to a broad tra- 
dition of early copper and bronze use, oracle-bone div- 
ination, and a mixed economy of stock raising and 
agriculture. In the final phase, the culture was influenced, 
probably through trade contacts, by the increasingly 
sophisticated Middle Shang civilization as well as by the 
bronze-using societies on steppes. 

Zhushujinian See bamboo annals. 

Zidanku In 1942, looters seized a silk manuscript from 
a tomb at Zidanku in Changsha, Hunan province, China. It 
dates to about 300 B.C.E. and is one of several documents 
on silk from the kingdom of CHU. This particular example, 
which had been interred in a woven bamboo container, 
was about 25 centimeters (10 in.) wide and represented a 
divination board. The text was concerned with the divine 
origin of the calendar and was surrounded by images of 12 
gods, each of whom represented one month. 

See also EASTERN ZHOU DYNASTY; MAWANGDUI. 



Zhukaigou Zhukaigou, a Bronze Age settlement in 
southwestern Inner Mongolia, has given its name to a 
group of similar sites dated 2000-1500 B.C.E. The 
Zhukaigou culture is thus a contemporary of many settle- 



Zuozhuan (Tso Chuan) The Zuozhuan, or Commentary 
of Zuo (Tso), is a work of unknown authorship dating to 
the Chinese historical period named after the Spring and 
Autumn Annals (CHUNQUI FANLu) of CONFUCIUS. It was 



4i6 Zuozhuan 



probably compiled later during the WARRING STATES 
PERIOD (475-221 C.E.) and incorporates a series of dis- 
courses on the nature of kingship. One passage, for exam- 
ple, provides the record of a conversation between Duke 
Dao of JIN and his musician, Shi Kuang. The two discuss 
the fact that in 559 B.C.E. the duke Xiang of WEI was 
deposed. This is seen by Dao as disastrous, but Shi Kuang 
argues that a ruler must be benevolent and fair to his peo- 
ple, and if he ignores the advice of his ministers, then 
there should be no impediment to expelling him. A sec- 
ond episode concerned the duke Xiang of QI, who reigned 
from 553 to 548 B.C.E. It includes a description of divina- 



tion by interpreting the patterned fall of MILFOIL stalks 
and tells of poor governance that resulted in the duke's 
being assassinated by an arrow while attempting to escape 
imprisonment. A further delightful section describes the 
result of a divination with turtle shell by the duke Wen of 
Zhu, who in 614 B.C.E. responded to a divination that 
moving to a ne-w capital would benefit the people, but not 
the duke himself. Despite this -warning, Duke Wen 
insisted that any move that benefited the people would be 
desirable for him as well. The capital was moved, but the 
duke soon died. The moral to this story is then made 
clear: The duke understood the meaning of destiny. 



Chronology 



5000 B.C.E. 

4700 

4000 B.C.E. 

3300 
3200 

3000 B.C.E. 

2900 

2800 

2600 
2500 
2400 

2300 

2200 

2100 

2000 B.C.E. 

1900 



1700 
1600 

1500 
1400 



Yangshao culture developing in the Huang 1100 

(Yellow) River Valley, China 
Mehrgarh occupied in Baluchistan; a long 1000 B.C.E. 

prehistoric sequence unfolding 
Hongshan culture developing in northern 

China 
Foundation of Chengtoushan in the Chang 800 

(Yangtze) Valley 
Ravi phase of the Indus Valley civilization 700 

developing; earliest evidence for Indus 

Valley civilization script 
Amri-Nal phase of early Indus Valley 

civilization begins 500 

Liangzhu culture of lower Chang (Yangtze) 

Valley flourishing 
Earliest evidence for copper metallurgy in 

China at Linjia 
Amri culture of lower Indus Valley begins 
End of the Hongshan culture in northern 

China 
End of the Ravi phase of the Indus 

civilization 
Indus civilization developing strongly 
Early oracle bones found at Chengziyai 
Lower Xiajiadian culture of Inner 
Mongolia developing 

Jhukar culture of Indus Valley 400 

Longshan culture of China beginning 
Early bronzes in Qijia culture of northwest 

China 
Sapallitepa in Bactria occupied 
Mohenjo Daro, great Indus civilization 

city, abandoned 
Liangzhu culture of lower Chang 300 

(Yangtze) Valley on the wane 
End of the Longshan culture of China 
Settlement of Erlitou 
Beginning of the Xia dynasty of China 
Indus Valley civilization on the wane 
Foundation of the Shang dynasty in China 
Lower Xiajiadian culture of Inner 
Mongolia on the wane 
Walls of Sanxingdui constructed 
Huanbei, Shang dynasty capital city, 
founded 



Beginning of North Indian Grey Ware 

culture 
End of the Shang dynasty of China 
Batde of Muye 
Commencement of the Western Zhou 

dynasty 
End of the Western Zhou dynasty 
Start of the Eastern Zhou 
Beginning of the Spring and Autumn 

period in China 
Luoyang, the capital of the Eastern Zhou 

dynasty, founded 
Confucius's promotion of his political 

philosophy in China 
Birth of the Buddha 

Period of mahajanapadas in northern India 
Brahmi script in use in Sri Lanka 
Appearance of Northern Black Polished 

Ware in Ganges (Ganga) Valley 
End of the Spring and Autumn period in 

China; beginning of the Warring States 

period 
Rise to prominence of the Wu state in 

southern China 
Darius the Great's eastward expansion of 

Achaemenid empire 
End of the state of Jin in China; foundation 

of the states of Wei, Hann, and Zhao 
Oxus treasure created 

Leigudun tomb of the marquis of Zeng 

in China 
Bhir Mound at Taxila founded 
Maurya empire developing in India 
Lomasa Rishi, one of the earliest Buddhist 

rock-cut temples in India, created 
Rice cultivation adopted in Japan 
End of Achaemenid empire; Alexander the 
Great victorious at Gaugamela 
Alexander the Great's conquest in Indus 

Valley 
Foundation of Seleucid empire 
Ay Khanum, a Greek city in northern 

Afghanistan, founded 
Bactrian Greek kings beginning rule; 

Kharoshthi script being used 



417 



4i8 Chronology 



200 



100 B.C.E. 



300 



100 C.E. 



Arihasastra composed by Kautilya, minis- 
ter to Candragupta Maurya 
Megasthenes appointed ambassador to the 

court of Candragupta 
King Seleucus I Nicator fails to regain 

Indian territory 
City of Anuradhapura in Sri Lanka founded 
Beginning of Yayoi culture of Japan 
Asoka's rule of Maurya empire 
Asoka's conquests of the state of Kalinga 
State of Hotan southwest of the Tarim 

Basin developing 
Sa Huynh culture, predecessor of the 

Cham state, developing in Vietnam 
End of the Warring States period in China 
Establishment of Qin dynasty, China; terra- 
cotta army of Qin Shihuangdi created 200 
Work commences on the Great Wall of 

China 
Foundation of the Han dynasty 
Foundation of the Shunga dynasty in 

India; end of the Mauryan dynasty 
Battle of Pingcheng between Han emperor 

Gaodi and Xiongnu under Maodun 
Sirkap, the second city at Taxila, founded 
Beikthano city founded in Myanmar 

(Burma) 
Records oj the Grand Historian (Shiji) com- 
piled by Sima Qian in China 
Rule of Maodun, greatest leader of the 

Xiongnu 
Tombs of Mawangdui, China, constructed 
Amaravati stupa constructed in India 
Text of the Ramayana probably completed 

in India 
End of the Choson state in Korea, 

foundation of the Lelang commandery 
Beginning of the Tarim Basin state of 

Shan-shan 
Sunga dynasty reign in the lower Ganges 

(Ganga) Valley 
Arikamedu, a Roman trading port in India, 

active 
Foundation of the state of Paekche in 

Korea 
Foundation of the state of Shilla in Korea 
Red Eyebrow rebellion in China 500 

Wang Mang's creation of the short-lived 

Xin dynasty of China 
Ban Biao's writing of the History of the 

Former Han (Hanshu) 
Kushan empire founded by Kujula 

Kadphises 
Kushan founding of Sirsukh, the third city 

at Taxila 



400 



King Kanishka's rule of Kushan empire 
The gold burials of Tillya Tepe in 

Afghanistan 
Tomb of Prince Liu Sheng in Mancheng, 

China 
Construction of the massive Alisara Canal 

by King Vasabha of Anuradhapura 
Yellow Turban rebellion against the Eastern 

Han 
Beginning of the Funan state in the Mekong 

Delta 
Founding of Pyu civilization in Myanmar 

(Burma) 
Satavahana dynasty founded in the Deccan, 

India 
Rise of the western satraps in western India 
End of the Han dynasty 
Sassanian empire founded in Persia 
Ajanta temples begun 
Kofun burial mounds built in Japan for 

emerging elite 
Mathura art style 

Rise of the Pallava state of central India 
Koguryo state of northern Korea develop- 
ing in power 
Yamato state developing in Japan 
Beginning of the Cham civilization in 

Vietnam 
Kushan empire declining in power 
Foundation of Bamiyan 
Mogao Caves near Dunhuang occupied 
Foundation of Funan state, Mekong Valley 
End of Yayoi culture of Japan 
Kidarite Huns invade Transoxiana 
Chinese Buddhist monk Faxian's visit to 

India 
Begram treasure 

State of Taruma in western Java developing 
Rise of the state of Dvaravati in central 

Thailand 
My Son, a major Cham capital in Vietnam, 

founded 
Rule of King Nintoku of Yamato in Japan, 

interment in the largest known kofun 

mounded tomb 
Reign of King Muryong of Paekche 
End of the Funan state in the Mekong 

Delta 
Hephthalite Huns invade Sogdiana 
Chenla states of Mekong Valley active 
Fall of state of Kaya in Korea to Shilla 

forces 
Rise of Candra dynasty in Rakhine 

(Arakan), Myanmar (Burma) 



Chronology 419 



600 



700 



Latest additions to rock-cut temples of 

Ellora 
Chinese pilgrim Xuanzang's visit Bamiyan 
Construction of the Horyuji Buddhist 800 

monastery in Japan 
Shilla state unification of the Korean 

Peninsula 
Asuka, capital of Yamato Japan, founded 
Rise of the maritime trading state of 

Srivijaya on Sumatra, Indonesia 
Death of Prince Shotoku, patron saint of 

Japanese Buddhism 
Mokkan (wooden tablets) used in Japan to 

record transactions 
Taika Reforms begun in Japan 
State of Paekche in Korea conquered by 

Shilla forces 
State of Parhae founded in north Korea and 

Manchuria 
Ritsuryo Code promulgated in Japan 
Fujiwara inaugurated as the capital of 1100 

Yamato 
Nihongi, Japan's first history, composed 
Nara state founded in Japan 
Todaiji temple at Heijo-kyo completed 



900 



1000 



Rise of the Sailendra dynasty in Java, 

Indonesia 
Foundation of Angkor civilization 
Shoku Nihongi (Continued Chronicle of 

Japan) completed 
Borobudur temple in Java constructed 
Shit-taung inscription of Rakhine 

(Arakan) 
Foundation of the state of Pagan in 

Myanmar (Burma) 
End of the Korean state of Parhae 
Construction of Prambanan temples in 

Java, Indonesia 
Foundation of the dynasty of the "sun 

kings" at Angkor 
Airlangga ruling in east Java, Indonesia 
Anawrahta of Pagan ruling in Myanmar 

(Burma) 
Establishment of the Mahidharapura 

dynasty at Angkor 
Samguk Sagi (History of the Three 

Kingdoms) compiled in Korea 
Building of Angkor Wat 
King Kyanzittha's founding of Apeyatana 

temple at Pagan, Myanmar (Burma) 



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Index 



Boldface page numbers indicate 
main headings. Italic page 
numbers indicate illustrations. 



A 

Abeyadana temple 1 
Abhayagiri 1, 22 
ahhiseka 1 

Achaemenid empire xx, 1-2, 90, 
417c 

Alexander the Great 6 

Begram 47 

Charsada 73 

Ctesias of Cnidus 86 

Darius the Great 90 

Gandhara 116 

Merv 222 

Oxus treasure 252—253 

Sogdiana 328 

Taxila 343 
acupuncture 2 
Adhyapura 2 
Afghanistan 418c 

Antiquities Protection Law 21 

AyKhanum 29-30 

Bamiyan 35-36 

Bari-Kot 42-43 

Begram 47 

birch bark scrolls 52 

Dilberjin 94 

Hephthalite Huns 141 

Kandahar 176 

Kapisi 177 

Mundigak 233 

Rabatak 278 

Shortughai 317 

Shotorak 318 

Surkh-Kotal 334 

Tillyatepe 349-351 
Afrasiab 2, 13, 57 
Agni 2, 3 
Agnimitra 3 
agriculture xvii, xix, xxi 

Angkor 16-17 

Ankokuji 21 

boundary markers 56 

Chao Kuo 68 

Chenla 76 

Han dynasty 129-131 

Honshu 135 

Indus Valley civilization 150, 
153 

Iron Age in India 158 

irrigation See irrigation 

Jori system 173 

Kalibangan 175 

Kushans 190 

oracle bones 250—251 

shocn 317 



tomb models and reliefs 355 

Toro 357 

Yamato 397 
Ahicchatra 3 
Aihole 3 

Airlangga 3-4, 419c 
Airtam 4, 57 
Ajanta 4-5,5, 121,418c 
Ajatasatru 5 
Akhauri 5 
Ak-terek 5 

Ak Yum 5-6, 39, 58, 59, 374 
Alamgirpur 6 

Alexander the Great xvii, xx, 6, 
417c 

Arthasastra 26 

Bactria 31 

coinage 81 

Sir Alexander Cunningham 
87 

Maurya empire 216 

Sogdiana 328 

Taxila 343, 344 
Alikasudaro 6 
Allahdino 7 
Altyn Tepe 7 
Ama 7-8 
Amaravati 8, 8, 60, 64, 94-95, 

418c 
Amarendrapura 8 
amatya 9 
Ampil Rolum 9 
Amri 9, 417c 
Amri-Nal 9,33, 161,417c 
amrita 9-10, 18, 20,80, 118 
Ananda 10 
Anandacandra 10 
Ananda temple 10, J 1 
anastylosis 10, 11, 55 
Anavatapta, Lake 11-12, 42, 166, 

240 
Anavv^rahta 12, 256, 419c 
ancestor worship 12-14, 74, 378 
Andi 14, 139 
Angkor xvii, xix, 14-17, 17, 419c 

ancestor worship 12 

Angkorian art 18 

Angkor Thom Sec Angkor 
Thom 

Angkor Wat See Angkor Wat 

Antiquities Protection Law 21 

asura 28 

Bakheng 32-33 

Baksei Chamkrong 33 

Banteay Choeu 39 

Banteay Srei 40 

Baphuon 41 

haray 41-42 

bas-reliefs 43 

battle scenes 45 



Bay on 45-46 
Beng Mealea 48 
bodhisattva 54 
Charles-Emile Bouillevaux 

55-56 
boundary markers 56 
brick 56-57 
canals 62 
chahravartin 64 
Georges Ccedes 80 
Diogo do Couto 86 
devaraja 91 
Dong Si Mahosod 95 
Dvaravati civilization 97 
Eastern Baray 99 
Ecole Fran^aise d'Extreme- 

Orient 104 
Elephant Terrace 105 
face towers 109 
Great Lake 119 
Indravarman I 149 
Indravarman III 149 
irrigation 162-163 
Jayatataka 166 
Jayavarman II Sec Jayavarman 

II 
Jayavarman III 14,167-168 
Jayavarman IV 15, 91, 168, 

327 
Jayavarman V 15,40,168 
Jayavarman VI 168,211,263 
Jayavarman VII See 

Jayavarman VII 
Jayavarman VIII 169 
hamratengjagat ta raja 176 
Mahidharapur a dynasty 211 
Henri Mouhot 230 
NeakPean 240 
Phimai 260-261,261 
Phimeanakas 261-262 
Phnom Chisor 262 
PhnomRung 262-263 
Prasat Kravan 265 
PreahKhan 265 
Preah Khan of Konpong Svay 

265-266 
Preah Ko 266 
Preah Vihear 266 
Prei Monti 266 
Pre Rup 266 
quarry sites 276 
rajakidamaha^nantrin 279 
Rajendravarman 279 
E Marcello de Ribadeneyra 

282 
RongChen 284 
SdokKakThom 300 
Sras Srang 330 
Suryavarman 1 334-335 
Suryavarman II 335 



TaProhm 339 

titles 353 

Tribhuvanadityavarman 358 

Udayadityavarman II 360 

\arman 363 

visaya 365 

WatPhu 372 

Western Baray 374 

women 381 

Yashodharapura 402 

Yashovarman I 402 
Angkor Borei 17-18, 56, 62, 113 
Angkorian art 18 
Angkor Thom 18 

amrita 10 

Angkor 16 

asura 28 

Baphuon 41 

Charles-Emile Bouillevaux 56 

canals 62 

churning of the ocean of milk 
80 

face towers 109 

Jayavarman VII 168 

Phimeanakas 261 

slavery 327 

Terrace of the Leper King 347, 

Zhou Daguan 414 
Angkor Wat 19, 19-20, 419c 

ancestor worship 13 

Angkor 15 

apsara 24 

asura 28 

bas-reliefs 43 

battle scenes 45 

Charles-Emile Bouillevaux 
55 

churning of the ocean of milk 
80 

Suryavarman II 335 
Aninditapura 20-21 
Ankokuji 21 
Anotatta, Lake. Sec Anavatapta, 

Lake 
Antiochus 21 

Antiquities Protection Law 21 
Anuradhapura 1, 21, 21-22, 56, 

418c 
Anyang 22-24 

ancestor worship 12 

Antiquities Protection Law 21 

Ba state 44 

chariot burials 70 

coinage 83 

Dong Zuobin 96 

geomancy 118 

inscriptions in China 155 

royal palaces 285 

Shang state 304-307 



426 



Index 427 



XiaNai 387 

Xibeigang 388 
Apeyatana 24, 419c 
apsara 20, 24, 24, 38 
Arahaki-ji 24-25 
Arakan 25, 419c 

Anandacandra 10 

Anawrahta 12 

coinage 84 

Dhanyawadi 91 

Mrauk-U 232 

SelagiriHill 302-303 
Archaeological Survey of India 

25, 87, 119, 214, 379 
archaeologists 

Sir Alexander Cunningham 
86-87 

Dong Zuobin 96 

Amalananda Ghosh 119 

Liji 199 

Sir John Marshall 214 

Sir Aurel Stein 332-333 

Sir Mortimer Wheeler 
379-380 

XiaNai 387 
architectural reconstructions 

10-11, 55 
architecture 

Angkor Wat 19-20 

Anuradhapura 22 

Bhita 50 

Borobudur 55 

brick 56-57 

Chenla 76 

Gupta empire 121 

hangtu 134 

Hiraide 142 

Maurya empire 216-217 

Pagan 256-257 

quarry sites 276 

Shilla 315 

Suryavarman I 334-335 

Warring States period 
370-371 
Arikamedu 25-26, 379, 418c 
Arthasastra 9, 26-27, 81, 97, 

178-179, 216, 418c 
arya 27 
ashrama 27 
Asoka 27-28, 418c 

Amaravati 8 

Lake Anavatapta 12 

ancestor worship 13 

Arakan 25 

Bairat 32 

Bharhut 49 

BodhGaya 54 

Brahmi 56 

Buddhism 59 

Henry Colebrook 84 

Dharmarajika 92 

Gandhara 116 

inscriptions in India 155 

Jaugada 166 

Jayatataka 166 

Kalinga 176 
Aston, W G. 28 
astronomy 121 
Asuka-dera 28, 398 
asura 28 

Atranjikhera 29, 158 
Avalokitesvara 29, 43 



Avanti 29,48 

Ayaz-kala 29 

Ay Khanum 29-30, 31, 417c 

Aymonier, Etienne 30, 42, 261 

Ayodhya 30 

B 

Bactria 31, 417c 

Alexander the Great 6 

Cyrus the Great 87 

Fayaz Tepe 110 

Karatepe 177-178 

Oxus treasure 253 

Sapallitepa 297 

Taxila 343 

Zhang Qian 409 
Bactrian Greeks 31-32, 417c 

Ay Khanum 29 

Balkh 34 

Begram 47 

Charsada 73 

coinage 81 

Sir Alexander Cunningham 
86 

Dalverzin Tepe 89 

Dilberjin 94 

Gandhara 116 

Key-Kobad-Shakh 180 

Menandros 221 

Taxila 344 

Termez 347 

Xuanzang 392 
Badami 32, 138 
Bagh 32 
Bairat 32 

Bakheng 15, 32-33, 402 
Bakong 13-15, 28, 33, 138, 149 
Baksei Chamkrong 13, 14, 33, 57, 

279 
Balakot 33 
Bahtung 33-34, 174 
Balkh 6, 34, 141, 392 
Balu 34 

Baluchistan 33, 219-220, 239 
Bamboo Annah 34, 156, 372, 375 
bamboo slips 34-35 

Bamboo Annals 34 

Baoshan 40, 41 

bo 53 

Eastern Zhou dynasty 100 

Han dynasty tombs 133 

inscriptions 156 

oracle bones 251-252 

Sunzi 334 

Tianxingguan 349 
Bamiyan 35-36, 141, 392, 418c, 

419c 
Banavasi 36 
Banawali 36-37 
BanBiao 37,38, 134,418c 
Ban Don Ta Phet 37, 59, 97 
Bangarh 37-38 

Ban Gu 37, 38, 55, 134, 368-369 
Ban Khu Muang 38 
BanNonWat 38 
Banteay Chmar 38-39, 39, 42, 

43, 45, 168, 169 
Banteay Choeu 5-6, 8, 39, 41, 77 
Banteay Prei Nokor 39, 57, 77, 

167 
Banteay Samre 40 
Banteay Srei 11, 40, 40, 43, 168 



Baoshan 35, 40-41, 71, 223 

Baphuon 18, 41, 43, 45, 104, 231 

Bara 41 

Barabar 41 

haray 41-42. Sec also reservoirs 

Banteay Chmar 38 

Banteay Choeu 39 

canals 62 

Chenla 76 

irrigation 162-163 

Jayatataka 166 

WatPhu 372 

Zhou Daguan 414 
Bari-Kot 42-43 
Barygaza. Sec Broach 
bas-reliefs 33, 43-44, 55, 90, 
94-95, 318. See also tomb mod- 
els and reliefs 
Ba state 44, 102, 383, 406 
Ba system 44-45, 102, 412 
batde scenes 45 
Bayon 45-46, 46 

ancestor vv'orship 13 

Angkor 16 

Angkor Thom 18 

bas-reliefs 43 

battle scenes 45 

Charles-Emile Bouillevaux 55 

Buddhism in Southeast Asia 
59 

churning of the ocean of milk 
80 

face tovv^ers 109 

Jayavarman VIII 169 

Zhou Daguan 414 
he 46, 396 
Bedsa 46 
Begram 47, 418c 
Beikthano 47-48, 268, 418c 
Beng Mealea 48 
Besnagar 48-49 
Bezeklik 49 
Bhagavad Gita 49 
Bhagwanpura 49 
Bhaja 49 
Bharhut 49, 166 
Bharukaccha. 5ec Broach 
Bhavavarman I 49 
Bhir mound at Taxila 49, 81, 87, 

216, 344, 379, 417c 
Bhita 49-51, 210, 301 
Bhumara 52 
Bianxianwang 52 
Bindusara 52 
birch bark scrolls 52-53 
bo 53, 131-133, 405 
Bodh Gaya 53-54, 54, 87 
bodhisattva 29, 45, 54, 54, 348 
Bohu Tong 38, 55 
Borobudur 11, 55, 60, 419c 
Bouillevaux, Eather Charles-Emile 

55-56 
boundary markers 56 
Brahmi 56, 417c 

Anuradhapura 22 

Bangarh 37 

Beikthano 47 

coinage 81 

inscriptions in India 155 

Maurya empire 217 

seals 301 

Veda 364 



Brantas River 3, 4, 56, 80 
brick, medium for building 
56-57 

Ay Khanum 29 

Banawali 36, 37 

Beikthano 47, 48 

Bhita 50 

GoThap 119 

Pagan 255-256 
Broach 57 

bronze casting 57—58, 417c. See 
also ritual bronze vessels 

Altyn Tepe 7 

Anyang 24 

Ban Don Ta Phet 37 

Ba state 44 

Chanhu-daro 68 

chariots/chariot burials 72 

Chu 78 

coinage 83 

Co Loa 85 

Dadianzi 88 

dotaku 96 

Eastern Zhou dynasty 101, 
104 

Erlitou 107-108 

EuHao 111-112 

Hann 134 

Kexingzhuang 180 

Pagan 257 

Panlongcheng 259 

Qijia culture 270 

Sanxingdui 294-297 

Shu 318-319 

Silk Road 322 

Tonglushan 356 

VietKhe 364 

Warring States period 371 

Western Zhou dynasty 3 74, 
376, 378-379 

Wucheng 382 

Wu state 383 

Xia dynasty 386 

Xiasi 388 

Xin'gan 389 

Xintian 389 

Yan 400 

Yangshao culture 400-401 

Yayoi 402, 404, 404 

ZhaoHu 411-412 

Zhongshan 414 

Zhukaigou 415 
bronze vessels. See ritual bronze 

vessels 
Buddhism xix, xx, xxi, 58-60, 
417c, 419c 

abhiscka 1 

Airtam 4 

Akhauri 5 

Ak-terek 5 

AkYum 5 

Amaravati 8 

Ananda 10 

Ananda temple 10 

Lake Anavatapta 11-12 

ancestor worship 13 

Anuradhapura 22 

Arahaki-ji 24-25 

Arakan 25 

Asoka 27-28 

Asuka-dera 28 

Avalokitesvara 29 



428 Index 



Bagh 32 

Bairat 32 

Balkh 34 

Bamiyan 35-36 

Bari-Kot 42-43 

Bedsa 46 

Bharhut 49 

birch bark scrolls 52-53 

BodhGaya 53-54 

bodhisattva 54 

Borobudur 55 

Sir Alexander Cunningham 

87 
Daibutsu 89 
Dhanyawadi 91 
dharma 92 
dharmacakra 92 
Dharmarajika 92 
Dipavamsa 94 
Dong Duong 94-95 
Ellora 105 

Farhad-beg-yailaki 109 
Faxian 109-110 
Fayaz Tepe 110 
Han dynasty 131 
Heijo-kyo 140 
Horyuji 142 
1 Ching 147 
Jataka tales 166 
Kara Tepe 177, 178 
Karh 178 
Kausambi 178 
Kham Zargar 181 
Kondapur 186 
KuBua 187 
Kusinagara 191 
Lomasa Rishi 202 
Lou-Ian 205-206 
Lumbini 207 
Mahamuni 210 
MaHao 210 
Mahayana See Mahayana 

Buddhism 
Manikiyala 213 
Maury a empire 216-217 
Mogao 224-226 
Nagarjunakonda 235 
Nalanda 236 
Nara state 237, 238 
Nasik 239 
Niya 243 

rock monasteries 284 
Sahri-Bahlol 290 
Sanchi 292-293 
Sankisa 293 
Sarnath 298 
SelagiriHill 302-303 
Shan-shan 309-311 
Shitenno-ji 316 
Prince Shotoku 317-318 
Shotorak 318 
Shwe Zigon 321 
Siddhartha Gautama 321 
Silk Road 322 
Sokkuram 328 
SriKsetra 330-331 
Tamluk 337 
Tarim Basin 341-342 
Taxila 345-346 
Theravada See Theravada 

Buddhism 
Three Kingdoms 348 



Todaiji 353-354 

Ushtur-MuUa 361 

U-Thong 362 

Vaisali 363 

Vesali 364 

Xuanzang 392-393 

Yakushi-ji 394 

Yamato 397, 398 
burial mounds. See also kofun 

ancestor worship 14 

Edafuna-Yama 104-105 

Fuquanshan 114—115 

Koganezuka 183-184 

Shimanosho Ishibutai 315 

Taika Reforms 336 

Takamatsuzuka 337 

Udozuka 360 

Yamato 395 
burial objects. See grave 

gifts/grave goods 
burial practices. See mortuary 

practices 
burial sites 

Ama 8 

Baphuon 41 

Beikthano 47 

Chengtoushan 73-74 

Chengzi 74 

Dong Son 95 

Erlitou 107 

Halin 122 

Jin 170 

Koganezuka 183-184 

Lower Xiajiadian culture 206 

Mehrgarh 219 

Muro Miyayama 233 

Niya 243-244 

Otsukayama 252 

Shilla 314 

Taosi 338 

Thaungthaman 348 

Tianma-Qucun 349 

Tillya tepe 349-351 

Uriyudo 361 

Warring States period 371 

Xibeigang 388 

Xiongnu 390 

Yaoshan 401-402 

Yelang 405 

Yinjiacheng 405-406 

Yue 407 

Zhongshan 413 

Zhufeng 415 

C 
calendar 96, 154, 415 
Cambodia 

Ampil Rolum 9 

Angkor See Angkor 

Angkor Borei 17-18 

Angkorian art 18 

Angkor Thom 18 

Aninditapura 20-21 

Etienne Aymonier 30 

Bakong 33 

BanteayChmar 38-39 

Banteay Prei Nokor 39 

Bhavavarman 1 49 

Chenla 74-77 

Eastern Mebon 99 

Great Lake 119 

Hariharalaya 138 



hospitals 142-143 

inscriptions 157 

irrigation 162-163 

Ishanapura 163-164 

Ishanavarman of Chenla 164 

Jayatataka 166 

Jayavarman 1 of Chenla 
75-76, 166-167, 327 

Jayavarman 11 See Jayavarman 
11 

Jayavarman 111 14, 167-168 

Jayavarman IV 15, 91, 168, 
327 

Jayavarman V 15,40,168 

Jayavarman VI 168,211,263 

Jayavarman Vll See 
Jayavarman Vll 

Jayavarman Vlll 169 

Jayavarman of Funan 169 

Kaundinya 178 

KohKer 185 

Kulen Hills 188 

Lovea 206 

mratan 231, 232 

PhnomDa 262 

Purandarapura 267 

slavery 327 

tides 353 

WatBaset 371 
canals 61-63 

Angkor Borei 17 

baray 41, 42 

Han dynasty agriculture 129 

irrigation 161-163 

Kushans 190 

Merv 222 

OcEo 246 
Canasapura 63 
Candragupta 11 63, 82, 121 
Candragupta Maurya 26, 63, 161, 

165 
Canggal 63-64 
cave temples/cave monasteries 

Ajanta 4-5, 5 

Badami 32 

Bagh 32 

Bamiyan 36 

Barabar 41 

Bezeklik 49 

Bhaja 49 

Elephanta 105, 105 

Ellora 105-106, 106 

Karli 178 

Khandgiri Udayagiri 181 

Mogao 224-225 

Nanaghat 236-237 

Nasik 239 

Purandarapura 267 

Shilla 315 
cemeteries. See also burial 
mounds; burial sites 

Anyang 23-24 

BanDonTaPhet 37 

Baoshan 40-41 

Dadianzi 88 

Doigahama 94 

Dong Son 95 

Hann 134 

Harappa 136, 137 

Hnaw Kan 142 

Jinyang 172 

Kaya 180 



Mashan 214 

Qiemo 269-270 

Ropar 284 

Shangcunling 303 

Shizhaishan 316—317 

Tarim Basin 340 

Tianxingguan 349 

Tianzimao 349 

Tillya tepe 349-351 

T'osong-ni 357 

VietKhe 364 

Western Zhou dynasty 378 

Xiajin 386-387 

Xiasi 388 

Xibeigang 388 

Xintian 389-390 

Yue 407 

Zhangjiapo 408 
Central Asia ixm, 13, 56—57, 
62-63, 111, 161,352-353 
Cera 64 
Chakranagar 64 
ehakravartin 64, 167 
Chalukya dynasty 3, 32, 64, 138, 

260 
Cham civilization xix, 64-65, 
418c 

Banteay Chmar 38 

bas-reliefs 43 

battle scenes 45 

Chanh Lo 66 

Dai An 89 

Dong Duong 94 

Indrapura 149 

Jayavarman 11 167 

KhuongMy 183 

Lin-yi 201 

My Son 234 

TraKieu 357-358 
Champanagar 65 
Chandraketugarh 65 
Chang'an 65-66, 123, 132, 139, 

387 
Changjiang civilization xviii, 66, 

318 
Chanh Lo 66 
Chanhu Daro 66-68, 169 
Chansen 68, 85, 97 
Chao Kuo 68 
Chao Phraya Basin 68—69 
chariots/chariot burials 69-72, 

71, 78, 376 
Charklik 72 
Charsada 72-73, 380 
Chau Say Tevoda 73 
Chengtoushan 66, 73-74, 

417c 
Chengzi 74,203 
Chengziyai 74, 203, 248, 417c 
Chenla 74-77, 75, 418c 

Adhyapura 2 

ancestor worship 13 

haray 41 

bas-reliefs 43 

Bhavavarman 1 49 

boundary markers 56 

brick 56 

Buddhism in Southeast Asia 
59 

Canasapura 63 

Cham civilization 65 

Great Lake 119 



Index 429 



Harihara 138 

irrigation 162 

Khmer language 182 

Upon 187 

titles 353 

women 381 
Chen She 77 
Cherchen. Sec Qiemo 
China xviii, xix, xxi 

acupuncture 2 

ancestor worship 12 

Bamboo Annals 34 

Ban Biao 37 

BanGu 38 

Baoshan 40-41 

bas-rehefs 43-44 

Ba state 44 

battle scenes 45 

Bezekhk 49 

bronze casting 57—58 

Buddhism 60 

canals 61-62 

Cham civilization and 65 

Changjiang civilization 66 

chariots 69-72 

chariots/chariot burials 69-72 

Chengtoushan 73-74 

Chen She 77 

Chu 77-80 

Chunqiu Fanlu 80 

coinage 83-84 

Co Loa 85 

combs 85 

Confucius 85-86 

Dong Zuobin 96 

Dujiangyan 97 

Eastern Zhou dynasty 99-104 

Erligang 107 

fan 109 

Farhad-beg-yailaki 109 

Faxian 110 

Fengchu 110-111 

Five Classics 111 

Fuquanshan 114-115 

Gaozu 117-118 

Guojiacun 120—121 

hangtu 134 

Hann 134 

Hedi 139 

Hongshan culture 142 

Hotan 143 

Huanbei 144 

Huhai 144-145 

Huidi 145 

Indianization 148 

inscriptions 155—156 

Iron Age 158-159 

irrigation 159-160 

Jin 170-171 

Jinancheng 171 

Jincun 171 

Jinyang 172 

KangDai 176 

Kara-dong 177 

Kaxgar 179-180 

Kexingzhuang 180 

Kwanggaet'o 191 

Lelang 197 

Leshan 197 

Liangzhu culture 198 

Lijiashan 199 

Linzi 201 



Longshan culture See 

Longshan culture 
Lou-Ian 205-206 
Lower Xiajiadian culture 

206-207 
Lu 207 
MaHao 210 
Majiayuan 211 
Mandate of Heaven 212-213 
Mawangdui 217-219 
Mogao 224-226 
Mount Tai 231 
Batde of Muye 234 
Niya 242-244 
oracle bones 247—252 
Panlongcheng 259 
Pingcheng 263 
Qi 269 

Qijia culture 270 
Qin 270-273 
Qin Shihuangdi 273-276 
Red Eyebrows 281 
ritual bronze vessels 283-284 
royal palaces 285—288 
Rudravarman 289 
Sanxingdui 294-297 
seals 302 
Shangcunling 303 
Treaty of Shangqui 304 
Shang state 304-307 
ShangYang 307-309 
Shan-shan 309-311 
Shiji 311-312 
Shijia 312 
Shijiahe 312 
Shilla 313 
ShiQiang 315-316 
Shizhaishan 316-317 
Shu 318-321 
Silk Road 322 
Siyelik 326 
Sufutun 333 
Tarim Basin 339-342 
Tianma-Qucun 349 
Tonglushan 356 
Turpan Basin 358-359 
Great Wall 366,367 
Warring States period 

369-371 
Wei 372 
Weizhi 372-373 
well-field system 373 
Western Zhou dynasty 

374-379 
Wucheng 382 
Wu Guang 383 
Wu state 383 
Xia dynasty 385-386 
Xiajin 386-387 
xian 387 
XiaNai 387 
Xin dynasty 388 
Xin'gan 388-389 
Xintian 389-390 
Xinzheng 390 
Xiongnu 390-392 
Yamatai 394-395 
Yamato 397-399 
Yamato and 398, 399 
Yan 399-400 
Yangshao culture 400-401 
Yaoshan 401-402 



Yayoi 403,404 

Yelang 405 

Zhangjiapo 408 

Zhang Qian 408-409 

Zhao 409-410 

Zhaodi 410 

ZhaoHu 410-412 

Zhengzhou 412-413 

Zhongshan 413-414 

Zhou Daguan 414 

Zhuangbai 414-415 

Zuozhuan 415-416 
Chongdi 77 
Choson 77,369,418c 
Chu xviii, 77-80 

bamboo slips 35 

Baoshan 40-41 

Ba state 44 

battle scenes 45 

Chuci 80 

coinage 83 

Eastern Zhou dynasty 
102-104 

Hann 134 

Huhai 145 

Leigudun 194-196 

oracle bones 251-252 

Qin 272 

Qufu 277 

QuYuan 277 

silk tomb offerings 324 

Tianxingguan 349 

Warring States period 370 

Xiasi 388 

Ying 405 

ZengHouYi 408 

Zheng 412 

Zidanku 415 
Chuci 80 

Chunqiu Fanhi (Luxuriant Gems of 
the Spring and Autumn Annals) 
80 

Confucius 85 

Dong Zhongshu 96 

Five Classics 111 

Qufu 276 

Shilla 314 

Zuozhuan 415 
churning of the ocean of milk 10, 

20, 28, 40, 43, 80 
cities 

Afrasiab 2 

Ahicchatra 3 

Amarendrapura 8 

Angkor Borei 17-18 

Angkor Thom 18 

Anuradhapura 21-22 

Anyang 22-24 

AyKhanum 29-30 

Badami 32 

Banavasi 36 

Bangarh 37-38 

Ban Khu Muang 38 

Banteay Prei Nokor 39 

Begram 47 

Beikthano 47-48 

Beng Mealea 48 

Besnagar 48-49 

Bhir mound at Taxila 49 

Bhita 49-51 

Broach 57 

Chakranagar 64 



Champanagar 65 
Chandraketugarh 65 
Chang'an 65-66 
Charklik 72 
Chengtoushan 73-74 
Chengziyai 74 
Co La 84-85 
Dalverzin Tepe 89-90 
Dhanyawadi 91—92 
Dilberjin 94 
Dong Si Mahosod 95 
Dunhuang 97 
Eastern Zhou dynasty 

103-104 
Fran 106 
Erlitou 107-108 
Fujiwara 112—113 
GoThap 119 
Halin 122 
Harappa 135-138 
Heijo-kyo 139-140 
Huanbei 144 
Hulaskhera 145 
Jaugada 166 
Jinancheng 171 
Jinyang 172 
Kalibangan 175—176 
Kandahar 176 
Kausambi 178 
Kaveripumpattinam 179 
KohKer 185 
Koryong 186 
Kumsong 188 
Linzi 201 
Luoyang 207-208 
Mancheng 211-212 
Mathura 215 
Merv 222 

Mohenjo Daro 226, 226-229 
Mongchon 230 
Mrauk-U 232 
Nakhon Pathom 236 
Nisa 241 

Niya 242, m-2'^'^ 
OcEo 246 
Palembang 257 
Panjikent 258 
Panlongcheng 259 
Pataliputra 260 
Phimai 260-261,261 
Qufu 276-277 
Rajagriha 278-279 
Sahri-Bahlol 290 
Sankisa 293 
Sanxingdui 294-297 
Satanikota 298 
Sirkap 326 
Sisupalgarh 326 
Sravasti 330 
SriKsetra 330-331 
Tamluk 337 
Taxila 342-346,344 
Ter 346 
Thaton 348 
Tianma-Qucun 349 
Toprak-kala 356-357 
T'osong-ni 357 
TraKieu 357-358 
Ujjain 360-361 
U-Taphao 361-362 
Varaksha 363 
Vesali 364 



430 Index 



Wangcheng 366, 367 

Wangxian 369 

Wuyang 384 

Xintian 389-390 

Yashodharapura 402 

ZarTepe 408 

Zhengzhou 412-413 
cloves 80 
Ccecles, Georges 15, 20, 62, 

80-81 
coinage 81-84 

Ay Khanum 30 

Bactrian Greeks 31, 32 

Balkh 34 

Beikthano 48 

Bhita 51 

Eran 106 

Gupta empire 121 

Hastinapura 139 

Hotan 143 

Kharoshthi 182 

Kushans 190 

Menandros 220 

Nara state 239 

Parthia 259 

Sakas 291 

Taxila 345 

Vesali 364 

Zhang Qian 409 
Colebrook, Henry 84 
CoLoa 84-85,95 
combs 85-86, 112 
Confucianism 417c 

BanGu 38 

Bohii Tong 55 

Dong Zhongshu 95—96 

Han dynasty 126 

Mandate of Heaven 212 

Taoism vs. 337 

Yamato 398 

Yantie Lun 401 
Confucius 85-86 

Chunqiu Fanlu 80 

Eastern Zhou dynasty 100, 
101 

Eive Classics 111 

Han dynasty 123 

Lu 207 

Qufu 276 
copper 417c 

Amri-Nal 9 

Baphuon 41 

bronze casting 57, 58 

Chu 79 

Tonglushan 356 

Western Zhou dynasty 376 
Couto, Diogo do 14, 19, 62, 

86 
Ctesias of Cnidus 86 
Cuimingham, Sir Alexander 
86-87 

Ahicchatra 3 

Ajanta 4 

Archaeological Survey of India 
25 

Atranjikhera 29 

Besnagar 48 

Bharhut 49 

Bhita 50 

Charsada 72 

Faxian 110 

Harappa 136 



Indus Valley civilization 150 

Jandial temple 166 

Nalanda 236 

Northern Black Polished ware 
244 

Rajagriha 279 

Sanchi 293 

Sankisa 293 

Sarnath 298 

seals 300 

Sravasti 330 

Taxila 342 
currency. See coinage 
Cyrus the Great xx, 87, 148 

D 
DabarKot 88 
Dadianzi 88 
Dai An 89 
Daibutsu 89 
Daimabad 89 
Dalverzin Tepe 89-90 
Damb Sadaat 90 
danda 90 
Dandan-Oilik 90 
Daodejing 90, 337 
Darius the Great xx, 90, 148, 

417c 
deities 

Agni 2, 3 

devaraja 91 

Ganesha 117 

Harihara 138 

Upon 187 

Lakshmi 193 

Siva 326 

Varuna 364 
Desalpur 91 
Devanampiya Tissa 91 
Devanika 91 
devaraja 91, 167 
Dhanyawadi 25, 91-92, 210 
dharma 54, 59, 92 
dharmacakra 92, 92 
Dharniarajika 92, 116 
Dhannasastra 92 
Dharmavansa 93 
Dholavira 9,93, 151-152 
di 93, 103, 131, 145, 272 
Dian chiefdom 93 

coinage 83 

Han dynasty 123, 128 

Lijiashan 199 

Tianzimao 349 

Yangputou 400 
Dilberjin 94 
Dinggong 94 
Dipavamsa 94 
divination. See milfoil; oracle 
bones; plastromancy; scapulo- 
mancy 
Doigahama 94 
Dong Duong 43, 60, 94-95. Sec 

also Indrapura 
Dong Si Mahosod 95 
Dong Son 84, 85, 95, 364 
Dong Zhongshu 95-96, 135 
Dong Zuobin 96, 247, 249 
dotaku 96 
Dou Wan 202, 212 
Dujiangyan 97 
Dunhuang 97, 128, 392 



durga 97 
dvarapala 97 

Dvaravati civilization xix, 97—98, 
418c 

Ban Khu Muang 38 

Buddhism 59 

Chansen 68 

Chao Phraya Basin 68-69 

coinage 84 

dharmaeakra 92 

Dong Si Mahosod 95 

Lopburi 204 

Muang Phra Rot 232 

Nakhon Pathom 236 

Pah 257 

Pong Tuk 264 

Ramannadesa 279 

Sri Thep 332 

U-Taphao 361-362 

U-Thong 362 



East Asia xiim 

Eastern Baray 15,27,41,42,99, 

163 
Eastern Han 418c 

chariots 71 

Chongdi 77 

GuangWudi 119-120 

Han dynasty 125, 126 

Hon Hanshu 143 

Leitai 196 

Lingdi (clever emperor) 
200 

Mingdi 223 

Shundi 321 

Xiandi 387-388 

Yellow Turbans 405 

Zhangdi 408 

Zhidi 413 
Eastern Mebon 15, 99, 279 
Eastern Zhou dynasty xviii, 

99-104, 417c. See also Warring 
States period 

ancestor worship 12 

Ba system 44 

chariot burials 70 

Chunqiu Fanlu 80 

Hann 134 

Jincun 171 

Luoyang 207-208 

ritual bronze vessels 284 

seals 302 

tides 351 

the Great Wall 366 

Wangcheng 366, 367 

Xintian 390 

Xue 393 

Yan 399 

Yue 406-407 

Zheng 412 
Ecole Eranc:aise d'Extreme-Orient 

80, 104, 261 
Edafuna-Yama 104-105, 396 
Elephanta 97, 105, 105 
Elephant Terrace 105, 168, 414 
Ellora 105-106, 106, 117, 419c 
Endere 106 
epigraphic hybrid Sanskrit (EHS) 

106 
Eran 106 
Erligang 107 



Erlitou 57, 107-108, 285, 338, 

386, 405, 417c 
Er Shi. Sec Huhai 



face towers 109 
faience 109 
fan 109, 114 
Earhad-beg-yailaki 109 
Faxian 109-110, 418c 

Abhayagiri 1 

Ayodhya 30 

Candragupta 11 63 

Sir Alexander Cunningham 86 

Hotan 143 

Rajagriha 278 
Fayaz Tepe 110 
Fengchu 110-111 
feng shui. Sec geomancy 
Ferghana 63, 111, 409 
feudal system 44-45, 102 
Five Classics 111 
FuHao 111-112 

Anyang 23 

bronze casting 58 

coinage 83 

combs 85 

inscriptions in China 155 

ritual bronze vessels 283—284 

tomb of 306 

women 380 

XiaNai 387 
Fujiwara 84, 112-113, 139, 
172-173, 237, 288, 419c 
Funan xix, 113-114, 418c 

Adhyapura 2 

Angkor Borei 17 

baray 41 

brick 56 

Buddhism 59 

canals 62 

Cham civilization 65 

Chenla 74 

fan 109 

GoThap 119 

Gunavarman 120 

irrigation 162 

Jayavarman of Funan 169 

KangDai 176 

Kaundinya 178 

Kulaprabhavati 188 

NenChua 240 

Rudravarman 289 
Fuquanshan 114—115 



Gandhara 116-117 

Alexander the Great 6 

Cyrus the Great 87 

Faxian 110 

Hephthalite Huns 141 

India 148 

Kandahar 176 

Kharoshthi 182 

Taxila 342 
Ganesha 117, 234 
Gaozu 117-118, 418c 

Chang'an 65 

Chu 78-80 

Dong Zhongshu 96 

Han dynasty 123, 126, 127 

Hanshu 134 



Index 431 



Huainanzi 144 

Huidi 145 

Pingcheng 263 

royal palaces 286-287 

Xlongnu 391 

Yamato 398 
Gamda 48, 83, 118 
geomancy 118, 288 
GhaziShah 118-119 
Ghosh, Amalananda 119 
gold working 79, 119, 122, 253 
GoThap 114, 119, 120 
government 

amatya 9 

Arthasastra 26-27 

durga 97 

Huainanzi 144 

Hiiang-lao hoshu 144 

Shan-shan 310 

Shilla 314 

tides See titles 

Wudi 382 

xian 387 

Yoro Code 406 
grave gifts/grave goods. See also 
tombs/tomb sites 

bo 53 

Fuquanshan 114-115 

tomb of the Heavenly Horse 
139 

great tomb of Hvv'angnam 146 

Yamato 396 

Yue 407 

ZhaoHu 411 
Great Lake 14, 42, 48, 62, 119, 

138 
Great Wall. See Wall, the Great 
GuangWudi 119-120,124 
Gumla 120 
Gunavarman 120, 169 
Giio Chin Lun 120, 169-170 
Guojiacun 120-121 
Gupta empire xx, 121 

Ahicchatra 3 

Bangarh 38 

Bhita 50, 51 

Bhumara 52 

Candragupta 11 63 

Chandraketugarh 65 

coinage 82-83 

Elephanta 105 

Ganesha 117 

Hephthalite Huns 141 

Hulaskhera 145 

Kumargupta 1 188 

Samudragupta 292 

seals 301 

Skandagupta 327 

slavery 327 

titles 352 

H 
Halin 122, 268 

Han dynasty xviii-xix, 122-134, 
418c. See also Eastern Han; 
Western Han 
acupuncture 2 
Andi 14 
bas-reliefs 43 
bo 53 

Buddhism in China 60 
canals 61 



Choson 77 

Chu 79-80 

Co Loa 85 

Daodejing 90 

Dian chiefdom 93 

Dong Son 95 

Dong Zhongshu 95—96 

Gaozu 117-118 

geomancy 118 

Guo Chin Lun 120 

Hanshu 135 

Huang-lao boshu 144 

Huhai 145 

inscriptions in China 156 

irrigation 159—160 

Leiang 196-197 

Mikumo 223 

Qufu 276 

royal palaces 286—287 

Shu 318, 320-321 

Silk Road 322 

silk tomb offerings 323, 324 

Sima Qian 325-326 

Sima Tan 326 

tai-fu 336 

Taoism 337 

Tarim Basin 340-341 

titles 352 

tomb models and reliefs 
354-355 

T'osong-ni 357 

unicorn 361 

the Great Wall 366 

well-field system 373 

Wudi 382 

Wu Guang 383 

wuxing 383-384 

xian 387 

Xinzheng 390 

Xiongnu 391 

Xuandi 392 

YantieLun 401 

Yue 406 

Zhaodi 410 
hangtu 56, 134, 135, 366, 389 
haniwa 134, 134, 396 
Hann 134, 370, 417c 
Hanshu (The History of the Former 
Han) 135,418c 

Ban Biao 37 

Chen She 77 

Dong Zhongshu 96 

Han dynasty 124, 126 

Han dynasty tombs 132 

Hann 134 

irrigation 160 

Qufu 276 

seals 302 

Shan-shan 309 

Tarim Basin 339 

Wang Mang 369 

Xuandi 392 

Yue 407 

Zhang Qian 409 
Han state. See Hann 
Haojiatai 135 
Harappa 135-138 

Chanhu-daro 67 

combs 85 

Dholavira 93 

Indus Valley civilization 
152-153 



Indus Valley civilization script 
153 

seals 300, 301 

Sir Mortimer Wheeler 379, 
380 
Harihara 138, 167 
Hariharalaya 138 

Angkor 14 

Bakong 33 

brick 57 

Indratataka 149 

Lolei 202 

PreahKho 266 
Harshavaram 1 33 
Hastinapura 138-139 
Heavenly Horse, tomb of the 139, 

314 
Hebei province 211-212 
Hedi 139 
Heijo-kyo 89, 139-140, 237-238, 

353, 380, 394 
Hehodoros 48, 140 
Hephthalite Huns xx, 29, 141, 

174, 222, 418c 
Herodotus of Halicarnassus 141, 

147 
Hinduism 

Airlangga 3-4 

AkYum 5 

amrita 9-10 

Angkor Wat 19-20 

ashrama 27 

Bhagavad Gita 49 

Bhaja 49 

Bhumara 52 

Chau Say Tevoda 73 

Churning of the Ocean of Milk 
80 

Ellora 105 

Ganesha 117 

Garuda 118 

Indra 148, 148 

Kailasa mountain 174 

lingam 199-200 

Mount Meru 231 

PreahKhan 266 

PreahKho 266 

PreRup 266 

Puranas 266, 267 

Rig-Veda 282-283 

Saivism 291 

Samhitas 292 

Sanskrit 294 

Siva 326 

TraKieu 357-358 

Veda 364 
Hiraide 142 
historians 

W G. Aston 28 

Ban Biao 37 

BanGu 38 

Georges Ccedes 80-81 

Diogo do Couto 86 

Ctesias of Cnidus 86 

Herodotus of Halicarnassus 
141 

R. C. Majumdar 211 

O-no-Yasumaro 247 

J. Prinsep 266 

E Marcello de Ribadeneyra 
282 

ShiQiang 315-316 



Sima Qian 325—326 

Sima Tan 326 

Wang Guowei 367-368 
historical documents/scholarship 

Arthasastra 26-27 

Bamboo Annals 34 

bamboo slips 34-35 

Bohu Tong 55 

Canasapura 63 

Chunqiu Fanlu 80 

Dipavamsa 94 

Eive Classics 111 

Guo Chin Lun 120 

Hon Hanshu 143 

Kojiki 185 

History of the Liang dynasty 
198 

Metal-Bound Coffer 222-223 

mokkan 229-230 

Nihongi 240-241 

Niya 243 

Pcriplus of the Erythraean Sea 
260 

Ramayana 280 

Samguk Sagi 291 

Samguk Yusa 291-292 

Shangjun Shu 303-304 

Shaogao 311 

Shiji 311-312 

ShokuNihongi 317 

Western Zhou dynasty 375 

Yamatai 394-395 

Yantie Lun 401 

Zhuangbai 414-415 

Zuozhuan 415-416 
Hnaw Kan 142 
Hongshan culture 112, 142, 241, 

242,417c 
Horyuji 60, 142, 419c 
hospitals 142-143 
Hotan 143,418c 

Ak-terek 5 

birch bark scrolls 52 

Buddhism in China 60 

Dandan-Oilik 90 

Rawak 281 

Siyelik 326 

Tarim Basin 340 
Hougang 144 

Hou Hanshu 65, 93, 143, 281 
Huainanzi 144 
Huanbei 24, 144, 305, 417c 
Huandi 125, 144 
Huang-lao boshu 144 
Huhai 144-145 
Huidi 145 
Hulaskhera 145 
hun 131, 132, 145,324,405 
Hwangnam, great tomb of 
145-146 



I Ching 147, 330, 332 
Inariyama 105, 147, 396 
India xvii, 147-148 

Ahicchatra 3 

Aihole 3 

Ajanta 4-5 

Ajatasatru 5 

Alamgirpur 6 

Alexander the Great 6 

Amaravati 8 



432 Index 



amatya 9 

Amri 9 

ancestor worship 13 

Archaeological Survey ol India 

25 
Arikamedu 25—26 
Arthasastra 26-27 
Asoka 27-28 
Atranjikhera 29 
Ayodhya 30 
Bagh 32 
Bairat 32 
Banavasi 36 
Bangarh 37-38 
Bara 41 
Barabar 41 
bas-rehefs 43 
Bedsa 46 
Besnagar 48-49 
Bhaja 49 
Bharhut 49 
Bhita 49-51 
Brahmi 56 

brick in architecture 56 
Broach 57 
bronze casting 57 
canals 62 

Candragupta Maurya 63 
Cera 64 
Chakranagar 64 
Chalukya dynasty 64 
Champanagar 65 
Chandraketugarh 65 
Chao Phraya Basin 68—69 
coinage 81-83 
Ctesias of Cnidus 86 
Sir Alexander Cunningham 

86-87 
Daimabad 89 
Dharmasastra 92 
Elephanta 105 
Ellora 105-106 
Eran 106 
Faxian 110 

Ainalananda Ghosh 119 
Gupta empire 121 
Hastinapura 138-139 
Hulaskhera 145 
inscriptions 154-155 
Iron Age 158 
irrigation 160-161 
Jainism 165 
janapada 165 
Jataka tales 166 
Jaugada 166 
Sir Williain Jones 173 
Kahaum 174 
Kalinga 1 76 
Kampil 176 
Kanva 177 
Karh 178 
Kausambi 178 
Kautilya 178-179 
Kaveripumpattinam 1 79 
Khandgiri U day agiri 181 
Kondapur 185-186 
Kusinagara 191 
Lauriya-Nandangarh 1 94 
mahajanapada 209-210 
R. C. Majumdar 211 
Manikiyala 213 
Mat 214-215 



Mathura 215 

Maurya empire 215—217 

Nagarjunakonda 235 

Nanaghat 236-237 

Nasik 239 

Nevasa 240 

Nob 244 

Northern Black Polished ware 
244 

Pallava dynasty 258 

Pandya 258 

Pataliputra 260 

Prakash 264-265 

Pratisthana 265 

Rajagriha 278-279 

Ramayana 280 

Rang Mahal 281 

Rangpur 281 

Sanchi 292-293 

Sankisa 293 

Sarasvati River 297-298 

Sarnath 298 

Satavahana 299 

seals 300-301 

Shunga dynasty 321 

Sisupalgarh 326 

Skandagupta 327 

Sonkh 329 

Sothi 329 

Sothi-Siswal 329 

Sravasti 330 

Sringaverapur 331 

Sunga 334 

Tamluk 337 

Taxila 342-346, 3H 

Ter 346 

titles 352 

Tripuri 358 

Ujjain 360-361 

Vaisali 363 

western satraps 374 

Sir Mortimer Wheeler 
379-380 

women in 381 
Indianization 148 
Indian subcontinent xm 
Indonesia 

Airlangga 3-4 

anastylosis 10, 11 

Dharmavansa 93 

inscriptions 157 

Kaladi 174 

Srivijaya 332 
Indra 148, 148, 292 
Indrapura 148, 149, 167. Sec a/so 

Dong Duong 
Indratataka 15, 42, 138, 149, 163, 

402 
Indravarman I 14, 33, 138, 

148-149, 149, 266 
Indravarman III 149 
Indus Valley civilization 

xvii-xviii, xx, 149-153, 417c 

Agni 2 

Alamgirpur 6 

Allahdino 7 

Amri 9 

Balakot 33 

Balu 34 

Banawali 36-37 

Bhagwanpura 49 

brick 56 



bronze casting 57 

Chanhu-daro 66-68 

com^bs 85 

Sir Alexander Cunninghain 
87 

DabarKot 88 

Daimabad 89 

Desalpur 91 

Dholavira 93 

faience 109 

GhaziShah 118 

Gumla 120 

Harappa 135-138 

India 148 

Jalilpur 165 

Jhukar 169 

Kalibangan 175-176 

KotDiji 186, 186-187 

Kuntasi 188-189 

lapis lazuli 194 

Lothal 204 

Manda 212 

Mehrgarh 219-220 

Meluhha 219-221 

Mohenjo Daro 226, 226-229 

Nausharo 239-240 

Rakhigarhi 279 

Rangpur 281 

RehmanDheri 281-282 

Rig-Veda 282-283 

Rojdi 284 

Ropar 284 

Shortughai 317 

steatite 332 

Surkhotada 334 

Sutkagen Dor 335 

titles 352 

turquoise 359 

Sir Mortimer Wheeler 379 
Indus Valley civilization script 
xviii, 153-154, 417c 

Daimabad 89 

Maurya empire 217 

Meluhha 219 

RehmanDheri 281 

seals 301 

Surkhotada 334 
inscriptions 1 54—1 58 

Asoka 27 

Bahtung 33-34 

Canasapura 63 

Canggal 63-64 

Chenla 74-76 

Georges Ccedes 80—81 

coinage 81, 82 

Dholavira 93 

Dong Zuobin 96 

Dvaravati civilization 98 

Eastern Zhou dynasty 101 

Funan 114 

Halin 122 

Kaladi 174 

Kwanggaet'o 191 

Ligtii 198 

Lingyi 200 

Maizun 211 

Purnavarman 267 

Sanskrit 294 

Shit-thuang 316 
Iron Age 158-159 

Angkor Bore i 17 

Anuradhapura 22 



Bairat 32 

BanDonTaPhet 37 

bar ay 41 

Dvaravati civilization 97 

Hnaw Kan 142 

Indianization 148 

Sir Mortimer Wheeler 379 
iron/iron working 

Atranjikhera 29 

Ban Khu Muang 38 

Han dynasty agriculture 129 

Hann 134 

Hiraide 142 

Taxila 344 

Tonglushan 356 

Warring States period 370 

Wuyang 384 

Yamato 396, 397 

Yan 400 

Yayoi 404 

Yue 406,407 

Zhongshan 413 
irrigation 1 59—1 63 

Atranjikhera 29 

Ayaz-kala 29 

Bactrian Greeks 31 

haray 42 

Beikthano 48 

canals 61-63 

Changjiang civilization 66 

Choson 77 

Cyrus the Great 87 

Ferghana 111 

Gupta empire 121 

Halin 122 

Han dynasty agriculture 129 

Kushans 190 

Nintoku 241 

tray an 358 

Western Baray 374 

Yamato 395 

Yaoshan 401 
Ishanapura 41, 56-57, 75, 

163-164 
Ishanavarinan of Chenla 75,163, 

164, 234 
Isong Sansong 164 
Itazuke 164 



jades 

BanDonTaPhet 37 

ho 53 

Changjiang civilization 66 

Erhtou 108 

FuHao 112 

Fuquanshan 115 

Guojiacun 120-121 

Han dynasty tombs 133 

Hongshan culture 142 

Jin 170 

Mancheng 211-212 

Niuheliang 242 

Sanxingdui 295, 297 

Shang state 307 

Yaoshan 401-402 

yazhang 404-405 

ZhaoHu 411 
Jainism 3, 105, 165, 181, 363 
Jalilpur 165 

janapada xviii, 13, 81, 165, 
179 



Index 433 



Jandial temple 165-166, 

345-346 
Japan xivm, xxi, 418c 

ancestor worship 13-14 

Arahaki-ji 24-25 

he 46 

Buddhism 60 

canals 62 

coinage 84 

Confucius 85-86 

Daibutsu 89 

Edafuna-Yama 104-105 

haniwa 134, 134 

Heijo-kyo 139-140 

Hiraide 142 

Horyuji 142 

Inariyama 147 

inscriptions 156—157 

irrigation 160 

Itazuke 164 

Jinshin disturbance 172 

Jito 172-173 

Jori system 173 

hami 176 

Kanoko 177 

Koganezuka 183-184 

Kojiki 185 

Mikumo 223 

mokkan 229-230 

Muro Miyayama 233 

Prince Nagaya 235-236 

Nara state 237-239 

Nihongi 240-241 

Ojin 246-247 

oracle bones 252 

royal palaces 288-289 

Shimanosho Ishibutai 315 

Shitenno-ji 316 

shoen 317 

Shokii Nihongi 317 

Prince Shotoku 317-318 

Taika Reforms 336 

Takamatsuzuka 337 

Tatesuki 342 

Tenmiu 346 

Tenji 346 

tenno 346 

tides 352 

Todaiji 353-354 

Toro 357 

Udozuka 360 

women in 380-381 

Yamato 395-399 

Yayoi See Yayoi 

Yoro Code 406 
Jataka tales 8, 10, 49, 166 
Jaugada 166 
Java 419c 

Balitung 33-34 

Borobudur 55 

Brantas River 56 

Canggal 63-64 

cloves 80 

inscriptions 1 5 7—1 58 

Kaladi 174 

Kedu Plain 180 

Kinewu 183 

Kubukubu 187-188 

Prambanan 265 

Purnavarman 267 

Rongkab 284 

Sailendra 291 



sima 325 

Sindok 326 

Taruma 342 
Jayatataka 12, 42, 166 
Jayavarman I of Chenla 75-76, 

166-167,327 
Jayavarman II 167 

Amarendrapura 8 

ancestor worship 13 

Angkor 14 

Aninditapura 21 

Banteay Chmar 38 

Banteay Prei Nokor 39 

chakravartin 64 

Chenla 77 

devaraja 91 

Great Lake 119 

Hariharalaya 138 

Mahidharapura dynasty 
211 
Jayavarman III 14,167-168 
Jayavarman IV 15, 91, 168, 327 
Jayavarman V 15, 40, 168 
Jayavarman VI 168,211,263 
Jayavarman VII 168-169,169 

Angkor 16 

Angkor Thom 18 

bar ay 42 

battle scenes 45 

Bay on 45, 46 

Buddhism 59 

Dong Si Mahosod 95 

Elephant Terrace 105 

face towers 109 

hospitals 142 

Jayatataka 166 

PreahKhan 265 
Jayavarman VIII 59,169 
Jayavarman of Funan 169 
Jhukar 9, 169, 417c 
JiaYi 120, 169-170 
Jin 170-171, 417c 

Ba system 44, 45 

chariots 71 

Eastern Zhou dynasty 101, 
102, 104 

Hann 134 

Jinyang 172 

Tianma-Qucun 349 

Wei 372 

Western Zhou dynasty 378 

Xintian 389 
Jinancheng 171 
Jincun 171 

Jingdi 96, 100, 132, 171-172 
Jingyanggang 172 
Jinshin disturbance 172, 346 
Jinyang 172, 410 
Jito 112, 172-173 
Jones, Sir William 173,294 
Jori system 173 

K 

Kafyr-kala 141, 174 

Kahaum 174 

Kailasa mountain 174 

Kaladi 56, 174 

Kala-i Kahkaha 175 

Kalawan 175 

Kalibangan 119, 151, 175-176, 

298, 329 
Kalinga 176,418c 



kami 176, 185, 395 

Kampil 176 

kamrateng jagat ta raja 91, 167, 

176 
Kandahar 176 
KangDai 113, 176,246 
Kanishka 1 xx, 176-177, 418c 

Begram 47 

Buddhism 59 

coinage 82 

Gandhara 116 

Kushans 189-190 

Rabatak 278 
Kanoko 177 
Kanva 177 
Kapisi 177, 181 
Kara-dong 177 
KaraTepe 177-178 
Karli 178 

Kashgar. See Kaxgar 
Kaundinya 178 
Kausambi 178,209-210 
Kautilya 26, 90, 161, 178-179, 

418c 
Kaveripumpattinam 179 
Kaxgar 179-180 
Kaya 180, 186, 397, 418c 
Kazakhstan 327-328 
Kedu Plain 180, 291 
Kexingzhuang 180 
Key-Kobad-Shakh 180 
Khalchayan 13, 45, 181 
Kham Zargar 43, 181 
Khandgiri Udayagiri 181 
KhaoSamKaeo 181-182 
Kharoshthi 182, 182,417c 

birch bark scrolls 52 

coinage 81, 82 

Dalverzin Tepe 89 

Dharmarajika 92 

Endere 106 

Hotan 143 

inscriptions in India 155 

Maurya empire 217 

Shan-shan 309-311 

tides 352-353 

Veda 364 
Khmer language 74,75,95, 

182 
KhuanLukpad 182-183 
KhuongMy 183 
Khwarizm 29, 161. See also 

Uzbekistan 
KidariteHuns 183,418c 
Kinewu 183 
kofun 418c 

ancestor worship 14 

Edafuna-Yama 104 

haniwa 134 

Inariyama 147 

Tatesuki 342 

Yamato 395, 397 
Koganezuka 183-184 
Koguryo 128, 184-185, 230, 348, 

418c 
Koh Ker 42, 168, 185 
Kojiki 185, 346, 395 
KokKhoKhao 185 
Kondapur 185-186 
Korea xivm, xix, xxi, 418c 

he 46 

canals 62 



Choson 77 

Han dynasty 123, 128 

tomb of the Heavenly Horse 
139 

great tomb of Hwangnam 
145-146 

irrigation 160 

Isong Sansong 164 

Itazuke 164 

Kaya 180 

Koguryo 128, 184-185, 230, 
348 

Koryong 186 

Kumsong 188 

Lelang 196-197 

Mongchon 230 

Paekche See Paekche 

Panwol-Song 259 

Parhae 259 

Samguk Sagi 291 

Samgiik Yusa 291-292 

Shilla See Shilla 

Sokkuram 328 

Three Kingdoms See Three 
Kingdoms 

tides 352 

T'osong-ni 357 

Wangxian 369 

Yamato 395-399 
Koryong 186 

KotDiji 120,186,186-187 
Koy-Krylgan-Kala 187 
hpon 187 
KuBua 187 
Kubukubu 187-188 
Kubyaukkyi temple 188 
Kujula Kadphises 4, 82, 188, 189, 

418c 
Kulaprabhavati 169, 188 
Kulen Hills 48, 119, 167, 188 
Kumargupta I 13, 188 
Kumsong 188 
Kuntasi 188-189 
Kurukshetra, Batrie of 43, 45, 

189 
Kushans xx, 189-191, 418c 

Airtam 4 

Ayaz-kala 29 

Bari-Kot 43 

battle scenes 45 

Bhita 50, 51 

canals 63 

Chandraketugarh 65 

coinage 82 

Dalverzin Tepe 89, 90 

Dilberjin 94 

Gandhara 116 

Hulaskhera 145 

Kanishka I 176-177 

Khalchayan 181 

Kujula Kadphises 188 

Mat 214-215 

Mathura 215 

Sringaverapur 331 

Taxila 343, 345 

tides 352 

Toprak-kala 356 

Vima Kadphises 364 

Zhang Qian 409 
Kusinagara 28, 59, 191 
Kwanggaet'o 191 
Kyanzittha 10, 191, 235, 419c 



434 Index 



lacquer 41, 47, 177, 192-193, 

193, 197, 321 
Lakshmi 193 

language. Sec specific languages 
Laozi 90, 144, 193-194, 337 
lapis lazuli 119, 120, 194 
Lauriya-Nandangarh 194 
Legalism 194 

Han dynasty 123 

Qufu 276 

Shangjun Shu 303-304 

Sima Qian 325 

Warring States period 370 

Xunzi (Xun Qing) 393 

YantieLun 401 
Leigudun 35, 72, 78, 100, 

194-196, 417c 
Leitai 196,196 
Lelang xix, 128, 196-197, 357, 

418c 
Leshan 197 
Lewan 197-198 
Liang dynasty, History of 198 
Liangzhu culture xviii, 198, 417c 

FuHao 112 

Fuquanshan 1 14 

Guojiacun 120 

Mojiaoshan 229 

Sidun 321 

yazhang 405 
Ligui 198,234,376, 381 
Liji 23, 199, 387 
Lijiashan 93, 128, 199, 400 
lingam 199-200, 234, 291, 372 
Lingapura. See Koh Ker 
Lingdi 200, 405 
Lingyi 78,200 
Linjia 200-201, 417c 
Lin-yi 201 

Linzi 102-104, 201, 286 
Liu Bang. Sec Gaozu 
Liuchengqiao 72, 201 
Liu Ji 320. 5ec also Gaozu 
Liujiahe 201 
Liu Sheng 201-202, 202, 212, 

418c 
Liu Taiyun 202, 247 
Liu Xiu 202. See also Guang 

Wudi 
Lolei 13, 138, 202 
Lomasa Rishi 41, 202, 417c 
Longshan culture 202-204 

ancestor worship 12 

Bianxianwang 52 

bronze casting 57 

Chengzi 74 

Chengziyai 74 

Dinggong 94 

Erlitou 107 

Guojiacun 120 

hangtu 134 

Haojiatai 135 

Hougang 144 

Jingyanggang 172 

Mengzhuang 222 

Pingliangtai 263 

Qijia culture 270 

scapulomancy 299 

Taosi 337-338 

the Great Wall 366 

Wangchenggang 367 



Xiajin 386-387 

Xue 393 

Yinjiacheng 405-406 

Zhufeng 415 
Lopburi 204 
Lothal 151,204,301 
Lou-Ian 85, 205-206 
Lovea 206 
Lower Xiajiadian culture 88, 

206-207, 248, 417c 
Lu 85, 101, 207, 276-277 
Lii Buwei 207 
LuHao 207 
Lumbini 59,207 
Luoyang 207-208, 417c 

Buddhism in China 60 

Chang'an 66 

Chu 78 

coinage 83 

Eastern Zhou dynasty 99, 100 

Gaozu 117 

geomancy 118 

Guang Wudi 120 

Han dynasty 124, 125, 127 

Han dynasty tombs 133 

inscriptions in China 156 

Jincun 171 

Xiandi 387 
Luo Zhenyu 208, 247 

M 

Magadha 65, 165, 209, 215, 

278-279 
Mahabharata 209 

amrita 9 

battle scenes 45 

Bhagavad Gita 49 

Bhita 51 

Chakranagar 64 

chakravartin 64 

Hastinapura 138 

women 381 
mahajanapada 26, 29, 209-210 
Mahamuni 12, 25, 91, 210, 303 
Ma Hao 60, 210 
Mahasena 210 
Mahasthana 210 
Mahayana Buddhism 210-211 

Apeyatana 24 

Avalokitesvara 29 

Bedsa 46 

Buddhism 60 

Dong Duong 94 

Nagarjunakonda 235 

Sailendra 291 
Mahidharapura dynasty 16,211, 

261, 419c 
Mai zun 211, 376 
Majiayuan 211 
Majumdar, R. C. 211 
Mancheng 53, 211-212, 418c 
Manda 212 
mandala 212 
Mandate of Heaven 212-213 

Ba system 44 

Chu 78 

Dong Zhongshu 96 

Eastern Zhou dynasty 99, 101 

Gaozu 117 

Guang Wudi 119 

Han dynasty 123 

Huhai 145 



Metal-Bound Coffer 223 

milfoil 223 

Shaogao 311 

WangMang 368,369 

Western Zhou dynasty 376, 
377 

Yamato 398 

Zhao Gong 410 
Manikiyala 213 
Mantai 213 
Maodun 85, 127, 129, 213, 263, 

390, 391, 418c 
Marshall, Sir John 214 

Archaeological Survey of India 
25 

Bhita 50, 51 

Charsada 73 

Dharmarajika 92 

Gandhara 117 

Indus Valley civilization 150 

Jandial temple 166 

Maurya empire 216 

Mohenjo Daro 226-228 

Rajagriha 279 

Sanchi 292-293 

seals 301 

Taxila 343-345 
Mary. Sec Merv 
Mashan 214 
Mat 214-215 
material culture 

Anyang 23 

Arikamedu 25-26 

Banawali 37 

be 46 

Beikthano 48 

Besnagar 48 

Bhita 50-51 

brick 56-57 

Broach 57 

bronze casting See bronze cast- 
ing 

Chanhu Daro 67-68 

combs 85-86 

Dholavira 93 

faience 109 

Fuquanshan 114-115 

Hann 134 

Indus Valley civilization 
150-152 

Iron Age in India 158 

Itazuke 164 

Jalilpur 165 

Kalibangan 175 

Kushans 190 

lacquer 192-193, 193 

lapis lazuli 194 

Meluhha 220-221 

Mohenjo Daro 228 

Northern Black Polished ware 
244 

OcEo 246 

Oxus treasure 252-253 

Painted Grey ware 257 

Panjikent 258 

Shang state 304 

steatite 332 

tomb models and reliefs 355 

Tonglushan 356 

turquoise 359 

Warring States period 
370-371 



Yamato 396 

Yangshao culture 400-401 

Yayoi 402, 404 

yazhang 404-405 

Zhengzhou 413 

Zhou Daguan 414 
Mathura 28, 81, 106, 215, 418c 
Maurya empire xviii, 215-217, 
417c, 418c 

Alikasudaro 6 

ancestor worship 13 

Arthasastra 26 

Asoka 27 

Banavasi 36 

Bhir mound at Taxila 49 

Bhita 50 

Bindusara 52 

Candragupta Maurya 63 

Cera 64 

Chandraketugarh 65 

coinage 81 

Gandhara 116 

inscriptions in India 155 

Kandahar 176 

Kausambi 178 

Kautilya 179 

Pataliputra 260 

seals 301 

Sringaverapur 331 

Taxila 343 

titles 352 

Ujjain 361 
Mawangdui 217-219, 418c 

bamboo slips 35 

bo 53 

Chu 78, 80 

Chuci 80 

combs 85 

Daodejing 90 

Han dynasty tombs 132 

Huang-lao boshu 144 

hun 145 

seals 302 

silk tomb offerings 324 

women 380 
Mebon. See Eastern Mebon; 

Western Mebon 
medicine. See acupuncture; hospi- 
tals 
Megasthenes 63, 219, 260, 418c 
Mehrgarh 57, 150, 219-220, 417c 
Meluhha 220-221 
Menandros 221 
Mencius 100, 123,221,221 
Meng Tian 221-222, 366 
Mengzhuang 222 
Mengzi. Sec Mencius 
Merv 21, 57, 62, 222, 298 
Metal-Bound Coffer 212, 

222-223, 251 
Mikumo 223 
milfoil 223 
Mingalazedi stupa 223 
Mingdi 38,60, 131,223 
mingqi 223-224, 303, 354, 371, 

384 
Mlran 224,310-311,342 
Mogao 166, 224-226, 332, 392, 

418c 
Mohenjo Daro 226, 226-229, 
417c 

combs 85 



Index 435 



Indus Valley civilization 151, 
152 

Indus Valley civilization script 
154 

seals 300-301 

Sir Mortimer Wheeler 379, 
380 
Mojiaoshan 229 
mokkan xix, 139, 140, 157, 

229-230, 235-236, 399, 419c 
monastic establishments 

Abhayagiri 1 

Akhauri 5 

Arahaki-ji 24-25 

ashrama 27 

Asuka-dera 28 

Bedsa 46 

Dharmarajika 92 

Fayaz Tepe 110 

Kalawan 175 

Kara Tepe 177-178 

Kham Zargar 181 

Nalanda 236 

rock monasteries 284 

Ushtur-MuUa 361 
money tree 230 
Mongchon 230, 254 
mortuary offerings. Sec grave 

gifts/grave goods 
mortuary practices. Sec also buri- 
al...; cemeteries; tomb models 
and reliefs; tombs/tomb sites 

BanDonTaPhet 37 

Beikthano 47 

bo 53 

bronze casting 58 

chariots/chariot burials 
69-72, 71 

Dadianzi 88 

Halin 122 

Han dynasty tombs 131-132 

haniwa 134, 134 

tomb of the Heavenly Horse 
139 

Hnaw Kan 142 

film 145 

great tomb of Hwangnam 
145-146 

Indus Valley civilization 153 

mingqi 223—224 

money tree 230 

NoenU-Loke 244 

Shu 319 

Western Zhou dynasty 378 

vv^omen 380 

Wu state 383 

Yaoshan 401 

Yellow Springs 405 

Yue 407 
Mouhot, Henri 230 
Mount Meru 231, 231 

Angkor 15 

Angkor Thom 18 

Angkor Wat 20 

Bakheng 33 

haray 41, 42 

Eastern Baray 99 

Muang Tam 233 

Phnom Rung 262 
Mount Tai 231 
mratan 231, 232 
Mrauk-U 1, 91, 232 



Muang Dongkorn 232 
Muang Fa Daet 232 
Muang Phra Rot 232 
Muang Sema 63, 232 
Muang Tam 233 
Mundigak 233 
Muro Miyayama 233 
Muryong, King 233-234, 

254-255, 418c 
music 78-79, 218, 223-224, 392 
Muye, Battle of 44, 234, 311, 319, 

376,381,417c 
Myanmar xix, 418c, 419c 

Anawrahta 12 

Arakan 25 

Beikthano 47-48 

canals 62 

Dhanyavv^adi 91-92 

Halin 122 

Hnaw Kan 142 

irrigation 163 

Kubyaukkyi temple 188 

Kyanzittha 191 

Mingalazedi stupa 223 

Pagan 255-257 

Pyu civilization 268 

SelagiriHill 302-303 

Thaton 348 

Thaungthaman 348 

Vesali 364 
My Son 43, 66, 234, 418c 

N 

Nagarjunakonda 235 
Nagaya, Prince 140, 235-236 
Nagayan temple 235 
Nakhon Pathom 236 
Nalanda 236, 392 
Nanaghat 236-237 
Nara state 237-239, 419c 

Daibutsu 89 

Heijo-kyo 139-140 

irrigation 160 

niokhan 229 

Prince Nagaya 235—236 

ritsuryo 283 

royal palaces 288-289 

shoen 317 

Yoro Code 406 
Nasik 239 
Nausharo 239-240 
NBPW. See Northern Black 

Polished ware 
Neak Pean 12, 16, 42, 166, 168, 

240 
NenChua 240 
Nevasa 240 
Nihongi xix, 240-241, 419c 

ancestor worship 14 

W. G. Aston 28 

Asuka-dera 28 

be 46 

Buddhism in Japan 60 

Fujiwara 112, 113 

haniwa 134 

Temmu 346 

Yamato 395, 397 
Nintoku 14, 160, 241, 418c 
Nisa 241 

Niuheliang 142,241-242 
Niya 242, 242-244, 341 
NoenU-Loke 41,244,381 



Noh 244 
nomads 291 

Northern Black Polished Ware 
(NBPW) 244,417c 

Bangarh 37 

Bhita 50 

Champanagar 65 

Sir Alexander Cunningham 
87 

Hastinapura 138-139 

mahajanapada 210 

Sir Mortimer Wheeler 379 
nutmeg 245 

o 

Oc Eo xix, 56, 58, 62, 113, 246, 

301 
Ojin 246-247 
O-no-Yasumaro 185, 247 
oracle bones 247-252, 248, 417c 

ancestor worship 12 

Antiquities Protection Law 21 

Anyang 22-23 

bamboo slips 34 

Ba state 44 

chariots 69 

Chengziyai 74 

di 93 

Dong Zuobin 96 

Fengchu 110-111 

Heijo-kyo 139 

inscriptions 155 

Liji 199 

Shang state 304-306 

Song Yirang 328 

Ticyun Cangui 349 

tides 351 

Wang Yiyong 369 

Western Zhou dynasty 375 

women 380 

Zhukaigou 415 
Otsuka 252 
Otsukayama 252 
Owake-no-Omi 147 
Oxus treasure 252-253, 417c 



Paekche 254-255, 418c, 419c 
Buddhism injapan 60 
Edafuna-Yama 105 
Isong Sansong 164 
Mongchon 230 
Muryong 233-234 
King Muryong 233-234 
Ojin 247 

Puso Sansong 267-268 
Shaogao 311 
Shilla 313 
Tenji 346 

Three Kingdoms 348 
Yamato 395-397, 399 

Pagan 255-257, 256, 419c 
Abeyadana temple 1 
Ananda temple 10 
Apeyatana 24 
brick 57 

Nagayan temple 235 
Patothamya temple 260 
Sulamani temple 333-334 
Thatbyinnyu temple 348 

Painted Grey Ware 6, 49, 138, 
158, 176, 257, 417c 



Pakistan 

Akhauri 5 

Allahdino 7 

Amri-Nal 9 

Bhir mound at Taxila 49 

bronze casting 57 

Chanhu-daro 66-67 

Charsada 72—73 

Damb Sadaat 90 

Gandhara 116-117 

GhaziShah 118-119 

Gumla 120 

Jandial temple 165-166 

Lewan 197-198 

Sahri-Bahlol 290 

Sikri 322 

Sirkap 326 

Sirsukh 326 

Taxila 342-346,344 

western satraps 374 
palaces. See royal palaces 
Palembang 93,257 
Pah 47, 54, 94, 257-258, 266 
Pallava 64, 258, 363, 418c 
Pandya 258 
Panini 258 
Panjikent 45, 258 
Panlongcheng 259, 306, 338 
Pan Piao. See Ban Biao 
Panwol-Song 259, 313, 315 
Parhae 259,419c 
Parthia 259,343 
Pataliputra 63, 121, 260, 392 
Patothamya temple 260 
Pattadakal 43, 260 
Pcriplus of the Eiythraean Sea 25, 

47, 57, 65, 179, 260 
Persia. See Sassanian empire 
philosophers 

Confucius 85-86 

Dong Zhongshu 95-96 

Laozi 193-194 

Mencius 221, 221 

Sunzi 334 

Xunzi (Xun Qing) 393 
Phimai 20,260-261,261 
Phimeanakas 15, 18, 261-262, 

381,414 
Phnom Chisor 42, 262 
Phnom Da 18, 262 
Phnom Rung 262, 262-263 
Phnom Wan 263 
Pingcheng, Battle of 118, 127, 

263, 391, 418c 
Pinghangtai 203, 263 
Piprahwa 263—264 
plastromancy 264, 406 
pon 109,264 
Po Nagar 64-65, 149, 264 
Pong Tuk 264 
Portugal xvii 
Prakash 264-265 
Prakrit 265 

Bhita 51 

birch bark scrolls 52 

coinage 81 

epigraphic hybrid Sanskrit 
106 

inscriptions in India 155 

Sanskrit 294 

Shan-shan 309 
Prambanan 265, 419c 



436 Index 



PrasatKravan 118, 265 
Pratisthana 265 
PreahKhan 42, 58, 168, 265 
Preah Khan of Konpong Svay 

265-266 
Preah Ko 266 

ancestor worship 13 

Angkor 14 

haray 42 

brick 57 

Hariharalaya 138 

Indravarman 1 149 
Preah Vihear 12,58,266 
Prei Monti 266 
PreRup 13,15,266,267,279 
Prinsep,J. 56,81,86,266 
Puranas 266, 267 
Purandarapura 267 
Purnavarman 267 
Puso Sansong 267—268 
Pyu civilization xix, 268, 418c 

Beikthano 47 

Buddhism in Southeast Asia 
59 

coinage 84 

Hahn 122 

Hnaw Kan 142 

irrigation 163 

c^ 

Qi 269 

Ba system 44, 45 

coinage 83 

Eastern Zhou dynasty 103 

Linzi 201 

Qin 272 

Warring States period 370 

Xue 393 

Xunzi (Xun Qing) 393 

Zhao 409 

Zuozhuan 416 
Qiemo 269-270 
Qijia culture 57, 270, 417c 
Qin xviii, 270-273, 418c 

chariot burials 71 

chariots 70 

Chen She 77 

Choson 77 

Chu 78 

coinage 83 

Co Loa 85 

Dong Zhongshu 95—96 

Dujiangyan 97 

Eastern Zhou dynasty 100, 
102-104 

Gaozu 117-118 

Guo Chin Lun 120 

Han dynasty 123, 128 

Han dynasty religious beliefs 
131 

Hann 134 

Honshu 135 

Hann 134 

Huhai 144-145 

irrigation 159 

MengTian 220-222 

Qin Shihuangdi 273-276 

royal palaces 286 

Shang Yang 308, 309 

Shu 319-320 

Taoism 337 

Warring States period 370 



xian 387 

Xunzi (Xun Qing) 393 

Zhao 409 

Zhao Gao 410 
Qin Shihuangdi xviii, 273—276, 
274, 418c 

battle scenes 45 

ho 53 

chariots/chariot burials 72 

Chen She 77 

coinage 83, 84 

Dong Zhongshu 96 

Eastern Zhou dynasty 99, 102 

Han dynasty 123 

Han dynasty religious beliefs 
131 

Huhai 145 

inscriptions in China 156 

Mount Tai 231 

Qin 273 

Qufu 276 

royal palaces 286 

Sima Qian 325-326 

Taoism 337 

tomb figures 354 

tomb models and reliefs 354 

the Great Wall 366 

Warring States period 370, 
371 

Wu Guang 383 

Xiongnu 390 

Yue 406 
Qiuwan 276 
quarry sites 276 
Qufu 276-277 
Qu Yuan 80, 277 

R 

Rabatak 278 
RahalBaray 278 
Rajagriha 278-279 
rajahulamahamantrin 279 
Rajendravarman 279 

Angkor 15 

Baksei Chamkrong 33 

brick 57 

canals 62 

Eastern Mebon 99 

irrigation 163 

Jayavarman V 168 

Sras Srang 330 
Rakhigarhi 279 
Ramannadesa 279-280 
Ramayana 9, 30, 45, 280, 280, 

293, 381, 418c 
Rang Mahal 281 
Rangpur 281 
Rawak 281 

reconstructions. See anastylosis 
Red Eyebrows 120, 127, 281, 

369, 418c 
reforms 68, 336, 392 
RehmanDheri 281-282 
reliefs. See bas-reliefs; tomb mod- 
els and reliefs 
religion. See deities; specific reli- 
gions 
reservoirs 

haray. See haray 

Eastern Baray 99 

Indratataka 149 

irrigation 160—163 



Jayatataka 166 

RahalBaray 278 

Sras Srang 330 

Western Baray 374 

Yashovarman I 402 
Ribadeneyra, E Marcello de 282 
rice xviii, xix, xxi, 417c 

Ama 7, 8 

Angkor 16-17 

Ankokuji 21 

Beikthano 48 

Chenla 76 

Han dynasty agriculture 
129-131 

irrigation 160, 163 

tomb models and reliefs 
355 

Toro 357 

Yamato 395 

Yaoshan 401 

Yayoi 403 
Rig-Veda xviii, 282-283 

Agni 2 

arya 27 

Harappa 138 

Indra 148 

mandala 212 

Samhitas 292 

women 381 
ritsuryo 283 
ritual bronze vessels 283—284 

Anyang 23, 24 

Bamhoo Annals 34 

bamboo slips 34 

Ba state 44 

bronze casting 58 

Changjiang civilization 66 

chariot burials 70 

Chu 78 

Eastern Zhou dynasty 101, 
104 

Erlitou 107 

EuHao 111-112 

Jin 170 

Ligui 198 

Lingyi 200 

Mai zun 211 

ShiQiang 315-316 

Shu 319 

taotie 338, 338-339 

Western Zhou dynasty 3 74, 
375, 377-379 

Wu state 383 

Xia dynasty 386 

Xiasi 388 

Xin'gan 389 

Xintian 389 

Yan 399-400 

Yue 407 

Zhang] iapo 408 

Zhengzhou 412, 413 

Zhuangbai 414-415 

Zhukaigou 415 
rock monasteries 46, 49, 202, 284 
rock temples. See cave 

temples/cave monasteries 
Rojdi 284 
RongChen 284 
Rongkab 284 
Ropar 284 

royal palaces 140, 284-289, 399 
Rudravarman 75, 114, 289 



Sahri-Bahlol 116-117, 290 

Sa Huynh culture 290-291, 418c 

Sailendra 55, 59-60, 180, 291, 

419c 
Saimei 291,380 
Saivism 291 

Sakas 63, 82, 291, 343, 374, 409 
SamgukSagi 233,291,314,348, 

419c 
Samguk Yusa 291-292 
Samhitas 292 
Samudragupta 13, 82, 106, 121, 

292 
Sanchi 292-293,293 

bas-reliefs 43 

battle scenes 45 

Brahmi 56 

Sir Alexander Cunningham 
87 

epigraphic hybrid Sanskrit 
106 

Jataka tales 166 
Sankisa 86-87, 110,293 
Sannathi 294 
Sanskrit xviii, 294 

arya 27 

Bhagavad Gita 49 

Bhita 51 

Canasapura 63 

chakravartin 64 

Cham civilization 65 

Chenla 74, 75 

Georges Ccedes 80 

coinage 82 

Henry Colebrook 84 

devaraja 91 

Dvaravati civilization 97 

epigraphic hybrid Sanskrit 
106 

Gupta empire 121 

Jayavarman of Eunan 169 

Sir William Jones 173 

Panini 258 

Sri Ksetra 331 

Vo Canh 365 

Sir Charles Wilkins 380 
Sanxingdui xviii, 294-297, 417c 

Ba state 44 

Changjiang civilization 66 

Chuci 80 

money tree 230 

taotie 339 

Xin'gan 389 

yazhang 405 
Sapallitepa 297, 417c 
Sarasvati River 36, 49, 283, 

297-298 
Samath 92, 106, 121,298 
Sassanian empire xx, 298, 418c 

Airtam 4 

Ayaz-kala 29 

Hephthalite Huns 141 

Khalchayan 181 

Merv 222 

Taxila 343 
Satanikota 298 
Satavahana dynasty 299, 418c 

Amaravati 8 

Banavasi 36 

coinage 83 

Karh 178 



Index 437 



Nanaghat 236-237 

Satanikota 298 

western satraps 374 
Satingpra 299 
scapulomancy 299 
scholarship. See also historical 
documents/scholarship 

W. G. Aston 28 

Etienne Aymonier 30 

Henry Colebrook 84 

Dong Zhongshu 95-96 

Dong Zuobin 96 

Hon Hanshii 143 

Uiiang-lao boshu 144 

Sir William Jones 173 

Liu Taiyun 202 

Luo Zhenyu 208 

Wang Guowei 367-368 

Wang Yiyong 369 

Sir Charles Wilkins 380 
Sdok Kak Thorn 8, 91, 167, 176, 

299-300 
seals 300, 300-302 

Altyn Tepe 7 

Bhita 50, 51 

Brahmi 56 

Changjiang civilization 66 

Sir Alexander Cunningham 
87 

Eastern Zhou dynasty 101 

Halin 122 

Han dynasty 123 

Indus Valley civilization 
152 

Indus Valley civilization script 
153, 154 

inscriptions in India 1 54- 155 

Jhukar 169 

steatite 332 

Yellovv' Springs 405 

ZhaoHu 411 
seismograph 302 
Selagiri Hill 43, 302-303 
Seleucid empire 21, 29, 31, 32, 

259,417c 
Seleucus I Nicator xx, 6, 63, 303, 

418c 
Shangcunling 101, 303 
Shan^iin Shu 303-304 
Shangqui, Treaty of 304 
Shang state xviii, 304-307, 417c 

ancestor worship 12 

Anyang 22-24 

bronze casting 57—58 

chariot burials 70 

chariots 69, 70 

Chu 78 

di 93 

Dong Zuobin 96 

Eastern Zhou dynasty 99 

Erligang 107 

Erlitou 107 

Fengchu 110-111 

FuHao 111-112 

Huanbei 144 

irrigation 159 

Liujiahe 201 

oracle bones 248-251 

Qiuwan 276 

ritual bronze vessels 283 

royal palaces 285 

Sanxingdui 295 



scapulomancy 299 

Shu 318 

silk tomb offerings 323 

Sufutun 333 

Taixicun 336-337 

titles 351 

Tonglushan 356 

Western Zhou dynasty 378 

women 380 

Xibeigang 388 

yazhang 405 

Zhengzhou 412 
Shang Yang 271, 303-304, 

307-309,370, 387 
Shan-shan 309-311, 418c 

canals 62 

Charklik 72 

Endere 106 

Faxian 110 

Miran 224 

Niya 243 

Qiemo 269-270 
Shaogao 311 
Shichishito 311,396 
Shijia 312 
Shijiahe 312 

Shiji (The Records of the Grand 
Histonan) 311-312, 418c. See 
also Sima Qian 

Chen She 77 

Choson 77 

Eastern Zhou dynasty 100, 
101 

Erhtou 107 

seals 302 

Shang state 307 

Shang Yang 307, 308 

Shan-shan 309 

Tarim Basin 339 

Western Zhou dynasty 375, 
377 

KingWu 381 

Xia dynasty 385, 386 

Zhang Qian 409 
Shilla 312-315, 418c, 419c 

Fujiwara 112 

tomb of the Heavenly Horse 
139 

great tomb of Hwangnam 
145-146 

Isong Sansong 164 

Koguryo 184, 185 

Kumsong 188 

Nara state 237 

Paekche 254, 255 

Parhae 259 

Three Kingdoms 348-349 

titles 352 

Yamato 397, 399 
Shimanosho Ishibutai 315 
ShiQiang 315-316,414,415 
Shitenno-ji 316, 398. See also 

Arahaki-ji 
Shit-thuang 10, 316, 419c 
Shizhaishan 83, 93, 128, 302, 

316-317,400 
shoen 317 

ShokiiNihongi 317,419c 
Shortughai 152, 317 
Shotoku, Prince 24, 60, 85, 142, 

317, 317-318,398, 419c 
Shotorak 318 



shrines. See also temples/temple 
sites 

Canggal 63-64 

Mahamuni 210 

Mingalazedi stupa 223 

Shwe Zigon 321 
Shu xviii, 44, 61,66, 102, 

294-297, 318-321 
Shundi 302, 321 
Shunga dynasty 321, 418c 
Shwe Zigon 321 
Siddhartha Gautaina 321 
Sidun 198, 321 
Sigiri 322 
Sikri 322 
Silk Road xix-xxi, 322-323 

Afrasiab 2 

Andi 14 

Bactria 31 

Balkh 34 

Bamiyan 35 

bas-reliefs 43 

Be gram 47 

brick 57 

bronze casting 57 

Buddhism in China 60 

canals 62 

Charklik 72 

Dunhuang 97 

Endere 106 

Faxian 110 

Ferghana 111 

Han dynasty 123, 128, 131 

Hotan 143 

irrigation 161 

Kala-i Kahkaha 175 

Kapisi 177 

Kaxgar 1 79 

Kushans 190-191 

Merv 220 

Mogao 224-225 

Niya 242, 243 

Panjikent 258 

Parthia 259 

Periphis of the Erythraean Sea 
260 

Sogdiana 328 

Sir Aurel Stein 332 

Tarim Basin 339 

Transoxiana 358 

Turpan Basin 358-359 

Xiongnu 391 

YantieLiin 401 

Zhang Qian 408-409 
silk tomb offerings 145,217-219, 

323-325 
sima 157, 187-188, 325 
Sima Qian 325-326, 418c. See 
also Shiji (The Records of the 
Grand Historian) 

Dian chiefdom 93 

Eastern Zhou dynasty 100 

Han dynasty 128 

inscriptions in China 155, 
156 

Mandate of Heaven 212 

Maodun 213 

oracle bones 252 

Qin 270-272 

Qin Shihuangdi 274 

royal palaces 286, 287 

Shang Yang 307 



titles 351 

Xia dynasty 385 

Xiongnu 391-392 
Sima Tan 326 
Sindok 326 
Sirkap 31, 165-166, 326, 

344-345, 418c 
Sirsukh 326,345,418c 
Sisupalgarh 326 
Sita 381 
Siva 326 

Ahicchatra 3 

Angkor 1 5 

Badaini 32 

Banteay Srei 40 

Bhita 51 

Bhumara 52 

coinage 82 

Funan 114 

Kailasa mountain 174 

Saivism 291 
Siyelik 326 
Skandagupta 174,327 
slavery 327, 368 
Sogdiana 2,31, 141,258, 

327-328, 418c 
Sokkam-ni 197 
Sokkuram 315,328,329 
Song Yirang 247, 328 
Sonkh 329 
Sothi 329 

Sothi-Siswal 36, 329 
Southeast Asia 

ancestor worship 12-13 

bas-reliefs 43 

brick in architecture 56-57 

bronze casting 58 

Buddhism 59-60 

canals 62 

Georges Ccedes 80—81 

coinage 84 

Funan 113-114 

inscriptions 155, 157 

Iron Age 159 

Ramayana 280 

royal palaces 284-285 

seals 301-302 

women in 381 
Southeast Asian Islands xvm 
Spice Islands 329-330 
spices 80, 245 

Spring and Autuinn period 417c. 
See also Chiinqiu Fanlii; Eastern 
Zhou Dynasty 

chariots 70 

Chu 78 

Chiinqiu Fanhi 80 

coinage 83 

di 93 

Han state 135 

Jin 170, 171 

Qi 269 

Qin 271 

Treaty of Shangqui 304 

well-field system 373 

xian 387 

Xiasi 388 

Xintian 389 

Yan 399 
Sras Srang 330 
Sravasti 330 
Sri Ksetra 84, 268, 330-331 



438 Index 



Sri Lanka 417c 

Anuradhapura 21-22 

canals 62 

Devanampiya Tissa 91 

Dipavamsa 94 

Faxian 110 

irrigation 161-162 

Mahasena 210 

Mantai 213 

Sigiri 322 
Sringaverapur 331 
SriThep 332 

Srivijaya xix, 257, 332, 402, 419c 
steatite 1, 67, 119, 153, 300, 301, 

332 
Stein, Sir Aurel xx, 332-333 

Ak-terek 5 

Charklik 72 

DabarKot 88 

Dandan-Oilik 90 

Dunhuang 97 

Endere 106 

Farhad-beg-y ailaki 1 09 

Gandhara 116-117 

Hotan 143 

Kara-dong 177 

Lou-Ian 205-206 

Miran 224 

Mogao 225-226 

Niya 242, 243 

Rawak 281 

Sahri-Bahlol 290 

Shan-shan 310,311 

Sogdiana 328 

Sutkagen Dor 335 

Tarim Basin 340-342 

Wang Yuanlu 369 
Sufutun 306-307, 333 
Sulamani temple 333, 333—334 
Sunga 3, 54, 65, 329, 334, 418c 
Sunzi 334 

Surkh-Kotal 6, 13, 334 
Surkhotada 334 
Suryavamian I 334—335 

Angkor 15 

haray 42 

bas-reliefs 43 

bronze casting 58 

Phimeanakas 261 

Phnom Chisor 262 
Suryavarinan II 15, 19, 45, 335 
Sutkagen Dor 335 
symni 335 

T 

tai-ju 336 

Taika Reforms 173, 229, 336, 

346, 398-399, 419c 
Taixicun 306, 336-337 
Tajikistan 180,408 
Takamatsuzuka 337 
Tamluk 337 

Tang alliance 312-313, 399 
Tanjung Rawa 337 
Taoism 90, 144, 193, 337 
Taosi 12, 57, 203, 337-338 
taotie 88, 338, 338-339, 411 
Ta Prohm 10, 142, 168, 339 
Tarim Basin 339-342 

Endere 106 

Han dynasty 123, 127 

Hotan 143 



Lou-Ian 205 

Silk Road 322 

Yangshao culture 400 
Taruma 342, 418c 
Tatesuki 134, 342 
taxation 

Fujiwara 112 

Han dynasty 125 

Hanshu 135 

inscriptions in Indonesia 157 

Jingdi 172 

Nara state 238 

simfl 325 

Wudi 382 

Xuandi 392 

Yamato 398-399 

Yoro Code 406 
Taxila 342-346,344 

Akhauri 5 

Alexander the Great 6 

Besnagar 48 

Bhir mound at Taxila 49 

birch bark scrolls 52 

combs 85 

Sir Alexander Cunningham 
87 

Dharmarajika 92 

Faxian 110 

Gandhara 116, 117 

Kalawan 175 

Kushans 190 

Sir John Marshall 214 

Maury a empire 216 

Sakas 291 

Sirkap 326 

Sirsukh 326 

Sir Mortimer Wheeler 379 
Temmu 172, 185, 346, 399 
temple reliefs. Sec Bas-reliefs 
temples/temple sites 

Abeyadana temple 1 

Aihole 3 

Airtam 4 

Ajanta 4-5, 5 

Ak-terek 5 

AkYum 5-6 

Amaravati 8, 8 

Ananda temple 10,11 

Angkor 14 

Angkor Wat 19, 19-20 

Apeyatana 24 

Arahaki-ji 24-25 

Asuka-dera 28, 28 

Bakheng 32-33 

Bakong 33 

Baksei Chamkrong 33 

BanteayChmar 38-39,39 

Banteay Samre 40 

Banteay Srei 'lO, 40 

Baphuon 41 

Bayon 45-46, 46 

Bhumara 52 

BodhGaya 53-54,54 

Borobudur 55 

Canggal 63-64 

Chau Say Tevoda 73 

Chenla 76 

Dalverzin Tepe 89-90 

Dharmarajika 92 

Dong Duong 94-95 

dvarapala 97 

Fastern Mebon 99 



Hariharalaya 138 

Heijo-kyo 140 

Hongshan culture 142 

Jandial temple 165-166 

Kedu Plain 180 

Kubyaukkyi temple 188 

Lolei 202 

Muang Tam 233 

Nagayan temple 235, 235 

Nasik 239 

NeakPean 240 

Pagan 256-257 

Patothamya temple 260 

Phimeanakas 261-262 

Phnom Chisor 262 

Phnom Wan 263 

Prasat Kravan 265 

PreahKhan 265 

Preah Khan of Konpong Svay 
265-266 

Preah Ko 266 

Preah Vihear 266 

Prei Monti 266 

Pre Rup 266, 267 

Ramannadesa 279 

RongChen 284 

SdokKakThom 299-300 

Shitenno-ji 316 

Shotorak 318 

Sulamani temple 333, 
333-334 

Surkh-Kotal 334 

Thatbyinnyu temple 348 

Todaiji 353-354 

WatBaset 371 

WatPhu 372 

Western Mebon 374 

Yakushi-ji 394, 394 

Yamato 398 
Tenji 336, 346, 399 
Tenjinyama 346 
tenno 237, 238, 346, 380 
Ter 346 
Termez 110, 141, 177-178, 

346-347 
Terrace of the Leper King 105, 

347, 347 
Thailand xix 

Amarendrapura 8 

BanDonTaPhet 37 

BanNonWat 38 

Chansen 68 

Dvaravati civilization Sec 
Dvaravati civilization 

KhaoSamKaeo 181-182 

KhuanLukpad 182-183 

KokKhoKhao 185 

KuBua 187 

Muang Dongkorn 232 

Muang Fa Daet 232 

Muang Phra Rot 232 

Muang Sema 232 

Muang Tam 233 

NoenU-Loke 244 

Satingpra 299 

Sri Thep 332 

U-Taphao 361-362 

U-Thong 362 

Wat Ban Song Puay 371 

Yarang 402 
Thap Mam 347, 348 
Thatbyinnyu temple 348 



Thaton 12, 348 
Thaungthaman 348 
Theravada Buddhism 210-211, 

256, 257, 348 
Three Kingdoms 348-349 

irrigation 160 

Koguryo 184-185 

Mongchon 230 

Paekche 254-255 

Samguk Sagi 291 

Samguk Yusa 291-292 

Shilla 312-315 
Tianma-Qucun 170, 349 
Tianxingguan 349 
Tianzimao 349 
Tieyun Cangui 349 
Tillya Tepe 191, 349-351, 418c 
Tircul 351. Sec also Pyu civilization 
titles 351-353 

chakravartin 64 

fan 109 

inscriptions in Indonesia 157 

mratan 231-232 

pon 264 

rajakulamahamantrin 279 

svami 335 

tai-fu 336 

tenno 346 

varman 363 

Yan 399-400 
Todaiji 89, 140, 353-354, 419c 
tomb models and reliefs 134, 

354-356. See also bas-reliefs 
tombs/tomb sites xix 

Anyang 23-24 

bamboo slips 35 

Baoshan 40-41 

ho 53 

Chu 79 

combs 85 

Eastern Zhou dynasty 100, 
101, 104 

FuHao 111 

Han dynasty 131-133 

haniwa 134 

tomb of the Heavenly Horse 
139 

Hwangnam 145-146 

Inariyama 147 

Jincun 171 

Jingdi 171 

Koryong 186 

lacquer objects in 192—193, 
193 

Leigudun 194-196 

Leitai 196, 196 

Leshan 197 

Liangzhu culture 198 

Liuchengqiao 201 

Mancheng 211-212 

Mawangdui 217-219 

Muryong 233-234 

NiuheUang 241, 242 

Ojin 247 

Paekche 254-255 

Qin Shihuangdi 273-275 

Shang state 305-306 

Shilla 314 

Sufutun 333 

Tatesuki 342 

Warring States period 371 

Wei 372 



Index 439 



Xibeigang 388 

Xin'gan 388-389 

Xiongnu 390 

Xue 393 

Yamato 396, 397 

Zeng Hou Yi 408 

ZhaoHu 411-412 

Zheng 412 

Zhongshan 413-414 

Zhukaigou 415 
Tonglushan 356, 376 
Toprak-kala 356-357 
Toro 357,403 
T'osong-ni 196-197, 357 
trade 

Allahdino 7 

Arikamedu 25—26 

Beikdiano 48 

Chanhu Daro 68 

Chao Phraya Basin 69 

Chu 79 

Desalpur 91 

Gupta empire 121 

Han dynasty 128 

Indus Valley civilization 152, 
153 

Kushans 190-191 

Lelang 197 

Longshan culture 203-204 

OcEo 246 

Qin 271 

Sassanian empire 298 

Shan-shan 310 

Shu 321 

Silk Road 322 
TraKieu 357-358 
Transoxiana 358 
travan 358 

Tribhuvanadityavarman 358 
Tripuri 358 

Tso Chiian. Sec Ziiozhiian 
Tung Chung-Shu. Sec Dong 

Zhongshu 
Tung Tso-pin. See Dong Zuobin 
Turpan Basin 49, 358-359 
turquoise 111, 359 

u 

Udayadityavarman II 15, 41, 42, 

43, 360 
Udozuka 360 
uji 360,396 
Ujjain 83, 360-361 
unicorn 67, 361 
Uriyudo 361 
Ushtur-Mulla 361 
Ustrushana 175, 361 
U-Taphao 361-362 
U-Thong 362 
Uzbekistan 

Afrasiab 2 

Airtam 4 

Dalverzin Tepe 89-90 

Khalchayan 181 

Koy-Krylgan-Kala 187 

Termez 346-347 

Toprak-kala 356—357 

Varaksha 363 



V 



Vaisali 28, 363 
Vaisnaism 363 



vajra 148 

Varaksha 363 

Vardhaniana Mahavira 165, 363 

varman 114, 363 

Varuna 364 

Veda 2, 13, 292, 364 

Vesali 1, 10, 25, 57, 364 

Viet Khe 95, 364 

Vietnam 

Adhyapura 2 

Cham clvihzation See Cham 
civilization 

Co La 84-85 

Dong Duong 94-95 

Dong Son 95 

Ecole Frangaise d'Extreme- 
Orient 104 

GoThap 119 

Gunavarman 120 

Indrapura 148, 149 

Indratataka 149 

KhuongMy 183 

My Son 234 

NenChua 240 

OcEo 246 

Po Nagar 264 

Sa Huynh culture 290-291 

Thap Mam 347, 348 

TraKieu 357-358 

Viet Khe 364 

Vo Canh 365 
Vima Kadphises 364 
visaya 365 

Vishnu 15, 18, 20, 114, 118, 363 
Vo Canh 365 

w 

Wa 373, 394, 403 

Wall, the Great 366, 367, 418c 

canals 61 

Gaozu 118 

Han dynasty 123, 127, 128 

Meng Tian 220 

Qin 272 

Qin Shihuangdi 273 

Wudi 382 

Xiongnu 390-392 

YantieLun 401 

Zhang Qian 409 
Wangcheng 366, 367 
Wangchenggang 367 
Wang Guowei 247, 367-368 
WangMang 368-369, 418c 

Chang'an 66 

coinage 84 

GuangWudi 119 

Han dynasty 124, 128 

Hanshu 135 

Red Eyebrows 281 

royal palaces 287-288 

Xin dynasty 388 

Xiongnu 391 
Wangxian 77, 369 
Wang Yiyong 369 
Wang Yuanlu 369 
Wari-Bateshwar 369 
Warring States period 369—371, 
417c, 418c 

bamboo slips 35 

canals 61 

Changjiang civilization 66 

chariots 71—72 



Choson 77 

Chu 78, 79 

Chuci 80 

coinage 83 

Dujiangyan 97 

Eastern Zhou dynasty 99, 
102, 104 

Han dynasty 123 

Hann 134 

Huhai 145 

inscriptions in China 156 

Iron Age in China 158 

JiaYi 170 

Jinancheng 171 

legalism 194 

Linzi 201 

Luoyang 207 

Mencius 220 

Qin 270 

QuYuan 277 

royal palaces 286 

seals 302 

ShangYang 307-309 

silk tomb offerings 323-324 

Sima Qian 325 

Taoism 337 

tides 351-352 

tomb models and reliefs 354 

Wuyang 384 

Xinzheng 390 

Xue 393 

Xunzi (Xun Qing) 393 

Yan 400 

Yangputou 400 

Zhao 409, 410 

Zhao Gao 410 

Zhengzhou 412 

Ziiozhuan 416 
Wat Ban Song Puay 371 
WatBaset 371 
WatPhu 372 
Wei 372,417c 

Eastern Zhou dynasty 102, 
103 

Huhai 145 

Warring States period 370 

Yamatai 394 

Zhongshan 413 

Zuozhuan 416 
weights and measures 68,123, 

152 
Weizhi (Histoiy of the Wei 

Dynasty) 372-373, 380, 394, 
395, 403 
well-field system 368, 373, 388 
Wendi 373-374 

Chao Kuo 68 

combs 85 

di 93 

Han dynasty agriculture 129 

Hanshu 135 

Jingdi 171 

Maodun 213 

the Great Wall 366 
Western Baray 41, 162, 334-335, 

374 
Western Han 

battle scenes 45 

Chang'an 65-66 

Chao Kuo 68 

coinage 84 

Guo Chin Lun 120 



Han dynasty 125, 126 

Han dynasty agriculture 130 

Huidi 145 

JiaYi 169-170 

Jingdi 171-172 

Kaxgar 179 

LiuSheng 201-202 

LiuXiu 202 

LuHao 207 

Wendi 373-374 

women 380 

Wudi 382-383 

Yangputou 400 

ZhaoHu 411 
Western Mebon 58, 374 
western satraps 83, 374, 418c 
Western Zhou dynasty xviii, 3 74, 
374-379, 417c 

bamboo slips 34 

Changjiang civilization 66 

chariots 70 

Chu 78 

coinage 83 

di 93 

Eastern Zhou dynasty 99, 101 

Fengchu 110 

inscriptions in China 
155-156 

irrigation 159 

Mandate of Heaven 212 

Battle of Muye 234 

oracle bones 251 

ritual bronze vessels 283 

royal palaces 285-286 

scapulomancy 299 

silk tomb offerings 323 

tides 351 

Warring States period 370 

well-field system 373 

KingWu 381 

Wuyang 384 

Xue 393 

Zhangjiapo 408 

Zhao Gong 410 

Zheng 412 
Wheeler, Sir Mortimer 379-380 

Archaeological Survey of India 
25 

Arikamedu 25 

brick 56 

Charsada 73 

Charsada excavations 73 

Harappa 136 

Maurya empire 216 

Rig-Veda 282 

XiaNai 387 
Wilkins, Sir Charles 294, 380 
women xvii, 380-381 

Banteay Srei 40 

combs 85 

Dadianzi 88 

Han dynasty 125 

Jayavarman of Eunan 169 

Tarim Basin 340 

Tillyatepe 350,351 

tomb of Eu Hao 306 

Weizhi 373 

Zhangjiapo 408 

ZhaoHu 411 
Wu, King 381 

Bamboo Annals 34 

geomancy 118 



440 Index 



Jingdi 171 

Western Zhou dynasty 376 

Yan 399 

Zhao Gong 410 
Wucheng 66, 382, 389 
Wudi 382-383 

Dian chiefdom 93 

Dong Zhongshu 96 

Han dynasty 123, 124, 127, 
128, 131 

Huainanzi 144 

Kaxgar 179 

Mount Tai 231 

royal palaces 287 

Tarlm Basin 339 

Xiongnu 391 

Yantie Lun 401 

Yue 406 

Zhaodi 410 
Wu Guang 383 
Wu state xix, 383, 406, 417c 
wuxing 383-384 
Wuyang 384,400 

X 
Xia dynasty xviii, 57, 107, 108, 

385-386, 386, 405, 417c 
Xiajiadian. 5cc Lower Xiajiadian 

culture 
Xiajin 386-387 
xian 102, 126, 387 
Xia Nai 380, 387 
Xiandi 387-388 
Xianyang 71-72, 100, 123, 145 
Xiao tun 21, 69 
Xiasi 388 
Xibeigang 388 
Xin dynasty 84, 119-120, 124, 

368-369, 388 
Xin'gan 66, 382, 388-389 
Xintian 101, 170, 389-390 
Xinzheng 104, 390 
Xiongnu 390-392, 418c 

Andi 14 

Dong Zhongshu 96 

Gaozu 118 

Han dynasty 123, 127-128, 
131 

Han dynasty agriculture 129 



Maodun 213 

Meng Tian 220 

Pingcheng 263 

Shan-shan 309 

Tarim Basin 339, 341 

the Great Wall 366 

Wang Mang 368 

Wudi 382 

Yantie Lun 401 

Zhang Qian 409 
Xuandi 392 
Xuanzang 392-393, 419c 

Ahicchatra 3 

Asoka 28 

Ayodhya 30 

Balkh 34 

Bamiyan 35 

Bari-Kot 43 

Sir Alexander Cunningham 
86 

Hephthalite Huns 141 

Hotan 143 

Kafyr-kala 174 

Kusinagara 191 

Mathura 215 

Nalanda 236 

Sravasti 330 

SriKsetra 331 

Taxila 342 

Vaisali 362 
Xue 393 
Xunzi (Xun Qing) 393 

Y 
Yakushi-ji 394,394 
Yamatai 380, 394-395, 403 
Yamato 395-399, 418c, 419c 

Arahaki-ji 24-25 

he 46 

Edafuna-Yaina 105 

Fujiwara 112-113 

haniwa 134 

Hiraide 142 

Inariyama 147 

irrigation 160 

Jinshin disturbance 172 

Koganezuka 183-184 

Nara state 237 

Nintoku 241 



oracle bones 252 

ritsuryo 283 

royal palaces 288 

Saiinei 291 

Taika Reforms 336 

Takamatsuzuka 337 

Tatesuki 342 

tides 352 

uji 360 

Yakushi-ji 394 
Yan 384, 399-400 
Yangputou 400 
Yangshao culture 12, 200-201, 

400-401, 417c 
Yantie Lun 93, 401 
Yaoshan 198, 401-402 
Yarang 402 
Yashodharapura 15, 91, 99, 402, 

402 
Yashodharatataka. See Eastern 

Baray 
Yashovarman I 402 

Angkor 15 

ashrama 27 

Bakheng 32 

haray 42 

devaraja 91 

Eastern Baray 99 

Hariharalaya 138 

irrigation 163 

Yashodharapura 402 
Yayoi 402-404, 404, 418c 

Ama 7-8 

ancestor worship 13-14 

Ankokuji 21 

Doigahama 94 

dotahu 96 

haniwa 134 

Hiraide 142 

irrigation 160 

Itazuke 164 

Mikumo 223 

Otsuka 252 

Tenjinyama 346 

Toro 357 

Uriyudo 361 

Weizhi 373 

Yamatai 394 

Yamato 395 



yazhang 107, 404-405 

Yelang 128, 405 

Yellow Springs 405 

Yellow Turbans 127, 200, 405, 

418c 
Ying 405 

Yinjiacheng 405-406 
Yoro Code 229, 238, 283, 406 
Yue 102, 123, 406-407 
Yuryaku 147 



Zar Tepe 63, 190, 408 

Zeng Hou Yi 58, 79, 194-196, 

408 
Zhangdi 55, 125, 139, 408 
Zhangjiapo 408 
Zhang Qian HI, 179, 205, 382, 

408-409 
Zhao 102, 103, 370, 390, 

409-410, 417c 
Zhaodi 383, 410 
Zhao Gao 123, 145, 410 
Zhao Gong 410 
Zhao Hu 406, 410-412 
Zhao Meng 172 
Zheng 44, 135, 412 
Zhengzhou 134, 305, 412-413 
Zhidi 125, 413 
Zhongshan 413-414 
Zhou. See Eastern Zhou dynasty 
Zhou Daguan 414 

Angkor 16 

Angkor Thom 18 

Angkor Wat 19 

Baphuon 41 

baray 42 

Bayon 46 

face towers 109 

Indravarman 111 149 

irrigation 163 

royal palaces 285 

slavery 327 

women 381 
Zhuangbai 414-415 
Zhufeng 203, 415 
Zhukaigou 248, 415 
Zidanku 415 
Zuozhuan 100, 101, 338, 415-416